81 FR 67118 - Adoption of Updated EDGAR Filer Manual
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 81, Issue 190 (September 30, 2016)
Federal Register Volume 81, Issue 190 (September 30, 2016)
| Page Range | 67118-67120 | |
| FR Document | 2016-23562 |
[Federal Register Volume 81, Number 190 (Friday, September 30, 2016)] [Rules and Regulations] [Pages 67118-67120] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-23562] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-10217; 34-78883; 39-2512; IC-32269] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. ----------------------------------------------------------------------- SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support the new submission form types N-MFP2 and N-MFP2/A for money market mutual funds; allow unregistered money market fund to file a report on submission form types N-CR and N-CR/A; update the date format for ABS-EE Asset Data schemas from MM/YYYY to MM-DD-YYYY for CMBS Asset Class: Item 2(c) (12), and Debt Securities Asset Class: Debt Securities, Item 5(f)(3); update the codes and descriptions referencing CMSA to reference CREFC for CMBS Asset Class Item 2(d)(28)(xii) and CMBS Asset Class Item 2(d)(28)(xiii); allow a Large Trader whose most recent Form 13H submission was a Form 13H-I (Inactive) to submit a Form 13H-T (Termination) regardless of elapsed time; and make documentation updates to Chapter 5 and Chapter 6 of the ``EDGAR Filer Manual, Volume II: EDGAR Filing'' relating to eXtensible Business Reporting Language (XBRL) format. The EDGAR system was upgraded to support the new submission form types N-MFP2 and N-MFP2/A for money market mutual funds on August 29, 2016. The EDGAR system is scheduled to be upgraded to support the other functionalities on September 19, 2016. DATES: Effective September 30, 2016. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of September 30, 2016. FOR FURTHER INFORMATION CONTACT: In the Division of Investment Management, for questions concerning Form N-MFP2 and Form N-CR, contact Heather Fernandez at (202) 551-6708; in the Division of Corporate Finance, for questions concerning Form ABS-EE, contact Vik Sheth at (202) 551-3818; in the Division of Trading and Markets, for questions concerning Form 13H, contact Kathy Bateman at (202) 551-4345; and in the Division of Economic and Risk Analysis, for questions concerning eXtensible Business Reporting Language (XBRL) disseminations; contact Walter Hamscher at (202) 551-5397. SUPPLEMENTARY INFORMATION: We are adopting an updated EDGAR Filer Manual, Volume II. The Filer Manual describes the technical formatting requirements for the preparation and submission of electronic filings through the EDGAR system.\1\ It also describes the requirements for filing using EDGARLink Online and the Online Forms/XML Web site. --------------------------------------------------------------------------- \1\ We originally adopted the Filer Manual on April 1, 1993, with an effective date of April 26, 1993. Release No. 33-6986 (April 1, 1993) [58 FR 18638]. We implemented the most recent update to the Filer Manual on June 13, 2016. See Release No. 33-10095 (July 1, 2016) [81 FR 43047]. --------------------------------------------------------------------------- The revisions to the Filer Manual reflect changes within Volume II entitled EDGAR Filer Manual, Volume II: ``EDGAR Filing,'' Version 38 (September 2016). The updated manual will be incorporated by reference into the Code of Federal Regulations. The Filer Manual contains all the technical specifications for filers to submit filings using the EDGAR system. Filers must comply with the applicable provisions of the Filer Manual in order to assure the timely acceptance and processing of filings made in electronic format.\2\ Filers may consult the Filer Manual in conjunction with our rules governing mandated electronic filing when preparing documents for electronic submission.\3\ --------------------------------------------------------------------------- \2\ See Rule 301 of Regulation S-T (17 CFR 232.301). \3\ See Release No. 33-10095 in which we implemented EDGAR Release 16.2. For additional history of Filer Manual rules, please see the cites therein. --------------------------------------------------------------------------- The EDGAR system will be upgraded to Release 16.3 on September 19, 2016 and will introduce the following changes: [[Page 67119]] An unregistered money market fund will now be able to file a report on submission form types N-CR and N-CR/A. When submitting N-CR and N- CR/A filings, filers that are unregistered money market funds can optionally provide values for the following fields:Filer Investment Company Type Series ID Class (Contract) ID ABS-EE Asset Data schemas will be updated to change the date format from MM/YYYY to MM-DD-YYYY for the following Asset Class Items: CMBS Asset Class: Item 2(c)(12), First Loan Payment Due Date Debt Securities Asset Class: Item 5(f)(3), Demand Resolution Date In addition, the codes and descriptions referencing CMSA will be updated to reference CREFC for the following Asset Class Items: CMBS Asset Class: Item 2(d)(28)(xii), Net Operating Income Net Cash Flow Securitization Code CMBS Asset Class: Item 2(d)(28)(xiii), Net Operating Income Net Cash Flow Code The ABS-EE Asset Data schemas will also be updated to allow whole integer numbers in decimal fields. For more information, see the updated ``EDGAR ABS XML Technical Specification'' document located on the SEC's Public Web site (https://www.sec.gov/info/edgar/tech-specs). A Large Trader whose most recent Form 13H submission was a Form 13H-I (Inactive) will now be able to subsequently submit a Form 13H-T (Termination), regardless of the elapsed time. Documentation only corrections relating to eXtensible Business Reporting Language (XBRL) formatting were made to Chapter 5, ``Constructing Attached Documents and Document Types'' and Chapter 6 ``Interactive Data'' of the EDGAR Filer Manual: Volume II. On August 29, 2016, EDGAR Release 16.2.4 was updated to include two new submission form types--N-MFP2 and N-MFP2/A--to incorporate the amendments to Form N-MFP adopted by the Commission on September 16, 2015. These two new submission form types will be accepted from the EDGAR Filing Web site via filer-constructed XML submissions, as described in the ``EDGAR Form N-MFP2 XML Technical Specification'' document available on the SEC's Public Web site (https://www.sec.gov/info/edgar/tech-specs). EDGAR will only accept TEST submissions for submission form types N-MFP2 and N-MFP2/A until October 13, 2016. Beginning on October 14, 2016, submission form types N-MFP2 and N-MFP2/A will be accepted as LIVE or TEST submissions. After that date, filers will be prevented from submitting existing submission form type N-MFP1 beginning October 14, 2016. Filers will also be prevented from submitting existing submission form type N-MFP1/A beginning October 14, 2017. Along with the adoption of the Filer Manual, we are amending Rule 301 of Regulation S-T to provide for the incorporation by reference into the Code of Federal Regulations of today's revisions. This incorporation by reference was approved by the Director of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. The updated EDGAR Filer Manual will be available for Web site viewing and printing; the address for the Filer Manual is https://www.sec.gov/info/edgar/edmanuals.htm. You may also obtain paper copies of the EDGAR Filer Manual from the following address: Public Reference Room, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Since the Filer Manual and the corresponding rule changes relate solely to agency procedures or practice, publication for notice and comment is not required under the Administrative Procedure Act (APA).\4\ It follows that the requirements of the Regulatory Flexibility Act \5\ do not apply. --------------------------------------------------------------------------- \4\ 5 U.S.C. 553(b). \5\ 5 U.S.C. 601-612. --------------------------------------------------------------------------- The effective date for the updated Filer Manual and the rule amendments is September 30, 2016. In accordance with the APA,\6\ we find that there is good cause to establish an effective date less than 30 days after publication of these rules. The EDGAR system upgrade to Release 16.3 is scheduled to become available on September 19, 2016. The Commission believes that establishing an effective date less than 30 days after publication of these rules is necessary to coordinate the effectiveness of the updated Filer Manual with these system upgrades. --------------------------------------------------------------------------- \6\ 5 U.S.C. 553(d)(3). --------------------------------------------------------------------------- Statutory Basis We are adopting the amendments to Regulation S-T under Sections 6, 7, 8, 10, and 19(a) of the Securities Act of 1933,\7\ Sections 3, 12, 13, 14, 15, 23, and 35A of the Securities Exchange Act of 1934,\8\ Section 319 of the Trust Indenture Act of 1939,\9\ and Sections 8, 30, 31, and 38 of the Investment Company Act of 1940.\10\ --------------------------------------------------------------------------- \7\ 15 U.S.C. 77f, 77g, 77h, 77j, and 77s(a). \8\ 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78w, and 78ll. \9\ 15 U.S.C. 77sss. \10\ 15 U.S.C. 80a-8, 80a-29, 80a-30, and 80a-37. --------------------------------------------------------------------------- List of Subjects in 17 CFR Part 232 Incorporation by reference, Reporting and recordkeeping requirements, Securities. Text of the Amendment In accordance with the foregoing, Title 17, Chapter II of the Code of Federal Regulations is amended as follows: PART 232--REGULATION S-T--GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS 0 1. The authority citation for part 232 continues to read in part as follows: Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s(a), 77z-3, 77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a-6(c), 80a-8, 80a-29, 80a-30, 80a-37, and 7201 et seq.; and 18 U.S.C. 1350. * * * * * 0 2. Section 232.301 is revised to read as follows: Sec. 232.301 EDGAR Filer Manual. Filers must prepare electronic filings in the manner prescribed by the EDGAR Filer Manual, promulgated by the Commission, which sets out the technical formatting requirements for electronic submissions. The requirements for becoming an EDGAR Filer and updating company data are set forth in the updated EDGAR Filer Manual, Volume I: ``General Information,'' Version 24 (December 2015). The requirements for filing on EDGAR are set forth in the updated EDGAR Filer Manual, Volume II: ``EDGAR Filing,'' Version 38 (September 2016). Additional provisions applicable to Form N-SAR filers are set forth in the EDGAR Filer Manual, Volume III: ``N-SAR Supplement,'' Version 5 (September 2015). All of these provisions have been incorporated by reference into the Code of Federal Regulations, which action was approved by the Director of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. You must comply with these requirements in order for documents to be timely received and accepted. The EDGAR Filer Manual is available for Web site viewing and printing; the address for the Filer Manual is https://www.sec.gov/info/edgar/edmanuals.htm. You can obtain [[Page 67120]] paper copies of the EDGAR Filer Manual from the following address: Public Reference Room, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. You can also inspect the document at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to: http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html. By the Commission. Dated: September 20, 2016. Brent J. Fields, Secretary. [FR Doc. 2016-23562 Filed 9-29-16; 8:45 am] BILLING CODE 8011-01-P
![67118 Federal Register / Vol. 81, No. 190 / Friday, September 30, 2016 / Rules and Regulations
observer coverage category until the (vi) Appeal. If the owner of a trawl §§ 679.5, 679.28, 679.52, 679.53, 679.84, and
following year. catcher vessel wishes to appeal NMFS’ 679.93 [Amended]
(v) Initial Administrative denial of a request to place a trawl
catcher vessel in the full observer ■ 5. At each of the locations shown in
Determination (IAD). If NMFS denies a the ‘‘Location’’ column, remove the
coverage category, the owner may
request to place a trawl catcher vessel in phrase indicated in the ‘‘Remove’’
appeal the determination under the
the full observer coverage category, column and add in its place the phrase
appeals procedure set out at 15 CFR part
NMFS will provide an IAD, which will 906. indicated in the ‘‘Add’’ column.
explain the basis for the denial.
* * * * *
Location Remove Add
§ 679.5(h)(1) ................................................................... , or by e-mail to erreports.alaskafisheries@noaa.gov ... .
§ 679.28(d)(9)(ii) ............................................................. Observer sample station ................................................ Observer sampling station
§ 679.52(b)(1)(iii)(B)(2) ................................................... Observer manual ........................................................... Observer Sampling Manual
§ 679.52(b)(2)(i) .............................................................. Observer Manual ........................................................... Observer Sampling Manual
§ 679.52(b)(11)(x)(A)(4) .................................................. Observer manual ........................................................... Observer Sampling Manual
§ 679.53(b)(2)(i) .............................................................. Observer Manual ........................................................... Observer Sampling Manual
§ 679.84(c)(3) .................................................................. § 679.50(c)(7)(i) .............................................................. § 679.51(a)(2)
§ 679.84(e) ...................................................................... § 679.50(c)(7)(ii) ............................................................. § 679.51(a)(2)
§ 679.84(f)(1) .................................................................. § 679.50(c)(7)(ii) ............................................................. § 679.51(a)(2)
§ 679.84(f)(2) .................................................................. § 679.50(c)(7)(ii) ............................................................. § 679.51(a)(2)
§ 679.93(c)(3) .................................................................. § 679.50(c)(6) ................................................................. § 679.51(a)(2)
§ 679.93(c)(6) .................................................................. observer sample station ................................................. observer sampling station
§ 679.93(d)(2) ................................................................. § 679.50(c)(6)(ii) ............................................................. § 679.51(a)(2)
[FR Doc. 2016–23536 Filed 9–29–16; 8:45 am] 13H submission was a Form 13H–I describes the technical formatting
BILLING CODE 3510–22–P (Inactive) to submit a Form 13H–T requirements for the preparation and
(Termination) regardless of elapsed submission of electronic filings through
time; and make documentation updates the EDGAR system.1 It also describes
SECURITIES AND EXCHANGE to Chapter 5 and Chapter 6 of the the requirements for filing using
COMMISSION ‘‘EDGAR Filer Manual, Volume II: EDGARLink Online and the Online
EDGAR Filing’’ relating to eXtensible Forms/XML Web site.
17 CFR Part 232 Business Reporting Language (XBRL) The revisions to the Filer Manual
format. The EDGAR system was reflect changes within Volume II
[Release Nos. 33–10217; 34–78883; 39–
upgraded to support the new entitled EDGAR Filer Manual, Volume
2512; IC–32269]
submission form types N–MFP2 and N– II: ‘‘EDGAR Filing,’’ Version 38
Adoption of Updated EDGAR Filer MFP2/A for money market mutual (September 2016). The updated manual
Manual funds on August 29, 2016. The EDGAR will be incorporated by reference into
system is scheduled to be upgraded to the Code of Federal Regulations.
AGENCY: Securities and Exchange support the other functionalities on The Filer Manual contains all the
Commission. September 19, 2016. technical specifications for filers to
ACTION: Final rule. submit filings using the EDGAR system.
DATES: Effective September 30, 2016.
Filers must comply with the applicable
SUMMARY: The Securities and Exchange The incorporation by reference of the
provisions of the Filer Manual in order
Commission (the Commission) is EDGAR Filer Manual is approved by the
to assure the timely acceptance and
adopting revisions to the Electronic Data Director of the Federal Register as of
processing of filings made in electronic
Gathering, Analysis, and Retrieval September 30, 2016.
format.2 Filers may consult the Filer
System (EDGAR) Filer Manual and FOR FURTHER INFORMATION CONTACT: In Manual in conjunction with our rules
related rules to reflect updates to the the Division of Investment Management, governing mandated electronic filing
EDGAR system. The updates are being for questions concerning Form N–MFP2 when preparing documents for
made primarily to support the new and Form N–CR, contact Heather electronic submission.3
submission form types N–MFP2 and N– Fernandez at (202) 551–6708; in the The EDGAR system will be upgraded
MFP2/A for money market mutual Division of Corporate Finance, for to Release 16.3 on September 19, 2016
funds; allow unregistered money market questions concerning Form ABS–EE, and will introduce the following
fund to file a report on submission form contact Vik Sheth at (202) 551–3818; in changes:
types N–CR and N–CR/A; update the the Division of Trading and Markets, for
date format for ABS–EE Asset Data questions concerning Form 13H, contact 1 We originally adopted the Filer Manual on April
schemas from MM/YYYY to MM–DD– Kathy Bateman at (202) 551–4345; and 1, 1993, with an effective date of April 26, 1993.
asabaliauskas on DSK3SPTVN1PROD with RULES
in the Division of Economic and Risk Release No. 33–6986 (April 1, 1993) [58 FR 18638].
YYYY for CMBS Asset Class: Item 2(c) We implemented the most recent update to the Filer
(12), and Debt Securities Asset Class: Analysis, for questions concerning Manual on June 13, 2016. See Release No. 33–10095
Debt Securities, Item 5(f)(3); update the eXtensible Business Reporting Language (July 1, 2016) [81 FR 43047].
codes and descriptions referencing (XBRL) disseminations; contact Walter 2 See Rule 301 of Regulation S–T (17 CFR
CMSA to reference CREFC for CMBS Hamscher at (202) 551–5397. 232.301).
3 See Release No. 33–10095 in which we
Asset Class Item 2(d)(28)(xii) and CMBS SUPPLEMENTARY INFORMATION: We are
implemented EDGAR Release 16.2. For additional
Asset Class Item 2(d)(28)(xiii); allow a adopting an updated EDGAR Filer history of Filer Manual rules, please see the cites
Large Trader whose most recent Form Manual, Volume II. The Filer Manual therein.
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![67120 Federal Register / Vol. 81, No. 190 / Friday, September 30, 2016 / Rules and Regulations
paper copies of the EDGAR Filer GMD event definition set forth in with and cause changes in the earth’s
Manual from the following address: Attachment 1 of Reliability Standard magnetic fields. Reliability Standard
Public Reference Room, U.S. Securities TPL–007–1, as it pertains to the TPL–007–1 requires applicable entities
and Exchange Commission, 100 F Street required GMD Vulnerability that do not meet certain performance
NE., Washington, DC 20549, on official Assessments and transformer thermal requirements, based on the results of
business days between the hours of 10 impact assessments, so that the their vulnerability assessments, to
a.m. and 3 p.m. You can also inspect the definition is not based solely on develop a plan to achieve the
document at the National Archives and spatially-averaged data; to require the requirements. Reliability Standard TPL–
Records Administration (NARA). For collection of necessary geomagnetically 007–1 addresses the directives in Order
information on the availability of this induced current monitoring and No. 779 by requiring applicable Bulk-
material at NARA, call 202–741–6030, magnetometer data and to make such Power System owners and operators to
or go to: http://www.archives.gov/ data publicly available; and to include conduct initial and on-going
federal_register/code_of_federal_ a one-year deadline for the development vulnerability assessments regarding the
regulations/ibr_locations.html. of corrective action plans and two and potential impact of a benchmark GMD
By the Commission. four-year deadlines to complete event on the Bulk-Power System as a
mitigation actions involving non- whole and on Bulk-Power System
Dated: September 20, 2016.
hardware and hardware mitigation, components.3 In addition, Reliability
Brent J. Fields, Standard TPL–007–1 requires
respectively. The Commission also
Secretary. applicable entities to develop and
directs NERC to submit a work plan
[FR Doc. 2016–23562 Filed 9–29–16; 8:45 am] and, subsequently, one or more implement corrective action plans to
BILLING CODE 8011–01–P informational filings that address mitigate identified vulnerabilities.4
specific GMD-related research areas. Potential mitigation strategies identified
DATES: This rule will become effective
in the proposed Reliability Standard
DEPARTMENT OF ENERGY November 29, 2016. include, but are not limited to, the
installation, modification or removal of
Federal Energy Regulatory FOR FURTHER INFORMATION CONTACT:
transmission and generation facilities
Commission Regis Binder (Technical Information), and associated equipment.5
Office of Electric Reliability, Federal Accordingly, Reliability Standard TPL–
18 CFR Part 40 Energy Regulatory Commission, 888 007–1 constitutes an important step in
First Street NE., Washington, DC 20426, addressing the risks posed by GMD
[Docket No. RM15–11–000; Order No. 830] Telephone: (301) 665–1601, events to the Bulk-Power System.
Regis.Binder@ferc.gov. 2. In addition, pursuant to section
Reliability Standard for Transmission Matthew Vlissides (Legal
System Planned Performance for 215(d)(5) of the FPA, the Commission
Information), Office of the General directs NERC to develop modifications
Geomagnetic Disturbance Events Counsel, Federal Energy Regulatory to Reliability Standard TPL–007–1: (1)
AGENCY: Federal Energy Regulatory Commission, 888 First Street NE., To revise the benchmark GMD event
Commission, Department of Energy. Washington, DC 20426, Telephone: definition set forth in Attachment 1 of
ACTION: Final rule. (202) 502–8408, Matthew.Vlissides@ Reliability Standard TPL–007–1, as it
ferc.gov. pertains to the required GMD
SUMMARY: The Federal Energy Vulnerability Assessments and
SUPPLEMENTARY INFORMATION:
Regulatory Commission (Commission) transformer thermal impact
approves Reliability Standard TPL–007– Order No. 830 assessments, so that the definition is not
1 (Transmission System Planned Final Rule based solely on spatially-averaged data;
Performance for Geomagnetic (2) to require the collection of necessary
Disturbance Events). The North 1. Pursuant to section 215 of the
Federal Power Act (FPA), the geomagnetically induced current (GIC)
American Electric Reliability monitoring and magnetometer data and
Corporation (NERC), the Commission- Commission approves Reliability
Standard TPL–007–1 (Transmission to make such data publicly available;
certified Electric Reliability and (3) to include a one-year deadline
Organization, submitted Reliability System Planned Performance for
Geomagnetic Disturbance Events).1 The for the completion of corrective action
Standard TPL–007–1 for Commission plans and two- and four-year deadlines
approval in response to a Commission North American Electric Reliability
Corporation (NERC), the Commission- to complete mitigation actions involving
directive in Order No. 779. Reliability non-hardware and hardware mitigation,
Standard TPL–007–1 establishes certified Electric Reliability
Organization (ERO), submitted respectively.6 The Commission directs
requirements for certain registered NERC to submit these revisions within
entities to assess the vulnerability of Reliability Standard TPL–007–1 for
Commission approval in response to a 18 months of the effective date of this
their transmission systems to Final Rule. The Commission also directs
geomagnetic disturbance events (GMDs), Commission directive in Order No.
779.2 Reliability Standard TPL–007–1 NERC to submit a work plan (GMD
which occur when the sun ejects research work plan) within six months
charged particles that interact with and establishes requirements for certain
registered entities to assess the of the effective date of this Final Rule
cause changes in the earth’s magnetic and, subsequently, one or more
fields. Applicable entities that do not vulnerability of their transmission
asabaliauskas on DSK3SPTVN1PROD with RULES
meet certain performance requirements, systems to geomagnetic disturbance 3 See Reliability Standard TPL–007–1,
based on the results of their events (GMDs), which occur when the Requirement R4; see also Order No. 779, 143 FERC
vulnerability assessments, must develop sun ejects charged particles that interact ¶ 61,147 at PP 67, 71.
4 See Reliability Standard TPL–007–1,
a plan to achieve the performance
1 16 U.S.C. 824o. Requirement R7; see also Order No. 779, 143 FERC
requirements. In addition, the 2 Reliability ¶ 61,147 at P 79.
Standards for Geomagnetic
Commission directs NERC to develop Disturbances, Order No. 779, 78 FR 30,747 (May 23, 5 See Reliability Standard TPL–007–1,
modifications to Reliability Standard 2013), 143 FERC ¶ 61,147, reh’g denied, 144 FERC Requirement R7.
TPL–007–1: To modify the benchmark ¶ 61,113 (2013). 6 16 U.S.C. 824o(d)(5).
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Document Created: 2018-02-09 13:33:36
Document Modified: 2018-02-09 13:33:36
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Rules and Regulations | |
| Action | Final rule. | |
| Dates | Effective September 30, 2016. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of September 30, 2016. | |
| Contact | In the Division of Investment Management, for questions concerning Form N-MFP2 and Form N-CR, contact Heather Fernandez at (202) 551-6708; in the Division of Corporate Finance, for questions concerning Form ABS-EE, contact Vik Sheth at (202) 551-3818; in the Division of Trading and Markets, for questions concerning Form 13H, contact Kathy Bateman at (202) 551-4345; and in the Division of Economic and Risk Analysis, for questions concerning eXtensible Business Reporting Language (XBRL) disseminations; contact Walter Hamscher at (202) 551-5397. | |
| FR Citation | 81 FR 67118 | |
| CFR Associated | Incorporation by Reference; Reporting and Recordkeeping Requirements and Securities |
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