81 FR 69565 - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 209
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 81, Issue 194 (October 6, 2016)
Federal Register Volume 81, Issue 194 (October 6, 2016)
| Page Range | 69565-69567 | |
| FR Document | 2016-24149 |
[Federal Register Volume 81, Number 194 (Thursday, October 6, 2016)] [Notices] [Pages 69565-69567] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-24149] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-79012; File No. SR-ISEMercury-2016-18] Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 209 September 30, 2016. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on September 28, 2016, ISE Mercury, LLC (``ISE Mercury'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to adopt a new Rule 209 entitled, ``Collection of Exchange Fees and Other Claims'' to require Members to provide a clearing account number at the National Securities Clearing Corporation (``NSCC'') for purposes of permitting the Exchange to debit any undisputed or final fees, fines, charges and/or other monetary sanctions or monies due and owing to the Exchange. The text of the proposed rule change is available on the Exchange's Web site at www.ise.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of the proposed rule change is to collect undisputed or final fees, fines, charges and/or other monetary sanctions or monies due and owing to the Exchange through NSCC.\3\ This proposal will provide a cost savings to the Exchange in that it will alleviate administrative processes related to the collection of monies owed to the Exchange.\4\ Collection matters divert staff resources away from the Exchange's regulatory and business purposes. In addition, the debiting process will prevent Member accounts from becoming overdue. The Exchange notes that it has a billing dispute policy. --------------------------------------------------------------------------- \3\ The Exchange will not debit accounts for fees that are unusually large or for special circumstances, unless such debiting is requested by the Member. \4\ Today, some fees are collected through The Options Clearing Corporation, but not all fees. --------------------------------------------------------------------------- The Exchange proposes to adopt new Rule 209 and require Members, and all applicants for registration as such to provide a clearing account number for an account at NSCC for purposes of permitting the Exchange to debit any undisputed or final fees, fines, charges and/or other monetary sanctions or monies due and owing to the Exchange or other charges related to Rules 205 and 206.\5\ --------------------------------------------------------------------------- \5\ See ISE Mercury Rules 205 (Participant Fees) and 206 (Liability for Payment of Fees). --------------------------------------------------------------------------- The Exchange will send a monthly invoice \6\ to each Member on approximately the 4th-6th business day of the following month.\7\ The Exchange will also send a file to NSCC each month on approximately the 23rd of the following month to initiate the debit of the appropriate amount stated on the Member's invoice for the prior month. Because the Members will receive an invoice well before any monies are debited (normally within two weeks), the Members will have adequate time to [[Page 69566]] contact the staff with any questions concerning their invoice. If a Member disputes an invoice, the Exchange will not include the disputed amount in the debit if the Member has disputed the amount in writing to the Exchange's designated staff by the 15th of the month, or the following business day if the 15th is not a business day, and the amount in dispute is at least $10,000 or greater. --------------------------------------------------------------------------- \6\ The monthly invoice will indicate that the amount on the invoice will be debited from the designated NSCC account. Each month, the Exchange will send a file to the Member's clearing firm which will indicate the amounts to be debited from each Member. If a Member is ``self-clearing'', no such file would be sent as the Member would receive the invoice, as noted above, which would indicate the amount to be debited. \7\ By way of example, October invoices would be sent on November 7th. --------------------------------------------------------------------------- Once NSCC receives the file from the Exchange, NSCC would proceed to debit the amounts indicated from the Clearing Members' account. In the instance where the Member clears through an Exchange Clearing Member, the estimated transactions fees owed to the Exchange are reconciled daily by the Clearing Member to ensure adequate funds have been escrowed. The Exchange would debit any monies owed including undisputed or final fees,\8\ fines, charges and/or other monetary sanctions or monies due and owing to the Exchange.\9\ --------------------------------------------------------------------------- \8\ Exchange fees are noted on the Exchange Fee Schedule. \9\ This includes, among other things, fines which result from the imposition of fines pursuant to Rules 1611, Judgment and Sanction; and 1614, Imposition of Fines for Minor Rules Violations. With respect to disciplinary sanctions that are imposed by either the Business Conduct Committee or a Hearing Panel, the Exchange would not debit any monies until such action is final. The Exchange would not consider an action final until all appeal periods have run and/or all appeal timeframes are exhausted. With respect to non- disciplinary actions, the Exchange would similarly not take action to debit a Member account until all appeal periods have run and/or all appeal timeframes are exhausted. Any uncontested disciplinary or non-disciplinary actions will be debited, and the amount due will appear on the Member's invoice prior to the actual NSCC debit. --------------------------------------------------------------------------- The Exchange proposes this rule change become operative on October 1, 2016. On November 23, 2016, the Exchange will debit October 2016 billing pursuant to the process described in this rule change.\10\ The Exchange will notify Members of this rule change to provide its Members ample time to provide the Exchange with the information necessary for the direct debit and prepare for the change to the collection process. --------------------------------------------------------------------------- \10\ The initial debit will include all outstanding fees through October 1, 2016. --------------------------------------------------------------------------- 2. Statutory Basis The Exchange believes that its proposal is consistent with Section 6(b) of the Act,\11\ in general, and furthers the objectives of Section 6(b)(5) of the Act,\12\ in particular, in that it is designed to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest by providing Members with an efficient process to pay undisputed or final fees, fines, charges and/ or monetary sanctions or monies dues and owing to the Exchange. --------------------------------------------------------------------------- \11\ 15 U.S.C. 78f(b). \12\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- The Exchange believes that its proposal to debit NSCC accounts is reasonable because it would ease the Member's administrative burden in paying monthly invoices, avoid overdue balances and provide same day collection from all Members who owe monies to the Exchange. The Exchange has a billing dispute policy. The Member may dispute the invoice prior to the debit. This policy also lowers the Exchange's administrative costs because staff resources would not be diverted to review of untimely requests regarding billing. The Exchange believes that its proposal to debit NSCC accounts is equitable and not unfairly discriminatory because it will apply to all Members in a uniform manner. Today, the debit process is applied at all Nasdaq exchanges.\13\ --------------------------------------------------------------------------- \13\ See NASDAQ Phlx LLC Rule 909, The NASDAQ Stock Market LLC Rule 7007, NASDAQ Options Market LLC Rules at Chapter XV, Section 1, NASDAQ BX, Inc. Rule 7011 and BX Option Rules at Chapter XV, Section 1 (collectively ``Nasdaq exchanges''). --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. With this proposal, the proposed debit process would apply uniformly to all Members. Further, this proposal would provide a cost savings to the Exchange in that it would alleviate administrative processes related to the collection of monies owed to the Exchange. Collection matters divert staff resources away from the Exchange's regulatory and business purposes. In addition, the debiting process would prevent Member accounts from becoming overdue. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A)(iii) of the Act \14\ and subparagraph (f)(6) of Rule 19b-4 thereunder.\15\ --------------------------------------------------------------------------- \14\ 15 U.S.C. 78s(b)(3)(A)(iii). \15\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. --------------------------------------------------------------------------- A proposed rule change filed under Rule 19b-4(f)(6) normally does not become operative prior to 30 days after the date of filing. However, Rule 19b-4(f)(6)(iii) \16\ permits the Commission to designate a shorter time if such action is consistent with the protection of investors and the public interest. In its filing with the Commission, the Exchange requests that the Commission waive the 30-day operative delay. The Exchange proposes that the proposed rule change become operative on October 1, 2016. On November 23, 2016, the Exchange would debit October 2016 billing pursuant to the process set forth in the proposed rule change. The Exchange represents that waiver of the 30-day operative delay would allow it to conform its billing processes similar to the process in place at the various Nasdaq exchanges.\17\ The Exchange notes that all ISE Mercury Members have an NSCC account or have a clearing firm with an NSCC account. Direct debit is an options industry standard. According to the Exchange, all members should be able to provide ISE Mercury with an NSCC account prior to the date of the November 23, 2016 debit. Further, the Exchange believes that this process will alleviate administrative processes related to the collection of monies owed to the Exchange. For these reasons, the Commission believes that waiver of the 30-day operative delay is consistent with the protection of investors and the public interest. Therefore, the Commission designates the proposed rule change to be operative upon filing.\18\ --------------------------------------------------------------------------- \16\ 17 CFR 240.19b-4(f)(6)(iii). \17\ See supra note 13. \18\ For purposes only of waiving the 30-day operative delay, the Commission also has considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). --------------------------------------------------------------------------- [[Page 69567]] At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-ISEMercury-2016-18 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-ISEMercury-2016-18. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-ISEMercury-2016-18 and should be submitted on or before October 27, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\19\ --------------------------------------------------------------------------- \19\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Robert W. Errett, Deputy Secretary. [FR Doc. 2016-24149 Filed 10-5-16; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 81, No. 194 / Thursday, October 6, 2016 / Notices 69565
available for Web site viewing and For the Commission, by the Division of statements may be examined at the
printing in the Commission’s Public Trading and Markets, pursuant to delegated places specified in Item IV below. The
Reference Room, 100 F Street NE., authority.47 Exchange has prepared summaries, set
Washington, DC 20549–1090, on official Robert W. Errett, forth in sections A, B, and C below, of
business days between the hours of Deputy Secretary. the most significant aspects of such
10:00 a.m. and 3:00 p.m. Copies of such [FR Doc. 2016–24146 Filed 10–5–16; 8:45 am] statements.
filing will also be available for BILLING CODE 8011–01–P
A. Self-Regulatory Organization’s
inspection and copying at the principal Statement of the Purpose of, and
office of the Exchange. All comments Statutory Basis for, the Proposed Rule
received will be posted without change; SECURITIES AND EXCHANGE
Change
the Commission does not edit personal COMMISSION
identifying information from 1. Purpose
[Release No. 34–79012; File No. SR–
submissions. You should submit only ISEMercury–2016–18] The purpose of the proposed rule
information that you wish to make change is to collect undisputed or final
available publicly. All submissions Self-Regulatory Organizations; ISE fees, fines, charges and/or other
should refer to File Number SR– Mercury, LLC; Notice of Filing and monetary sanctions or monies due and
NYSEArca–2016–123 and should be Immediate Effectiveness of Proposed owing to the Exchange through NSCC.3
submitted on or before October 27, Rule Change To Adopt a New Rule 209 This proposal will provide a cost
2016. savings to the Exchange in that it will
September 30, 2016.
VI. Accelerated Approval of Proposed alleviate administrative processes
Pursuant to Section 19(b)(1) of the related to the collection of monies owed
Rule Change, as Modified by Securities Exchange Act of 1934
Amendment No. 1 to the Exchange.4 Collection matters
(‘‘Act’’),1 and Rule 19b–4 thereunder,2 divert staff resources away from the
notice is hereby given that on Exchange’s regulatory and business
The Commission finds good cause to
September 28, 2016, ISE Mercury, LLC purposes. In addition, the debiting
approve the proposed rule change, as
(‘‘ISE Mercury’’ or ‘‘Exchange’’) filed process will prevent Member accounts
modified by Amendment No. 1, prior to
with the Securities and Exchange from becoming overdue. The Exchange
the thirtieth day after the date of
Commission (‘‘Commission’’) the notes that it has a billing dispute policy.
publication of notice of the proposed
proposed rule change as described in The Exchange proposes to adopt new
rule change, as modified by Amendment
Items I and II below, which Items have Rule 209 and require Members, and all
No. 1 in the Federal Register. As
been prepared by the Exchange. The applicants for registration as such to
described above, the Exchange proposes
Commission is publishing this notice to provide a clearing account number for
to amend its rules to comply with the
solicit comments on the proposed rule an account at NSCC for purposes of
Plan and clarify other rules related to
change from interested persons. permitting the Exchange to debit any
LULD and Limit Order Price Protection.
I. Self-Regulatory Organization’s undisputed or final fees, fines, charges
The Commission believes that the and/or other monetary sanctions or
proposals to clarify how LULD Price Statement of the Terms of Substance of
the Proposed Rule Change monies due and owing to the Exchange
Bands that are calculated by the or other charges related to Rules 205
Exchange would be rounded in The Exchange proposes to adopt a and 206.5
instances where they are not in the MPV new Rule 209 entitled, ‘‘Collection of The Exchange will send a monthly
for a security and how Limit Order Price Exchange Fees and Other Claims’’ to invoice 6 to each Member on
Protection would be rounded in require Members to provide a clearing approximately the 4th–6th business day
instances where it is not in the MPV for account number at the National of the following month.7 The Exchange
a security provides clarity in the Securities Clearing Corporation will also send a file to NSCC each
Exchange rules. (‘‘NSCC’’) for purposes of permitting the month on approximately the 23rd of the
In addition, the Commission notes Exchange to debit any undisputed or following month to initiate the debit of
that the Pilot is scheduled to start on final fees, fines, charges and/or other the appropriate amount stated on the
October 3, 2016, and accelerated monetary sanctions or monies due and Member’s invoice for the prior month.
approval of the proposal would ensure owing to the Exchange. Because the Members will receive an
that the rules of the Exchange would be The text of the proposed rule change invoice well before any monies are
in place for the start of the Pilot. is available on the Exchange’s Web site debited (normally within two weeks),
Accordingly, the Commission finds at www.ise.com, at the principal office the Members will have adequate time to
good cause, pursuant to Section 19(b)(2) of the Exchange, and at the
of the Exchange Act,45 to approve the Commission’s Public Reference Room. 3 The Exchange will not debit accounts for fees
that are unusually large or for special
proposed rule change, as modified by II. Self-Regulatory Organization’s circumstances, unless such debiting is requested by
Amendment No. 1, on an accelerated Statement of the Purpose of, and the Member.
basis. Statutory Basis for, the Proposed Rule 4 Today, some fees are collected through The
Options Clearing Corporation, but not all fees.
VII. Conclusion Change 5 See ISE Mercury Rules 205 (Participant Fees)
In its filing with the Commission, the and 206 (Liability for Payment of Fees).
It is therefore ordered that, pursuant Exchange included statements 6 The monthly invoice will indicate that the
to Section 19(b)(2) of the Act,46 that the amount on the invoice will be debited from the
sradovich on DSK3GMQ082PROD with NOTICES
concerning the purpose of and basis for designated NSCC account. Each month, the
proposed rule change (SR–NYSEArca– the proposed rule change and discussed Exchange will send a file to the Member’s clearing
2016–123), as modified by Amendment any comments it received on the firm which will indicate the amounts to be debited
No. 1, be and hereby is, approved on an proposed rule change. The text of these from each Member. If a Member is ‘‘self-clearing’’,
accelerated basis. no such file would be sent as the Member would
receive the invoice, as noted above, which would
47 17 CFR 200.30–3(a)(12). indicate the amount to be debited.
45 15 U.S.C. 78s(b)(2). 1 15 U.S.C. 78s(b)(1). 7 By way of example, October invoices would be
46 Id. 2 17 CFR 240.19b–4. sent on November 7th.
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![Federal Register / Vol. 81, No. 194 / Thursday, October 6, 2016 / Notices 69567
At any time within 60 days of the inspection and copying at the principal Dated: September 23, 2016.
filing of the proposed rule change, the office of the Exchange. All comments Christopher Herrick,
Commission summarily may received will be posted without change; Executive Director, International Security
temporarily suspend such rule change if the Commission does not edit personal Advisory Board, U.S. Department of State.
it appears to the Commission that such identifying information from [FR Doc. 2016–24210 Filed 10–5–16; 8:45 am]
action is necessary or appropriate in the submissions. You should submit only BILLING CODE 4710–27–P
public interest, for the protection of information that you wish to make
investors, or otherwise in furtherance of available publicly. All submissions
the purposes of the Act. If the should refer to File Number SR– DEPARTMENT OF STATE
Commission takes such action, the ISEMercury–2016–18 and should be
Commission shall institute proceedings submitted on or before October 27, [Public Notice 9747]
to determine whether the proposed rule 2016. U.S. Department of State Advisory
should be approved or disapproved. For the Commission, by the Division of Committee on Private International
IV. Solicitation of Comments Trading and Markets, pursuant to delegated Law (ACPIL): Public Meeting on the
authority.19 Judgments Project
Interested persons are invited to Robert W. Errett,
submit written data, views, and The Office of the Assistant Legal
Deputy Secretary.
arguments concerning the foregoing, Adviser for Private International Law,
[FR Doc. 2016–24149 Filed 10–5–16; 8:45 am]
including whether the proposed rule Department of State, gives notice of a
change is consistent with the Act. BILLING CODE 8011–01–P
public meeting to discuss the judgments
Comments may be submitted by any of project. The public meeting will take
the following methods: place on Tuesday, November 15, 2016,
Electronic Comments DEPARTMENT OF STATE from 10:00 a.m. until 12:30 p.m. EST.
This is not a meeting of the full
• Use the Commission’s Internet
Advisory Committee.
comment form (http://www.sec.gov/ [Public Notice: 9746]
A Special Commission of the Hague
rules/sro.shtml); or
Conference met in June 2016 to discuss
• Send an email to rule-comments@ International Security Advisory Board
(ISAB) Meeting Notice the structure and the provisions of a
sec.gov. Please include File Number SR–
draft convention on the recognition and
ISEMercury–2016–18 on the subject
In accordance with section 10(a)(2) of enforcement of foreign judgments in
line.
the Federal Advisory Committee Act, 5 civil and commercial matters. Another
Paper Comments U.S.C. App 10(a)(2), the Department of Special Commission of the Hague
• Send paper comments in triplicate State announces a meeting of the Conference is scheduled to meet in
to Secretary, Securities and Exchange International Security Advisory Board February 2017 to continue the drafting
Commission, 100 F Street NE., (ISAB) to take place on November 30, process.
Washington, DC 20549–1090. 2016, at the Department of State, The purpose of the public meeting is
Washington, DC. to obtain the views of interested
All submissions should refer to File
stakeholders on the current draft
Number SR–ISEMercury–2016–18. This Pursuant to section 10(d) of the provisions of the convention, located at
file number should be included on the Federal Advisory Committee Act, 5 https://assets.hcch.net/docs/ to discuss
subject line if email is used. To help the U.S.C. App 10(d), and 5 U.S.C. certain matters such as scope, possible
Commission process and review your 552b(c)(1), it has been determined that declarations to the convention, and
comments more efficiently, please use this Board meeting will be closed to the general and final clauses.
only one method. The Commission will public because the Board will be Time and Place: The meeting will
post all comments on the Commission’s reviewing and discussing matters take place from 10:00 a.m. until 12:30
Internet Web site (http://www.sec.gov/ properly classified in accordance with p.m. EST on November 15, 2016, in
rules/sro.shtml). Copies of the Executive Order 13526. The purpose of Room 240, South Building, State
submission, all subsequent the ISAB is to provide the Department Department Annex 4, Washington, DC
amendments, all written statements with a continuing source of 20037. Participants should plan to
with respect to the proposed rule independent advice on all aspects of arrive at the Navy Hill gate on the west
change that are filed with the arms control, disarmament, side of 23rd Street NW. (at the
Commission, and all written nonproliferation, political-military intersection of 23rd Street NW. and D
communications relating to the affairs, international security, and Street NW.) by 9:30 a.m. for visitor
proposed rule change between the related aspects of public diplomacy. The screening. If you are unable to attend
Commission and any person, other than agenda for this meeting will include the public meeting and would like to
those that may be withheld from the classified discussions related to the participate from a remote location,
public in accordance with the Board’s studies on current U.S. policy teleconferencing will be available.
provisions of 5 U.S.C. 552, will be and issues regarding arms control, Those who cannot attend but wish to
available for Web site viewing and international security, nuclear comment are welcome to do so by email
printing in the Commission’s Public proliferation, and diplomacy. to John Kim at kimmjj@state.gov or Mike
Reference Room, 100 F Street NE.,
For more information, contact Dennis at dennismj@state.gov.
sradovich on DSK3GMQ082PROD with NOTICES
Washington, DC 20549, on official
Christopher Herrick, Executive Director Public Participation: This meeting is
business days between the hours of
of the International Security Advisory open to the public, subject to the
10:00 a.m. and 3:00 p.m. Copies of the
Board, U.S. Department of State, capacity of the meeting room. Access to
filing also will be available for
Washington, DC 20520, telephone: (202) the building is strictly controlled. For
647–9683. pre-clearance purposes, those planning
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See to attend should email pil@state.gov
15 U.S.C. 78c(f). 19 17 CFR 200.30–3(a)(12). providing full name, address, date of
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Document Created: 2016-10-06 02:38:29
Document Modified: 2016-10-06 02:38:29
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 81 FR 69565 |
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