81_FR_70024 81 FR 69829 - Medical Device User Fee Amendments; Public Meeting; Request for Comments

81 FR 69829 - Medical Device User Fee Amendments; Public Meeting; Request for Comments

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 195 (October 7, 2016)

Page Range69829-69834
FR Document2016-24237

The Food and Drug Administration (FDA) is announcing a public meeting entitled ``Medical Device User Fee Amendments.'' The purpose of the meeting is to discuss proposed recommendations for the reauthorization of the Medical Device User Fee Amendments (MDUFA) for fiscal years (FYs) 2018 through 2022. MDUFA authorizes FDA to collect fees and use them for the process for the review of medical device applications. The current legislative authority for MDUFA expires October 1, 2017. At that time, new legislation will be required for FDA to continue collecting medical device user fees in future fiscal years. Following discussions with the device industry and periodic consultations with public stakeholders, the Federal Food, Drug, and Cosmetic Act (the FD&C Act) directs FDA to publish the recommendations for the reauthorized program in the Federal Register, hold a meeting at which the public may present its views on such recommendations, and provide for a period of 30 days for the public to provide written comments on such recommendations. FDA will then consider such public views and comments and revise such recommendations as necessary.

Federal Register, Volume 81 Issue 195 (Friday, October 7, 2016)
[Federal Register Volume 81, Number 195 (Friday, October 7, 2016)]
[Notices]
[Pages 69829-69834]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-24237]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2016-N-2872]


Medical Device User Fee Amendments; Public Meeting; Request for 
Comments

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of public meeting; request for comments.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing a public 
meeting entitled ``Medical Device User Fee Amendments.'' The purpose of 
the meeting is to discuss proposed recommendations for the 
reauthorization of the Medical Device User Fee Amendments (MDUFA) for 
fiscal years (FYs) 2018 through 2022. MDUFA authorizes FDA to collect 
fees and use them for the process for the review of medical device 
applications. The current legislative authority for MDUFA expires 
October 1, 2017. At that time, new legislation will be required for FDA 
to continue collecting medical device user fees in future fiscal years. 
Following discussions with the device industry and periodic 
consultations with public stakeholders, the Federal Food, Drug, and 
Cosmetic Act (the FD&C Act) directs FDA to publish the recommendations 
for the reauthorized program in the Federal Register, hold a meeting at 
which the public may present its views on such recommendations, and 
provide for a period of 30 days for the public to provide written 
comments on such recommendations. FDA will then

[[Page 69830]]

consider such public views and comments and revise such recommendations 
as necessary.

DATES: The public meeting will be held on November 2, 2016, from 9 a.m. 
to 5 p.m. Submit electronic or written comments to the public docket by 
November 14, 2016. When the materials are available, they will be in 
the docket and posted on this Web site at: http://www.fda.gov/ForIndustry/UserFees/MedicalDeviceUserFee/ucm454039.htm. See 
REGISTRATION section below regarding how to register for this public 
meeting.

ADDRESSES: The public meeting will be held at FDA White Oak Campus, 
10903 New Hampshire Ave., Building 31 Conference Center, the Great Room 
(Rm. 1503), Silver Spring, MD 20993. Entrance for the public meeting 
participants (non-FDA employees) is through Building 1 where routine 
security check procedures will be performed. For parking and security 
information, please refer to http://www.fda.gov/AboutFDA/WorkingatFDA/BuildingsandFacilities/WhiteOakCampusInformation/ucm241740.htm.
    You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2016-N-2872 for ``Medical Device User Fee Amendments; Public 
Meeting.'' The commitment letter and proposed statutory changes are 
expected to be made public in mid-October. At that time, the materials 
will be posted in the docket and on this Web site at: http://www.fda.gov/ForIndustry/UserFees/MedicalDeviceUserFee/ucm454039.htm. 
The docket will close on November 14, 2016. Received comments will be 
placed in the docket and, except for those submitted as ``Confidential 
Submissions,'' publicly available at http://www.regulations.gov or at 
the Division of Dockets Management between 9 a.m. and 4 p.m., Monday 
through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Aaron Josephson, Center for Devices 
and Radiological Health, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 66, rm. 5449, Silver Spring, MD 20993, 301-796-
5178, [email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing its intention to hold a public meeting to discuss 
proposed recommendations for the reauthorization of MDUFA, which 
authorizes FDA to collect user fees and use them for the process for 
the review of device applications until September 30, 2017. Without new 
legislation, FDA will no longer be able to collect user fees for future 
fiscal years to provide funds for the process for the review of device 
applications. As required by section 738A(b)(2), (3), and (6) of the 
FD&C Act (21 U.S.C. 379j-1(b)(2), (3), and (6)), FDA obtained prior 
public input and negotiated an agreement with regulated industry while 
periodically consulting with patient and consumer advocacy groups and 
making minutes of negotiation and stakeholder meetings publicly 
available. Section 738A(b)(4) of the FD&C Act requires that, after 
holding negotiations with regulated industry and before transmitting 
the Agency's final recommendations to Congress for the reauthorized 
program (MDUFA IV), we do the following: (1) Present the draft 
recommendations to the Committee on Energy and Commerce of the U.S. 
House of Representatives and the Committee on Health, Education, Labor, 
and Pensions of the U.S. Senate; (2) publish the draft recommendations 
in the Federal Register; (3) provide a period of 30 days for the public 
to submit written comments on the draft recommendations; (4) hold a 
meeting at which the public may present its views on the draft 
recommendations; and (5) after consideration of public views and 
comments, revise the draft recommendations as necessary. This notice, 
the 30-day comment period, and the public meeting will satisfy certain 
of

[[Page 69831]]

these requirements. After the public meeting, we will revise the draft 
recommendations as necessary. In addition, the Agency will present the 
draft recommendations to the Congressional committees.
    The purpose of the meeting is for the public to present its views 
on the draft recommendations for the reauthorized program (MDUFA IV). 
In general, the meeting format will include a brief presentation by 
FDA, but will focus on hearing from different stakeholder interest 
groups (such as patient advocates, consumer advocates, industry, health 
care professionals, and scientific and academic experts). The Agency 
will also provide an opportunity for individuals to make presentations 
at the meeting and for organizations and individuals to submit written 
comments to the docket before and after the meeting. The following 
information is provided to help potential meeting participants better 
understand the history and evolution of the medical device user fee 
program and the current status of the MDUFA IV draft recommendations.

II. What is MDUFA and what does it do?

    MDUFA is the law that authorizes FDA to collect fees from device 
companies that register their establishments, submit applications to 
market devices, and make other types of submissions. In the years 
preceding enactment of the Medical Device User Fee and Modernization 
Act of 2002 (MDUFMA) (Pub. L. 107-250), FDA's medical device program 
suffered a long-term, significant loss of resources that undermined the 
program's capacity and performance. MDUFMA was enacted ``in order to 
provide FDA with the resources necessary to better review medical 
devices, to enact needed regulatory reforms so that medical device 
manufacturers can bring their safe and effective devices to the 
American people at an earlier point in time, and to ensure that 
reprocessed medical devices are as safe and effective as original 
devices.'' H.R. Rep. 107-728 at p. 21 (Oct. 7, 2002). MDUFMA was 
authorized for 5 years and contained two important features that relate 
to reauthorization:
     User fees for the review of medical device premarket 
applications, reports, supplements, and premarket notification 
submissions provided additional resources to make FDA reviews more 
timely, predictable, and transparent to applicants. User fees and 
appropriations for the medical device program helped FDA expand 
available expertise, modernized its information management systems, 
provided new review options, and provided more guidance to prospective 
submitters. The ultimate goal was for FDA to clear and approve safe and 
effective medical devices more rapidly, benefiting applicants, the 
health care community, and most importantly, patients.
     Negotiated performance goals for many types of premarket 
reviews provided FDA with benchmarks for measuring review improvements. 
These quantifiable goals became more demanding each year and included 
FDA decision goals and cycle goals (cycle goals refer to FDA actions 
prior to a final action on a submission). Under MDUFMA, FDA also agreed 
to several other commitments that did not have specific timeframes or 
direct measures of performance, such as expanding the use of meetings 
with industry, maintenance of current performance in review areas where 
specific performance goals had not been identified, and publication of 
additional guidance documents.
    Medical device user fees and increased appropriations were viewed 
by FDA, Congress, and industry stakeholders as essential to support 
high-quality, timely medical device reviews, and other activities 
critical to the device review program.
    MDUFMA provided for--and reauthorizations have maintained--fee 
discounts and waivers for qualifying small businesses. Small businesses 
make up a large proportion of the medical device industry, and these 
discounts and waivers helped reduce the financial impact of user fees 
on this sector of the device industry, which plays an important role in 
fostering innovation.
    Since MDUFMA was first enacted in 2002, it has been reauthorized 
twice (the 2007 Medical Device User Fee Amendments (MDUFA II) and the 
2012 Medical Device User Fee Amendments (MDUFA III)). Under MDUFA III, 
which has been in effect since 2012 and will expire on October 1, 2017, 
FDA has met or exceeded nearly all submission performance goals while 
implementing program enhancements designed to ensure more timely access 
to safe and effective medical devices. Information about FDA's 
performance is available in the yearly and quarterly MDUFA performance 
reports, which are online at: http://www.fda.gov/AboutFDA/ReportsManualsForms/Reports/UserFeeReports/PerformanceReports/UCM2007450.htm and http://www.fda.gov/ForIndustry/UserFees/MedicalDeviceUserFee/ucm452535.htm.
    User fees and related performance goals have played an important 
role in providing resources and supporting the management systems for 
ensuring that safe and effective medical devices are available to 
patients in a timely manner.

III. Proposed MDUFA IV Recommendations

    In preparing the proposed recommendations to Congress for MDUFA 
reauthorization, FDA conducted discussions with the device industry and 
consulted with stakeholders, as required by the FD&C Act. The Agency 
began the MDUFA reauthorization process by publishing a notice in the 
Federal Register requesting public input on the reauthorization and 
announcing a public meeting that was held on July 13, 2015. The meeting 
included presentations by FDA and a series of panels with 
representatives of different stakeholder groups, including patient and 
consumer advocacy groups, regulated industry, and health care 
professionals. The materials from the meeting, including a transcript 
and Webcast recording, can be found at http://www.fda.gov/MedicalDevices/NewsEvents/WorkshopsConferences/ucm445541.htm.
    From September 2015 through August 2016, FDA conducted negotiations 
with representatives of the device industry: The Advanced Medical 
Technology Association; the Medical Device Manufacturers Association; 
the Medical Imaging and Technology Alliance; and, the American Clinical 
Laboratory Association. During its negotiations with the regulated 
industry, FDA also held monthly consultations with stakeholders 
representing patient and consumer interests. As directed by Congress, 
FDA posted minutes of these meetings on its Web site at: http://www.fda.gov/ForIndustry/UserFees/MedicalDeviceUserFee/ucm454039.htm.
    The proposed recommendations for MDUFA IV address many priorities 
identified by public stakeholders, the device industry, and FDA. While 
some of the proposed recommendations are new, many either build on 
successful enhancements or refine elements from the existing program. 
FDA intends to post the full text of the proposed MDUFA IV commitment 
letter and proposed statutory changes at: http://www.fda.gov/ForIndustry/UserFees/MedicalDeviceUserFee/ucm454039.htm before the 
public meeting. Each recommendation is briefly described with reference 
to the applicable section of the draft commitment letter.

A. Shared Outcome Goals

    FDA and representatives of the device industry believe that the 
process

[[Page 69832]]

improvements outlined in the draft commitment letter, when implemented 
by all parties as intended, should further reduce the average Total 
Time to Decision for PMA applications and 510(k) submissions, provided 
that the total funding of the device review program adheres to the 
assumptions underlying the agreement. Reducing average Total Time to 
Decision is an important aspect of the ultimate goal of the user fee 
program, so that safe and effective devices reach patients and health 
care professionals more quickly. FDA will continue reporting, on an 
annual basis, the average Total Time to Decision, as defined in the 
draft commitment letter, for PMA and 510(k) submissions, with shared 
outcome goals for FDA and industry that reach 290 calendar days for 
PMAs and 108 calendar days for 510(k)s by FY 2022. Additional details 
regarding the shared outcome goals can be found in section I of the 
draft commitment letter.

B. Pre-Submissions

    FDA will improve the pre-submission process and ramp up to a 
performance goal for written feedback on at least 1,950 pre-submissions 
within 70 days or 5 calendar days prior to the scheduled meeting, 
whichever comes sooner, in FY2022 (which is equivalent to meeting the 
stated timeline for at least 83 percent of an assumed 2,350 pre-
submissions). Industry will be responsible for providing draft meeting 
minutes within 15 days of the meeting. Additional details regarding 
pre-submissions can be found in section II.A. of the draft commitment 
letter.

C. PMAs

    FDA will maintain MDUFA III performance goals for all PMA 
submissions, including supplements. Additionally, as resources permit, 
FDA will issue a MDUFA decision within 60 days of an advisory committee 
recommendation and will issue a decision within 60 days of an 
applicant's response to an approvable letter. Additional details 
regarding PMAs can be found in sections II.B.-D. of the draft 
commitment letter.

D. De Novos

    FDA will ramp up to a performance goal for reaching a decision on 
70 percent of de novo submissions within 150 days in FY2022. Additional 
details regarding de novo submissions can be found in section II.E. of 
the draft commitment letter.

E. 510(k)s

    FDA will maintain MDUFA III performance goals for all 510(k) 
submissions. Additionally, FDA will report performance separately for 
those reviewed by accredited Third Parties. Additional details 
regarding 510(k)s can be found in section II.F. of the draft commitment 
letter.

F. Clinical Laboratory Improvement Amendments (CLIA) Waiver by 
Application Submissions

    FDA will improve the CLIA waiver by application process by 
establishing a centralized program management group within the Office 
of In Vitro Diagnostics and Radiological Health, implementing a Missed 
MDUFA Decision provision, hosting CLIA Waiver vendor days, and further 
reducing review times for CLIA Waiver by Application Submissions. 
Additional resources have not been included in the MDUFA agreement for 
CLIA Waiver applications. Additional details regarding CLIA Waiver by 
Application Submissions can be found in section II.G. of the draft 
commitment letter.

G. Quality Management

    FDA will establish a dedicated premarket Quality Management team, 
which will be responsible for establishing a quality management 
framework for the premarket submission process in the Center for 
Devices and Radiological Health (CDRH) and conducting routine quality 
audits. Additional details regarding Quality Management can be found in 
section III.A. of the draft commitment letter.

H. Employee Recruitment and Retention

    FDA will implement a more effective recruiting and hiring strategy 
and will improve employee retention by applying user fee revenues to 
retain high performing supervisors. Additional details regarding 
recruitment and retention can be found in section III.B. of the draft 
commitment letter.

I. Information Technology (IT)

    FDA will implement IT improvements that correspond to new 
performance goals and reporting, enhance IT infrastructure to enable 
collection and reporting on structured data, develop and maintain a 
secure Web-based application that allows sponsors to view individual 
submission status in near real time, and develop structured electronic 
submission templates as a tool to guide industry's preparation of 
premarket submissions. Additional details regarding IT can be found in 
section III.C. of the draft commitment letter.

J. Enhanced Use of Consensus Standards

    FDA and industry will establish a conformity assessment program for 
accredited testing laboratories that evaluate medical devices according 
to certain FDA-recognized standards. Additional details regarding the 
enhanced use of consensus standards can be found in section IV.D. of 
the draft commitment letter.

K. Third Party Premarket Review Program

    FDA will strengthen the accredited person (Third Party) Premarket 
Review Program by offering improved training to Third Party review 
entities, redacting predicate review memos for use by third parties 
during their reviews, conducting audits of Third Party review quality, 
and publishing performance of individual Third Party entities, with the 
goal of eliminating routine re-review by FDA of Third Party reviews. 
Additional details regarding the Third Party Premarket Review Program 
can be found in section IV.E. of the draft commitment letter.

L. Patient Engagement

    FDA will develop internal expertise on patient preference 
information and patient reported outcomes (PROs) to enhance the utility 
of such information in premarket submissions, publish a PRO validation 
guidance, and hold one or more public meetings. Additional details 
regarding patient engagement can be found in section IV.F. of the draft 
commitment letter.

M. Real World Evidence (RWE)

    FDA will provide funding for the National Evaluation System for 
Health Technology to conduct pilots to establish the value of real RWE 
in the premarket program. Additional details regarding RWE can be found 
in section IV.H. of the draft commitment letter.

N. Digital Health

    FDA will establish a centralized Digital Health unit to improve 
consistency in review of software as a medical device and software in a 
medical device, streamline and align FDA review processes with software 
life cycles, continue engagement in international harmonization efforts 
related to software review, and conduct other activities related to 
Digital Health. Additional details regarding Digital Health can be 
found in section IV.I. of the draft commitment letter.

O. Independent Assessment

    FDA and industry will participate in an independent assessment of 
the CDRH

[[Page 69833]]

process for the review of device applications, including a more 
complete assessment of MDUFA III improvements and outcomes as well as 
an assessment of the effectiveness of the MDUFA IV programs. Additional 
details regarding the Independent Assessment can be found in section V. 
of the draft commitment letter.

P. Performance Reports

    FDA will continue to report quarterly on performance against 
commitments. Additionally, FDA will separately report the number and 
percent of laboratory developed test (LDT) marketing applications 
completed within the performance goal for 510(k), de novo, and PMA 
submissions. FDA committed to treating LDTs no less favorably than 
other devices to which MDUFA performance goals apply. Additional 
details regarding performance reporting can be found in section VI. of 
the draft commitment letter.
    In conjunction with the proposed enhancements and performance goals 
outlined in the draft commitment letter, FDA and industry agreed to the 
following proposed changes to the FD&C Act to ensure that FDA has the 
statutory authorities needed to implement the negotiated programmatic 
enhancements:
     FDA and industry are proposing to modify section 
738(a)(2)(A) of the FD&C Act (21 U.S.C. 379j(a)(2)(A)) to allow for 
fees to be collected for de novo submissions and exempting de novo 
submissions from fees when solely for pediatric conditions for use 
(section 738(a)(2)(B)(v)(I)).
     FDA and industry are proposing to modify section 738(c) of 
the FD&C Act to reflect the negotiated fee setting structure. This 
negotiated structure allows FDA to collect inflation-adjusted base fee 
amounts without any reduction in fees in the event that submission or 
registration volumes are higher than planned. Any further adjustments 
beyond inflation would only be necessary if projected submission or 
registration volumes are lower than planned such that base fee amounts 
would need to be increased in order to generate the authorized total 
fee revenue in a given year.
     The statutory total revenue amounts and base fee amounts 
are proposed in FY2015 dollars such that annual inflation adjustments 
will be used to inflate FY2015 dollars to the appropriate amounts for 
each fiscal year in MDUFA IV.
     FDA is proposing to modify section 738(h)(1)(A) of the 
FD&C Act to update the appropriations trigger to provide assurance to 
industry that user fees will be additive to budget authority 
appropriations.
     FDA and industry are proposing to delete section 738(i)(4) 
of the FD&C Act to eliminate the fifth-year fee offset because the 
negotiated fee setting structure allows FDA to collect and use 
inflation-adjusted base fee amounts each year without any reduction in 
fees due to increased submission volume. Deleting the fee offset 
provision (section 738(i)(4)) is necessary to implement the negotiated 
fee setting structure.
     FDA and industry are proposing to add a subsection (d) to 
section 514 of the FD&C Act (21 U.S.C. 360d) (Performance standards) to 
provide authority for FDA to establish a conformity assessment program 
and per the agreements made during the user fee reauthorization 
negotiations. FDA and industry are proposing to amend section 523 of 
the FD&C Act (21 U.S.C. 360m) (Accredited persons) to provide FDA 
authority to tailor the scope of the Third Party review program per the 
agreements made during the user fee reauthorization negotiations.
     FDA and industry are proposing to amend section 741 of the 
FD&C Act (21 U.S.C. 379k-1) (Electronic format for submissions) to 
provide FDA the authority to develop and implement electronic 
submissions per the agreements made during the user fee reauthorization 
negotiations.
    FDA will post the agenda approximately 5 days before the meeting 
at: http://www.fda.gov/ForIndustry/UserFees/MedicalDeviceUserFee/ucm454039.htm.
    Registration: Registration is free and available on a first-come, 
first-served basis. Persons interested in attending the MDUFA meeting 
must register online by 4 p.m. October 26, 2016. Early registration is 
recommended because facilities are limited and, therefore, FDA may 
limit the number of participants from each organization. If time and 
space permit onsite registration on the day of the meeting, it will be 
provided beginning at 8 a.m.
    If you need special accommodations because of a disability, please 
contact Joshua St. Pierre, 301-796-9587 or [email protected] 
no later than October 19, 2016.
    To register for the meeting, please visit FDA's Medical Devices 
News & Events--Workshops & Conferences calendar at http://www.fda.gov/MedicalDevices/NewsEvents/WorkshopsConferences/default.htm. (Select 
this meeting/public workshop from the posted events list.) Please 
provide complete contact information for each attendee, including name, 
title, affiliation, email, and telephone number. Those without Internet 
access should contact Aaron Josephson to register (see FOR FURTHER 
INFORMATION CONTACT). Registrants will receive confirmation after they 
have been accepted. You will be notified if you are on a waiting list.
    Streaming Webcast of the meeting: This meeting will also be 
Webcast. The Webcast link will be available on the registration Web 
page after October 26, 2016. Organizations are requested to register 
all participants, but to view using one connection per location. If you 
have never attended a Connect Pro event before, test your connection at 
https://collaboration.fda.gov/common/help/en/support/meeting_test.htm. 
To get a quick overview of the Connect Pro program, visit http://www.adobe.com/go/connectpro_overview. FDA has verified the Web site 
addresses, as of the date this document publishes in the Federal 
Register, but Web sites are subject to change over time.
    Requests to Present: This meeting includes a public comment session 
and topic-focused sessions. During online registration you may indicate 
if you wish to present and which topics you wish to address during the 
public comment session. FDA has included general topics in this 
document. FDA will do its best to accommodate requests to make public 
comments. Individuals and organizations with common interests are urged 
to consolidate or coordinate their presentations, and request time for 
a joint presentation. Following the close of registration, FDA will 
determine the amount of time allotted to each presenter and the 
approximate time each oral presentation is to begin, and will select 
and notify participants by October 28, 2016. All requests to make oral 
presentations must be received by the close of registration on October 
26, 2016, at 4 p.m. No commercial or promotional material will be 
permitted to be presented or distributed at the meeting.
    FDA is holding this meeting to provide information on the proposed 
recommendations for the reauthorization of the MDUFA for FYs 2018 
through 2022. In order to permit the widest possible opportunity to 
obtain public comment, FDA is soliciting either electronic or written 
comments on all aspects of the meeting topics. The docket will open 
when the draft commitment letter and proposed statutory changes are 
made public, which is expected to be in mid-October. The materials will 
be posted on this Web site at: http://www.fda.gov/ForIndustry/UserFees/MedicalDeviceUserFee/ucm454039.htm.

[[Page 69834]]

    The docket will close 30 days after those documents are posted.
    Transcripts: Please be advised that as soon as a transcript is 
available, it will be accessible at in the docket at http://www.regulations.gov. It may be viewed at the Division of Dockets 
Management (see ADDRESSES). A transcript will also be available in 
either hardcopy or on CD-ROM, after submission of a Freedom of 
Information request. The Freedom of Information office address is 
available on the Agency's Web site at http://www.fda.gov. A link to the 
transcripts will also be available approximately 45 days after the 
public workshop on the Internet at http://www.fda.gov/ForIndustry/UserFees/MedicalDeviceUserFee/ucm454039.htm. (Select this meeting from 
the posted events list).

    Dated: October 3, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-24237 Filed 10-6-16; 8:45 am]
 BILLING CODE 4164-01-P



                                                                                 Federal Register / Vol. 81, No. 195 / Friday, October 7, 2016 / Notices                                                69829

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                                                  because the physician is a key figure in                has had a face-to-face encounter                      needed to help ensure that services were
                                                  determining the utilization of health                   (including through the use of tele-health             in fact rendered and were rendered as
                                                  services. Form Number: CMS–R–5                          services, subject to the requirements in              billed. Form Number: CMS–10242
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                                                  Respondents: 2,711,136; Total Annual                    certify a patient’s eligibility for                   Respondents: 10,402; Total Annual
                                                  Responses: 2,711,136; Total Annual                      Medicare’s home health benefit, (see                  Responses: 14,155,617; Total Annual
                                                  Hours: 624,515. (For policy questions                   Sections 1814(a)(2)(C) and 1835(a)(2)(A)              Hours: 1,180,578. (For policy questions
                                                  regarding this collection contact Kia                   of the Act. Form Number: CMS–10311                    regarding this collection contact Martha
                                                  Sidbury at 410–786–7816.)                               (OMB control number: 0938–1083);                      Kuespert at 410–786–4605.)
                                                    3. Type of Information Collection                     Frequency: Yearly; Affected Public:                      Dated: October 4, 2016.
                                                  Request: Extension of a currently                       Business or other for-profits; Number of              William N. Parham, III,
                                                  approved collection; Title of                           Respondents: 345,600; Total Annual                    Director, Paperwork Reduction Staff, Office
                                                  Information Collection: Medicare                        Responses: 345,600; Total Annual                      of Strategic Operations and Regulatory
                                                  Program/Home Health Prospective                         Hours: 28,800. (For policy questions                  Affairs.
                                                  Payment System Rate Update for                          regarding this collection contact Hillary             [FR Doc. 2016–24341 Filed 10–6–16; 8:45 am]
                                                  Calendar Year 2010: Physician Narrative                 Loeffler at 410–786–0456.)                            BILLING CODE 4120–01–P
                                                  Requirement and Supporting                                 4. Type of Information Collection
                                                  Regulation; Use: Section (o) of the Act                 Request: Extension of a currently
                                                  (42 U.S.C. 1395x) specifies certain                     approved collection; Title of                         DEPARTMENT OF HEALTH AND
                                                  requirements that a home health agency                  Information Collection: Documentation                 HUMAN SERVICES
                                                  must meet to participate in the Medicare                Requirements Concerning Emergency
                                                  program. To qualify for Medicare                        and Nonemergency Ambulance                            Food and Drug Administration
                                                  coverage of home health services a                      Transports Described in the Beneficiary               [Docket No. FDA–2016–N–2872]
                                                  Medicare beneficiary must meet each of                  Signature Regulations in 42 CFR
                                                  the following requirements as stipulated                424.36(b); Use: The statutory authority               Medical Device User Fee Amendments;
                                                  in § 409.42: Be confined to the home or                 requiring a beneficiary’s signature on a              Public Meeting; Request for Comments
                                                  an institution that is not a hospital,                  claim submitted by a provider is located              AGENCY:    Food and Drug Administration,
                                                  SNF, or nursing facility as defined in                  in section 1835(a) and in 1814(a) of the              HHS.
                                                  sections 1861(e)(1), 1819(a)(1) or 1919 of              Social Security Act (the Act), for Part B
                                                                                                                                                                ACTION: Notice of public meeting;
                                                  Act; be under the care of a physician as                and Part A services, respectively. The
                                                                                                                                                                request for comments.
                                                  described in § 409.42(b); be under a plan               authority requiring a beneficiary’s
                                                  of care that meets the requirements                     signature for supplier claims is implicit             SUMMARY:   The Food and Drug
                                                  specified in § 409.43; the care must be                 in sections 1842(b)(3)(B)(ii) and in                  Administration (FDA) is announcing a
                                                  furnished by or under arrangements                      1848(g)(4) of the Act. Federal                        public meeting entitled ‘‘Medical Device
                                                  made by a participating HHA, and the                    regulations at 42 CFR 424.32(a)(3) state              User Fee Amendments.’’ The purpose of
                                                  beneficiary must be in need of skilled                  that all claims must be signed by the                 the meeting is to discuss proposed
                                                  services as described in § 409.42(c).                   beneficiary or on behalf of the                       recommendations for the
                                                  Subsection 409.42(c) of our regulations                 beneficiary (in accordance with 424.36).              reauthorization of the Medical Device
                                                  requires that the beneficiary need at                   Section 424.36(a) states that the                     User Fee Amendments (MDUFA) for
                                                  least one of the following services as                  beneficiary’s signature is required on a              fiscal years (FYs) 2018 through 2022.
                                                  certified by a physician in accordance                  claim unless the beneficiary has died or              MDUFA authorizes FDA to collect fees
                                                  with § 424.22: Intermittent skilled                     the provisions of 424.36(b), (c), or (d)              and use them for the process for the
                                                  nursing services and the need for skilled               apply. We believe that for emergency                  review of medical device applications.
                                                  services which meet the criteria in                     and nonemergency ambulance transport                  The current legislative authority for
                                                  § 409.32; Physical therapy which meets                  services, where the beneficiary is                    MDUFA expires October 1, 2017. At that
                                                  the requirements of § 409.44(c), Speech-                physically or mentally incapable of                   time, new legislation will be required
                                                  language pathology which meets the                      signing the claim (and the beneficiary’s              for FDA to continue collecting medical
                                                  requirements of § 409.44(c); or have a                  authorized representative is unavailable              device user fees in future fiscal years.
                                                  continuing need for occupational                        or unwilling to sign the claim), that it              Following discussions with the device
                                                  therapy that meets the requirements of                  is impractical and infeasible to require              industry and periodic consultations
                                                  § 409.44(c), subject to the limitations                 an ambulance provider or supplier to                  with public stakeholders, the Federal
                                                  described in § 409.42(c)(4). On March                   later locate the beneficiary or the person            Food, Drug, and Cosmetic Act (the
                                                  23, 2010, the Affordable Care Act of                    authorized to sign on behalf of the                   FD&C Act) directs FDA to publish the
                                                  2010 (Pub. L. 111–148) was enacted.                     beneficiary, before submitting the claim              recommendations for the reauthorized
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                                                  Section 6407(a) (amended by section                     to Medicare for payment. Therefore, we                program in the Federal Register, hold a
                                                  10605) of the Affordable Care Act                       created an exception to the beneficiary               meeting at which the public may
                                                  amends the requirements for physician                   signature requirement with respect to                 present its views on such
                                                  certification of home health services                   emergency and nonemergency                            recommendations, and provide for a
                                                  contained in Sections 1814(a)(2)(C) and                 ambulance transport services, where the               period of 30 days for the public to
                                                  1835(a)(2)(A) by requiring that, prior to               beneficiary is physically or mentally                 provide written comments on such
                                                  certifying a patient as eligible for                    incapable of signing the claim, and if                recommendations. FDA will then


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                                                  69830                          Federal Register / Vol. 81, No. 195 / Friday, October 7, 2016 / Notices

                                                  consider such public views and                             • Mail/Hand delivery/Courier (for                  regulatoryinformation/dockets/
                                                  comments and revise such                                written/paper submissions): Division of               default.htm.
                                                  recommendations as necessary.                           Dockets Management (HFA–305), Food                       Docket: For access to the docket to
                                                  DATES: The public meeting will be held                  and Drug Administration, 5630 Fishers                 read background documents or the
                                                  on November 2, 2016, from 9 a.m. to 5                   Lane, Rm. 1061, Rockville, MD 20852.                  electronic and written/paper comments
                                                  p.m. Submit electronic or written                          • For written/paper comments                       received, go to http://
                                                  comments to the public docket by                        submitted to the Division of Dockets                  www.regulations.gov and insert the
                                                  November 14, 2016. When the materials                   Management, FDA will post your                        docket number, found in brackets in the
                                                  are available, they will be in the docket               comment, as well as any attachments,                  heading of this document, into the
                                                  and posted on this Web site at: http://                 except for information submitted,                     ‘‘Search’’ box and follow the prompts
                                                  www.fda.gov/ForIndustry/UserFees/                       marked and identified, as confidential,               and/or go to the Division of Dockets
                                                  MedicalDeviceUserFee/ucm454039.htm.                     if submitted as detailed in                           Management, 5630 Fishers Lane, Rm.
                                                  See REGISTRATION section below                          ‘‘Instructions.’’                                     1061, Rockville, MD 20852.
                                                  regarding how to register for this public                  Instructions: All submissions received             FOR FURTHER INFORMATION CONTACT:
                                                  meeting.                                                must include the Docket No. FDA–                      Aaron Josephson, Center for Devices
                                                  ADDRESSES: The public meeting will be                   2016–N–2872 for ‘‘Medical Device User                 and Radiological Health, Food and Drug
                                                  held at FDA White Oak Campus, 10903                     Fee Amendments; Public Meeting.’’ The                 Administration, 10903 New Hampshire
                                                  New Hampshire Ave., Building 31                         commitment letter and proposed                        Ave., Bldg. 66, rm. 5449, Silver Spring,
                                                  Conference Center, the Great Room (Rm.                  statutory changes are expected to be                  MD 20993, 301–796–5178,
                                                  1503), Silver Spring, MD 20993.                         made public in mid-October. At that                   Aaron.Josephson@fda.hhs.gov.
                                                  Entrance for the public meeting                         time, the materials will be posted in the             SUPPLEMENTARY INFORMATION:
                                                  participants (non-FDA employees) is                     docket and on this Web site at: http://
                                                                                                          www.fda.gov/ForIndustry/UserFees/                     I. Background
                                                  through Building 1 where routine
                                                  security check procedures will be                       MedicalDeviceUserFee/ucm454039.htm.                      FDA is announcing its intention to
                                                  performed. For parking and security                     The docket will close on November 14,                 hold a public meeting to discuss
                                                  information, please refer to http://                    2016. Received comments will be                       proposed recommendations for the
                                                  www.fda.gov/AboutFDA/                                   placed in the docket and, except for                  reauthorization of MDUFA, which
                                                  WorkingatFDA/BuildingsandFacilities/                    those submitted as ‘‘Confidential                     authorizes FDA to collect user fees and
                                                  WhiteOakCampusInformation/                              Submissions,’’ publicly available at                  use them for the process for the review
                                                  ucm241740.htm.                                          http://www.regulations.gov or at the                  of device applications until September
                                                    You may submit comments as                            Division of Dockets Management                        30, 2017. Without new legislation, FDA
                                                  follows:                                                between 9 a.m. and 4 p.m., Monday                     will no longer be able to collect user
                                                                                                          through Friday.                                       fees for future fiscal years to provide
                                                  Electronic Submissions                                     • Confidential Submissions—To                      funds for the process for the review of
                                                    Submit electronic comments in the                     submit a comment with confidential                    device applications. As required by
                                                  following way:                                          information that you do not wish to be                section 738A(b)(2), (3), and (6) of the
                                                    • Federal eRulemaking Portal: http://                 made publicly available, submit your                  FD&C Act (21 U.S.C. 379j-1(b)(2), (3),
                                                  www.regulations.gov. Follow the                         comments only as a written/paper                      and (6)), FDA obtained prior public
                                                  instructions for submitting comments.                   submission. You should submit two                     input and negotiated an agreement with
                                                  Comments submitted electronically,                      copies total. One copy will include the               regulated industry while periodically
                                                  including attachments, to http://                       information you claim to be confidential              consulting with patient and consumer
                                                  www.regulations.gov will be posted to                   with a heading or cover note that states              advocacy groups and making minutes of
                                                  the docket unchanged. Because your                      ‘‘THIS DOCUMENT CONTAINS                              negotiation and stakeholder meetings
                                                  comment will be made public, you are                    CONFIDENTIAL INFORMATION.’’ The                       publicly available. Section 738A(b)(4) of
                                                  solely responsible for ensuring that your               Agency will review this copy, including               the FD&C Act requires that, after
                                                  comment does not include any                            the claimed confidential information, in              holding negotiations with regulated
                                                  confidential information that you or a                  its consideration of comments. The                    industry and before transmitting the
                                                  third party may not wish to be posted,                  second copy, which will have the                      Agency’s final recommendations to
                                                  such as medical information, your or                    claimed confidential information                      Congress for the reauthorized program
                                                  anyone else’s Social Security number, or                redacted/blacked out, will be available               (MDUFA IV), we do the following: (1)
                                                  confidential business information, such                 for public viewing and posted on http://              Present the draft recommendations to
                                                  as a manufacturing process. Please note                 www.regulations.gov. Submit both                      the Committee on Energy and
                                                  that if you include your name, contact                  copies to the Division of Dockets                     Commerce of the U.S. House of
                                                  information, or other information that                  Management. If you do not wish your                   Representatives and the Committee on
                                                  identifies you in the body of your                      name and contact information to be                    Health, Education, Labor, and Pensions
                                                  comments, that information will be                      made publicly available, you can                      of the U.S. Senate; (2) publish the draft
                                                  posted on http://www.regulations.gov.                   provide this information on the cover                 recommendations in the Federal
                                                    • If you want to submit a comment                     sheet and not in the body of your                     Register; (3) provide a period of 30 days
                                                  with confidential information that you                  comments and you must identify this                   for the public to submit written
                                                  do not wish to be made available to the                 information as ‘‘confidential.’’ Any                  comments on the draft
                                                                                                          information marked as ‘‘confidential’’                recommendations; (4) hold a meeting at
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                                                  public, submit the comment as a
                                                  written/paper submission and in the                     will not be disclosed except in                       which the public may present its views
                                                  manner detailed (see ‘‘Written/Paper                    accordance with 21 CFR 10.20 and other                on the draft recommendations; and (5)
                                                  Submissions’’ and ‘‘Instructions’’).                    applicable disclosure law. For more                   after consideration of public views and
                                                                                                          information about FDA’s posting of                    comments, revise the draft
                                                  Written/Paper Submissions                               comments to public dockets, see 80 FR                 recommendations as necessary. This
                                                    Submit written/paper submissions as                   56469, September 18, 2015, or access                  notice, the 30-day comment period, and
                                                  follows:                                                the information at: http://www.fda.gov/               the public meeting will satisfy certain of


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                                                                                 Federal Register / Vol. 81, No. 195 / Friday, October 7, 2016 / Notices                                         69831

                                                  these requirements. After the public                    management systems, provided new                      providing resources and supporting the
                                                  meeting, we will revise the draft                       review options, and provided more                     management systems for ensuring that
                                                  recommendations as necessary. In                        guidance to prospective submitters. The               safe and effective medical devices are
                                                  addition, the Agency will present the                   ultimate goal was for FDA to clear and                available to patients in a timely manner.
                                                  draft recommendations to the                            approve safe and effective medical
                                                                                                                                                                III. Proposed MDUFA IV
                                                  Congressional committees.                               devices more rapidly, benefiting
                                                    The purpose of the meeting is for the                                                                       Recommendations
                                                                                                          applicants, the health care community,
                                                  public to present its views on the draft                and most importantly, patients.                          In preparing the proposed
                                                  recommendations for the reauthorized                       • Negotiated performance goals for                 recommendations to Congress for
                                                  program (MDUFA IV). In general, the                     many types of premarket reviews                       MDUFA reauthorization, FDA
                                                  meeting format will include a brief                     provided FDA with benchmarks for                      conducted discussions with the device
                                                  presentation by FDA, but will focus on                  measuring review improvements. These                  industry and consulted with
                                                  hearing from different stakeholder                      quantifiable goals became more                        stakeholders, as required by the FD&C
                                                  interest groups (such as patient                        demanding each year and included FDA                  Act. The Agency began the MDUFA
                                                  advocates, consumer advocates,                          decision goals and cycle goals (cycle                 reauthorization process by publishing a
                                                  industry, health care professionals, and                goals refer to FDA actions prior to a                 notice in the Federal Register
                                                  scientific and academic experts). The                   final action on a submission). Under                  requesting public input on the
                                                  Agency will also provide an opportunity                 MDUFMA, FDA also agreed to several                    reauthorization and announcing a
                                                  for individuals to make presentations at                other commitments that did not have                   public meeting that was held on July 13,
                                                  the meeting and for organizations and                   specific timeframes or direct measures                2015. The meeting included
                                                  individuals to submit written comments                  of performance, such as expanding the                 presentations by FDA and a series of
                                                  to the docket before and after the                      use of meetings with industry,                        panels with representatives of different
                                                  meeting. The following information is                   maintenance of current performance in                 stakeholder groups, including patient
                                                  provided to help potential meeting                      review areas where specific                           and consumer advocacy groups,
                                                  participants better understand the                      performance goals had not been                        regulated industry, and health care
                                                  history and evolution of the medical                    identified, and publication of additional             professionals. The materials from the
                                                  device user fee program and the current                 guidance documents.                                   meeting, including a transcript and
                                                  status of the MDUFA IV draft                               Medical device user fees and                       Webcast recording, can be found at
                                                  recommendations.                                        increased appropriations were viewed                  http://www.fda.gov/MedicalDevices/
                                                                                                          by FDA, Congress, and industry                        NewsEvents/WorkshopsConferences/
                                                  II. What is MDUFA and what does it                      stakeholders as essential to support                  ucm445541.htm.
                                                  do?                                                     high-quality, timely medical device                      From September 2015 through August
                                                     MDUFA is the law that authorizes                     reviews, and other activities critical to             2016, FDA conducted negotiations with
                                                  FDA to collect fees from device                         the device review program.                            representatives of the device industry:
                                                  companies that register their                              MDUFMA provided for—and                            The Advanced Medical Technology
                                                  establishments, submit applications to                  reauthorizations have maintained—fee                  Association; the Medical Device
                                                  market devices, and make other types of                 discounts and waivers for qualifying                  Manufacturers Association; the Medical
                                                  submissions. In the years preceding                     small businesses. Small businesses                    Imaging and Technology Alliance; and,
                                                  enactment of the Medical Device User                    make up a large proportion of the                     the American Clinical Laboratory
                                                  Fee and Modernization Act of 2002                       medical device industry, and these                    Association. During its negotiations
                                                  (MDUFMA) (Pub. L. 107–250), FDA’s                       discounts and waivers helped reduce                   with the regulated industry, FDA also
                                                  medical device program suffered a long-                 the financial impact of user fees on this             held monthly consultations with
                                                  term, significant loss of resources that                sector of the device industry, which                  stakeholders representing patient and
                                                  undermined the program’s capacity and                   plays an important role in fostering                  consumer interests. As directed by
                                                  performance. MDUFMA was enacted                         innovation.                                           Congress, FDA posted minutes of these
                                                  ‘‘in order to provide FDA with the                         Since MDUFMA was first enacted in                  meetings on its Web site at: http://
                                                  resources necessary to better review                    2002, it has been reauthorized twice (the             www.fda.gov/ForIndustry/UserFees/
                                                  medical devices, to enact needed                        2007 Medical Device User Fee                          MedicalDeviceUserFee/ucm454039.htm.
                                                  regulatory reforms so that medical                      Amendments (MDUFA II) and the 2012                       The proposed recommendations for
                                                  device manufacturers can bring their                    Medical Device User Fee Amendments                    MDUFA IV address many priorities
                                                  safe and effective devices to the                       (MDUFA III)). Under MDUFA III, which                  identified by public stakeholders, the
                                                  American people at an earlier point in                  has been in effect since 2012 and will                device industry, and FDA. While some
                                                  time, and to ensure that reprocessed                    expire on October 1, 2017, FDA has met                of the proposed recommendations are
                                                  medical devices are as safe and effective               or exceeded nearly all submission                     new, many either build on successful
                                                  as original devices.’’ H.R. Rep. 107–728                performance goals while implementing                  enhancements or refine elements from
                                                  at p. 21 (Oct. 7, 2002). MDUFMA was                     program enhancements designed to                      the existing program. FDA intends to
                                                  authorized for 5 years and contained                    ensure more timely access to safe and                 post the full text of the proposed
                                                  two important features that relate to                   effective medical devices. Information                MDUFA IV commitment letter and
                                                  reauthorization:                                        about FDA’s performance is available in               proposed statutory changes at: http://
                                                     • User fees for the review of medical                the yearly and quarterly MDUFA                        www.fda.gov/ForIndustry/UserFees/
                                                  device premarket applications, reports,                 performance reports, which are online                 MedicalDeviceUserFee/ucm454039.htm
                                                  supplements, and premarket                              at: http://www.fda.gov/AboutFDA/
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                                                                                                                                                                before the public meeting. Each
                                                  notification submissions provided                       ReportsManualsForms/Reports/                          recommendation is briefly described
                                                  additional resources to make FDA                        UserFeeReports/PerformanceReports/                    with reference to the applicable section
                                                  reviews more timely, predictable, and                   UCM2007450.htm and http://                            of the draft commitment letter.
                                                  transparent to applicants. User fees and                www.fda.gov/ForIndustry/UserFees/
                                                  appropriations for the medical device                   MedicalDeviceUserFee/ucm452535.htm.                   A. Shared Outcome Goals
                                                  program helped FDA expand available                        User fees and related performance                    FDA and representatives of the device
                                                  expertise, modernized its information                   goals have played an important role in                industry believe that the process


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                                                  69832                          Federal Register / Vol. 81, No. 195 / Friday, October 7, 2016 / Notices

                                                  improvements outlined in the draft                      submissions. Additionally, FDA will                   J. Enhanced Use of Consensus
                                                  commitment letter, when implemented                     report performance separately for those               Standards
                                                  by all parties as intended, should                      reviewed by accredited Third Parties.                    FDA and industry will establish a
                                                  further reduce the average Total Time to                Additional details regarding 510(k)s can              conformity assessment program for
                                                  Decision for PMA applications and                       be found in section II.F. of the draft                accredited testing laboratories that
                                                  510(k) submissions, provided that the                   commitment letter.                                    evaluate medical devices according to
                                                  total funding of the device review                                                                            certain FDA-recognized standards.
                                                  program adheres to the assumptions                      F. Clinical Laboratory Improvement
                                                                                                                                                                Additional details regarding the
                                                  underlying the agreement. Reducing                      Amendments (CLIA) Waiver by
                                                                                                                                                                enhanced use of consensus standards
                                                  average Total Time to Decision is an                    Application Submissions
                                                                                                                                                                can be found in section IV.D. of the draft
                                                  important aspect of the ultimate goal of                   FDA will improve the CLIA waiver by                commitment letter.
                                                  the user fee program, so that safe and
                                                                                                          application process by establishing a                 K. Third Party Premarket Review
                                                  effective devices reach patients and
                                                                                                          centralized program management group                  Program
                                                  health care professionals more quickly.
                                                                                                          within the Office of In Vitro Diagnostics
                                                  FDA will continue reporting, on an                                                                               FDA will strengthen the accredited
                                                                                                          and Radiological Health, implementing
                                                  annual basis, the average Total Time to                                                                       person (Third Party) Premarket Review
                                                                                                          a Missed MDUFA Decision provision,                    Program by offering improved training
                                                  Decision, as defined in the draft
                                                  commitment letter, for PMA and 510(k)                   hosting CLIA Waiver vendor days, and                  to Third Party review entities, redacting
                                                  submissions, with shared outcome goals                  further reducing review times for CLIA                predicate review memos for use by third
                                                  for FDA and industry that reach 290                     Waiver by Application Submissions.                    parties during their reviews, conducting
                                                  calendar days for PMAs and 108                          Additional resources have not been                    audits of Third Party review quality,
                                                  calendar days for 510(k)s by FY 2022.                   included in the MDUFA agreement for                   and publishing performance of
                                                  Additional details regarding the shared                 CLIA Waiver applications. Additional                  individual Third Party entities, with the
                                                  outcome goals can be found in section                   details regarding CLIA Waiver by                      goal of eliminating routine re-review by
                                                  I of the draft commitment letter.                       Application Submissions can be found                  FDA of Third Party reviews. Additional
                                                                                                          in section II.G. of the draft commitment              details regarding the Third Party
                                                  B. Pre-Submissions                                      letter.                                               Premarket Review Program can be found
                                                     FDA will improve the pre-submission                                                                        in section IV.E. of the draft commitment
                                                                                                          G. Quality Management
                                                  process and ramp up to a performance                                                                          letter.
                                                  goal for written feedback on at least                      FDA will establish a dedicated
                                                  1,950 pre-submissions within 70 days or                                                                       L. Patient Engagement
                                                                                                          premarket Quality Management team,
                                                  5 calendar days prior to the scheduled                  which will be responsible for                            FDA will develop internal expertise
                                                  meeting, whichever comes sooner, in                     establishing a quality management                     on patient preference information and
                                                  FY2022 (which is equivalent to meeting                  framework for the premarket submission                patient reported outcomes (PROs) to
                                                  the stated timeline for at least 83                     process in the Center for Devices and                 enhance the utility of such information
                                                  percent of an assumed 2,350 pre-                        Radiological Health (CDRH) and                        in premarket submissions, publish a
                                                  submissions). Industry will be                          conducting routine quality audits.                    PRO validation guidance, and hold one
                                                  responsible for providing draft meeting                 Additional details regarding Quality                  or more public meetings. Additional
                                                  minutes within 15 days of the meeting.                  Management can be found in section                    details regarding patient engagement
                                                  Additional details regarding pre-                       III.A. of the draft commitment letter.                can be found in section IV.F. of the draft
                                                  submissions can be found in section                                                                           commitment letter.
                                                  II.A. of the draft commitment letter.                   H. Employee Recruitment and Retention
                                                                                                                                                                M. Real World Evidence (RWE)
                                                  C. PMAs                                                   FDA will implement a more effective                   FDA will provide funding for the
                                                     FDA will maintain MDUFA III                          recruiting and hiring strategy and will               National Evaluation System for Health
                                                  performance goals for all PMA                           improve employee retention by                         Technology to conduct pilots to
                                                  submissions, including supplements.                     applying user fee revenues to retain                  establish the value of real RWE in the
                                                  Additionally, as resources permit, FDA                  high performing supervisors. Additional               premarket program. Additional details
                                                  will issue a MDUFA decision within 60                   details regarding recruitment and                     regarding RWE can be found in section
                                                  days of an advisory committee                           retention can be found in section III.B.              IV.H. of the draft commitment letter.
                                                  recommendation and will issue a                         of the draft commitment letter.                       N. Digital Health
                                                  decision within 60 days of an
                                                  applicant’s response to an approvable                   I. Information Technology (IT)                          FDA will establish a centralized
                                                  letter. Additional details regarding                                                                          Digital Health unit to improve
                                                                                                             FDA will implement IT improvements                 consistency in review of software as a
                                                  PMAs can be found in sections II.B.-D.                  that correspond to new performance
                                                  of the draft commitment letter.                                                                               medical device and software in a
                                                                                                          goals and reporting, enhance IT                       medical device, streamline and align
                                                  D. De Novos                                             infrastructure to enable collection and               FDA review processes with software life
                                                    FDA will ramp up to a performance                     reporting on structured data, develop                 cycles, continue engagement in
                                                  goal for reaching a decision on 70                      and maintain a secure Web-based                       international harmonization efforts
                                                  percent of de novo submissions within                   application that allows sponsors to view              related to software review, and conduct
                                                                                                          individual submission status in near
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                                                  150 days in FY2022. Additional details                                                                        other activities related to Digital Health.
                                                  regarding de novo submissions can be                    real time, and develop structured                     Additional details regarding Digital
                                                  found in section II.E. of the draft                     electronic submission templates as a                  Health can be found in section IV.I. of
                                                  commitment letter.                                      tool to guide industry’s preparation of               the draft commitment letter.
                                                                                                          premarket submissions. Additional
                                                  E. 510(k)s                                              details regarding IT can be found in                  O. Independent Assessment
                                                    FDA will maintain MDUFA III                           section III.C. of the draft commitment                  FDA and industry will participate in
                                                  performance goals for all 510(k)                        letter.                                               an independent assessment of the CDRH


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                                                                                 Federal Register / Vol. 81, No. 195 / Friday, October 7, 2016 / Notices                                          69833

                                                  process for the review of device                        be additive to budget authority                       number. Those without Internet access
                                                  applications, including a more complete                 appropriations.                                       should contact Aaron Josephson to
                                                  assessment of MDUFA III improvements                       • FDA and industry are proposing to                register (see FOR FURTHER INFORMATION
                                                  and outcomes as well as an assessment                   delete section 738(i)(4) of the FD&C Act              CONTACT). Registrants will receive
                                                  of the effectiveness of the MDUFA IV                    to eliminate the fifth-year fee offset                confirmation after they have been
                                                  programs. Additional details regarding                  because the negotiated fee setting                    accepted. You will be notified if you are
                                                  the Independent Assessment can be                       structure allows FDA to collect and use               on a waiting list.
                                                  found in section V. of the draft                        inflation-adjusted base fee amounts each                 Streaming Webcast of the meeting:
                                                  commitment letter.                                      year without any reduction in fees due                This meeting will also be Webcast. The
                                                                                                          to increased submission volume.                       Webcast link will be available on the
                                                  P. Performance Reports                                  Deleting the fee offset provision (section            registration Web page after October 26,
                                                     FDA will continue to report quarterly                738(i)(4)) is necessary to implement the              2016. Organizations are requested to
                                                  on performance against commitments.                     negotiated fee setting structure.                     register all participants, but to view
                                                  Additionally, FDA will separately report                   • FDA and industry are proposing to                using one connection per location. If
                                                  the number and percent of laboratory                    add a subsection (d) to section 514 of                you have never attended a Connect Pro
                                                  developed test (LDT) marketing                          the FD&C Act (21 U.S.C. 360d)                         event before, test your connection at
                                                  applications completed within the                       (Performance standards) to provide                    https://collaboration.fda.gov/common/
                                                  performance goal for 510(k), de novo,                   authority for FDA to establish a                      help/en/support/meeting_test.htm. To
                                                  and PMA submissions. FDA committed                      conformity assessment program and per                 get a quick overview of the Connect Pro
                                                  to treating LDTs no less favorably than                 the agreements made during the user fee               program, visit http://www.adobe.com/
                                                  other devices to which MDUFA                            reauthorization negotiations. FDA and                 go/connectpro_overview. FDA has
                                                  performance goals apply. Additional                     industry are proposing to amend section               verified the Web site addresses, as of the
                                                  details regarding performance reporting                 523 of the FD&C Act (21 U.S.C. 360m)                  date this document publishes in the
                                                  can be found in section VI. of the draft                (Accredited persons) to provide FDA                   Federal Register, but Web sites are
                                                  commitment letter.                                      authority to tailor the scope of the Third
                                                                                                                                                                subject to change over time.
                                                     In conjunction with the proposed                     Party review program per the
                                                  enhancements and performance goals                                                                               Requests to Present: This meeting
                                                                                                          agreements made during the user fee
                                                  outlined in the draft commitment letter,                                                                      includes a public comment session and
                                                                                                          reauthorization negotiations.
                                                  FDA and industry agreed to the                             • FDA and industry are proposing to                topic-focused sessions. During online
                                                  following proposed changes to the                       amend section 741 of the FD&C Act (21                 registration you may indicate if you
                                                  FD&C Act to ensure that FDA has the                     U.S.C. 379k–1) (Electronic format for                 wish to present and which topics you
                                                  statutory authorities needed to                         submissions) to provide FDA the                       wish to address during the public
                                                  implement the negotiated programmatic                   authority to develop and implement                    comment session. FDA has included
                                                  enhancements:                                           electronic submissions per the                        general topics in this document. FDA
                                                     • FDA and industry are proposing to                  agreements made during the user fee                   will do its best to accommodate requests
                                                  modify section 738(a)(2)(A) of the FD&C                 reauthorization negotiations.                         to make public comments. Individuals
                                                  Act (21 U.S.C. 379j(a)(2)(A)) to allow for                 FDA will post the agenda                           and organizations with common
                                                  fees to be collected for de novo                        approximately 5 days before the meeting               interests are urged to consolidate or
                                                  submissions and exempting de novo                       at: http://www.fda.gov/ForIndustry/                   coordinate their presentations, and
                                                  submissions from fees when solely for                   UserFees/MedicalDeviceUserFee/                        request time for a joint presentation.
                                                  pediatric conditions for use (section                   ucm454039.htm.                                        Following the close of registration, FDA
                                                  738(a)(2)(B)(v)(I)).                                       Registration: Registration is free and             will determine the amount of time
                                                     • FDA and industry are proposing to                  available on a first-come, first-served               allotted to each presenter and the
                                                  modify section 738(c) of the FD&C Act                   basis. Persons interested in attending                approximate time each oral presentation
                                                  to reflect the negotiated fee setting                   the MDUFA meeting must register                       is to begin, and will select and notify
                                                  structure. This negotiated structure                    online by 4 p.m. October 26, 2016. Early              participants by October 28, 2016. All
                                                  allows FDA to collect inflation-adjusted                registration is recommended because                   requests to make oral presentations
                                                  base fee amounts without any reduction                  facilities are limited and, therefore, FDA            must be received by the close of
                                                  in fees in the event that submission or                 may limit the number of participants                  registration on October 26, 2016, at 4
                                                  registration volumes are higher than                    from each organization. If time and                   p.m. No commercial or promotional
                                                  planned. Any further adjustments                        space permit onsite registration on the               material will be permitted to be
                                                  beyond inflation would only be                          day of the meeting, it will be provided               presented or distributed at the meeting.
                                                  necessary if projected submission or                    beginning at 8 a.m.                                      FDA is holding this meeting to
                                                  registration volumes are lower than                        If you need special accommodations                 provide information on the proposed
                                                  planned such that base fee amounts                      because of a disability, please contact               recommendations for the
                                                  would need to be increased in order to                  Joshua St. Pierre, 301–796–9587 or                    reauthorization of the MDUFA for FYs
                                                  generate the authorized total fee revenue               Joshua.StPierre@fda.hhs.gov no later                  2018 through 2022. In order to permit
                                                  in a given year.                                        than October 19, 2016.                                the widest possible opportunity to
                                                     • The statutory total revenue amounts                   To register for the meeting, please                obtain public comment, FDA is
                                                  and base fee amounts are proposed in                    visit FDA’s Medical Devices News &                    soliciting either electronic or written
                                                  FY2015 dollars such that annual                         Events—Workshops & Conferences                        comments on all aspects of the meeting
                                                  inflation adjustments will be used to                   calendar at http://www.fda.gov/                       topics. The docket will open when the
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                                                  inflate FY2015 dollars to the                           MedicalDevices/NewsEvents/                            draft commitment letter and proposed
                                                  appropriate amounts for each fiscal year                WorkshopsConferences/default.htm.                     statutory changes are made public,
                                                  in MDUFA IV.                                            (Select this meeting/public workshop                  which is expected to be in mid-October.
                                                     • FDA is proposing to modify section                 from the posted events list.) Please                  The materials will be posted on this
                                                  738(h)(1)(A) of the FD&C Act to update                  provide complete contact information                  Web site at: http://www.fda.gov/
                                                  the appropriations trigger to provide                   for each attendee, including name, title,             ForIndustry/UserFees/
                                                  assurance to industry that user fees will               affiliation, email, and telephone                     MedicalDeviceUserFee/ucm454039.htm.


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                                                  69834                                     Federal Register / Vol. 81, No. 195 / Friday, October 7, 2016 / Notices

                                                     The docket will close 30 days after                                     DATES:   Comments on this ICR should be                        government agency, or state agency)
                                                  those documents are posted.                                                received no later than November 7,                             requests the use of BPHC personally/
                                                     Transcripts: Please be advised that as                                  2016.                                                          organizationally identifiable data that is
                                                  soon as a transcript is available, it will                                 ADDRESSES: Submit your comments,                               covered by the Privacy Act of 1974. The
                                                  be accessible at in the docket at http://                                  including the ICR title, to the desk                           agreement delineates the confidentiality
                                                  www.regulations.gov. It may be viewed                                      officer for HRSA, either by email to                           requirements of the Privacy Act,
                                                  at the Division of Dockets Management                                      OIRA_submission@omb.eop.gov or by                              security safeguards, and BPHC’s data
                                                  (see ADDRESSES). A transcript will also                                    fax to 202–395–5806.                                           use policies and procedures. The DUA
                                                  be available in either hardcopy or on                                      FOR FURTHER INFORMATION CONTACT: To
                                                                                                                                                                                            will serve as both a means of informing
                                                  CD–ROM, after submission of a                                              request a copy of the clearance requests                       data users of these requirements and a
                                                  Freedom of Information request. The                                        submitted to OMB for review, email the                         means of obtaining their agreement to
                                                  Freedom of Information office address is                                   HRSA Information Collection Clearance                          abide by these requirements.
                                                  available on the Agency’s Web site at                                      Officer at paperwork@hrsa.gov or call                             Need and Proposed Use of the
                                                  http://www.fda.gov. A link to the                                          (301) 443–1984.                                                Information: Before allowing access to
                                                  transcripts will also be available                                         SUPPLEMENTARY INFORMATION:                                     unrestricted data that contains sensitive
                                                  approximately 45 days after the public                                        Information Collection Request Title:                       grantee and patient information that is
                                                  workshop on the Internet at http://                                        Data Use Agreement and Supplement                              protected by the Privacy Act of 1974,
                                                  www.fda.gov/ForIndustry/UserFees/                                          for 2014 Health Center Patient Survey.                         prospective users will submit a signed
                                                  MedicalDeviceUserFee/ucm454039.htm.                                           OMB No.: 0906–xxxx—NEW.                                     DUA and describe what proposed
                                                  (Select this meeting from the posted                                          Abstract: The Health Center Patient                         research they intend to undertake in
                                                  events list).                                                              Survey (HCPS), sponsored by HRSA’s                             using the dataset. A BPHC workgroup
                                                    Dated: October 3, 2016.                                                  Bureau of Primary Health Care (BPHC),                          will determine whether the project is an
                                                  Leslie Kux,                                                                surveyed patients who use health                               appropriate and legitimate use of the
                                                  Associate Commissioner for Policy.
                                                                                                                             centers funded under Section 330 of the                        data. The criteria to determine
                                                                                                                             Public Health Service Act. HCPS                                admissible projects will include: (1)
                                                  [FR Doc. 2016–24237 Filed 10–6–16; 8:45 am]
                                                                                                                             collects data on health center patients’                       Relevance of the topic of study to
                                                  BILLING CODE 4164–01–P
                                                                                                                             sociodemographic characteristics,                              BPHC/HHS policy; (2) feasibility of the
                                                                                                                             health conditions, health behaviors,                           project given the parameters described
                                                                                                                             access to and utilization of health care                       in DUA supplemental; and (3) the
                                                  DEPARTMENT OF HEALTH AND
                                                                                                                             services, and satisfaction with health                         proposed end-use of the research that
                                                  HUMAN SERVICES
                                                                                                                             care. Survey results come from in-                             will be undertaken.
                                                  Health Resources and Services                                              person, one-on-one interviews with
                                                                                                                                                                                               Likely Respondents: Prospective
                                                  Administration                                                             patients and are nationally
                                                                                                                                                                                            researchers in academia, private
                                                                                                                             representative of the Health Center
                                                                                                                                                                                            contractors, and Primary Care
                                                  Agency Information Collection                                              program patient population. To inform
                                                                                                                                                                                            Associations/Health Center grantee
                                                  Activities: Submission to OMB for                                          BPHC and HHS policy, funding, and
                                                                                                                                                                                            organizations.
                                                  Review and Approval; Public Comment                                        planning decisions, the survey
                                                  Request; Data Use Agreement and                                            investigated how well HRSA-supported                              Burden Statement: Burden in this
                                                  Supplement for 2014 Health Center                                          sites meet health care needs of the                            context means the time expended by
                                                  Patient Survey                                                             medically underserved and assessed                             persons to generate, maintain, retain,
                                                                                                                             how patients perceive the quality of                           disclose or provide the information
                                                  AGENCY: Health Resources and Services                                      their care.                                                    requested. This includes the time
                                                  Administration (HRSA), Department of                                          The HCPS is unique because it                               needed to review instructions; to
                                                  Health and Human Services (HHS).                                           focuses on comprehensive patient-level                         develop, acquire, install and utilize
                                                  ACTION: Notice.                                                            data. These and other features of the                          technology and systems for the purpose
                                                                                                                             data will provide researchers and                              of collecting, validating and verifying
                                                  SUMMARY:   In compliance with Section                                      policymakers the capacity to                                   information, processing and
                                                  3507(a)(1)(D) of the Paperwork                                             empirically explore policy relevant                            maintaining information, and disclosing
                                                  Reduction Act of 1995, HRSA submitted                                      topics relevant to the Health Center                           and providing information; to train
                                                  an Information Collection Request (ICR)                                    program using up-to-date information.                          personnel and to be able to respond to
                                                  to the Office of Management and Budget                                        Prior to releasing this information,                        a collection of information; to search
                                                  (OMB) for review and approval.                                             BPHC will request prospective users to                         data sources; to complete and review
                                                  Comments submitted during the first                                        fill out a ‘‘Data Use Agreement’’ (DUA).                       the collection of information; and to
                                                  public review of this ICR will be                                          BPHC uses DUAs as legal binding                                transmit or otherwise disclose the
                                                  provided to OMB. OMB will accept                                           agreements when an external entity                             information. The total annual burden
                                                  further comments from the public                                           (e.g., contractor, private industry,                           hours estimated for this ICR are
                                                  during the review and approval period.                                     academic institution, other federal                            summarized in the table below.

                                                                                                                     TOTAL ESTIMATED ANNUALIZED BURDEN HOURS
                                                                                                                                                                                                                Average
                                                                                                                                                                   Number of
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                                                                                                                                                 Number of                                     Total          burden per              Total burden
                                                                                      Form name                                                                  responses per
                                                                                                                                                respondents                                 responses          response                  hours
                                                                                                                                                                   respondent                                  (in hours)

                                                  DUA ......................................................................................                20                         1            20                     0.25                  5
                                                  DUA Supplemental ..............................................................                           20                         1            20                     1.25                 25

                                                        Total ..............................................................................                40   ........................           40     ........................             30



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Document Created: 2018-02-13 16:31:56
Document Modified: 2018-02-13 16:31:56
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of public meeting; request for comments.
DatesThe public meeting will be held on November 2, 2016, from 9 a.m. to 5 p.m. Submit electronic or written comments to the public docket by November 14, 2016. When the materials are available, they will be in the docket and posted on this Web site at: http://www.fda.gov/ ForIndustry/UserFees/MedicalDeviceUserFee/ucm454039.htm. See REGISTRATION section below regarding how to register for this public meeting.
ContactAaron Josephson, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, rm. 5449, Silver Spring, MD 20993, 301-796- 5178, [email protected]
FR Citation81 FR 69829 

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