81_FR_70200 81 FR 70004 - List of Approved Spent Fuel Storage Casks: Holtec International HI-STORM 100 Cask System; Certificate of Compliance No. 1014, Amendment No. 10

81 FR 70004 - List of Approved Spent Fuel Storage Casks: Holtec International HI-STORM 100 Cask System; Certificate of Compliance No. 1014, Amendment No. 10

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 81, Issue 196 (October 11, 2016)

Page Range70004-70011
FR Document2016-24466

On May 31, 2016, the U.S. Nuclear Regulatory Commission (NRC) confirmed the effective date of May 31, 2016, for the direct final rule that was published in the Federal Register on March 14, 2016. The direct final rule amended the NRC's spent fuel storage regulations by revising the Holtec International (Holtec) HI-STORM 100 Cask System listing within the ``List of approved spent fuel storage casks'' to include Amendment No. 10 to Certificate of Compliance (CoC) No. 1014. The NRC confirmed the effective date because it determined that none of the comments submitted on the direct final rule met any of the criteria for a significant adverse comment. The purpose of this document is to provide responses to the comments received on the direct final rule.

Federal Register, Volume 81 Issue 196 (Tuesday, October 11, 2016)
[Federal Register Volume 81, Number 196 (Tuesday, October 11, 2016)]
[Rules and Regulations]
[Pages 70004-70011]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-24466]


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NUCLEAR REGULATORY COMMISSION

10 CFR Part 72

[NRC-2015-0270]
RIN 3150-AJ71


List of Approved Spent Fuel Storage Casks: Holtec International 
HI-STORM 100 Cask System; Certificate of Compliance No. 1014, Amendment 
No. 10

AGENCY: Nuclear Regulatory Commission.

ACTION: Direct final rule; comment responses.

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SUMMARY: On May 31, 2016, the U.S. Nuclear Regulatory Commission (NRC) 
confirmed the effective date of May 31, 2016, for the direct final rule 
that was published in the Federal Register on March 14, 2016. The 
direct final rule amended the NRC's spent fuel storage regulations by 
revising the Holtec International (Holtec) HI-STORM 100 Cask System 
listing within the ``List of approved spent fuel storage casks'' to 
include Amendment No. 10 to Certificate of Compliance (CoC) No. 1014. 
The NRC confirmed the effective date because it determined that none of 
the comments submitted on the direct final rule met any of the criteria 
for a significant adverse comment. The purpose of this document is to 
provide responses to the comments received on the direct final rule.

DATES: The comment responses are available on October 11, 2016.

ADDRESSES: Please refer to Docket ID NRC-2015-0270 when contacting the 
NRC about the availability of information for this action. You may 
obtain publicly-available information related to this action by any of 
the following methods:
     Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2015-0270. Address 
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For technical questions, contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to [email protected].
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

FOR FURTHER INFORMATION CONTACT: Robert MacDougall, Office of Nuclear 
Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001; telephone: 301-415-5175; email: 
[email protected].

SUPPLEMENTARY INFORMATION:

I. Background

    On March 14, 2016 (81 FR 13265), the NRC published a direct final 
rule amending its regulations in Sec.  72.214 of title 10 of the Code 
of Federal Regulations (10 CFR) by revising the Holtec HI-STORM 100 
Cask System listing within the ``List of approved spent fuel storage 
casks'' to include Amendment No. 10 to CoC No. 1014. Amendment No. 10 
adds new fuel classes to the contents approved for the loading of 16 x 
16 class fuel assemblies into a HI-STORM 100 Cask System; allows a 
minor increase in manganese in an alloy material for the system's 
overpack and transfer cask; clarifies the minimum water displacement 
required of a dummy fuel rod (i.e., a rod not filled with uranium 
pellets); and clarifies the design pressures needed for normal 
operation of forced helium drying systems. Additionally, Amendment No. 
10 revises Condition No. 9 of CoC No. 1014 to provide clearer direction 
on the measurement of air velocity and modeling of heat distribution 
through the storage system.
    The NRC received four comment submissions with 22 individual 
comments on the companion proposed rule (81 FR 13295; March 14, 2016). 
Electronic copies of these comments can be obtained from the Federal 
Rulemaking Web site, http://www.regulations.gov, by searching for 
Docket ID NRC-2015-0270. The comments are also available in ADAMS under 
Accession Nos. ML16105A426, ML16105A425, ML16105A424, and ML16105A423. 
As explained in the March 14, 2016, direct final rule, the

[[Page 70005]]

NRC would withdraw the direct final rule only if it received a 
``significant adverse comment.'' This is a comment where the commenter 
explains why the rule would be inappropriate, including challenges to 
the rule's underlying premise or approach, or would be ineffective or 
unacceptable without a change. A comment is adverse and significant if:
    (1) The comment opposes the rule and provides a reason sufficient 
to require a substantive response in a notice-and-comment process. For 
example, a substantive response is required when:
    (a) The comment causes the NRC staff to reevaluate (or reconsider) 
its position or conduct additional analysis;
    (b) The comment raises an issue serious enough to warrant a 
substantive response to clarify or complete the record; or
    (c) The comment raises a relevant issue that was not previously 
addressed or considered by the NRC staff.
    (2) The comment proposes a change or an addition to the rule, and 
it is apparent that the rule would be ineffective or unacceptable 
without incorporation of the change or addition.
    (3) The comment causes the NRC staff to make a change (other than 
editorial) to the rule, CoC, or Technical Specifications (TSs).
    The NRC determined that none of the comments submitted on the 
direct final rule met any of these criteria and confirmed the effective 
date of May 31, 2016, for the direct final rule on May 31, 2016 (81 FR 
34241). The comments either were already addressed by the NRC staff's 
preliminary safety evaluation report (SER) (ADAMS Accession No. 
ML15331A309) for this rulemaking, were beyond the scope of this 
rulemaking, or were already addressed in a previous rulemaking. The NRC 
did not make any changes to the direct final rule as a result of the 
public comments. However, in Section II, ``Public Comment Analysis,'' 
of this document, the NRC is taking this opportunity to respond to the 
comments in an effort to clarify information about the 10 CFR part 72 
CoC rulemaking process.

II. Public Comment Analysis

    For rulemakings amending or revising a CoC, the scope of the 
rulemaking is limited to the specific changes in the applicant's 
request for the amendment or amendment revision. Therefore, comments 
about the system or spent fuel storage in general that are not 
applicable to the changes requested are outside the scope of this 
rulemaking. Comments about details of the particular system subject to 
the rulemaking that do not address the rulemaking's specific proposed 
changes have already been resolved in prior rulemakings. Persons who 
have concerns about prior rulemakings and the resulting final rules may 
consider the NRC's process for petitions for rulemaking under 10 CFR 
2.802. Additionally, safety concerns about any NRC-regulated activity 
may be reported to the NRC in accordance with the guidance posted on 
the NRC's Web site at http://www.nrc.gov/about-nrc/regulatory/allegations/safety-concern.html. This Web page provides information on 
how to notify the NRC of emergency or non-emergency issues.
    The following paragraphs summarize each individual comment followed 
by the NRC response.
    Comment 1: Noting that this is Holtec's tenth request to amend CoC 
No. 1014 for the HI-STORM 100 Cask System, one commenter stated that 
many people find this pattern disturbing. The nine earlier amendments 
and revisions to CoC No. 1014 suggest that Holtec's overall performance 
in achieving technical accuracy has been poor, not only in the 
originally-submitted TSs and quality assurance (QA) for this cask, but 
in the nine subsequent amendments and revisions that the NRC has 
approved. Because this is Holtec's tenth amendment, this commenter 
asserted that Holtec has failed to address the full range of the cask's 
technical deficiencies comprehensively, and appears instead to have 
applied the needed QA only in incremental steps.
    NRC Response: This comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The NRC is providing a specific 
response, however, to clarify the NRC's process for issuing and 
amending CoCs for dry storage system (DSS) casks.
    When the NRC first approves a CoC for a particular storage cask 
design, the CoC is based on a postulated generic spent fuel design 
using a composite of fuel characteristics and engineered features of 
the DSS. Important fuel characteristics include the level of the 
uranium enrichment in the fuel pellets and their burnup time in the 
reactor. Fuel assembly variables include the composition of the alloys 
used in the fuel cladding and assembly hardware; the diameter, number, 
and length of the fuel rods; and the spacing between them. These fuel 
characteristics and assembly design variables affect the overall heat 
load that the cask and multipurpose canister (MPC) holding the fuel 
assemblies inside the cask must be able to withstand, with a 
conservative margin of safety, to maintain their integrity for long-
term storage under normal, off-normal, and accident conditions. The 
residual heat and level of uranium burnup in the spent fuel, and the 
spacing of the fuel in the assemblies, in turn affect the number of 
fuel assemblies that can be loaded into the MPC, which must have 
internal components tailored to maintain the configuration of the fuel 
in the canister. Burnup also affects the composition and physical 
configuration of the neutron-absorbing materials arranged around the 
assemblies within the MPC. Each of these considerations must be 
evaluated with each fuel design to ensure the long-term performance of 
the overall cask system with an adequate margin of safety.
    Fuel and fuel assembly designs have evolved since each storage cask 
design was originally certified by the NRC. Contemporary fuel assembly 
designs now differ in several important respects from the generic 
designs postulated for the casks' original CoCs. To save costs and 
reduce worker exposures to radiation, for example, many contemporary 
assembly designs are optimized for fuel with higher enrichment levels 
to stay in the reactor's core to ``burn,'' or fission, a larger 
fraction of uranium for a longer period. This produces fewer spent fuel 
assemblies per unit of power generated. It also stretches out the time 
between re-fuelings, when workers need to remove the reactor's head to 
load new fuel assemblies, off-load used ones, and rearrange partially-
burned assemblies to maintain the efficiency of the overall fuel burnup 
within the reactor core. To accommodate the changes in fuel enrichment, 
fuel cladding materials, and fuel assembly materials and 
configurations, a similar evolution is continuing in MPC componentry, 
including neutron-absorbing alloys and other materials, so that casks 
can safely accept evolving fuel designs.
    Therefore, the nine amendments to CoC No. 1014, like amendments to 
other CoCs, each represent an NRC safety finding about the vendor's 
analysis of proposed measures to adapt the cask to a new fuel design 
for long-term storage. The nine amendments, and the tenth issued in May 
2016, are not the product of trial and error, nor of the incremental 
application of QA, which must be applied in a safety-graded fashion to 
all aspects of cask design, fabrication, loading, and deployment.
    The NRC made no changes to the rule as a result of this comment.
    Comment 2: One commenter asserted that in the absence of actual 
evidence

[[Page 70006]]

from operational experience or testing, using computer models to 
estimate a system's behavior or performance has produced ``extreme 
failures'' and ``major departures between [the computer model's] 
predictions and [the system's] actual performance.'' These departures, 
the commenter stated, resulted in a January 2012, radiation release at 
San Onofre Nuclear Generating Station's (SONGS) Unit 2 that eventually 
led to its premature retirement.
    NRC Response: This comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The commenter does not identify an 
issue related to any of the specific revisions proposed in Amendment 
No. 10 to CoC No. 1014. Instead, this comment is about a reactor 
licensee's computer models for the performance of a reactor system, not 
the cask vendor's models for the performance of the HI-STORM 100 Cask 
System at issue in this rulemaking. Different types of computer models 
are typically validated using different methods. The NRC uses industry 
accepted practices to evaluate an applicant's computational modeling 
software for storage casks in accordance with Interim Staff Guidance 
SFST-ISG-21, ``Use of Computational Modeling Software'' (ADAMS 
Accession No. ML061080669). Because Amendment No. 10 does not involve 
computational modeling for reactor systems, the comment is not within 
the scope of this rulemaking.
    As the commenter pointed out, there was a radiation release to the 
environment at SONGS in January 2012. This comment too is about an 
issue beyond the scope of this rulemaking. The commenter can obtain 
more information about the release, which was well below allowable 
limits, in Southern California Edison's (SCE) report to the NRC on the 
incident (ADAMS Accession No. ML12090A153), and a report by the NRC 
Office of the Inspector General (ADAMS Accession No. ML14276A478).
    The NRC made no changes to the rule as a result of this comment.
    Comment 3: One commenter stated that the proposed CoC amendment 
pertains to the same or similar Holtec cask as that to be installed at 
SONGS, and southern California stakeholders are ``extremely 
disappointed'' that SONGS' licensee, SCE, has chosen Holtec's \5/8\'' 
thin metal cask over 14''-to-20'' thick casks that the commenter stated 
can be inspected in real time to monitor the condition of the spent 
fuel and measure the depth of stress corrosion cracking.
    NRC Response: This comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The commenter does not identify an 
issue related to any of the specific revisions proposed in Amendment 
No. 10 to CoC No. 1014, and this rulemaking does not concern SCE's 
choice of cask products. In addition, the NRC has not approved any 
spent fuel dry storage cask design that permits the continuous real 
time inspection or monitoring of the condition of the fuel in the cask, 
or the continuous or periodic direct measurement of the extent or depth 
of stress corrosion cracking. Such inspection, monitoring, and 
measurement cannot be accomplished without the additional worker 
radiation exposures that would be necessary to open the cask overpack 
and canister. The NRC's regulation at 10 CFR 20.1101(b), however, 
requires radiation doses to workers and members of the public to be as 
low as is reasonably achievable. This makes such additional exposures 
to open casks and overpacks difficult to justify in light of the very 
slow rates of degradation in the cask system and its contents that have 
been measured under realistic conditions in a laboratory.
    The commenter's description of Holtec's product as a ``\5/8\'' thin 
metal cask,'' however, compels a response for clarification purposes. 
The comment appears to conflate the MPC, which is not a cask, with the 
entirety of the HI-STORM dry cask storage system. The HI-STORM 100 MPC, 
which has \1/2\'' thick stainless steel walls, holds the spent fuel 
assemblies and their hardware within an overpack. The overpack consists 
of outer and inner steel walls with the annulus between them filled 
with concrete. The overpack, with 29\1/2\'' thick concrete and steel 
walls, provides radiation shielding and mass for stability against such 
natural phenomena as winds, floods, and earthquakes. The MPC, an 
internal component of the cask system, is not directly exposed to these 
outside phenomena.
    The NRC made no changes to the rule as a result of this comment.
    Comment 4: One commenter stated that the NRC has ``mostly 
`dismissed' multiple credible public safety concerns.'' The commenter 
also noted that SCE's ``Community Engagement Panel'' has failed to 
function as an independent advisory panel of experts, and instead 
``functions more as a promotional extension of [SCE's] marketing and 
media platforms.''
    NRC Response: These comments are not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The commenter did not identify any of 
the ``multiple credible public safety concerns'' that the NRC is said 
to have dismissed. Nor did the commenter explain how any of these 
concerns pertain to any specific revision proposed in Amendment No. 10 
to CoC No. 1014.
    The NRC made no changes to the rule as a result of these comments.
    Comment 5: One commenter asserted that many stakeholders believe 
that the NRC has allowed ``a utility to improperly apply credit for 
performing an `educational' function'' that has involved, among other 
things, ``extensive private meetings with elected officials in adjacent 
communities in San Diego and Orange County.''
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. In addition, the NRC's safety-focused 
mission does not include authority to allow or prohibit a licensee from 
engaging in public relations activities, which do not directly relate 
to the design, fabrication, configuration, loading, or deployment of 
the dry cask storage system at issue here.
    The NRC made no changes to the rule as a result of this comment.
    Comment 6: A commenter stated that many stakeholders are asserting 
that SONGS licensee, SCE, ``consistently underestimates'' the actual 
extent of potential public safety risks associated with its 
decommissioning plan.
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The SCE's decommissioning plan does 
not pertain to the specific revisions proposed in Amendment No. 10 to 
CoC No. 1014; nor does the comment identify any specific potential 
public safety risks pertinent to the other purposes of this amendment.
    The NRC has a safety hotline that members of the public can use to 
report any identified public safety risk, such as may be associated 
with any decommissioning action. The hotline number is 1-800-695-7403. 
Note that a call during normal business hours (7:00 a.m. to 5:00 p.m., 
Eastern Time) will automatically be directed to the NRC Regional Office 
for the caller's geographical area. If the call is placed after normal 
business hours, or can't be

[[Page 70007]]

answered by the Regional Office during its normal business hours, the 
call will be directed to the NRC's Headquarters Operations Center, 
which is staffed 24 hours a day and has a recorded telephone line.
    The NRC made no changes to the rule as a result of this comment.
    Comment 7: A commenter stated that the licensee expecting to 
acquire the Holtec casks subject to Amendment No. 10 for spent fuel 
storage at SONGS has ``severely overestimated performance capabilities 
of equipment, components and parts, defense in depth, operator 
training, emergency response capability, system reliability, cost 
containment, and technical capability to safely implement Aging 
Management Programs.''
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. As noted in the response to Comment 
6, the NRC has a safety hotline that members of the public can use to 
report any identified public safety risk.
    The NRC made no changes to the rule as a result of this comment.
    Comment 8: Noting the ``large inventory'' of high-burnup fuel (HBF) 
in storage at SONGS, a commenter stated that stakeholders have 
``extreme safety concerns'' about the accuracy of the predicted service 
life of the Holtec underground maximum capacity (UMAX) casks containing 
HBF, which typically has higher heat loads and radiation levels. Among 
these concerns, the commenter explained, are ``thermal tolerance 
variability, measurement of air velocity, modeling of heat load 
distribution, performance capability and integrity of fuel cladding.''
    This commenter also stated that with the applicant's proposed 
changes in the composition of alloy material in MPC componentry, 
stakeholders have concerns about the accuracy of predicted helium 
pressure limits for the MPC in underground installations where closed 
loop forced helium dehydration (FHD) is mandatory for drying MPCs with 
one or more HBF assemblies or a higher heat load.
    NRC Response: The comment about HBF storage at SONGS is not within 
the scope of this rulemaking, which is limited to the specific 
revisions proposed in Amendment No. 10 to CoC No. 1014. None of these 
revisions included a change in spent fuel burnup specifications. The 
comment is about the HI-STORM UMAX Canister Storage system, which was 
authorized generically for underground emplacement under CoC No. 1040 
and approved on March 6, 2015 (80 FR 12073). The SONGS will be 
utilizing cask systems specified by Amendment No. 1 to CoC No. 1040, 
not Amendment No. 10 to CoC No. 1014.
    The commenter also expressed concerns about the accuracy of 
predicted helium pressure limits for the MPC where closed loop forced 
FHD is mandatory for drying MPCs with one or more HBF assemblies or a 
higher heat load. The comment does not explain the basis for the 
commenter's concern about the predicted pressure limit for drying. This 
limit was established to provide an ample safety margin against both 
inadequate pressure for thorough drying and excessive pressure that 
could result in damage to the spent fuel or other hardware. To maintain 
this margin, helium pressure limits are controlled during FHD 
operations at all times. During FHD drying, the MPC's inlet (drain 
port) and exit (vent port) each have calibrated pressure-indicating 
devices that show inlet and outlet pressure during drying operations. 
Trained operators use the helium regulator in accordance with the 
site's procedures to ensure that the 75-psi limit is not exceeded.
    The NRC made no changes to the rule as a result of this comment.
    Comment 9: One stakeholder stated that despite Holtec's unproven 
assurances about the performance capabilities of its casks, a 2015 
Sandia National Laboratory report contained evidence that similar thin-
metal casks had through-wall cracks in only 5 years.
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The Sandia National Laboratory report 
referred to by the commenter was for a set of design specifications for 
a Standardized Transportation, Aging, and Disposal (STAD) canister for 
eventual emplacement in a geologic repository (ADAMS Accession No. 
ML16132A321). The NRC could find nothing in this report to support the 
commenter's assertion that it ``contained evidence that similar thin 
metal casks had through-wall cracks in only 5 years.''
    The NRC made no changes to the rule as a result of this comment.
    Comment 10: As evidence that Holtec casks are ``an inferior 
choice'' for spent fuel storage, one commenter, speaking for 
``stakeholders in California,'' referred the NRC to the Web site 
``sanonofresafety.org.''
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014 and does not concern SCE's choice of 
cask products. Beyond the issue of SCE's choice, if the commenter has 
concerns about prior spent fuel storage cask rulemakings, or other 
issues beyond the scope of this rulemaking that make Holtec casks ``an 
inferior choice,'' the commenter may consider the NRC's process for 
petitions for rulemaking under 10 CFR 2.802. Additionally, safety 
concerns about any NRC-regulated activity may be reported to the NRC in 
accordance with the guidance posted on the NRC's Web site at http://www.nrc.gov/about-nrc/regulatory/allegations/safety-concern.html. This 
Web page provides information on how to notify the NRC of emergency or 
non-emergency issues.
    The NRC made no changes to the rule as a result of this comment.
    Comment 11: One commenter criticized the NRC for giving in to 
Holtec's corporate lawyers and failing to hold the company responsible 
for ``creating inadequate safety measures within this [cask] design.'' 
The commenter exhorted the NRC to ``stop paying for fraud'' and force 
Holtec to ``spend [its] own treasure . . ., not tax dollars,'' to fix 
the problem.
    NRC Response: This comment does not provide sufficient information 
to identify the ``inadequate safety measures'' in the Holtec cask's 
design that the commenter has in mind. With respect to the concern 
regarding payment for the NRC's review and oversight, these functions 
are not performed at taxpayers' expense. The vendor, in this case 
Holtec, pays for the NRC's evaluation of the application, as the NRC 
bills the vendor for the review.
    The NRC made no changes to the rule as a result of this comment.
    Comment 12: A commenter expressed concern that in permitting a cask 
system to accept additional classes of spent fuel, the NRC does not 
decrease the ability of these storage systems to contain the fuel under 
adverse conditions. The commenter wanted to know whether current 
requirements for the durability of spent fuel storage systems are 
sufficient to contain these additional fuels, whatever they may be, in 
the event of a disaster.
    NRC Response: The general issue of the durability of spent fuel 
storage systems to contain additional types of spent fuel in the event 
of a disaster is not within the scope of this rulemaking, which is 
limited to the specific revisions proposed in Amendment No. 10 to CoC 
No. 1014. The NRC is addressing the commenter's concern, however, for 
educational and clarification purposes.
    The NRC addressed a similar comment about the ability of HI-

[[Page 70008]]

STORM UMAX Canister Storage Systems to withstand seismic events during 
the CoC No. 1040 certification rulemaking. It should be noted that the 
certification provided by approval of the HI-STORM 100 Cask System does 
not, in and of itself, authorize the use of this system at any specific 
site. Under 10 CFR 72.212(b)(5), before applying the changes authorized 
by an amended CoC and loading a cask, a general licensee wishing to use 
this cask system must perform written evaluations in accordance with 10 
CFR 72.212 to establish, among other things, that:
     Cask storage pads and areas have been designed to 
adequately support the static and dynamic loads of the stored casks, 
considering potential amplification of earthquakes through soil-
structure interaction, and soil liquefaction potential or other soil 
instability due to vibratory ground motion; and
     The independent spent fuel storage installation at the 
reactor site where the casks will be located will meet the requirements 
of 10 CFR 72.104 to ensure that radiation doses beyond the reactor's 
controlled area do not exceed 0.25 mSv (25 mrem) to the whole body, 
0.75 mSv (75 mrem) to the thyroid, and 0.25 mSv (25 mrem) to any other 
critical organ, and are further controlled to a level as low as is 
reasonably achievable.
    The seismic design levels of the HI-STORM 100 Cask System CoC are 
acceptable for most areas in the continental United States. For 
locations with potential for seismic activity beyond those analyzed for 
this system, additional NRC evaluations and certifications may be 
required before the system may be used in those locations.
    Similarly, although the design levels of the HI-STORM 100 Cask 
System CoC for flooding are also acceptable for most areas in the 
continental United States--again depending on site-specific analyses--
the NRC staff previously evaluated the impacts of flooding during the 
review of the initial certification for the HI-STORM Flood/Wind (FW) 
System. In its March 28, 2011, SER for the initial certification of the 
HI-STORM FW MPC Storage System (see Sections 4.8.2 and 7.3.1 of ADAMS 
Accession No. ML103020151), the NRC staff considered both full and 
partial flooding for both the vertical and horizontal positions for the 
MPC. The NRC staff found that the fully flooded condition would produce 
the highest reactivity in the spent fuel, and that the fully flooded 
model for safety evaluations ``is acceptable and applicable to all of 
the assembly configurations that are to be stored in the HI-STORM FW 
MPC Storage system,'' including damaged fuel configurations. In its 
March 28, 2011, SER, the NRC staff also noted the system's design 
measures to limit the rise in fuel cladding temperature under the most 
adverse flood event (one with a water level just high enough to block 
the MPC overpack's air convection inlet duct). The changes requested in 
Amendment No. 10 to CoC No. 1014 do not affect the NRC's prior flooding 
evaluation for the initial certification of this system.
    In addition, under 10 CFR 72.212(b)(6), before using the general 
license, the reactor licensee must review the Safety Analysis Report 
(SAR) referenced in the CoC or amended CoC and the NRC's SER evaluating 
the SAR to determine whether the reactor site parameters, including 
analyses of earthquake intensity, tornado missiles, and flooding, are 
enveloped by the cask design bases considered in these reports. Like 
those for seismic activity, the flooding and tornado missile design 
levels of the HI-STORM 100 Cask System CoC are acceptable for most 
areas in the continental United States. For locations with potential 
for flooding or tornado activity beyond those analyzed for this system, 
additional NRC evaluations and certifications may be required before 
the system may be used in those locations.
    Therefore, the ability of a particular cask system to protect 
additional spent fuel types against postulated natural disasters is 
required to be subject to rigorous analyses, both generic and site-
specific, before the fuel can be loaded at any given site. If the 
design basis of the HI-STORM 100 Cask System CoC No. 1014, Amendment 
No. 10, cannot be shown to envelop a particular site's parameters, 
Holtec or another vendor would need to obtain NRC certification for 
another system meeting the design specifications of the subject spent 
fuel before it could be loaded for dry storage.
    The NRC made no changes to the rule as a result of this comment.
    Comment 13: One commenter suggested that the NRC was in collusion 
with the licensee and cited an email exchange between the licensee and 
a member of the NRC staff as evidence of such collusion.
    NRC Response: The NRC disagrees with the comment. In its capacity 
as a regulator, the NRC regularly engages in discussions with licensees 
and applicants to facilitate a mutual understanding of the need for any 
licensing action, as well as the scope and intent of the licensing 
action. The NRC strives to make as much information as possible, 
including these interactions, publicly available whenever possible 
except where legal obligations dictate otherwise, such as for 
proprietary or security-related sensitive information. (see NRC 
Management Directive 3.4, ``Release of Information to the Public'' 
(ADAMS Accession No. ML080310417)). The email exchange cited by the 
commenter, which is a publicly available document in ADAMS, is one such 
example of this type of discussion. The NRC grounds its licensing 
actions on thorough and documented reviews of technical documents that 
enable the NRC to reach findings that public health and safety, as well 
as the common defense and security, will be adequately protected.
    The NRC made no changes to the rule as a result of this comment.
    Comment 14: One commenter objected to the use of a newer American 
Society of Mechanical Engineers (ASME) code standard for the manganese 
content in a carbon steel alloy used in some components of the cask 
system and one commenter asserted that at the 1.5 percent manganese 
content in the proposed standard, the steel becomes brittle. 
Furthermore, the commenter contended, these standards are not specific 
to the nuclear industry, and cannot compensate for poor design. 
Therefore, the alloy formula must be tested and specific for this 
particular design and nuclear spent fuel use.
    NRC Response: The NRC disagrees with these comments, and has 
provided its detailed assessment in the preliminary SER for Amendment 
No. 10 to CoC No. 1014 (ADAMS Accession No. ML15331A309). The minor 
change in manganese and carbon content of the proposed alloy has been 
endorsed by the ASME. This endorsement provides a high level of 
confidence in the quality and safety of the material for nuclear as 
well as non-nuclear applications. Any change in an ASME standard must 
be documented by rigorous testing under carefully controlled 
conditions. Based on this extensive and peer-reviewed testing, the fact 
that there is no change to the properties used in the original 
technical basis for the HI-STORM 100 Cask System CoC, and the fact that 
none of the safety analyses for this CoC are affected by the minor 
change in manganese content, the NRC believes that further testing for 
this specific application is unnecessary.
    The proposed increase in manganese content from 1.2 percent to 1.5 
percent maintains, if not improves, the toughness properties of the SA-
516 Grade 70 steel used in the HI-STORM 100 Cask System overpack. The 
NRC's preliminary SER for Amendment No. 10 to CoC No. 1014 analyzed 
this proposed

[[Page 70009]]

amendment and related Holtec documents and found that there is no 
change to the material strength, material density, or thermal 
properties of the SA-516 alloy steel, as indicated in the ASME 2007 and 
2010 codes. In order to use the alloy approved in the updated 2007-2010 
ASME codes, Holtec was required to request an amendment to use these 
codes for this alloy because the original HI-STORM 100 Cask System CoC 
references only the 1995-1997 ASME codes.
    The NRC made no changes to the rule as a result of this comment.
    Comment 15: A commenter stated that concrete temperature should be 
properly measured on a continuous basis. The same commenter also stated 
that each cask should be tested due to possible defects or damage 
during loading, as well as differences in the types and ages of spent 
fuel. Because conditions change over time, monitoring should be 
constant.
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The NRC agrees that concrete 
temperatures are important and should be properly measured, but 
disagrees that continuous measurement of these temperatures and 
constant monitoring are needed. Continuous measurement and constant 
monitoring of temperatures are unnecessary in an operating environment 
of very gradual temperature changes. Revision 1 of NUREG-1536, 
``Standard Review Plan for Spent Fuel Dry Storage Systems at a General 
License Facility'' (ADAMS Accession No. ML101040620), notes that for 
storage systems with internal air flow passages, the NRC has accepted 
periodic visual inspection of vents coupled with temperature 
measurements to verify proper thermal performance and detect flow 
blockages. The inspections are to take place within an interval that 
will allow sufficient time for corrective actions to be taken before 
the limiting accident temperature for spent fuel cladding is reached. 
The inspection interval should be more frequent than the time interval 
required for the fuel to heat up to the established accident 
temperature criteria, assuming a total blockage of all inlets and 
outlets.
    The NRC made no changes to the rule as a result of this comment.
    Comment 16: A commenter contended that all airflow and temperature 
measurements should be made ``constantly . . . not one time only,'' and 
performed ``on intake and output and within the annulus and with an up 
to date measurement device and not an antiquated anemometer.''
    NRC Response: The NRC disagrees with these comments. The NRC 
evaluated the proposed conditions for airflow and temperature 
measurements in its final SER (ADAMS Accession No. ML003711865) for the 
initial issuance of CoC No. 1014 in 2000, and did not find that 
constant temperature measurements were necessary. That SER noted that 
in addition to the mandatory initial air temperature rise test when the 
system is first placed in service, the overpack air inlet and outlet 
vents would be periodically surveyed or an optional overpack air 
temperature program would be implemented to verify continued 
operability of the heat removal system. Operating experience with this 
cask system since that time has given the NRC no reason to change its 
initial position on the need for constant temperature measurement.
    Concerning the commenter's statement about the need for an up-to-
date measurement device, the NRC has not specifically required the use 
of hot-wire anemometer or any other airflow measurement technology. The 
applicant may propose the use of any technology it believes will 
measure airflow with sufficient accuracy and reliability. The NRC is 
not aware of any basis to prohibit the use of hot-wire anemometer 
technology for measuring airflow or temperature.
    The NRC made no changes to the rule as a result of these comments.
    Comment 17: The same commenter that provided Comment 16 objected 
that Holtec and the NRC did not provide adequate information on ``other 
topics,'' and that this must be presumed to diminish the safety of the 
``flimsy'' Holtec cask system.
    NRC Response: The commenter did not specify any grounds for 
pronouncing the HI-STORM 100 Cask System flimsy, or any ``other 
topics'' for which additional information might be considered adequate.
    The NRC made no changes to the rule as a result of this comment.
    Comment 18: A commenter contended that ``measurements are not 
supposed to validate methods outside of experiments testing theory,'' 
and that the requirement to ``demonstrate'' an airflow model with 
measurements implies ``fraudulent'' intent to ``play with numbers to 
get what [NRC] and/or Holtec want'' to show the safety of the storage 
cask system.
    NRC Response: These comments are not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The NRC also disagrees with these 
comments. The NRC does not require measurements to validate methods 
that cannot be tested experimentally. The commenter particularly 
disapproved of a draft NRC requirement in an email to Holtec (ADAMS 
Accession No. ML15327A043) in which users of the HI-STORM 100 Cask 
System would be required to perform a ``thermal validation test'' to 
measure the total air mass flow rate through the cask system using 
direct measurements of air velocity in the inlet vents. The user would 
then be required to do an analysis of the cask system with these 
measurements ``to demonstrate that the measurements validate the 
analytic methods'' described in Chapter 4 of Holtec's Final Safety 
Analysis Report (ADAMS Accession No. ML14086A412), supporting its 
application for CoC No. 1014. The NRC has reason to require a licensee 
to demonstrate that an analytic method for thermal modeling of airflow 
through a cask is supported by real-world measurements. In making this 
demonstration, a licensee could ``play with numbers'' if it were 
allowed to measure anywhere it chose, but that is not the case here. 
The licensee is required to take measurements at NRC-specified 
locations.
    The NRC made no changes to the rule as a result of these comments.
    Comment 19: Citing NRC regulations at 10 CFR 72.236, ``Specific 
requirements for spent fuel storage cask approval and fabrication,'' 
one commenter alleged that Holtec violated U.S. law because ``the only 
protection from lethal radiation leaks is the \1/2\ inch MPC, whereas 
`The spent fuel storage cask must be designed to provide redundant 
sealing of confinement systems.' ''
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The NRC also disagrees with this 
comment. The MPC does provide protection from radiation leaks, but it 
is not the only protective barrier. Radiation shielding is also 
provided by the HI-STORM 100 Cask System overpack that is composed of 
inner and outer steel shells with the annulus between them filled with 
concrete, which is the primary radiation shielding material. If the 
commenter was referring only to leakage of radioactive materials from 
the MPC, however, Section 7.1 of the SER (ADAMS Accession No. 
ML003711865) for the HI-STORM 100 Cask System confirms the presence of 
redundant sealing of confinement systems in the canister's design:

[[Page 70010]]

    The [MPC] confinement boundary includes the MPC shell, the bottom 
baseplate, the MPC lid (including the vent and drain port cover 
plates), the MPC closure ring, and the associated welds. . . . The MPC 
lid (with the vent and drain port cover plates welded to the lid) and 
closure ring are welded to the upper part of the MPC shell at the 
loading site. This provides redundant sealing of the confinement 
boundary. . . . The redundant closures of the MPC satisfy the 
requirements of 10 CFR 72.236(e) for redundant sealing of confinement 
systems.
    The MPC's confinement design has multiple related purposes. The 
confinement design ensures that potentially contaminated air is 
contained within the MPC and that the MPC remains filled with helium 
coolant, so that the MPC can fulfill a third purpose: to keep outside 
air from contacting the spent nuclear fuel for the licensed life of the 
system.
    In addition to the redundant barriers to airborne radiation leakage 
in the design of the HI-STORM 100 MPC and cask system, there are 
procedural requirements to ensure that the system and its components 
function in operation as designed. In accordance with the CoC itself 
(ADAMS Accession No. ML15331A307), the design, purchase, fabrication, 
assembly, inspection, testing, operation, maintenance, repair, and 
modification of all structures, systems, and components that are 
important to safety, both for the MPC and the system as a whole, must 
be conducted in accordance with a Commission-approved quality assurance 
program that satisfies the applicable requirements of 10 CFR part 72, 
subpart G.
    The CoC also requires that when the MPC shell is welded to its 
baseplate, the fabricator must perform a helium leak test of the MPC 
weld's confinement using a helium mass spectrometer. This weld leakage 
test must include the base metals of the MPC shell and baseplate. 
Another helium leak test must be performed on the base metal of the 
fabricated MPC lid. Then, in the field, a helium leak test must be 
performed on the vent and drain port confinement welds and cover plate 
base metal before the loaded MPC can be emplaced within the concrete 
overpack. All MPC confinement boundary leakage rate tests must be 
performed in accordance with ANSI N14.5 to ``leaktight'' criteria. If 
the user detects a leakage rate exceeding the acceptance criteria, the 
user must determine the area of leakage and repair it to meet ASME Code 
Section III, Subsection NB requirements. The affected area must then be 
re-tested until the leakage rate acceptance criterion is met.
    The NRC made no changes to the rule as a result of this comment.
    Comment 20: Citing NRC regulations at 10 CFR 72.236, ``Specific 
requirements for spent fuel storage cask approval and fabrication,'' a 
commenter asserted that Holtec violated U.S. law also because its 
storage cask is not designed to provide adequate heat removal capacity 
without active cooling systems, and ``[t]he refusal to properly test 
[the cask's heat removal capacity] appears intentional to avoid knowing 
if it properly removes heat.''
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. The comment also does not explain how 
Holtec storage casks are not designed to meet the 10 CFR 72.236 
requirement to provide adequate heat removal capacity without active 
cooling systems. HI-STORM 100 Cask Systems have been deployed at 
independent spent fuel storage installations for more than a decade 
without active cooling systems.
    The NRC disagrees with the comment. The NRC's preliminary SER 
evaluated Holtec's supporting thermal analysis for Amendment No. 10 to 
CoC No. 1014 and found that the HI-STORM 100 Cask System certification 
``continues to be designed with a heat-removal capability having 
verifiability and reliability consistent with its importance to 
safety.'' The SER also found that spent fuel cladding continues to be 
protected against thermal degradation leading to gross ruptures, and 
other cask component temperatures continue to be maintained below the 
allowable limits for the accidents evaluated.
    There has been no refusal to test the cask system's heat removal 
capacity. The CoC language has been revised to require CoC No. 1014, 
Amendment No. 10, users to submit thermal validation test and analysis 
results in a letter report to the NRC within 180 days of either the 
user's loading of the first cask or undertaking the first spent fuel 
transfer operation with a cask fabricated to Amendment No. 10 
specifications. The revised condition also states, however, that for 
casks of the same system type, users may document in their 10 CFR 
72.212 report a previously performed test and analysis that has 
demonstrated adequate validation of the analytic thermal methods. The 
NRC will evaluate whether this previous test and analysis continues to 
demonstrate adequate validation of thermal analysis methods in light of 
the uncertainty of airflow measurements at the previously-specified 
locations.
    The NRC made no changes to the rule as a result of this comment.
    Comment 21: One commenter stated that the NRC has violated the 
Plain Writing Act of 2010 by failing to make the topics associated with 
this rulemaking clear, and failing to ``attach . . . the relevant 
documents in an orderly, clear manner.''
    NRC Response: The NRC disagrees with these comments. The topics 
associated with this rulemaking must necessarily address the CoC 
amendments requested by the applicant, and these are by nature highly 
technical. The March 14, 2016 (81 FR 13265), Federal Register notice of 
the direct final rule does, however, seek to explain in language as 
non-technical as possible the practical effects of the amendment 
requests for the use of the Holtec HI-STORM 100 Cask System under 
Amendment No. 10 of CoC No. 1014. In general, the NRC strives to write 
agency documents in a clear, concise, well-organized manner that also 
follows other best practices appropriate to the subject and the 
intended audience.
    As to the comment that documents relevant to this rulemaking were 
not ``attached . . . in an orderly, clear manner,'' the NRC followed 
its normal process of providing the ADAMS accession numbers to 
referenced documents so that interested persons may obtain access to 
the documents. If the commenter was referring instead to the table of 
references provided in the Federal Register notice for the direct final 
rule, the NRC also disagrees that the relevant documents were not 
presented in an orderly, clear manner. The order of the references 
starts with the applicant's amendment request, moves to the proposed 
revised CoC and TS documents supporting it, and concludes with the 
NRC's response to these submittals in the form of its SER on the 
proposed revisions.
    The NRC made no changes to the rule as a result of these comments.
    Comment 22: One commenter stated that the percentage of the NRC's 
budget that must be recovered should be recovered in fines and not 
fees.
    NRC Response: The comment is not within the scope of this 
rulemaking, which is limited to the specific revisions proposed in 
Amendment No. 10 to CoC No. 1014. Under the Omnibus Budget 
Reconciliation Act of 1990, as amended, the NRC is required by law to 
recover 90 percent of its budget through fees for licensing and other 
actions. Therefore, any change in this requirement can only be achieved 
by an act of Congress.

[[Page 70011]]

    The NRC made no changes to the rule as a result of this comment.
    In summary, the NRC did not receive any comments that warranted 
withdrawal of the direct final rule. Therefore, none of these comments 
required a change in the rule's effective date of May 31, 2016.

    Dated at Rockville, Maryland, this 28th day of September, 2016

    For the Nuclear Regulatory Commission.
Michael R. Johnson,
Acting Executive Director for Operations.
[FR Doc. 2016-24466 Filed 10-7-16; 8:45 am]
 BILLING CODE 7590-01-P



                                           70004            Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Rules and Regulations

                                           used to report the financial status of an                 Dated: September 23, 2016.                          (ADAMS): You may obtain publicly-
                                           award; however, a financial report must                 Catherine Woteki,                                     available documents online in the
                                           contain an itemization of actual dollar                 Chief Scientist, USDA, Under Secretary,               ADAMS Public Documents collection at
                                           amounts expended on the project during                  Research, Education, and Economics.                   http://www.nrc.gov/reading-rm/
                                           the reporting period (in line with the                  [FR Doc. 2016–23884 Filed 10–7–16; 8:45 am]           adams.html. To begin the search, select
                                           approved budget), and cumulative totals                 BILLING CODE 3410–03–P                                ‘‘ADAMS Public Documents’’ and then
                                           expended for each budget category from                                                                        select ‘‘Begin Web-based ADAMS
                                           the start date of the award.                                                                                  Search.’’ For problems with ADAMS,
                                              (b) Financial reporting due dates:                   NUCLEAR REGULATORY                                    please contact the NRC’s Public
                                                                                                   COMMISSION                                            Document Room (PDR) reference staff at
                                              (1) Quarterly and semi-annual reports
                                                                                                                                                         1–800–397–4209, 301–415–4737, or by
                                           are due no later than 30 calendar days
                                                                                                   10 CFR Part 72                                        email to pdr.resource@nrc.gov.
                                           after the reporting period.
                                                                                                                                                            • NRC’s PDR: You may examine and
                                              (2) Annual reports are due no later                  [NRC–2015–0270]
                                                                                                                                                         purchase copies of public documents at
                                           than 90 days following the end of the                   RIN 3150–AJ71                                         the NRC’s PDR, Room O1–F21, One
                                           award anniversary date (i.e., one year                                                                        White Flint North, 11555 Rockville
                                           following the month and day when the                    List of Approved Spent Fuel Storage                   Pike, Rockville, Maryland 20852.
                                           period of performance begins, and each                  Casks: Holtec International HI–STORM                  FOR FURTHER INFORMATION CONTACT:
                                           year thereafter up until a final report is              100 Cask System; Certificate of                       Robert MacDougall, Office of Nuclear
                                           required).                                              Compliance No. 1014, Amendment No.                    Material Safety and Safeguards, U.S.
                                              (c) Final financial report:                          10                                                    Nuclear Regulatory Commission,
                                              (1) Requests for extensions must be                  AGENCY: Nuclear Regulatory                            Washington, DC 20555–0001; telephone:
                                           submitted to the ADO.                                   Commission.                                           301–415–5175; email:
                                              (2) Regardless of Agency-provided                    ACTION: Direct final rule; comment                    Robert.MacDougall@nrc.gov.
                                           extensions for submission of the final                  responses.                                            SUPPLEMENTARY INFORMATION:
                                           financial report, funds will not be                                                                           I. Background
                                           available for any drawdowns/payments                    SUMMARY:   On May 31, 2016, the U.S.
                                           that exceed statutory limits, as well as                Nuclear Regulatory Commission (NRC)                      On March 14, 2016 (81 FR 13265), the
                                           any expiring appropriations.                            confirmed the effective date of May 31,               NRC published a direct final rule
                                                                                                   2016, for the direct final rule that was              amending its regulations in § 72.214 of
                                           § 550.124 Technical and property reporting              published in the Federal Register on                  title 10 of the Code of Federal
                                           requirements.                                           March 14, 2016. The direct final rule                 Regulations (10 CFR) by revising the
                                              (a) Technical performance report. The                amended the NRC’s spent fuel storage                  Holtec HI–STORM 100 Cask System
                                           Cooperator must submit technical                        regulations by revising the Holtec                    listing within the ‘‘List of approved
                                           performance reports at the interval                     International (Holtec) HI–STORM 100                   spent fuel storage casks’’ to include
                                           required by the REE Agency, as                          Cask System listing within the ‘‘List of              Amendment No. 10 to CoC No. 1014.
                                           identified on the Award Face Sheet, and                 approved spent fuel storage casks’’ to                Amendment No. 10 adds new fuel
                                           may submit performance reports to the                   include Amendment No. 10 to                           classes to the contents approved for the
                                           REE Agency electronically.                              Certificate of Compliance (CoC) No.                   loading of 16 × 16 class fuel assemblies
                                                                                                   1014. The NRC confirmed the effective                 into a HI–STORM 100 Cask System;
                                              (1) The performance report must                      date because it determined that none of               allows a minor increase in manganese in
                                           follow the format of the Government                     the comments submitted on the direct                  an alloy material for the system’s
                                           wide Research Performance Progress                      final rule met any of the criteria for a              overpack and transfer cask; clarifies the
                                           Report, and must include the                            significant adverse comment. The                      minimum water displacement required
                                           information described in 2 CFR                          purpose of this document is to provide                of a dummy fuel rod (i.e., a rod not
                                           200.328(b)(2)(i) through (iii). (2) The                 responses to the comments received on                 filled with uranium pellets); and
                                           final performance report covers the                     the direct final rule.                                clarifies the design pressures needed for
                                           entire period of performance of the
                                                                                                   DATES: The comment responses are                      normal operation of forced helium
                                           award, and must describe progress made
                                                                                                   available on October 11, 2016.                        drying systems. Additionally,
                                           during the entire timeframe of the
                                                                                                   ADDRESSES: Please refer to Docket ID                  Amendment No. 10 revises Condition
                                           project.
                                                                                                   NRC–2015–0270 when contacting the                     No. 9 of CoC No. 1014 to provide clearer
                                              (b) Intellectual property reporting.                 NRC about the availability of                         direction on the measurement of air
                                           Reporting intellectual property resulting               information for this action. You may                  velocity and modeling of heat
                                           from a REE Agency award will be                         obtain publicly-available information                 distribution through the storage system.
                                           carried out through Interagency Edison                  related to this action by any of the                     The NRC received four comment
                                           (iEdison). The non-Federal entity must                  following methods:                                    submissions with 22 individual
                                           submit Invention Reports and                               • Federal Rulemaking Web site: Go to               comments on the companion proposed
                                           Utilization Reports, including other                    http://www.regulations.gov and search                 rule (81 FR 13295; March 14, 2016).
                                           relevant reports, at the iEdison web                    for Docket ID NRC–2015–0270. Address                  Electronic copies of these comments can
                                           interface: www.iedison.gov.                             questions about NRC dockets to Carol                  be obtained from the Federal
                                              (c) Tangible personal property report.               Gallagher; telephone: 301–415–3463;                   Rulemaking Web site, http://
                                           Upon termination or expiration of the                   email: Carol.Gallagher@nrc.gov. For                   www.regulations.gov, by searching for
ehiers on DSK5VPTVN1PROD with RULES




                                           award, the non-Federal entity must                      technical questions, contact the                      Docket ID NRC–2015–0270. The
                                           identify personal property/equipment                    individual listed in the FOR FURTHER                  comments are also available in ADAMS
                                           purchased with any Federal funds                        INFORMATION CONTACT section of this                   under Accession Nos. ML16105A426,
                                           under the award on the OMB-approved                     document.                                             ML16105A425, ML16105A424, and
                                           SF–428, ‘‘Tangible Personal Property                       • NRC’s Agencywide Documents                       ML16105A423. As explained in the
                                           Report and Instructions.’’                              Access and Management System                          March 14, 2016, direct final rule, the


                                      VerDate Sep<11>2014   14:37 Oct 07, 2016   Jkt 241001   PO 00000   Frm 00006   Fmt 4700   Sfmt 4700   E:\FR\FM\11OCR1.SGM   11OCR1


                                                            Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Rules and Regulations                                        70005

                                           NRC would withdraw the direct final                     rulemaking that do not address the                    be able to withstand, with a
                                           rule only if it received a ‘‘significant                rulemaking’s specific proposed changes                conservative margin of safety, to
                                           adverse comment.’’ This is a comment                    have already been resolved in prior                   maintain their integrity for long-term
                                           where the commenter explains why the                    rulemakings. Persons who have                         storage under normal, off-normal, and
                                           rule would be inappropriate, including                  concerns about prior rulemakings and                  accident conditions. The residual heat
                                           challenges to the rule’s underlying                     the resulting final rules may consider                and level of uranium burnup in the
                                           premise or approach, or would be                        the NRC’s process for petitions for                   spent fuel, and the spacing of the fuel
                                           ineffective or unacceptable without a                   rulemaking under 10 CFR 2.802.                        in the assemblies, in turn affect the
                                           change. A comment is adverse and                        Additionally, safety concerns about any               number of fuel assemblies that can be
                                           significant if:                                         NRC-regulated activity may be reported                loaded into the MPC, which must have
                                              (1) The comment opposes the rule and                 to the NRC in accordance with the                     internal components tailored to
                                           provides a reason sufficient to require a               guidance posted on the NRC’s Web site                 maintain the configuration of the fuel in
                                           substantive response in a notice-and-                   at http://www.nrc.gov/about-nrc/                      the canister. Burnup also affects the
                                           comment process. For example, a                         regulatory/allegations/safety-                        composition and physical configuration
                                           substantive response is required when:                  concern.html. This Web page provides                  of the neutron-absorbing materials
                                              (a) The comment causes the NRC staff                 information on how to notify the NRC                  arranged around the assemblies within
                                           to reevaluate (or reconsider) its position              of emergency or non-emergency issues.                 the MPC. Each of these considerations
                                           or conduct additional analysis;                            The following paragraphs summarize                 must be evaluated with each fuel design
                                              (b) The comment raises an issue                      each individual comment followed by                   to ensure the long-term performance of
                                           serious enough to warrant a substantive                 the NRC response.                                     the overall cask system with an
                                           response to clarify or complete the                        Comment 1: Noting that this is                     adequate margin of safety.
                                           record; or                                              Holtec’s tenth request to amend CoC No.                  Fuel and fuel assembly designs have
                                              (c) The comment raises a relevant                    1014 for the HI–STORM 100 Cask                        evolved since each storage cask design
                                           issue that was not previously addressed                 System, one commenter stated that                     was originally certified by the NRC.
                                           or considered by the NRC staff.                         many people find this pattern                         Contemporary fuel assembly designs
                                              (2) The comment proposes a change                    disturbing. The nine earlier                          now differ in several important respects
                                           or an addition to the rule, and it is                   amendments and revisions to CoC No.                   from the generic designs postulated for
                                           apparent that the rule would be                         1014 suggest that Holtec’s overall                    the casks’ original CoCs. To save costs
                                           ineffective or unacceptable without                     performance in achieving technical                    and reduce worker exposures to
                                           incorporation of the change or addition.                accuracy has been poor, not only in the               radiation, for example, many
                                              (3) The comment causes the NRC staff                 originally-submitted TSs and quality                  contemporary assembly designs are
                                           to make a change (other than editorial)                 assurance (QA) for this cask, but in the              optimized for fuel with higher
                                           to the rule, CoC, or Technical                          nine subsequent amendments and                        enrichment levels to stay in the reactor’s
                                           Specifications (TSs).                                   revisions that the NRC has approved.                  core to ‘‘burn,’’ or fission, a larger
                                              The NRC determined that none of the                  Because this is Holtec’s tenth                        fraction of uranium for a longer period.
                                           comments submitted on the direct final                  amendment, this commenter asserted                    This produces fewer spent fuel
                                           rule met any of these criteria and                      that Holtec has failed to address the full            assemblies per unit of power generated.
                                           confirmed the effective date of May 31,                 range of the cask’s technical deficiencies            It also stretches out the time between re-
                                           2016, for the direct final rule on May 31,              comprehensively, and appears instead                  fuelings, when workers need to remove
                                           2016 (81 FR 34241). The comments                        to have applied the needed QA only in                 the reactor’s head to load new fuel
                                           either were already addressed by the                    incremental steps.                                    assemblies, off-load used ones, and
                                           NRC staff’s preliminary safety                             NRC Response: This comment is not                  rearrange partially-burned assemblies to
                                           evaluation report (SER) (ADAMS                          within the scope of this rulemaking,                  maintain the efficiency of the overall
                                           Accession No. ML15331A309) for this                     which is limited to the specific                      fuel burnup within the reactor core. To
                                           rulemaking, were beyond the scope of                    revisions proposed in Amendment No.                   accommodate the changes in fuel
                                           this rulemaking, or were already                        10 to CoC No. 1014. The NRC is                        enrichment, fuel cladding materials, and
                                           addressed in a previous rulemaking.                     providing a specific response, however,               fuel assembly materials and
                                           The NRC did not make any changes to                     to clarify the NRC’s process for issuing              configurations, a similar evolution is
                                           the direct final rule as a result of the                and amending CoCs for dry storage                     continuing in MPC componentry,
                                           public comments. However, in Section                    system (DSS) casks.                                   including neutron-absorbing alloys and
                                           II, ‘‘Public Comment Analysis,’’ of this                   When the NRC first approves a CoC                  other materials, so that casks can safely
                                           document, the NRC is taking this                        for a particular storage cask design, the             accept evolving fuel designs.
                                           opportunity to respond to the comments                  CoC is based on a postulated generic                     Therefore, the nine amendments to
                                           in an effort to clarify information about               spent fuel design using a composite of                CoC No. 1014, like amendments to other
                                           the 10 CFR part 72 CoC rulemaking                       fuel characteristics and engineered                   CoCs, each represent an NRC safety
                                           process.                                                features of the DSS. Important fuel                   finding about the vendor’s analysis of
                                                                                                   characteristics include the level of the              proposed measures to adapt the cask to
                                           II. Public Comment Analysis                             uranium enrichment in the fuel pellets                a new fuel design for long-term storage.
                                              For rulemakings amending or revising                 and their burnup time in the reactor.                 The nine amendments, and the tenth
                                           a CoC, the scope of the rulemaking is                   Fuel assembly variables include the                   issued in May 2016, are not the product
                                           limited to the specific changes in the                  composition of the alloys used in the                 of trial and error, nor of the incremental
                                           applicant’s request for the amendment                   fuel cladding and assembly hardware;                  application of QA, which must be
                                           or amendment revision. Therefore,                       the diameter, number, and length of the               applied in a safety-graded fashion to all
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                                           comments about the system or spent                      fuel rods; and the spacing between                    aspects of cask design, fabrication,
                                           fuel storage in general that are not                    them. These fuel characteristics and                  loading, and deployment.
                                           applicable to the changes requested are                 assembly design variables affect the                     The NRC made no changes to the rule
                                           outside the scope of this rulemaking.                   overall heat load that the cask and                   as a result of this comment.
                                           Comments about details of the                           multipurpose canister (MPC) holding                      Comment 2: One commenter asserted
                                           particular system subject to the                        the fuel assemblies inside the cask must              that in the absence of actual evidence


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                                           70006            Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Rules and Regulations

                                           from operational experience or testing,                    NRC Response: This comment is not                     NRC Response: These comments are
                                           using computer models to estimate a                     within the scope of this rulemaking,                  not within the scope of this rulemaking,
                                           system’s behavior or performance has                    which is limited to the specific                      which is limited to the specific
                                           produced ‘‘extreme failures’’ and ‘‘major               revisions proposed in Amendment No.                   revisions proposed in Amendment No.
                                           departures between [the computer                        10 to CoC No. 1014. The commenter                     10 to CoC No. 1014. The commenter did
                                           model’s] predictions and [the system’s]                 does not identify an issue related to any             not identify any of the ‘‘multiple
                                           actual performance.’’ These departures,                 of the specific revisions proposed in                 credible public safety concerns’’ that the
                                           the commenter stated, resulted in a                     Amendment No. 10 to CoC No. 1014,                     NRC is said to have dismissed. Nor did
                                           January 2012, radiation release at San                  and this rulemaking does not concern                  the commenter explain how any of these
                                           Onofre Nuclear Generating Station’s                     SCE’s choice of cask products. In                     concerns pertain to any specific revision
                                           (SONGS) Unit 2 that eventually led to                   addition, the NRC has not approved any                proposed in Amendment No. 10 to CoC
                                           its premature retirement.                               spent fuel dry storage cask design that               No. 1014.
                                              NRC Response: This comment is not                    permits the continuous real time                         The NRC made no changes to the rule
                                           within the scope of this rulemaking,                    inspection or monitoring of the                       as a result of these comments.
                                           which is limited to the specific                        condition of the fuel in the cask, or the                Comment 5: One commenter asserted
                                           revisions proposed in Amendment No.                     continuous or periodic direct                         that many stakeholders believe that the
                                           10 to CoC No. 1014. The commenter                       measurement of the extent or depth of                 NRC has allowed ‘‘a utility to
                                           does not identify an issue related to any               stress corrosion cracking. Such                       improperly apply credit for performing
                                           of the specific revisions proposed in                   inspection, monitoring, and                           an ‘educational’ function’’ that has
                                           Amendment No. 10 to CoC No. 1014.                       measurement cannot be accomplished                    involved, among other things,
                                           Instead, this comment is about a reactor                without the additional worker radiation               ‘‘extensive private meetings with
                                           licensee’s computer models for the                      exposures that would be necessary to                  elected officials in adjacent
                                           performance of a reactor system, not the                open the cask overpack and canister.                  communities in San Diego and Orange
                                           cask vendor’s models for the                            The NRC’s regulation at 10 CFR                        County.’’
                                                                                                   20.1101(b), however, requires radiation                  NRC Response: The comment is not
                                           performance of the HI–STORM 100 Cask
                                                                                                                                                         within the scope of this rulemaking,
                                           System at issue in this rulemaking.                     doses to workers and members of the
                                                                                                                                                         which is limited to the specific
                                           Different types of computer models are                  public to be as low as is reasonably
                                                                                                                                                         revisions proposed in Amendment No.
                                           typically validated using different                     achievable. This makes such additional
                                                                                                                                                         10 to CoC No. 1014. In addition, the
                                           methods. The NRC uses industry                          exposures to open casks and overpacks
                                                                                                                                                         NRC’s safety-focused mission does not
                                           accepted practices to evaluate an                       difficult to justify in light of the very
                                                                                                                                                         include authority to allow or prohibit a
                                           applicant’s computational modeling                      slow rates of degradation in the cask
                                                                                                                                                         licensee from engaging in public
                                           software for storage casks in accordance                system and its contents that have been
                                                                                                                                                         relations activities, which do not
                                           with Interim Staff Guidance SFST–ISG–                   measured under realistic conditions in a
                                                                                                                                                         directly relate to the design, fabrication,
                                           21, ‘‘Use of Computational Modeling                     laboratory.
                                                                                                                                                         configuration, loading, or deployment of
                                           Software’’ (ADAMS Accession No.                            The commenter’s description of
                                                                                                                                                         the dry cask storage system at issue
                                           ML061080669). Because Amendment                         Holtec’s product as a ‘‘5⁄8″ thin metal
                                                                                                                                                         here.
                                           No. 10 does not involve computational                   cask,’’ however, compels a response for                  The NRC made no changes to the rule
                                           modeling for reactor systems, the                       clarification purposes. The comment                   as a result of this comment.
                                           comment is not within the scope of this                 appears to conflate the MPC, which is                    Comment 6: A commenter stated that
                                           rulemaking.                                             not a cask, with the entirety of the HI–              many stakeholders are asserting that
                                              As the commenter pointed out, there                  STORM dry cask storage system. The                    SONGS licensee, SCE, ‘‘consistently
                                           was a radiation release to the                          HI–STORM 100 MPC, which has 1⁄2″                      underestimates’’ the actual extent of
                                           environment at SONGS in January 2012.                   thick stainless steel walls, holds the                potential public safety risks associated
                                           This comment too is about an issue                      spent fuel assemblies and their                       with its decommissioning plan.
                                           beyond the scope of this rulemaking.                    hardware within an overpack. The                         NRC Response: The comment is not
                                           The commenter can obtain more                           overpack consists of outer and inner                  within the scope of this rulemaking,
                                           information about the release, which                    steel walls with the annulus between                  which is limited to the specific
                                           was well below allowable limits, in                     them filled with concrete. The overpack,              revisions proposed in Amendment No.
                                           Southern California Edison’s (SCE)                      with 291⁄2″ thick concrete and steel                  10 to CoC No. 1014. The SCE’s
                                           report to the NRC on the incident                       walls, provides radiation shielding and               decommissioning plan does not pertain
                                           (ADAMS Accession No. ML12090A153),                      mass for stability against such natural               to the specific revisions proposed in
                                           and a report by the NRC Office of the                   phenomena as winds, floods, and                       Amendment No. 10 to CoC No. 1014;
                                           Inspector General (ADAMS Accession                      earthquakes. The MPC, an internal                     nor does the comment identify any
                                           No. ML14276A478).                                       component of the cask system, is not                  specific potential public safety risks
                                              The NRC made no changes to the rule                  directly exposed to these outside                     pertinent to the other purposes of this
                                           as a result of this comment.                            phenomena.                                            amendment.
                                              Comment 3: One commenter stated                         The NRC made no changes to the rule                   The NRC has a safety hotline that
                                           that the proposed CoC amendment                         as a result of this comment.                          members of the public can use to report
                                           pertains to the same or similar Holtec                     Comment 4: One commenter stated                    any identified public safety risk, such as
                                           cask as that to be installed at SONGS,                  that the NRC has ‘‘mostly ‘dismissed’                 may be associated with any
                                           and southern California stakeholders are                multiple credible public safety                       decommissioning action. The hotline
                                           ‘‘extremely disappointed’’ that SONGS’                  concerns.’’ The commenter also noted                  number is 1–800–695–7403. Note that a
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                                           licensee, SCE, has chosen Holtec’s 5⁄8″                 that SCE’s ‘‘Community Engagement                     call during normal business hours (7:00
                                           thin metal cask over 14″-to-20″ thick                   Panel’’ has failed to function as an                  a.m. to 5:00 p.m., Eastern Time) will
                                           casks that the commenter stated can be                  independent advisory panel of experts,                automatically be directed to the NRC
                                           inspected in real time to monitor the                   and instead ‘‘functions more as a                     Regional Office for the caller’s
                                           condition of the spent fuel and measure                 promotional extension of [SCE’s]                      geographical area. If the call is placed
                                           the depth of stress corrosion cracking.                 marketing and media platforms.’’                      after normal business hours, or can’t be


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                                                            Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Rules and Regulations                                       70007

                                           answered by the Regional Office during                  12073). The SONGS will be utilizing                   concern SCE’s choice of cask products.
                                           its normal business hours, the call will                cask systems specified by Amendment                   Beyond the issue of SCE’s choice, if the
                                           be directed to the NRC’s Headquarters                   No. 1 to CoC No. 1040, not Amendment                  commenter has concerns about prior
                                           Operations Center, which is staffed 24                  No. 10 to CoC No. 1014.                               spent fuel storage cask rulemakings, or
                                           hours a day and has a recorded                             The commenter also expressed                       other issues beyond the scope of this
                                           telephone line.                                         concerns about the accuracy of                        rulemaking that make Holtec casks ‘‘an
                                              The NRC made no changes to the rule                  predicted helium pressure limits for the              inferior choice,’’ the commenter may
                                           as a result of this comment.                            MPC where closed loop forced FHD is                   consider the NRC’s process for petitions
                                              Comment 7: A commenter stated that                   mandatory for drying MPCs with one or                 for rulemaking under 10 CFR 2.802.
                                           the licensee expecting to acquire the                   more HBF assemblies or a higher heat                  Additionally, safety concerns about any
                                           Holtec casks subject to Amendment No.                   load. The comment does not explain the                NRC-regulated activity may be reported
                                           10 for spent fuel storage at SONGS has                  basis for the commenter’s concern about               to the NRC in accordance with the
                                           ‘‘severely overestimated performance                    the predicted pressure limit for drying.              guidance posted on the NRC’s Web site
                                           capabilities of equipment, components                   This limit was established to provide an              at http://www.nrc.gov/about-nrc/
                                           and parts, defense in depth, operator                   ample safety margin against both                      regulatory/allegations/safety-
                                           training, emergency response capability,                inadequate pressure for thorough drying               concern.html. This Web page provides
                                           system reliability, cost containment, and               and excessive pressure that could result              information on how to notify the NRC
                                           technical capability to safely implement                in damage to the spent fuel or other                  of emergency or non-emergency issues.
                                           Aging Management Programs.’’                            hardware. To maintain this margin,                       The NRC made no changes to the rule
                                              NRC Response: The comment is not                     helium pressure limits are controlled                 as a result of this comment.
                                           within the scope of this rulemaking,                    during FHD operations at all times.                      Comment 11: One commenter
                                           which is limited to the specific                        During FHD drying, the MPC’s inlet                    criticized the NRC for giving in to
                                           revisions proposed in Amendment No.                     (drain port) and exit (vent port) each                Holtec’s corporate lawyers and failing to
                                           10 to CoC No. 1014. As noted in the                     have calibrated pressure-indicating                   hold the company responsible for
                                           response to Comment 6, the NRC has a                    devices that show inlet and outlet                    ‘‘creating inadequate safety measures
                                           safety hotline that members of the                      pressure during drying operations.                    within this [cask] design.’’ The
                                           public can use to report any identified                 Trained operators use the helium                      commenter exhorted the NRC to ‘‘stop
                                           public safety risk.                                     regulator in accordance with the site’s               paying for fraud’’ and force Holtec to
                                              The NRC made no changes to the rule                  procedures to ensure that the 75-psi                  ‘‘spend [its] own treasure . . ., not tax
                                           as a result of this comment.                            limit is not exceeded.                                dollars,’’ to fix the problem.
                                              Comment 8: Noting the ‘‘large                           The NRC made no changes to the rule                   NRC Response: This comment does
                                           inventory’’ of high-burnup fuel (HBF) in                as a result of this comment.                          not provide sufficient information to
                                           storage at SONGS, a commenter stated                       Comment 9: One stakeholder stated                  identify the ‘‘inadequate safety
                                           that stakeholders have ‘‘extreme safety                 that despite Holtec’s unproven                        measures’’ in the Holtec cask’s design
                                           concerns’’ about the accuracy of the                    assurances about the performance                      that the commenter has in mind. With
                                           predicted service life of the Holtec                    capabilities of its casks, a 2015 Sandia              respect to the concern regarding
                                           underground maximum capacity                            National Laboratory report contained                  payment for the NRC’s review and
                                           (UMAX) casks containing HBF, which                      evidence that similar thin-metal casks                oversight, these functions are not
                                           typically has higher heat loads and                     had through-wall cracks in only 5 years.              performed at taxpayers’ expense. The
                                           radiation levels. Among these concerns,                    NRC Response: The comment is not                   vendor, in this case Holtec, pays for the
                                           the commenter explained, are ‘‘thermal                  within the scope of this rulemaking,                  NRC’s evaluation of the application, as
                                           tolerance variability, measurement of air               which is limited to the specific                      the NRC bills the vendor for the review.
                                           velocity, modeling of heat load                         revisions proposed in Amendment No.                      The NRC made no changes to the rule
                                           distribution, performance capability and                10 to CoC No. 1014. The Sandia                        as a result of this comment.
                                           integrity of fuel cladding.’’                           National Laboratory report referred to by                Comment 12: A commenter expressed
                                              This commenter also stated that with                 the commenter was for a set of design                 concern that in permitting a cask system
                                           the applicant’s proposed changes in the                 specifications for a Standardized                     to accept additional classes of spent
                                           composition of alloy material in MPC                    Transportation, Aging, and Disposal                   fuel, the NRC does not decrease the
                                           componentry, stakeholders have                          (STAD) canister for eventual                          ability of these storage systems to
                                           concerns about the accuracy of                          emplacement in a geologic repository                  contain the fuel under adverse
                                           predicted helium pressure limits for the                (ADAMS Accession No. ML16132A321).                    conditions. The commenter wanted to
                                           MPC in underground installations                        The NRC could find nothing in this                    know whether current requirements for
                                           where closed loop forced helium                         report to support the commenter’s                     the durability of spent fuel storage
                                           dehydration (FHD) is mandatory for                      assertion that it ‘‘contained evidence                systems are sufficient to contain these
                                           drying MPCs with one or more HBF                        that similar thin metal casks had                     additional fuels, whatever they may be,
                                           assemblies or a higher heat load.                       through-wall cracks in only 5 years.’’                in the event of a disaster.
                                              NRC Response: The comment about                         The NRC made no changes to the rule                   NRC Response: The general issue of
                                           HBF storage at SONGS is not within the                  as a result of this comment.                          the durability of spent fuel storage
                                           scope of this rulemaking, which is                         Comment 10: As evidence that Holtec                systems to contain additional types of
                                           limited to the specific revisions                       casks are ‘‘an inferior choice’’ for spent            spent fuel in the event of a disaster is
                                           proposed in Amendment No. 10 to CoC                     fuel storage, one commenter, speaking                 not within the scope of this rulemaking,
                                           No. 1014. None of these revisions                       for ‘‘stakeholders in California,’’ referred          which is limited to the specific
                                           included a change in spent fuel burnup                  the NRC to the Web site                               revisions proposed in Amendment No.
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                                           specifications. The comment is about                    ‘‘sanonofresafety.org.’’                              10 to CoC No. 1014. The NRC is
                                           the HI–STORM UMAX Canister Storage                         NRC Response: The comment is not                   addressing the commenter’s concern,
                                           system, which was authorized                            within the scope of this rulemaking,                  however, for educational and
                                           generically for underground                             which is limited to the specific                      clarification purposes.
                                           emplacement under CoC No. 1040 and                      revisions proposed in Amendment No.                      The NRC addressed a similar
                                           approved on March 6, 2015 (80 FR                        10 to CoC No. 1014 and does not                       comment about the ability of HI–


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                                           70008            Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Rules and Regulations

                                           STORM UMAX Canister Storage                             system,’’ including damaged fuel                      whenever possible except where legal
                                           Systems to withstand seismic events                     configurations. In its March 28, 2011,                obligations dictate otherwise, such as
                                           during the CoC No. 1040 certification                   SER, the NRC staff also noted the                     for proprietary or security-related
                                           rulemaking. It should be noted that the                 system’s design measures to limit the                 sensitive information. (see NRC
                                           certification provided by approval of the               rise in fuel cladding temperature under               Management Directive 3.4, ‘‘Release of
                                           HI–STORM 100 Cask System does not,                      the most adverse flood event (one with                Information to the Public’’ (ADAMS
                                           in and of itself, authorize the use of this             a water level just high enough to block               Accession No. ML080310417)). The
                                           system at any specific site. Under 10                   the MPC overpack’s air convection inlet               email exchange cited by the commenter,
                                           CFR 72.212(b)(5), before applying the                   duct). The changes requested in                       which is a publicly available document
                                           changes authorized by an amended CoC                    Amendment No. 10 to CoC No. 1014 do                   in ADAMS, is one such example of this
                                           and loading a cask, a general licensee                  not affect the NRC’s prior flooding                   type of discussion. The NRC grounds its
                                           wishing to use this cask system must                    evaluation for the initial certification of           licensing actions on thorough and
                                           perform written evaluations in                          this system.                                          documented reviews of technical
                                           accordance with 10 CFR 72.212 to                           In addition, under 10 CFR                          documents that enable the NRC to reach
                                           establish, among other things, that:                    72.212(b)(6), before using the general                findings that public health and safety, as
                                              • Cask storage pads and areas have                   license, the reactor licensee must review             well as the common defense and
                                           been designed to adequately support the                 the Safety Analysis Report (SAR)                      security, will be adequately protected.
                                           static and dynamic loads of the stored                  referenced in the CoC or amended CoC                     The NRC made no changes to the rule
                                           casks, considering potential                            and the NRC’s SER evaluating the SAR                  as a result of this comment.
                                           amplification of earthquakes through                    to determine whether the reactor site                    Comment 14: One commenter
                                           soil-structure interaction, and soil                    parameters, including analyses of                     objected to the use of a newer American
                                           liquefaction potential or other soil                    earthquake intensity, tornado missiles,               Society of Mechanical Engineers
                                           instability due to vibratory ground                     and flooding, are enveloped by the cask               (ASME) code standard for the
                                           motion; and                                             design bases considered in these                      manganese content in a carbon steel
                                              • The independent spent fuel storage                 reports. Like those for seismic activity,             alloy used in some components of the
                                           installation at the reactor site where the              the flooding and tornado missile design               cask system and one commenter
                                           casks will be located will meet the                     levels of the HI–STORM 100 Cask                       asserted that at the 1.5 percent
                                           requirements of 10 CFR 72.104 to ensure                 System CoC are acceptable for most                    manganese content in the proposed
                                           that radiation doses beyond the reactor’s               areas in the continental United States.               standard, the steel becomes brittle.
                                           controlled area do not exceed 0.25 mSv                  For locations with potential for flooding             Furthermore, the commenter contended,
                                           (25 mrem) to the whole body, 0.75 mSv                   or tornado activity beyond those                      these standards are not specific to the
                                           (75 mrem) to the thyroid, and 0.25 mSv                  analyzed for this system, additional                  nuclear industry, and cannot
                                           (25 mrem) to any other critical organ,                  NRC evaluations and certifications may                compensate for poor design. Therefore,
                                           and are further controlled to a level as                be required before the system may be                  the alloy formula must be tested and
                                           low as is reasonably achievable.                        used in those locations.                              specific for this particular design and
                                              The seismic design levels of the HI–                    Therefore, the ability of a particular             nuclear spent fuel use.
                                           STORM 100 Cask System CoC are                           cask system to protect additional spent                  NRC Response: The NRC disagrees
                                           acceptable for most areas in the                        fuel types against postulated natural                 with these comments, and has provided
                                           continental United States. For locations                disasters is required to be subject to                its detailed assessment in the
                                           with potential for seismic activity                     rigorous analyses, both generic and site-             preliminary SER for Amendment No. 10
                                           beyond those analyzed for this system,                  specific, before the fuel can be loaded at            to CoC No. 1014 (ADAMS Accession
                                           additional NRC evaluations and                          any given site. If the design basis of the            No. ML15331A309). The minor change
                                           certifications may be required before the               HI–STORM 100 Cask System CoC No.                      in manganese and carbon content of the
                                           system may be used in those locations.                  1014, Amendment No. 10, cannot be                     proposed alloy has been endorsed by
                                              Similarly, although the design levels                shown to envelop a particular site’s                  the ASME. This endorsement provides a
                                           of the HI–STORM 100 Cask System CoC                     parameters, Holtec or another vendor                  high level of confidence in the quality
                                           for flooding are also acceptable for most               would need to obtain NRC certification                and safety of the material for nuclear as
                                           areas in the continental United States—                 for another system meeting the design                 well as non-nuclear applications. Any
                                           again depending on site-specific                        specifications of the subject spent fuel              change in an ASME standard must be
                                           analyses—the NRC staff previously                       before it could be loaded for dry storage.            documented by rigorous testing under
                                           evaluated the impacts of flooding during                   The NRC made no changes to the rule                carefully controlled conditions. Based
                                           the review of the initial certification for             as a result of this comment.                          on this extensive and peer-reviewed
                                           the HI–STORM Flood/Wind (FW)                               Comment 13: One commenter                          testing, the fact that there is no change
                                           System. In its March 28, 2011, SER for                  suggested that the NRC was in collusion               to the properties used in the original
                                           the initial certification of the HI–                    with the licensee and cited an email                  technical basis for the HI–STORM 100
                                           STORM FW MPC Storage System (see                        exchange between the licensee and a                   Cask System CoC, and the fact that none
                                           Sections 4.8.2 and 7.3.1 of ADAMS                       member of the NRC staff as evidence of                of the safety analyses for this CoC are
                                           Accession No. ML103020151), the NRC                     such collusion.                                       affected by the minor change in
                                           staff considered both full and partial                     NRC Response: The NRC disagrees                    manganese content, the NRC believes
                                           flooding for both the vertical and                      with the comment. In its capacity as a                that further testing for this specific
                                           horizontal positions for the MPC. The                   regulator, the NRC regularly engages in               application is unnecessary.
                                           NRC staff found that the fully flooded                  discussions with licensees and                           The proposed increase in manganese
                                           condition would produce the highest                     applicants to facilitate a mutual                     content from 1.2 percent to 1.5 percent
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                                           reactivity in the spent fuel, and that the              understanding of the need for any                     maintains, if not improves, the
                                           fully flooded model for safety                          licensing action, as well as the scope                toughness properties of the SA–516
                                           evaluations ‘‘is acceptable and                         and intent of the licensing action. The               Grade 70 steel used in the HI–STORM
                                           applicable to all of the assembly                       NRC strives to make as much                           100 Cask System overpack. The NRC’s
                                           configurations that are to be stored in                 information as possible, including these              preliminary SER for Amendment No. 10
                                           the HI–STORM FW MPC Storage                             interactions, publicly available                      to CoC No. 1014 analyzed this proposed


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                                                            Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Rules and Regulations                                         70009

                                           amendment and related Holtec                            an up to date measurement device and                  disagrees with these comments. The
                                           documents and found that there is no                    not an antiquated anemometer.’’                       NRC does not require measurements to
                                           change to the material strength, material                  NRC Response: The NRC disagrees                    validate methods that cannot be tested
                                           density, or thermal properties of the                   with these comments. The NRC                          experimentally. The commenter
                                           SA–516 alloy steel, as indicated in the                 evaluated the proposed conditions for                 particularly disapproved of a draft NRC
                                           ASME 2007 and 2010 codes. In order to                   airflow and temperature measurements                  requirement in an email to Holtec
                                           use the alloy approved in the updated                   in its final SER (ADAMS Accession No.                 (ADAMS Accession No. ML15327A043)
                                           2007–2010 ASME codes, Holtec was                        ML003711865) for the initial issuance of              in which users of the HI–STORM 100
                                           required to request an amendment to                     CoC No. 1014 in 2000, and did not find                Cask System would be required to
                                           use these codes for this alloy because                  that constant temperature measurements                perform a ‘‘thermal validation test’’ to
                                           the original HI–STORM 100 Cask                          were necessary. That SER noted that in                measure the total air mass flow rate
                                           System CoC references only the 1995–                    addition to the mandatory initial air                 through the cask system using direct
                                           1997 ASME codes.                                        temperature rise test when the system is              measurements of air velocity in the inlet
                                              The NRC made no changes to the rule                  first placed in service, the overpack air             vents. The user would then be required
                                           as a result of this comment.                            inlet and outlet vents would be                       to do an analysis of the cask system
                                              Comment 15: A commenter stated that                  periodically surveyed or an optional                  with these measurements ‘‘to
                                           concrete temperature should be                          overpack air temperature program                      demonstrate that the measurements
                                           properly measured on a continuous                       would be implemented to verify                        validate the analytic methods’’
                                           basis. The same commenter also stated                   continued operability of the heat                     described in Chapter 4 of Holtec’s Final
                                           that each cask should be tested due to                  removal system. Operating experience                  Safety Analysis Report (ADAMS
                                           possible defects or damage during                       with this cask system since that time                 Accession No. ML14086A412),
                                           loading, as well as differences in the                  has given the NRC no reason to change                 supporting its application for CoC No.
                                           types and ages of spent fuel. Because                   its initial position on the need for                  1014. The NRC has reason to require a
                                           conditions change over time, monitoring                 constant temperature measurement.                     licensee to demonstrate that an analytic
                                           should be constant.                                        Concerning the commenter’s                         method for thermal modeling of airflow
                                              NRC Response: The comment is not                     statement about the need for an up-to-                through a cask is supported by real-
                                           within the scope of this rulemaking,                    date measurement device, the NRC has                  world measurements. In making this
                                           which is limited to the specific                        not specifically required the use of hot-             demonstration, a licensee could ‘‘play
                                           revisions proposed in Amendment No.                     wire anemometer or any other airflow                  with numbers’’ if it were allowed to
                                           10 to CoC No. 1014. The NRC agrees                      measurement technology. The applicant                 measure anywhere it chose, but that is
                                           that concrete temperatures are                          may propose the use of any technology                 not the case here. The licensee is
                                           important and should be properly                        it believes will measure airflow with                 required to take measurements at NRC-
                                           measured, but disagrees that continuous                 sufficient accuracy and reliability. The              specified locations.
                                                                                                   NRC is not aware of any basis to                         The NRC made no changes to the rule
                                           measurement of these temperatures and
                                                                                                   prohibit the use of hot-wire anemometer               as a result of these comments.
                                           constant monitoring are needed.                                                                                  Comment 19: Citing NRC regulations
                                           Continuous measurement and constant                     technology for measuring airflow or
                                                                                                   temperature.                                          at 10 CFR 72.236, ‘‘Specific
                                           monitoring of temperatures are                                                                                requirements for spent fuel storage cask
                                                                                                      The NRC made no changes to the rule
                                           unnecessary in an operating                                                                                   approval and fabrication,’’ one
                                                                                                   as a result of these comments.
                                           environment of very gradual                                Comment 17: The same commenter                     commenter alleged that Holtec violated
                                           temperature changes. Revision 1 of                      that provided Comment 16 objected that                U.S. law because ‘‘the only protection
                                           NUREG–1536, ‘‘Standard Review Plan                      Holtec and the NRC did not provide                    from lethal radiation leaks is the 1⁄2 inch
                                           for Spent Fuel Dry Storage Systems at a                 adequate information on ‘‘other topics,’’             MPC, whereas ‘The spent fuel storage
                                           General License Facility’’ (ADAMS                       and that this must be presumed to                     cask must be designed to provide
                                           Accession No. ML101040620), notes                       diminish the safety of the ‘‘flimsy’’                 redundant sealing of confinement
                                           that for storage systems with internal air              Holtec cask system.                                   systems.’ ’’
                                           flow passages, the NRC has accepted                        NRC Response: The commenter did                       NRC Response: The comment is not
                                           periodic visual inspection of vents                     not specify any grounds for                           within the scope of this rulemaking,
                                           coupled with temperature                                pronouncing the HI–STORM 100 Cask                     which is limited to the specific
                                           measurements to verify proper thermal                   System flimsy, or any ‘‘other topics’’ for            revisions proposed in Amendment No.
                                           performance and detect flow blockages.                  which additional information might be                 10 to CoC No. 1014. The NRC also
                                           The inspections are to take place within                considered adequate.                                  disagrees with this comment. The MPC
                                           an interval that will allow sufficient                     The NRC made no changes to the rule                does provide protection from radiation
                                           time for corrective actions to be taken                 as a result of this comment.                          leaks, but it is not the only protective
                                           before the limiting accident temperature                   Comment 18: A commenter                            barrier. Radiation shielding is also
                                           for spent fuel cladding is reached. The                 contended that ‘‘measurements are not                 provided by the HI–STORM 100 Cask
                                           inspection interval should be more                      supposed to validate methods outside of               System overpack that is composed of
                                           frequent than the time interval required                experiments testing theory,’’ and that                inner and outer steel shells with the
                                           for the fuel to heat up to the established              the requirement to ‘‘demonstrate’’ an                 annulus between them filled with
                                           accident temperature criteria, assuming                 airflow model with measurements                       concrete, which is the primary radiation
                                           a total blockage of all inlets and outlets.             implies ‘‘fraudulent’’ intent to ‘‘play               shielding material. If the commenter
                                              The NRC made no changes to the rule                  with numbers to get what [NRC] and/or                 was referring only to leakage of
                                           as a result of this comment.                            Holtec want’’ to show the safety of the               radioactive materials from the MPC,
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                                              Comment 16: A commenter                              storage cask system.                                  however, Section 7.1 of the SER
                                           contended that all airflow and                             NRC Response: These comments are                   (ADAMS Accession No. ML003711865)
                                           temperature measurements should be                      not within the scope of this rulemaking,              for the HI–STORM 100 Cask System
                                           made ‘‘constantly . . . not one time                    which is limited to the specific                      confirms the presence of redundant
                                           only,’’ and performed ‘‘on intake and                   revisions proposed in Amendment No.                   sealing of confinement systems in the
                                           output and within the annulus and with                  10 to CoC No. 1014. The NRC also                      canister’s design:


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                                           70010            Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Rules and Regulations

                                              The [MPC] confinement boundary                       affected area must then be re-tested                  airflow measurements at the previously-
                                           includes the MPC shell, the bottom                      until the leakage rate acceptance                     specified locations.
                                           baseplate, the MPC lid (including the                   criterion is met.                                        The NRC made no changes to the rule
                                           vent and drain port cover plates), the                     The NRC made no changes to the rule                as a result of this comment.
                                           MPC closure ring, and the associated                    as a result of this comment.                             Comment 21: One commenter stated
                                           welds. . . . The MPC lid (with the vent                    Comment 20: Citing NRC regulations                 that the NRC has violated the Plain
                                           and drain port cover plates welded to                   at 10 CFR 72.236, ‘‘Specific                          Writing Act of 2010 by failing to make
                                           the lid) and closure ring are welded to                 requirements for spent fuel storage cask              the topics associated with this
                                           the upper part of the MPC shell at the                  approval and fabrication,’’ a commenter               rulemaking clear, and failing to ‘‘attach
                                           loading site. This provides redundant                   asserted that Holtec violated U.S. law                . . . the relevant documents in an
                                           sealing of the confinement boundary.                    also because its storage cask is not                  orderly, clear manner.’’
                                           . . . The redundant closures of the MPC                 designed to provide adequate heat                        NRC Response: The NRC disagrees
                                           satisfy the requirements of 10 CFR                      removal capacity without active cooling               with these comments. The topics
                                           72.236(e) for redundant sealing of                      systems, and ‘‘[t]he refusal to properly              associated with this rulemaking must
                                           confinement systems.                                    test [the cask’s heat removal capacity]               necessarily address the CoC
                                              The MPC’s confinement design has                     appears intentional to avoid knowing if               amendments requested by the applicant,
                                           multiple related purposes. The                          it properly removes heat.’’                           and these are by nature highly technical.
                                           confinement design ensures that                            NRC Response: The comment is not                   The March 14, 2016 (81 FR 13265),
                                           potentially contaminated air is                         within the scope of this rulemaking,                  Federal Register notice of the direct
                                           contained within the MPC and that the                   which is limited to the specific                      final rule does, however, seek to explain
                                           MPC remains filled with helium                          revisions proposed in Amendment No.                   in language as non-technical as possible
                                           coolant, so that the MPC can fulfill a                  10 to CoC No. 1014. The comment also                  the practical effects of the amendment
                                           third purpose: to keep outside air from                 does not explain how Holtec storage                   requests for the use of the Holtec HI–
                                           contacting the spent nuclear fuel for the               casks are not designed to meet the 10                 STORM 100 Cask System under
                                           licensed life of the system.                            CFR 72.236 requirement to provide                     Amendment No. 10 of CoC No. 1014. In
                                              In addition to the redundant barriers                adequate heat removal capacity without                general, the NRC strives to write agency
                                           to airborne radiation leakage in the                    active cooling systems. HI–STORM 100                  documents in a clear, concise, well-
                                           design of the HI–STORM 100 MPC and                      Cask Systems have been deployed at                    organized manner that also follows
                                           cask system, there are procedural                       independent spent fuel storage                        other best practices appropriate to the
                                           requirements to ensure that the system                  installations for more than a decade                  subject and the intended audience.
                                           and its components function in                          without active cooling systems.                          As to the comment that documents
                                           operation as designed. In accordance                       The NRC disagrees with the comment.                relevant to this rulemaking were not
                                           with the CoC itself (ADAMS Accession                    The NRC’s preliminary SER evaluated                   ‘‘attached . . . in an orderly, clear
                                           No. ML15331A307), the design,                           Holtec’s supporting thermal analysis for              manner,’’ the NRC followed its normal
                                           purchase, fabrication, assembly,                        Amendment No. 10 to CoC No. 1014                      process of providing the ADAMS
                                           inspection, testing, operation,                         and found that the HI–STORM 100 Cask                  accession numbers to referenced
                                           maintenance, repair, and modification                   System certification ‘‘continues to be                documents so that interested persons
                                           of all structures, systems, and                         designed with a heat-removal capability               may obtain access to the documents. If
                                           components that are important to safety,                having verifiability and reliability                  the commenter was referring instead to
                                           both for the MPC and the system as a                    consistent with its importance to                     the table of references provided in the
                                           whole, must be conducted in                             safety.’’ The SER also found that spent               Federal Register notice for the direct
                                           accordance with a Commission-                           fuel cladding continues to be protected               final rule, the NRC also disagrees that
                                           approved quality assurance program                      against thermal degradation leading to                the relevant documents were not
                                           that satisfies the applicable                           gross ruptures, and other cask                        presented in an orderly, clear manner.
                                           requirements of 10 CFR part 72, subpart                 component temperatures continue to be                 The order of the references starts with
                                           G.                                                      maintained below the allowable limits                 the applicant’s amendment request,
                                              The CoC also requires that when the                  for the accidents evaluated.                          moves to the proposed revised CoC and
                                           MPC shell is welded to its baseplate, the                  There has been no refusal to test the              TS documents supporting it, and
                                           fabricator must perform a helium leak                   cask system’s heat removal capacity.                  concludes with the NRC’s response to
                                           test of the MPC weld’s confinement                      The CoC language has been revised to                  these submittals in the form of its SER
                                           using a helium mass spectrometer. This                  require CoC No. 1014, Amendment No.                   on the proposed revisions.
                                           weld leakage test must include the base                 10, users to submit thermal validation                   The NRC made no changes to the rule
                                           metals of the MPC shell and baseplate.                  test and analysis results in a letter report          as a result of these comments.
                                           Another helium leak test must be                        to the NRC within 180 days of either the                 Comment 22: One commenter stated
                                           performed on the base metal of the                      user’s loading of the first cask or                   that the percentage of the NRC’s budget
                                           fabricated MPC lid. Then, in the field,                 undertaking the first spent fuel transfer             that must be recovered should be
                                           a helium leak test must be performed on                 operation with a cask fabricated to                   recovered in fines and not fees.
                                           the vent and drain port confinement                     Amendment No. 10 specifications. The                     NRC Response: The comment is not
                                           welds and cover plate base metal before                 revised condition also states, however,               within the scope of this rulemaking,
                                           the loaded MPC can be emplaced within                   that for casks of the same system type,               which is limited to the specific
                                           the concrete overpack. All MPC                          users may document in their 10 CFR                    revisions proposed in Amendment No.
                                           confinement boundary leakage rate tests                 72.212 report a previously performed                  10 to CoC No. 1014. Under the Omnibus
                                           must be performed in accordance with                    test and analysis that has demonstrated               Budget Reconciliation Act of 1990, as
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                                           ANSI N14.5 to ‘‘leaktight’’ criteria. If the            adequate validation of the analytic                   amended, the NRC is required by law to
                                           user detects a leakage rate exceeding the               thermal methods. The NRC will                         recover 90 percent of its budget through
                                           acceptance criteria, the user must                      evaluate whether this previous test and               fees for licensing and other actions.
                                           determine the area of leakage and repair                analysis continues to demonstrate                     Therefore, any change in this
                                           it to meet ASME Code Section III,                       adequate validation of thermal analysis               requirement can only be achieved by an
                                           Subsection NB requirements. The                         methods in light of the uncertainty of                act of Congress.


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                                                            Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Rules and Regulations                                         70011

                                             The NRC made no changes to the rule                   98124–2207; telephone: 206–544–5000,                  consequent loss of structural integrity of
                                           as a result of this comment.                            extension 1; fax: 206–766–5680;                       the airplane.
                                             In summary, the NRC did not receive                   Internet: https://
                                                                                                                                                         Comments
                                           any comments that warranted                             www.myboeingfleet.com.You may view
                                           withdrawal of the direct final rule.                    this referenced service information at                  We gave the public the opportunity to
                                           Therefore, none of these comments                       the FAA, Transport Airplane                           participate in developing this AD. The
                                           required a change in the rule’s effective               Directorate, 1601 Lind Avenue SW.,                    following presents the comments
                                           date of May 31, 2016.                                   Renton, WA. For information on the                    received on the NPRM and the FAA’s
                                                                                                   availability of this material at the FAA,             response to each comment.
                                             Dated at Rockville, Maryland, this 28th day
                                           of September, 2016                                      call 425–227–1221. It is also available               Support for the NPRM
                                             For the Nuclear Regulatory Commission.                on the Internet at http://
                                                                                                   www.regulations.gov by searching for                    Boeing and the Airline Pilots
                                           Michael R. Johnson,                                                                                           Association, International supported the
                                                                                                   and locating Docket No. FAA–2016–
                                           Acting Executive Director for Operations.                                                                     content of the NPRM.
                                                                                                   5042.
                                           [FR Doc. 2016–24466 Filed 10–7–16; 8:45 am]
                                                                                                   Examining the AD Docket                               Effect of Winglets on Accomplishment
                                           BILLING CODE 7590–01–P
                                                                                                                                                         of the Proposed Actions
                                                                                                     You may examine the AD docket on                       Aviation Partners Boeing stated that
                                                                                                   the Internet at http://                               accomplishing the supplemental type
                                           DEPARTMENT OF TRANSPORTATION                            www.regulations.gov by searching for                  certificate (STC) ST00830SE does not
                                                                                                   and locating Docket No. FAA–2016–                     affect compliance with the actions
                                           Federal Aviation Administration
                                                                                                   5042; or in person at the Docket                      specified in the NPRM.
                                                                                                   Management Facility between 9 a.m.                       We agree with the commenter. We
                                           14 CFR Part 39
                                                                                                   and 5 p.m., Monday through Friday,                    have redesignated paragraph (c) as (c)(1)
                                           [Docket No. FAA–2016–5042; Directorate                  except Federal holidays. The AD docket                and added a new paragraph (c)(2) to this
                                           Identifier 2015–NM–140–AD; Amendment                    contains this AD, the regulatory                      AD to state that installation of STC
                                           39–18680; AD 2016–20–14]                                evaluation, any comments received, and                ST00830SE does not affect the ability to
                                           RIN 2120–AA64                                           other information. The address for the                accomplish the actions required by this
                                                                                                   Docket Office (phone: 800–647–5527) is                final rule. Therefore, for airplanes on
                                           Airworthiness Directives; The Boeing                    Docket Management Facility, U.S.                      which STC ST00830SE is installed, a
                                           Company Airplanes                                       Department of Transportation, Docket                  ‘‘change in product’’ alternative method
                                                                                                   Operations, M–30, West Building                       of compliance (AMOC) approval request
                                           AGENCY:  Federal Aviation                               Ground Floor, Room W12–140, 1200                      is not necessary to comply with the
                                           Administration (FAA), DOT.                              New Jersey Avenue SE., Washington,                    requirements of 14 CFR 39.17.
                                           ACTION: Final rule.                                     DC 20590.
                                                                                                                                                         Request for Clarification of Extent of
                                           SUMMARY:   We are adopting a new                        FOR FURTHER INFORMATION CONTACT:                      Boeing Organization Designation
                                           airworthiness directive (AD) for all The                Gaetano Settineri, Aerospace Engineer,                Authority (ODA)
                                           Boeing Company Model 737–600, –700,                     Airframe Branch, ANM–120S, FAA,
                                                                                                   Seattle Aircraft Certification Office                   Southwest Airlines (SWA) asked for
                                           –700C, –800, –900 and –900ER series                                                                           clarification that the Boeing ODA
                                           airplanes. This AD was prompted by an                   (ACO), 1601 Lind Avenue SW., Renton,
                                                                                                   WA 98057–3356; phone: 425–917–6577;                   identified in paragraph (i)(3) of the
                                           evaluation by the design approval                                                                             proposed AD can provide an AMOC for
                                           holder (DAH) indicating that certain                    fax: 425–917–6590; email:
                                                                                                   gaetano.settineri@faa.gov.                            any ‘‘repair, modification, or alteration’’
                                           fastener locations in the window corner                                                                       that includes the authority to approve
                                           surround structure are subject to                       SUPPLEMENTARY INFORMATION:                            existing repairs in the inspection area
                                           widespread fatigue damage (WFD). This                                                                         that inhibit accomplishment of the AD
                                           AD requires repetitive high frequency                   Discussion
                                                                                                                                                         requirements as terminating action to
                                           eddy current (HFEC) inspections for                       We issued a notice of proposed                      paragraph (g) of the proposed AD. SWA
                                           cracking in certain fastener locations in               rulemaking (NPRM) to amend 14 CFR                     also asked if the ODA has the authority
                                           the window corner surround structure,                   part 39 by adding an AD that would                    to provide alternative inspection
                                           and repair if necessary. We are issuing                 apply to all The Boeing Company Model                 procedures for repaired areas where the
                                           this AD to detect and correct fatigue                   737–600, –700, –700C, –800, –900 and                  inspection in paragraph (g) of the
                                           cracking around certain fastener                        –900ER series airplanes. The NPRM                     proposed AD cannot be accomplished.
                                           locations that could cause multiple                     published in the Federal Register on                  Additionally, SWA asked that we clarify
                                           window corner skin cracks, which                        April 5, 2016 (81 FR 19512) (‘‘the                    that the Boeing ODA identified in
                                           could result in rapid decompression and                 NPRM’’). The NPRM was prompted by                     paragraph (i)(3) of the proposed AD is
                                           consequent loss of structural integrity of              an evaluation by the DAH indicating                   able to issue an AMOC to the proposed
                                           the airplane.                                           that certain fastener locations in the                AD for an existing repair at the S–14 lap
                                           DATES: This AD is effective November                    window corner surround structure are                  joint (where the location of the repair
                                           15, 2016.                                               subject to WFD. The NPRM proposed to                  inhibits accomplishing the initial
                                             The Director of the Federal Register                  require repetitive HFEC inspections for               inspection), provided the repair was
                                           approved the incorporation by reference                 cracking in certain fastener locations in             approved by any FAA designation
                                           of a certain publication listed in this AD              the window corner surround structure,                 authority, and there is a minimum of
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                                           as of November 15, 2016.                                and repair if necessary. We are issuing               three fastener rows above and below the
                                           ADDRESSES: For service information                      this AD to detect and correct fatigue                 lap joint. SWA stated that neither
                                           identified in this final rule, contact                  cracking around certain fastener                      Boeing Alert Service Bulletin 737–
                                           Boeing Commercial Airplanes,                            locations that could cause multiple                   53A1351, dated July 8, 2015, nor the
                                           Attention: Data & Services Management,                  window corner skin cracks, which                      NPRM clearly state how to address
                                           P.O. Box 3707, MC 2H–65, Seattle, WA                    could result in rapid decompression and               existing repairs that prevent


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Document Created: 2018-02-13 16:33:49
Document Modified: 2018-02-13 16:33:49
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionDirect final rule; comment responses.
DatesThe comment responses are available on October 11, 2016.
ContactRobert MacDougall, Office of Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-5175; email: [email protected]
FR Citation81 FR 70004 
RIN Number3150-AJ71

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