81_FR_70308 81 FR 70112 - Agency Information Collection Activities; Submission for OMB Review; Proposed Collection; Comment Request for a Modified OGE Form 201 Ethics in Government Act Access Form

81 FR 70112 - Agency Information Collection Activities; Submission for OMB Review; Proposed Collection; Comment Request for a Modified OGE Form 201 Ethics in Government Act Access Form

OFFICE OF GOVERNMENT ETHICS

Federal Register Volume 81, Issue 196 (October 11, 2016)

Page Range70112-70113
FR Document2016-24501

After this first round notice and public comment period, the U.S. Office of Government Ethics (OGE) plans to submit a proposed modified OGE Form 201 Ethics in Government Act access form to the Office of Management and Budget (OMB) for review and approval of a three-year extension under the Paperwork Reduction Act of 1995. The OGE Form 201 is used by persons requesting access to executive branch public financial disclosure reports and other covered records.

Federal Register, Volume 81 Issue 196 (Tuesday, October 11, 2016)
[Federal Register Volume 81, Number 196 (Tuesday, October 11, 2016)]
[Notices]
[Pages 70112-70113]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-24501]


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OFFICE OF GOVERNMENT ETHICS


Agency Information Collection Activities; Submission for OMB 
Review; Proposed Collection; Comment Request for a Modified OGE Form 
201 Ethics in Government Act Access Form

AGENCY: Office of Government Ethics (OGE).

ACTION: Notice of request for agency and public comments.

-----------------------------------------------------------------------

SUMMARY: After this first round notice and public comment period, the 
U.S. Office of Government Ethics (OGE) plans to submit a proposed 
modified OGE Form 201 Ethics in Government Act access form to the 
Office of Management and Budget (OMB) for review and approval of a 
three-year extension under the Paperwork Reduction Act of 1995. The OGE 
Form 201 is used by persons requesting access to executive branch 
public financial disclosure reports and other covered records.

DATES: Written comments by the public and agencies on this proposed 
extension are invited and must be received by December 12, 2016.

[[Page 70113]]


ADDRESSES: Comments may be submitted to OGE, by any of the following 
methods:
    Email: [email protected]. (Include reference to ``OGE Form 201 
Paperwork Comment'' in the subject line of the message.)
    FAX: 202-482-9237, Attn: Brandon Steele.
    Mail, Hand Delivery/Courier: Office of Government Ethics, 1201 New 
York Avenue NW., Suite 500, Attention: Brandon Steele, Assistant 
Counsel, Washington, DC 20005-3917.
    Instructions: Comments may be posted on OGE's Web site, 
www.oge.gov. Sensitive personal information, such as account numbers or 
Social Security numbers, should not be included. Comments generally 
will not be edited to remove any identifying or contact information.

FOR FURTHER INFORMATION CONTACT: Brandon Steele at the U.S. Office of 
Government Ethics; telephone: 202-482-9209; TTY: 800-877-8339; FAX: 
202-482-9237; Email: [email protected]. An electronic copy of the OGE 
Form 201 version used to manually submit access requests to OGE or 
other executive branch agencies by mail or FAX is available in the 
Forms Library section of OGE's Web site at http://www.oge.gov. A paper 
copy may also be obtained, without charge, by contacting Mr. Steele. An 
automated version of the OGE Form 201, also available on OGE's Web 
site, enables the requester to electronically fill out, submit and 
receive access to financial reports and certain related records for 
individuals who have been nominated by the President to executive 
branch positions requiring Senate confirmation, and individuals who 
have declared their candidacy for the Office of the President of the 
United States.

SUPPLEMENTARY INFORMATION:
    Title: Request to Inspect or Receive Copies of Executive Branch 
Personnel Public Financial Disclosure Reports or Other Covered Records.
    Agency Form Number: OGE Form 201.
    OMB Control Number: 3209-0002.
    Type of Information Collection: Extension with modifications of a 
currently approved collection.
    Type of Review Request: Regular.
    Respondents: Individuals requesting access to executive branch 
public financial disclosure reports and other covered records.
    Estimated Annual Number of Respondents: 1003.
    Estimated Time per Response: 10 minutes.
    Estimated Total Annual Burden: 170 hours.
    Abstract: The OGE Form 201 collects information from, and provides 
certain information to, persons who seek access to OGE Form 278 Public 
Financial Disclosure Reports, including OGE Form 278-T Periodic 
Transaction Reports, and other covered records. The form reflects the 
requirements of the Ethics in Government Act, subsequent amendments 
pursuant to the STOCK Act, and OGE's implementing regulations that must 
be met by a person before access can be granted. These requirements 
include the address of the requester, as well as any other person on 
whose behalf a record is sought, and acknowledgement that the requester 
is aware of the prohibited uses of executive branch public disclosure 
financial reports. See 5 U.S.C. appendix 105(b) and (c) and 402 (b)(1) 
and 5 CFR 2634.603(c) and (f). Executive branch departments and 
agencies are encouraged to utilize the OGE Form 201 for individuals 
seeking access to public financial disclosure reports and other covered 
documents. OGE permits departments and agencies to use or develop their 
own forms as long as the forms collect and provide all of the required 
information.
    OGE is proposing modifications to the automated version of the OGE 
Form 201, available only through the OGE Web site at www.oge.gov. 
Initially launched in March 2012, the automated version of the access 
form originally enabled a requestor to obtain immediately upon Web site 
submission of the completed form, those financial disclosure reports of 
individuals who have been nominated by the President to executive 
branch positions requiring Senate confirmation. OGE recently modified 
the technological process used to provide the information and no longer 
allows requesters to immediately download reports upon submission of 
the automated OGE Form 201. Instead, the forms are first reviewed by an 
OGE employee for completeness before the information is sent to the 
requester either by email or mail, according to the requester's 
preference. Adding this step helps ensure that the requirements of 
section 105(b) of the Ethics in Government Act are met before public 
financial disclosure reports are released. Because of this change in 
procedure, a requester using the automated OGE Form 201 now has the 
option of either providing a mailing address including street, city, 
state, and country information (as was previously required) or 
providing an email address plus city, state, and country information. 
Depending on which information the requester chooses to provide, the 
requested public financial disclosure reports will be either emailed or 
mailed to the requester. This change will not affect the estimated time 
of response to complete the form.
    OGE also intends to update the maximum civil monetary penalty for 
improperly obtaining or using a public financial disclosure report on 
both the automated and nonautomated versions of the form, in accordance 
with 5 CFR 2634.703.
    Request for Comments: OGE is publishing this first round notice of 
its intent to request paperwork clearance for a proposed modified OGE 
Form 201 Ethics Act Access Form. Agency and public comment is invited 
specifically on the need for and practical utility of this information 
collection, the accuracy of OGE's burden estimate, the enhancement of 
quality, utility and clarity of the information collected, and the 
minimization of burden (including the use of information technology). 
Comments received in response to this notice will be summarized for, 
and may be included with, the OGE request for extension of OMB 
paperwork approval. The comments will also become a matter of public 
record.

    Approved: September 30, 2016.
Walter M. Shaub, Jr.,
Director, U.S. Office of Government Ethics.
[FR Doc. 2016-24501 Filed 10-7-16; 8:45 am]
 BILLING CODE 6345-03-P



                                                    70112                        Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Notices

                                                    Receiver has made all dividend                          10490 Bank of Jackson County,                         must be received at the Reserve Bank
                                                    distributions required by law.                          Graceville, Florida (Receiver) has been               indicated or the offices of the Board of
                                                       The Receiver has further irrevocably                 authorized to take all actions necessary              Governors not later than November 1,
                                                    authorized and appointed FDIC-                          to terminate the receivership estate of               2016.
                                                    Corporate as its attorney-in-fact to                    Bank of Jackson County (Receivership                    A. Federal Reserve Bank of St. Louis
                                                    execute and file any and all documents                  Estate); the Receiver has made all                    (David L. Hubbard, Senior Manager)
                                                    that may be required to be executed by                  dividend distributions required by law.               P.O. Box 442, St. Louis, Missouri
                                                    the Receiver which FDIC-Corporate, in                      The Receiver has further irrevocably               63166–2034. Comments can also be sent
                                                    its sole discretion, deems necessary;                   authorized and appointed FDIC-                        electronically to
                                                    including but not limited to releases,                  Corporate as its attorney-in-fact to                  Comments.applications@stls.frb.org:
                                                    discharges, satisfactions, endorsements,                execute and file any and all documents                  1. Farmers and Merchants Bancorp,
                                                    assignments and deeds.                                  that may be required to be executed by                Inc., Hannibal, Missouri, to become a
                                                       Effective October 1, 2016, the                       the Receiver which FDIC-Corporate, in                 bank holding company by acquiring
                                                    Receivership Estate has been                            its sole discretion, deems necessary;                 F&M Bank and Trust Company,
                                                    terminated, the Receiver discharged,                    including but not limited to releases,                Hannibal, Missouri.
                                                    and the Receivership Estate has ceased                  discharges, satisfactions, endorsements,
                                                    to exist as a legal entity.                                                                                     B. Federal Reserve Bank of Kansas
                                                                                                            assignments and deeds.                                City (Dennis Denney, Assistant Vice
                                                    Federal Deposit Insurance Corporation.                     Effective October 1, 2016, the                     President) 1 Memorial Drive, Kansas
                                                    Robert E. Feldman,                                      Receivership Estate has been                          City, Missouri 64198–0001:
                                                    Executive Secretary.                                    terminated, the Receiver discharged,
                                                                                                                                                                    1. Sunflower Reincorporation Sub,
                                                    [FR Doc. 2016–24433 Filed 10–7–16; 8:45 am]             and the Receivership Estate has ceased
                                                                                                                                                                  Inc., Salina, Kansas; to become a bank
                                                                                                            to exist as a legal entity.
                                                    BILLING CODE 6714–01–P                                                                                        holding company by acquiring 100
                                                                                                            Federal Deposit Insurance Corporation.                percent of the voting shares of
                                                                                                            Robert E. Feldman,                                    Sunflower Financial, Inc., and thereby
                                                    FEDERAL DEPOSIT INSURANCE                               Executive Secretary.                                  acquire Sunflower Bank, NA, both in
                                                    CORPORATION                                                                                                   Salina, Kansas.
                                                                                                            [FR Doc. 2016–24435 Filed 10–7–16; 8:45 am]
                                                    Notice of Termination; 10492 DuPage                     BILLING CODE 6714–01–P                                  Board of Governors of the Federal Reserve
                                                    National Bank; West Chicago, Illinois                                                                         System, October 4, 2016.
                                                                                                                                                                  Michele Taylor Fennell,
                                                       The Federal Deposit Insurance                        FEDERAL RESERVE SYSTEM                                Assistant Secretary of the Board.
                                                    Corporation (FDIC), as Receiver for                                                                           [FR Doc. 2016–24376 Filed 10–7–16; 8:45 am]
                                                    10492 DuPage National Bank, West                        Formations of, Acquisitions by, and
                                                                                                                                                                  BILLING CODE 6210–01–P
                                                    Chicago, Illinois (Receiver) has been                   Mergers of Bank Holding Companies
                                                    authorized to take all actions necessary
                                                    to terminate the receivership estate of                   The companies listed in this notice
                                                    DuPage National Bank (Receivership                      have applied to the Board for approval,
                                                                                                            pursuant to the Bank Holding Company                  OFFICE OF GOVERNMENT ETHICS
                                                    Estate); the Receiver has made all
                                                    dividend distributions required by law.                 Act of 1956 (12 U.S.C. 1841 et seq.)
                                                                                                            (BHC Act), Regulation Y (12 CFR part                  Agency Information Collection
                                                       The Receiver has further irrevocably                                                                       Activities; Submission for OMB
                                                    authorized and appointed FDIC-                          225), and all other applicable statutes
                                                                                                            and regulations to become a bank                      Review; Proposed Collection;
                                                    Corporate as its attorney-in-fact to                                                                          Comment Request for a Modified OGE
                                                    execute and file any and all documents                  holding company and/or to acquire the
                                                                                                            assets or the ownership of, control of, or            Form 201 Ethics in Government Act
                                                    that may be required to be executed by                                                                        Access Form
                                                    the Receiver which FDIC-Corporate, in                   the power to vote shares of a bank or
                                                    its sole discretion, deems necessary;                   bank holding company and all of the                   AGENCY:    Office of Government Ethics
                                                    including but not limited to releases,                  banks and nonbanking companies                        (OGE).
                                                    discharges, satisfactions, endorsements,                owned by the bank holding company,
                                                                                                            including the companies listed below.                 ACTION: Notice of request for agency and
                                                    assignments and deeds.                                                                                        public comments.
                                                       Effective October 01, 2016, the                        The applications listed below, as well
                                                    Receivership Estate has been                            as other related filings required by the
                                                                                                                                                                  SUMMARY:   After this first round notice
                                                    terminated, the Receiver discharged,                    Board, are available for immediate
                                                                                                                                                                  and public comment period, the U.S.
                                                    and the Receivership Estate has ceased                  inspection at the Federal Reserve Bank
                                                                                                                                                                  Office of Government Ethics (OGE)
                                                    to exist as a legal entity.                             indicated. The applications will also be
                                                                                                                                                                  plans to submit a proposed modified
                                                                                                            available for inspection at the offices of
                                                    Federal Deposit Insurance Corporation.                                                                        OGE Form 201 Ethics in Government
                                                                                                            the Board of Governors. Interested
                                                    Robert E. Feldman,                                                                                            Act access form to the Office of
                                                                                                            persons may express their views in
                                                    Executive Secretary.                                                                                          Management and Budget (OMB) for
                                                                                                            writing on the standards enumerated in
                                                    [FR Doc. 2016–24436 Filed 10–7–16; 8:45 am]                                                                   review and approval of a three-year
                                                                                                            the BHC Act (12 U.S.C. 1842(c)). If the
                                                                                                                                                                  extension under the Paperwork
                                                    BILLING CODE 6714–01–P                                  proposal also involves the acquisition of
                                                                                                                                                                  Reduction Act of 1995. The OGE Form
                                                                                                            a nonbanking company, the review also
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                                                                                  201 is used by persons requesting access
                                                                                                            includes whether the acquisition of the
                                                    FEDERAL DEPOSIT INSURANCE                                                                                     to executive branch public financial
                                                                                                            nonbanking company complies with the
                                                    CORPORATION                                                                                                   disclosure reports and other covered
                                                                                                            standards in section 4 of the BHC Act
                                                                                                                                                                  records.
                                                                                                            (12 U.S.C. 1843). Unless otherwise
                                                    Notice of Termination; 10490 Bank of
                                                                                                            noted, nonbanking activities will be                  DATES: Written comments by the public
                                                    Jackson County; Graceville, Florida
                                                                                                            conducted throughout the United States.               and agencies on this proposed extension
                                                      The Federal Deposit Insurance                           Unless otherwise noted, comments                    are invited and must be received by
                                                    Corporation (FDIC), as Receiver for                     regarding each of these applications                  December 12, 2016.


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                                                                                 Federal Register / Vol. 81, No. 196 / Tuesday, October 11, 2016 / Notices                                                70113

                                                    ADDRESSES:   Comments may be                               Abstract: The OGE Form 201 collects                provide, the requested public financial
                                                    submitted to OGE, by any of the                         information from, and provides certain                disclosure reports will be either emailed
                                                    following methods:                                      information to, persons who seek access               or mailed to the requester. This change
                                                       Email: usoge@oge.gov. (Include                       to OGE Form 278 Public Financial                      will not affect the estimated time of
                                                    reference to ‘‘OGE Form 201 Paperwork                   Disclosure Reports, including OGE                     response to complete the form.
                                                    Comment’’ in the subject line of the                    Form 278–T Periodic Transaction                          OGE also intends to update the
                                                    message.)                                               Reports, and other covered records. The               maximum civil monetary penalty for
                                                       FAX: 202–482–9237, Attn: Brandon                     form reflects the requirements of the                 improperly obtaining or using a public
                                                    Steele.                                                 Ethics in Government Act, subsequent                  financial disclosure report on both the
                                                       Mail, Hand Delivery/Courier: Office of               amendments pursuant to the STOCK                      automated and nonautomated versions
                                                    Government Ethics, 1201 New York                        Act, and OGE’s implementing                           of the form, in accordance with 5 CFR
                                                    Avenue NW., Suite 500, Attention:                       regulations that must be met by a person              2634.703.
                                                    Brandon Steele, Assistant Counsel,                      before access can be granted. These                      Request for Comments: OGE is
                                                    Washington, DC 20005–3917.                              requirements include the address of the               publishing this first round notice of its
                                                       Instructions: Comments may be                        requester, as well as any other person on             intent to request paperwork clearance
                                                    posted on OGE’s Web site, www.oge.gov.                  whose behalf a record is sought, and                  for a proposed modified OGE Form 201
                                                    Sensitive personal information, such as                 acknowledgement that the requester is                 Ethics Act Access Form. Agency and
                                                    account numbers or Social Security                      aware of the prohibited uses of                       public comment is invited specifically
                                                    numbers, should not be included.                                                                              on the need for and practical utility of
                                                                                                            executive branch public disclosure
                                                    Comments generally will not be edited                                                                         this information collection, the accuracy
                                                                                                            financial reports. See 5 U.S.C. appendix
                                                    to remove any identifying or contact                                                                          of OGE’s burden estimate, the
                                                                                                            105(b) and (c) and 402 (b)(1) and 5 CFR
                                                    information.                                                                                                  enhancement of quality, utility and
                                                                                                            2634.603(c) and (f). Executive branch
                                                    FOR FURTHER INFORMATION CONTACT:                        departments and agencies are                          clarity of the information collected, and
                                                    Brandon Steele at the U.S. Office of                    encouraged to utilize the OGE Form 201                the minimization of burden (including
                                                    Government Ethics; telephone: 202–                      for individuals seeking access to public              the use of information technology).
                                                    482–9209; TTY: 800–877–8339; FAX:                       financial disclosure reports and other                Comments received in response to this
                                                    202–482–9237; Email: basteele@oge.gov.                  covered documents. OGE permits                        notice will be summarized for, and may
                                                    An electronic copy of the OGE Form 201                  departments and agencies to use or                    be included with, the OGE request for
                                                    version used to manually submit access                  develop their own forms as long as the                extension of OMB paperwork approval.
                                                    requests to OGE or other executive                      forms collect and provide all of the                  The comments will also become a
                                                    branch agencies by mail or FAX is                       required information.                                 matter of public record.
                                                    available in the Forms Library section of                  OGE is proposing modifications to the                Approved: September 30, 2016.
                                                    OGE’s Web site at http://www.oge.gov. A                 automated version of the OGE Form                     Walter M. Shaub, Jr.,
                                                    paper copy may also be obtained,                        201, available only through the OGE                   Director, U.S. Office of Government Ethics.
                                                    without charge, by contacting Mr.                       Web site at www.oge.gov. Initially                    [FR Doc. 2016–24501 Filed 10–7–16; 8:45 am]
                                                    Steele. An automated version of the                     launched in March 2012, the automated                 BILLING CODE 6345–03–P
                                                    OGE Form 201, also available on OGE’s                   version of the access form originally
                                                    Web site, enables the requester to                      enabled a requestor to obtain
                                                    electronically fill out, submit and                     immediately upon Web site submission                  OFFICE OF GOVERNMENT ETHICS
                                                    receive access to financial reports and                 of the completed form, those financial
                                                    certain related records for individuals                 disclosure reports of individuals who                 Agency Information Collection
                                                    who have been nominated by the                          have been nominated by the President                  Activities; Proposed Collection;
                                                    President to executive branch positions                 to executive branch positions requiring               Comment Request for a Modified OGE
                                                    requiring Senate confirmation, and                                                                            Form 450 Executive Branch
                                                                                                            Senate confirmation. OGE recently
                                                    individuals who have declared their                                                                           Confidential Financial Disclosure
                                                                                                            modified the technological process used
                                                    candidacy for the Office of the President                                                                     Report
                                                                                                            to provide the information and no
                                                    of the United States.                                   longer allows requesters to immediately               AGENCY:    Office of Government Ethics
                                                    SUPPLEMENTARY INFORMATION:                              download reports upon submission of                   (OGE).
                                                       Title: Request to Inspect or Receive                 the automated OGE Form 201. Instead,                  ACTION: Notice of request for agency and
                                                    Copies of Executive Branch Personnel                    the forms are first reviewed by an OGE                public comments.
                                                    Public Financial Disclosure Reports or                  employee for completeness before the
                                                    Other Covered Records.                                  information is sent to the requester                  SUMMARY:   After this first round notice
                                                       Agency Form Number: OGE Form                         either by email or mail, according to the             and public comment period, the Office
                                                    201.                                                    requester’s preference. Adding this step              of Government Ethics (OGE) plans to
                                                       OMB Control Number: 3209–0002.                                                                             submit a modified OGE Form 450
                                                       Type of Information Collection:                      helps ensure that the requirements of
                                                                                                            section 105(b) of the Ethics in                       Executive Branch Confidential Financial
                                                    Extension with modifications of a                                                                             Disclosure Report to the Office of
                                                    currently approved collection.                          Government Act are met before public
                                                                                                            financial disclosure reports are released.            Management and Budget (OMB) for
                                                       Type of Review Request: Regular.                                                                           review and approval of a three-year
                                                       Respondents: Individuals requesting                  Because of this change in procedure, a
                                                                                                            requester using the automated OGE                     extension under the Paperwork
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    access to executive branch public
                                                                                                            Form 201 now has the option of either                 Reduction Act of 1995.
                                                    financial disclosure reports and other
                                                    covered records.                                        providing a mailing address including                 DATES: Written comments by the public
                                                       Estimated Annual Number of                           street, city, state, and country                      and agencies on this proposed extension
                                                    Respondents: 1003.                                      information (as was previously                        are invited and must be received by
                                                       Estimated Time per Response: 10                      required) or providing an email address               December 12, 2016.
                                                    minutes.                                                plus city, state, and country                         ADDRESSES: Comments may be
                                                       Estimated Total Annual Burden: 170                   information. Depending on which                       submitted to OGE, by any of the
                                                    hours.                                                  information the requester chooses to                  following methods:


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Document Created: 2018-02-13 16:34:17
Document Modified: 2018-02-13 16:34:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of request for agency and public comments.
DatesWritten comments by the public and agencies on this proposed extension are invited and must be received by December 12, 2016.
ContactBrandon Steele at the U.S. Office of Government Ethics; telephone: 202-482-9209; TTY: 800-877-8339; FAX: 202-482-9237; Email: [email protected] An electronic copy of the OGE Form 201 version used to manually submit access requests to OGE or other executive branch agencies by mail or FAX is available in the Forms Library section of OGE's Web site at http://www.oge.gov. A paper copy may also be obtained, without charge, by contacting Mr. Steele. An automated version of the OGE Form 201, also available on OGE's Web site, enables the requester to electronically fill out, submit and receive access to financial reports and certain related records for individuals who have been nominated by the President to executive branch positions requiring Senate confirmation, and individuals who have declared their candidacy for the Office of the President of the United States.
FR Citation81 FR 70112 

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