81_FR_70937 81 FR 70739 - Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request

81 FR 70739 - Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request

DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE CORPORATION

Federal Register Volume 81, Issue 198 (October 13, 2016)

Page Range70739-70741
FR Document2016-24756

In accordance with the requirements of the PRA (44 U.S.C. chapter 35), the OCC, the Board, and the FDIC (the agencies) may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid OMB control number. On July 5, 2016, the agencies, under the auspices of the Federal Financial Institutions Examination Council (FFIEC), requested public comment for 60 days (81 FR 43605) on a proposal to extend, with revision, the Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102), which is currently an approved collection of information for each agency. The comment period for this notice ended on September 6, 2016. The agencies did not receive any comments. The agencies are now submitting a request to OMB for review and approval of the extension, with revision, of the FFIEC 102. The proposed revisions would take effect December 31, 2016.

Federal Register, Volume 81 Issue 198 (Thursday, October 13, 2016)
[Federal Register Volume 81, Number 198 (Thursday, October 13, 2016)]
[Notices]
[Pages 70739-70741]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-24756]


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DEPARTMENT OF THE TREASURY

Office of the Comptroller of the Currency

FEDERAL RESERVE SYSTEM

FEDERAL DEPOSIT INSURANCE CORPORATION


Agency Information Collection Activities: Submission for OMB 
Review; Joint Comment Request

AGENCIES: Office of the Comptroller of the Currency (OCC), Treasury; 
Board of Governors of the Federal Reserve System (Board); and Federal 
Deposit Insurance Corporation (FDIC).

ACTION: Notice of information collections to be submitted to the Office 
of Management and Budget (OMB) for review and approval under the 
Paperwork Reduction Act of 1995 (PRA).

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SUMMARY: In accordance with the requirements of the PRA (44 U.S.C. 
chapter 35), the OCC, the Board, and the FDIC (the agencies) may not 
conduct or sponsor, and the respondent is not required to respond to, 
an information collection unless it displays a currently valid OMB 
control number. On July 5, 2016, the agencies, under the auspices of 
the Federal Financial Institutions Examination Council (FFIEC), 
requested public comment for 60 days (81 FR 43605) on a proposal to 
extend, with revision, the Market Risk Regulatory Report for 
Institutions Subject to the Market Risk Capital Rule (FFIEC 102), which 
is currently an approved collection of information for each agency. The 
comment period for this notice ended on September 6, 2016. The agencies 
did not receive any comments. The agencies are now submitting a request 
to OMB for review and approval of the extension, with revision, of the 
FFIEC 102. The proposed revisions would take effect December 31, 2016.

DATES: Comments must be submitted on or before November 14, 2016.

ADDRESSES: Interested parties are invited to submit written comments to 
any or all of the agencies. All comments, which should refer to the OMB 
control numbers, will be shared among the agencies.
    OCC: Because paper mail in the Washington, DC, area and at the OCC 
is subject to delay, commenters are encouraged to submit comments by 
email, if possible, to [email protected]. Alternatively, comments 
may be sent to: Legislative and Regulatory Activities Division, Office 
of the Comptroller of the Currency, Attention: 1557-0325 (FFIEC 102), 
400 7th Street SW., Suite 3E-218, Mail Stop 9W-11, Washington, DC 
20219. In addition, comments may be sent by fax to (571) 465-4326.
    You may personally inspect and photocopy comments at the OCC, 400 
7th Street SW., Washington, DC 20219. For security reasons, the OCC 
requires that visitors make an appointment to inspect comments. You may 
do so by calling (202) 649-6700 or for persons who are deaf or hard of 
hearing, TTY, (202) 649-5597. Upon arrival, visitors will be required 
to present valid government-issued photo identification and to submit 
to security screening in order to inspect and photocopy comments.
    All comments received, including attachments and other supporting 
materials, are part of the public record and subject to public 
disclosure. Do not include any information in your comments or 
supporting materials that you consider confidential or inappropriate 
for public disclosure.
    Board: You may submit comments, which should refer to ``FFIEC 
102,'' by any of the following methods:
     Agency Web site: http://www.federalreserve.gov. Follow the 
instructions for submitting comments at: http://www.federalreserve.gov/apps/foia/proposedregs.aspx.
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.

[[Page 70740]]

     Email: [email protected]. Include reporting 
form number in the subject line of the message.
     Fax: (202) 452-3819 or (202) 452-3102.
     Mail: Robert deV. Frierson, Secretary, Board of Governors 
of the Federal Reserve System, 20th Street and Constitution Avenue NW., 
Washington, DC 20551.
    All public comments are available from the Board's Web site at 
http://www.federalreserve.gov/apps/foia/proposedregs.aspx as submitted, 
unless modified for technical reasons. Accordingly, your comments will 
not be edited to remove any identifying or contact information. Public 
comments may also be viewed electronically or in paper in Room 3515, 
1801 K Street (between 18th and 19th Streets), NW., Washington, DC 
20006, between 9:00 a.m. and 5:00 p.m. on weekdays.
    FDIC: You may submit comments, which should refer to ``FFIEC 102,'' 
by any of the following methods:
     Agency Web site: https://www.fdic.gov/regulations/laws/federal/. Follow the instructions for submitting comments on the FDIC 
Web site.
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Email: [email protected]. Include ``FFIEC 102'' in the 
subject line of the message.
     Mail: Manuel E. Cabeza, Counsel, Room MB-3007, Attn: 
Comments, Federal Deposit Insurance Corporation, 550 17th Street NW., 
Washington, DC 20429.
     Hand Delivery: Comments may be hand delivered to the guard 
station at the rear of the 550 17th Street Building (located on F 
Street) on business days between 7:00 a.m. and 5:00 p.m.
    Public Inspection: All comments received will be posted without 
change to https://www.fdic.gov/regulations/laws/federal/ including any 
personal information provided. Paper copies of public comments may be 
requested from the FDIC Public Information Center by telephone at (877) 
275-3342 or (703) 562-2200.
    Additionally, commenters may send a copy of their comments to the 
OMB desk officer for the agencies by mail to the Office of Information 
and Regulatory Affairs, U.S. Office of Management and Budget, New 
Executive Office Building, Room 10235, 725 17th Street NW., Washington, 
DC 20503; by fax to (202) 395-6974; or by email to 
[email protected].

FOR FURTHER INFORMATION CONTACT: For further information about the 
revisions to the FFIEC 102 discussed in this notice, please contact any 
of the agency clearance officers whose names appear below. In addition, 
copies of the FFIEC 102 reporting form and instructions are available 
on the FFIEC's Web site (http://www.ffiec.gov/ffiec_report_forms.htm).
    OCC: Shaquita Merritt, OCC Clearance Officer, (202) 649-5490, or 
for persons who are deaf or hard of hearing, TTY, (202) 649-5597, 
Legislative and Regulatory Activities Division, Office of the 
Comptroller of the Currency, 400 7th Street SW., Washington, DC 20219.
    Board: Nuha Elmaghrabi, Federal Reserve Board Clearance Officer, 
(202) 452-3884, Office of the Chief Data Officer, Board of Governors of 
the Federal Reserve System, 20th and C Streets NW., Washington, DC 
20551. Telecommunications Device for the Deaf (TDD) users may call 
(202) 263-4869.
    FDIC: Manuel E. Cabeza, Counsel, (202) 898-3767, Legal Division, 
Federal Deposit Insurance Corporation, 550 17th Street NW., Washington, 
DC 20429.

SUPPLEMENTARY INFORMATION: The agencies are proposing to revise and 
extend for three years the FFIEC 102, which is currently an approved 
collection of information for each agency:
    Report Title: Market Risk Regulatory Report for Institutions 
Subject to the Market Risk Capital Rule.
    Form Number: FFIEC 102.
    Frequency of Response: Quarterly.
    Affected Public: Business or other for-profit.

OCC

    OMB Control No.: 1557-0325.
    Estimated Number of Respondents: 12 national banks and federal 
savings associations.
    Estimated Burden per Response: 12 burden hours per quarter to file.
    Estimated Total Annual Burden: 576 burden hours to file.

Board

    OMB Control No.: 7100-0365.
    Estimated Number of Respondents: 31 state member banks, bank 
holding companies, savings and loan holding companies, and intermediate 
holding companies.
    Estimated Burden per Response: 12 burden hours per quarter to file.
    Estimated Total Annual Burden: 1,488 burden hours to file.

FDIC

    OMB Control No.: 3064-0199.
    Estimated Number of Respondents: 1 insured state nonmember bank or 
state savings association.
    Estimated Burden per Response: 12 burden hours per quarter to file.
    Estimated Total Annual Burden: 48 burden hours to file.

General Description of Report

    This quarterly information collection is mandatory for market risk 
institutions, defined for this purpose as those institutions that are 
subject to the market risk capital rule as incorporated into Subpart F 
of the agencies' regulatory capital rules (market risk 
institutions).\1\ All data reported in the FFIEC 102 are available to 
the public. Each market risk institution is required to file the FFIEC 
102 for the agencies' use in assessing the reasonableness and accuracy 
of the institution's calculation of its minimum capital requirements 
under the market risk capital rule and in evaluating the institution's 
capital in relation to its risks. Additionally, the market risk 
information collected in the FFIEC 102: (a) Permits the agencies to 
monitor the market risk profile of and evaluate the impact and 
competitive implications of the market risk capital rule on individual 
market risk institutions and the industry as a whole; (b) provides the 
most current statistical data available to identify areas of market 
risk on which to focus for onsite and offsite examinations; (c) allows 
the agencies to assess and monitor the levels and components of each 
reporting institution's risk-based capital requirements for market risk 
and the adequacy of the institution's capital under the market risk 
capital rule; and (d) assists market risk institutions in validating 
their implementation of the market risk framework.
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    \1\ 12 CFR 3.201 (OCC); 12 CFR 217.201 (Board); and 12 CFR 
324.201 (FDIC). The market risk capital rule generally applies to 
any banking institution with aggregate trading assets and trading 
liabilities equal to (a) 10 percent or more of quarter-end total 
assets or (b) $1 billion or more. The statutory provisions that 
grant the agencies the authority to impose capital reporting 
requirements are 12 U.S.C. 161 (national banks), 12 U.S.C. 324 
(state member banks), 12 U.S.C. 1844(c) (bank holding companies), 12 
U.S.C. 1467a(b) (savings and loan holding companies), 12 U.S.C. 5365 
(U.S. intermediate holding companies), 12 U.S.C. 1817 (insured state 
nonmember commercial and savings banks), and 12 U.S.C. 1464 (savings 
associations).
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Current Actions

    On July 5, 2016, the agencies published a notice in the Federal 
Register \2\ and requested comment on a proposal to revise the FFIEC 
102 effective December 31, 2016, to (1) have a market risk institution 
provide its Legal Entity Identifier (LEI) on the reporting form, only 
if the institution already has an LEI, and (2) add U.S. Intermediate 
Holding Companies to the Board's respondent panel. The comment

[[Page 70741]]

period for this notice ended on September 6, 2016.
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    \2\ 81 FR 43605 (July 5, 2016).
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    The agencies did not receive any comments. The agencies are now 
submitting a request to OMB for review and approval of the extension, 
with revision, of the FFIEC 102 that incorporates the two changes 
proposed in the July 5 notice.

Request for Comment

    Public comment is requested on all aspects of this joint notice. 
Comments are invited on:
    (a) Whether the collections of information that are the subject of 
this notice are necessary for the proper performance of the agencies' 
functions, including whether the information has practical utility;
    (b) The accuracy of the agencies' estimates of the burden of the 
information collections as they are proposed to be revised, including 
the validity of the methodology and assumptions used;
    (c) Ways to enhance the quality, utility, and clarity of the 
information to be collected;
    (d) Ways to minimize the burden of information collections on 
respondents, including through the use of automated collection 
techniques or other forms of information technology; and
    (e) Estimates of capital or start-up costs and costs of operation, 
maintenance, and purchase of services to provide the information.
    Comments submitted in response to this joint notice will be shared 
among the agencies. All comments will become a matter of public record.

    Dated: October 5, 2016.
Karen Solomon,
Deputy Chief Counsel, Office of the Comptroller of the Currency.
    Board of Governors of the Federal Reserve System, October 6, 
2016.
Robert deV. Frierson,
Secretary of the Board.
    Dated at Washington, DC, this 6th day of October, 2016.
    Federal Deposit Insurance Corporation.
Valerie J. Best,
Assistant Executive Secretary.
[FR Doc. 2016-24756 Filed 10-12-16; 8:45 am]
 BILLING CODE 4810-33-P; 6210-01-P; 6714-01-P



                                                                         Federal Register / Vol. 81, No. 198 / Thursday, October 13, 2016 / Notices                                         70739

                                                Amtrak requests consideration for                    Comments received after that date will                revision, the Market Risk Regulatory
                                             Special Approval of the submitted                       be considered as far as practicable.                  Report for Institutions Subject to the
                                             alternate standard identified as ‘‘Brakes                 Anyone is able to search the                        Market Risk Capital Rule (FFIEC 102),
                                             Single Car Test LXFB–10–0008’’ for                      electronic form of any written                        which is currently an approved
                                             single car testing of auto carrier cars                 communications and comments                           collection of information for each
                                             used on its Auto Train service between                  received into any of our dockets by the               agency. The comment period for this
                                             Lorton, VA, and Sanford, FL. Amtrak                     name of the individual submitting the                 notice ended on September 6, 2016. The
                                             states that its Auto Train has a freight                comment (or signing the document, if                  agencies did not receive any comments.
                                             brake system. Amtrak, however, runs                     submitted on behalf of an association,                The agencies are now submitting a
                                             brake pipe pressure at 110 pounds per                   business, labor union, etc.). In                      request to OMB for review and approval
                                             square inch (psi) and not 90 psi like the               accordance with 5 U.S.C. 553(c), DOT                  of the extension, with revision, of the
                                             freight railroads. Under FRA’s rules,                   solicits comments from the public to                  FFIEC 102. The proposed revisions
                                             these cars would need to have a single                  better inform its processes. DOT posts                would take effect December 31, 2016.
                                             car test per 49 CFR 232.305 following                   these comments, without edit, including               DATES: Comments must be submitted on
                                             the procedure of Association of                         any personal information the                          or before November 14, 2016.
                                             American Railroads’ (AAR) Standard S–                   commenter provides, to
                                                                                                                                                           ADDRESSES: Interested parties are
                                             486–04. The 49 CFR 238.311 referenced                   www.regulations.gov, as described in
                                                                                                                                                           invited to submit written comments to
                                             procedure of American Public                            the system of records notice (DOT/ALL–
                                                                                                                                                           any or all of the agencies. All comments,
                                             Transportation Association Standard                     14 FDMS), which can be reviewed at
                                                                                                                                                           which should refer to the OMB control
                                             SS–M–005–98 does not apply. The                         www.dot.gov/privacy. See also https://
                                                                                                                                                           numbers, will be shared among the
                                             proposed alternate standard, while still                www.regulations.gov/privacyNotice for
                                                                                                                                                           agencies.
                                             based on AAR S–486–04, incorporates                     the privacy notice of regulations.gov.
                                                                                                                                                              OCC: Because paper mail in the
                                             modifications to the single car test                      Issued in Washington, DC, on October 5,             Washington, DC, area and at the OCC is
                                             device and procedures to allow for the                  2016.                                                 subject to delay, commenters are
                                             higher 110 psi brake pressure.                          Karl Alexy,
                                                A copy of the petition, as well as any                                                                     encouraged to submit comments by
                                                                                                     Director, Office of Safety Analysis.                  email, if possible, to prainfo@
                                             written communications concerning the
                                             petition, is available for review online at
                                                                                                     [FR Doc. 2016–24678 Filed 10–12–16; 8:45 am]          occ.treas.gov. Alternatively, comments
                                             www.regulations.gov and in person at                    BILLING CODE 4910–06–P                                may be sent to: Legislative and
                                             the U.S. Department of Transportation’s                                                                       Regulatory Activities Division, Office of
                                             (DOT) Docket Operations Facility, 1200                                                                        the Comptroller of the Currency,
                                             New Jersey Avenue SE., W12–140,                         DEPARTMENT OF THE TREASURY                            Attention: 1557–0325 (FFIEC 102), 400
                                             Washington, DC 20590. The Docket                                                                              7th Street SW., Suite 3E–218, Mail Stop
                                                                                                     Office of the Comptroller of the                      9W–11, Washington, DC 20219. In
                                             Operations Facility is open from 9 a.m.                 Currency
                                             to 5 p.m., Monday through Friday,                                                                             addition, comments may be sent by fax
                                             except Federal Holidays.                                                                                      to (571) 465–4326.
                                                                                                     FEDERAL RESERVE SYSTEM                                   You may personally inspect and
                                                Interested parties are invited to
                                             participate in these proceedings by                                                                           photocopy comments at the OCC, 400
                                                                                                     FEDERAL DEPOSIT INSURANCE                             7th Street SW., Washington, DC 20219.
                                             submitting written views, data, or
                                                                                                     CORPORATION                                           For security reasons, the OCC requires
                                             comments. FRA does not anticipate
                                             scheduling a public hearing in                                                                                that visitors make an appointment to
                                                                                                     Agency Information Collection                         inspect comments. You may do so by
                                             connection with these proceedings since                 Activities: Submission for OMB
                                             the facts do not appear to warrant a                                                                          calling (202) 649–6700 or for persons
                                                                                                     Review; Joint Comment Request                         who are deaf or hard of hearing, TTY,
                                             hearing. If any interested party desires
                                             an opportunity for oral comment, they                   AGENCIES:  Office of the Comptroller of               (202) 649–5597. Upon arrival, visitors
                                             should notify FRA, in writing, before                   the Currency (OCC), Treasury; Board of                will be required to present valid
                                             the end of the comment period and                       Governors of the Federal Reserve                      government-issued photo identification
                                             specify the basis for their request.                    System (Board); and Federal Deposit                   and to submit to security screening in
                                                All communications concerning these                  Insurance Corporation (FDIC).                         order to inspect and photocopy
                                             proceedings should identify the                         ACTION: Notice of information                         comments.
                                             appropriate docket number and may be                    collections to be submitted to the Office                All comments received, including
                                             submitted by any of the following                       of Management and Budget (OMB) for                    attachments and other supporting
                                             methods:                                                review and approval under the                         materials, are part of the public record
                                                • Web site: http://                                  Paperwork Reduction Act of 1995                       and subject to public disclosure. Do not
                                             www.regulations.gov. Follow the online                  (PRA).                                                include any information in your
                                             instructions for submitting comments.                                                                         comments or supporting materials that
                                                • Fax: 202–493–2251.                                 SUMMARY:   In accordance with the                     you consider confidential or
                                                • Mail: Docket Operations Facility,                  requirements of the PRA (44 U.S.C.                    inappropriate for public disclosure.
                                             U.S. Department of Transportation, 1200                 chapter 35), the OCC, the Board, and the                 Board: You may submit comments,
                                             New Jersey Avenue SE., W12–140,                         FDIC (the agencies) may not conduct or                which should refer to ‘‘FFIEC 102,’’ by
                                             Washington, DC 20590.                                   sponsor, and the respondent is not                    any of the following methods:
                                                • Hand Delivery: 1200 New Jersey                     required to respond to, an information                   • Agency Web site: http://
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                                             Avenue SE., Room W12–140,                               collection unless it displays a currently             www.federalreserve.gov. Follow the
                                             Washington, DC 20590, between 9 a.m.                    valid OMB control number. On July 5,                  instructions for submitting comments at:
                                             and 5 p.m., Monday through Friday,                      2016, the agencies, under the auspices                http://www.federalreserve.gov/apps/
                                             except Federal Holidays.                                of the Federal Financial Institutions                 foia/proposedregs.aspx.
                                                Communications received by                           Examination Council (FFIEC), requested                   • Federal eRulemaking Portal: http://
                                             November 14, 2016 will be considered                    public comment for 60 days (81 FR                     www.regulations.gov. Follow the
                                             by FRA before final action is taken.                    43605) on a proposal to extend, with                  instructions for submitting comments.


                                        VerDate Sep<11>2014   14:07 Oct 12, 2016   Jkt 241001   PO 00000   Frm 00076   Fmt 4703   Sfmt 4703   E:\FR\FM\13OCN1.SGM   13OCN1


                                             70740                       Federal Register / Vol. 81, No. 198 / Thursday, October 13, 2016 / Notices

                                                • Email: regs.comments@                              to the FFIEC 102 discussed in this                      Estimated Total Annual Burden: 48
                                             federalreserve.gov. Include reporting                   notice, please contact any of the agency              burden hours to file.
                                             form number in the subject line of the                  clearance officers whose names appear
                                                                                                                                                           General Description of Report
                                             message.                                                below. In addition, copies of the FFIEC
                                                • Fax: (202) 452–3819 or (202) 452–                  102 reporting form and instructions are                  This quarterly information collection
                                             3102.                                                   available on the FFIEC’s Web site                     is mandatory for market risk
                                                • Mail: Robert deV. Frierson,                        (http://www.ffiec.gov/ffiec_report_                   institutions, defined for this purpose as
                                             Secretary, Board of Governors of the                    forms.htm).                                           those institutions that are subject to the
                                             Federal Reserve System, 20th Street and                   OCC: Shaquita Merritt, OCC Clearance                market risk capital rule as incorporated
                                             Constitution Avenue NW., Washington,                    Officer, (202) 649–5490, or for persons               into Subpart F of the agencies’
                                             DC 20551.                                               who are deaf or hard of hearing, TTY,                 regulatory capital rules (market risk
                                                All public comments are available                    (202) 649–5597, Legislative and                       institutions).1 All data reported in the
                                             from the Board’s Web site at http://                    Regulatory Activities Division, Office of             FFIEC 102 are available to the public.
                                             www.federalreserve.gov/apps/foia/                       the Comptroller of the Currency, 400 7th              Each market risk institution is required
                                             proposedregs.aspx as submitted, unless                  Street SW., Washington, DC 20219.                     to file the FFIEC 102 for the agencies’
                                             modified for technical reasons.                           Board: Nuha Elmaghrabi, Federal                     use in assessing the reasonableness and
                                             Accordingly, your comments will not be                  Reserve Board Clearance Officer, (202)                accuracy of the institution’s calculation
                                             edited to remove any identifying or                     452–3884, Office of the Chief Data                    of its minimum capital requirements
                                             contact information. Public comments                    Officer, Board of Governors of the                    under the market risk capital rule and
                                             may also be viewed electronically or in                 Federal Reserve System, 20th and C                    in evaluating the institution’s capital in
                                             paper in Room 3515, 1801 K Street                       Streets NW., Washington, DC 20551.                    relation to its risks. Additionally, the
                                             (between 18th and 19th Streets), NW.,                   Telecommunications Device for the Deaf                market risk information collected in the
                                             Washington, DC 20006, between 9:00                      (TDD) users may call (202) 263–4869.                  FFIEC 102: (a) Permits the agencies to
                                             a.m. and 5:00 p.m. on weekdays.                           FDIC: Manuel E. Cabeza, Counsel,                    monitor the market risk profile of and
                                                FDIC: You may submit comments,                       (202) 898–3767, Legal Division, Federal               evaluate the impact and competitive
                                             which should refer to ‘‘FFIEC 102,’’ by                 Deposit Insurance Corporation, 550 17th               implications of the market risk capital
                                             any of the following methods:                           Street NW., Washington, DC 20429.                     rule on individual market risk
                                                • Agency Web site: https://                          SUPPLEMENTARY INFORMATION: The                        institutions and the industry as a whole;
                                             www.fdic.gov/regulations/laws/federal/.                 agencies are proposing to revise and                  (b) provides the most current statistical
                                             Follow the instructions for submitting                  extend for three years the FFIEC 102,                 data available to identify areas of market
                                             comments on the FDIC Web site.                          which is currently an approved                        risk on which to focus for onsite and
                                                • Federal eRulemaking Portal: http://                collection of information for each                    offsite examinations; (c) allows the
                                             www.regulations.gov. Follow the                         agency:                                               agencies to assess and monitor the
                                             instructions for submitting comments.                     Report Title: Market Risk Regulatory                levels and components of each reporting
                                                • Email: comments@FDIC.gov.                          Report for Institutions Subject to the                institution’s risk-based capital
                                             Include ‘‘FFIEC 102’’ in the subject line               Market Risk Capital Rule.                             requirements for market risk and the
                                             of the message.                                           Form Number: FFIEC 102.                             adequacy of the institution’s capital
                                                                                                       Frequency of Response: Quarterly.
                                                • Mail: Manuel E. Cabeza, Counsel,                     Affected Public: Business or other for-             under the market risk capital rule; and
                                             Room MB–3007, Attn: Comments,                           profit.                                               (d) assists market risk institutions in
                                             Federal Deposit Insurance Corporation,                                                                        validating their implementation of the
                                             550 17th Street NW., Washington, DC                     OCC                                                   market risk framework.
                                             20429.                                                    OMB Control No.: 1557–0325.                         Current Actions
                                                • Hand Delivery: Comments may be                       Estimated Number of Respondents: 12
                                             hand delivered to the guard station at                  national banks and federal savings                       On July 5, 2016, the agencies
                                             the rear of the 550 17th Street Building                associations.                                         published a notice in the Federal
                                             (located on F Street) on business days                    Estimated Burden per Response: 12                   Register 2 and requested comment on a
                                             between 7:00 a.m. and 5:00 p.m.                         burden hours per quarter to file.                     proposal to revise the FFIEC 102
                                                Public Inspection: All comments                        Estimated Total Annual Burden: 576                  effective December 31, 2016, to (1) have
                                             received will be posted without change                  burden hours to file.                                 a market risk institution provide its
                                             to https://www.fdic.gov/regulations/                                                                          Legal Entity Identifier (LEI) on the
                                                                                                     Board
                                             laws/federal/ including any personal                                                                          reporting form, only if the institution
                                             information provided. Paper copies of                     OMB Control No.: 7100–0365.                         already has an LEI, and (2) add U.S.
                                             public comments may be requested from                     Estimated Number of Respondents: 31                 Intermediate Holding Companies to the
                                             the FDIC Public Information Center by                   state member banks, bank holding                      Board’s respondent panel. The comment
                                             telephone at (877) 275–3342 or (703)                    companies, savings and loan holding
                                             562–2200.                                               companies, and intermediate holding                     1 12 CFR 3.201 (OCC); 12 CFR 217.201 (Board);

                                                Additionally, commenters may send a                  companies.                                            and 12 CFR 324.201 (FDIC). The market risk capital
                                             copy of their comments to the OMB                         Estimated Burden per Response: 12                   rule generally applies to any banking institution
                                             desk officer for the agencies by mail to                burden hours per quarter to file.                     with aggregate trading assets and trading liabilities
                                                                                                       Estimated Total Annual Burden:                      equal to (a) 10 percent or more of quarter-end total
                                             the Office of Information and Regulatory                                                                      assets or (b) $1 billion or more. The statutory
                                             Affairs, U.S. Office of Management and                  1,488 burden hours to file.                           provisions that grant the agencies the authority to
                                             Budget, New Executive Office Building,                  FDIC                                                  impose capital reporting requirements are 12 U.S.C.
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                                                                                                                                                           161 (national banks), 12 U.S.C. 324 (state member
                                             Room 10235, 725 17th Street NW.,                          OMB Control No.: 3064–0199.                         banks), 12 U.S.C. 1844(c) (bank holding companies),
                                             Washington, DC 20503; by fax to (202)                     Estimated Number of Respondents: 1                  12 U.S.C. 1467a(b) (savings and loan holding
                                             395–6974; or by email to oira_                          insured state nonmember bank or state                 companies), 12 U.S.C. 5365 (U.S. intermediate
                                             submission@omb.eop.gov.                                                                                       holding companies), 12 U.S.C. 1817 (insured state
                                                                                                     savings association.                                  nonmember commercial and savings banks), and 12
                                             FOR FURTHER INFORMATION CONTACT: For                      Estimated Burden per Response: 12                   U.S.C. 1464 (savings associations).
                                             further information about the revisions                 burden hours per quarter to file.                       2 81 FR 43605 (July 5, 2016).




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                                                                         Federal Register / Vol. 81, No. 198 / Thursday, October 13, 2016 / Notices                                               70741

                                             period for this notice ended on                               Notice and request for
                                                                                                     ACTION:                                               Social Security Administration. Forms
                                             September 6, 2016.                                      comments.                                             W–2c, W–3c and W–3cPR are used to
                                               The agencies did not receive any                                                                            correct previously filed Forms W–2,
                                             comments. The agencies are now                          SUMMARY:   The Department of the                      W–3, and W–3PR.
                                             submitting a request to OMB for review                  Treasury, as part of its continuing effort
                                                                                                     to reduce paperwork and respondent                       Current Actions: There are changes in
                                             and approval of the extension, with                                                                           the paperwork burden previously
                                             revision, of the FFIEC 102 that                         burden, invites the general public and
                                                                                                     other Federal agencies to take this                   approved by OMB.
                                             incorporates the two changes proposed
                                             in the July 5 notice.                                   opportunity to comment on proposed                       Type of Review: Revision of a
                                                                                                     and/or continuing information                         currently approved collection.
                                             Request for Comment                                     collections, as required by the                          Affected Public: Business or other for-
                                               Public comment is requested on all                    Paperwork Reduction Act of 1995,                      profit organizations and individuals, or
                                             aspects of this joint notice. Comments                  Public Law 104–13 (44 U.S.C.                          households, not-for-profit institutions,
                                             are invited on:                                         3506(c)(2)(A)). Currently, the IRS is                 farms, and Federal, state local or tribal
                                               (a) Whether the collections of                        soliciting comments concerning Forms                  governments.
                                             information that are the subject of this                W–2, W–2c, W–2AS, W–2GU, W–2VI,
                                             notice are necessary for the proper                     W–3, W–3c, W–3cPR, W–3PR, and                            Estimated Number of Respondents:
                                             performance of the agencies’ functions,                 W–3SS.                                                253,950,820.
                                             including whether the information has                   DATES: Written comments should be                        Estimated Time per Respondent:
                                             practical utility;                                      received on or before December 12, 2016               Varies.
                                               (b) The accuracy of the agencies’                     to be assured of consideration.                          Estimated Total Annual Burden
                                             estimates of the burden of the                          ADDRESSES: Direct all written comments                Hours: 1.
                                             information collections as they are                     to Tuawana Pinkston, Internal Revenue
                                             proposed to be revised, including the                                                                            The following paragraph applies to all
                                                                                                     Service, Room 6526, 1111 Constitution                 of the collections of information covered
                                             validity of the methodology and                         Avenue NW., Washington, DC 20224.
                                             assumptions used;                                                                                             by this notice:
                                                                                                     FOR FURTHER INFORMATION CONTACT:
                                               (c) Ways to enhance the quality,                                                                               An agency may not conduct or
                                             utility, and clarity of the information to              Requests for additional information or
                                                                                                                                                           sponsor, and a person is not required to
                                             be collected;                                           copies of the collection tools should be
                                                                                                     directed to Sara Covington, Internal                  respond to, a collection of information
                                               (d) Ways to minimize the burden of                                                                          unless the collection of information
                                             information collections on respondents,                 Revenue Service, Room 6526, 1111
                                                                                                     Constitution Avenue NW., Washington,                  displays a valid OMB control number.
                                             including through the use of automated                                                                        Books or records relating to a collection
                                             collection techniques or other forms of                 DC 20224, or through the internet at
                                                                                                     Sara.L.Covington@irs.gov.                             of information must be retained as long
                                             information technology; and                                                                                   as their contents may become material
                                               (e) Estimates of capital or start-up                  SUPPLEMENTARY INFORMATION: Currently,
                                                                                                                                                           in the administration of any internal
                                             costs and costs of operation,                           the IRS is seeking comments concerning
                                                                                                                                                           revenue law. Generally, tax returns and
                                             maintenance, and purchase of services                   the following information collection
                                                                                                                                                           tax return information are confidential,
                                             to provide the information.                             tools, reporting, and record-keeping
                                                                                                                                                           as required by 26 U.S.C. 6103.
                                               Comments submitted in response to                     requirements:
                                             this joint notice will be shared among                    Title: W–2 (Wage and Tax Statement),                   Request for Comments: Comments
                                             the agencies. All comments will become                  W–2c (Corrected Wage and Tax                          submitted in response to this notice will
                                             a matter of public record.                              Statement). W–2AS (American Samoa                     be summarized and/or included in the
                                                                                                     Wage and Tax Statement), W–2GU                        request for OMB approval. All
                                               Dated: October 5, 2016.
                                                                                                     (Guam Wage and Tax Statement),                        comments will become a matter of
                                             Karen Solomon,
                                                                                                     W–2VI (U.S. Virgin Islands Wage and                   public record. Comments are invited on:
                                             Deputy Chief Counsel, Office of the                                                                           (a) Whether the collection of
                                                                                                     Tax Statement), W–3 (Transmittal of
                                             Comptroller of the Currency.
                                                                                                     Wage and Tax Statements), W–3c                        information is necessary for the proper
                                               Board of Governors of the Federal Reserve                                                                   performance of the functions of the
                                                                                                     (Transmittal of Corrected Wage and Tax
                                             System, October 6, 2016.
                                                                                                     Statements), W–3PR (Informe de                        agency, including whether the
                                             Robert deV. Frierson,                                                                                         information shall have practical utility;
                                                                                                     Comprobantes de Retencio’n
                                             Secretary of the Board.                                 Transmittal of Withholding Statements,                (b) the accuracy of the agency’s estimate
                                               Dated at Washington, DC, this 6th day of              W–3c PR (TRANSMISION DE                               of the burden of the collection of
                                             October, 2016.                                          COMPROBANTES DE RETENCIO’N                            information; (c) ways to enhance the
                                               Federal Deposit Insurance Corporation.                                                                      quality, utility, and clarity of the
                                                                                                     CORREGIDOS, Transmittal of Corrected
                                             Valerie J. Best,                                        Wage and Tax Statements), and W–3SS                   information to be collected; (d) ways to
                                             Assistant Executive Secretary.                          (Transmittal of Wage and Tax                          minimize the burden of the collection of
                                             [FR Doc. 2016–24756 Filed 10–12–16; 8:45 am]            Statements).                                          information on respondents, including
                                             BILLING CODE 4810–33–P; 6210–01–P; 6714–01–P              OMB Number: 1545–0008.                              through the use of automated collection
                                                                                                       Form Numbers: Forms W–2, W–2c,                      techniques or other forms of information
                                                                                                     W–2AS, W–2GU, W–2VI, W–3, W–3c,                       technology; and (e) estimates of capital
                                             DEPARTMENT OF THE TREASURY                              W–3cPR, W–3PR, and W–3SS.                             or start-up costs and costs of operation,
                                                                                                       Abstract: Employers report income                   maintenance, and purchase of services
                                             Internal Revenue Service
Lhorne on DSK30JT082PROD with NOTICES




                                                                                                     and withholding information on Form                   to provide information.
                                                                                                     W–2. Individuals use Form W–2 to                        Approved: September 22, 2016.
                                             Proposed Collection; Comment
                                                                                                     prepare their income tax returns. Forms
                                             Request for Information Collection                                                                            Tuawana Pinkston,
                                                                                                     W–2AS, W–2GU and W–2VI are
                                             Tools                                                                                                         IRS Supervisory Tax Analyst.
                                                                                                     variations of Form W–2 for use in U.S.
                                             AGENCY: Internal Revenue Service (IRS),                 possessions. The Form W–3 series is                   [FR Doc. 2016–24665 Filed 10–12–16; 8:45 am]
                                             Treasury.                                               used to transmit W–2 series forms to the              BILLING CODE 4830–01–P




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Document Created: 2016-10-13 00:53:54
Document Modified: 2016-10-13 00:53:54
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of information collections to be submitted to the Office of Management and Budget (OMB) for review and approval under the Paperwork Reduction Act of 1995 (PRA).
DatesComments must be submitted on or before November 14, 2016.
ContactFor further information about the revisions to the FFIEC 102 discussed in this notice, please contact any of the agency clearance officers whose names appear below. In addition, copies of the FFIEC 102 reporting form and instructions are available on the FFIEC's Web site (http://www.ffiec.gov/ffiec_report_forms.htm).
FR Citation81 FR 70739 

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