81_FR_71764 81 FR 71564 - Qualification of Drivers; Exemption Applications; Epilepsy and Seizure Disorders

81 FR 71564 - Qualification of Drivers; Exemption Applications; Epilepsy and Seizure Disorders

DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration

Federal Register Volume 81, Issue 200 (October 17, 2016)

Page Range71564-71566
FR Document2016-24966

FMCSA announces its decision to renew exemptions of three individuals from the requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) that interstate commercial motor vehicle (CMV) drivers have ``no established medical history or clinical diagnosis of epilepsy or any other condition which is likely to cause loss of consciousness or any loss of ability to control a CMV.'' The exemptions enable these individuals who have had one or more seizures and are taking anti-seizure medication to continue to operate CMVs in interstate commerce.

Federal Register, Volume 81 Issue 200 (Monday, October 17, 2016)
[Federal Register Volume 81, Number 200 (Monday, October 17, 2016)]
[Notices]
[Pages 71564-71566]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-24966]


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DEPARTMENT OF TRANSPORTATION

Federal Motor Carrier Safety Administration

[Docket No. FMCSA-2014-0212]


Qualification of Drivers; Exemption Applications; Epilepsy and 
Seizure Disorders

AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.

ACTION: Notice of renewal of exemptions; request for comments.

-----------------------------------------------------------------------

SUMMARY: FMCSA announces its decision to renew exemptions of three 
individuals from the requirement in the Federal Motor Carrier Safety 
Regulations (FMCSRs) that interstate commercial motor vehicle (CMV) 
drivers have ``no established medical history or clinical diagnosis of 
epilepsy or any other condition which is likely to cause loss of 
consciousness or any loss of ability to control a CMV.'' The exemptions 
enable these individuals who have had one or more seizures and are 
taking anti-seizure medication to continue to operate CMVs in 
interstate commerce.

DATES: The exemptions were effective on August 28, 2016. The exemptions 
will expire on August 28, 2018. Comments must be received on or before 
November 16, 2016.

ADDRESSES: You may submit comments bearing the Federal Docket 
Management System (FDMS) Docket No. FMCSA-2014-0212 using any of the 
following methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov. Follow the online instructions for submitting 
comments.
     Mail: Docket Management Facility; U.S. Department of 
Transportation, 1200 New Jersey Avenue SE., West Building Ground Floor, 
Room W12-140, Washington, DC 20590-0001.
     Hand Delivery: West Building Ground Floor, Room W12-140, 
1200 New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m., 
Monday through Friday, except Federal Holidays.
     Fax: 1-202-493-2251.
    Instructions: Each submission must include the Agency name and the 
docket number(s) for this notice. Note that all comments received will 
be posted without change to http://www.regulations.gov, including any 
personal information provided. Please see the Privacy Act heading below 
for further information.
    Docket: For access to the docket to read background documents or

[[Page 71565]]

comments, go to http://www.regulations.gov at any time or Room W12-140 
on the ground level of the West Building, 1200 New Jersey Avenue SE., 
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, 
except Federal holidays. The FDMS is available 24 hours each day, 365 
days each year. If you want acknowledgment that we received your 
comments, please include a self-addressed, stamped envelope or postcard 
or print the acknowledgement page that appears after submitting 
comments online.
    Privacy Act: In accordance with 5 U.S.C. 553(c), DOT solicits 
comments from the public to better inform its rulemaking process. DOT 
posts these comments, without edit, including any personal information 
the commenter provides, to http://www.regulations.gov, as described in 
the system of records notice (DOT/ALL-14 FDMS), which can be reviewed 
at http://www.dot.gov/privacy.

FOR FURTHER INFORMATION CONTACT: Ms. Christine A. Hydock, Chief, 
Medical Programs Division, 202-366-4001, [email protected], FMCSA, 
Department of Transportation, 1200 New Jersey Avenue SE., Room W64-224, 
Washington, DC 20590-0001. Office hours are from 8:30 a.m. to 5 p.m., 
e.t., Monday through Friday, except Federal holidays. If you have 
questions regarding viewing or submitting material to the docket, 
contact Docket Services, telephone (202) 366-9826.

SUPPLEMENTARY INFORMATION: 

I. Background

    Under 49 U.S.C. 31136(e) and 31315, FMCSA may grant an exemption 
for two years if it finds ``such exemption would likely achieve a level 
of safety that is equivalent to or greater than the level that would be 
achieved absent such exemption.'' The statute also allows the Agency to 
renew exemptions at the end of the two-year period.
    The physical qualification standard for drivers regarding epilepsy 
found in 49 CFR 391.41(b)(8) states that a person is physically 
qualified to drive a CMV if that person:

    Has no established medical history or clinical diagnosis of 
epilepsy or any other condition which is likely to cause the loss of 
consciousness or any loss of ability to control a CMV.

    In addition to the regulations, FMCSA has published advisory 
criteria to assist Medical Examiners in determining whether drivers 
with certain medical conditions are qualified to operate a CMV in 
interstate commerce. [49 CFR part 391, APPENDIX A TO PART 391--MEDICAL 
ADVISORY CRITERIA, section H. Epilepsy: Sec.  391.41(b)(8), paragraphs 
3, 4, and 5.]
    The three individuals listed in this notice have requested renewal 
of their exemptions from the Epilepsy and Seizure Disorders prohibition 
in 49 CFR 391.41(b)(8), in accordance with FMCSA procedures. 
Accordingly, FMCSA has evaluated these applications for renewal on 
their merits and decided to extend each exemption for a renewable two-
year period.

II. Request for Comments

    Interested parties or organizations possessing information that 
would otherwise show that any, or all, of these drivers are not 
currently achieving the statutory level of safety should immediately 
notify FMCSA. The Agency will evaluate any adverse evidence submitted 
and, if safety is being compromised or if continuation of the exemption 
would not be consistent with the goals and objectives of 49 U.S.C. 
31136(e) and 31315, FMCSA will take immediate steps to revoke the 
exemption of a driver.

III. Basis for Renewing Exemptions

    Under 49 U.S.C. 31315(b)(1), an exemption may be granted for no 
longer than two years from its approval date and may be renewed upon 
application. In accordance with 49 U.S.C. 31136(e) and 31315, each of 
the three applicants has satisfied the conditions for obtaining an 
exemption from the Epilepsy and Seizure Disorder requirements and were 
published in the Federal Register (79 FR 73394). In addition, for 
Commercial Driver's License (CDL) holders, the Commercial Driver's 
License information System (CDLIS) and the Motor Carrier Management 
Information System (MCMIS) are searched for crash and violation data. 
For non-CDL holders, the Agency reviews the driving records from the 
State Driver's Licensing Agency (SDLA). These factors provide an 
adequate basis for predicting each driver's ability to continue to 
safely operate a CMV in interstate commerce.
    The three drivers in this notice remain in good standing with the 
Agency, have maintained their medical monitoring and have not exhibited 
any medical issues that would compromise their ability to safely 
operate a CMV during the previous two-year exemption period. FMCSA has 
concluded that renewing the exemptions for each of these applicants is 
likely to achieve a level of safety equal to that existing without the 
exemption. Therefore, FMCSA has decided to renew each exemption for a 
two-year period. In accordance with 49 U.S.C. 31136(e) and 31315, each 
driver has received a renewed exemption.
    As of August 28, 2016, the following three individuals have 
satisfied the renewal conditions for obtaining an exemption from the 
Epilepsy and Seizure Disorders prohibition in 49 CFR 391.41(b)(8), from 
driving CMVs in interstate commerce (79 FR 73394): Peter Bender (MN); 
Terry Hamby (NC); and Louis Lerch (IA).
    These drivers were included in FMCSA-2014-0212. The exemptions were 
effective on August 28, 2016, and will expire on August 28, 2018.

IV. Conditions and Requirements

    The exemptions are extended subject to the following conditions: 
(1) Each driver must remain seizure-free and maintain a stable 
treatment during the two-year exemption period; (2) each driver must 
submit annual reports from their treating physicians attesting to the 
stability of treatment and that the driver has remained seizure-free; 
(3) each driver must undergo an annual medical examination by a 
certified Medical Examiner, as defined by 49 CFR 390.5; and (4) each 
driver must provide a copy of the annual medical certification to the 
employer for retention in the driver's qualification file, or keep a 
copy of his/her driver's qualification file if he/she is self-employed. 
The driver must also have a copy of the exemption when driving, for 
presentation to a duly authorized Federal, State, or local enforcement 
official. The exemption will be rescinded if: (1) The person fails to 
comply with the terms and conditions of the exemption; (2) the 
exemption has resulted in a lower level of safety than was maintained 
before it was granted; or (3) continuation of the exemption would not 
be consistent with the goals and objectives of 49 U.S.C. 31136(e) and 
31315.

V. Preemption

    During the period the exemption is in effect, no State shall 
enforce any law or regulation that conflicts with this exemption with 
respect to a person operating under the exemption.

VI. Conclusion

    Based upon its evaluation of the three exemption applications, 
FMCSA renews the exemptions of the aforementioned drivers from the 
Epilepsy and Seizure Disorders requirement in 49 CFR 391.41 (b)(8). In 
accordance with 49 U.S.C. 31136(e) and 31315, each exemption will be 
valid for two years unless revoked earlier by FMCSA.


[[Page 71566]]


    Issued on: October 7, 2016.
Larry W. Minor,
Associate Administrator for Policy.
[FR Doc. 2016-24966 Filed 10-14-16; 8:45 am]
 BILLING CODE 4910-EX-P



                                                  71564                        Federal Register / Vol. 81, No. 200 / Monday, October 17, 2016 / Notices

                                                  click on the ‘‘Live Video’’ link under                    • Fax: Fax comments to Docket                       DEPARTMENT OF TRANSPORTATION
                                                  ‘‘Information Center’’ at the left side of              Operations at 202–493–2251.
                                                  the home page beginning at 10:00 a.m.                                                                         Federal Motor Carrier Safety
                                                                                                            Privacy: In accordance with 5 U.S.C.
                                                  on October 25, 2016. The Board also                                                                           Administration
                                                                                                          553(c), DOT solicits comments from the
                                                  intends to hold a public hearing on the                 public to better inform its rulemaking                [Docket No. FMCSA–2014–0212]
                                                  report for all stakeholders and interested
                                                                                                          process. DOT posts these comments,
                                                  parties to participate in this important                                                                      Qualification of Drivers; Exemption
                                                                                                          without edit, including any personal
                                                  discourse. The date of that hearing will                                                                      Applications; Epilepsy and Seizure
                                                  be announced in a subsequent Board                      information the commenter provides, to
                                                                                                          http://www.regulations.gov, as                        Disorders
                                                  decision.
                                                                                                          described in the system of records                    AGENCY: Federal Motor Carrier Safety
                                                    Decided: October 12, 2016.                            notice (DOT/ALL–14 FDMS), which can                   Administration (FMCSA), DOT.
                                                    By the Board, Rachel D. Campbell,                     be reviewed at http://www.dot.gov/
                                                  Director, Office of Proceedings.                                                                              ACTION: Notice of renewal of
                                                                                                          privacy.                                              exemptions; request for comments.
                                                  Kenyatta Clay,
                                                  Clearance Clerk.
                                                                                                            Docket: Background documents or
                                                                                                          comments received may be read at                      SUMMARY:   FMCSA announces its
                                                  [FR Doc. 2016–25020 Filed 10–14–16; 8:45 am]                                                                  decision to renew exemptions of three
                                                                                                          http://www.regulations.gov at any time.
                                                  BILLING CODE 4915–01–P
                                                                                                          Follow the online instructions for                    individuals from the requirement in the
                                                                                                          accessing the docket or go to the Docket              Federal Motor Carrier Safety
                                                                                                                                                                Regulations (FMCSRs) that interstate
                                                                                                          Operations in Room W12–140 of the
                                                  DEPARTMENT OF TRANSPORTATION                                                                                  commercial motor vehicle (CMV)
                                                                                                          West Building Ground Floor at 1200
                                                                                                                                                                drivers have ‘‘no established medical
                                                  Federal Aviation Administration                         New Jersey Avenue SE., Washington,                    history or clinical diagnosis of epilepsy
                                                                                                          DC, between 9 a.m. and 5 p.m., Monday                 or any other condition which is likely
                                                  [Summary Notice No. 2016–102]                           through Friday, except Federal holidays.              to cause loss of consciousness or any
                                                  Petition for Exemption; Summary of                      FOR FURTHER INFORMATION CONTACT:                      loss of ability to control a CMV.’’ The
                                                  Petition Received; 501ZD                                Deana Stedman, ANM–113, Federal                       exemptions enable these individuals
                                                                                                          Aviation Administration, 1601 Lind                    who have had one or more seizures and
                                                  AGENCY: Federal Aviation                                Avenue SW., Renton, WA 98057–3356,                    are taking anti-seizure medication to
                                                  Administration (FAA), DOT.                                                                                    continue to operate CMVs in interstate
                                                                                                          email deana.stedman@faa.gov, phone
                                                  ACTION: Notice.                                         (425) 227–2148.                                       commerce.
                                                                                                                                                                DATES: The exemptions were effective
                                                  SUMMARY:   This notice contains a                         This notice is published pursuant to
                                                                                                                                                                on August 28, 2016. The exemptions
                                                  summary of a petition seeking relief                    14 CFR 11.85.
                                                                                                                                                                will expire on August 28, 2018.
                                                  from specified requirements of Title 14                   Issued in Washington, DC, on October 3,             Comments must be received on or
                                                  of the Code of Federal Regulations. The                 2016.                                                 before November 16, 2016.
                                                  purpose of this notice is to improve the
                                                                                                          Lirio Liu,                                            ADDRESSES: You may submit comments
                                                  public’s awareness of, and participation
                                                  in, the FAA’s exemption process.                        Director, Office of Rulemaking.                       bearing the Federal Docket Management
                                                  Neither publication of this notice nor                                                                        System (FDMS) Docket No. FMCSA–
                                                                                                          Petition for Exemption                                2014–0212 using any of the following
                                                  the inclusion or omission of information
                                                  in the summary is intended to affect the                  Docket No.: FAA–2016–6880.                          methods:
                                                  legal status of the petition or its final                                                                       • Federal eRulemaking Portal: Go to
                                                                                                            Petitioner: 501ZD.                                  http://www.regulations.gov. Follow the
                                                  disposition.
                                                                                                            Section of 14 CFR Affected:                         online instructions for submitting
                                                  DATES: Comments on this petition must                   § 25.841(a).                                          comments.
                                                  identify the petition docket number and
                                                                                                            Description of Relief Sought: 501ZD                   • Mail: Docket Management Facility;
                                                  must be received on or before November                                                                        U.S. Department of Transportation, 1200
                                                  7, 2016.                                                has requested that the FAA allow a
                                                                                                          Cessna Citation 500 airplane to operate               New Jersey Avenue SE., West Building
                                                  ADDRESSES: Send comments identified                                                                           Ground Floor, Room W12–140,
                                                                                                          to a maximum cruise altitude of 41,000
                                                  by docket number FAA–2016–6880                                                                                Washington, DC 20590–0001.
                                                                                                          feet without incorporating the
                                                  using any of the following methods:                                                                             • Hand Delivery: West Building
                                                                                                          provisions of Cessna/Textron Service
                                                     • Federal eRulemaking Portal: Go to                                                                        Ground Floor, Room W12–140, 1200
                                                  http://www.regulations.gov and follow                   Bulletin SB500–21–9. This would result                New Jersey Avenue SE., Washington,
                                                  the online instructions for sending your                in a maximum cabin pressure altitude of               DC, between 9 a.m. and 5 p.m., Monday
                                                  comments electronically.                                10,000 feet during 14 CFR part 91                     through Friday, except Federal
                                                     • Mail: Send comments to Docket                      operations. Section 25.841(a) allows a                Holidays.
                                                  Operations, M–30; U.S. Department of                    maximum cabin pressure altitude of not                  • Fax: 1–202–493–2251.
                                                  Transportation (DOT), 1200 New Jersey                   more than 8,000 feet under normal                       Instructions: Each submission must
                                                  Avenue SE., Room W12–140, West                          operating conditions.                                 include the Agency name and the
                                                  Building Ground Floor, Washington, DC                   [FR Doc. 2016–24962 Filed 10–14–16; 8:45 am]          docket number(s) for this notice. Note
                                                  20590–0001.                                                                                                   that all comments received will be
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                                                                          BILLING CODE 4910–13–P
                                                     • Hand Delivery or Courier: Take                                                                           posted without change to http://
                                                  comments to Docket Operations in                                                                              www.regulations.gov, including any
                                                  Room W12–140 of the West Building                                                                             personal information provided. Please
                                                  Ground Floor at 1200 New Jersey                                                                               see the Privacy Act heading below for
                                                  Avenue SE., Washington, DC, between 9                                                                         further information.
                                                  a.m. and 5 p.m., Monday through                                                                                 Docket: For access to the docket to
                                                  Friday, except Federal holidays.                                                                              read background documents or


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                                                                               Federal Register / Vol. 81, No. 200 / Monday, October 17, 2016 / Notices                                            71565

                                                  comments, go to http://                                 part 391, APPENDIX A TO PART 391—                     exemption for a two-year period. In
                                                  www.regulations.gov at any time or                      MEDICAL ADVISORY CRITERIA,                            accordance with 49 U.S.C. 31136(e) and
                                                  Room W12–140 on the ground level of                     section H. Epilepsy: § 391.41(b)(8),                  31315, each driver has received a
                                                  the West Building, 1200 New Jersey                      paragraphs 3, 4, and 5.]                              renewed exemption.
                                                  Avenue SE., Washington, DC, between 9                     The three individuals listed in this                  As of August 28, 2016, the following
                                                  a.m. and 5 p.m., Monday through                         notice have requested renewal of their                three individuals have satisfied the
                                                  Friday, except Federal holidays. The                    exemptions from the Epilepsy and                      renewal conditions for obtaining an
                                                  FDMS is available 24 hours each day,                    Seizure Disorders prohibition in 49 CFR               exemption from the Epilepsy and
                                                  365 days each year. If you want                         391.41(b)(8), in accordance with                      Seizure Disorders prohibition in 49 CFR
                                                  acknowledgment that we received your                    FMCSA procedures. Accordingly,                        391.41(b)(8), from driving CMVs in
                                                  comments, please include a self-                        FMCSA has evaluated these                             interstate commerce (79 FR 73394):
                                                  addressed, stamped envelope or                          applications for renewal on their merits              Peter Bender (MN); Terry Hamby (NC);
                                                  postcard or print the acknowledgement                   and decided to extend each exemption                  and Louis Lerch (IA).
                                                  page that appears after submitting                      for a renewable two-year period.                        These drivers were included in
                                                  comments online.                                        II. Request for Comments                              FMCSA–2014–0212. The exemptions
                                                     Privacy Act: In accordance with 5                                                                          were effective on August 28, 2016, and
                                                  U.S.C. 553(c), DOT solicits comments                       Interested parties or organizations
                                                                                                          possessing information that would                     will expire on August 28, 2018.
                                                  from the public to better inform its
                                                  rulemaking process. DOT posts these                     otherwise show that any, or all, of these             IV. Conditions and Requirements
                                                  comments, without edit, including any                   drivers are not currently achieving the
                                                                                                          statutory level of safety should                        The exemptions are extended subject
                                                  personal information the commenter                                                                            to the following conditions: (1) Each
                                                  provides, to http://www.regulations.gov,                immediately notify FMCSA. The
                                                                                                          Agency will evaluate any adverse                      driver must remain seizure-free and
                                                  as described in the system of records                                                                         maintain a stable treatment during the
                                                  notice (DOT/ALL–14 FDMS), which can                     evidence submitted and, if safety is
                                                                                                          being compromised or if continuation of               two-year exemption period; (2) each
                                                  be reviewed at http://www.dot.gov/                                                                            driver must submit annual reports from
                                                  privacy.                                                the exemption would not be consistent
                                                                                                          with the goals and objectives of 49                   their treating physicians attesting to the
                                                  FOR FURTHER INFORMATION CONTACT: Ms.                    U.S.C. 31136(e) and 31315, FMCSA will                 stability of treatment and that the driver
                                                  Christine A. Hydock, Chief, Medical                     take immediate steps to revoke the                    has remained seizure-free; (3) each
                                                  Programs Division, 202–366–4001,                        exemption of a driver.                                driver must undergo an annual medical
                                                  fmcsamedical@dot.gov, FMCSA,                                                                                  examination by a certified Medical
                                                  Department of Transportation, 1200                      III. Basis for Renewing Exemptions                    Examiner, as defined by 49 CFR 390.5;
                                                  New Jersey Avenue SE., Room W64–                           Under 49 U.S.C. 31315(b)(1), an                    and (4) each driver must provide a copy
                                                  224, Washington, DC 20590–0001.                         exemption may be granted for no longer                of the annual medical certification to
                                                  Office hours are from 8:30 a.m. to 5                    than two years from its approval date                 the employer for retention in the
                                                  p.m., e.t., Monday through Friday,                      and may be renewed upon application.                  driver’s qualification file, or keep a copy
                                                  except Federal holidays. If you have                    In accordance with 49 U.S.C. 31136(e)                 of his/her driver’s qualification file if
                                                  questions regarding viewing or                          and 31315, each of the three applicants               he/she is self-employed. The driver
                                                  submitting material to the docket,                      has satisfied the conditions for                      must also have a copy of the exemption
                                                  contact Docket Services, telephone (202)                obtaining an exemption from the                       when driving, for presentation to a duly
                                                  366–9826.                                               Epilepsy and Seizure Disorder                         authorized Federal, State, or local
                                                  SUPPLEMENTARY INFORMATION:                              requirements and were published in the                enforcement official. The exemption
                                                                                                          Federal Register (79 FR 73394). In                    will be rescinded if: (1) The person fails
                                                  I. Background                                           addition, for Commercial Driver’s                     to comply with the terms and
                                                     Under 49 U.S.C. 31136(e) and 31315,                  License (CDL) holders, the Commercial                 conditions of the exemption; (2) the
                                                  FMCSA may grant an exemption for two                    Driver’s License information System                   exemption has resulted in a lower level
                                                  years if it finds ‘‘such exemption would                (CDLIS) and the Motor Carrier                         of safety than was maintained before it
                                                  likely achieve a level of safety that is                Management Information System                         was granted; or (3) continuation of the
                                                  equivalent to or greater than the level                 (MCMIS) are searched for crash and                    exemption would not be consistent with
                                                  that would be achieved absent such                      violation data. For non-CDL holders, the              the goals and objectives of 49 U.S.C.
                                                  exemption.’’ The statute also allows the                Agency reviews the driving records                    31136(e) and 31315.
                                                  Agency to renew exemptions at the end                   from the State Driver’s Licensing                     V. Preemption
                                                  of the two-year period.                                 Agency (SDLA). These factors provide
                                                     The physical qualification standard                  an adequate basis for predicting each                    During the period the exemption is in
                                                  for drivers regarding epilepsy found in                 driver’s ability to continue to safely                effect, no State shall enforce any law or
                                                  49 CFR 391.41(b)(8) states that a person                operate a CMV in interstate commerce.                 regulation that conflicts with this
                                                  is physically qualified to drive a CMV                     The three drivers in this notice                   exemption with respect to a person
                                                  if that person:                                         remain in good standing with the                      operating under the exemption.
                                                     Has no established medical history or                Agency, have maintained their medical
                                                                                                                                                                VI. Conclusion
                                                  clinical diagnosis of epilepsy or any other             monitoring and have not exhibited any
                                                  condition which is likely to cause the loss of          medical issues that would compromise                    Based upon its evaluation of the three
                                                  consciousness or any loss of ability to control         their ability to safely operate a CMV                 exemption applications, FMCSA renews
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  a CMV.                                                  during the previous two-year exemption                the exemptions of the aforementioned
                                                    In addition to the regulations, FMCSA                 period. FMCSA has concluded that                      drivers from the Epilepsy and Seizure
                                                  has published advisory criteria to assist               renewing the exemptions for each of                   Disorders requirement in 49 CFR 391.41
                                                  Medical Examiners in determining                        these applicants is likely to achieve a               (b)(8). In accordance with 49 U.S.C.
                                                  whether drivers with certain medical                    level of safety equal to that existing                31136(e) and 31315, each exemption
                                                  conditions are qualified to operate a                   without the exemption. Therefore,                     will be valid for two years unless
                                                  CMV in interstate commerce. [49 CFR                     FMCSA has decided to renew each                       revoked earlier by FMCSA.


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                                                  71566                        Federal Register / Vol. 81, No. 200 / Monday, October 17, 2016 / Notices

                                                    Issued on: October 7, 2016.                           Corrections’’ (78 FR 58897; September                 smaller hazardous liquid spills or
                                                  Larry W. Minor,                                         25, 2013). PHMSA will now post the                    resulting in methane releases; (2) are
                                                  Associate Administrator for Policy.                     civil penalty framework on its Web site               ‘‘repeat offenses’’ or violations of the
                                                  [FR Doc. 2016–24966 Filed 10–14–16; 8:45 am]            in order to provide greater transparency              same safety standard in the past five
                                                  BILLING CODE 4910–EX–P
                                                                                                          regarding administrative civil penalties.             years; and (3) involve multiple instances
                                                                                                          This summary will be updated                          of the same violation. Finally, PHMSA
                                                                                                          periodically and is available at http://              recently increased its maximum civil
                                                  DEPARTMENT OF TRANSPORTATION                            www.phmsa.dot.gov. Effective October                  penalties to account for changes in
                                                                                                          17, 2016, PHMSA will also provide a                   inflation. (Pipeline Safety: Inflation
                                                  Pipeline and Hazardous Materials                        more detailed proposed civil penalty                  Adjustment of Maximum Civil
                                                  Safety Administration (PHMSA)                           calculation upon request to a                         Penalties, 81 FR 42564, June 30, 2016).
                                                  [Docket No. PHMSA–2016–0101]                            respondent, along with the violation                     Administrative civil penalties
                                                                                                          report, and any other items in the case               constitute only one of the enforcement
                                                  Pipeline Safety: General Policy                         file, as defined in 49 CFR 190.209.                   tools that PHMSA employs to promote
                                                  Statement; Civil Penalties                                 PHMSA’s proposed penalty                           compliance with the pipeline safety
                                                                                                          calculation methodology is based upon                 regulations. While PHMSA is providing
                                                  AGENCY: Pipeline and Hazardous                          49 U.S.C. 60122 and 49 CFR 190.225.                   greater transparency to the regulated
                                                  Materials Safety Administration                         The Associate Administrator must                      community, the agency retains broad
                                                  (PHMSA), DOT.                                           consider:                                             discretion in its evaluation of the
                                                  ACTION: Notice.                                            (1) The nature, circumstances and gravity          assessment considerations outlined in
                                                                                                          of the violation, including adverse impact on         its regulations. The release of these
                                                  SUMMARY:    The purpose of this policy                  the environment; (2) The degree of the                additional materials regarding the
                                                  statement is to advise pipeline owners                  respondent’s culpability; (3) The                     proposed calculation of civil penalties
                                                  and operators that the Pipeline and                     respondent’s history of prior offenses; (4)           will not otherwise alter the
                                                  Hazardous Materials Safety                              Any good faith by the respondent in                   administrative enforcement process.
                                                  Administration (PHMSA) has now made                     attempting to achieve compliance; and (5)
                                                  a civil penalty framework accessible on                 The effect on the respondent’s ability to             Civil Penalty Framework
                                                  its Web site and, effective October 17,                 continue in business. The Associate
                                                                                                          Administrator may consider: (1) The                      This summary provides a general
                                                  2016, a respondent in an enforcement                                                                          overview to assist the public in
                                                                                                          economic benefit gained from violation, if
                                                  case may request a proposed civil                                                                             understanding civil penalty
                                                                                                          readily ascertainable, without any reduction
                                                  penalty calculation related to that case.               because of subsequent damages; and (2) Such           calculations. Following an inspection or
                                                  It further advises pipeline owners and                  other matters as justice may require.                 investigation of a pipeline facility that
                                                  operators that PHMSA will, as                                                                                 reveals a probable violation, the Office
                                                  appropriate, issue higher penalties in                     Consistent with this statutory
                                                                                                          direction, enforcement personnel use a                of Pipeline Safety prepares a Violation
                                                  order to apply stronger deterrence and                                                                        Report to document the violation. For
                                                  drive down incident risk.                               proposed civil penalty calculation to
                                                                                                          document consideration of these factors               any violation that warrants a civil
                                                  DATES: A respondent in an enforcement                                                                         penalty, data from the completed
                                                                                                          and how its personnel arrive at a
                                                  case may request the proposed civil                     proposed civil penalty.                               Violation Report is used to calculate
                                                  penalty calculation associated with its                    The Pipeline Safety Act of 2011 (‘‘the             risk-based civil penalties considering
                                                  case, effective October 17, 2016. In                    2011 Act’’) increased the maximum                     the statutory assessment factors in 49
                                                  addition, the civil penalty summary                     administrative civil penalties for                    U.S.C. 60122 and 49 CFR 190.225.
                                                  attached to this policy statement is now                violation of the pipeline safety laws and                The assessment factors are listed
                                                  available on PHMSA’s Web site.                          regulations to $200,000 per violation per             below in the left side column of the
                                                  FOR FURTHER INFORMATION CONTACT: Rod                    day, with a maximum of $2,000,000 for                 table. The middle column explains the
                                                  Dyck, Enforcement Director, rod.dyck@                   a related series of violations. These                 range of potential conduct that was
                                                  dot.gov, 202–366–3844.                                  administrative civil penalty maximums                 observed by PHMSA in connection with
                                                  SUPPLEMENTARY INFORMATION: In                           apply to violations that occur or are                 the violation, generally from least to
                                                  accordance with chapter 601 of Title 49,                discovered after January 3, 2012. In                  most severe. A Violation Report must
                                                  United States Code, after notice and an                 order to apply stronger deterrence and                make a selection within this range for
                                                  opportunity for a hearing, the Associate                drive down incident risk, PHMSA                       each assessment factor. The right side
                                                  Administrator may assess a civil penalty                intends to exercise its current authority,            column provides a range for the civil
                                                  for a violation of a pipeline safety                    as appropriate, which will result in                  penalty that may be assessed under each
                                                  regulation or order (49 U.S.C. 60122). In               higher penalties across the board for any             assessment factor.
                                                  order to provide summary guidance to                    violation of Federal pipeline safety                     A civil penalty for a single violation
                                                  operators about the penalty ranges for                  standards. In addition, PHMSA will give               is arrived at by combining the amounts
                                                  proposed penalties, PHMSA currently                     greater weight to certain factors when                assigned under each assessment factor.
                                                  provides a civil penalty framework                      assessing civil penalties, specifically for           Application of the assessment factors in
                                                  upon request, as referenced in an earlier               violations that: (1) Are causal to                    an individual case will depend on the
                                                  notice ‘‘Pipeline Safety: Administrative                incidents or that increase the severity of            facts specific to that case.
                                                  Procedures; Updates and Technical                       incidents, including those involving                  BILLING CODE 4910–60–P
jstallworth on DSK7TPTVN1PROD with NOTICES




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Document Created: 2016-10-15 01:52:16
Document Modified: 2016-10-15 01:52:16
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of renewal of exemptions; request for comments.
DatesThe exemptions were effective on August 28, 2016. The exemptions will expire on August 28, 2018. Comments must be received on or before November 16, 2016.
ContactMs. Christine A. Hydock, Chief, Medical Programs Division, 202-366-4001, [email protected], FMCSA, Department of Transportation, 1200 New Jersey Avenue SE., Room W64-224, Washington, DC 20590-0001. Office hours are from 8:30 a.m. to 5 p.m., e.t., Monday through Friday, except Federal holidays. If you have questions regarding viewing or submitting material to the docket, contact Docket Services, telephone (202) 366-9826.
FR Citation81 FR 71564 

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