81_FR_72780 81 FR 72577 - Privacy Act of 1974; System of Records

81 FR 72577 - Privacy Act of 1974; System of Records

DEPARTMENT OF DEFENSE
Office of the Secretary

Federal Register Volume 81, Issue 203 (October 20, 2016)

Page Range72577-72581
FR Document2016-25411

Pursuant to the Privacy Act of 1974, 5 U.S.C. 552a, and Office of Management and Budget (OMB) Circular No. A-130, notice is hereby given that the Office of the Secretary of Defense proposes to alter a system of records, DUSDA 14, entitled ``Science, Mathematics, and Research for Transformation Information Management System,'' last published at 74 FR 66959, December 17, 2009. This system of records exists to enable the Science, Mathematics, and Research for Transformation (SMART) program officials to select qualified scholarship applicants and monitor their progress through the program. This update reflects considerable administrative changes that in sum warrant an alteration to the systems of records notice. The categories of records were updated to delineate the information maintained in the records. The purpose was revised to advise individuals that the data may be used for statistical analysis, reporting, research, and evaluation of the program's effectiveness. Additionally, the applicable DoD Routine Uses have been incorporated in the notice to provide clarity for the public. Lastly, the system name, system location, categories of individuals, authorities, storage, retrievability, safeguards, retention and disposal, system manager(s) and address, notification procedures, record access procedures, contesting record procedures, and record source categories have also been updated to ensure the information is accurate and current.

Federal Register, Volume 81 Issue 203 (Thursday, October 20, 2016)
[Federal Register Volume 81, Number 203 (Thursday, October 20, 2016)]
[Notices]
[Pages 72577-72581]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-25411]


-----------------------------------------------------------------------

DEPARTMENT OF DEFENSE

Office of the Secretary

[Docket ID: DOD-2016-OS-0103]


Privacy Act of 1974; System of Records

AGENCY: Office of the Secretary of Defense, DoD.

ACTION: Notice to alter a system of records.

-----------------------------------------------------------------------

SUMMARY: Pursuant to the Privacy Act of 1974, 5 U.S.C. 552a, and Office 
of Management and Budget (OMB) Circular No. A-130, notice is hereby 
given that the Office of the Secretary of Defense proposes to alter a 
system of records, DUSDA 14, entitled ``Science, Mathematics, and 
Research for Transformation Information Management System,'' last 
published at 74 FR 66959, December 17, 2009. This system of records 
exists to enable the Science, Mathematics, and Research for 
Transformation (SMART) program officials to select qualified 
scholarship applicants and monitor their progress through the program.
    This update reflects considerable administrative changes that in 
sum warrant an alteration to the systems of records notice. The 
categories of records were updated to delineate the information 
maintained in the records. The purpose was revised to advise 
individuals that the data may be used for statistical analysis, 
reporting, research, and evaluation of the program's effectiveness. 
Additionally, the applicable DoD Routine Uses have been incorporated in 
the notice to provide clarity for the public. Lastly, the system name, 
system location, categories of individuals, authorities, storage, 
retrievability, safeguards, retention and disposal, system manager(s) 
and address, notification procedures, record access procedures, 
contesting record procedures, and record source categories have also 
been updated to ensure the information is accurate and current.

DATES: Comments will be accepted on or before November 21, 2016. This 
proposed action will be effective the date following the end of the 
comment period unless comments are received which result in a contrary 
determination.

ADDRESSES: You may submit comments, identified by docket number and 
title, by any of the following methods:
    * Federal Rulemaking Portal: http://www.regulations.gov. Follow the 
instructions for submitting comments.
    * Mail: Department of Defense, Office of the Deputy Chief 
Management

[[Page 72578]]

Officer, Directorate of Oversight and Compliance, 4800 Mark Center 
Drive, Mailbox #24, Alexandria, VA 22350-1700.
    Instructions: All submissions received must include the agency name 
and docket number for this Federal Register document. The general 
policy for comments and other submissions from members of the public is 
to make these submissions available for public viewing on the Internet 
at http://www.regulations.gov as they are received without change, 
including any personal identifiers or contact information.

FOR FURTHER INFORMATION CONTACT: Mrs. Luz D. Ortiz, Chief, Records, 
Privacy and Declassification Division (RPD2), 1155 Defense Pentagon, 
Washington, DC 20301-1155, or by phone at (571) 372-0478.

SUPPLEMENTARY INFORMATION: The Office of the Secretary of Defense 
notices for systems of records subject to the Privacy Act of 1974 (5 
U.S.C. 552a), as amended, have been published in the Federal Register 
and are available from the address in FOR FURTHER INFORMATION CONTACT 
or at the Defense Privacy, Civil Liberties and Transparency Division 
Web site at http://dpcld.defense.gov/.
    The proposed system report, as required by 5 U.S.C. 552a(r) of the 
Privacy Act of 1974, as amended, was submitted on September 23, 2016, 
to the House Committee on Oversight and Government Reform, the Senate 
Committee on Governmental Affairs, and the Office of Management and 
Budget (OMB) pursuant to paragraph 4c of Appendix I to OMB Circular No. 
A-130, ``Federal Agency Responsibilities for Maintaining Records About 
Individuals,'' revised November 28, 2000 (December 12, 2000 65 FR 
77677).

    Dated: October 17, 2016.
Aaron Siegel,
Alternate OSD Federal Register Liaison Officer, Department of Defense.
DUSDA 14

System name:
    Science, Mathematics, and Research for Transformation Information 
Management System (December 17, 2009, 74 FR 66959).

Changes:
* * * * *

System name:
    Delete entry and replace with ``Science, Mathematics, and Research 
for Transformation (SMART) Information Management System.''

System location:
    Delete entry and replace with ``Defense Technical Information 
Center (DTIC), Directorate of User Services, Marketing and Registration 
Division, 8725 John J. Kingman Road, Fort Belvoir, VA 22060-6218.
    American Society of Engineering Education (ASEE), 1818 N Street 
NW., Washington, DC 20036-2476.
    Naval Postgraduate School (NPS), 1 University Circle, Bldg. 330, 
Monterey, CA 93943-5197.
    NCI Inc., 400 Camino Aguajito, 1st Floor, Monterey, CA 93940-
3541.''

Categories of individuals covered by the system:
    Delete entry and replace with ``Applicants and participants of the 
Science, Mathematics, and Research for Transformation (SMART) 
Scholarship for Service Program.''

Categories of records in the system:
    Delete entry and replace with ``Information includes full name and 
any other names used, Social Security Number (SSN), home and school 
mailing addresses, home and cell phone numbers, school and alternate 
email addresses.
    Additional information collected may include SMART Program 
identification number, resumes and/or curricula vitae, publications, 
U.S. Citizenship, Selective Service registration status, birth date, 
employment status, state and country of birth, race/ethnicity, gender, 
security clearance status, veterans preference, academic status, 
assessment test scores, copies of transcripts, bank account numbers, 
bank routing numbers, Individualized Education Program (IEP) or special 
accommodations testing requirements, projected and actual graduation 
dates, and projected and actual award amounts.''

Authority for maintenance of the system:
    Delete entry and replace with ``5 U.S.C. 3304, Competitive service, 
examinations; 10 U.S.C. 2192a, Science, Mathematics, and Research for 
Transformation (SMART) Defense Education Program; 20 U.S.C. Chapter 17, 
National Defense Education Program; DoD Instruction 1400.25, Volume 
410, DoD Civilian Personnel Management System: Training, Education, and 
Professional Development; and E.O. 9397 (SSN), as amended.''

Purpose(s):
    Delete entry and replace with ``To enable SMART officials to select 
qualified applicants to be awarded SMART scholarships and monitor 
participant progress and status through the program. The system is also 
used as a management tool for statistical analysis, tracking, 
reporting, evaluating program effectiveness, and conducting research.''

Routine uses of records maintained in the system, including categories 
of users and the purposes of such uses:
    Delete entry and replace with ``In addition to those disclosures 
generally permitted under 5 U.S.C. 552a(b) of the Privacy Act of 1974, 
as amended, the records contained herein may specifically be disclosed 
outside the Department of Defense as a routine use pursuant to Sec.  
552a(b)(3) as follows:
    To contractors working on a contract for DoD, when necessary to 
accomplish an agency function related to this system of records. 
Contractor's provided information under this routine use are subject to 
the same Privacy Act requirements and limitations on disclosure as 
applicable to DoD offices and employees.
    To academic institutions for the purpose of providing progress 
reports for applicants and participants.
    To consumer reporting agencies as defined in the Fair Credit 
Reporting Act (15 U.S.C. 1681a(f)) or the Federal Claims Collection Act 
of 1966 (31 U.S.C. 3701(a)(3)). The purpose of this disclosure is to 
aid in the collection of outstanding debts owed to the Federal 
government, typically to provide an incentive for debtors to repay 
delinquent Federal government debts by making these debts part of their 
credit records.
    Law Enforcement Routine Use: If a system of records maintained by a 
DoD Component to carry out its functions indicates a violation or 
potential violation of law, whether civil, criminal, or regulatory in 
nature, and whether arising by general statute or by regulation, rule, 
or order issued pursuant thereto, the relevant records in the system of 
records may be referred, as a routine use, to the agency concerned, 
whether federal, state, local, or foreign, charged with the 
responsibility of investigating or prosecuting such violation or 
charged with enforcing or implementing the statute, rule, regulation, 
or order issued pursuant thereto.
    Disclosure When Requesting Information Routine Use: A record from a 
system of records maintained by a DoD Component may be disclosed as a 
routine use to a federal, state, or local agency maintaining civil, 
criminal, or other relevant enforcement information or other pertinent 
information, such as current licenses, if necessary to obtain

[[Page 72579]]

information relevant to a DoD Component decision concerning the hiring 
or retention of an employee, the issuance of a security clearance, the 
letting of a contract, or the issuance of a license, grant, or other 
benefit.
    Disclosure of Requested Information Routine Use: A record from a 
system of records maintained by a DoD Component may be disclosed to a 
federal agency, in response to its request, in connection with the 
hiring or retention of an employee, the issuance of a security 
clearance, the reporting of an investigation of an employee, the 
letting of a contract, or the issuance of a license, grant, or other 
benefit by the requesting agency, to the extent that the information is 
relevant and necessary to the requesting agency's decision on the 
matter.
    Congressional Inquiries Disclosure Routine Use: Disclosure from a 
system of records maintained by a DoD Component may be made to a 
congressional office from the record of an individual in response to an 
inquiry from the congressional office made at the request of that 
individual.
    Disclosure to the Department of Justice for Litigation Routine Use: 
A record from a system of records maintained by a DoD Component may be 
disclosed as a routine use to any component of the Department of 
Justice for the purpose of representing the Department of Defense, or 
any officer, employee or member of the Department in pending or 
potential litigation to which the record is pertinent.
    Disclosure of Information to the National Archives and Records 
Administration Routine Use: A record from a system of records 
maintained by a DoD Component may be disclosed as a routine use to the 
National Archives and Records Administration for the purpose of records 
management inspections conducted under authority of 44 U.S.C. 2904 and 
2906.
    Data Breach Remediation Purposes Routine Use: A record from a 
system of records maintained by a Component may be disclosed to 
appropriate agencies, entities, and persons when (1) The Component 
suspects or has confirmed that the security or confidentiality of the 
information in the system of records has been compromised; (2) the 
Component has determined that as a result of the suspected or confirmed 
compromise there is a risk of harm to economic or property interests, 
identity theft or fraud, or harm to the security or integrity of this 
system or other systems or programs (whether maintained by the 
Component or another agency or entity) that rely upon the compromised 
information; and (3) the disclosure made to such agencies, entities, 
and persons is reasonably necessary to assist in connection with the 
Components efforts to respond to the suspected or confirmed compromise 
and prevent, minimize, or remedy such harm.''

Policies and practices for storing, retrieving, accessing, retaining, 
and disposing of records in the system:
Storage:
    Delete entry and replace with ``Paper and electronic storage 
media.''

Retrievability:
    Delete entry and replace with ``Records are retrieved by name and 
SMART Program identification number.''

Safeguards:
    Delete entry and replace with ``Access to records is permission-
granted based on the role of the individual (need-to-know) and further 
restricted to individuals who require the data in the performance of 
official duties. Electronic records are maintained on servers in 
controlled areas accessible only to authorized personnel. Access to 
storage areas is restricted to personnel with a valid requirement and 
authorization to enter. Hardcopy records are kept in locked safes. 
Physical entry is restricted by the use of one or more of the 
following: Security guards, identification badges, cipher locks, 
electronic locks, combination locks, key card access and closed circuit 
TV. Technical controls consist of user identification, passwords, 
intrusion detection systems, encryption, External Certificate 
Authority, firewalls, Virtual Private Network (VPN), DoD Public Key 
Infrastructure certificates, and Common Access Cards (CACs). 
Administrative controls consist of periodic security audits, regular 
monitoring of users' security practices, methods to ensure only 
authorized personnel have access to Personally Identifiable Information 
(PII). Personnel who have access to SMART PII take annual Information 
Assurance and Privacy Act training, as required by the DoD.''

Retention and disposal:
    Delete entry and replace with ``Participant information will be 
deleted/destroyed 6 years and 3 months after completion of service 
commitment, or upon repayment of funds. Records of individuals not 
chosen for participation in the program will be deleted when 3 years 
old. DoD research and engineering facility data will be deleted/
destroyed upon termination of affiliation.''

System manager(s) and address:
    Delete entry and replace with ``Director, SMART Scholarship for 
Service Program, 4800 Mark Center Drive, Alexandria, VA 22350-3600.''

Notification procedure:
    Delete entry and replace with ``Individuals seeking to determine 
whether this system of records contains information about themselves 
may address their inquiries to the Director, SMART Scholarship for 
Service Program, 4800 Mark Center Drive, Alexandria, VA 22350-3600.
    Signed, written requests should contain the individual's full name 
and SMART Program identification number.''

Record access procedures:
    Delete entry and replace with ``Individuals seeking access to 
information about themselves contained in this system should address 
written inquiries to the Office of the Secretary of Defense/Joint 
Staff, Freedom of Information Act Requester Service Center, 1155 
Defense Pentagon, Washington, DC 20301-1155.
    Signed, written requests should contain the individual's full name 
and SMART Program identification number, and the name and number of 
this system of records notice.
    In addition, the requester must provide a notarized statement or an 
unsworn declaration made in accordance with 28 U.S.C. 1746, in the 
following format:
    If executed outside the United States: `I declare (or certify, 
verify, or state) under penalty of perjury under the laws of the United 
States of America that the foregoing is true and correct. Executed on 
(date). (Signature).'
    If executed within the United States, its territories, possessions, 
or commonwealths: `I declare (or certify, verify, or state) under 
penalty of perjury that the foregoing is true and correct. Executed on 
(date). (Signature).'''

Contesting record procedures:
    Delete entry and replace with ``OSD rules for accessing records, 
contesting contents, and appealing initial agency determinations are 
published in the OSD Administrative Instruction 81; 32 CFR part 311; or 
may be obtained from the system manager.''

Record source categories:
    Delete entry and replace with ``Information is received from the 
individual and SMART Program support staff.''
* * * * *

[[Page 72580]]

DUSDA 14

System name:
    Science, Mathematics, and Research for Transformation (SMART) 
Information Management System.

System location:
    Defense Technical Information Center (DTIC), Directorate of User 
Services, Marketing and Registration Division, 8725 John J. Kingman 
Road, Fort Belvoir, VA 22060-6218.
    American Society of Engineering Education (ASEE), 1818 N Street 
NW., Washington, DC 20036-2476.
    Naval Postgraduate School (NPS), 1 University Circle, Bldg. 330, 
Monterey, CA 93943-5197.
    NCI Inc., 400 Camino Aguajito, 1st Floor, Monterey, CA 93940-3541.

Categories of individuals covered by the system:
    Applicants and participants of the Science, Mathematics, and 
Research for Transformation (SMART) Scholarship for Service Program.

Categories of records in the system:
    Information includes full name and any other names used, Social 
Security Number (SSN), home and school mailing addresses, home and cell 
phone numbers, school and alternate email addresses.
    Additional information collected may include SMART Program 
identification number, resumes and/or curricula vitae, publications, 
U.S. Citizenship, Selective Service registration status, birth date, 
employment status, state and country of birth, race/ethnicity, gender, 
security clearance status, veterans preference, academic status, 
assessment test scores, copies of transcripts, bank account numbers, 
bank routing numbers, Individualized Education Program (IEP) or special 
accommodations testing requirements, projected and actual graduation 
dates, and projected and actual award amounts.

Authority for maintenance of the system:
    5 U.S.C. 3304, Competitive service, examinations; 10 U.S.C. 2192a, 
Science, Mathematics, and Research for Transformation (SMART) Defense 
Education Program; 20 U.S.C. Chapter 17, National Defense Education 
Program; DoD Instruction 1400.25, Volume 410, DoD Civilian Personnel 
Management System: Training, Education, and Professional Development; 
and E.O. 9397 (SSN), as amended.

Purpose(s):
    To enable SMART officials to select qualified applicants to be 
awarded SMART scholarships and monitor participant progress and status 
through the program. The system is also used as a management tool for 
statistical analysis, tracking, reporting, evaluating program 
effectiveness, and conducting research.

Routine uses of records maintained in the system, including categories 
of users and the purposes of such uses:
    In addition to those disclosures generally permitted under 5 U.S.C. 
552a(b) of the Privacy Act of 1974, as amended, the records contained 
herein may specifically be disclosed outside the Department of Defense 
as a routine use pursuant to Sec.  552a(b)(3) as follows:
    To contractors working on a contract for DoD, when necessary to 
accomplish an agency function related to this system of records. 
Contractor's provided information under this routine use are subject to 
the same Privacy Act requirements and limitations on disclosure as 
applicable to DoD offices and employees.
    To academic institutions for the purpose of providing progress 
reports for applicants and participants.
    To consumer reporting agencies as defined in the Fair Credit 
Reporting Act (15 U.S.C. 1681a(f)) or the Federal Claims Collection Act 
of 1966 (31 U.S.C. 3701(a)(3)). The purpose of this disclosure is to 
aid in the collection of outstanding debts owed to the Federal 
government, typically to provide an incentive for debtors to repay 
delinquent Federal government debts by making these debts part of their 
credit records.
    Law Enforcement Routine Use: If a system of records maintained by a 
DoD Component to carry out its functions indicates a violation or 
potential violation of law, whether civil, criminal, or regulatory in 
nature, and whether arising by general statute or by regulation, rule, 
or order issued pursuant thereto, the relevant records in the system of 
records may be referred, as a routine use, to the agency concerned, 
whether federal, state, local, or foreign, charged with the 
responsibility of investigating or prosecuting such violation or 
charged with enforcing or implementing the statute, rule, regulation, 
or order issued pursuant thereto.
    Disclosure When Requesting Information Routine Use: A record from a 
system of records maintained by a DoD Component may be disclosed as a 
routine use to a federal, state, or local agency maintaining civil, 
criminal, or other relevant enforcement information or other pertinent 
information, such as current licenses, if necessary to obtain 
information relevant to a DoD Component decision concerning the hiring 
or retention of an employee, the issuance of a security clearance, the 
letting of a contract, or the issuance of a license, grant, or other 
benefit.
    Disclosure of Requested Information Routine Use: A record from a 
system of records maintained by a DoD Component may be disclosed to a 
federal agency, in response to its request, in connection with the 
hiring or retention of an employee, the issuance of a security 
clearance, the reporting of an investigation of an employee, the 
letting of a contract, or the issuance of a license, grant, or other 
benefit by the requesting agency, to the extent that the information is 
relevant and necessary to the requesting agency's decision on the 
matter.
    Congressional Inquiries Disclosure Routine Use: Disclosure from a 
system of records maintained by a DoD Component may be made to a 
congressional office from the record of an individual in response to an 
inquiry from the congressional office made at the request of that 
individual.
    Disclosure to the Department of Justice for Litigation Routine Use: 
A record from a system of records maintained by a DoD Component may be 
disclosed as a routine use to any component of the Department of 
Justice for the purpose of representing the Department of Defense, or 
any officer, employee or member of the Department in pending or 
potential litigation to which the record is pertinent.
    Disclosure of Information to the National Archives and Records 
Administration Routine Use: A record from a system of records 
maintained by a DoD Component may be disclosed as a routine use to the 
National Archives and Records Administration for the purpose of records 
management inspections conducted under authority of 44 U.S.C. 2904 and 
2906.
    Data Breach Remediation Purposes Routine Use: A record from a 
system of records maintained by a Component may be disclosed to 
appropriate agencies, entities, and persons when (1) The Component 
suspects or has confirmed that the security or confidentiality of the 
information in the system of records has been compromised; (2) the 
Component has determined that as a result of the suspected or confirmed 
compromise there is a risk of harm to economic or property interests, 
identity theft or fraud, or harm to the security or integrity of this 
system or other systems or programs (whether maintained by the 
Component or another agency or entity) that rely upon the compromised

[[Page 72581]]

information; and (3) the disclosure made to such agencies, entities, 
and persons is reasonably necessary to assist in connection with the 
Components efforts to respond to the suspected or confirmed compromise 
and prevent, minimize, or remedy such harm.

Policies and practices for storing, retrieving, accessing, retaining, 
and disposing of records in the system:
Storage:
    Paper and electronic storage media.

Retrievability:
    Records are retrieved by name and SMART Program identification 
number.

Safeguards:
    Access to records is permission-granted based on the role of the 
individual (need-to-know) and further restricted to individuals who 
require the data in the performance of official duties. Electronic 
records are maintained on servers in controlled areas accessible only 
to authorized personnel. Access to storage areas is restricted to 
personnel with a valid requirement and authorization to enter. Hardcopy 
records are kept in locked safes. Physical entry is restricted by the 
use of one or more of the following: Security guards, identification 
badges, cipher locks, electronic locks, combination locks, key card 
access and closed circuit TV. Technical controls consist of user 
identification, passwords, intrusion detection systems, encryption, 
External Certificate Authority, firewalls, Virtual Private Network 
(VPN), DoD Public Key Infrastructure certificates, and Common Access 
Cards (CACs). Administrative controls consist of periodic security 
audits, regular monitoring of users' security practices, methods to 
ensure only authorized personnel have access to Personally Identifiable 
Information (PII). Personnel who have access to SMART PII take annual 
Information Assurance and Privacy Act training, as required by the DoD.

Retention and disposal:
    Participant information will be deleted/destroyed 6 years and 3 
months after completion of service commitment, or upon repayment of 
funds. Records of individuals not chosen for participation in the 
program will be deleted when 3 years old. DoD research and engineering 
facility data will be deleted/destroyed upon termination of 
affiliation.

System manager(s) and address:
    Director, SMART Scholarship for Service Program, 4800 Mark Center 
Drive, Alexandria, VA 22350-3600.

Notification procedure:
    Individuals seeking to determine whether this system of records 
contains information about themselves may address their inquiries to 
the Director, SMART Scholarship for Service Program, 4800 Mark Center 
Drive, Alexandria, VA 22350-3600.
    Signed, written requests should contain the individual's full name 
and SMART Program identification number.

Record access procedures:
    Individuals seeking access to information about themselves 
contained in this system should address written inquiries to the Office 
of the Secretary of Defense/Joint Staff, Freedom of Information Act 
Requester Service Center, 1155 Defense Pentagon, Washington, DC 20301-
1155.
    Signed, written requests should contain the individual's full name 
and SMART Program identification number, and the name and number of 
this system of records notice.
    In addition, the requester must provide a notarized statement or an 
unsworn declaration made in accordance with 28 U.S.C. 1746, in the 
following format:
    If executed outside the United States: ``I declare (or certify, 
verify, or state) under penalty of perjury under the laws of the United 
States of America that the foregoing is true and correct. Executed on 
(date). (Signature).''
    If executed within the United States, its territories, possessions, 
or commonwealths: ``I declare (or certify, verify, or state) under 
penalty of perjury that the foregoing is true and correct. Executed on 
(date). (Signature).''

Contesting record procedures:
    OSD rules for accessing records, contesting contents, and appealing 
initial agency determinations are published in the OSD Administrative 
Instruction 81; 32 CFR part 311; or may be obtained from the system 
manager.

Record source categories:
    Information is received from the individual and SMART Program 
support staff.

Exemptions claimed for the system:
    None.

[FR Doc. 2016-25411 Filed 10-19-16; 8:45 am]
 BILLING CODE 5001-06-P



                                                                               Federal Register / Vol. 81, No. 203 / Thursday, October 20, 2016 / Notices                                            72577

                                                  may be disclosed to appropriate                          unsworn declaration made in                            DEPARTMENT OF DEFENSE
                                                  agencies, entities, and persons when (1)                 accordance with 28 U.S.C. 1746, in the
                                                  The Component suspects or has                            following format:                                      Office of the Secretary
                                                  confirmed that the security or                              If executed outside the United States:              [Docket ID: DOD–2016–OS–0103]
                                                  confidentiality of the information in the                ‘‘I declare (or certify, verify, or state)
                                                  system of records has been                               under penalty of perjury under the laws                Privacy Act of 1974; System of
                                                  compromised; (2) the Component has                       of the United States of America that the               Records
                                                  determined that as a result of the                       foregoing is true and correct. Executed                AGENCY: Office of the Secretary of
                                                  suspected or confirmed compromise                        on (date). (Signature).’’
                                                  there is a risk of harm to economic or                                                                          Defense, DoD.
                                                  property interests, identity theft or                       If executed within the United States,               ACTION: Notice to alter a system of
                                                  fraud, or harm to the security or                        its territories, possessions, or                       records.
                                                  integrity of this system or other systems                commonwealths: ‘‘I declare (or certify,
                                                                                                                                                                  SUMMARY: Pursuant to the Privacy Act of
                                                  or programs (whether maintained by the                   verify, or state) under penalty of perjury
                                                                                                           that the foregoing is true and correct.                1974, 5 U.S.C. 552a, and Office of
                                                  Component or another agency or entity)                                                                          Management and Budget (OMB)
                                                  that rely upon the compromised                           Executed on (date). (Signature)’’.
                                                                                                                                                                  Circular No. A–130, notice is hereby
                                                  information; and (3) the disclosure                                                                             given that the Office of the Secretary of
                                                  made to such agencies, entities, and                     RECORD ACCESS PROCEDURES:
                                                                                                                                                                  Defense proposes to alter a system of
                                                  persons is reasonably necessary to assist                   Individuals seeking access to                       records, DUSDA 14, entitled ‘‘Science,
                                                  in connection with the Components                        information about themselves contained                 Mathematics, and Research for
                                                  efforts to respond to the suspected or                   in this system should address written                  Transformation Information
                                                  confirmed compromise and prevent,                        inquiries to the Office of the Secretary               Management System,’’ last published at
                                                  minimize, or remedy such harm.                           of Defense/Joint Staff Freedom of                      74 FR 66959, December 17, 2009. This
                                                  POLICIES AND PRACTICES FOR STORING,                      Information Act Requester Service                      system of records exists to enable the
                                                  RETRIEVING, ACCESSING, RETAINING, AND                    Center, 1155 Defense Pentagon,                         Science, Mathematics, and Research for
                                                  DISPOSING OF RECORDS IN THE SYSTEM:                      Washington, DC 20301–1155.                             Transformation (SMART) program
                                                                                                              Signed, written requests for                        officials to select qualified scholarship
                                                  STORAGE:
                                                                                                           information should contain full name of                applicants and monitor their progress
                                                   Paper records and electronic storage                                                                           through the program.
                                                  media.                                                   the individual, current address, and the
                                                                                                           name and number of this system of                        This update reflects considerable
                                                  RETRIEVABILITY:                                          records notice.                                        administrative changes that in sum
                                                   Files are retrievable by full name,                                                                            warrant an alteration to the systems of
                                                                                                              In addition, the requester must                     records notice. The categories of records
                                                  mailing address, and email address.                      provide a notarized statement or an                    were updated to delineate the
                                                  SAFEGUARDS:                                              unsworn declaration made in                            information maintained in the records.
                                                    Files are stored in a controlled access                accordance with 28 U.S.C. 1746, in the                 The purpose was revised to advise
                                                  area and locked during non-business                      following format:                                      individuals that the data may be used
                                                  hours. Only authorized personnel have                       If executed outside the United States:              for statistical analysis, reporting,
                                                  access to files. Access to electronic                    ‘‘I declare (or certify, verify, or state)             research, and evaluation of the
                                                  records requires Common Access Card                      under penalty of perjury under the laws                program’s effectiveness. Additionally,
                                                  (CAC), password, and Personal                            of the United States of America that the               the applicable DoD Routine Uses have
                                                  Identification Number (PIN).                             foregoing is true and correct. Executed                been incorporated in the notice to
                                                                                                           on (date). (Signature).’’                              provide clarity for the public. Lastly, the
                                                  RETENTION AND DISPOSAL:                                                                                         system name, system location,
                                                     All records are destroyed after                          If executed within the United States,
                                                                                                                                                                  categories of individuals, authorities,
                                                  appropriate revision of mailing list or                  its territories, possessions, or                       storage, retrievability, safeguards,
                                                  after 3 months, whichever is sooner.                     commonwealths: ‘‘I declare (or certify,                retention and disposal, system
                                                                                                           verify, or state) under penalty of perjury             manager(s) and address, notification
                                                  SYSTEM MANAGER(S) AND ADDRESS:                           that the foregoing is true and correct.                procedures, record access procedures,
                                                    Director, DAU Visual Arts and Press                    Executed on (date). (Signature)’’.                     contesting record procedures, and
                                                  Department, Defense Acquisition                                                                                 record source categories have also been
                                                  University, Fort Belvoir, VA 22060–                      CONTESTING RECORD PROCEDURES:
                                                                                                                                                                  updated to ensure the information is
                                                  5565.                                                      The OSD rules for accessing records,                 accurate and current.
                                                  NOTIFICATION PROCEDURE:                                  for contesting contents, and appealing                 DATES: Comments will be accepted on or
                                                     Individuals seeking to determine                      initial agency determinations are                      before November 21, 2016. This
                                                  whether information about themselves                     published in OSD Administrative                        proposed action will be effective the
                                                  is contained in this system should                       Instruction 81; 32 CFR part 311; or may                date following the end of the comment
                                                  address written inquiries to the Director,               be obtained from the system manager.                   period unless comments are received
                                                  DAU Visual Arts and Press Department,                                                                           which result in a contrary
                                                                                                           RECORD SOURCE CATEGORIES:                              determination.
                                                  Defense Acquisition University,
mstockstill on DSK3G9T082PROD with NOTICES




                                                  Building 206, Fort Belvoir, VA 22060–                      Data is provided by the individual,                  ADDRESSES: You may submit comments,
                                                  5565.                                                    employer, or staff and faculty of DAU.                 identified by docket number and title,
                                                     Signed, written requests should                                                                              by any of the following methods:
                                                  contain full name, current address, and                  EXEMPTIONS CLAIMED FOR THE SYSTEM:                       * Federal Rulemaking Portal: http://
                                                  telephone number (for possible quick                                                                            www.regulations.gov. Follow the
                                                  response).                                                     None.
                                                                                                                                                                  instructions for submitting comments.
                                                     In addition, the requester must                       [FR Doc. 2016–25428 Filed 10–19–16; 8:45 am]             * Mail: Department of Defense, Office
                                                  provide a notarized statement or an                      BILLING CODE 5001–06–P                                 of the Deputy Chief Management


                                             VerDate Sep<11>2014    16:40 Oct 19, 2016   Jkt 241001   PO 00000    Frm 00016   Fmt 4703   Sfmt 4703   E:\FR\FM\20OCN1.SGM   20OCN1


                                                  72578                       Federal Register / Vol. 81, No. 203 / Thursday, October 20, 2016 / Notices

                                                  Officer, Directorate of Oversight and                   SYSTEM LOCATION:                                      participant progress and status through
                                                  Compliance, 4800 Mark Center Drive,                        Delete entry and replace with                      the program. The system is also used as
                                                  Mailbox #24, Alexandria, VA 22350–                      ‘‘Defense Technical Information Center                a management tool for statistical
                                                  1700.                                                   (DTIC), Directorate of User Services,                 analysis, tracking, reporting, evaluating
                                                    Instructions: All submissions received                Marketing and Registration Division,                  program effectiveness, and conducting
                                                  must include the agency name and                        8725 John J. Kingman Road, Fort                       research.’’
                                                  docket number for this Federal Register                 Belvoir, VA 22060–6218.                               ROUTINE USES OF RECORDS MAINTAINED IN THE
                                                  document. The general policy for                           American Society of Engineering                    SYSTEM, INCLUDING CATEGORIES OF USERS AND
                                                  comments and other submissions from                     Education (ASEE), 1818 N Street NW.,                  THE PURPOSES OF SUCH USES:
                                                  members of the public is to make these                  Washington, DC 20036–2476.                               Delete entry and replace with ‘‘In
                                                  submissions available for public                           Naval Postgraduate School (NPS), 1                 addition to those disclosures generally
                                                  viewing on the Internet at http://                      University Circle, Bldg. 330, Monterey,               permitted under 5 U.S.C. 552a(b) of the
                                                  www.regulations.gov as they are                         CA 93943–5197.                                        Privacy Act of 1974, as amended, the
                                                  received without change, including any                     NCI Inc., 400 Camino Aguajito, 1st                 records contained herein may
                                                  personal identifiers or contact                         Floor, Monterey, CA 93940–3541.’’                     specifically be disclosed outside the
                                                  information.                                                                                                  Department of Defense as a routine use
                                                                                                          CATEGORIES OF INDIVIDUALS COVERED BY THE
                                                  FOR FURTHER INFORMATION CONTACT:     Mrs.               SYSTEM:                                               pursuant to § 552a(b)(3) as follows:
                                                  Luz D. Ortiz, Chief, Records, Privacy                      Delete entry and replace with                         To contractors working on a contract
                                                  and Declassification Division (RPD2),                   ‘‘Applicants and participants of the                  for DoD, when necessary to accomplish
                                                  1155 Defense Pentagon, Washington, DC                   Science, Mathematics, and Research for                an agency function related to this
                                                  20301–1155, or by phone at (571) 372–                   Transformation (SMART) Scholarship                    system of records. Contractor’s provided
                                                  0478.                                                   for Service Program.’’                                information under this routine use are
                                                                                                                                                                subject to the same Privacy Act
                                                  SUPPLEMENTARY INFORMATION: The Office
                                                                                                          CATEGORIES OF RECORDS IN THE SYSTEM:                  requirements and limitations on
                                                  of the Secretary of Defense notices for                                                                       disclosure as applicable to DoD offices
                                                  systems of records subject to the Privacy                  Delete entry and replace with
                                                                                                          ‘‘Information includes full name and                  and employees.
                                                  Act of 1974 (5 U.S.C. 552a), as amended,                                                                         To academic institutions for the
                                                  have been published in the Federal                      any other names used, Social Security
                                                                                                          Number (SSN), home and school                         purpose of providing progress reports
                                                  Register and are available from the                                                                           for applicants and participants.
                                                  address in FOR FURTHER INFORMATION                      mailing addresses, home and cell phone
                                                                                                          numbers, school and alternate email                      To consumer reporting agencies as
                                                  CONTACT or at the Defense Privacy, Civil                                                                      defined in the Fair Credit Reporting Act
                                                  Liberties and Transparency Division                     addresses.
                                                                                                             Additional information collected may               (15 U.S.C. 1681a(f)) or the Federal
                                                  Web site at http://dpcld.defense.gov/.                                                                        Claims Collection Act of 1966 (31 U.S.C.
                                                                                                          include SMART Program identification
                                                    The proposed system report, as                        number, resumes and/or curricula vitae,               3701(a)(3)). The purpose of this
                                                  required by 5 U.S.C. 552a(r) of the                     publications, U.S. Citizenship, Selective             disclosure is to aid in the collection of
                                                  Privacy Act of 1974, as amended, was                    Service registration status, birth date,              outstanding debts owed to the Federal
                                                  submitted on September 23, 2016, to the                 employment status, state and country of               government, typically to provide an
                                                  House Committee on Oversight and                        birth, race/ethnicity, gender, security               incentive for debtors to repay
                                                  Government Reform, the Senate                           clearance status, veterans preference,                delinquent Federal government debts by
                                                  Committee on Governmental Affairs,                      academic status, assessment test scores,              making these debts part of their credit
                                                  and the Office of Management and                        copies of transcripts, bank account                   records.
                                                  Budget (OMB) pursuant to paragraph 4c                   numbers, bank routing numbers,                           Law Enforcement Routine Use: If a
                                                  of Appendix I to OMB Circular No. A–                    Individualized Education Program (IEP)                system of records maintained by a DoD
                                                  130, ‘‘Federal Agency Responsibilities                  or special accommodations testing                     Component to carry out its functions
                                                  for Maintaining Records About                           requirements, projected and actual                    indicates a violation or potential
                                                  Individuals,’’ revised November 28,                     graduation dates, and projected and                   violation of law, whether civil, criminal,
                                                  2000 (December 12, 2000 65 FR 77677).                   actual award amounts.’’                               or regulatory in nature, and whether
                                                    Dated: October 17, 2016.                                                                                    arising by general statute or by
                                                  Aaron Siegel,                                           AUTHORITY FOR MAINTENANCE OF THE SYSTEM:              regulation, rule, or order issued
                                                  Alternate OSD Federal Register Liaison                    Delete entry and replace with ‘‘5                   pursuant thereto, the relevant records in
                                                  Officer, Department of Defense.                         U.S.C. 3304, Competitive service,                     the system of records may be referred,
                                                                                                          examinations; 10 U.S.C. 2192a, Science,               as a routine use, to the agency
                                                  DUSDA 14                                                Mathematics, and Research for                         concerned, whether federal, state, local,
                                                                                                          Transformation (SMART) Defense                        or foreign, charged with the
                                                  SYSTEM NAME:
                                                                                                          Education Program; 20 U.S.C. Chapter                  responsibility of investigating or
                                                    Science, Mathematics, and Research                    17, National Defense Education                        prosecuting such violation or charged
                                                  for Transformation Information                          Program; DoD Instruction 1400.25,                     with enforcing or implementing the
                                                  Management System (December 17,                         Volume 410, DoD Civilian Personnel                    statute, rule, regulation, or order issued
                                                  2009, 74 FR 66959).                                     Management System: Training,                          pursuant thereto.
                                                                                                          Education, and Professional                              Disclosure When Requesting
                                                  CHANGES:                                                                                                      Information Routine Use: A record from
mstockstill on DSK3G9T082PROD with NOTICES




                                                                                                          Development; and E.O. 9397 (SSN), as
                                                  *      *     *       *      *                           amended.’’                                            a system of records maintained by a
                                                                                                                                                                DoD Component may be disclosed as a
                                                  SYSTEM NAME:                                            PURPOSE(S):                                           routine use to a federal, state, or local
                                                     Delete entry and replace with                          Delete entry and replace with ‘‘To                  agency maintaining civil, criminal, or
                                                  ‘‘Science, Mathematics, and Research                    enable SMART officials to select                      other relevant enforcement information
                                                  for Transformation (SMART)                              qualified applicants to be awarded                    or other pertinent information, such as
                                                  Information Management System.’’                        SMART scholarships and monitor                        current licenses, if necessary to obtain


                                             VerDate Sep<11>2014   16:40 Oct 19, 2016   Jkt 241001   PO 00000   Frm 00017   Fmt 4703   Sfmt 4703   E:\FR\FM\20OCN1.SGM   20OCN1


                                                                              Federal Register / Vol. 81, No. 203 / Thursday, October 20, 2016 / Notices                                          72579

                                                  information relevant to a DoD                           information; and (3) the disclosure                   SYSTEM MANAGER(S) AND ADDRESS:
                                                  Component decision concerning the                       made to such agencies, entities, and                     Delete entry and replace with
                                                  hiring or retention of an employee, the                 persons is reasonably necessary to assist             ‘‘Director, SMART Scholarship for
                                                  issuance of a security clearance, the                   in connection with the Components                     Service Program, 4800 Mark Center
                                                  letting of a contract, or the issuance of               efforts to respond to the suspected or                Drive, Alexandria, VA 22350–3600.’’
                                                  a license, grant, or other benefit.                     confirmed compromise and prevent,
                                                     Disclosure of Requested Information                  minimize, or remedy such harm.’’                      NOTIFICATION PROCEDURE:
                                                  Routine Use: A record from a system of                                                                           Delete entry and replace with
                                                  records maintained by a DoD                             POLICIES AND PRACTICES FOR STORING,
                                                                                                                                                                ‘‘Individuals seeking to determine
                                                  Component may be disclosed to a                         RETRIEVING, ACCESSING, RETAINING, AND
                                                                                                          DISPOSING OF RECORDS IN THE SYSTEM:
                                                                                                                                                                whether this system of records contains
                                                  federal agency, in response to its                                                                            information about themselves may
                                                  request, in connection with the hiring or               STORAGE:                                              address their inquiries to the Director,
                                                  retention of an employee, the issuance                                                                        SMART Scholarship for Service
                                                                                                            Delete entry and replace with ‘‘Paper
                                                  of a security clearance, the reporting of                                                                     Program, 4800 Mark Center Drive,
                                                                                                          and electronic storage media.’’
                                                  an investigation of an employee, the                                                                          Alexandria, VA 22350–3600.
                                                  letting of a contract, or the issuance of               RETRIEVABILITY:                                          Signed, written requests should
                                                  a license, grant, or other benefit by the                                                                     contain the individual’s full name and
                                                                                                             Delete entry and replace with
                                                  requesting agency, to the extent that the                                                                     SMART Program identification
                                                                                                          ‘‘Records are retrieved by name and
                                                  information is relevant and necessary to                                                                      number.’’
                                                                                                          SMART Program identification
                                                  the requesting agency’s decision on the
                                                                                                          number.’’
                                                  matter.                                                                                                       RECORD ACCESS PROCEDURES:
                                                     Congressional Inquiries Disclosure                   SAFEGUARDS:                                              Delete entry and replace with
                                                  Routine Use: Disclosure from a system                                                                         ‘‘Individuals seeking access to
                                                  of records maintained by a DoD                             Delete entry and replace with ‘‘Access
                                                                                                          to records is permission-granted based                information about themselves contained
                                                  Component may be made to a                                                                                    in this system should address written
                                                  congressional office from the record of                 on the role of the individual (need-to-
                                                                                                          know) and further restricted to                       inquiries to the Office of the Secretary
                                                  an individual in response to an inquiry                                                                       of Defense/Joint Staff, Freedom of
                                                  from the congressional office made at                   individuals who require the data in the
                                                                                                          performance of official duties.                       Information Act Requester Service
                                                  the request of that individual.                                                                               Center, 1155 Defense Pentagon,
                                                     Disclosure to the Department of                      Electronic records are maintained on
                                                                                                          servers in controlled areas accessible                Washington, DC 20301–1155.
                                                  Justice for Litigation Routine Use: A
                                                  record from a system of records                         only to authorized personnel. Access to                  Signed, written requests should
                                                  maintained by a DoD Component may                       storage areas is restricted to personnel              contain the individual’s full name and
                                                  be disclosed as a routine use to any                    with a valid requirement and                          SMART Program identification number,
                                                  component of the Department of Justice                  authorization to enter. Hardcopy records              and the name and number of this system
                                                  for the purpose of representing the                     are kept in locked safes. Physical entry              of records notice.
                                                  Department of Defense, or any officer,                  is restricted by the use of one or more                  In addition, the requester must
                                                  employee or member of the Department                    of the following: Security guards,                    provide a notarized statement or an
                                                  in pending or potential litigation to                   identification badges, cipher locks,                  unsworn declaration made in
                                                  which the record is pertinent.                          electronic locks, combination locks, key              accordance with 28 U.S.C. 1746, in the
                                                     Disclosure of Information to the                     card access and closed circuit TV.                    following format:
                                                  National Archives and Records                           Technical controls consist of user                       If executed outside the United States:
                                                  Administration Routine Use: A record                    identification, passwords, intrusion                  ‘I declare (or certify, verify, or state)
                                                  from a system of records maintained by                  detection systems, encryption, External               under penalty of perjury under the laws
                                                  a DoD Component may be disclosed as                     Certificate Authority, firewalls, Virtual             of the United States of America that the
                                                  a routine use to the National Archives                  Private Network (VPN), DoD Public Key                 foregoing is true and correct. Executed
                                                  and Records Administration for the                      Infrastructure certificates, and Common               on (date). (Signature).’
                                                  purpose of records management                           Access Cards (CACs). Administrative                      If executed within the United States,
                                                  inspections conducted under authority                   controls consist of periodic security                 its territories, possessions, or
                                                  of 44 U.S.C. 2904 and 2906.                             audits, regular monitoring of users’                  commonwealths: ‘I declare (or certify,
                                                     Data Breach Remediation Purposes                     security practices, methods to ensure                 verify, or state) under penalty of perjury
                                                  Routine Use: A record from a system of                  only authorized personnel have access                 that the foregoing is true and correct.
                                                  records maintained by a Component                       to Personally Identifiable Information                Executed on (date). (Signature).’’’
                                                  may be disclosed to appropriate                         (PII). Personnel who have access to
                                                                                                                                                                CONTESTING RECORD PROCEDURES:
                                                  agencies, entities, and persons when (1)                SMART PII take annual Information
                                                  The Component suspects or has                           Assurance and Privacy Act training, as                  Delete entry and replace with ‘‘OSD
                                                  confirmed that the security or                          required by the DoD.’’                                rules for accessing records, contesting
                                                  confidentiality of the information in the                                                                     contents, and appealing initial agency
                                                  system of records has been                              RETENTION AND DISPOSAL:                               determinations are published in the
                                                  compromised; (2) the Component has                         Delete entry and replace with                      OSD Administrative Instruction 81; 32
                                                  determined that as a result of the                      ‘‘Participant information will be                     CFR part 311; or may be obtained from
                                                  suspected or confirmed compromise                       deleted/destroyed 6 years and 3 months                the system manager.’’
mstockstill on DSK3G9T082PROD with NOTICES




                                                  there is a risk of harm to economic or                  after completion of service commitment,
                                                                                                                                                                RECORD SOURCE CATEGORIES:
                                                  property interests, identity theft or                   or upon repayment of funds. Records of
                                                  fraud, or harm to the security or                       individuals not chosen for participation                 Delete entry and replace with
                                                  integrity of this system or other systems               in the program will be deleted when 3                 ‘‘Information is received from the
                                                  or programs (whether maintained by the                  years old. DoD research and engineering               individual and SMART Program
                                                  Component or another agency or entity)                  facility data will be deleted/destroyed               support staff.’’
                                                  that rely upon the compromised                          upon termination of affiliation.’’                    *     *     *     *    *


                                             VerDate Sep<11>2014   16:40 Oct 19, 2016   Jkt 241001   PO 00000   Frm 00018   Fmt 4703   Sfmt 4703   E:\FR\FM\20OCN1.SGM   20OCN1


                                                  72580                       Federal Register / Vol. 81, No. 203 / Thursday, October 20, 2016 / Notices

                                                  DUSDA 14                                                SMART scholarships and monitor                        information relevant to a DoD
                                                                                                          participant progress and status through               Component decision concerning the
                                                  SYSTEM NAME:
                                                                                                          the program. The system is also used as               hiring or retention of an employee, the
                                                    Science, Mathematics, and Research                    a management tool for statistical                     issuance of a security clearance, the
                                                  for Transformation (SMART)                              analysis, tracking, reporting, evaluating             letting of a contract, or the issuance of
                                                  Information Management System.                          program effectiveness, and conducting                 a license, grant, or other benefit.
                                                  SYSTEM LOCATION:                                        research.                                                Disclosure of Requested Information
                                                                                                                                                                Routine Use: A record from a system of
                                                    Defense Technical Information Center                  ROUTINE USES OF RECORDS MAINTAINED IN THE             records maintained by a DoD
                                                  (DTIC), Directorate of User Services,                   SYSTEM, INCLUDING CATEGORIES OF USERS AND
                                                                                                                                                                Component may be disclosed to a
                                                  Marketing and Registration Division,                    THE PURPOSES OF SUCH USES:
                                                                                                                                                                federal agency, in response to its
                                                  8725 John J. Kingman Road, Fort                            In addition to those disclosures                   request, in connection with the hiring or
                                                  Belvoir, VA 22060–6218.                                 generally permitted under 5 U.S.C.                    retention of an employee, the issuance
                                                    American Society of Engineering                       552a(b) of the Privacy Act of 1974, as                of a security clearance, the reporting of
                                                  Education (ASEE), 1818 N Street NW.,                    amended, the records contained herein                 an investigation of an employee, the
                                                  Washington, DC 20036–2476.                              may specifically be disclosed outside                 letting of a contract, or the issuance of
                                                    Naval Postgraduate School (NPS), 1                    the Department of Defense as a routine                a license, grant, or other benefit by the
                                                  University Circle, Bldg. 330, Monterey,                 use pursuant to § 552a(b)(3) as follows:              requesting agency, to the extent that the
                                                  CA 93943–5197.                                             To contractors working on a contract               information is relevant and necessary to
                                                    NCI Inc., 400 Camino Aguajito, 1st                    for DoD, when necessary to accomplish                 the requesting agency’s decision on the
                                                  Floor, Monterey, CA 93940–3541.                         an agency function related to this                    matter.
                                                  CATEGORIES OF INDIVIDUALS COVERED BY THE
                                                                                                          system of records. Contractor’s provided                 Congressional Inquiries Disclosure
                                                  SYSTEM:
                                                                                                          information under this routine use are                Routine Use: Disclosure from a system
                                                                                                          subject to the same Privacy Act                       of records maintained by a DoD
                                                    Applicants and participants of the
                                                                                                          requirements and limitations on                       Component may be made to a
                                                  Science, Mathematics, and Research for
                                                                                                          disclosure as applicable to DoD offices               congressional office from the record of
                                                  Transformation (SMART) Scholarship
                                                                                                          and employees.                                        an individual in response to an inquiry
                                                  for Service Program.                                       To academic institutions for the                   from the congressional office made at
                                                  CATEGORIES OF RECORDS IN THE SYSTEM:                    purpose of providing progress reports                 the request of that individual.
                                                    Information includes full name and                    for applicants and participants.                         Disclosure to the Department of
                                                  any other names used, Social Security                      To consumer reporting agencies as                  Justice for Litigation Routine Use: A
                                                  Number (SSN), home and school                           defined in the Fair Credit Reporting Act              record from a system of records
                                                  mailing addresses, home and cell phone                  (15 U.S.C. 1681a(f)) or the Federal                   maintained by a DoD Component may
                                                  numbers, school and alternate email                     Claims Collection Act of 1966 (31 U.S.C.              be disclosed as a routine use to any
                                                  addresses.                                              3701(a)(3)). The purpose of this                      component of the Department of Justice
                                                    Additional information collected may                  disclosure is to aid in the collection of             for the purpose of representing the
                                                  include SMART Program identification                    outstanding debts owed to the Federal                 Department of Defense, or any officer,
                                                  number, resumes and/or curricula vitae,                 government, typically to provide an                   employee or member of the Department
                                                  publications, U.S. Citizenship, Selective               incentive for debtors to repay                        in pending or potential litigation to
                                                  Service registration status, birth date,                delinquent Federal government debts by                which the record is pertinent.
                                                  employment status, state and country of                 making these debts part of their credit                  Disclosure of Information to the
                                                  birth, race/ethnicity, gender, security                 records.                                              National Archives and Records
                                                  clearance status, veterans preference,                     Law Enforcement Routine Use: If a                  Administration Routine Use: A record
                                                  academic status, assessment test scores,                system of records maintained by a DoD                 from a system of records maintained by
                                                  copies of transcripts, bank account                     Component to carry out its functions                  a DoD Component may be disclosed as
                                                  numbers, bank routing numbers,                          indicates a violation or potential                    a routine use to the National Archives
                                                  Individualized Education Program (IEP)                  violation of law, whether civil, criminal,            and Records Administration for the
                                                  or special accommodations testing                       or regulatory in nature, and whether                  purpose of records management
                                                  requirements, projected and actual                      arising by general statute or by                      inspections conducted under authority
                                                  graduation dates, and projected and                     regulation, rule, or order issued                     of 44 U.S.C. 2904 and 2906.
                                                                                                          pursuant thereto, the relevant records in                Data Breach Remediation Purposes
                                                  actual award amounts.
                                                                                                          the system of records may be referred,                Routine Use: A record from a system of
                                                  AUTHORITY FOR MAINTENANCE OF THE SYSTEM:                as a routine use, to the agency                       records maintained by a Component
                                                    5 U.S.C. 3304, Competitive service,                   concerned, whether federal, state, local,             may be disclosed to appropriate
                                                  examinations; 10 U.S.C. 2192a, Science,                 or foreign, charged with the                          agencies, entities, and persons when (1)
                                                  Mathematics, and Research for                           responsibility of investigating or                    The Component suspects or has
                                                  Transformation (SMART) Defense                          prosecuting such violation or charged                 confirmed that the security or
                                                  Education Program; 20 U.S.C. Chapter                    with enforcing or implementing the                    confidentiality of the information in the
                                                  17, National Defense Education                          statute, rule, regulation, or order issued            system of records has been
                                                  Program; DoD Instruction 1400.25,                       pursuant thereto.                                     compromised; (2) the Component has
                                                  Volume 410, DoD Civilian Personnel                         Disclosure When Requesting                         determined that as a result of the
                                                                                                          Information Routine Use: A record from                suspected or confirmed compromise
mstockstill on DSK3G9T082PROD with NOTICES




                                                  Management System: Training,
                                                  Education, and Professional                             a system of records maintained by a                   there is a risk of harm to economic or
                                                  Development; and E.O. 9397 (SSN), as                    DoD Component may be disclosed as a                   property interests, identity theft or
                                                  amended.                                                routine use to a federal, state, or local             fraud, or harm to the security or
                                                                                                          agency maintaining civil, criminal, or                integrity of this system or other systems
                                                  PURPOSE(S):                                             other relevant enforcement information                or programs (whether maintained by the
                                                    To enable SMART officials to select                   or other pertinent information, such as               Component or another agency or entity)
                                                  qualified applicants to be awarded                      current licenses, if necessary to obtain              that rely upon the compromised


                                             VerDate Sep<11>2014   16:40 Oct 19, 2016   Jkt 241001   PO 00000   Frm 00019   Fmt 4703   Sfmt 4703   E:\FR\FM\20OCN1.SGM   20OCN1


                                                                               Federal Register / Vol. 81, No. 203 / Thursday, October 20, 2016 / Notices                                           72581

                                                  information; and (3) the disclosure                      NOTIFICATION PROCEDURE:                                DEPARTMENT OF EDUCATION
                                                  made to such agencies, entities, and                       Individuals seeking to determine                     [Docket No.: ED–2016–ICCD–0113]
                                                  persons is reasonably necessary to assist
                                                                                                           whether this system of records contains
                                                  in connection with the Components                                                                               Agency Information Collection
                                                                                                           information about themselves may
                                                  efforts to respond to the suspected or                                                                          Activities; Comment Request; NCER–
                                                                                                           address their inquiries to the Director,
                                                  confirmed compromise and prevent,                                                                               NPSAS Grants—Financial Aid Nudges:
                                                  minimize, or remedy such harm.                           SMART Scholarship for Service
                                                                                                           Program, 4800 Mark Center Drive,                       A National Experiment To Increase
                                                  POLICIES AND PRACTICES FOR STORING,                      Alexandria, VA 22350–3600.                             Retention of Financial Aid and College
                                                  RETRIEVING, ACCESSING, RETAINING, AND                                                                           Persistence
                                                  DISPOSING OF RECORDS IN THE SYSTEM:
                                                                                                             Signed, written requests should
                                                                                                           contain the individual’s full name and                 AGENCY: National Center for Education
                                                  STORAGE:                                                 SMART Program identification number.                   Statistics (NCES), Department of
                                                     Paper and electronic storage media.                                                                          Education (ED).
                                                                                                           RECORD ACCESS PROCEDURES:                              ACTION: Notice.
                                                  RETRIEVABILITY:
                                                   Records are retrieved by name and                          Individuals seeking access to                       SUMMARY: In accordance with the
                                                  SMART Program identification number.                     information about themselves contained                 Paperwork Reduction Act of 1995 (44
                                                                                                           in this system should address written                  U.S.C. chapter 3501 et seq.), ED is
                                                  SAFEGUARDS:                                              inquiries to the Office of the Secretary               proposing a new information collection.
                                                    Access to records is permission-                       of Defense/Joint Staff, Freedom of                     DATES: Interested persons are invited to
                                                  granted based on the role of the                         Information Act Requester Service                      submit comments on or before
                                                  individual (need-to-know) and further                    Center, 1155 Defense Pentagon,                         December 19, 2016.
                                                  restricted to individuals who require the                Washington, DC 20301–1155.                             ADDRESSES: To access and review all the
                                                  data in the performance of official                                                                             documents related to the information
                                                                                                              Signed, written requests should
                                                  duties. Electronic records are                                                                                  collection listed in this notice, please
                                                                                                           contain the individual’s full name and
                                                  maintained on servers in controlled                                                                             use http://www.regulations.gov by
                                                  areas accessible only to authorized                      SMART Program identification number,
                                                                                                                                                                  searching the Docket ID number ED–
                                                  personnel. Access to storage areas is                    and the name and number of this system
                                                                                                                                                                  2016–ICCD–0113. Comments submitted
                                                  restricted to personnel with a valid                     of records notice.
                                                                                                                                                                  in response to this notice should be
                                                  requirement and authorization to enter.                     In addition, the requester must                     submitted electronically through the
                                                  Hardcopy records are kept in locked                      provide a notarized statement or an                    Federal eRulemaking Portal at http://
                                                  safes. Physical entry is restricted by the               unsworn declaration made in                            www.regulations.gov by selecting the
                                                  use of one or more of the following:                     accordance with 28 U.S.C. 1746, in the                 Docket ID number or via postal mail,
                                                  Security guards, identification badges,                  following format:                                      commercial delivery, or hand delivery.
                                                  cipher locks, electronic locks,                                                                                 Please note that comments submitted by
                                                                                                              If executed outside the United States:
                                                  combination locks, key card access and                                                                          fax or email and those submitted after
                                                                                                           ‘‘I declare (or certify, verify, or state)
                                                  closed circuit TV. Technical controls                                                                           the comment period will not be
                                                                                                           under penalty of perjury under the laws
                                                  consist of user identification,                                                                                 accepted. Written requests for
                                                  passwords, intrusion detection systems,                  of the United States of America that the
                                                                                                                                                                  information or comments submitted by
                                                  encryption, External Certificate                         foregoing is true and correct. Executed
                                                                                                                                                                  postal mail or delivery should be
                                                  Authority, firewalls, Virtual Private                    on (date). (Signature).’’
                                                                                                                                                                  addressed to the Director of the
                                                  Network (VPN), DoD Public Key                               If executed within the United States,               Information Collection Clearance
                                                  Infrastructure certificates, and Common                  its territories, possessions, or                       Division, U.S. Department of Education,
                                                  Access Cards (CACs). Administrative                      commonwealths: ‘‘I declare (or certify,                400 Maryland Avenue SW., LBJ, Room
                                                  controls consist of periodic security                    verify, or state) under penalty of perjury             2E–349, Washington, DC 20202–4537.
                                                  audits, regular monitoring of users’                     that the foregoing is true and correct.                FOR FURTHER INFORMATION CONTACT: For
                                                  security practices, methods to ensure                    Executed on (date). (Signature).’’                     specific questions related to collection
                                                  only authorized personnel have access                                                                           activities, please contact NCES
                                                  to Personally Identifiable Information                   CONTESTING RECORD PROCEDURES:                          Information Collections at
                                                  (PII). Personnel who have access to                                                                             NCES.Information.Collections@ed.gov.
                                                  SMART PII take annual Information                          OSD rules for accessing records,
                                                                                                           contesting contents, and appealing                     SUPPLEMENTARY INFORMATION: The
                                                  Assurance and Privacy Act training, as
                                                  required by the DoD.                                     initial agency determinations are                      Department of Education (ED), in
                                                                                                           published in the OSD Administrative                    accordance with the Paperwork
                                                  RETENTION AND DISPOSAL:                                  Instruction 81; 32 CFR part 311; or may                Reduction Act of 1995 (PRA) (44 U.S.C.
                                                     Participant information will be                       be obtained from the system manager.                   3506(c)(2)(A)), provides the general
                                                  deleted/destroyed 6 years and 3 months                                                                          public and Federal agencies with an
                                                  after completion of service commitment,                  RECORD SOURCE CATEGORIES:                              opportunity to comment on proposed,
                                                  or upon repayment of funds. Records of                                                                          revised, and continuing collections of
                                                                                                             Information is received from the                     information. This helps the Department
                                                  individuals not chosen for participation
                                                                                                           individual and SMART Program                           assess the impact of its information
                                                  in the program will be deleted when 3
                                                                                                           support staff.                                         collection requirements and minimize
mstockstill on DSK3G9T082PROD with NOTICES




                                                  years old. DoD research and engineering
                                                  facility data will be deleted/destroyed                                                                         the public’s reporting burden. It also
                                                                                                           EXEMPTIONS CLAIMED FOR THE SYSTEM:
                                                  upon termination of affiliation.                                                                                helps the public understand the
                                                                                                                 None.                                            Department’s information collection
                                                  SYSTEM MANAGER(S) AND ADDRESS:                                                                                  requirements and provide the requested
                                                                                                           [FR Doc. 2016–25411 Filed 10–19–16; 8:45 am]
                                                    Director, SMART Scholarship for                                                                               data in the desired format. ED is
                                                                                                           BILLING CODE 5001–06–P
                                                  Service Program, 4800 Mark Center                                                                               soliciting comments on the proposed
                                                  Drive, Alexandria, VA 22350–3600.                                                                               information collection request (ICR) that


                                             VerDate Sep<11>2014    16:40 Oct 19, 2016   Jkt 241001   PO 00000    Frm 00020   Fmt 4703   Sfmt 4703   E:\FR\FM\20OCN1.SGM   20OCN1



Document Created: 2016-10-21 09:59:11
Document Modified: 2016-10-21 09:59:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice to alter a system of records.
DatesComments will be accepted on or before November 21, 2016. This proposed action will be effective the date following the end of the comment period unless comments are received which result in a contrary determination.
ContactMrs. Luz D. Ortiz, Chief, Records, Privacy and Declassification Division (RPD2), 1155 Defense Pentagon, Washington, DC 20301-1155, or by phone at (571) 372-0478.
FR Citation81 FR 72577 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR