81_FR_72873 81 FR 72670 - Advisory Committee on Automation in Transportation

81 FR 72670 - Advisory Committee on Automation in Transportation

DEPARTMENT OF TRANSPORTATION
Office of the Secretary

Federal Register Volume 81, Issue 203 (October 20, 2016)

Page Range72670-72672
FR Document2016-25392

Pursuant to Section 9(a)(2) of the Federal Advisory Committee Act (FACA), and in accordance with Title 41, Code of Federal Regulations, Section 102-3.65, and following consultation with the Committee Management Secretariat, General Services Administration, notice is hereby given that the ACAT will be established for a 2-year period. It is the policy of the U.S. Department of Transportation to foster the safe deployment of advanced automated and connected vehicle technologies to achieve national goals while also understanding the long term societal and ethical impacts that these technological advancements may impose. Within that context, the objective of this committee is to provide information, advice, and recommendations to the U.S. Secretary of Transportation on cross-modal matters relating to the development and deployment of automated vehicles and assess the state of Departmental research, policy and regulatory support within this framework. The committee may convene and determine topics and is assembled around subject areas related to transportation aspects including the safety, mobility, environmental sustainability, maintaining state of good repair, human impact, data use and cybersecurity. The ACAT shall undertake information gathering activities, develop technical advice, and present recommendations to the Secretary to further inform this policy, including--but not limited to--aviation automated navigation systems technologies, unmanned aircraft systems, automated and connected road and transit vehicle technologies, enhanced freight movement technologies, railroad automated technologies, and advanced technology deployment in surface transportation environments. In particular, the ACAT will perform these activities as they may relate to emerging or ``not-yet-conceived'' innovations to ensure DOT is prepared when disruptive technologies emerge and can better manage long term evolution of training and education, regulation, and safety oversight. The ACAT shall consider these topics and areas of application as they alleviate or exacerbate challenges to disabled and disadvantaged populations. Additionally, the establishment of the ACAT is necessary for the Department to carry out its mission and in the public interest. The Committee will operate in accordance with the provisions of the Federal Advisory Committee Act and the rules and regulations issued in implementation of that Act. This notice also requests nominations for members of the Committee to ensure a wide range of member candidates and a balanced committee. The Under Secretary for Transportation may also make nominations to the Secretary to ensure balance on the committee.

Federal Register, Volume 81 Issue 203 (Thursday, October 20, 2016)
[Federal Register Volume 81, Number 203 (Thursday, October 20, 2016)]
[Notices]
[Pages 72670-72672]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-25392]


-----------------------------------------------------------------------

DEPARTMENT OF TRANSPORTATION

Office of the Secretary

[Docket No.: DOT-OST-2016-0203]


Advisory Committee on Automation in Transportation

AGENCY: Office of the Secretary, U.S. Department of Transportation 
(DOT).

ACTION: Notice of establishment of the Advisory Committee on Automation 
in Transportation (ACAT) and solicitation of nominations for 
membership.

-----------------------------------------------------------------------

SUMMARY: Pursuant to Section 9(a)(2) of the Federal Advisory Committee 
Act (FACA), and in accordance with Title 41, Code of Federal 
Regulations, Section 102-3.65, and following consultation with the 
Committee Management Secretariat, General Services Administration, 
notice is hereby given that the ACAT will be established for a 2-year 
period.
    It is the policy of the U.S. Department of Transportation to foster 
the safe deployment of advanced automated and connected vehicle 
technologies to

[[Page 72671]]

achieve national goals while also understanding the long term societal 
and ethical impacts that these technological advancements may impose. 
Within that context, the objective of this committee is to provide 
information, advice, and recommendations to the U.S. Secretary of 
Transportation on cross-modal matters relating to the development and 
deployment of automated vehicles and assess the state of Departmental 
research, policy and regulatory support within this framework. The 
committee may convene and determine topics and is assembled around 
subject areas related to transportation aspects including the safety, 
mobility, environmental sustainability, maintaining state of good 
repair, human impact, data use and cybersecurity.
    The ACAT shall undertake information gathering activities, develop 
technical advice, and present recommendations to the Secretary to 
further inform this policy, including--but not limited to--aviation 
automated navigation systems technologies, unmanned aircraft systems, 
automated and connected road and transit vehicle technologies, enhanced 
freight movement technologies, railroad automated technologies, and 
advanced technology deployment in surface transportation environments. 
In particular, the ACAT will perform these activities as they may 
relate to emerging or ``not-yet-conceived'' innovations to ensure DOT 
is prepared when disruptive technologies emerge and can better manage 
long term evolution of training and education, regulation, and safety 
oversight. The ACAT shall consider these topics and areas of 
application as they alleviate or exacerbate challenges to disabled and 
disadvantaged populations.
    Additionally, the establishment of the ACAT is necessary for the 
Department to carry out its mission and in the public interest. The 
Committee will operate in accordance with the provisions of the Federal 
Advisory Committee Act and the rules and regulations issued in 
implementation of that Act.
    This notice also requests nominations for members of the Committee 
to ensure a wide range of member candidates and a balanced committee. 
The Under Secretary for Transportation may also make nominations to the 
Secretary to ensure balance on the committee.

DATES: The deadline for nominations for Committee members must be 
received on or before November 4, 2016.

ADDRESSES: All nomination materials should be emailed to 
[email protected] or faxed to the attention of John Augustine at (202) 
366-0263, or mailed to John Augustine, U.S. Department of 
Transportation, Office of the Secretary Office of Policy, Room W84-306, 
1200 New Jersey Avenue SE., Washington, DC 20590. Any person needing 
accessibility accommodations should contact John Augustine at (202) 
366-0353.

FOR FURTHER INFORMATION CONTACT: John Augustine, U.S. Department of 
Transportation, Office of the Secretary, Office of Policy, Room W84-
306, 1200 New Jersey Avenue SE., Washington, DC 20590; phone (202) 366-
0353; email: [email protected].

SUPPLEMENTARY INFORMATION: The Department of Transportation is hereby 
soliciting nominations for members of the ACAT. The Secretary of 
Transportation will appoint at least 15 Committee members. Members will 
be selected with a view toward achieving varied perspectives on 
automated transportation, including but not limited to (1) modes of 
transportation; (2) regional representation; (3) relevant policy areas 
such as safety, labor, and environment; (4) businesses developing 
automation technologies; and (5) government bodies. Committee members 
may serve for a term of 2 years or less and may be reappointed for 
successive terms, with no more than 2 successive terms. The Chair and 
Vice Chair of the Committee will be appointed by the Secretary from 
among the selected members, and the Committee is expected to meet 
approximately two times per year or as necessary. Subcommittees may be 
formed to address specific automation-related issues. Some Committee 
members may be appointed as special Government employees and will be 
subject to certain ethical restrictions, and such members will be 
required to submit certain information in connection with the 
appointment process.
    Process and Deadline for Submitting Nominations: Qualified 
individuals can self-nominate or be nominated by any individual or 
organization. To be considered for the ACAT, nominators should submit 
the following information:
    (1) Name, title, and relevant contact information (including phone, 
fax, and email address) of the individual requesting consideration;
    (2) A letter of support from a company, union, trade association, 
academic or non-profit organization on letterhead containing a brief 
description why the nominee should be considered for membership;
    (3) Short biography of nominee including professional and academic 
credentials;
    (4) An affirmative statement that the nominee meets all Committee 
eligibility requirements. Please do not send company, trade 
association, or organization brochures or any other information. 
Materials submitted should total two pages or less. Should more 
information be needed, DOT staff will contact the nominee, obtain 
information from the nominee's past affiliations, or obtain information 
from publicly available sources, such as the Internet.
    Nominations may be emailed to [email protected] or faxed to the 
attention of John Augustine at (202) 366-0263, or mailed to John 
Augustine, U.S. Department of Transportation, Office of the Secretary 
Office of Policy, Room W84-306, 1200 New Jersey Avenue SE., Washington, 
DC 20590. Nominations must be received before November 4, 2016. 
Nominees selected for appointment to the Committee will be notified by 
return email and by a letter of appointment.
    A selection team comprising representatives from several DOT 
offices will review the nomination packages. The selection team will 
make recommendations regarding membership to the Secretary of 
Transportation based on criteria including (1) professional or academic 
expertise, experience, and knowledge; (2) stakeholder representation; 
(3) availability and willingness to serve; and (4) skills working in 
committees and advisory panels. The Under Secretary of Transportation 
for Policy will submit a list of recommended candidates to the 
Secretary of Transportation for review and selection of Committee 
members.
    Nominations are open to all individuals without regard to race, 
color, religion, sex, national origin, age, mental or physical 
handicap, marital status, or sexual orientation. To ensure that 
recommendations to the Secretary take into account the needs of the 
diverse groups served by DOT, membership shall include, to the extent 
practicable, individuals with demonstrated ability to represent 
minorities, women, and persons with disabilities. Please note, however, 
that federally registered lobbyists and individuals already serving on 
another Federal advisory committee are ineligible for nomination.


[[Page 72672]]


    Issued in Washington, DC, on October 13, 2016.
Blair C. Anderson,
Under Secretary of Transportation for Policy.
[FR Doc. 2016-25392 Filed 10-19-16; 8:45 am]
 BILLING CODE 4910-9X-P



                                                  72670                       Federal Register / Vol. 81, No. 203 / Thursday, October 20, 2016 / Notices

                                                  and final assembly for non-ADA-                         vehicles that may be suitable for                     No. FAA–2016–9288] by the United
                                                  accessible minivans.                                    vanpool use that meet FTA’s Buy                       States Department of Transportation
                                                     FTA Response: With regard to a                       America final assembly requirement.                   (DOT) pursuant to 49 U.S.C. 5121(d).
                                                  manufacturer’s willingness to document                  Therefore, FTA is providing a Buy                     FOR FURTHER INFORMATION CONTACT:
                                                  its compliance with the audit                           America waiver of the domestic content                Kevin Leary, Standards and Rulemaking
                                                  requirements, because today’s Notice                    requirement for non-ADA-accessible                    Division, Pipeline and Hazardous
                                                  waives the domestic content                             minivans and vans; final assembly in                  Materials Safety Administration,
                                                  requirement, recipients will not be                     the U.S. is still required. This waiver is            telephone: (202) 366–8553.
                                                  obligated to document or audit a                        limited to contracts entered into on or               SUPPLEMENTARY INFORMATION:
                                                  covered vehicle’s domestic components.                  before September 30, 2019 or until a
                                                  However, a recipient still must confirm                 fully-compliant domestic source                       Additional Information
                                                  a vehicle’s compliance with the other                   becomes available whichever is earlier.                 Additional information pertinent to
                                                  requirements of 49 CFR part 663,                          Additionally, FTA is granting Pace a                the Order is available through the Office
                                                  including conformity to the original bid                one-time non-availability waiver of both              of the Federal Register Web site (https://
                                                  specifications, and compliance with all                 domestic content and final assembly                   www.federalregister.gov/public-
                                                  applicable Federal Motor Vehicle Safety                 requirements for the purchase of up to                inspection/current).
                                                  Standards (FMVSS).                                      188 Dodge Caravan minivans for its                      Additional information pertinent to
                                                  F. Comments on FTA’s Question                           vanpool program, as set forth in Pace’s               the traveling public is available through
                                                  Whether Manufacturers Would Consider                    original request for a waiver. Pace                   the DOT Safe Travel Web site (see
                                                  Submitting to a Pre-Award and Post-                     originally sought a waiver for the                    http://phmsa.dot.gov/safetravel/
                                                  Delivery Audit Process That Was                         procurement of minivans for its vanpool               batteries) and through the FAA Pack
                                                  Conducted by FTA on Each New Model                      program in April 2014, after the                      Safe Web site (see http://www.faa.gov/
                                                  Year, as Opposed To Requiring Audits                    solicitation resulted in no bidders that              Go/PackSafe). For additional
                                                  for Each Individual Procurement                         certified compliance with Buy America.                information on returning your device to
                                                                                                          FTA requested that Pace re-advertise its              the manufacturer, please call 1–800–
                                                     Commenters were supportive of the
                                                                                                          procurement for minivans (IFB 412654),                SAMSUNG or 1–800–726–7864. For
                                                  concept of annual audits of vehicle
                                                                                                          which Pace did in October 2014. The                   additional information on the recall
                                                  models, rather than requiring audits for
                                                                                                          October 2014 solicitation also resulted               please visit the Consumer Product
                                                  each individual procurement. Six
                                                                                                          in no bidders who could certify to both               Safety Commission’s Web site at
                                                  commenters provided input on FTA’s
                                                                                                          Buy America requirements. Pace has an                 www.cpsc.gov.
                                                  pre-award and post-delivery audit
                                                                                                          immediate need for replacement
                                                  process question. None of the                                                                                   Issued in Washington, DC, on October 14,
                                                                                                          vehicles for its vanpool program, and
                                                  commenters were minivan                                                                                       2016.
                                                                                                          acquisition of these vehicles has been
                                                  manufacturers and commenters noted                                                                            Marie Therese Dominguez,
                                                                                                          delayed due to the Buy America waiver
                                                  that while they could not speak on                                                                            Administrator, Pipeline and Hazardous
                                                                                                          review process. Therefore, FTA also is
                                                  behalf of automakers, they supported                                                                          Materials Safety Administration.
                                                                                                          granting Pace a limited waiver of Buy
                                                  any policy that would promote more                                                                            [FR Doc. 2016–25362 Filed 10–19–16; 8:45 am]
                                                                                                          America for the purchase up to 188
                                                  entrants, more competition, and more
                                                                                                          Dodge Caravan minivans for its vanpool                BILLING CODE 4910–60–P
                                                  options in the procurement of minivans
                                                                                                          program pursuant to IFB 412654.
                                                  for vanpool purposes.
                                                     FTA Response: FTA believes this                      Ellen Partridge,                                      DEPARTMENT OF TRANSPORTATION
                                                  proposal has merit and will take this                   Chief Counsel.
                                                  recommendation into consideration in a                  [FR Doc. 2016–25370 Filed 10–19–16; 8:45 am]          Office of the Secretary
                                                  future action that FTA may take to                      BILLING CODE P                                        [Docket No.: DOT–OST–2016–0203]
                                                  address pre-award and post-delivery
                                                  audits for minivan procurements. Until                                                                        Advisory Committee on Automation in
                                                  that time, however, recipients procuring                DEPARTMENT OF TRANSPORTATION                          Transportation
                                                  vans with FTA financial assistance must
                                                  still conduct pre-award and post-                       Pipeline and Hazardous Materials                      AGENCY: Office of the Secretary, U.S.
                                                  delivery audits, consistent with the                    Safety Administration                                 Department of Transportation (DOT).
                                                  statutory requirement at 49 U.S.C.                                                                            ACTION: Notice of establishment of the
                                                                                                          [Docket Number PHMSA–2016–0110; Notice
                                                  5323(m) and FTA’s implementing                                                                                Advisory Committee on Automation in
                                                                                                          No. 2016–21]
                                                  regulation at 49 CFR part 663. Given the                                                                      Transportation (ACAT) and solicitation
                                                  circumstances warranting this waiver,                   Hazardous Materials: Damaged,                         of nominations for membership.
                                                  the audits will not need to document                    Defective, Recalled Lithium Cells or
                                                  the domestic content of the vehicle for                                                                       SUMMARY: Pursuant to Section 9(a)(2) of
                                                                                                          Batteries or Portable Electronic
                                                  compliance, but will still need to                                                                            the Federal Advisory Committee Act
                                                                                                          Devices
                                                  confirm the place of final assembly. The                                                                      (FACA), and in accordance with Title
                                                  audit will need to document that the                    AGENCY: Pipeline and Hazardous                        41, Code of Federal Regulations, Section
                                                  vehicle conforms to the requirements                    Materials Safety Administration                       102–3.65, and following consultation
                                                  outlined in the bid specifications, and                 (PHMSA), DOT.                                         with the Committee Management
                                                                                                                                                                Secretariat, General Services
mstockstill on DSK3G9T082PROD with NOTICES




                                                  complies with the FMVSS.                                ACTION: Withdrawal of Safety Advisory
                                                                                                          Notice No. 2016–18.                                   Administration, notice is hereby given
                                                  Conclusion                                                                                                    that the ACAT will be established for a
                                                    Although no minivans are presently                    SUMMARY: Safety Advisory Notice 2016–                 2-year period.
                                                  available in the domestic market that                   18 is withdrawn effective at noon (ET)                  It is the policy of the U.S. Department
                                                  meet both the final assembly and                        on October 15, 2016. At that time, it will            of Transportation to foster the safe
                                                  domestic content requirements, FTA has                  be superseded by an Emergency                         deployment of advanced automated and
                                                  identified four non-ADA-accessible                      Restriction/Prohibition Order [Order                  connected vehicle technologies to


                                             VerDate Sep<11>2014   16:40 Oct 19, 2016   Jkt 241001   PO 00000   Frm 00109   Fmt 4703   Sfmt 4703   E:\FR\FM\20OCN1.SGM   20OCN1


                                                                              Federal Register / Vol. 81, No. 203 / Thursday, October 20, 2016 / Notices                                           72671

                                                  achieve national goals while also                       dot.gov or faxed to the attention of John                (3) Short biography of nominee
                                                  understanding the long term societal                    Augustine at (202) 366–0263, or mailed                including professional and academic
                                                  and ethical impacts that these                          to John Augustine, U.S. Department of                 credentials;
                                                  technological advancements may                          Transportation, Office of the Secretary                  (4) An affirmative statement that the
                                                  impose. Within that context, the                        Office of Policy, Room W84–306, 1200                  nominee meets all Committee eligibility
                                                  objective of this committee is to provide               New Jersey Avenue SE., Washington,
                                                                                                                                                                requirements. Please do not send
                                                  information, advice, and                                DC 20590. Any person needing
                                                                                                                                                                company, trade association, or
                                                  recommendations to the U.S. Secretary                   accessibility accommodations should
                                                  of Transportation on cross-modal                        contact John Augustine at (202) 366–                  organization brochures or any other
                                                  matters relating to the development and                 0353.                                                 information. Materials submitted should
                                                  deployment of automated vehicles and                                                                          total two pages or less. Should more
                                                                                                          FOR FURTHER INFORMATION CONTACT: John                 information be needed, DOT staff will
                                                  assess the state of Departmental                        Augustine, U.S. Department of
                                                  research, policy and regulatory support                                                                       contact the nominee, obtain information
                                                                                                          Transportation, Office of the Secretary,              from the nominee’s past affiliations, or
                                                  within this framework. The committee                    Office of Policy, Room W84–306, 1200
                                                  may convene and determine topics and                                                                          obtain information from publicly
                                                                                                          New Jersey Avenue SE., Washington,
                                                  is assembled around subject areas                                                                             available sources, such as the Internet.
                                                                                                          DC 20590; phone (202) 366–0353; email:
                                                  related to transportation aspects                       automation@dot.gov.                                      Nominations may be emailed to
                                                  including the safety, mobility,                         SUPPLEMENTARY INFORMATION: The                        automation@dot.gov or faxed to the
                                                  environmental sustainability,                           Department of Transportation is hereby                attention of John Augustine at (202)
                                                  maintaining state of good repair, human                 soliciting nominations for members of                 366–0263, or mailed to John Augustine,
                                                  impact, data use and cybersecurity.                     the ACAT. The Secretary of                            U.S. Department of Transportation,
                                                     The ACAT shall undertake                                                                                   Office of the Secretary Office of Policy,
                                                                                                          Transportation will appoint at least 15
                                                  information gathering activities, develop                                                                     Room W84–306, 1200 New Jersey
                                                                                                          Committee members. Members will be
                                                  technical advice, and present
                                                                                                          selected with a view toward achieving                 Avenue SE., Washington, DC 20590.
                                                  recommendations to the Secretary to
                                                                                                          varied perspectives on automated                      Nominations must be received before
                                                  further inform this policy, including—
                                                                                                          transportation, including but not limited             November 4, 2016. Nominees selected
                                                  but not limited to—aviation automated
                                                                                                          to (1) modes of transportation; (2)                   for appointment to the Committee will
                                                  navigation systems technologies,
                                                                                                          regional representation; (3) relevant                 be notified by return email and by a
                                                  unmanned aircraft systems, automated
                                                                                                          policy areas such as safety, labor, and               letter of appointment.
                                                  and connected road and transit vehicle
                                                                                                          environment; (4) businesses developing
                                                  technologies, enhanced freight                                                                                   A selection team comprising
                                                                                                          automation technologies; and (5)
                                                  movement technologies, railroad                                                                               representatives from several DOT offices
                                                                                                          government bodies. Committee
                                                  automated technologies, and advanced                                                                          will review the nomination packages.
                                                                                                          members may serve for a term of 2 years
                                                  technology deployment in surface                                                                              The selection team will make
                                                                                                          or less and may be reappointed for
                                                  transportation environments. In                                                                               recommendations regarding
                                                                                                          successive terms, with no more than 2
                                                  particular, the ACAT will perform these                                                                       membership to the Secretary of
                                                                                                          successive terms. The Chair and Vice
                                                  activities as they may relate to emerging                                                                     Transportation based on criteria
                                                                                                          Chair of the Committee will be
                                                  or ‘‘not-yet-conceived’’ innovations to                                                                       including (1) professional or academic
                                                                                                          appointed by the Secretary from among
                                                  ensure DOT is prepared when                                                                                   expertise, experience, and knowledge;
                                                                                                          the selected members, and the
                                                  disruptive technologies emerge and can                                                                        (2) stakeholder representation; (3)
                                                                                                          Committee is expected to meet
                                                  better manage long term evolution of                                                                          availability and willingness to serve;
                                                                                                          approximately two times per year or as
                                                  training and education, regulation, and                                                                       and (4) skills working in committees
                                                                                                          necessary. Subcommittees may be
                                                  safety oversight. The ACAT shall
                                                                                                          formed to address specific automation-                and advisory panels. The Under
                                                  consider these topics and areas of
                                                                                                          related issues. Some Committee                        Secretary of Transportation for Policy
                                                  application as they alleviate or
                                                                                                          members may be appointed as special                   will submit a list of recommended
                                                  exacerbate challenges to disabled and
                                                                                                          Government employees and will be                      candidates to the Secretary of
                                                  disadvantaged populations.
                                                                                                          subject to certain ethical restrictions,              Transportation for review and selection
                                                     Additionally, the establishment of the
                                                                                                          and such members will be required to                  of Committee members.
                                                  ACAT is necessary for the Department
                                                                                                          submit certain information in
                                                  to carry out its mission and in the                                                                              Nominations are open to all
                                                                                                          connection with the appointment
                                                  public interest. The Committee will                                                                           individuals without regard to race,
                                                                                                          process.
                                                  operate in accordance with the                             Process and Deadline for Submitting                color, religion, sex, national origin, age,
                                                  provisions of the Federal Advisory                      Nominations: Qualified individuals can                mental or physical handicap, marital
                                                  Committee Act and the rules and                         self-nominate or be nominated by any                  status, or sexual orientation. To ensure
                                                  regulations issued in implementation of                 individual or organization. To be                     that recommendations to the Secretary
                                                  that Act.                                               considered for the ACAT, nominators                   take into account the needs of the
                                                     This notice also requests nominations                                                                      diverse groups served by DOT,
                                                                                                          should submit the following
                                                  for members of the Committee to ensure                                                                        membership shall include, to the extent
                                                                                                          information:
                                                  a wide range of member candidates and                      (1) Name, title, and relevant contact              practicable, individuals with
                                                  a balanced committee. The Under                         information (including phone, fax, and                demonstrated ability to represent
                                                  Secretary for Transportation may also                   email address) of the individual
mstockstill on DSK3G9T082PROD with NOTICES




                                                                                                                                                                minorities, women, and persons with
                                                  make nominations to the Secretary to                    requesting consideration;
                                                  ensure balance on the committee.                                                                              disabilities. Please note, however, that
                                                                                                             (2) A letter of support from a                     federally registered lobbyists and
                                                  DATES: The deadline for nominations for                 company, union, trade association,                    individuals already serving on another
                                                  Committee members must be received                      academic or non-profit organization on                Federal advisory committee are
                                                  on or before November 4, 2016.                          letterhead containing a brief description             ineligible for nomination.
                                                  ADDRESSES: All nomination materials                     why the nominee should be considered
                                                  should be emailed to automation@                        for membership;


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                                                  72672                       Federal Register / Vol. 81, No. 203 / Thursday, October 20, 2016 / Notices

                                                    Issued in Washington, DC, on October 13,              order to inspect and photocopy                        provide the OCC with prior notice and
                                                  2016.                                                   comments.                                             obtain a written supervisory no-
                                                  Blair C. Anderson,                                         All comments received, including                   objection letter. In order to obtain a
                                                  Under Secretary of Transportation for Policy.           attachments and other supporting                      supervisory no-objection letter, a
                                                  [FR Doc. 2016–25392 Filed 10–19–16; 8:45 am]            materials, are part of the public record              national bank or Federal savings
                                                  BILLING CODE 4910–9X–P                                  and subject to public disclosure. Do not              association must have written policies,
                                                                                                          include any information in your                       procedures, and risk measurement and
                                                                                                          comment or supporting materials that                  management systems and controls in
                                                                                                          you consider confidential or                          place to ensure that retail forex
                                                  DEPARTMENT OF THE TREASURY
                                                                                                          inappropriate for public disclosure.                  transactions are conducted in a safe and
                                                  Office of the Comptroller of the                        FOR FURTHER INFORMATION CONTACT:                      sound manner. The national bank or
                                                  Currency                                                Shaquita Merritt, OCC Clearance                       Federal savings association also must
                                                                                                          Officer, (202) 649–5490 or, for persons               provide other information required by
                                                  Agency Information Collection                           who are deaf or hard of hearing, TTY,                 the OCC, such as documentation of
                                                  Activities: Information Collection                      (202) 649–5597, Legislative and                       customer due diligence, new product
                                                  Renewal; Comment Request; Retail                        Regulatory Activities Division, Office of             approvals, and haircuts applied to
                                                  Foreign Exchange Transactions                           the Comptroller of the Currency, 400 7th              noncash margins.
                                                                                                          Street SW., Washington, DC 20219.                     Disclosure Requirements
                                                  AGENCY: Office of the Comptroller of the
                                                  Currency (OCC), Treasury.                               SUPPLEMENTARY INFORMATION: Under the
                                                                                                          PRA (44 U.S.C. 3501–3520), Federal                       Under § 48.5, a national bank or
                                                  ACTION: Notice and request for comment.                                                                       Federal savings association must
                                                                                                          agencies must obtain approval from
                                                                                                          OMB for each collection of information                promptly provide the customer with a
                                                  SUMMARY: The OCC, as part of its
                                                                                                          that they conduct or sponsor.                         statement reflecting the financial result
                                                  continuing effort to reduce paperwork                                                                         of the transactions and the name of the
                                                  and respondent burden, invites the                      ‘‘Collection of information’’ is defined
                                                                                                          in 44 U.S.C. 3502(3) and 5 CFR                        introducing broker to the account. The
                                                  general public and other Federal                                                                              customer must provide specific written
                                                  agencies to take this opportunity to                    1320.3(c) to include agency requests or
                                                                                                          requirements that members of the public               instructions on how the offsetting
                                                  comment on a continuing information                                                                           transaction should be applied.
                                                  collection as required by the Paperwork                 submit reports, keep records, or provide
                                                                                                          information to a third party. Section                    Section 48.6 requires that a national
                                                  Reduction Act of 1995 (PRA).
                                                                                                          3506(c)(2)(A) of title 44 requires Federal            bank or Federal savings association
                                                     In accordance with the requirements
                                                                                                          agencies to provide a 60-day notice in                furnish a retail forex customer with a
                                                  of the PRA, the OCC may not conduct
                                                                                                          the Federal Register concerning each                  written disclosure before opening an
                                                  or sponsor, and the respondent is not
                                                                                                          proposed collection of information,                   account through which the customer
                                                  required to respond to, an information
                                                                                                          including each proposed extension of an               will engage in retail forex transactions.
                                                  collection unless it displays a currently
                                                                                                          existing collection of information,                   It further requires a national bank or
                                                  valid Office of Management and Budget
                                                                                                          before submitting the collection to OMB               Federal savings association to secure an
                                                  (OMB) control number.
                                                                                                          for approval. To comply with this                     acknowledgment from the customer that
                                                     The OCC is soliciting comment on the
                                                                                                          requirement, the OCC is publishing                    the disclosure was received and
                                                  renewal of its information collection
                                                                                                          notice of the proposed collection of                  understood. Finally, the section requires
                                                  titled ‘‘Retail Foreign Exchange
                                                                                                          information set forth in this document.               the disclosure by a national bank or
                                                  Transactions.’’
                                                                                                             Title: Retail Foreign Exchange                     Federal savings association of its fees
                                                  DATES: Comments must be submitted on                                                                          and other charges and its profitable
                                                                                                          Transactions.
                                                  or before December 19, 2016.                               OMB Control No.: 1557–0250.                        accounts ratio.
                                                  ADDRESSES: Because paper mail in the                       Type of Review: Regular.                              Section 48.10 requires a national bank
                                                  Washington, DC area and at the OCC is                      Frequency of Response: On occasion.                or Federal savings association to issue
                                                  subject to delay, commenters are                           Affected Public: Businesses or other               monthly statements to each retail forex
                                                  encouraged to submit comments by                        for-profit.                                           customer and to send confirmation
                                                  email, if possible. Comments may be                        Estimated Number of Respondents:                   statements following transactions.
                                                  sent to: Legislative and Regulatory                     15.                                                      Section 48.13(c) prohibits a national
                                                  Activities Division, Office of the                         Total Annual Burden: 22,418 hours.                 bank or Federal savings association
                                                  Comptroller of the Currency, Attention:                    Description:                                       engaging in retail forex transactions
                                                  1557–0250, 400 7th Street SW., Suite                                                                          from knowingly handling the account of
                                                  3E–218, Mail Stop 9W–11, Washington,                    Background                                            any related person of another retail
                                                  DC 20219. In addition, comments may                        The OCC’s retail forex rule (12 CFR                forex counterparty unless it receives
                                                  be sent by fax to (571) 465–4326 or by                  part 48) allows national banks and                    proper written authorization, promptly
                                                  electronic mail to prainfo@occ.treas.gov.               Federal savings associations to offer                 prepares a written record of the order,
                                                  You may personally inspect and                          retail foreign exchange transactions to               and transmits to the counterparty copies
                                                  photocopy comments at the OCC, 400                      its customers. In order to engage in                  all statements and written records.
                                                  7th Street SW., Washington, DC 20219.                   these transactions, institutions must                 Section 48.13(d) prohibits a related
                                                  For security reasons, the OCC requires                  comply with various reporting,                        person of a national bank or Federal
                                                  that visitors make an appointment to                                                                          savings association engaging in forex
mstockstill on DSK3G9T082PROD with NOTICES




                                                                                                          disclosure, and recordkeeping
                                                  inspect comments. You may do so by                      requirements included in that rule.                   transactions from having an account
                                                  calling (202) 649–6700 or, for persons                                                                        with another retail forex counterparty
                                                  who are deaf or hard of hearing, TTY,                   Reporting Requirements                                unless it receives proper written
                                                  (202) 649–5597. Upon arrival, visitors                    The reporting requirements in § 48.4                authorization and copies of all
                                                  will be required to present valid                       state that, prior to initiating a retail              statements and written records for such
                                                  government-issued photo identification                  forex business, a national bank or                    accounts are transmitted to the
                                                  and submit to a security screening in                   Federal savings association must                      counterparty.


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Document Created: 2016-10-21 09:59:05
Document Modified: 2016-10-21 09:59:05
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of establishment of the Advisory Committee on Automation in Transportation (ACAT) and solicitation of nominations for membership.
DatesThe deadline for nominations for Committee members must be received on or before November 4, 2016.
ContactJohn Augustine, U.S. Department of Transportation, Office of the Secretary, Office of Policy, Room W84- 306, 1200 New Jersey Avenue SE., Washington, DC 20590; phone (202) 366- 0353; email: [email protected]
FR Citation81 FR 72670 

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