81 FR 73460 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 206 (October 25, 2016)

Page Range		73460-73460
FR Document		2016-25707

Federal Register, Volume 81 Issue 206 (Tuesday, October 25, 2016)

[Federal Register Volume 81, Number 206 (Tuesday, October 25, 2016)]
[Notices]
[Page 73460]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-25707]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Form S-1; SEC File No. 270-058, OMB Control No. 3235-0065.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') this request for an extension of the previously 
approved collection of information discussed below.
    Form S-1 (17 CFR 239.11) is used by domestic issuers who are not 
eligible to use other forms to register a public offering of their 
securities under the Securities Act of 1933 (15 U.S.C. 77a et seq.). 
The information collected is intended to ensure that the information 
required to be filed by the Commission permits verification of 
compliance with securities law requirements and assures the public 
availability of such information. Form S-1 takes approximately 667 
hours per response and is filed by approximately 901 respondents. We 
estimate that 25% of the 667 hours per response (166.75 hours) is 
prepared by the registrant for a total annual reporting burden of 
150,242 hours (166.75 hours per response x 901 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov . 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: October 18, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-25707 Filed 10-24-16; 8:45 am]
BILLING CODE 8011-01-P

73460 Federal Register / Vol. 81, No. 206 / Tuesday, October 25, 2016 / Notices

incur a total burden of 2,763,566 hours 20549, or by sending an email to: PRA_ Office Building, Washington, DC 20503,
per year to comply with Rule 17a–3. Mailbox@sec.gov. Comments must be or by sending an email to: Shagufta_
In addition, Rule 17a–3 contains submitted to OMB within 30 days of Ahmed@omb.eop.gov; and (ii) Pamela
ongoing operation and maintenance this notice. Dyson, Director/Chief Information
costs for broker-dealers, including the Dated: October 18, 2016. Officer, Securities and Exchange
cost of postage to provide customers Brent J. Fields,
Commission, c/o Remi Pavlik-Simon,
with account information, and costs for 100 F Street NE., Washington, DC 20549
Secretary.
equipment and systems development. or send an email to: PRA_Mailbox@
[FR Doc. 2016–25705 Filed 10–24–16; 8:45 am]
The Commission estimates that under sec.gov. Comments must be submitted to
Rule 17a–3(a)(17), approximately BILLING CODE 8011–01–P OMB within 30 days of this notice.
41,143,233 customers will need to be Dated: October 18, 2016.
provided with information regarding Brent J. Fields,
their account on a yearly basis. The SECURITIES AND EXCHANGE
Commission estimates that the postage COMMISSION Secretary.
[FR Doc. 2016–25707 Filed 10–24–16; 8:45 am]
costs associated with providing those Submission for OMB Review;
customers with copies of their account BILLING CODE 8011–01–P
Comment Request
record information would be
approximately $13,577,267 per year Upon Written Request Copies Available
(41,143,233 × $0.33).1 The staff From: Securities and Exchange
estimates that broker-dealers Commission, Office of FOIA Services, SMALL BUSINESS ADMINISTRATION
establishing liquidity, credit, and 100 F Street NE., Washington, DC
market risk management controls 20549–2736. [Disaster Declaration #14911 and #14912]
pursuant to Rule 17a–3(a)(23) incur one- Extension:
time startup costs of $924,000, or North Carolina Disaster Number NC–
Form S–1; SEC File No. 270–058, OMB
$308,000 amortized over a three-year Control No. 3235–0065. 00081
approval period, to hire outside counsel Notice is hereby given that, pursuant
to review the controls. The staff further AGENCY:U.S. Small Business
to the Paperwork Reduction Act of 1995 Administration.
estimates that the ongoing equipment (44 U.S.C. 3501 et seq.), the Securities
and systems development costs relating and Exchange Commission ACTION: Amendment 6.
to Rule 17a–3 for the industry would be (‘‘Commission’’) has submitted to the
about $30,677,094 per year. Office of Management and Budget SUMMARY: This is an amendment of the
Consequently, the total cost burden (‘‘OMB’’) this request for an extension of Presidential declaration of a major
associated with Rule 17a–3 would be the previously approved collection of disaster for the State of North Carolina
approximately $44,562,361 per year. information discussed below. (FEMA–4285–DR), dated 10/10/2016.
Rule 17a–3 does not contain record Form S–1 (17 CFR 239.11) is used by Incident: Hurricane Matthew.
retention requirements. Compliance domestic issuers who are not eligible to
with the rule is mandatory. The Incident Period: 10/04/2016 and
use other forms to register a public continuing.
required records are available only to offering of their securities under the
the staffs of the Commission, self- Securities Act of 1933 (15 U.S.C. 77a et Effective Date: 10/17/2016.
regulatory organizations of which the seq.). The information collected is Physical Loan Application Deadline
broker-dealer is a member, and the intended to ensure that the information Date: 12/09/2016.
states during examination, inspections required to be filed by the Commission
and investigations. EIDL Loan Application Deadline Date:
permits verification of compliance with 07/10/2017.
An agency may not conduct or securities law requirements and assures
sponsor, and a person is not required to the public availability of such ADDRESSES: Submit completed loan
respond to, a collection of information information. Form S–1 takes applications to: U.S. Small Business
under the PRA unless it displays a approximately 667 hours per response Administration Processing and
currently valid OMB control number. and is filed by approximately 901 Disbursement Center, 14925 Kingsport
The public may view the background respondents. We estimate that 25% of Road, Fort Worth, TX 76155.
documentation for this information the 667 hours per response (166.75 FOR FURTHER INFORMATION CONTACT:
collection at the following Web site, hours) is prepared by the registrant for
www.reginfo.gov. Comments should be A. Escobar, Office of Disaster
a total annual reporting burden of Assistance, U.S. Small Business
directed to (i) Desk Officer for the 150,242 hours (166.75 hours per
Securities and Exchange Commission, Administration, 409 3rd Street SW.,
response × 901 responses). Suite 6050, Washington, DC 20416.
Office of Information and Regulatory An agency may not conduct or
Affairs, Office of Management and sponsor, and a person is not required to SUPPLEMENTARY INFORMATION: The notice
Budget, Room 10102, New Executive respond to, a collection of information of the Presidential disaster declaration
Office Building, Washington, DC 20503, unless it displays a currently valid OMB for the State of North Carolina, dated
or by sending an email to: Shagufta_ control number. 10/10/2016 is hereby amended to
Ahmed@omb.eop.gov; and (ii) Pamela The public may view the background include the following areas as adversely
Dyson, Director/Chief Information documentation for this information affected by the disaster:
mstockstill on DSK3G9T082PROD with NOTICES

Officer, Securities and Exchange collection at the following Web site,
Commission, c/o Remi Pavlik-Simon, Primary Counties (Physical Damage and
www.reginfo.gov . Comments should be Economic Injury Loans): Craven
100 F Street NE., Washington, DC directed to: (i) Desk Officer for the
Contiguous Counties (Economic Injury
Securities and Exchange Commission,
1 Estimates of postage costs are derived from past Loans Only):
conversations with industry representatives and
Office of Information and Regulatory
have been adjusted to account for inflation and Affairs, Office of Management and All other information in the original
increases in postage costs. Budget, Room 10102, New Executive declaration remains unchanged.

VerDate Sep<11>2014 16:58 Oct 24, 2016 Jkt 241001 PO 00000 Frm 00083 Fmt 4703 Sfmt 4703 E:\FR\FM\25OCN1.SGM 25OCN1

Document Created: 2018-02-13 16:38:08
Document Modified: 2018-02-13 16:38:08

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 73460