81_FR_74697 81 FR 74490 - Local Empowerment for Accelerating Projects (LEAP) Pilot Program

81 FR 74490 - Local Empowerment for Accelerating Projects (LEAP) Pilot Program

DEPARTMENT OF TRANSPORTATION
Federal Highway Administration

Federal Register Volume 81, Issue 207 (October 26, 2016)

Page Range74490-74494
FR Document2016-25894

The Federal Highway Administration (FHWA) is announcing a pilot program to permit, on an experimental basis, direct delivery of Federal-aid funding of up to five Local Public Agencies (LPAs). These LPAs will be subject to Federal oversight, and the State DOT will be relieved of direct oversight and accountability for projects funded under the LEAP pilot program. The pilot program will be carried out for a period of 5 years (unless extended). It will be implemented in accordance with FHWA's experimental authority provided by the project flexibility authority granted under section 1420 of the Fixing America's Surface Transportation Act.

Federal Register, Volume 81 Issue 207 (Wednesday, October 26, 2016)
[Federal Register Volume 81, Number 207 (Wednesday, October 26, 2016)]
[Notices]
[Pages 74490-74494]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-25894]


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DEPARTMENT OF TRANSPORTATION

Federal Highway Administration

[Docket No: FHWA-2016-0030]


Local Empowerment for Accelerating Projects (LEAP) Pilot Program

AGENCY: Federal Highway Administration, U.S. Department of 
Transportation.

ACTION: Notice. Solicitation of interest and participation in Direct 
Aid Pilot Program.

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[[Page 74491]]

SUMMARY: The Federal Highway Administration (FHWA) is announcing a 
pilot program to permit, on an experimental basis, direct delivery of 
Federal-aid funding of up to five Local Public Agencies (LPAs). These 
LPAs will be subject to Federal oversight, and the State DOT will be 
relieved of direct oversight and accountability for projects funded 
under the LEAP pilot program. The pilot program will be carried out for 
a period of 5 years (unless extended). It will be implemented in 
accordance with FHWA's experimental authority provided by the project 
flexibility authority granted under section 1420 of the Fixing 
America's Surface Transportation Act.

DATES: Applications must be received by November 25, 2016.

ADDRESSES: To ensure that you do not duplicate your docket submissions, 
please submit them by only one of the following means:
     Federal eRulemaking Portal: Go to http://www.regulations.gov and follow the online instructions for submitting 
applications.
     Electronic mail: [email protected].
     Mail: U.S. Department of Transportation, Dockets 
Management Facility, Room W12-140, 1200 New Jersey Ave. SE., 
Washington, DC 20590-0001.
     Hand Delivery: West Building Ground Floor, Room W12-140, 
1200 New Jersey Ave. SE., between 9 a.m. and 5p.m., Monday through 
Friday, except Federal holidays. The telephone number is (202) 366-
9329.
    All applications must include the docket number DOT-FHWA-2016-0030 
at the beginning of the submission.

FOR FURTHER INFORMATION CONTACT: Mr. Robert (Bob) Wright, Local Public 
Agencies Program Manager, 1200 New Jersey Avenue SE., Washington, DC 
20590, 202-366-4630, [email protected]., or Mr. Steve Rochlis, 
Office of Chief Counsel, 202-366-1395, [email protected].

SUPPLEMENTARY INFORMATION: 

Electronic Access

    A copy of this notice and the related Attachment A: Sequencing of 
Certain Key Direct Recipient Requirements is available for download and 
public inspection under the docket number noted above at the Federal 
eRulemaking portal at: http://www.regulations.gov. The Web site is 
available 24 hours each day, 365 days each year. Electronic retrieval 
help and guidelines are available under the help section of the Web 
site.
    An electronic copy of this document may also be downloaded from the 
Office of the Federal Register's home page at: https://www.federalregister.gov/ and the Government Publishing Office's Web 
page at: https://www.thefederalregister.org/fdsys/.

Background

    The Federal-aid highway program is a federally funded, State-
administered program, under which State DOTs are responsible for 
determining which projects are federally funded, including highway 
projects within the boundaries of the LPAs.
    The American Public Works Association (APWA), National Association 
of County Engineers (NACE), and other local entities have advocated for 
improvements to the Federal-aid Highway Program delivery to LPAs. The 
FHWA is aware of concerns expressed by LPAs related to cost and time 
delays in delivery of projects, inadequate communication and 
collaboration among transportation partners, accessibility to Federal 
funding, and the need for improved statewide consistency in project 
administration and oversight, including the need for clarity and 
consistency as to direction and interpretation.
    The FHWA has long supported innovative approaches to project 
delivery and is constantly searching for new and better ways to 
oversee, accelerate, and reduce the cost of the delivery of highway 
projects. FHWA's goals in launching the LEAP pilot program are twofold. 
The first is to evaluate the impact of direct Federal-aid funding on 
the effectiveness, efficiency, and expediency of projects delivered by 
LPAs utilizing innovative approaches to project delivery. The second is 
to assess the cost and benefit of direct Federal-aid funding of LPAs as 
well as FHWA's ability, administrative costs, and resources needed to 
oversee an expanded base of direct aid recipients by using various 
approaches to oversight.

Objective of the Leap Pilot Program

    The objectives of the LEAP pilot program are as follows:
    1. To determine whether qualified LPAs can deliver Federal-aid 
highway projects more expeditiously and at a lower cost via innovative 
approaches to project delivery when the LPA is a direct Federal-aid 
recipient and employs its own project delivery processes, in compliance 
with Federal and State requirements.
    2. To assess the additional costs and other impacts to FHWA 
associated with providing effective and efficient stewardship and 
oversight to an expanded number of direct Federal-aid recipients, and 
to explore various approaches to stewardship and oversight.

Leap Pilot Program Description

    The Federal-aid highway program (FAHP), under which the LEAP pilot 
program is being administered, is a Federally-assisted, State 
administered program. The FAHP supports States and localities by 
providing financial assistance for the design, construction, preventive 
maintenance, and other Federal eligible costs associated with about 25 
percent of the 3.9 million mile highway network of the United States, 
including the Interstate Highway System and the National Highway 
System, as well as primary highways and other major collector roads. 
Federal funds and obligation authority are distributed to the State 
DOTs, which act on behalf of the States in accordance with 23 U.S.C. 
145, 302, and 23 CFR 1.3. State DOTs, in turn, make subawards of 
Federal-aid highway funds to LPAs. These subrecipient LPAs are jointly 
responsible with the State DOTs for meeting Federal and State 
requirements. The LEAP pilot program, carried out pursuant to authority 
in 23 U.S.C. 502(b)(1)(B), 502(b)(5) and 23 U.S.C. 104(f)(3)(A), will 
rely upon a cooperative partnership among State DOTs, participating 
LPAs, and FHWA to fund and administer the program and to assess its 
impact on project delivery and on FHWA's ability to carry out the 
additional responsibilities that the direct aid to the LPAs would 
require.
    The LPAs (primarily counties, cities, and towns) own and operate 
about 43 percent of the roughly 1.0 million miles of the Nation's 
Federal-aid highways. These LPAs build and maintain this network using 
a variety of funding sources, including FAHP funding. An estimated 
7,000 LPAs deliver about $7 billion annually in Federal-aid projects, 
or roughly 15 percent of the total Federal-aid program. As noted in the 
Background Section above, LPAs have requested direct accessibility to 
Federal funding. At the same time, some States are experiencing 
budgetary constraints that result in oversight challenges and project 
delivery delays associated with LPA administered projects. The LEAP 
pilot program will reduce State DOTs' oversight responsibility of their 
LPAs for projects delivered under the LEAP pilot program. The pilot 
program will also test the impact of direct LPA funding on project 
delivery efficiency and effectiveness.
    FHWA believes this pilot program is in alignment with the findings 
of the draft report Beyond Traffic: Trends and

[[Page 74492]]

Choices 2045. Beyond Traffic was released by the Department in February 
2015. It examines the long-term and emerging trends affecting our 
Nation's transportation system and the implications of those trends. It 
describes how demographic and economic trends, as well as changes in 
technology, governance, and our climate, will increase the importance 
of our metropolitan regions in making decisions that cross State, 
political, socioeconomic, and often transportation planning lines. By 
2045, the population is anticipated to increase by 70 million people, 
with most of that growth occurring in metropolitan areas. Providing 
LPAs with direct funding is consistent with these trends.

Application and Submission Information for the Leap Pilot Program

    Applications must include all of the information below. Incomplete 
applications will not be considered. The FHWA may ask any applicant to 
supplement data in its application, but expects the applications to be 
complete upon submission. The FHWA will expect finalist LPAs to provide 
additional information described in the participant selection section, 
if requested.
    Applications must include all of the following information for it 
to be considered for the LEAP pilot program:
    Title page: The title page must include the name, location, and 
population of the LPA, Federal program funding size, total program 
funding size (Federal plus other), and primary point of contact for the 
LEAP pilot program.
    Structure: The LPA must show its organizational structure and 
clearly articulate that it is adequately staffed and suitably equipped 
to administer the Federal-aid program and deliver Federal-aid projects 
in compliance with Federal requirements.
    Narrative: The narrative should include and address the following:
    (1) Describe and quantify how participation in the LEAP pilot 
program will accelerate project delivery and improve efficiency and 
accessibility to the benefits derived from the Federal-aid highway 
program, generally and specifically, with regard to LPA program 
administration in the applicant's State. The benefits discussion must 
address the anticipated overall program and project delivery cost and 
schedule savings. The LPAs should compare the anticipated savings 
between current and proposed delivery and oversight approaches 
utilizing innovations, streamlined processes and procedures, and 
technology. The LPAs should identify administrative impediments or 
delays associated with the current project delivery and oversight 
process that would be modified or eliminated under the LEAP pilot 
program.
    (2) Describe and quantify how participation in the LEAP pilot 
program will provide added value to the LPA, FHWA, community, and 
project delivery (e.g., creates jobs and paves the way for business, 
particularly small and disadvantaged business enterprises; provides 
Americans with safe, reliable, and affordable connections to 
employment, education, healthcare, and other essential services; lifts 
up neighborhoods and regions by attracting new opportunities, jobs, and 
housing; ensures intellectual opportunity to improve the LPA staffing 
abilities and/or strategic delivery capability; fosters effective and 
efficient stewardship and oversight as well as integrity of the FAHP 
funds; promotes sustainability; captures higher impact opportunities; 
and includes technological or collaborative processes and procedures).
    (3) Describe how the LPA will evaluate the effects of applicable 
Federal-aid project delivery requirements on the LPA's project delivery 
capacity under the LEAP pilot program. In doing so, the LPA should 
consider comparing the costs and efficiency of project delivery as a 
subrecipient of the State DOT with delivery as a direct recipient under 
the LEAP pilot program.
    (4) Describe how the LPA currently administers State funded (State 
only and Federal-aid funds subawarded by the State) capital improvement 
projects and the level of State administration and oversight associated 
with these projects.

Application Review and Selection

    This section outlines the process and factors that FHWA will use to 
evaluate and select applicants to participate in the LEAP pilot 
program. The FHWA will use a two-step process for the selection of LEAP 
pilot program participants.

Step 1--Selection of Finalists

    The FHWA will provide an initial evaluation of applicants by 
reviewing the application information with particular consideration of 
the rating factors listed below.

Rating Factors

    1. Anticipated project delivery cost savings;
    2. Anticipated project delivery time savings;
    3. The added value of the proposed approaches to the LPA, FHWA, 
community, and project delivery (e.g., creates jobs and paves the way 
for business, particularly small and disadvantaged business 
enterprises; provides Americans with safe, reliable, and affordable 
connections to employment, education, healthcare, and other essential 
services; lifts up neighborhoods and regions by attracting new 
opportunities, jobs, and housing; ensures intellectual opportunity to 
improve the LPA staffing abilities and/or strategic delivery 
capability; fosters effective and efficient stewardship and oversight 
as well as integrity of the FAHP funds; promotes sustainability; 
captures higher impact opportunities; and includes technological or 
collaborative processes and procedures); and
    4. The population affected by the projects included in the pilot.

Step 2--Selection of Leap Pilot Program Participants

    FHWA intends to ask specific LPAs, based on the initial evaluation 
in Step 1 above, to provide the following supplemental information for 
further evaluation of their applications:
    (1) A certification verifying that:
    a. The applicant LPA has legal authority under State law to act 
independently or on behalf of the State to fulfill the State's 
responsibilities under title 23 of the United States Code.
    b. The State has agreed or will agree to transfer to FHWA (i) 
formula funds and obligation authority in accordance with 23 U.S.C. 
104(f)(3)(A) for purposes of the LEAP pilot program and (ii) a schedule 
of the annual amount of such funds and obligation authority to be 
transferred.
    c. The LPA and/or partnering State has agreed or will agree to a 
voluntary contribution from non-Federal funds (LPA, State, or other) in 
an amount equal to one percent (for the first year) of the funds 
transferred to FHWA. The FHWA will use these non-Federal funds to 
administer the pilot program and provide direct stewardship and 
oversight of the LPA's delivery of Federal-aid projects that would have 
otherwise been provided by the State. The amount is to be deposited 
into a special account, as authorized by 23 U.S.C. 502(b)(5). The LPA 
must identify the source of the funds and certify that those funds can 
and will be used for this purpose. The LPA and/or State will need to 
acknowledge that FHWA may adjust this amount annually to ensure that 
adequate funds are allocated for the proper administration and 
associated experimental activities of the pilot program.
    (2) Input from the State DOT as to whether the applicant LPA:

[[Page 74493]]

    a. Has an adequate project delivery system as required in 23 U.S.C. 
106(g); and
    b. has in place the necessary financial management systems and 
processes to carry out government requirements outlined in 23 U.S.C. 
106(g) and 2 CFR 200.302-303.
    (3) The auditor's reports of the LPA's last 5 years of Federal and/
or State required audits, including those conducted in accordance with 
2 CFR 200 Subpart F.
    (4) A description of the funding categories and annual amounts the 
State DOT agrees to transfer to FHWA under 23 U.S.C. 104(f)(3)(A) for 
purposes of the LEAP pilot program.
    (5) A description of the state of the LPA's Federal-aid obligation 
and expenditure history over the last 5 years, with a particular 
emphasis on inactive obligations (see 23 CFR 630.106(a)(4)-(6)). If the 
LPA has a high rate of inactive obligations, the LPA should explain the 
circumstances associated with that high inactive obligation rate and 
quantify how the LEAP pilot program would increase the effectiveness 
and efficiency associated with use of Federal funds and project 
delivery.
    The FHWA will use the supplemental information above to assess the 
LPA's likelihood of success, readiness, and capability to successfully 
deliver Federal-aid projects effectively, efficiently, and in 
compliance with Federal and State requirements. Based upon this 
evaluation, the FHWA will select up to five LPA applicants as LEAP 
pilot program participants, pending further verification as described 
below.

Verification of Leap Pilot Program Participants

    Before FHWA can grant authority for direct administration of 
Federal Funds, LPAs selected as LEAP pilot program participants must 
fulfill key Federal-aid requirements as shown in Attachment A. As 
deemed necessary by FHWA, participating LPAs must verify their 
capability to comply with requirements applicable to State DOTs under 
23 U.S.C. 302. In particular, eligible LPAs, including cities and 
counties that apply with a State DOT partner, must be adequately 
staffed and suitably equipped and have (or able to quickly integrate) 
requisite project delivery, financial, accounting, recordkeeping, and 
internal controls to carry out the FAHP as a direct recipient of FAHP 
funding. The LPAs must match direct aid in accordance with 23 U.S.C. 
120 and other applicable cost sharing requirements. Finally, LPAs must 
contribute funds at the beginning of each pilot year from non-Federal 
(State, local, or other) resources to cover FHWA's administration, 
oversight, and other pilot costs. This amount will be equal to one 
percent of the LPA's annual Federal-aid allotment and may be adjusted 
annually by FHWA as needed, based upon administrative costs.
    The verification required may include, but is not limited to, the 
following:
     Evaluation of the LPA's financial management and project 
delivery systems in accordance with 23 U.S.C. 106 (g)(2)(A) and (g)(3);
     compliance assessment of the LPA's financial controls and 
project delivery program in accordance with government-wide 
requirements in 2 CFR 200.302-303; and
     review and assessment of critical core program areas.
    Based upon the verification above and the associated documentation, 
FHWA will confirm, or adjust as necessary, the selected LPAs as LEAP 
pilot program participants.
    The amount of direct aid funding, the formula fund categories, and 
obligation authority that a selected LPA will ultimately receive 
depends upon the cooperative relationship between the LPA and the State 
DOT. A State DOT and LPA that desire to participate in the LEAP pilot 
program should assess current annual and out-year program needs at the 
State and local levels. Collaboratively, they should develop a budget 
that addresses current and projected required budgetary resources to be 
made available by the State DOT to FHWA, and then in turn by FHWA to 
the LPA throughout the term of the pilot. This budget should be based 
upon the formula (apportioned) contract authority, program funding, and 
obligation authority the State DOT agrees to transfer. For any LPA that 
is selected for the pilot, the State DOT must submit a request to 
transfer formula program funding and obligation authority to FHWA in 
accordance with 23 U.S.C 104(f)(3)(A). After receipt and processing of 
the transfer request and the receipt of FHWA's anticipated 
administrative expenses from non-Federal funds, FHWA will directly 
award the transferred funding and obligation authority to the 
participating LPA. Under the LEAP pilot program, the State DOT is not 
accountable for the funding transferred by the State to FHWA and 
directly awarded by FHWA to the LPA.

Other Pertinent Requirements

    The FHWA will establish a special account under 23 U.S.C. 502(b)(5) 
to which a selected participating LPA (or State) will contribute from 
non-Federal resources an amount equal to one percent (for the first 
year) from the LPA's Federal-aid allotment that a State transfers to 
FHWA. The FHWA will use these funds to administer the pilot and provide 
direct stewardship and oversight of LPAs that the LPA's State DOT would 
have provided otherwise under the FAHP. The LPA agrees to deposit such 
amount on an annual basis within 30 days of acceptance into the LEAP 
pilot program and annually thereafter, no later than October 15 of each 
succeeding year. The FHWA may adjust this amount annually to ensure 
that adequate funds are allocated for the proper administration and 
associated experimental activities of the pilot program. When adjusted, 
FHWA will provide the LPAs and/or States with a 60-day advance notice.
    The FHWA will carry out the LEAP pilot program for a period of five 
years, unless FHWA elects to extend the program.

Performance of Leap Pilot Program Participants

    An LPA selected to participate in the LEAP pilot program will 
assume responsibility under this section for compliance with all 
procedural and substantive requirements as would apply if that 
responsibility were carried out by the State DOT. These requirements 
include LEAP pilot program specific reporting, regular Federal-aid 
reporting, right-of-way acquisition, environmental compliance, 
engineering, civil rights, design and inspection, procurement, 
construction administration, financial administration, performance 
management, and all other applicable Federal requirements, unless FHWA 
determines that such assumption of responsibility for one or more of 
the procedural or substantive requirements is not appropriate. Each 
applicant selected for the LEAP pilot program must work with FHWA to 
develop and implement a plan to collect information and report on the 
LPA's performance with respect to the relevant objectives outlined in 
the LEAP pilot program.
    Each recipient will enter into a Memorandum of Agreement (MOA) with 
FHWA and its respective State DOT. The MOA will have a term of no more 
than 5 years, with the option to extend if approved by FHWA. The MOA 
will also require the LPA to provide to FHWA any information that FHWA 
considers necessary to ensure that the LPA carries out the requirements 
of the LEAP pilot program, the Federal-aid Highway Program, and project 
related

[[Page 74494]]

requirements. To ensure compliance with the LEAP pilot program by 
participating LPAs, FHWA will conduct audits, reviews, and/or 
assessments during the pilot program. Such audits will be in addition 
to any of FHWA's other stewardship and oversight responsibilities 
relating to the LEAP pilot program, as well as any other projects and/
or other activities carried out under the LEAP pilot program.
    The FHWA will assess the partnership developed under this pilot 
program in accordance with existing requirements. The FHWA may 
terminate the agreement and/or pilot program at any time or for any 
reason consistent with 2 CFR 200.339, including, but not limited to, 
inadequate LPA performance or inadequate FHWA resources to administer 
the LEAP pilot program. The participating LPA may also terminate the 
pilot program upon FHWA's receipt of a 90-day notice from both the LPA 
and State DOT.

    Authority:  23 U.S.C. 502; Sec. 1420, Pub. L. 114-94, 129 
Stat.1423; 49 CFR 1.85.

    Issued on: October 21, 2016.
Gregory G. Nadeau,
Administrator, Federal Highway Administration.
[FR Doc. 2016-25894 Filed 10-25-16; 8:45 am]
 BILLING CODE 4910-22-P



                                                    74490                     Federal Register / Vol. 81, No. 207 / Wednesday, October 26, 2016 / Notices

                                                    Twenty Sixth RTCA SC–225                                members of the public may present oral                Ground Floor at 1200 New Jersey
                                                    Rechargeable Lithium Batteries and                      statements at the meeting. Persons                    Avenue SE., Washington, DC, between 9
                                                    Battery Systems Plenary.                                wishing to present statements or obtain               a.m. and 5 p.m., Monday through
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                                                                                                            may present a written statement to the                www.regulations.gov, including any
                                                    RTCA Headquarters, 1150 18th Street                     committee at any time.                                personal information you provide.
                                                    NW., Suite 910, Washington, DC 20036.                     Issued in Washington, DC, on October 21,            Using the search function of our docket
                                                                                                            2016.                                                 Web site, anyone can find and read the
                                                    FOR FURTHER INFORMATION, CONTACT:
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                                                    Karan Hofmann at khofmann@rtca.org                                                                            dockets, including the name of the
                                                    or 202–330–0680, or The RTCA                            Management & Program Analyst, Partnership
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                                                                                                                                                                  published on April 11, 2000 (65 FR
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                                                    RTCA SC–225 Rechargeable Lithium                                                                              Room W12–140 of the West Building
                                                    Batteries and Battery Systems Plenary.                  Petition for Exemption; Summary of                    Ground Floor at 1200 New Jersey
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                                                    Tuesday, November 29, 2016 9:00 a.m.                    Inc.—FSI                                              a.m. and 5 p.m., Monday through
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                                                      2. Review agenda (5 min)                              received.                                             Avenue SW., Renton, WA 98057–3356,
                                                      3. Review and approve summary from                                                                          email Lynette.Mitterer@faa.gov, phone
                                                         the last Plenary (10 min)                          SUMMARY:    This notice contains a                    (425) 227–1047. This notice is
                                                      4. Review and approve Working                         summary of a petition seeking relief                  published pursuant to 14 CFR 11.85.
                                                         Group FRAC disposition (0.5 hours)                 from specified requirements of Title 14,
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                                                      5. Adjourn to Working Group;                                                                                2016.
                                                         disposition of comments (2 hours)                  The purpose of this notice is to improve
                                                                                                            the public’s awareness of, and                        Lirio Liu,
                                                      6. Lunch (12:00 p.m. EDT—1 hour)
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                                                      7. Adjourn to Working Group;
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                                                      8. Adjourn                                            of this notice nor the inclusion or
                                                                                                            omission of information in the summary                  Docket No.: FAA–2016–9004.
                                                    Wednesday, November 30, 2016 9:00                                                                               Petitioner: B/E Aerospace, Inc.—FSI.
                                                         a.m. to 5:00 p.m.                                  is intended to affect the legal status of
                                                                                                            the petition or its final disposition.                  Section of 14 CFR Affected:
                                                      1. Convene Plenary to approve
                                                                                                                                                                  § 25.813(e).
                                                         previous Working Group efforts                     DATE: Comments on this petition must
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                                                                                                                                                                  of a Boeing 777.
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                                                         comments                                                                                                 [FR Doc. 2016–25825 Filed 10–25–16; 8:45 am]
                                                                                                            identified by docket number FAA–
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                                                      3. Lunch (12:00 p.m. EDT—1 hour)                      Management Facility; U.S. Department
                                                      4. Convene Plenary                                    of Transportation, 1200 New Jersey                    Local Empowerment for Accelerating
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                      5. Delegate any remaining actions to                  Avenue SE., West Building Ground                      Projects (LEAP) Pilot Program
                                                         Working Group as applicable                        Floor, Room W12–140, Washington, DC                   AGENCY:  Federal Highway
                                                      6. Schedule additional Plenary if                     20590.                                                Administration, U.S. Department of
                                                         required                                              • Fax: Fax comments to the Docket                  Transportation.
                                                      7. Adjourn                                            Management Facility at 202–493–2251.
                                                                                                                                                                  ACTION: Notice. Solicitation of interest
                                                      Attendance is open to the interested                     • Hand Delivery: Bring comments to
                                                                                                                                                                  and participation in Direct Aid Pilot
                                                    public but limited to space availability.               the Docket Management Facility in
                                                                                                                                                                  Program.
                                                    With the approval of the chairman,                      Room W12–140 of the West Building


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                                                                              Federal Register / Vol. 81, No. 207 / Wednesday, October 26, 2016 / Notices                                          74491

                                                    SUMMARY:   The Federal Highway                            An electronic copy of this document                 expanded number of direct Federal-aid
                                                    Administration (FHWA) is announcing                     may also be downloaded from the Office                recipients, and to explore various
                                                    a pilot program to permit, on an                        of the Federal Register’s home page at:               approaches to stewardship and
                                                    experimental basis, direct delivery of                  https://www.federalregister.gov/ and the              oversight.
                                                    Federal-aid funding of up to five Local                 Government Publishing Office’s Web
                                                                                                                                                                  Leap Pilot Program Description
                                                    Public Agencies (LPAs). These LPAs                      page at: https://www.gpo.gov/fdsys/.
                                                    will be subject to Federal oversight, and                                                                       The Federal-aid highway program
                                                                                                            Background                                            (FAHP), under which the LEAP pilot
                                                    the State DOT will be relieved of direct
                                                    oversight and accountability for projects                 The Federal-aid highway program is a                program is being administered, is a
                                                    funded under the LEAP pilot program.                    federally funded, State-administered                  Federally-assisted, State administered
                                                    The pilot program will be carried out for               program, under which State DOTs are                   program. The FAHP supports States and
                                                    a period of 5 years (unless extended). It               responsible for determining which                     localities by providing financial
                                                    will be implemented in accordance with                  projects are federally funded, including              assistance for the design, construction,
                                                    FHWA’s experimental authority                           highway projects within the boundaries                preventive maintenance, and other
                                                    provided by the project flexibility                     of the LPAs.                                          Federal eligible costs associated with
                                                    authority granted under section 1420 of                   The American Public Works                           about 25 percent of the 3.9 million mile
                                                    the Fixing America’s Surface                            Association (APWA), National                          highway network of the United States,
                                                    Transportation Act.                                     Association of County Engineers                       including the Interstate Highway
                                                                                                            (NACE), and other local entities have                 System and the National Highway
                                                    DATES: Applications must be received
                                                                                                            advocated for improvements to the                     System, as well as primary highways
                                                    by November 25, 2016.                                   Federal-aid Highway Program delivery                  and other major collector roads. Federal
                                                    ADDRESSES: To ensure that you do not                    to LPAs. The FHWA is aware of                         funds and obligation authority are
                                                    duplicate your docket submissions,                      concerns expressed by LPAs related to                 distributed to the State DOTs, which act
                                                    please submit them by only one of the                   cost and time delays in delivery of                   on behalf of the States in accordance
                                                    following means:                                        projects, inadequate communication                    with 23 U.S.C. 145, 302, and 23 CFR 1.3.
                                                       • Federal eRulemaking Portal: Go to                  and collaboration among transportation                State DOTs, in turn, make subawards of
                                                    http://www.regulations.gov and follow                   partners, accessibility to Federal                    Federal-aid highway funds to LPAs.
                                                    the online instructions for submitting                  funding, and the need for improved                    These subrecipient LPAs are jointly
                                                    applications.                                           statewide consistency in project                      responsible with the State DOTs for
                                                       • Electronic mail: LEAPFRN@                          administration and oversight, including               meeting Federal and State requirements.
                                                    Sharepointmail.dot.gov.                                 the need for clarity and consistency as               The LEAP pilot program, carried out
                                                       • Mail: U.S. Department of                           to direction and interpretation.                      pursuant to authority in 23 U.S.C.
                                                    Transportation, Dockets Management                        The FHWA has long supported                         502(b)(1)(B), 502(b)(5) and 23 U.S.C.
                                                    Facility, Room W12–140, 1200 New                        innovative approaches to project                      104(f)(3)(A), will rely upon a
                                                    Jersey Ave. SE., Washington, DC 20590–                  delivery and is constantly searching for              cooperative partnership among State
                                                    0001.                                                   new and better ways to oversee,                       DOTs, participating LPAs, and FHWA to
                                                       • Hand Delivery: West Building                       accelerate, and reduce the cost of the                fund and administer the program and to
                                                    Ground Floor, Room W12–140, 1200                        delivery of highway projects. FHWA’s                  assess its impact on project delivery and
                                                    New Jersey Ave. SE., between 9 a.m.                     goals in launching the LEAP pilot                     on FHWA’s ability to carry out the
                                                    and 5p.m., Monday through Friday,                       program are twofold. The first is to                  additional responsibilities that the
                                                    except Federal holidays. The telephone                  evaluate the impact of direct Federal-aid             direct aid to the LPAs would require.
                                                    number is (202) 366–9329.                               funding on the effectiveness, efficiency,               The LPAs (primarily counties, cities,
                                                       All applications must include the                    and expediency of projects delivered by               and towns) own and operate about 43
                                                    docket number DOT–FHWA–2016–0030                        LPAs utilizing innovative approaches to               percent of the roughly 1.0 million miles
                                                    at the beginning of the submission.                     project delivery. The second is to assess             of the Nation’s Federal-aid highways.
                                                                                                            the cost and benefit of direct Federal-aid            These LPAs build and maintain this
                                                    FOR FURTHER INFORMATION CONTACT: Mr.                                                                          network using a variety of funding
                                                    Robert (Bob) Wright, Local Public                       funding of LPAs as well as FHWA’s
                                                                                                            ability, administrative costs, and                    sources, including FAHP funding. An
                                                    Agencies Program Manager, 1200 New                                                                            estimated 7,000 LPAs deliver about $7
                                                    Jersey Avenue SE., Washington, DC                       resources needed to oversee an
                                                                                                            expanded base of direct aid recipients                billion annually in Federal-aid projects,
                                                    20590, 202–366–4630, Robert.Wright@                                                                           or roughly 15 percent of the total
                                                    dot.gov., or Mr. Steve Rochlis, Office of               by using various approaches to
                                                                                                            oversight.                                            Federal-aid program. As noted in the
                                                    Chief Counsel, 202–366–1395,                                                                                  Background Section above, LPAs have
                                                    Steve.Rochlis@dot.gov.                                  Objective of the Leap Pilot Program                   requested direct accessibility to Federal
                                                    SUPPLEMENTARY INFORMATION:                                The objectives of the LEAP pilot                    funding. At the same time, some States
                                                                                                            program are as follows:                               are experiencing budgetary constraints
                                                    Electronic Access
                                                                                                              1. To determine whether qualified                   that result in oversight challenges and
                                                      A copy of this notice and the related                 LPAs can deliver Federal-aid highway                  project delivery delays associated with
                                                    Attachment A: Sequencing of Certain                     projects more expeditiously and at a                  LPA administered projects. The LEAP
                                                    Key Direct Recipient Requirements is                    lower cost via innovative approaches to               pilot program will reduce State DOTs’
                                                    available for download and public                       project delivery when the LPA is a                    oversight responsibility of their LPAs
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                                                    inspection under the docket number                      direct Federal-aid recipient and                      for projects delivered under the LEAP
                                                    noted above at the Federal eRulemaking                  employs its own project delivery                      pilot program. The pilot program will
                                                    portal at: http://www.regulations.gov.                  processes, in compliance with Federal                 also test the impact of direct LPA
                                                    The Web site is available 24 hours each                 and State requirements.                               funding on project delivery efficiency
                                                    day, 365 days each year. Electronic                       2. To assess the additional costs and               and effectiveness.
                                                    retrieval help and guidelines are                       other impacts to FHWA associated with                   FHWA believes this pilot program is
                                                    available under the help section of the                 providing effective and efficient                     in alignment with the findings of the
                                                    Web site.                                               stewardship and oversight to an                       draft report Beyond Traffic: Trends and


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                                                    74492                     Federal Register / Vol. 81, No. 207 / Wednesday, October 26, 2016 / Notices

                                                    Choices 2045. Beyond Traffic was                        delays associated with the current                    creates jobs and paves the way for
                                                    released by the Department in February                  project delivery and oversight process                business, particularly small and
                                                    2015. It examines the long-term and                     that would be modified or eliminated                  disadvantaged business enterprises;
                                                    emerging trends affecting our Nation’s                  under the LEAP pilot program.                         provides Americans with safe, reliable,
                                                    transportation system and the                              (2) Describe and quantify how                      and affordable connections to
                                                    implications of those trends. It describes              participation in the LEAP pilot program               employment, education, healthcare, and
                                                    how demographic and economic trends,                    will provide added value to the LPA,                  other essential services; lifts up
                                                    as well as changes in technology,                       FHWA, community, and project                          neighborhoods and regions by attracting
                                                    governance, and our climate, will                       delivery (e.g., creates jobs and paves the            new opportunities, jobs, and housing;
                                                    increase the importance of our                          way for business, particularly small and              ensures intellectual opportunity to
                                                    metropolitan regions in making                          disadvantaged business enterprises;                   improve the LPA staffing abilities and/
                                                    decisions that cross State, political,                  provides Americans with safe, reliable,               or strategic delivery capability; fosters
                                                    socioeconomic, and often transportation                 and affordable connections to                         effective and efficient stewardship and
                                                    planning lines. By 2045, the population                 employment, education, healthcare, and                oversight as well as integrity of the
                                                    is anticipated to increase by 70 million                other essential services; lifts up                    FAHP funds; promotes sustainability;
                                                    people, with most of that growth                        neighborhoods and regions by attracting               captures higher impact opportunities;
                                                    occurring in metropolitan areas.                        new opportunities, jobs, and housing;                 and includes technological or
                                                    Providing LPAs with direct funding is                   ensures intellectual opportunity to                   collaborative processes and procedures);
                                                    consistent with these trends.                           improve the LPA staffing abilities and/               and
                                                                                                            or strategic delivery capability; fosters                4. The population affected by the
                                                    Application and Submission
                                                                                                            effective and efficient stewardship and               projects included in the pilot.
                                                    Information for the Leap Pilot Program
                                                                                                            oversight as well as integrity of the                 Step 2—Selection of Leap Pilot Program
                                                       Applications must include all of the                 FAHP funds; promotes sustainability;
                                                    information below. Incomplete                                                                                 Participants
                                                                                                            captures higher impact opportunities;
                                                    applications will not be considered. The                and includes technological or                            FHWA intends to ask specific LPAs,
                                                    FHWA may ask any applicant to                           collaborative processes and procedures).              based on the initial evaluation in Step
                                                    supplement data in its application, but                    (3) Describe how the LPA will                      1 above, to provide the following
                                                    expects the applications to be complete                 evaluate the effects of applicable                    supplemental information for further
                                                    upon submission. The FHWA will                          Federal-aid project delivery                          evaluation of their applications:
                                                    expect finalist LPAs to provide                         requirements on the LPA’s project                        (1) A certification verifying that:
                                                    additional information described in the                 delivery capacity under the LEAP pilot                   a. The applicant LPA has legal
                                                    participant selection section, if                       program. In doing so, the LPA should                  authority under State law to act
                                                    requested.                                              consider comparing the costs and                      independently or on behalf of the State
                                                       Applications must include all of the                 efficiency of project delivery as a                   to fulfill the State’s responsibilities
                                                    following information for it to be                      subrecipient of the State DOT with                    under title 23 of the United States Code.
                                                    considered for the LEAP pilot program:                                                                           b. The State has agreed or will agree
                                                                                                            delivery as a direct recipient under the
                                                       Title page: The title page must                                                                            to transfer to FHWA (i) formula funds
                                                                                                            LEAP pilot program.
                                                    include the name, location, and                            (4) Describe how the LPA currently                 and obligation authority in accordance
                                                    population of the LPA, Federal program                  administers State funded (State only                  with 23 U.S.C. 104(f)(3)(A) for purposes
                                                    funding size, total program funding size                and Federal-aid funds subawarded by                   of the LEAP pilot program and (ii) a
                                                    (Federal plus other), and primary point                 the State) capital improvement projects               schedule of the annual amount of such
                                                    of contact for the LEAP pilot program.                  and the level of State administration                 funds and obligation authority to be
                                                       Structure: The LPA must show its                     and oversight associated with these                   transferred.
                                                    organizational structure and clearly                                                                             c. The LPA and/or partnering State
                                                                                                            projects.
                                                    articulate that it is adequately staffed                                                                      has agreed or will agree to a voluntary
                                                    and suitably equipped to administer the                 Application Review and Selection                      contribution from non-Federal funds
                                                    Federal-aid program and deliver                           This section outlines the process and               (LPA, State, or other) in an amount
                                                    Federal-aid projects in compliance with                 factors that FHWA will use to evaluate                equal to one percent (for the first year)
                                                    Federal requirements.                                   and select applicants to participate in               of the funds transferred to FHWA. The
                                                       Narrative: The narrative should                      the LEAP pilot program. The FHWA                      FHWA will use these non-Federal funds
                                                    include and address the following:                      will use a two-step process for the                   to administer the pilot program and
                                                       (1) Describe and quantify how                        selection of LEAP pilot program                       provide direct stewardship and
                                                    participation in the LEAP pilot program                 participants.                                         oversight of the LPA’s delivery of
                                                    will accelerate project delivery and                                                                          Federal-aid projects that would have
                                                    improve efficiency and accessibility to                 Step 1—Selection of Finalists                         otherwise been provided by the State.
                                                    the benefits derived from the Federal-                    The FHWA will provide an initial                    The amount is to be deposited into a
                                                    aid highway program, generally and                      evaluation of applicants by reviewing                 special account, as authorized by 23
                                                    specifically, with regard to LPA program                the application information with                      U.S.C. 502(b)(5). The LPA must identify
                                                    administration in the applicant’s State.                particular consideration of the rating                the source of the funds and certify that
                                                    The benefits discussion must address                    factors listed below.                                 those funds can and will be used for this
                                                    the anticipated overall program and                                                                           purpose. The LPA and/or State will
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                                                    project delivery cost and schedule                      Rating Factors                                        need to acknowledge that FHWA may
                                                    savings. The LPAs should compare the                      1. Anticipated project delivery cost                adjust this amount annually to ensure
                                                    anticipated savings between current and                 savings;                                              that adequate funds are allocated for the
                                                    proposed delivery and oversight                           2. Anticipated project delivery time                proper administration and associated
                                                    approaches utilizing innovations,                       savings;                                              experimental activities of the pilot
                                                    streamlined processes and procedures,                     3. The added value of the proposed                  program.
                                                    and technology. The LPAs should                         approaches to the LPA, FHWA,                             (2) Input from the State DOT as to
                                                    identify administrative impediments or                  community, and project delivery (e.g.,                whether the applicant LPA:


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                                                                              Federal Register / Vol. 81, No. 207 / Wednesday, October 26, 2016 / Notices                                          74493

                                                       a. Has an adequate project delivery                  contribute funds at the beginning of                  which a selected participating LPA (or
                                                    system as required in 23 U.S.C. 106(g);                 each pilot year from non-Federal (State,              State) will contribute from non-Federal
                                                    and                                                     local, or other) resources to cover                   resources an amount equal to one
                                                       b. has in place the necessary financial              FHWA’s administration, oversight, and                 percent (for the first year) from the
                                                    management systems and processes to                     other pilot costs. This amount will be                LPA’s Federal-aid allotment that a State
                                                    carry out government requirements                       equal to one percent of the LPA’s annual              transfers to FHWA. The FHWA will use
                                                    outlined in 23 U.S.C. 106(g) and 2 CFR                  Federal-aid allotment and may be                      these funds to administer the pilot and
                                                    200.302–303.                                            adjusted annually by FHWA as needed,                  provide direct stewardship and
                                                       (3) The auditor’s reports of the LPA’s               based upon administrative costs.                      oversight of LPAs that the LPA’s State
                                                    last 5 years of Federal and/or State                       The verification required may                      DOT would have provided otherwise
                                                    required audits, including those                        include, but is not limited to, the                   under the FAHP. The LPA agrees to
                                                    conducted in accordance with 2 CFR                      following:                                            deposit such amount on an annual basis
                                                    200 Subpart F.                                             • Evaluation of the LPA’s financial                within 30 days of acceptance into the
                                                       (4) A description of the funding                     management and project delivery                       LEAP pilot program and annually
                                                    categories and annual amounts the State                 systems in accordance with 23 U.S.C.                  thereafter, no later than October 15 of
                                                    DOT agrees to transfer to FHWA under                    106 (g)(2)(A) and (g)(3);                             each succeeding year. The FHWA may
                                                    23 U.S.C. 104(f)(3)(A) for purposes of                     • compliance assessment of the LPA’s               adjust this amount annually to ensure
                                                    the LEAP pilot program.                                 financial controls and project delivery               that adequate funds are allocated for the
                                                       (5) A description of the state of the                program in accordance with                            proper administration and associated
                                                    LPA’s Federal-aid obligation and                        government-wide requirements in 2 CFR                 experimental activities of the pilot
                                                    expenditure history over the last 5                     200.302–303; and                                      program. When adjusted, FHWA will
                                                    years, with a particular emphasis on                       • review and assessment of critical                provide the LPAs and/or States with a
                                                    inactive obligations (see 23 CFR                        core program areas.                                   60-day advance notice.
                                                    630.106(a)(4)–(6)). If the LPA has a high                  Based upon the verification above and                 The FHWA will carry out the LEAP
                                                    rate of inactive obligations, the LPA                   the associated documentation, FHWA                    pilot program for a period of five years,
                                                    should explain the circumstances                        will confirm, or adjust as necessary, the             unless FHWA elects to extend the
                                                    associated with that high inactive                      selected LPAs as LEAP pilot program                   program.
                                                    obligation rate and quantify how the                    participants.
                                                    LEAP pilot program would increase the                      The amount of direct aid funding, the              Performance of Leap Pilot Program
                                                    effectiveness and efficiency associated                 formula fund categories, and obligation               Participants
                                                    with use of Federal funds and project                   authority that a selected LPA will                       An LPA selected to participate in the
                                                    delivery.                                               ultimately receive depends upon the                   LEAP pilot program will assume
                                                       The FHWA will use the supplemental                   cooperative relationship between the                  responsibility under this section for
                                                    information above to assess the LPA’s                   LPA and the State DOT. A State DOT                    compliance with all procedural and
                                                    likelihood of success, readiness, and                   and LPA that desire to participate in the             substantive requirements as would
                                                    capability to successfully deliver                      LEAP pilot program should assess                      apply if that responsibility were carried
                                                    Federal-aid projects effectively,                       current annual and out-year program                   out by the State DOT. These
                                                    efficiently, and in compliance with                     needs at the State and local levels.                  requirements include LEAP pilot
                                                    Federal and State requirements. Based                   Collaboratively, they should develop a                program specific reporting, regular
                                                    upon this evaluation, the FHWA will                     budget that addresses current and                     Federal-aid reporting, right-of-way
                                                    select up to five LPA applicants as                     projected required budgetary resources                acquisition, environmental compliance,
                                                    LEAP pilot program participants,                        to be made available by the State DOT                 engineering, civil rights, design and
                                                    pending further verification as                         to FHWA, and then in turn by FHWA                     inspection, procurement, construction
                                                    described below.                                        to the LPA throughout the term of the                 administration, financial
                                                                                                            pilot. This budget should be based upon               administration, performance
                                                    Verification of Leap Pilot Program                                                                            management, and all other applicable
                                                                                                            the formula (apportioned) contract
                                                    Participants                                                                                                  Federal requirements, unless FHWA
                                                                                                            authority, program funding, and
                                                       Before FHWA can grant authority for                  obligation authority the State DOT                    determines that such assumption of
                                                    direct administration of Federal Funds,                 agrees to transfer. For any LPA that is               responsibility for one or more of the
                                                    LPAs selected as LEAP pilot program                     selected for the pilot, the State DOT                 procedural or substantive requirements
                                                    participants must fulfill key Federal-aid               must submit a request to transfer                     is not appropriate. Each applicant
                                                    requirements as shown in Attachment                     formula program funding and obligation                selected for the LEAP pilot program
                                                    A. As deemed necessary by FHWA,                         authority to FHWA in accordance with                  must work with FHWA to develop and
                                                    participating LPAs must verify their                    23 U.S.C 104(f)(3)(A). After receipt and              implement a plan to collect information
                                                    capability to comply with requirements                  processing of the transfer request and                and report on the LPA’s performance
                                                    applicable to State DOTs under 23                       the receipt of FHWA’s anticipated                     with respect to the relevant objectives
                                                    U.S.C. 302. In particular, eligible LPAs,               administrative expenses from non-                     outlined in the LEAP pilot program.
                                                    including cities and counties that apply                Federal funds, FHWA will directly                        Each recipient will enter into a
                                                    with a State DOT partner, must be                       award the transferred funding and                     Memorandum of Agreement (MOA)
                                                    adequately staffed and suitably                         obligation authority to the participating             with FHWA and its respective State
                                                    equipped and have (or able to quickly                                                                         DOT. The MOA will have a term of no
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                                                                                                            LPA. Under the LEAP pilot program, the
                                                    integrate) requisite project delivery,                  State DOT is not accountable for the                  more than 5 years, with the option to
                                                    financial, accounting, recordkeeping,                   funding transferred by the State to                   extend if approved by FHWA. The MOA
                                                    and internal controls to carry out the                  FHWA and directly awarded by FHWA                     will also require the LPA to provide to
                                                    FAHP as a direct recipient of FAHP                      to the LPA.                                           FHWA any information that FHWA
                                                    funding. The LPAs must match direct                                                                           considers necessary to ensure that the
                                                    aid in accordance with 23 U.S.C. 120                    Other Pertinent Requirements                          LPA carries out the requirements of the
                                                    and other applicable cost sharing                         The FHWA will establish a special                   LEAP pilot program, the Federal-aid
                                                    requirements. Finally, LPAs must                        account under 23 U.S.C. 502(b)(5) to                  Highway Program, and project related


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                                                    74494                     Federal Register / Vol. 81, No. 207 / Wednesday, October 26, 2016 / Notices

                                                    requirements. To ensure compliance                      FOR FURTHER INFORMATION CONTACT:     Ms.                 A person is physically qualified to
                                                    with the LEAP pilot program by                          Christine A. Hydock, Chief, Medical                   drive a commercial motor vehicle if that
                                                    participating LPAs, FHWA will conduct                   Programs Division, (202) 366–4001,                    person has distant visual acuity of at
                                                    audits, reviews, and/or assessments                     fmcsamedical@dot.gov, FMCSA,                          least 20/40 (Snellen) in each eye
                                                    during the pilot program. Such audits                   Department of Transportation, 1200                    without corrective lenses or visual
                                                    will be in addition to any of FHWA’s                    New Jersey Avenue SE., Room W64–                      acuity separately corrected to 20/40
                                                    other stewardship and oversight                         113, Washington, DC 20590–0001.                       (Snellen) or better with corrective
                                                    responsibilities relating to the LEAP                   Office hours are 8:30 a.m. to 5 p.m., e.t.,           lenses, distant binocular acuity of a least
                                                    pilot program, as well as any other                     Monday through Friday, except Federal                 20/40 (Snellen) in both eyes with or
                                                    projects and/or other activities carried                holidays. If you have questions                       without corrective lenses, field of vision
                                                    out under the LEAP pilot program.                       regarding viewing or submitting                       of at least 70° in the horizontal meridian
                                                      The FHWA will assess the                              material to the docket, contact Docket                in each eye, and the ability to recognize
                                                    partnership developed under this pilot                  Services, telephone (202) 366–9826.                   the colors of traffic signals and devices
                                                    program in accordance with existing                     SUPPLEMENTARY INFORMATION:                            showing red, green, and amber (49 CFR
                                                    requirements. The FHWA may                                                                                    391.41(b)(10)).
                                                    terminate the agreement and/or pilot                    I. Electronic Access
                                                                                                                                                                     FMCSA recognizes that some drivers
                                                    program at any time or for any reason                      You may see all the comments online                do not meet the vision requirement but
                                                    consistent with 2 CFR 200.339,                          through the Federal Document                          have adapted their driving to
                                                    including, but not limited to, inadequate               Management System (FDMS) at http://                   accommodate their limitation and
                                                    LPA performance or inadequate FHWA                      www.regulations.gov.                                  demonstrated their ability to drive
                                                    resources to administer the LEAP pilot                     Docket: For access to the docket to                safely. The 18 exemption applicants
                                                    program. The participating LPA may                      read background documents or                          listed in this notice are in this category.
                                                    also terminate the pilot program upon                   comments, go to http://                               They are unable to meet the vision
                                                    FHWA’s receipt of a 90-day notice from                  www.regulations.gov and/or Room                       requirement in one eye for various
                                                    both the LPA and State DOT.                             W12–140 on the ground level of the                    reasons, including amblyopia,
                                                                                                            West Building, 1200 New Jersey Avenue                 prosthetic eye, cataract, complete loss of
                                                      Authority: 23 U.S.C. 502; Sec. 1420, Pub.
                                                    L. 114–94, 129 Stat.1423; 49 CFR 1.85.
                                                                                                            SE., Washington, DC, between 9 a.m.                   vision, congenital coloboma, macular
                                                                                                            and 5 p.m., Monday through Friday,                    scar, and retinal detachment. In most
                                                      Issued on: October 21, 2016.                          except Federal holidays.                              cases, their eye conditions were not
                                                    Gregory G. Nadeau,                                         Privacy Act: In accordance with 5                  recently developed. Fifteen of the
                                                    Administrator, Federal Highway                          U.S.C. 553(c), DOT solicits comments                  applicants were either born with their
                                                    Administration.                                         from the public to better inform its                  vision impairments or have had them
                                                    [FR Doc. 2016–25894 Filed 10–25–16; 8:45 am]            rulemaking process. DOT posts these                   since childhood.
                                                    BILLING CODE 4910–22–P                                  comments, without edit, including any                    The 3 individuals that sustained their
                                                                                                            personal information the commenter                    vision conditions as adults have had
                                                                                                            provides, to www.regulations.gov, as                  them for a range of 9 to 27 years.
                                                    DEPARTMENT OF TRANSPORTATION                            described in the system of records                       Although each applicant has one eye
                                                                                                            notice (DOT/ALL–14 FDMS), which can                   which does not meet the vision
                                                    Federal Motor Carrier Safety                            be reviewed at www.dot.gov/privacy.
                                                    Administration                                                                                                requirement in 49 CFR 391.41(b)(10),
                                                                                                            II. Background                                        each has at least 20/40 corrected vision
                                                    [Docket No. FMCSA–2016–0033]                                                                                  in the other eye, and in a doctor’s
                                                                                                               On August 29, 2016, FMCSA
                                                                                                            published a notice of receipt of                      opinion, has sufficient vision to perform
                                                    Qualification of Drivers; Exemption
                                                                                                            exemption applications from certain                   all the tasks necessary to operate a CMV.
                                                    Applications; Vision
                                                                                                            individuals, and requested comments                   Doctors’ opinions are supported by the
                                                    AGENCY: Federal Motor Carrier Safety                    from the public (81 FR 59266). That                   applicants’ possession of valid
                                                    Administration (FMCSA), DOT.                            notice listed 18 applicants’ case                     commercial driver’s licenses (CDLs) or
                                                    ACTION: Notice of final disposition.                    histories. The 18 individuals applied for             non-CDLs to operate CMVs. Before
                                                                                                            exemptions from the vision requirement                issuing CDLs, States subject drivers to
                                                    SUMMARY:    FMCSA announces its                         in 49 CFR 391.41(b)(10), for drivers who              knowledge and skills tests designed to
                                                    decision to exempt 18 individuals from                  operate CMVs in interstate commerce.                  evaluate their qualifications to operate a
                                                    the vision requirement in the Federal                      Under 49 U.S.C. 31136(e) and 31315,                CMV.
                                                    Motor Carrier Safety Regulations                        FMCSA may grant an exemption for a 2-                    All of these applicants satisfied the
                                                    (FMCSRs). They are unable to meet the                   year period if it finds ‘‘such exemption              testing requirements for their State of
                                                    vision requirement in one eye for                       would likely achieve a level of safety                residence. By meeting State licensing
                                                    various reasons. The exemptions will                    that is equivalent to or greater than the             requirements, the applicants
                                                    enable these individuals to operate                     level that would be achieved absent                   demonstrated their ability to operate a
                                                    commercial motor vehicles (CMVs) in                     such exemption.’’ The statute also                    CMV, with their limited vision, to the
                                                    interstate commerce without meeting                     allows the Agency to renew exemptions                 satisfaction of the State.
                                                    the prescribed vision requirement in                    at the end of the 2-year period.                         While possessing a valid CDL or non-
                                                    one eye. The Agency has concluded that                                                                        CDL, these 18 drivers have been
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                                                                                                            Accordingly, FMCSA has evaluated the
                                                    granting these exemptions will provide                  18 applications on their merits and                   authorized to drive a CMV in intrastate
                                                    a level of safety that is equivalent to or              made a determination to grant                         commerce, even though their vision
                                                    greater than the level of safety                        exemptions to each of them.                           disqualified them from driving in
                                                    maintained without the exemptions for                                                                         interstate commerce. They have driven
                                                    these CMV drivers.                                      III. Vision and Driving Experience of                 CMVs with their limited vision in
                                                    DATES: The exemptions were granted                      the Applicants                                        careers ranging for 3 to 40 years. In the
                                                    September 29, 2016. The exemptions                         The vision requirement in the                      past three years, 3 drivers were involved
                                                    expire on September 29, 2018.                           FMCSRs provides:                                      in crashes and no drivers were


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Document Created: 2016-10-26 02:17:51
Document Modified: 2016-10-26 02:17:51
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice. Solicitation of interest and participation in Direct Aid Pilot Program.
DatesApplications must be received by November 25, 2016.
ContactMr. Robert (Bob) Wright, Local Public Agencies Program Manager, 1200 New Jersey Avenue SE., Washington, DC 20590, 202-366-4630, [email protected], or Mr. Steve Rochlis, Office of Chief Counsel, 202-366-1395, [email protected]
FR Citation81 FR 74490 

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