81_FR_75904 81 FR 75693 - What You Need To Know About the Food and Drug Administration Regulation: Current Good Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive Controls for Food for Animals; Small Entity Compliance Guide; Availability

81 FR 75693 - What You Need To Know About the Food and Drug Administration Regulation: Current Good Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive Controls for Food for Animals; Small Entity Compliance Guide; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 211 (November 1, 2016)

Page Range75693-75694
FR Document2016-26314

The Food and Drug Administration (FDA, the Agency, or we) is announcing the availability of a guidance for industry #241 entitled ``What You Need To Know About the FDA Regulation: Current Good Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive Controls for Food for Animals''--Small Entity Compliance Guide. The small entity compliance guide (SECG) is intended to help small entities comply with the final rule titled ``Current Good Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive Controls for Food for Animals.''

Federal Register, Volume 81 Issue 211 (Tuesday, November 1, 2016)
[Federal Register Volume 81, Number 211 (Tuesday, November 1, 2016)]
[Rules and Regulations]
[Pages 75693-75694]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-26314]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 507

[Docket No. FDA-2011-N-0922]


What You Need To Know About the Food and Drug Administration 
Regulation: Current Good Manufacturing Practice, Hazard Analysis, and 
Risk-Based Preventive Controls for Food for Animals; Small Entity 
Compliance Guide; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notification of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA, the Agency, or we) is 
announcing the availability of a guidance for industry #241 entitled 
``What You Need To Know About the FDA Regulation: Current Good 
Manufacturing Practice, Hazard Analysis, and Risk-Based Preventive 
Controls for Food for Animals''--Small Entity Compliance Guide. The 
small entity compliance guide (SECG) is intended to help small entities 
comply with the final rule titled ``Current Good Manufacturing 
Practice, Hazard Analysis, and Risk-Based Preventive Controls for Food 
for Animals.''

DATES: Submit either electronic or written comments on FDA guidances at 
any time.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the

[[Page 75694]]

public, submit the comment as a written/paper submission and in the 
manner detailed (see ``Written/Paper Submissions'' and 
``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2011-N-0922 for ``What You Need to Know About the FDA Regulation: 
Current Good Manufacturing Practice, Hazard Analysis, and Risk-Based 
Preventive Controls for Food for Animals.'' Received comments will be 
placed in the docket and, except for those submitted as ``Confidential 
Submissions,'' publicly viewable at http://www.regulations.gov or at 
the Division of Dockets Management between 9 a.m. and 4 p.m., Monday 
through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION''. The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of the SECG to the Policy 
and Regulations Staff (HFV-6), Center for Veterinary Medicine, Food and 
Drug Administration, 7519 Standish Pl., Rockville, MD 20855. Send two 
self-addressed adhesive labels to assist that office in processing your 
request. See the SUPPLEMENTARY INFORMATION section for electronic 
access to the SECG.

FOR FURTHER INFORMATION CONTACT: Jeanette Murphy, Center for Veterinary 
Medicine (HFV-200), Food and Drug Administration, 7519 Standish Pl., 
Rockville, MD 20800, 240-402-6246.

SUPPLEMENTARY INFORMATION:

I. Background

    In the Federal Register of September 17, 2015 (80 FR 56170), we 
issued a final rule entitled ``Current Good Manufacturing Practice, 
Hazard Analysis, and Risk-Based Preventive Controls for Food for 
Animals'' (the final rule) in which we established requirements for 
facilities subject to food registration to implement current good 
manufacturing practices and establish and implement hazard analysis and 
risk-based preventive controls for food for animals. The final rule, 
which is codified at part 507 (21 CFR part 507), became effective 
November 16, 2015 (except for paragraph (2) of the definition of 
``qualified auditor'' in Sec.  507.3, and Sec. Sec.  507.12(a)(1)(ii), 
507.105(a)(2), 507.105(c), 507.110(d)(2)(ii), 507.130(d), 507.135(d), 
507.175(c)(2), and 507.175(c)(13)) but has compliance dates staggered 
over several years after publication of the final rule.
    We examined the economic implications of the final rule as required 
by the Regulatory Flexibility Act (5 U.S.C. 601-612) and determined 
that the final rule will have a significant economic impact on a 
substantial number of small entities. In compliance with section 212 of 
the Small Business Regulatory Enforcement Fairness Act (Pub. L. 104-
121, as amended by Pub. L. 110-28), we are making available the SECG to 
explain the actions that a small entity must take to comply with the 
rule.
    We are issuing the SECG consistent with our good guidance practices 
regulation (21 CFR 10.115(c)(2)). The SECG represents the current 
thinking of FDA on this topic. It does not establish any rights for any 
person and is not binding on FDA or the public. You can use an 
alternative approach if it satisfies the requirements of the applicable 
statutes and regulations.

II. Paperwork Reduction Act of 1995

    This draft guidance refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The 
collections of information in part 507 have been approved under 0910-
0789.

III. Electronic Access

    Persons with access to the Internet may obtain the SECG at http://www.fda.gov/AnimalVeterinary/GuidanceComplianceEnforcement/GuidanceforIndustry/default.htm, http://www.fda.gov/Food/GuidanceRegulation/FSMA/ucm253380.htm, or http://www.regulations.gov. 
Use the FDA Web site listed in the previous sentence to find the most 
current version of the guidance.

    Dated: October 26, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-26314 Filed 10-31-16; 8:45 am]
BILLING CODE 4164-01-P



                                                                 Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations                                           75693

                                                sheet and not in the body of your                       dates staggered over several years after              DEPARTMENT OF HEALTH AND
                                                comments and you must identify this                     publication of the final rule.                        HUMAN SERVICES
                                                information as ‘‘confidential.’’ Any                      We examined the economic
                                                information marked as ‘‘confidential’’                                                                        Food and Drug Administration
                                                                                                        implications of the final rule as required
                                                will not be disclosed except in                         by the Regulatory Flexibility Act (5
                                                accordance with 21 CFR 10.20 and other                                                                        21 CFR Part 507
                                                                                                        U.S.C. 601–612) and determined that
                                                applicable disclosure law. For more                                                                           [Docket No. FDA–2011–N–0922]
                                                                                                        the final rule will have a significant
                                                information about FDA’s posting of
                                                comments to public dockets, see 80 FR                   economic impact on a substantial
                                                                                                                                                              What You Need To Know About the
                                                56469, September 18, 2015, or access                    number of small entities. In compliance
                                                                                                                                                              Food and Drug Administration
                                                the information at: http://www.fda.gov/                 with section 212 of the Small Business                Regulation: Current Good
                                                regulatoryinformation/dockets/                          Regulatory Enforcement Fairness Act                   Manufacturing Practice, Hazard
                                                default.htm.                                            (Pub. L. 104–121, as amended by Pub.                  Analysis, and Risk-Based Preventive
                                                   Docket: For access to the docket to                  L. 110–28), we are making available the               Controls for Food for Animals; Small
                                                read background documents or the                        SECG to explain the actions that a small              Entity Compliance Guide; Availability
                                                electronic and written/paper comments                   entity must take to comply with the
                                                                                                        rule.                                                 AGENCY:    Food and Drug Administration,
                                                received, go to http://                                                                                       HHS.
                                                www.regulations.gov and insert the                        We are issuing the SECG consistent
                                                                                                                                                              ACTION:   Notification of availability.
                                                docket number, found in brackets in the                 with our good guidance practices
                                                heading of this document, into the                      regulation (21 CFR 10.115(c)(2)). The                 SUMMARY:   The Food and Drug
                                                ‘‘Search’’ box and follow the prompts                   SECG represents the current thinking of               Administration (FDA, the Agency, or
                                                and/or go to the Division of Dockets                    FDA on this topic. It does not establish              we) is announcing the availability of a
                                                Management, 5630 Fishers Lane, Rm.                      any rights for any person and is not                  guidance for industry #241 entitled
                                                1061, Rockville, MD 20852.                              binding on FDA or the public. You can                 ‘‘What You Need To Know About the
                                                   Submit written requests for single                   use an alternative approach if it satisfies           FDA Regulation: Current Good
                                                copies of the SECG to the Office of Food                the requirements of the applicable                    Manufacturing Practice, Hazard
                                                Safety, Center for Food Safety and                      statutes and regulations.                             Analysis, and Risk-Based Preventive
                                                Applied Nutrition, Food and Drug                                                                              Controls for Food for Animals’’—Small
                                                Administration, 5001 Campus Dr.,                        II. Paperwork Reduction Act of 1995                   Entity Compliance Guide. The small
                                                College Park, MD 20740. Send two self-                                                                        entity compliance guide (SECG) is
                                                                                                          This guidance refers to previously
                                                addressed adhesive labels to assist that                                                                      intended to help small entities comply
                                                                                                        approved collections of information                   with the final rule titled ‘‘Current Good
                                                office in processing your request. See
                                                the SUPPLEMENTARY INFORMATION section                   found in FDA regulations. These                       Manufacturing Practice, Hazard
                                                for electronic access to the SECG.                      collections of information are subject to             Analysis, and Risk-Based Preventive
                                                                                                        review by the Office of Management and                Controls for Food for Animals.’’
                                                FOR FURTHER INFORMATION CONTACT:                        Budget (OMB) under the Paperwork
                                                Jenny Scott, Center for Food Safety and                                                                       DATES: Submit either electronic or
                                                                                                        Reduction Act of 1995 (44 U.S.C. 3501–                written comments on FDA guidances at
                                                Applied Nutrition, Food and Drug                        3520). The collections of information in
                                                Administration, 5001 Campus Dr.,                                                                              any time.
                                                                                                        21 CFR part 117 have been approved                    ADDRESSES: You may submit comments
                                                College Park, MD 20740, 240–402–1700.
                                                                                                        under OMB control number 0910–0751.                   as follows:
                                                SUPPLEMENTARY INFORMATION:
                                                                                                        III. Electronic Access                                Electronic Submissions
                                                I. Background
                                                                                                           Persons with access to the Internet                  Submit electronic comments in the
                                                   In the Federal Register of September                 may obtain the SECG at either http://                 following way:
                                                17, 2015 (80 FR 55908), we issued a                     www.fda.gov/FoodGuidances, or http://                   • Federal eRulemaking Portal: http://
                                                final rule titled ‘‘Current Good                        www.regulations.gov. Use the FDA Web                  www.regulations.gov. Follow the
                                                Manufacturing Practice, Hazard                                                                                instructions for submitting comments.
                                                                                                        site listed in the previous sentence to
                                                Analysis, and Risk-Based Preventive                                                                           Comments submitted electronically,
                                                                                                        find the most current version of the
                                                Controls for Human Food’’ (the final                                                                          including attachments, to http://
                                                rule) in which we modernized the                        guidance.
                                                                                                                                                              www.regulations.gov will be posted to
                                                longstanding current good                                 Dated: October 26, 2016.                            the docket unchanged. Because your
                                                manufacturing practice requirements in                  Leslie Kux,                                           comment will be made public, you are
                                                21 CFR part 110 and added the                           Associate Commissioner for Policy.                    solely responsible for ensuring that your
                                                requirements for facilities subject to                  [FR Doc. 2016–26315 Filed 10–31–16; 8:45 am]          comment does not include any
                                                registration to establish and implement                                                                       confidential information that you or a
                                                                                                        BILLING CODE 4164–01–P
                                                hazard analysis and risk-based                                                                                third party may not wish to be posted,
                                                preventive controls for human food. The                                                                       such as medical information, your or
                                                final rule, which is codified at part 117                                                                     anyone else’s Social Security number, or
                                                (21 CFR part 117), became effective                                                                           confidential business information, such
                                                November 16, 2015 (except for the                                                                             as a manufacturing process. Please note
                                                amendment to part 110 in instruction                                                                          that if you include your name, contact
jstallworth on DSK7TPTVN1PROD with RULES




                                                13, which is effective September 17,                                                                          information, or other information that
                                                2018, and paragraph (2) of the definition                                                                     identifies you in the body of your
                                                of ‘‘qualified auditor’’ in § 117.3, and                                                                      comments, that information will be
                                                §§ 117.5(k)(2), 117.8, 117.405(a)(2),                                                                         posted on http://www.regulations.gov.
                                                117.405(c), 117.410(d)(2)(ii), 117.430(d),                                                                      • If you want to submit a comment
                                                117.435(d), 117.475(c)(2), and                                                                                with confidential information that you
                                                117.475(c)(13)) but has compliance                                                                            do not wish to be made available to the


                                           VerDate Sep<11>2014   15:21 Oct 31, 2016   Jkt 241001   PO 00000   Frm 00023   Fmt 4700   Sfmt 4700   E:\FR\FM\01NOR1.SGM   01NOR1


                                                75694            Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations

                                                public, submit the comment as a                         56469, September 18, 2015, or access                  SECG to explain the actions that a small
                                                written/paper submission and in the                     the information at: http://www.fda.gov/               entity must take to comply with the
                                                manner detailed (see ‘‘Written/Paper                    regulatoryinformation/dockets/                        rule.
                                                Submissions’’ and ‘‘Instructions’’).                    default.htm.                                            We are issuing the SECG consistent
                                                                                                           Docket: For access to the docket to                with our good guidance practices
                                                Written/Paper Submissions
                                                                                                        read background documents or the                      regulation (21 CFR 10.115(c)(2)). The
                                                   Submit written/paper submissions as                  electronic and written/paper comments                 SECG represents the current thinking of
                                                follows:                                                received, go to http://                               FDA on this topic. It does not establish
                                                   • Mail/Hand delivery/Courier (for                    www.regulations.gov and insert the                    any rights for any person and is not
                                                written/paper submissions): Division of                 docket number, found in brackets in the               binding on FDA or the public. You can
                                                Dockets Management (HFA–305), Food                      heading of this document, into the                    use an alternative approach if it satisfies
                                                and Drug Administration, 5630 Fishers                   ‘‘Search’’ box and follow the prompts                 the requirements of the applicable
                                                Lane, Rm. 1061, Rockville, MD 20852.                    and/or go to the Division of Dockets                  statutes and regulations.
                                                   • For written/paper comments                         Management, 5630 Fishers Lane, Rm.
                                                submitted to the Division of Dockets                                                                          II. Paperwork Reduction Act of 1995
                                                                                                        1061, Rockville, MD 20852.
                                                Management, FDA will post your                             Submit written requests for single                   This draft guidance refers to
                                                comment, as well as any attachments,                    copies of the SECG to the Policy and                  previously approved collections of
                                                except for information submitted,                       Regulations Staff (HFV–6), Center for                 information found in FDA regulations.
                                                marked and identified, as confidential,                 Veterinary Medicine, Food and Drug                    These collections of information are
                                                if submitted as detailed in                                                                                   subject to review by the Office of
                                                                                                        Administration, 7519 Standish Pl.,
                                                ‘‘Instructions.’’                                                                                             Management and Budget (OMB) under
                                                                                                        Rockville, MD 20855. Send two self-
                                                   Instructions: All submissions received
                                                                                                        addressed adhesive labels to assist that              the Paperwork Reduction Act of 1995
                                                must include the Docket No. FDA–
                                                                                                        office in processing your request. See                (44 U.S.C. 3501–3520). The collections
                                                2011–N–0922 for ‘‘What You Need to
                                                                                                        the SUPPLEMENTARY INFORMATION section                 of information in part 507 have been
                                                Know About the FDA Regulation:
                                                                                                        for electronic access to the SECG.                    approved under 0910–0789.
                                                Current Good Manufacturing Practice,
                                                Hazard Analysis, and Risk-Based                         FOR FURTHER INFORMATION CONTACT:                      III. Electronic Access
                                                Preventive Controls for Food for                        Jeanette Murphy, Center for Veterinary
                                                                                                        Medicine (HFV–200), Food and Drug                        Persons with access to the Internet
                                                Animals.’’ Received comments will be
                                                                                                        Administration, 7519 Standish Pl.,                    may obtain the SECG at http://
                                                placed in the docket and, except for
                                                                                                        Rockville, MD 20800, 240–402–6246.                    www.fda.gov/AnimalVeterinary/
                                                those submitted as ‘‘Confidential
                                                                                                                                                              GuidanceComplianceEnforcement/
                                                Submissions,’’ publicly viewable at                     SUPPLEMENTARY INFORMATION:
                                                                                                                                                              GuidanceforIndustry/default.htm,
                                                http://www.regulations.gov or at the
                                                                                                        I. Background                                         http://www.fda.gov/Food/
                                                Division of Dockets Management
                                                                                                           In the Federal Register of September               GuidanceRegulation/FSMA/
                                                between 9 a.m. and 4 p.m., Monday
                                                                                                        17, 2015 (80 FR 56170), we issued a                   ucm253380.htm, or http://
                                                through Friday.
                                                   • Confidential Submissions—To                        final rule entitled ‘‘Current Good                    www.regulations.gov. Use the FDA Web
                                                submit a comment with confidential                      Manufacturing Practice, Hazard                        site listed in the previous sentence to
                                                information that you do not wish to be                  Analysis, and Risk-Based Preventive                   find the most current version of the
                                                made publicly available, submit your                    Controls for Food for Animals’’ (the                  guidance.
                                                comments only as a written/paper                        final rule) in which we established                     Dated: October 26, 2016.
                                                submission. You should submit two                       requirements for facilities subject to                Leslie Kux,
                                                copies total. One copy will include the                 food registration to implement current                Associate Commissioner for Policy.
                                                information you claim to be confidential                good manufacturing practices and                      [FR Doc. 2016–26314 Filed 10–31–16; 8:45 am]
                                                with a heading or cover note that states                establish and implement hazard                        BILLING CODE 4164–01–P
                                                ‘‘THIS DOCUMENT CONTAINS                                analysis and risk-based preventive
                                                CONFIDENTIAL INFORMATION’’. The                         controls for food for animals. The final
                                                Agency will review this copy, including                 rule, which is codified at part 507 (21               DEPARTMENT OF HOMELAND
                                                the claimed confidential information, in                CFR part 507), became effective                       SECURITY
                                                its consideration of comments. The                      November 16, 2015 (except for
                                                second copy, which will have the                        paragraph (2) of the definition of                    Coast Guard
                                                claimed confidential information                        ‘‘qualified auditor’’ in § 507.3, and
                                                redacted/blacked out, will be available                 §§ 507.12(a)(1)(ii), 507.105(a)(2),                   33 CFR Part 165
                                                for public viewing and posted on http://                507.105(c), 507.110(d)(2)(ii), 507.130(d),
                                                www.regulations.gov. Submit both                        507.135(d), 507.175(c)(2), and                        [Docket No. USCG–2016–0936]
                                                copies to the Division of Dockets                       507.175(c)(13)) but has compliance
                                                                                                                                                              Safety Zone; Delaware River,
                                                Management. If you do not wish your                     dates staggered over several years after
                                                                                                                                                              Philadelphia, PA
                                                name and contact information to be                      publication of the final rule.
                                                made publicly available, you can                           We examined the economic                           AGENCY:  Coast Guard, DHS.
                                                provide this information on the cover                   implications of the final rule as required            ACTION: Notice of enforcement of
                                                sheet and not in the body of your                       by the Regulatory Flexibility Act (5                  regulation.
                                                comments and you must identify this                     U.S.C. 601–612) and determined that
jstallworth on DSK7TPTVN1PROD with RULES




                                                information as ‘‘confidential.’’ Any                    the final rule will have a significant                SUMMARY:   The Coast Guard will enforce
                                                information marked as ‘‘confidential’’                  economic impact on a substantial                      regulations for a safety zone for an
                                                will not be disclosed except in                         number of small entities. In compliance               annual fireworks event in the Captain of
                                                accordance with 21 CFR 10.20 and other                  with section 212 of the Small Business                the Port Delaware Bay zone from 6 p.m.
                                                applicable disclosure law. For more                     Regulatory Enforcement Fairness Act                   to 8 p.m. on November 19, 2016.
                                                information about FDA’s posting of                      (Pub. L. 104–121, as amended by Pub.                  Enforcement of this zone is necessary
                                                comments to public dockets, see 80 FR                   L. 110–28), we are making available the               and intended to ensure safety of life on


                                           VerDate Sep<11>2014   15:21 Oct 31, 2016   Jkt 241001   PO 00000   Frm 00024   Fmt 4700   Sfmt 4700   E:\FR\FM\01NOR1.SGM   01NOR1



Document Created: 2016-11-01 02:36:11
Document Modified: 2016-11-01 02:36:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionNotification of availability.
DatesSubmit either electronic or written comments on FDA guidances at any time.
ContactJeanette Murphy, Center for Veterinary Medicine (HFV-200), Food and Drug Administration, 7519 Standish Pl., Rockville, MD 20800, 240-402-6246.
FR Citation81 FR 75693 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR