81_FR_75942 81 FR 75731 - Fisheries of the Northeastern United States; Atlantic Herring Fishery; Specification of Management Measures for Atlantic Herring for the 2016-2018 Fishing Years

81 FR 75731 - Fisheries of the Northeastern United States; Atlantic Herring Fishery; Specification of Management Measures for Atlantic Herring for the 2016-2018 Fishing Years

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 81, Issue 211 (November 1, 2016)

Page Range75731-75740
FR Document2016-26320

NMFS is implementing final specifications and management measures for the 2016-2018 Atlantic herring fishery. This action sets harvest specifications and river herring/shad catch caps for the herring fishery for the 2016-2018 fishing years, as recommended to NMFS by the New England Fishery Management Council. The river herring/shad catch caps are area and gear-specific. River herring and shad catch from a specific area with a specific gear counts against a cap for trips landing more than a minimum amount of herring. The specifications and management measures in this action meet conservation objectives while providing sustainable levels of access to the fishery.

Federal Register, Volume 81 Issue 211 (Tuesday, November 1, 2016)
[Federal Register Volume 81, Number 211 (Tuesday, November 1, 2016)]
[Rules and Regulations]
[Pages 75731-75740]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-26320]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 648

[Docket No. 151215999-6960-02]
RIN 0648-BF64


Fisheries of the Northeastern United States; Atlantic Herring 
Fishery; Specification of Management Measures for Atlantic Herring for 
the 2016-2018 Fishing Years

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: NMFS is implementing final specifications and management 
measures for the 2016-2018 Atlantic herring fishery. This action sets 
harvest specifications and river herring/shad catch caps for the 
herring fishery for the 2016-2018 fishing years, as recommended to NMFS 
by the New England Fishery Management Council. The river herring/shad 
catch caps are area and gear-specific. River herring and shad catch 
from a specific area with a specific gear counts against a cap for 
trips landing more than a minimum amount of herring. The specifications 
and management measures in this action meet conservation objectives 
while providing sustainable levels of access to the fishery.

DATES: Effective December 1, 2016.

ADDRESSES: Copies of supporting documents used by the New England 
Fishery Management Council, including the Environmental Assessment (EA) 
and Regulatory Impact Review (RIR)/Initial Regulatory Flexibility 
Analysis (IRFA), are available from: Thomas A. Nies, Executive 
Director, New England Fishery Management Council, 50 Water Street, Mill 
2, Newburyport, MA 01950, telephone (978) 465-0492. The EA/RIR/IRFA is 
also accessible via the Internet at http://www.greateratlantic.fisheries.noaa.gov/.

FOR FURTHER INFORMATION CONTACT: Shannah Jaburek, Fishery Management

[[Page 75732]]

Specialist, (978) 282-8456, fax (978) 281-9135.

SUPPLEMENTARY INFORMATION:

Background

    NMFS published a proposed rule for the 2016-2018 specifications on 
June 21, 2016 (81 FR 40253). The comment period on the proposed rule 
ended on July 21, 2016. NMFS received 32 comments, which are summarized 
in the ``Comments and Responses'' section of this final rule.
    Regulations implementing the Atlantic Herring Fishery Management 
Plan (FMP) appear at 50 CFR part 648, subpart K. Regulations at Sec.  
648.200 require NMFS to make final determinations on the herring 
specifications recommended by the New England Fishery Management 
Council in the Federal Register, including: The overfishing limit 
(OFL); acceptable biological catch (ABC); annual catch limit (ACL); 
optimum yield (OY); domestic annual harvest (DAH); domestic annual 
processing (DAP); U.S. at-sea processing (USAP); border transfer (BT); 
management area sub-ACLs; and the amount to be set aside for the 
research set aside (RSA) (up to 3 percent of any management area sub-
ACL) for 3 years. These regulations also allow for river herring/shad 
catch caps to be developed and implemented as part of the 
specifications. The 2016-2018 herring specifications are consistent 
with these provisions, and provide the necessary elements to comply 
with the ACL and accountability measure (AM) requirements of the 
Magnuson-Stevens Fishery Conservation and Management Act (MSA). 
Complete details on the development of the herring specifications and 
river herring/shad catch caps were included in the proposed rule; NMFS 
has not repeated that information here.

Herring Specifications

                Table 1--Atlantic Herring Specifications
------------------------------------------------------------------------
 
------------------------------------------------------------------------
        2016-2018 Atlantic Herring Specifications--2016-2018 (mt)
------------------------------------------------------------------------
Overfishing Limit.......................  138,000-2016.
                                          117,000-2017.
                                          111,000-2018.
Acceptable Biological Catch.............  111,000.
Management Uncertainty..................  6,200.
Optimum Yield/ACL.......................  104,800.*
Domestic Annual Harvest.................  104,800.
Border Transfer.........................  4,000.
Domestic Annual Processing..............  100,800.
U.S. At-Sea Processing..................  0.
Area 1A Sub-ACL.........................  30,300.*
Area 1B Sub-ACL.........................  4,500.
Area 2 Sub-ACL..........................  29,100.
Area 3 Sub-ACL..........................  40,900.
Fixed Gear Set-Aside....................  295.
Research Set-Aside......................  3 percent of each sub-ACL.
------------------------------------------------------------------------
\*\ If New Brunswick weir fishery catch through October 1 is less than
  4,000 mt, then 1,000 mt will be subtracted from the management
  uncertainty buffer and added to the ACL and Area 1A Sub-ACL.

    An operational update to the herring stock assessment, completed in 
May 2015, indicated that herring was not overfished and overfishing was 
not occurring. However, the assessment contained a retrospective 
pattern suggesting that spawning stock biomass (SSB) is likely 
overestimated and fishing mortality (F) is likely underestimated. 
Following an adjustment for the retrospective pattern, the assessment 
estimated the herring stock at approximately double its target biomass 
(SSBMSY) and F at approximately half the fishing mortality 
threshold (FMSY).
    The herring ABC of 111,000 mt (a 3-mt decrease from status quo) for 
2016-2018 is based on the current control rule (constant catch with 50-
percent probability that F > FMSY in last year) and is 
consistent with the Council's Scientific and Statistical Committee's 
(SSC) advice. The OFL is 138,000 mt in 2016, 117,000 mt in 2017, and 
111,000 mt in 2018. While the ABC control rule does not explicitly 
adjust for herring's role in the ecosystem, herring's high biomass 
(approximately 74 percent of unfished biomass) and low fishing 
mortality (ratio of catch to consumption by predators is 1:4) likely 
achieves ecosystem goals, including accounting for herring's role as 
forage. The herring ABC is typically reduced from the OFL to account 
for scientific uncertainty. Using the current constant catch control 
rule means that the ABC will equal the OFL in 2018. When the SSC 
considered the ABC of 111,000 mt, it concluded that the probability of 
the stock becoming overfished during 2016-2018 is near zero. Further, 
this final rule is consistent with the status quo specifications that 
set ABC equal to OFL in 2015 and overfishing did not occur.
    Under the FMP, the herring ACL is reduced from ABC to account for 
management uncertainty, and the primary source of management 
uncertainty is catch in the New Brunswick weir fishery. Catch in the 
weir fishery is variable, but has declined in recent years. This final 
rule implements a management uncertainty buffer of 6,200 mt, which is 
equivalent to the value of the buffer in 2015. To help ensure catch in 
the New Brunswick weir fishery does not exceed the management 
uncertainty buffer, NMFS specifies a buffer greater than the most 
recent 3-year and 5-year average catch in the New Brunswick weir 
fishery. The resulting stockwide ACL will be 104,800 mt.
    Given the variability of the New Brunswick weir catch and the 
likelihood that weir catch may be less than 6,200 mt, NMFS also 
specifies a New Brunswick weir fishery payback provision. Specifically, 
NMFS will subtract 1,000 mt from the management uncertainty buffer and 
add it to the ACL if the weir fishery harvests less than 4,000 mt by 
October 1. The 1,000 mt added to the ACL would also increase the sub-
ACL for Herring Management Area 1A. NMFS selects the October 1 date to 
trigger the payback provision for two reasons. First, there is 
typically only minimal catch in the New Brunswick weir fishery after 
October 1 (less than four percent of total reported landings from 1978 
to 2014) so the likelihood of weir catch exceeding the management 
uncertainty buffer after October 1 is low. Second, adding 1,000 mt to 
the Area 1A sub-ACL in October is expected to allow herring vessels to 
access the additional harvest before catch in the herring fishery is 
limited in Area 1A. NMFS implements a 2,000-lb (907-kg) herring 
possession limit in Area 1A when it projects that 92 percent the sub-
ACL has been harvested. If New Brunswick weir catch is less than 4,000 
mt by October 1, the management uncertainty buffer will be reduced to 
5,200 mt, the ACL will be increased to 105,800 mt, and the Herring 
Management Area 1A sub-ACL will be increased to 31,300 mt. The New 
Brunswick weir fishery payback provision was last in effect during 
fishing years 2010-2012, so this final rule puts the payback provision 
back in place for 2016-2018. NMFS is currently awaiting final data to 
decide whether or not to subtract 1,000 mt from the management 
uncertainty buffer and increase the ACL and the Area 1A sub-ACL.
    BT is a processing allocation available to Canadian dealers. The 
MSA provides for the issuance of permits to Canadian vessels 
transporting U.S.-harvested herring to Canada for sardine processing. 
The amount specified for BT has equaled 4,000 mt since 2000. As there 
continues to be interest in transporting herring to Canada for sardine 
processing, NMFS maintains BT at 4,000 mt.

[[Page 75733]]

    The Atlantic Herring FMP specifies that DAH will be set less than 
or equal to OY and be composed of DAP and BT. DAP is the amount of U.S. 
harvest that is processed domestically, as well as herring that is sold 
fresh (i.e., bait). DAP is calculated by subtracting BT from DAH. DAH 
should reflect the actual and potential harvesting capacity of the U.S. 
herring fleet. Since 2001, total landings in the U.S. fishery have 
decreased, but herring catch has remained somewhat consistent from 
2003-2014, averaging 91,925 mt. When previously considering the DAH 
specification, the Council evaluated the harvesting capacity of the 
directed herring fleet and determined that the herring fleet is capable 
of fully utilizing the available yield from the fishery. This 
determination is still true. NMFS therefore sets DAH at 104,800 mt and 
DAP at 100,800 mt for the 2016-2018 fishing years in this final rule.
    A portion of DAP may be specified for the at-sea processing of 
herring in Federal waters. When determining this USAP specification, 
the Council considered the availability of shore-side processing, 
status of the resource, and opportunities for vessels to participate in 
the herring fishery. During the 2007-2009 fishing years, the Council 
maintained a USAP specification of 20,000 mt (Herring Management Areas 
\2/3\ only) based on information received about a new at-sea processing 
vessel that intended to utilize a substantial amount of the USAP 
specification. At that time, landings from Areas 2 and 3-where USAP was 
authorized-were considerably lower than recent sub-ACLs for Areas 2 and 
3. Moreover, the specification of 20,000 mt for USAP did not restrict 
either the operation or the expansion of the shoreside processing 
facilities during the 2007-2009 fishing years. However, this operation 
never materialized, and none of the USAP specification was used during 
the 2007-2009 fishing years. Consequently, NMFS set USAP at zero for 
the 2010-2015 fishing years. Lacking any additional information that 
would support changing this specification, NMFS maintains the USAP at 
zero for fishing years 2016-2018.
    The herring ABC specification recommended by the SSC for 2016-2018 
is not substantially different from the 2013-2015 ABC specification 
because, in part, key attributes of the herring stock (SSB, 
recruitment, F, and survey indices) have not significantly changed 
since the 2013-2015 herring specifications. Therefore, NMFS determined 
that there is no new information on which to modify the allocation of 
the total ACL between the herring management areas. This final rule 
maintains status quo percentage allocations for the herring sub-ACLs 
for the 2016-2018 specifications. The resulting sub-ACLs are slightly 
lower than 2013-2015 specifications (see Table 1).
    NMFS maintains the 2016-2018 RSA specification at 3 percent of each 
herring management area sub-ACL. The herring RSA is removed from each 
sub-ACL prior to allocating the sub-ACL to the fishery. If an RSA 
proposal is approved, but a final award is not made by NMFS, or if NMFS 
determines that the RSA cannot be utilized by a project, NMFS shall 
reallocate the unallocated or unused amount of the RSA to the 
respective sub-ACL. On February 29, 2016, NMFS fully awarded the 
herring RSA for fishing years 2016-2018.
    Herring regulations at Sec.  648.201(e) specify that up to 500 mt 
of the Herring Management Area 1A sub-ACL shall be allocated for the 
fixed gear fisheries (weirs and stop seines) in Area 1A that occur west 
of 67[deg]16.8' W. long. This set-aside shall be available for harvest 
by the fixed gear fisheries within Area 1A until November 1 of each 
year; any unused portion of the allocation will be restored to the Area 
1A sub-ACL after November 1. During the 2013-2015 fishing years, the 
fixed gear set-aside was specified at 295 mt. Because the proposed Area 
1A sub-ACL for the 2016-2018 fishing years is not substantially 
different from the Area 1A sub-ACL in 2015, NMFS maintains the fixed 
gear set-aside at 295 mt.

River Herring/Shad Catch Caps

    Framework 3 to the Atlantic Herring FMP established gear and area-
specific river herring/shad catch caps for the herring fishery in 2014. 
These included catch caps for midwater trawl vessels fishing in the 
Gulf of Maine, off Cape Cod, and in Southern New England, as well as 
for small-mesh bottom trawl vessels fishing in Southern New England. 
The caps are intended to minimize river herring and shad bycatch and 
bycatch mortality to the extent practicable while allowing the herring 
fishery an opportunity to fully harvest the herring ACL. The incentive 
to minimize the catch of river herring and shad is to avoid the 
implementation of a herring possession limit. Herring regulations at 
Sec.  648.201(a)(4)(ii) state that once 95 percent of a catch cap is 
harvested, the herring possession limit for vessels using that gear 
type and fishing in that area is reduced to 2,000 lb (907 kg) for the 
remainder of the fishing year. Once a 2,000-lb (907-kg) possession 
limit is in effect for a particular gear and area, the herring 
fishery's ability to harvest the herring sub-ACL associated with that 
area is limited. The herring fleet's avoidance of river herring and 
shad combined with the catch caps are expected to minimize river 
herring and shad bycatch and bycatch mortality. Additionally, the 
herring fishery is expected to be able to harvest the herring ACL, 
provided the fishery continues to avoid river herring and shad.
    As noted in Framework 3, available data are not robust enough to 
specify biologically-based catch caps that reflect river herring and 
shad abundance or to evaluate the potential impacts of catch caps on 
the river herring and shad stocks. Specific biological impacts on river 
herring and shad are influenced by fishing activity, environmental 
factors, climate change, restoration efforts, and other factors. In the 
absence of sufficient data to specify biologically-based catch caps, 
the caps have been set using recent river herring and shad catch data 
with the intent of keeping catch below its highest levels to limit 
fishing mortality on river herring and shad. Limiting fishing mortality 
is expected to result in positive impacts on the stocks.
    To date the values of the caps have been specified using the median 
catch of river herring and shad catch over the previous 5 years (2008-
2012). The 2016-2018 river herring/shad catch caps, as specified below 
in Table 2, are calculated using a revised methodology and updated data 
over a longer time period. The revised methodology uses a weighted mean 
catch of river herring and shad (versus median catch). This methodology 
better accounts for the inter-annual variability in the level of 
sampling by both observers and portside samplers by weighting years 
with higher sampling levels more heavily than years with lower sampling 
levels. Additionally, the revised methodology includes previously 
omitted catch data, including some shad landings and trips from catch 
cap areas where trips did not meet the 6,600-lb (3-mt) herring landing 
threshold, and updated extrapolation methodology (using sampled trips 
to estimate catch on unsampled trips). Lastly, by using a longer time 
series (the most recent 7 years versus 5 years), the value of the caps 
can be based on more data, especially the most recent catch 
information, to better ensure the catch caps reflect the herring 
fishery's interactions with river herring and shad and overall fishing 
effort.
    NMFS determined that using a longer time series, including more 
recent and previously omitted data, as well as using a weighted mean to 
generate the values for river herring/shad catch caps is consistent 
with using the best available science. Setting cap amounts

[[Page 75734]]

using recent catch data better reflects current fishing behavior and 
catch levels. Similarly, relying more heavily on years with higher 
levels of sampling should provide cap values that more precisely 
reflect recent catch. Additionally, catch data may indirectly reflect 
stock abundance. For example, increases in stock abundance may 
potentially result in increased incidental catch whereas decreases in 
abundance may result in decreased incidental catch. Therefore, setting 
catch cap amounts based on catch data are expected to result in catch 
caps that are more consistent with current fishing activity, and 
possibly stock conditions, while balancing the incentive to avoid river 
herring and shad against the opportunity for the herring fishery to 
harvest the ACL.
    NMFS is adjusting the river herring/shad catch caps to reflect the 
use of best available scientific data and a revised, superior 
methodology. This adjustment increases the catch caps for three of the 
four river herring/shad catch caps in the herring fishery. Based on 
fishing practices to date, however, NMFS expects river herring and shad 
catch to remain below the catch cap amounts. For example, the herring 
industry currently has harvested only 57 percent of the total river 
herring and shad catch allowed under the 2015 river herring/shad catch 
caps. Because river herring and shad catch is currently well below 
allowable catch limits, NMFS does not expect that any catch cap 
increases implemented in this action will result in a substantial 
increase in river herring and shad catch. Rather, NMFS anticipates that 
the 2,000-lb (907-kg) herring possession limit that will result if a 
cap is harvested will continue to provide a strong incentive for the 
herring industry to avoid catching river herring and shad and that the 
herring industry will continue to harvest less than the river herring 
and shad catch allowed under the adjusted catch caps.

                 Table 2--River Herring/Shad Catch Caps
------------------------------------------------------------------------
               Area                         Gear            Amount (mt)
------------------------------------------------------------------------
                 2016-2018 River Herring/Shad Catch Caps
------------------------------------------------------------------------
Gulf Of Maine.....................  Midwater Trawl......            76.7
Cape Cod..........................  Midwater Trawl......            32.4
Southern New England/Mid-Atlantic.  Midwater Trawl......           129.6
Southern New England/Mid-Atlantic.  Bottom Trawl........           122.3
                                   -------------------------------------
    Total.........................  All Gears...........           361.0
------------------------------------------------------------------------

Comments and Responses

    NMFS received 32 comment letters on the proposed rule: 9 from 
interested members of the public; 3 from herring industry participants; 
2 from other fishing industry participants (Massachusetts Lobstermen's 
Association (MLA) and the Cape Cod Commercial Fishermen's Alliance); 4 
from local watershed groups (Jones River, Ipswich River, Mystic River, 
and the Herring Ponds Watershed Associations); and 12 from non-
governmental organizations (NGOs), including 6 prominent environmental 
advocacy groups (Conservation Law Foundation, Earth Justice, the 
Herring Alliance, Save the Bay-Narragansett, the Mohegan Tribe, and 
Alewife Harvesters of Maine). Two of the environmental advocacy group 
comments were form letters that contained signatures and personalized 
comments, including: A letter from PEW Charitable Trusts with 10,593 
signatures and 931 personalized comments; and a letter from Earth 
Justice with 2,298 signatures and 234 personalized comments.
    Comment 1: Three herring fishery participants and the MLA commented 
in support of the proposed 2016-2018 herring specifications and river 
herring/shad caps.
    Response: NMFS approved the 2016-2018 herring specifications and 
river herring/shad catch caps because they promote achieving optimal 
yield, fishery conservation, are based upon best available science, and 
are consistent with the goals and objectives of the Atlantic Herring 
FMP.
    Comment 2: The Cape Cod Commercial Fishermen's Alliance, Jones 
River Watershed Association, Herring Alliance, Mohegan Tribe, and Earth 
Justice opposed setting the ABC equal to the OFL in 2018. Their 
comments claimed that the 2018 ABC does not adequately account for 
scientific uncertainty. Earth Justice commented that NMFS could revise 
the specifications to account for scientific uncertainty in a number of 
ways. They suggested NMFS could implement ABCs in 2017 and 2018 with 
the same scientific uncertainty buffer that was set for 2016 (27,000 
mt) or implement the 2017 scientific uncertainty buffer (6,000 mt) in 
2018. They further commented that NMFS could request advice from the 
SSC for an appropriate buffer in 2018. Additionally, the Herring 
Alliance, Mohegan Tribe, and Earth Justice commented that NMFS should 
use its authority to implement a revised ABC that appropriately buffers 
for scientific uncertainty in 2018.
    Response: NMFS disagrees. The recent herring stock assessment 
update completed in May 2015 contained a retrospective pattern 
suggesting that the spawning stock biomass (SSB) is likely 
overestimated and fishing mortality (F) is likely underestimated. The 
assessment was adjusted to account for the retrospective pattern. Even 
with the adjustment to account for the scientific uncertainty 
associated with the retrospective pattern, the assessment estimated the 
herring stock at approximately double its target biomass 
(SSBMSY) and F is approximately half the fishing mortality 
threshold (FMSY). The stock assessment update generated 
catch projections for 2016-2018 based on the constant catch control 
rule. When the SSC evaluated the resulting ABC, it supported the 
resulting ABC and did not recommend specifying a scientific uncertainty 
buffer between OFL and ABC in 2018. Because the recent stock assessment 
update adjusted for scientific uncertainty and the SSC did not 
recommend that an additional scientific uncertainty buffer be specified 
for 2018, NMFS implements an ABC that equals OFL in 2018.
    Comment 3: The Cape Cod Commercial Fishermen's Alliance, Jones 
River Watershed Association, Herring Alliance, Mohegan Tribe, and Earth 
Justice opposed setting the ABC equal to the OFL in 2018. Their 
comments noted that this introduces unnecessary risk of overfishing.
    Response: NMFS disagrees. Herring are currently not overfished and 
overfishing is not occurring. While

[[Page 75735]]

setting the ABC equal to the OFL in 2018 has a 50-percent probability 
of overfishing in 2018, the overall probability of overfishing herring 
during 2016-2018 is near zero. In addition, the realized catch in the 
fishery is generally well below ABC, further reducing the likelihood of 
overfishing. Lastly, setting the ABC equal to OFL in 2018 would 
continue to provide the herring fishery with some economic stability, 
an important consideration in the Council's harvest risk policy.
    Comment 4: The Herring Alliance, Mohegan Tribe, and Earth Justice 
oppose using the current constant catch control rule because it does 
not adjust the ABC to explicitly account for herring's role as forage 
in the ecosystem and recommend that NMFS consider further reductions in 
ABC.
    Response: NMFS disagrees. When generating ABC catch projections for 
2016-2018, the 2015 stock assessment update adjusted for predator 
consumption of herring by maintaining a relatively high natural 
mortality rate. Additionally, the recent stock assessment update 
indicated that herring has a high biomass (approximately 74 percent of 
unfished biomass) and low fishing mortality (ratio of catch to 
consumption by predators is 1:4). The constant catch ABC control rule 
is expected to maintain the high herring biomass, bolstered by two very 
large year classes, and low fishing mortality. Thus, the ABC control 
rule should meet forage demands and maintain a biomass level consistent 
with forage-based control rules in the short-term while the Council 
continues its consideration of herring's role as forage in Amendment 8 
to the Atlantic Herring FMP. For these reasons, NMFS concludes that the 
current constant control rule, as well as the associated ABC, 
sufficiently account for herring's role as forage in the ecosystem 
during 2016-2018.
    Comment 5: Earth Justice commented that the ABC was not selected as 
part of a reasonable range of alternatives as required by the National 
Environmental Policy Act (NEPA) because none of the alternatives 
accounted for scientific uncertainty in 2018. They also stated that the 
EA acknowledged this lack of uncertainty buffer is not consistent with 
the best available science.
    Response: NFMS disagrees. As described above, the ABC sufficiently 
accounts for scientific uncertainty. The Council developed three ABC 
alternatives and fully analyzed them in the EA supporting this action. 
NEPA requires a Federal agency to consider a range of alternatives, and 
that the alternatives are reasonable alternatives (i.e., those that 
meet the stated purpose and need, and objectives, for the action). The 
SSC recommended that the ABC for 2016-2018 remain relatively similar or 
modestly reduced compared to status quo. Consistent with SSC advice, 
the range of ABC alternatives considered in the EA were similar but 
reduced from status quo. For the status quo alternative, the EA 
cautioned that setting ABC equal to OFL for all three years appears to 
be inconsistent with best available science. The EA also explained that 
the ABC implemented in this action is more precautionary and expected 
to have more positive impacts than the status quo ABC because the 
scientific uncertainty buffer between the OFL and ABC during 2016 and 
2017 results in a lower risk of overfishing. For these reasons, NMFS 
has determined that the range of ABC alternatives considered in this 
action was sufficient and consistent with the requirements of NEPA.
    Comment 6: One member of the public commented that the herring ACL 
should be decreased to 90,000 mt.
    Response: NMFS disagrees. The commenter provided no basis for 
setting the ACL at 90,000 mt. The most recent stock assessment update 
indicated herring was not overfished and overfishing was not occurring. 
Setting specifications always requires a balance between conservation 
and harvesting opportunity. The most current data show that an ABC of 
111,000 mt would have a low positive economic impact on fishery-related 
businesses and communities while equaling less than half a sustainable 
fishery morality rate.
    Comment 7: The Alewife Harvesters of Maine commented in favor of 
the proposed decrease of the Gulf of Maine river herring/shad catch 
cap. It also commented in support of using the revised methodology with 
the longer time series and weighted mean, however, it ``would propose a 
more gentle increase in catch cap that accounts for the biological 
uncertainty, raising the cap to the full weighted mean estimate over 
the course of several years.''
    Response: NMFS agrees with the Alewife Harvesters of Maine that 
using a longer time series and weighted mean is appropriate to 
calculate river herring/shad catch caps. But NMFS disagrees with the 
suggestion that the value of the cap, rather than the methodology, 
should be the primary consideration when setting catch caps. The catch 
cap methodology uses the best available science to reflect recent 
fishing behavior and recent catch levels. Without a reasonable basis 
for developing different methodologies for each area or gear type, the 
methodology used to calculate one catch cap should apply to all catch 
caps.
    Comment 8: Five interested members of the public, six state and 
local advocacy groups, all four river watershed associations, 
Conservation Law Foundation, Earth Justice, Herring Alliance, and 
letters from PEW Charitable Trust and Earth Justice on behalf of 
numerous U.S. citizens expressed concern that raising the river 
herring/shad catch caps will set back ongoing efforts by the states and 
local advocacy groups to restore river herring and shad to sustainable 
levels. Additionally, the Mohegan Tribe, Mystic River Watershed, Earth 
Justice, and Conservation Law Foundation suggests that the herring 
fishery may be a contributing factor to declines in Southern New 
England river herring and shad stock, based on a study by Hasselman et 
al. in 2015.
    Response: NMFS recognizes and supports the effort, time, and 
resources that states and local advocacy groups have devoted to river 
herring and shad restoration efforts. However, NMFS disagrees with the 
commenters that raising the river herring/shad catch caps will set back 
those efforts. Although the comments suggest otherwise, NMFS cannot 
directly link catch levels of river herring and shad in the herring 
fishery to impacts on river herring and shad recovery efforts by the 
states in specific rivers and streams. NMFS considered the Hasselman et 
al. study, despite it being published almost two months after the 
Council took final action at its meeting on September 29, 2015. NMFS 
acknowledges that certain river herring stocks may be 
disproportionately affected by the herring fishery, but points out the 
study also cautions that currently river herring and shad catch in the 
ocean cannot be confidently assigned to a specific population of 
origin. Instead, the catch caps are designed to minimize bycatch and 
bycatch mortality so that the catch of river herring and shad is kept 
below recent levels and limit fishing mortality to provide an 
opportunity for positive impacts on stocks. The incentive for the 
herring fishery to avoid river herring and shad catch comes from the 
potential that river herring and shad catch will limit the fishery's 
ability to harvest the ACL. While this action increases the value of 
caps off Cape Cod and in Southern New England, the incentive to avoid 
river herring and shad catch remains while the caps are in place and 
are set based on fishing activity. NMFS has determined that the river 
herring/shad catch caps implemented in this action will support ongoing

[[Page 75736]]

conservation efforts by the states and local advocacy groups and will 
help achieve conservation and management objectives outlined in the 
River Herring Conservation Plan coordinated by the Atlantic States 
Marine Fisheries Commission and NMFS.
    Comment 9: Three NGOs, one interested member of the public, the 
Mystic River Watershed Association, Conservation Law Foundation, Earth 
Justice, Herring Alliance, and letters from PEW Charitable Trust and 
Earth Justice submitted on behalf of numerous U.S. citizens commented 
that the caps do not provide an incentive to avoid river herring and 
shad. One interested member of the public, Conservation Law Foundation, 
Earth Justice, Herring Alliance, and letters from PEW Charitable Trust 
and Earth Justice on behalf of numerous U.S. citizens commented that 
the herring industry has stayed well within the current river herring/
shad catch caps since 2015 and does not need more river herring and 
shad catch to operate. Additionally, the Conservation Law Foundation, 
Earth Justice, Herring Alliance, The Mohegan Tribe, and Save the Bay-
Narragansett further suggest that NMFS use its authority to implement 
river herring/shad catch caps that reduce catch and stay consistent 
with the incentive to avoid and minimize river herring and shad catch.
    Response: NMFS disagrees with the commenters that the catch caps do 
not provide an incentive for the herring fishery to avoid river herring 
and shad catch. River herring/shad catch caps were first implemented in 
the herring fishery in 2014. As described previously, caps have been 
based on recent catch with the intent of keeping catch below its 
highest levels. Once 95 percent of a catch cap is harvested, the 
herring possession limit for vessels using that gear type and fishing 
in that area is reduced to 2,000 lb (907 kg) for the remainder of the 
fishing year. Implementation of this possession limit in a catch cap 
area decreases the herring fishery's ability to harvest the herring 
sub-ACL associated with that areas as well as the herring ACL.
    The incentive to minimize the catch of river herring and shad is to 
avoid the implementation of a herring possession limit. For example, 
catch tracked against the Southern New England/Mid-Atlantic bottom 
trawl cap is currently 21 mt compared to 51 mt at this same time last 
year. This suggests that the existence of the catch caps is an 
effective incentive to avoid river herring and shad catch and more 
restrictive caps are not required to provide an incentive to continue 
to avoid river herring and shad catch.
    The University of Massachusetts and Massachusetts Division of 
Marine Fisheries operate a river herring avoidance program for vessels 
participating in the herring fishery. This program is funded, in part, 
by the herring RSA for 2016-2018. The participation level of midwater 
trawl and bottom trawl vessels in the avoidance program has increased 
in recent years and currently includes the majority of midwater trawl 
and bottom trawl vessels. The river herring avoidance program provides 
vessels with near real-time information on where herring vessels are 
encountering river herring and encourages vessels to avoid and/or leave 
those areas. Select vessels that comply with the requirements of the 
avoidance program are able to harvest the herring RSA. Both the river 
herring avoidance program and the opportunity to harvest the herring 
RSA provide additional incentive for herring vessels to avoid river 
herring and shad.
    For these reasons, NMFS concludes the catch caps implemented in 
this action are consistent with the incentives to avoid and minimize 
catch to the extent practicable.
    Comment 10: Conservation Law Foundation, Earth Justice, Save the 
Bay-Narragansett, and the Earth Justice form letter stated that using a 
longer time series and a weighted mean to calculate the catch caps, 
compared to prior years, increases bias toward outlier years. Earth 
Justice, Conservation Law Foundation, Herring Alliance, Save the Bay-
Narragansett, and the Earth Justice letter on behalf of 2,298 citizens 
commented that the industry had an incentive to catch more river 
herring and shad in 2013 and 2014 because it knew that more river 
herring and shad catch would mean higher catch caps in the future. 
Earth Justice and Save the Bay-Narragansett also commented that using 
the revised methodology is arbitrary and capricious in that it rewards 
the fleet for increasing river herring and shad catch 2013 and 2014.
    Response: Catch caps were implemented in Framework 3 to minimize 
river herring and shad bycatch and bycatch mortality to the extent 
practicable, while allowing the herring fishery an opportunity to fully 
harvest the herring ACL. Additionally, catch caps were intended to be 
adjusted when new information became available. The catch caps 
implemented in this action were calculated using updated data and a 
revised methodology.
    Catch caps for the 2016-2018 fishing years were calculated by using 
previously omitted catch data and a longer time series (most recent 7 
years rather than 5 years). This ensures that the value of the catch 
caps are based on more data, especially the most recent catch 
information, to better ensure the catch caps reflect the herring 
fishery's interactions with river herring and shad and overall fishing 
effort. Because catch data may indirectly reflect stock abundance, 
setting catch caps based on recent catch data are expected to result in 
catch caps that are more consistent with current fishing activity, and 
possibly stock conditions. Commenters provided no information to 
substantiate claims that the herring industry intentionally caught more 
river herring and shad in 2013 and 2014 in order to artificially 
inflate catch caps. Therefore, NMFS concludes extending the time series 
used to calculate caps to include the two most recent years (2013 and 
2014) best reflects the recent catch of river herring and shad, makes 
the best use of new information, and is consistent with Framework 3.
    Using a weighted mean, rather than the median or unweighted mean, 
to calculate catch caps best accounts for the inter-annual variability 
in the level of sampling (both observer and portside) of river herring 
and shad catch. Caps calculated using the median catch of river herring 
and shad would base the value of the cap on the total number of catch 
estimates, giving equal weight to all years regardless of sampling 
level. Using the unweighted mean, caps would be based on the average 
catch each year regardless of sampling level. In contrast, using a 
weighted mean to calculate catch caps adjusts for the sampling level 
each year and incorporates those averages into the overall average, 
thereby giving more weight to years with more sampling versus years 
with less sampling. Therefore, using a weighted mean helps account for 
the fluctuations in levels of sampling relative to observed catch of 
river herring and shad to help mitigate the effects of any outlier 
years.
    The revised methodology was developed by the Herring Plan 
Development Team (PDT). The PDT is the Council's technical group 
responsible for developing and preparing analyses to support the 
Council's management actions. The PDT is responsible for generating 
analyses to calculate quotas, caps, or any other technical aspects of 
the FMP. For the 2016-2018 catch caps, the PDT reviewed updated river 
herring and shad catch data and generated a range of catch cap 
alternatives for the

[[Page 75737]]

Council's consideration. The PDT concluded that using a weighted mean 
and longer time series would be the most technically sound approach for 
specifying the values of the caps because it is consistent with using 
the best available science. The Council ultimately decided to adopt the 
river herring/shad catch caps based on the revised methodology 
recommended by the PDT.
    Using the revised methodology to calculate river herring/shad catch 
caps is consistent with using the best available science and it 
balances the incentive to avoid river herring and shad against the 
opportunity for the herring fishery to harvest the ACL. For these 
reasons, NMFS disagrees that the basis for setting river herring/shad 
catch caps implemented through this action, including the revised 
methodology, is arbitrary and capricious.
    Comment 11: Conservation Law Foundation, Earth Justice, and Save 
the Bay-Narragansett expressed concern that basing the river herring/
shad catch caps on historical landings and not on biological status is 
problematic and not scientifically sound. The Ipswich River Watershed 
also commented that there is no science to support raising the caps.
    Response: NMFS disagrees. As described previously, available data 
are not robust enough to specify biologically-based catch caps that 
reflect river herring and shad abundance. Harvest limits are often 
based on recent catch when estimates of relative abundance are not 
available. For example, the herring ABC recommended by the SSC and 
implemented for 2010-2012 was based on recent catch because of 
scientific uncertainty associated with the 2009 herring stock 
assessment. In the absence of sufficient data to specify biologically-
based catch caps, the catch caps are set based on recent catch data 
with the intent of keeping catch below its highest levels to limit 
fishing mortality on river herring and shad. Limiting catch to recent 
levels is expected to result in positive impacts on the stocks.
    Comment 12: Letters generated by PEW Charitable Trusts and Earth 
Justice on behalf of numerous U.S. citizens commented that river 
herring and shad should be added as stocks in the Atlantic Herring FMP 
and managed based on science.
    Response: The intent of this action is to set herring 
specifications and river herring/shad catch caps for the 2016-2018 
fishing years. Adding river herring and shad as stocks in the fishery 
and developing management measures for both the river herring and shad 
stocks under the Atlantic Herring FMP are beyond the scope of this 
action and would require a regulatory amendment.
    Comment 13: Earth Justice commented that the revised methodology 
used to set the river herring/shad catch caps for the 2016-2018 fishing 
years is not consistent with the Mid-Atlantic Fishery Management 
Council's (MAFMC) approach for setting the same cap in the Atlantic 
Mackerel, Squid, and Butterfish FMP. They also commented that 
implementing the proposed river herring/shad catch caps would interfere 
with the catch measures first implemented by the MAFMC and are thus 
inconsistent with the MSA's requirement that new regulations be 
consistent with existing FMPs, amendments, MSA, and applicable law as 
stated in U.S.C. 1854(b)(1).
    Response: The MSA requires regulations to be consistent with the 
FMP. The MSA provision cited by the commenters does not require 
measures to be the same between FMPs. NMFS has determined that the 
river herring/shad catch caps for the herring and mackerel fisheries, 
including the associated methodologies for setting caps, are consistent 
with the Atlantic Herring FMP and the Atlantic Mackerel, Squid, and 
Butterfish FMP, respectively.
    When the MAFMC developed the river herring and shad catch cap for 
the mackerel fishery, the catch cap was based on median river herring 
and shad catch in the mackerel fishery during 2005-2012. This 
methodology was identical to the river herring and shad catch cap 
methodology developed by the Council for the 2014-2015 herring fishery. 
However, the Council considers both observer and portside sampling data 
to set catch caps while the MAFMC only considers observer data. The 
MAFMC continues to use the median river herring and shad catch estimate 
from 2005-2012 to set the catch cap for the mackerel fishery. However, 
if the mackerel fishery harvests 10,000 mt of mackerel in a given year, 
the river herring and shad catch cap is scaled up to the match the 
median river herring and shad catch estimate based on the mackerel ACL.
    NMFS agrees that river herring/shad catch caps for the herring and 
mackerel fisheries should not cause management inconsistencies between 
the two fisheries. Midwater trawl and bottom trawl vessels often 
participate in both the herring and mackerel fisheries. When fishing 
trips meet the minimum harvest threshold for catch caps in the herring 
fishery (6,600 lb (3 mt) of herring) and the minimum harvest threshold 
for the catch cap in the mackerel fishery (20,000 lb (9,072 kg) of 
mackerel), then river herring and shad catch on those trips is counted 
against both caps and vessels would be subject to the most restrictive 
catch cap. Rather than management inconsistencies, river herring/shad 
catch caps in both the herring and mackerel fisheries provide an 
additional incentive to avoid river herring and shad catch, thereby 
potentially limiting fishing mortality on these species.
    Comment 14: Three NGOs, one interested member of the public, the 
Mystic River Watershed Association, Conservation Law Foundation, Earth 
Justice, Herring Alliance, and letters from PEW Charitable Trust and 
Earth Justice submitted on behalf of numerous U.S. citizens commented 
that raising the river herring/shad catch caps does not minimize 
bycatch and is inconsistent with the MSA and the goals and objectives 
of the Atlantic Herring FMP. Earth Justice further commented that 
raising the catch caps is inconsistent with National Standard 9, which 
requires that conservation and management measures minimize bycatch to 
the extent practicable. Lastly, Earth Justice commented that the small-
mesh bottom trawl fleet in Southern New England discards an estimated 
73 percent of its river herring and shad catch at sea, but NMFS does 
not explain how it plans to minimize this bycatch, consistent with the 
MSA.
    Response: NMFS disagrees. The MSA, specifically National Standard 
9, does not require the elimination of bycatch or bycatch mortality, 
nor does it require minimizing bycatch at the exclusion of other 
considerations. Rather, National Standard 9 requires minimizing bycatch 
and bycatch mortality to the extent practicable, which includes a 
consideration of the net benefits to the nation. This consideration 
includes evaluating the negative impacts on affected stocks and other 
species in the ecosystem, incomes accruing to participants in the 
directed fishery in both the short and long-term, changes in fishing 
practices and behavior, and environmental consequences.
    As discussed previously, the incentive to minimize the catch of 
river herring and shad is to avoid the implementation of a herring 
possession limit. Once a 2,000-lb (907-kg) possession limit is in 
effect for a particular gear and area, the herring fishery's ability to 
harvest the herring sub-ACL associated with that area or the herring 
ACL is limited. This potential economic loss must be weighed against 
the role of river herring and shad in the herring fishery. River 
herring and shad are not target species in the herring fishery. Rather, 
they are harvested because they co-occur with herring and

[[Page 75738]]

the incidental catch and bycatch of these species is low. Thus, the 
river herring/shad catch caps are not designed to eliminate all 
incidental catch. The caps are also not designed to remain static or 
continually decrease over time. These design features would not provide 
the flexibility for a full consideration of the net benefits to the 
nation because they may preclude an opportunity for herring industry to 
harvest its allowable catch.
    When evaluating the river herring/shad catch caps recommended by 
the Council, NMFS considered the ecological and economic considerations 
associated with the catch caps, as well fishing practices and behavior. 
The catch caps are intended to minimize river herring and shad bycatch 
and bycatch mortality to the extent practicable, while allowing the 
herring fishery an opportunity to fully harvest the herring ACL. The 
total catch of river herring and shad (both retained and discarded) is 
tracked against the catch caps. Because total catch of river herring 
and shad catch is counted against the catch caps, these caps not only 
help minimize the retained catch of river herring and shad, but they 
also help minimize any river herring and shad catch that is discarded 
at sea. As described in the responses to previous comments, NMFS 
concludes that catch caps are calculated using new and updated 
information and are based on the best available science. NMFS also 
concludes that if vessels continue to avoid river herring and shad, 
they would have an opportunity to harvest the herring ACL. 
Additionally, NMFS concludes that catch caps may limit fishing 
mortality on river herring and shad, thereby supporting ongoing 
Federal, state, and local conservation efforts. For these reasons, NMFS 
determines the river herring/shad catch caps implemented in this action 
reduce bycatch and bycatch mortality to the extent practicable and are 
consistent with the MSA, National Standard 9, and the Atlantic Herring 
FMP.
    Comment 15: The Mystic River Watershed Association, Conservation 
Law Foundation, Herring Alliance, and Earth Justice all commented that 
there is a lack of onboard monitoring and that it is highly likely that 
more river herring and shad are/will be discarded at sea than reported.
    Response: In 2016, NMFS increased observer coverage allocated to 
New England midwater trawl vessels to approximately 440 days, 
consistent with the standardized bycatch reporting methodology (SBRM). 
This is an increase of 401 days (175 percent) over the 160 days 
observed on the New England midwater trawl fleet in 2015. Three of the 
four river herring/shad catch caps implemented in this action are for 
vessels using midwater trawl gear. Additionally, observer coverage 
allocated to New England small-mesh bottom trawl vessels in 2016 (798 
days) is expected to be similar to days observed in 2015 (933 days). 
The increase in observer coverage should help NMFS more precisely track 
catch against river herring/shad catch caps. Portside sampling by the 
Commonwealth of Massachusetts and the State of Maine is expected to 
continue into the future, collecting data on river herring and shad 
that are landed by midwater trawl and small-mesh bottom trawl vessels 
participating in the herring fishery. NMFS is currently considering if 
it would be appropriate to use portside sampling data along with 
observer data to track the catch of river herring and shad. Lastly, the 
Council is considering increasing monitoring in the herring fishery in 
the Industry-Funded Monitoring Omnibus Amendment. The Council is 
expected to take final action on this amendment in early 2017.
    Comment 16: Conservation Law Foundation, Herring Alliance, and 
Alewife Harvesters of Maine commented that all the biological 
uncertainty surrounding river herring and shad estimates demands a 
precautionary approach to management that requires either no increase 
in the catch caps or a more gradual increase.
    Response: The river herring/shad catch caps were developed by the 
Council to minimize river herring and shad bycatch to the extent 
practicable while allowing the herring fishery an opportunity to fully 
harvest the herring ACL. While NMFS acknowledges the uncertainty in the 
abundance estimates in the stock assessment for river herring and shad, 
that uncertainty was not intended to directly factor into the 
calculation of the river herring/shad catch caps. In fact, because of 
the absence of sufficient data to specify biologically-based catch 
caps, the catch caps are set based on recent catch data. The 
methodology used to calculate the catch caps, which accounts for 
variability of catch from year to year, incorporates precaution by 
keeping the catch caps below the highest catch levels and by 
establishing an incentive for the herring industry to avoid river 
herring and shad catch.
    Comment 17: Save the Bay-Narragansett commented that catch caps are 
being increased based on socio-economic concerns and that only the 
Council, and its supporting scientists, and the herring industry 
support increases to the catch caps.
    Response: NMFS must consider all factors, biological and socio-
economic factors, when determining whether to accept or reject the 
Council's recommendations. NMFS has determined that the Council's 
recommended river herring/shad catch caps are consistent with the 
Atlantic Herring FMP, the MSA, and other applicable laws, and that 
comments opposing the increased catch caps provide no compelling 
information to reject the Council's recommendations.

Classification

    The Assistant Administrator for Fisheries, NOAA, has determined 
that this rule is consistent with the national standards and other 
provisions of the MSA and other applicable laws.
    This final rule has been determined to be not significant for 
purposes of Executive Order 12866.
    NMFS, pursuant to section 604 of the Regulatory Flexibility Act 
(RFA), has completed a final regulatory flexibility analysis (FRFA) in 
support of this action. The FRFA incorporates the IRFA, a summary of 
the significant issues raised by the public comments in response to the 
IRFA, NMFS responses to those comments, and a summary of the analyses 
completed in the 2016-2018 herring specifications EA. A summary of the 
IRFA was published in the proposed rule for this action and is not 
repeated here. A description of why this action was considered, the 
objectives of, and the legal basis for this action is contained in the 
preamble to the proposed rule (81 FR 40253), and is not repeated here. 
All of the documents that constitute the FRFA are available from NMFS 
and a copy of the IRFA, the RIR, and the EA are available upon request 
(see ADDRESSES) or via the Internet at 
www.greateratlantic.fisheries.noaa.gov.

A Summary of the Significant Issues Raised by the Public in Response to 
the IRFA, a Summary of the Agency's Assessment of Such Issues, and a 
Statement of Any Changes Made in the Final Rule as a Result of Such 
Comments

    NMFS received 32 comment letters on the proposed rule. Those 
comments, and NMFS' responses, are contained in the Comments and 
Responses section of this final rule and are not repeated here. None of 
the comments addressed the IRFA and NMFS did not make any changes in 
the final rule based on public comment.

[[Page 75739]]

Description and Estimate of Number of Small Entities to Which This Rule 
Would Apply

    This final rule would affect all permitted herring vessels; 
therefore, the regulated entity is the business that owns at least one 
herring permit. From 2014 permit data, there were 1,206 firms that held 
at least one herring permit; of those, 1,188 were classified as small 
businesses. There were 103 firms, 96 classified as small businesses, 
which held at least one limited access permit. There were 38 firms, 
including 34 small businesses, which held a limited access permit and 
were active in the herring fishery. All four of the active large 
entities, held at least one limited access herring permit. The small 
firms with limited access permits had 60 percent higher gross receipts 
and 85 percent higher revenue from herring than the small firms without 
a limited access herring permit. Based on 2014 permit data, the number 
of potential fishing vessels in each permit category in the herring 
fishery are as follows: 39 for Category A (limited access, all herring 
management areas); 4 for Category B (limited access, Herring Management 
Areas \2/3\); 46 for Category C (limited access, all herring management 
areas); 1,841 for Category D (open access, all herring management 
areas); and 4 for Category E (open access, Herring Management Areas \2/
3\).
    On December 29, 2015, NMFS issued a final rule establishing a small 
business size standard of $11 million in annual gross receipts for all 
businesses primarily engaged in the commercial fishing industry (NAICS 
11411) for RFA compliance purposes only (80 FR 81194, December 29, 
2015). The $11 million standard became effective on July 1, 2016, and 
is to be used in place of the U.S. Small Business Administration's 
(SBA) previous standards of $20.5 million, $5.5 million, and $7.5 
million for the finfish (NAICS 114111), shellfish (NAICS 114112), and 
other marine fishing (NAICS 114119) sectors, respectively, of the U.S. 
commercial fishing industry.
    An IRFA was developed for this regulatory action prior to July 1, 
2016, using SBA's previous size standards. Under the SBA's size 
standards, 4 of 38 active herring fishing entities with limited access 
permits were determined to be large. NMFS has qualitatively reviewed 
the analyses prepared for this action using the new size standard. The 
new standard could result in fewer commercial finfish businesses being 
considered small (due to the decrease in size standards).
    Taking this change into consideration, NMFS has identified no 
additional significant alternatives that accomplish statutory 
objectives and minimize any significant economic impacts of the 
proposed rule on small entities. The ACLs are fishery wide and any 
closures would apply to the entire fishery, and should be felt 
proportionally by both large and small entities. Further, the new size 
standard does not affect the decision to prepare a FRFA as opposed to a 
certification for this regulatory action.

Description of Projected Reporting, Recordkeeping, and Other Compliance 
Requirements

    This final rule does not introduce any new reporting, 
recordkeeping, or other compliance requirements.

Description of the Steps the Agency Has Taken To Minimize the 
Significant Economic Impact on Small Entities Consistent With the 
Stated Objectives of Applicable Statutes

    Specification of commercial harvest and river herring/shad catch 
caps are constrained by the conservation objectives set forth in the 
FMP and implemented at 50 CFR part 648, subpart K under the authority 
of the MSA. Furthermore, specifications must be based on the best 
available scientific information, consistent with National Standard 2 
of the MSA. With the specification options considered, the measures in 
this final rule are the only measures that both satisfy these 
overarching regulatory and statutory requirements while minimizing, to 
the extent possible, impacts on small entities. This rule implements 
the herring specifications outlined in Table 1 and the river herring/
shad catch caps outlined in Table 2. Other options considered by the 
Council, including those that could have less of an impact on small 
entities, failed to meet one or more of these stated objectives and, 
therefore, cannot be implemented. Under Alternatives 1 and 2 for 
harvest specifications, small entities may have experienced slight 
increases in both gross revenues and herring revenues over the 
preferred alternative due to higher ACLs. However, Alternative 1 would 
fail to create a sustainable fishery because the ABC exceeds the ABC 
recommended by the SSC for 2016-2018 and has an increased risk of 
overfishing as compared to the preferred alternative. The ABC 
associated with Alternative 2 is equal to the ABC associated with the 
preferred alternative; however, the management uncertainty buffer is 
less under Alternative 2, resulting in a higher ACL than the preferred 
alternative. Rather than select an alternative with a higher ACL, the 
Council selected Alternative 3 to be more precautionary. Alternatives 1 
and 2 for the river herring/shad catch caps failed to use the best 
available science as compared to the Alternative 3, which uses a longer 
time series, including more recent and previously omitted data, as well 
as a weighted mean, to best account for the inter-annual variability in 
the level of river herring and shad sampling, to generate the values 
for river herring/shad catch caps. The impacts of the specifications, 
as implemented by this final rule, are not expected to 
disproportionately affect large or small entities.
    Section 212 of the Small Business Regulatory Enforcement Fairness 
Act of 1996 states that, for each rule or group of related rules for 
which an agency is required to prepare a FRFA, the agency shall publish 
one or more guides to assist small entities in complying with the rule, 
and shall designate such publications as ``small entity compliance 
guides.'' The agency shall explain the actions a small entity is 
required to take to comply with a rule or group of rules. As part of 
this rulemaking process, a letter to permit holders that also serves as 
small entity compliance guide was prepared. Copies of this final rule 
are available from the Greater Atlantic Regional Fisheries Office 
(GARFO), and the compliance guide, i.e., permit holder letter, will be 
sent to all holders of permits for the Atlantic herring fishery. The 
guide and this final rule will be posted or publicly available on the 
GARFO Web site.

List of Subjects in 50 CFR Part 648

    Fisheries, Fishing, Recordkeeping and reporting requirements.

    Dated: October 26, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.

    For the reasons set out in the preamble, 50 CFR part 648 is amended 
as follows:

PART 648--FISHERIES OF THE NORTHEASTERN UNITED STATES

0
1. The authority citation for part 648 continues to read as follows:

    Authority: 16 U.S.C. 1801 et seq.

0
2. In Sec.  648.201, add paragraph (h) to read as follows:


Sec.  648.201  AMs and harvest controls.

* * * * *
    (h) If NMFS determines that the New Brunswick weir fishery landed 
less than

[[Page 75740]]

4,000 mt through October 1, NMFS will allocate an additional 1,000 mt 
to the stockwide ACL and Area 1A sub-ACL. NMFS will notify the Council 
of this adjustment and publish the adjustment in the Federal Register.
[FR Doc. 2016-26320 Filed 10-31-16; 8:45 am]
BILLING CODE 3510-22-P



                                                                 Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations                                             75731

                                                adding in its place ‘‘Government                        § 800.35    [Amended]                                 § 804.10   [Amended]
                                                Publishing Office’’.                                    ■ 15. Amend § 800.35(a) by:                           ■ 25. Amend § 804.10 by removing ‘‘the
                                                ■ b. In paragraph (e), adding ‘‘, or the                ■ a. Removing ‘‘in rulemaking’’ and                   NTSB shall maintain’’ and adding in its
                                                Commandant of the United States Coast                   adding in its place ‘‘in a rulemaking’’;              place ‘‘The NTSB shall maintain’’.
                                                Guard’’ after ‘‘Department of                           and
                                                Transportation’’.                                                                                             David Tochen,
                                                                                                        ■ b. Removing ‘‘comments in writing
                                                                                                        containing’’ adding in its place ‘‘written            General Counsel.
                                                § 800.5    [Amended]
                                                                                                        comments,’’.                                          [FR Doc. 2016–26232 Filed 10–31–16; 8:45 am]
                                                ■ 5. Amend § 800.5 by adding ‘‘–003’’                                                                         BILLING CODE 7533–01–P
                                                after ‘‘20594’’.                                        § 800.41    [Amended]
                                                                                                        ■  16. Amend § 800.41 by removing
                                                Subpart B—Delegations of Authority to
                                                                                                        ‘‘unless all persons subject to it are                DEPARTMENT OF COMMERCE
                                                Staff Members
                                                                                                        named and are personally served with a
                                                § 800.21   [Amended]                                    copy of it’’.                                         National Oceanic and Atmospheric
                                                                                                                                                              Administration
                                                ■  6. Amend § 800.21 by removing                        PART 803—OFFICIAL SEAL
                                                ‘‘Subpart B’’ and adding in its place                                                                         50 CFR Part 648
                                                ‘‘subpart’’.                                            ■  17. The authority citation for part 803
                                                                                                        is revised to read as follows:                        [Docket No. 151215999–6960–02]
                                                § 800.22   [Amended]
                                                                                                            Authority: 49 U.S.C. 1111(j), 1113(f).            RIN 0648–BF64
                                                ■  7. Amend § 800.22(a)(2) by removing
                                                ‘‘sections 304(a)(2) and 307 of the                     § 803.3    [Amended]                                  Fisheries of the Northeastern United
                                                Independent Safety Board Act of 1974                                                                          States; Atlantic Herring Fishery;
                                                                                                        ■  18. Amend § 803.3 by removing
                                                (49 U.S.C. 1131(d) and 1135(c))’’ adding                                                                      Specification of Management
                                                in its place ‘‘49 U.S.C. 1131(e), 1135(c)’’.            ‘‘Bureau’’ everywhere it appears and
                                                                                                        adding in its place ‘‘Office’’.                       Measures for Atlantic Herring for the
                                                § 800.24   [Amended]                                                                                          2016–2018 Fishing Years
                                                                                                        § 803.5    [Amended]
                                                ■  8. Amend § 800.24(f) by removing                                                                           AGENCY:  National Marine Fisheries
                                                ‘‘the Independent Safety Board Act of                   ■  19. Amend § 803.5(c) by:                           Service (NMFS), National Oceanic and
                                                                                                        ■  a. Removing ‘‘Bureau’’ and adding in               Atmospheric Administration (NOAA),
                                                1974, as amended,’’ adding in its place
                                                                                                        its place ‘‘Office’’;                                 Commerce.
                                                ‘‘49 U.S.C. chapter 11, subchapter IV,’’.
                                                                                                        ■ b. Removing ‘‘800 Independence
                                                                                                                                                              ACTION: Final rule.
                                                § 800.25   [Amended]                                    Avenue’’ and adding in its place ‘‘490
                                                ■  9. Amend § 800.25 as follows:                        L’Enfant Plaza’’; and                                 SUMMARY:   NMFS is implementing final
                                                                                                        ■ c. Adding ‘‘–003’’ after ‘‘20594’’.                 specifications and management
                                                ■  a. In paragraph (c), removing
                                                ‘‘§ 845.41 of this Chapter’’ adding in its                                                                    measures for the 2016–2018 Atlantic
                                                                                                        PART 804—RULES IMPLEMENTING                           herring fishery. This action sets harvest
                                                place ‘‘§ 845.32 of this chapter’’.                     THE GOVERNMENT IN THE SUNSHINE
                                                ■ b. In paragraph (d), removing                                                                               specifications and river herring/shad
                                                                                                        ACT                                                   catch caps for the herring fishery for the
                                                ‘‘§ 304(a) of the Independent Safety
                                                Board Act of 1974, as amended (49                       ■  20. The authority citation for part 804            2016–2018 fishing years, as
                                                U.S.C. 1131(a)) and the Appendix to this                is revised to read as follows:                        recommended to NMFS by the New
                                                Part’’ adding in its place ‘‘49 U.S.C.                                                                        England Fishery Management Council.
                                                                                                            Authority: 5 U.S.C. 552b; 49 U.S.C. 1113(f).      The river herring/shad catch caps are
                                                1131 and the appendix to this part’’.
                                                                                                        § 804.1    [Amended]                                  area and gear-specific. River herring and
                                                § 800.26   [Amended]                                                                                          shad catch from a specific area with a
                                                ■  10. Amend § 800.26 by removing                       ■  21. Amend § 804.1(b) by removing                   specific gear counts against a cap for
                                                ‘‘board’’ and adding in its place                       ‘‘the NTSB regulations (49 CFR part                   trips landing more than a minimum
                                                ‘‘Board’’.                                              801)’’ and adding in its place ‘‘this                 amount of herring. The specifications
                                                                                                        chapter’’.                                            and management measures in this
                                                § 800.27   [Amended]                                    ■ 22. Revise § 804.5(d) to read as                    action meet conservation objectives
                                                ■ 11. Amend § 800.27 by removing ‘‘of                   follows:                                              while providing sustainable levels of
                                                the Safety Board’’.                                     § 804.5 Ground on which meetings may be               access to the fishery.
                                                                                                        closed or information may be withheld.                DATES: Effective December 1, 2016.
                                                Subpart C—Procedures for Adoption
                                                                                                        *     *    *     *     *                              ADDRESSES: Copies of supporting
                                                of Rules
                                                                                                          (d) Disclose trade secrets or privileged            documents used by the New England
                                                § 800.30   [Amended]                                    or confidential commercial or financial               Fishery Management Council, including
                                                ■  12. Amend § 800.30 by removing                       information obtained from a person;                   the Environmental Assessment (EA) and
                                                ‘‘1101–1155’’ and adding in its place                   *     *    *     *     *                              Regulatory Impact Review (RIR)/Initial
                                                ‘‘1113(f)’’.                                                                                                  Regulatory Flexibility Analysis (IRFA),
                                                                                                        § 804.6    [Amended]                                  are available from: Thomas A. Nies,
                                                § 800.31   [Amended]                                    ■ 23. Amend § 804.6(b) by:                            Executive Director, New England
                                                ■  13. Amend § 800.31 by removing                       ■ a. Removing ‘‘800 Independence                      Fishery Management Council, 50 Water
jstallworth on DSK7TPTVN1PROD with RULES




                                                ‘‘deemed relevant by the NTSB relating                  Avenue’’ and adding in its place ‘‘490                Street, Mill 2, Newburyport, MA 01950,
                                                to rulemaking’’ and adding in its place                 L’’Enfant Plaza’’; and                                telephone (978) 465–0492. The EA/RIR/
                                                ‘‘relevant to NTSB rulemaking’’.                        ■ b. Adding ‘‘–003’’ after ‘‘20594’’.                 IRFA is also accessible via the Internet
                                                                                                                                                              at http://
                                                § 800.33   [Amended]                                    § 804.7    [Amended]                                  www.greateratlantic.fisheries.noaa.gov/.
                                                ■  14. Amend § 800.33 by removing                       ■  24. Amend § 804.7(b)(2) by removing                FOR FURTHER INFORMATION CONTACT:
                                                ‘‘551’’ and adding in its place ‘‘553’’.                ‘‘be’’ and adding in its place ‘‘is’’.                Shannah Jaburek, Fishery Management


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                                                75732             Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations

                                                Specialist, (978) 282–8456, fax (978)                             TABLE 1—ATLANTIC HERRING                       buffer of 6,200 mt, which is equivalent
                                                281–9135.                                                         SPECIFICATIONS—Continued                       to the value of the buffer in 2015. To
                                                SUPPLEMENTARY INFORMATION:                                                                                       help ensure catch in the New Brunswick
                                                                                                           Area 1B Sub-ACL ................    4,500.            weir fishery does not exceed the
                                                Background                                                 Area 2 Sub-ACL ..................   29,100.           management uncertainty buffer, NMFS
                                                                                                           Area 3 Sub-ACL ..................   40,900.           specifies a buffer greater than the most
                                                   NMFS published a proposed rule for
                                                                                                           Fixed Gear Set-Aside ..........     295.
                                                the 2016–2018 specifications on June                       Research Set-Aside ............     3 percent of
                                                                                                                                                                 recent 3-year and 5-year average catch
                                                21, 2016 (81 FR 40253). The comment                                                              each sub-       in the New Brunswick weir fishery. The
                                                period on the proposed rule ended on                                                             ACL.            resulting stockwide ACL will be 104,800
                                                July 21, 2016. NMFS received 32                                                                                  mt.
                                                                                                             * If New Brunswick weir fishery catch
                                                comments, which are summarized in                          through October 1 is less than 4,000 mt, then            Given the variability of the New
                                                the ‘‘Comments and Responses’’ section                     1,000 mt will be subtracted from the manage-          Brunswick weir catch and the
                                                of this final rule.                                        ment uncertainty buffer and added to the ACL          likelihood that weir catch may be less
                                                   Regulations implementing the                            and Area 1A Sub-ACL.                                  than 6,200 mt, NMFS also specifies a
                                                Atlantic Herring Fishery Management                           An operational update to the herring               New Brunswick weir fishery payback
                                                Plan (FMP) appear at 50 CFR part 648,                      stock assessment, completed in May                    provision. Specifically, NMFS will
                                                subpart K. Regulations at § 648.200                        2015, indicated that herring was not                  subtract 1,000 mt from the management
                                                require NMFS to make final                                 overfished and overfishing was not                    uncertainty buffer and add it to the ACL
                                                determinations on the herring                              occurring. However, the assessment                    if the weir fishery harvests less than
                                                specifications recommended by the New                      contained a retrospective pattern                     4,000 mt by October 1. The 1,000 mt
                                                England Fishery Management Council                         suggesting that spawning stock biomass                added to the ACL would also increase
                                                in the Federal Register, including: The                    (SSB) is likely overestimated and fishing             the sub-ACL for Herring Management
                                                overfishing limit (OFL); acceptable                        mortality (F) is likely underestimated.               Area 1A. NMFS selects the October 1
                                                biological catch (ABC); annual catch                       Following an adjustment for the                       date to trigger the payback provision for
                                                limit (ACL); optimum yield (OY);                           retrospective pattern, the assessment                 two reasons. First, there is typically
                                                domestic annual harvest (DAH);                             estimated the herring stock at                        only minimal catch in the New
                                                domestic annual processing (DAP); U.S.                     approximately double its target biomass               Brunswick weir fishery after October 1
                                                at-sea processing (USAP); border                           (SSBMSY) and F at approximately half                  (less than four percent of total reported
                                                transfer (BT); management area sub-                        the fishing mortality threshold (FMSY).               landings from 1978 to 2014) so the
                                                ACLs; and the amount to be set aside for                      The herring ABC of 111,000 mt (a 3-                likelihood of weir catch exceeding the
                                                the research set aside (RSA) (up to 3                      mt decrease from status quo) for 2016–                management uncertainty buffer after
                                                percent of any management area sub-                        2018 is based on the current control rule             October 1 is low. Second, adding 1,000
                                                ACL) for 3 years. These regulations also                   (constant catch with 50-percent                       mt to the Area 1A sub-ACL in October
                                                allow for river herring/shad catch caps                    probability that F > FMSY in last year)               is expected to allow herring vessels to
                                                to be developed and implemented as                         and is consistent with the Council’s                  access the additional harvest before
                                                part of the specifications. The 2016–                      Scientific and Statistical Committee’s                catch in the herring fishery is limited in
                                                2018 herring specifications are                            (SSC) advice. The OFL is 138,000 mt in                Area 1A. NMFS implements a 2,000-lb
                                                consistent with these provisions, and                      2016, 117,000 mt in 2017, and 111,000                 (907-kg) herring possession limit in
                                                provide the necessary elements to                          mt in 2018. While the ABC control rule                Area 1A when it projects that 92 percent
                                                comply with the ACL and                                    does not explicitly adjust for herring’s              the sub-ACL has been harvested. If New
                                                accountability measure (AM)                                role in the ecosystem, herring’s high                 Brunswick weir catch is less than 4,000
                                                requirements of the Magnuson-Stevens                       biomass (approximately 74 percent of                  mt by October 1, the management
                                                Fishery Conservation and Management                        unfished biomass) and low fishing                     uncertainty buffer will be reduced to
                                                Act (MSA). Complete details on the                         mortality (ratio of catch to consumption              5,200 mt, the ACL will be increased to
                                                development of the herring                                 by predators is 1:4) likely achieves                  105,800 mt, and the Herring
                                                specifications and river herring/shad                      ecosystem goals, including accounting                 Management Area 1A sub-ACL will be
                                                catch caps were included in the                            for herring’s role as forage. The herring             increased to 31,300 mt. The New
                                                proposed rule; NMFS has not repeated                       ABC is typically reduced from the OFL                 Brunswick weir fishery payback
                                                that information here.                                     to account for scientific uncertainty.                provision was last in effect during
                                                Herring Specifications                                     Using the current constant catch control              fishing years 2010–2012, so this final
                                                                                                           rule means that the ABC will equal the                rule puts the payback provision back in
                                                       TABLE 1—ATLANTIC HERRING                            OFL in 2018. When the SSC considered                  place for 2016–2018. NMFS is currently
                                                                                                           the ABC of 111,000 mt, it concluded                   awaiting final data to decide whether or
                                                             SPECIFICATIONS                                                                                      not to subtract 1,000 mt from the
                                                                                                           that the probability of the stock
                                                                                                           becoming overfished during 2016–2018                  management uncertainty buffer and
                                                          2016–2018 Atlantic Herring
                                                        Specifications—2016–2018 (mt)                      is near zero. Further, this final rule is             increase the ACL and the Area 1A sub-
                                                                                                           consistent with the status quo                        ACL.
                                                Overfishing Limit ..................    138,000–2016.      specifications that set ABC equal to OFL                 BT is a processing allocation available
                                                                                        117,000–2017.      in 2015 and overfishing did not occur.                to Canadian dealers. The MSA provides
                                                                                        111,000–2018.         Under the FMP, the herring ACL is                  for the issuance of permits to Canadian
                                                Acceptable Biological Catch             111,000.           reduced from ABC to account for                       vessels transporting U.S.-harvested
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                                                Management Uncertainty ....             6,200.             management uncertainty, and the                       herring to Canada for sardine
                                                Optimum Yield/ACL .............         104,800.*
                                                                                                           primary source of management                          processing. The amount specified for BT
                                                Domestic Annual Harvest ....            104,800.
                                                Border Transfer ...................     4,000.             uncertainty is catch in the New                       has equaled 4,000 mt since 2000. As
                                                Domestic Annual Proc-                   100,800.           Brunswick weir fishery. Catch in the                  there continues to be interest in
                                                  essing.                                                  weir fishery is variable, but has declined            transporting herring to Canada for
                                                U.S. At-Sea Processing ......           0.                 in recent years. This final rule                      sardine processing, NMFS maintains BT
                                                Area 1A Sub-ACL ................        30,300.*           implements a management uncertainty                   at 4,000 mt.


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                                                                 Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations                                         75733

                                                   The Atlantic Herring FMP specifies                   rule maintains status quo percentage                  sub-ACL associated with that area is
                                                that DAH will be set less than or equal                 allocations for the herring sub-ACLs for              limited. The herring fleet’s avoidance of
                                                to OY and be composed of DAP and BT.                    the 2016–2018 specifications. The                     river herring and shad combined with
                                                DAP is the amount of U.S. harvest that                  resulting sub-ACLs are slightly lower                 the catch caps are expected to minimize
                                                is processed domestically, as well as                   than 2013–2015 specifications (see                    river herring and shad bycatch and
                                                herring that is sold fresh (i.e., bait). DAP            Table 1).                                             bycatch mortality. Additionally, the
                                                is calculated by subtracting BT from                       NMFS maintains the 2016–2018 RSA                   herring fishery is expected to be able to
                                                DAH. DAH should reflect the actual and                  specification at 3 percent of each                    harvest the herring ACL, provided the
                                                potential harvesting capacity of the U.S.               herring management area sub-ACL. The                  fishery continues to avoid river herring
                                                herring fleet. Since 2001, total landings               herring RSA is removed from each sub-                 and shad.
                                                in the U.S. fishery have decreased, but                 ACL prior to allocating the sub-ACL to                   As noted in Framework 3, available
                                                herring catch has remained somewhat                     the fishery. If an RSA proposal is                    data are not robust enough to specify
                                                consistent from 2003–2014, averaging                    approved, but a final award is not made               biologically-based catch caps that reflect
                                                91,925 mt. When previously considering                  by NMFS, or if NMFS determines that                   river herring and shad abundance or to
                                                the DAH specification, the Council                      the RSA cannot be utilized by a project,              evaluate the potential impacts of catch
                                                evaluated the harvesting capacity of the                NMFS shall reallocate the unallocated                 caps on the river herring and shad
                                                directed herring fleet and determined                   or unused amount of the RSA to the                    stocks. Specific biological impacts on
                                                that the herring fleet is capable of fully              respective sub-ACL. On February 29,                   river herring and shad are influenced by
                                                utilizing the available yield from the                  2016, NMFS fully awarded the herring                  fishing activity, environmental factors,
                                                fishery. This determination is still true.              RSA for fishing years 2016–2018.                      climate change, restoration efforts, and
                                                NMFS therefore sets DAH at 104,800 mt                      Herring regulations at § 648.201(e)                other factors. In the absence of sufficient
                                                and DAP at 100,800 mt for the 2016–                     specify that up to 500 mt of the Herring              data to specify biologically-based catch
                                                2018 fishing years in this final rule.                  Management Area 1A sub-ACL shall be                   caps, the caps have been set using
                                                   A portion of DAP may be specified for                allocated for the fixed gear fisheries                recent river herring and shad catch data
                                                the at-sea processing of herring in                     (weirs and stop seines) in Area 1A that               with the intent of keeping catch below
                                                Federal waters. When determining this                   occur west of 67°16.8′ W. long. This set-             its highest levels to limit fishing
                                                USAP specification, the Council                         aside shall be available for harvest by               mortality on river herring and shad.
                                                considered the availability of shore-side               the fixed gear fisheries within Area 1A               Limiting fishing mortality is expected to
                                                processing, status of the resource, and                 until November 1 of each year; any                    result in positive impacts on the stocks.
                                                opportunities for vessels to participate                unused portion of the allocation will be                 To date the values of the caps have
                                                in the herring fishery. During the 2007–                restored to the Area 1A sub-ACL after                 been specified using the median catch
                                                2009 fishing years, the Council                         November 1. During the 2013–2015                      of river herring and shad catch over the
                                                maintained a USAP specification of                      fishing years, the fixed gear set-aside               previous 5 years (2008–2012). The
                                                20,000 mt (Herring Management Areas                     was specified at 295 mt. Because the                  2016–2018 river herring/shad catch
                                                2⁄3 only) based on information received                 proposed Area 1A sub-ACL for the                      caps, as specified below in Table 2, are
                                                about a new at-sea processing vessel                    2016–2018 fishing years is not                        calculated using a revised methodology
                                                that intended to utilize a substantial                  substantially different from the Area 1A              and updated data over a longer time
                                                amount of the USAP specification. At                    sub-ACL in 2015, NMFS maintains the                   period. The revised methodology uses a
                                                that time, landings from Areas 2 and 3–                 fixed gear set-aside at 295 mt.                       weighted mean catch of river herring
                                                where USAP was authorized–were                                                                                and shad (versus median catch). This
                                                                                                        River Herring/Shad Catch Caps
                                                considerably lower than recent sub-                                                                           methodology better accounts for the
                                                ACLs for Areas 2 and 3. Moreover, the                      Framework 3 to the Atlantic Herring                inter-annual variability in the level of
                                                specification of 20,000 mt for USAP did                 FMP established gear and area-specific                sampling by both observers and portside
                                                not restrict either the operation or the                river herring/shad catch caps for the                 samplers by weighting years with higher
                                                expansion of the shoreside processing                   herring fishery in 2014. These included               sampling levels more heavily than years
                                                facilities during the 2007–2009 fishing                 catch caps for midwater trawl vessels                 with lower sampling levels.
                                                years. However, this operation never                    fishing in the Gulf of Maine, off Cape                Additionally, the revised methodology
                                                materialized, and none of the USAP                      Cod, and in Southern New England, as                  includes previously omitted catch data,
                                                specification was used during the 2007–                 well as for small-mesh bottom trawl                   including some shad landings and trips
                                                2009 fishing years. Consequently, NMFS                  vessels fishing in Southern New                       from catch cap areas where trips did not
                                                set USAP at zero for the 2010–2015                      England. The caps are intended to                     meet the 6,600-lb (3-mt) herring landing
                                                fishing years. Lacking any additional                   minimize river herring and shad                       threshold, and updated extrapolation
                                                information that would support                          bycatch and bycatch mortality to the                  methodology (using sampled trips to
                                                changing this specification, NMFS                       extent practicable while allowing the                 estimate catch on unsampled trips).
                                                maintains the USAP at zero for fishing                  herring fishery an opportunity to fully               Lastly, by using a longer time series (the
                                                years 2016–2018.                                        harvest the herring ACL. The incentive                most recent 7 years versus 5 years), the
                                                   The herring ABC specification                        to minimize the catch of river herring                value of the caps can be based on more
                                                recommended by the SSC for 2016–2018                    and shad is to avoid the implementation               data, especially the most recent catch
                                                is not substantially different from the                 of a herring possession limit. Herring                information, to better ensure the catch
                                                2013–2015 ABC specification because,                    regulations at § 648.201(a)(4)(ii) state              caps reflect the herring fishery’s
                                                in part, key attributes of the herring                  that once 95 percent of a catch cap is                interactions with river herring and shad
                                                stock (SSB, recruitment, F, and survey                  harvested, the herring possession limit               and overall fishing effort.
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                                                indices) have not significantly changed                 for vessels using that gear type and                     NMFS determined that using a longer
                                                since the 2013–2015 herring                             fishing in that area is reduced to 2,000              time series, including more recent and
                                                specifications. Therefore, NMFS                         lb (907 kg) for the remainder of the                  previously omitted data, as well as
                                                determined that there is no new                         fishing year. Once a 2,000-lb (907-kg)                using a weighted mean to generate the
                                                information on which to modify the                      possession limit is in effect for a                   values for river herring/shad catch caps
                                                allocation of the total ACL between the                 particular gear and area, the herring                 is consistent with using the best
                                                herring management areas. This final                    fishery’s ability to harvest the herring              available science. Setting cap amounts


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                                                75734                 Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations

                                                using recent catch data better reflects                                    while balancing the incentive to avoid                                       allowed under the 2015 river herring/
                                                current fishing behavior and catch                                         river herring and shad against the                                           shad catch caps. Because river herring
                                                levels. Similarly, relying more heavily                                    opportunity for the herring fishery to                                       and shad catch is currently well below
                                                on years with higher levels of sampling                                    harvest the ACL.                                                             allowable catch limits, NMFS does not
                                                should provide cap values that more                                          NMFS is adjusting the river herring/                                       expect that any catch cap increases
                                                precisely reflect recent catch.                                            shad catch caps to reflect the use of best                                   implemented in this action will result in
                                                Additionally, catch data may indirectly                                    available scientific data and a revised,                                     a substantial increase in river herring
                                                reflect stock abundance. For example,                                      superior methodology. This adjustment                                        and shad catch. Rather, NMFS
                                                increases in stock abundance may                                           increases the catch caps for three of the                                    anticipates that the 2,000-lb (907-kg)
                                                potentially result in increased                                            four river herring/shad catch caps in the                                    herring possession limit that will result
                                                incidental catch whereas decreases in                                      herring fishery. Based on fishing                                            if a cap is harvested will continue to
                                                abundance may result in decreased                                          practices to date, however, NMFS                                             provide a strong incentive for the
                                                incidental catch. Therefore, setting                                       expects river herring and shad catch to                                      herring industry to avoid catching river
                                                catch cap amounts based on catch data                                      remain below the catch cap amounts.                                          herring and shad and that the herring
                                                are expected to result in catch caps that                                  For example, the herring industry                                            industry will continue to harvest less
                                                are more consistent with current fishing                                   currently has harvested only 57 percent                                      than the river herring and shad catch
                                                activity, and possibly stock conditions,                                   of the total river herring and shad catch                                    allowed under the adjusted catch caps.

                                                                                                                     TABLE 2—RIVER HERRING/SHAD CATCH CAPS
                                                                                                                                                                                                                                                      Amount
                                                                                                            Area                                                                                                Gear                                   (mt)

                                                                                                                             2016–2018 River Herring/Shad Catch Caps

                                                Gulf Of Maine ...............................................................................................................         Midwater Trawl .........................................             76.7
                                                Cape Cod .....................................................................................................................        Midwater Trawl .........................................             32.4
                                                Southern New England/Mid-Atlantic ............................................................................                        Midwater Trawl .........................................            129.6
                                                Southern New England/Mid-Atlantic ............................................................................                        Bottom Trawl .............................................          122.3

                                                      Total ......................................................................................................................    All Gears ...................................................       361.0



                                                Comments and Responses                                                     promote achieving optimal yield,                                             overestimated and fishing mortality (F)
                                                   NMFS received 32 comment letters on                                     fishery conservation, are based upon                                         is likely underestimated. The
                                                the proposed rule: 9 from interested                                       best available science, and are                                              assessment was adjusted to account for
                                                members of the public; 3 from herring                                      consistent with the goals and objectives                                     the retrospective pattern. Even with the
                                                industry participants; 2 from other                                        of the Atlantic Herring FMP.                                                 adjustment to account for the scientific
                                                fishing industry participants                                                 Comment 2: The Cape Cod                                                   uncertainty associated with the
                                                (Massachusetts Lobstermen’s                                                Commercial Fishermen’s Alliance, Jones                                       retrospective pattern, the assessment
                                                Association (MLA) and the Cape Cod                                         River Watershed Association, Herring                                         estimated the herring stock at
                                                Commercial Fishermen’s Alliance); 4                                        Alliance, Mohegan Tribe, and Earth                                           approximately double its target biomass
                                                from local watershed groups (Jones                                         Justice opposed setting the ABC equal to                                     (SSBMSY) and F is approximately half
                                                River, Ipswich River, Mystic River, and                                    the OFL in 2018. Their comments                                              the fishing mortality threshold (FMSY).
                                                the Herring Ponds Watershed                                                claimed that the 2018 ABC does not                                           The stock assessment update generated
                                                Associations); and 12 from non-                                            adequately account for scientific                                            catch projections for 2016–2018 based
                                                governmental organizations (NGOs),                                         uncertainty. Earth Justice commented                                         on the constant catch control rule.
                                                including 6 prominent environmental                                        that NMFS could revise the                                                   When the SSC evaluated the resulting
                                                advocacy groups (Conservation Law                                          specifications to account for scientific                                     ABC, it supported the resulting ABC
                                                Foundation, Earth Justice, the Herring                                     uncertainty in a number of ways. They                                        and did not recommend specifying a
                                                Alliance, Save the Bay-Narragansett, the                                   suggested NMFS could implement ABCs                                          scientific uncertainty buffer between
                                                Mohegan Tribe, and Alewife Harvesters                                      in 2017 and 2018 with the same                                               OFL and ABC in 2018. Because the
                                                of Maine). Two of the environmental                                        scientific uncertainty buffer that was set                                   recent stock assessment update adjusted
                                                advocacy group comments were form                                          for 2016 (27,000 mt) or implement the                                        for scientific uncertainty and the SSC
                                                letters that contained signatures and                                      2017 scientific uncertainty buffer (6,000                                    did not recommend that an additional
                                                personalized comments, including: A                                        mt) in 2018. They further commented                                          scientific uncertainty buffer be specified
                                                letter from PEW Charitable Trusts with                                     that NMFS could request advice from                                          for 2018, NMFS implements an ABC
                                                10,593 signatures and 931 personalized                                     the SSC for an appropriate buffer in                                         that equals OFL in 2018.
                                                comments; and a letter from Earth                                          2018. Additionally, the Herring                                                 Comment 3: The Cape Cod
                                                Justice with 2,298 signatures and 234                                      Alliance, Mohegan Tribe, and Earth                                           Commercial Fishermen’s Alliance, Jones
                                                personalized comments.                                                     Justice commented that NMFS should                                           River Watershed Association, Herring
                                                   Comment 1: Three herring fishery                                        use its authority to implement a revised                                     Alliance, Mohegan Tribe, and Earth
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                                                participants and the MLA commented                                         ABC that appropriately buffers for                                           Justice opposed setting the ABC equal to
                                                in support of the proposed 2016–2018                                       scientific uncertainty in 2018.                                              the OFL in 2018. Their comments noted
                                                herring specifications and river herring/                                     Response: NMFS disagrees. The                                             that this introduces unnecessary risk of
                                                shad caps.                                                                 recent herring stock assessment update                                       overfishing.
                                                   Response: NMFS approved the 2016–                                       completed in May 2015 contained a                                               Response: NMFS disagrees. Herring
                                                2018 herring specifications and river                                      retrospective pattern suggesting that the                                    are currently not overfished and
                                                herring/shad catch caps because they                                       spawning stock biomass (SSB) is likely                                       overfishing is not occurring. While


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                                                                 Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations                                        75735

                                                setting the ABC equal to the OFL in                     (i.e., those that meet the stated purpose             type, the methodology used to calculate
                                                2018 has a 50-percent probability of                    and need, and objectives, for the action).            one catch cap should apply to all catch
                                                overfishing in 2018, the overall                        The SSC recommended that the ABC for                  caps.
                                                probability of overfishing herring during               2016–2018 remain relatively similar or                   Comment 8: Five interested members
                                                2016–2018 is near zero. In addition, the                modestly reduced compared to status                   of the public, six state and local
                                                realized catch in the fishery is generally              quo. Consistent with SSC advice, the                  advocacy groups, all four river
                                                well below ABC, further reducing the                    range of ABC alternatives considered in               watershed associations, Conservation
                                                likelihood of overfishing. Lastly, setting              the EA were similar but reduced from                  Law Foundation, Earth Justice, Herring
                                                the ABC equal to OFL in 2018 would                      status quo. For the status quo                        Alliance, and letters from PEW
                                                continue to provide the herring fishery                 alternative, the EA cautioned that                    Charitable Trust and Earth Justice on
                                                with some economic stability, an                        setting ABC equal to OFL for all three                behalf of numerous U.S. citizens
                                                important consideration in the Council’s                years appears to be inconsistent with                 expressed concern that raising the river
                                                harvest risk policy.                                    best available science. The EA also                   herring/shad catch caps will set back
                                                   Comment 4: The Herring Alliance,                     explained that the ABC implemented in                 ongoing efforts by the states and local
                                                Mohegan Tribe, and Earth Justice                        this action is more precautionary and                 advocacy groups to restore river herring
                                                oppose using the current constant catch                 expected to have more positive impacts                and shad to sustainable levels.
                                                control rule because it does not adjust                 than the status quo ABC because the                   Additionally, the Mohegan Tribe,
                                                the ABC to explicitly account for                       scientific uncertainty buffer between the             Mystic River Watershed, Earth Justice,
                                                herring’s role as forage in the ecosystem               OFL and ABC during 2016 and 2017                      and Conservation Law Foundation
                                                and recommend that NMFS consider                        results in a lower risk of overfishing. For           suggests that the herring fishery may be
                                                further reductions in ABC.                              these reasons, NMFS has determined                    a contributing factor to declines in
                                                   Response: NMFS disagrees. When                       that the range of ABC alternatives                    Southern New England river herring
                                                generating ABC catch projections for                    considered in this action was sufficient              and shad stock, based on a study by
                                                2016–2018, the 2015 stock assessment                    and consistent with the requirements of               Hasselman et al. in 2015.
                                                update adjusted for predator                            NEPA.                                                    Response: NMFS recognizes and
                                                consumption of herring by maintaining                      Comment 6: One member of the                       supports the effort, time, and resources
                                                a relatively high natural mortality rate.               public commented that the herring ACL                 that states and local advocacy groups
                                                Additionally, the recent stock                          should be decreased to 90,000 mt.                     have devoted to river herring and shad
                                                assessment update indicated that                           Response: NMFS disagrees. The                      restoration efforts. However, NMFS
                                                herring has a high biomass                              commenter provided no basis for setting               disagrees with the commenters that
                                                (approximately 74 percent of unfished                   the ACL at 90,000 mt. The most recent                 raising the river herring/shad catch caps
                                                biomass) and low fishing mortality                      stock assessment update indicated                     will set back those efforts. Although the
                                                (ratio of catch to consumption by                       herring was not overfished and                        comments suggest otherwise, NMFS
                                                predators is 1:4). The constant catch                   overfishing was not occurring. Setting                cannot directly link catch levels of river
                                                ABC control rule is expected to                         specifications always requires a balance              herring and shad in the herring fishery
                                                maintain the high herring biomass,                      between conservation and harvesting                   to impacts on river herring and shad
                                                bolstered by two very large year classes,               opportunity. The most current data                    recovery efforts by the states in specific
                                                and low fishing mortality. Thus, the                    show that an ABC of 111,000 mt would                  rivers and streams. NMFS considered
                                                ABC control rule should meet forage                     have a low positive economic impact on                the Hasselman et al. study, despite it
                                                demands and maintain a biomass level                    fishery-related businesses and                        being published almost two months
                                                consistent with forage-based control                    communities while equaling less than                  after the Council took final action at its
                                                rules in the short-term while the                       half a sustainable fishery morality rate.             meeting on September 29, 2015. NMFS
                                                Council continues its consideration of                     Comment 7: The Alewife Harvesters                  acknowledges that certain river herring
                                                herring’s role as forage in Amendment                   of Maine commented in favor of the                    stocks may be disproportionately
                                                8 to the Atlantic Herring FMP. For these                proposed decrease of the Gulf of Maine                affected by the herring fishery, but
                                                reasons, NMFS concludes that the                        river herring/shad catch cap. It also                 points out the study also cautions that
                                                current constant control rule, as well as               commented in support of using the                     currently river herring and shad catch in
                                                the associated ABC, sufficiently account                revised methodology with the longer                   the ocean cannot be confidently
                                                for herring’s role as forage in the                     time series and weighted mean,                        assigned to a specific population of
                                                ecosystem during 2016–2018.                             however, it ‘‘would propose a more                    origin. Instead, the catch caps are
                                                   Comment 5: Earth Justice commented                   gentle increase in catch cap that                     designed to minimize bycatch and
                                                that the ABC was not selected as part of                accounts for the biological uncertainty,              bycatch mortality so that the catch of
                                                a reasonable range of alternatives as                   raising the cap to the full weighted                  river herring and shad is kept below
                                                required by the National Environmental                  mean estimate over the course of several              recent levels and limit fishing mortality
                                                Policy Act (NEPA) because none of the                   years.’’                                              to provide an opportunity for positive
                                                alternatives accounted for scientific                      Response: NMFS agrees with the                     impacts on stocks. The incentive for the
                                                uncertainty in 2018. They also stated                   Alewife Harvesters of Maine that using                herring fishery to avoid river herring
                                                that the EA acknowledged this lack of                   a longer time series and weighted mean                and shad catch comes from the potential
                                                uncertainty buffer is not consistent with               is appropriate to calculate river herring/            that river herring and shad catch will
                                                the best available science.                             shad catch caps. But NMFS disagrees                   limit the fishery’s ability to harvest the
                                                   Response: NFMS disagrees. As                         with the suggestion that the value of the             ACL. While this action increases the
                                                described above, the ABC sufficiently                   cap, rather than the methodology,                     value of caps off Cape Cod and in
jstallworth on DSK7TPTVN1PROD with RULES




                                                accounts for scientific uncertainty. The                should be the primary consideration                   Southern New England, the incentive to
                                                Council developed three ABC                             when setting catch caps. The catch cap                avoid river herring and shad catch
                                                alternatives and fully analyzed them in                 methodology uses the best available                   remains while the caps are in place and
                                                the EA supporting this action. NEPA                     science to reflect recent fishing behavior            are set based on fishing activity. NMFS
                                                requires a Federal agency to consider a                 and recent catch levels. Without a                    has determined that the river herring/
                                                range of alternatives, and that the                     reasonable basis for developing different             shad catch caps implemented in this
                                                alternatives are reasonable alternatives                methodologies for each area or gear                   action will support ongoing


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                                                75736            Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations

                                                conservation efforts by the states and                  incentive to continue to avoid river                     Catch caps for the 2016–2018 fishing
                                                local advocacy groups and will help                     herring and shad catch.                               years were calculated by using
                                                achieve conservation and management                        The University of Massachusetts and                previously omitted catch data and a
                                                objectives outlined in the River Herring                Massachusetts Division of Marine                      longer time series (most recent 7 years
                                                Conservation Plan coordinated by the                    Fisheries operate a river herring                     rather than 5 years). This ensures that
                                                Atlantic States Marine Fisheries                        avoidance program for vessels                         the value of the catch caps are based on
                                                Commission and NMFS.                                    participating in the herring fishery. This            more data, especially the most recent
                                                   Comment 9: Three NGOs, one                           program is funded, in part, by the                    catch information, to better ensure the
                                                interested member of the public, the                    herring RSA for 2016–2018. The                        catch caps reflect the herring fishery’s
                                                Mystic River Watershed Association,                     participation level of midwater trawl                 interactions with river herring and shad
                                                Conservation Law Foundation, Earth                      and bottom trawl vessels in the                       and overall fishing effort. Because catch
                                                Justice, Herring Alliance, and letters                  avoidance program has increased in                    data may indirectly reflect stock
                                                from PEW Charitable Trust and Earth                     recent years and currently includes the               abundance, setting catch caps based on
                                                Justice submitted on behalf of numerous                 majority of midwater trawl and bottom                 recent catch data are expected to result
                                                U.S. citizens commented that the caps                   trawl vessels. The river herring                      in catch caps that are more consistent
                                                do not provide an incentive to avoid                    avoidance program provides vessels                    with current fishing activity, and
                                                river herring and shad. One interested                  with near real-time information on                    possibly stock conditions. Commenters
                                                member of the public, Conservation Law                  where herring vessels are encountering                provided no information to substantiate
                                                Foundation, Earth Justice, Herring                      river herring and encourages vessels to               claims that the herring industry
                                                Alliance, and letters from PEW                          avoid and/or leave those areas. Select                intentionally caught more river herring
                                                Charitable Trust and Earth Justice on                   vessels that comply with the                          and shad in 2013 and 2014 in order to
                                                behalf of numerous U.S. citizens                        requirements of the avoidance program                 artificially inflate catch caps. Therefore,
                                                commented that the herring industry                     are able to harvest the herring RSA.                  NMFS concludes extending the time
                                                has stayed well within the current river                Both the river herring avoidance                      series used to calculate caps to include
                                                herring/shad catch caps since 2015 and                  program and the opportunity to harvest                the two most recent years (2013 and
                                                does not need more river herring and                    the herring RSA provide additional                    2014) best reflects the recent catch of
                                                shad catch to operate. Additionally, the                incentive for herring vessels to avoid                river herring and shad, makes the best
                                                Conservation Law Foundation, Earth                      river herring and shad.                               use of new information, and is
                                                Justice, Herring Alliance, The Mohegan                     For these reasons, NMFS concludes                  consistent with Framework 3.
                                                Tribe, and Save the Bay-Narragansett                                                                             Using a weighted mean, rather than
                                                                                                        the catch caps implemented in this
                                                further suggest that NMFS use its                                                                             the median or unweighted mean, to
                                                                                                        action are consistent with the incentives
                                                                                                                                                              calculate catch caps best accounts for
                                                authority to implement river herring/                   to avoid and minimize catch to the
                                                                                                                                                              the inter-annual variability in the level
                                                shad catch caps that reduce catch and                   extent practicable.
                                                                                                                                                              of sampling (both observer and portside)
                                                stay consistent with the incentive to                      Comment 10: Conservation Law                       of river herring and shad catch. Caps
                                                avoid and minimize river herring and                    Foundation, Earth Justice, Save the Bay-              calculated using the median catch of
                                                shad catch.                                             Narragansett, and the Earth Justice form              river herring and shad would base the
                                                   Response: NMFS disagrees with the                    letter stated that using a longer time                value of the cap on the total number of
                                                commenters that the catch caps do not                   series and a weighted mean to calculate               catch estimates, giving equal weight to
                                                provide an incentive for the herring                    the catch caps, compared to prior years,              all years regardless of sampling level.
                                                fishery to avoid river herring and shad                 increases bias toward outlier years.                  Using the unweighted mean, caps
                                                catch. River herring/shad catch caps                    Earth Justice, Conservation Law                       would be based on the average catch
                                                were first implemented in the herring                   Foundation, Herring Alliance, Save the                each year regardless of sampling level.
                                                fishery in 2014. As described                           Bay-Narragansett, and the Earth Justice               In contrast, using a weighted mean to
                                                previously, caps have been based on                     letter on behalf of 2,298 citizens                    calculate catch caps adjusts for the
                                                recent catch with the intent of keeping                 commented that the industry had an                    sampling level each year and
                                                catch below its highest levels. Once 95                 incentive to catch more river herring                 incorporates those averages into the
                                                percent of a catch cap is harvested, the                and shad in 2013 and 2014 because it                  overall average, thereby giving more
                                                herring possession limit for vessels                    knew that more river herring and shad                 weight to years with more sampling
                                                using that gear type and fishing in that                catch would mean higher catch caps in                 versus years with less sampling.
                                                area is reduced to 2,000 lb (907 kg) for                the future. Earth Justice and Save the                Therefore, using a weighted mean helps
                                                the remainder of the fishing year.                      Bay-Narragansett also commented that                  account for the fluctuations in levels of
                                                Implementation of this possession limit                 using the revised methodology is                      sampling relative to observed catch of
                                                in a catch cap area decreases the herring               arbitrary and capricious in that it                   river herring and shad to help mitigate
                                                fishery’s ability to harvest the herring                rewards the fleet for increasing river                the effects of any outlier years.
                                                sub-ACL associated with that areas as                   herring and shad catch 2013 and 2014.                    The revised methodology was
                                                well as the herring ACL.                                   Response: Catch caps were                          developed by the Herring Plan
                                                   The incentive to minimize the catch                  implemented in Framework 3 to                         Development Team (PDT). The PDT is
                                                of river herring and shad is to avoid the               minimize river herring and shad                       the Council’s technical group
                                                implementation of a herring possession                  bycatch and bycatch mortality to the                  responsible for developing and
                                                limit. For example, catch tracked against               extent practicable, while allowing the                preparing analyses to support the
                                                the Southern New England/Mid-                           herring fishery an opportunity to fully               Council’s management actions. The PDT
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                                                Atlantic bottom trawl cap is currently                  harvest the herring ACL. Additionally,                is responsible for generating analyses to
                                                21 mt compared to 51 mt at this same                    catch caps were intended to be adjusted               calculate quotas, caps, or any other
                                                time last year. This suggests that the                  when new information became                           technical aspects of the FMP. For the
                                                existence of the catch caps is an                       available. The catch caps implemented                 2016–2018 catch caps, the PDT
                                                effective incentive to avoid river herring              in this action were calculated using                  reviewed updated river herring and
                                                and shad catch and more restrictive                     updated data and a revised                            shad catch data and generated a range
                                                caps are not required to provide an                     methodology.                                          of catch cap alternatives for the


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                                                                 Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations                                        75737

                                                Council’s consideration. The PDT                        beyond the scope of this action and                   catch on those trips is counted against
                                                concluded that using a weighted mean                    would require a regulatory amendment.                 both caps and vessels would be subject
                                                and longer time series would be the                        Comment 13: Earth Justice                          to the most restrictive catch cap. Rather
                                                most technically sound approach for                     commented that the revised                            than management inconsistencies, river
                                                specifying the values of the caps                       methodology used to set the river                     herring/shad catch caps in both the
                                                because it is consistent with using the                 herring/shad catch caps for the 2016–                 herring and mackerel fisheries provide
                                                best available science. The Council                     2018 fishing years is not consistent with             an additional incentive to avoid river
                                                ultimately decided to adopt the river                   the Mid-Atlantic Fishery Management                   herring and shad catch, thereby
                                                herring/shad catch caps based on the                    Council’s (MAFMC) approach for setting                potentially limiting fishing mortality on
                                                revised methodology recommended by                      the same cap in the Atlantic Mackerel,                these species.
                                                the PDT.                                                Squid, and Butterfish FMP. They also                     Comment 14: Three NGOs, one
                                                   Using the revised methodology to                     commented that implementing the                       interested member of the public, the
                                                calculate river herring/shad catch caps                 proposed river herring/shad catch caps                Mystic River Watershed Association,
                                                is consistent with using the best                       would interfere with the catch measures               Conservation Law Foundation, Earth
                                                available science and it balances the                   first implemented by the MAFMC and                    Justice, Herring Alliance, and letters
                                                incentive to avoid river herring and                    are thus inconsistent with the MSA’s                  from PEW Charitable Trust and Earth
                                                shad against the opportunity for the                    requirement that new regulations be                   Justice submitted on behalf of numerous
                                                herring fishery to harvest the ACL. For                 consistent with existing FMPs,                        U.S. citizens commented that raising the
                                                these reasons, NMFS disagrees that the                  amendments, MSA, and applicable law                   river herring/shad catch caps does not
                                                basis for setting river herring/shad catch              as stated in U.S.C. 1854(b)(1).                       minimize bycatch and is inconsistent
                                                caps implemented through this action,                      Response: The MSA requires                         with the MSA and the goals and
                                                including the revised methodology, is                   regulations to be consistent with the                 objectives of the Atlantic Herring FMP.
                                                arbitrary and capricious.                               FMP. The MSA provision cited by the                   Earth Justice further commented that
                                                   Comment 11: Conservation Law                         commenters does not require measures                  raising the catch caps is inconsistent
                                                Foundation, Earth Justice, and Save the                 to be the same between FMPs. NMFS                     with National Standard 9, which
                                                Bay-Narragansett expressed concern that                 has determined that the river herring/                requires that conservation and
                                                basing the river herring/shad catch caps                shad catch caps for the herring and                   management measures minimize
                                                on historical landings and not on                       mackerel fisheries, including the                     bycatch to the extent practicable. Lastly,
                                                biological status is problematic and not                associated methodologies for setting                  Earth Justice commented that the small-
                                                scientifically sound. The Ipswich River                 caps, are consistent with the Atlantic                mesh bottom trawl fleet in Southern
                                                Watershed also commented that there is                  Herring FMP and the Atlantic Mackerel,                New England discards an estimated 73
                                                no science to support raising the caps.                 Squid, and Butterfish FMP, respectively.              percent of its river herring and shad
                                                   Response: NMFS disagrees. As                            When the MAFMC developed the                       catch at sea, but NMFS does not explain
                                                described previously, available data are                river herring and shad catch cap for the              how it plans to minimize this bycatch,
                                                not robust enough to specify                            mackerel fishery, the catch cap was                   consistent with the MSA.
                                                biologically-based catch caps that reflect              based on median river herring and shad                   Response: NMFS disagrees. The MSA,
                                                river herring and shad abundance.                       catch in the mackerel fishery during                  specifically National Standard 9, does
                                                Harvest limits are often based on recent                2005–2012. This methodology was                       not require the elimination of bycatch or
                                                catch when estimates of relative                        identical to the river herring and shad               bycatch mortality, nor does it require
                                                abundance are not available. For                        catch cap methodology developed by                    minimizing bycatch at the exclusion of
                                                example, the herring ABC                                the Council for the 2014–2015 herring                 other considerations. Rather, National
                                                recommended by the SSC and                              fishery. However, the Council considers               Standard 9 requires minimizing bycatch
                                                implemented for 2010–2012 was based                     both observer and portside sampling                   and bycatch mortality to the extent
                                                on recent catch because of scientific                   data to set catch caps while the MAFMC                practicable, which includes a
                                                uncertainty associated with the 2009                    only considers observer data. The                     consideration of the net benefits to the
                                                herring stock assessment. In the absence                MAFMC continues to use the median                     nation. This consideration includes
                                                of sufficient data to specify biologically-             river herring and shad catch estimate                 evaluating the negative impacts on
                                                based catch caps, the catch caps are set                from 2005–2012 to set the catch cap for               affected stocks and other species in the
                                                based on recent catch data with the                     the mackerel fishery. However, if the                 ecosystem, incomes accruing to
                                                intent of keeping catch below its highest               mackerel fishery harvests 10,000 mt of                participants in the directed fishery in
                                                levels to limit fishing mortality on river              mackerel in a given year, the river                   both the short and long-term, changes in
                                                herring and shad. Limiting catch to                     herring and shad catch cap is scaled up               fishing practices and behavior, and
                                                recent levels is expected to result in                  to the match the median river herring                 environmental consequences.
                                                positive impacts on the stocks.                         and shad catch estimate based on the                     As discussed previously, the
                                                   Comment 12: Letters generated by                     mackerel ACL.                                         incentive to minimize the catch of river
                                                PEW Charitable Trusts and Earth Justice                    NMFS agrees that river herring/shad                herring and shad is to avoid the
                                                on behalf of numerous U.S. citizens                     catch caps for the herring and mackerel               implementation of a herring possession
                                                commented that river herring and shad                   fisheries should not cause management                 limit. Once a 2,000-lb (907-kg)
                                                should be added as stocks in the                        inconsistencies between the two                       possession limit is in effect for a
                                                Atlantic Herring FMP and managed                        fisheries. Midwater trawl and bottom                  particular gear and area, the herring
                                                based on science.                                       trawl vessels often participate in both               fishery’s ability to harvest the herring
                                                   Response: The intent of this action is               the herring and mackerel fisheries.                   sub-ACL associated with that area or the
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                                                to set herring specifications and river                 When fishing trips meet the minimum                   herring ACL is limited. This potential
                                                herring/shad catch caps for the 2016–                   harvest threshold for catch caps in the               economic loss must be weighed against
                                                2018 fishing years. Adding river herring                herring fishery (6,600 lb (3 mt) of                   the role of river herring and shad in the
                                                and shad as stocks in the fishery and                   herring) and the minimum harvest                      herring fishery. River herring and shad
                                                developing management measures for                      threshold for the catch cap in the                    are not target species in the herring
                                                both the river herring and shad stocks                  mackerel fishery (20,000 lb (9,072 kg) of             fishery. Rather, they are harvested
                                                under the Atlantic Herring FMP are                      mackerel), then river herring and shad                because they co-occur with herring and


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                                                75738            Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations

                                                the incidental catch and bycatch of                     England midwater trawl fleet in 2015.                 and the herring industry support
                                                these species is low. Thus, the river                   Three of the four river herring/shad                  increases to the catch caps.
                                                herring/shad catch caps are not                         catch caps implemented in this action                   Response: NMFS must consider all
                                                designed to eliminate all incidental                    are for vessels using midwater trawl                  factors, biological and socio-economic
                                                catch. The caps are also not designed to                gear. Additionally, observer coverage                 factors, when determining whether to
                                                remain static or continually decrease                   allocated to New England small-mesh                   accept or reject the Council’s
                                                over time. These design features would                  bottom trawl vessels in 2016 (798 days)               recommendations. NMFS has
                                                not provide the flexibility for a full                  is expected to be similar to days                     determined that the Council’s
                                                consideration of the net benefits to the                observed in 2015 (933 days). The                      recommended river herring/shad catch
                                                nation because they may preclude an                     increase in observer coverage should                  caps are consistent with the Atlantic
                                                opportunity for herring industry to                     help NMFS more precisely track catch                  Herring FMP, the MSA, and other
                                                harvest its allowable catch.                            against river herring/shad catch caps.                applicable laws, and that comments
                                                   When evaluating the river herring/                   Portside sampling by the                              opposing the increased catch caps
                                                shad catch caps recommended by the                      Commonwealth of Massachusetts and                     provide no compelling information to
                                                Council, NMFS considered the                            the State of Maine is expected to                     reject the Council’s recommendations.
                                                ecological and economic considerations                  continue into the future, collecting data
                                                associated with the catch caps, as well                 on river herring and shad that are                    Classification
                                                fishing practices and behavior. The                     landed by midwater trawl and small-
                                                catch caps are intended to minimize                                                                              The Assistant Administrator for
                                                                                                        mesh bottom trawl vessels participating
                                                river herring and shad bycatch and                                                                            Fisheries, NOAA, has determined that
                                                                                                        in the herring fishery. NMFS is
                                                bycatch mortality to the extent                                                                               this rule is consistent with the national
                                                                                                        currently considering if it would be
                                                practicable, while allowing the herring                                                                       standards and other provisions of the
                                                                                                        appropriate to use portside sampling
                                                fishery an opportunity to fully harvest                                                                       MSA and other applicable laws.
                                                                                                        data along with observer data to track
                                                the herring ACL. The total catch of river               the catch of river herring and shad.                     This final rule has been determined to
                                                herring and shad (both retained and                     Lastly, the Council is considering                    be not significant for purposes of
                                                discarded) is tracked against the catch                 increasing monitoring in the herring                  Executive Order 12866.
                                                caps. Because total catch of river herring              fishery in the Industry-Funded                           NMFS, pursuant to section 604 of the
                                                and shad catch is counted against the                   Monitoring Omnibus Amendment. The                     Regulatory Flexibility Act (RFA), has
                                                catch caps, these caps not only help                    Council is expected to take final action              completed a final regulatory flexibility
                                                minimize the retained catch of river                    on this amendment in early 2017.                      analysis (FRFA) in support of this
                                                herring and shad, but they also help                       Comment 16: Conservation Law                       action. The FRFA incorporates the
                                                minimize any river herring and shad                     Foundation, Herring Alliance, and                     IRFA, a summary of the significant
                                                catch that is discarded at sea. As                                                                            issues raised by the public comments in
                                                                                                        Alewife Harvesters of Maine
                                                described in the responses to previous                                                                        response to the IRFA, NMFS responses
                                                                                                        commented that all the biological
                                                comments, NMFS concludes that catch                                                                           to those comments, and a summary of
                                                                                                        uncertainty surrounding river herring
                                                caps are calculated using new and                                                                             the analyses completed in the 2016–
                                                                                                        and shad estimates demands a
                                                updated information and are based on                                                                          2018 herring specifications EA. A
                                                                                                        precautionary approach to management
                                                the best available science. NMFS also                                                                         summary of the IRFA was published in
                                                                                                        that requires either no increase in the
                                                concludes that if vessels continue to
                                                                                                        catch caps or a more gradual increase.                the proposed rule for this action and is
                                                avoid river herring and shad, they
                                                                                                           Response: The river herring/shad                   not repeated here. A description of why
                                                would have an opportunity to harvest
                                                                                                        catch caps were developed by the                      this action was considered, the
                                                the herring ACL. Additionally, NMFS
                                                                                                        Council to minimize river herring and                 objectives of, and the legal basis for this
                                                concludes that catch caps may limit
                                                                                                        shad bycatch to the extent practicable                action is contained in the preamble to
                                                fishing mortality on river herring and
                                                                                                        while allowing the herring fishery an                 the proposed rule (81 FR 40253), and is
                                                shad, thereby supporting ongoing
                                                                                                        opportunity to fully harvest the herring              not repeated here. All of the documents
                                                Federal, state, and local conservation
                                                                                                        ACL. While NMFS acknowledges the                      that constitute the FRFA are available
                                                efforts. For these reasons, NMFS
                                                                                                        uncertainty in the abundance estimates                from NMFS and a copy of the IRFA, the
                                                determines the river herring/shad catch
                                                caps implemented in this action reduce                  in the stock assessment for river herring             RIR, and the EA are available upon
                                                bycatch and bycatch mortality to the                    and shad, that uncertainty was not                    request (see ADDRESSES) or via the
                                                extent practicable and are consistent                   intended to directly factor into the                  Internet at
                                                with the MSA, National Standard 9, and                  calculation of the river herring/shad                 www.greateratlantic.fisheries.noaa.gov.
                                                the Atlantic Herring FMP.                               catch caps. In fact, because of the                   A Summary of the Significant Issues
                                                   Comment 15: The Mystic River                         absence of sufficient data to specify                 Raised by the Public in Response to the
                                                Watershed Association, Conservation                     biologically-based catch caps, the catch              IRFA, a Summary of the Agency’s
                                                Law Foundation, Herring Alliance, and                   caps are set based on recent catch data.              Assessment of Such Issues, and a
                                                Earth Justice all commented that there is               The methodology used to calculate the                 Statement of Any Changes Made in the
                                                a lack of onboard monitoring and that it                catch caps, which accounts for                        Final Rule as a Result of Such
                                                is highly likely that more river herring                variability of catch from year to year,               Comments
                                                and shad are/will be discarded at sea                   incorporates precaution by keeping the
                                                than reported.                                          catch caps below the highest catch                      NMFS received 32 comment letters on
                                                   Response: In 2016, NMFS increased                    levels and by establishing an incentive               the proposed rule. Those comments,
jstallworth on DSK7TPTVN1PROD with RULES




                                                observer coverage allocated to New                      for the herring industry to avoid river               and NMFS’ responses, are contained in
                                                England midwater trawl vessels to                       herring and shad catch.                               the Comments and Responses section of
                                                approximately 440 days, consistent with                    Comment 17: Save the Bay-                          this final rule and are not repeated here.
                                                the standardized bycatch reporting                      Narragansett commented that catch caps                None of the comments addressed the
                                                methodology (SBRM). This is an                          are being increased based on socio-                   IRFA and NMFS did not make any
                                                increase of 401 days (175 percent) over                 economic concerns and that only the                   changes in the final rule based on public
                                                the 160 days observed on the New                        Council, and its supporting scientists,               comment.


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                                                                 Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations                                              75739

                                                Description and Estimate of Number of                     Taking this change into consideration,              alternative. Rather than select an
                                                Small Entities to Which This Rule                       NMFS has identified no additional                     alternative with a higher ACL, the
                                                Would Apply                                             significant alternatives that accomplish              Council selected Alternative 3 to be
                                                                                                        statutory objectives and minimize any                 more precautionary. Alternatives 1 and
                                                   This final rule would affect all                     significant economic impacts of the                   2 for the river herring/shad catch caps
                                                permitted herring vessels; therefore, the               proposed rule on small entities. The                  failed to use the best available science
                                                regulated entity is the business that                   ACLs are fishery wide and any closures                as compared to the Alternative 3, which
                                                owns at least one herring permit. From                  would apply to the entire fishery, and                uses a longer time series, including
                                                2014 permit data, there were 1,206 firms                should be felt proportionally by both                 more recent and previously omitted
                                                that held at least one herring permit; of               large and small entities. Further, the                data, as well as a weighted mean, to best
                                                those, 1,188 were classified as small                   new size standard does not affect the                 account for the inter-annual variability
                                                businesses. There were 103 firms, 96                    decision to prepare a FRFA as opposed                 in the level of river herring and shad
                                                classified as small businesses, which                   to a certification for this regulatory                sampling, to generate the values for
                                                held at least one limited access permit.                action.                                               river herring/shad catch caps. The
                                                There were 38 firms, including 34 small                                                                       impacts of the specifications, as
                                                businesses, which held a limited access                 Description of Projected Reporting,
                                                                                                        Recordkeeping, and Other Compliance                   implemented by this final rule, are not
                                                permit and were active in the herring                                                                         expected to disproportionately affect
                                                fishery. All four of the active large                   Requirements
                                                                                                                                                              large or small entities.
                                                entities, held at least one limited access                This final rule does not introduce any                 Section 212 of the Small Business
                                                herring permit. The small firms with                    new reporting, recordkeeping, or other                Regulatory Enforcement Fairness Act of
                                                limited access permits had 60 percent                   compliance requirements.                              1996 states that, for each rule or group
                                                higher gross receipts and 85 percent                    Description of the Steps the Agency Has               of related rules for which an agency is
                                                higher revenue from herring than the                    Taken To Minimize the Significant                     required to prepare a FRFA, the agency
                                                small firms without a limited access                    Economic Impact on Small Entities                     shall publish one or more guides to
                                                herring permit. Based on 2014 permit                    Consistent With the Stated Objectives of              assist small entities in complying with
                                                data, the number of potential fishing                   Applicable Statutes                                   the rule, and shall designate such
                                                vessels in each permit category in the                                                                        publications as ‘‘small entity
                                                herring fishery are as follows: 39 for                     Specification of commercial harvest
                                                                                                        and river herring/shad catch caps are                 compliance guides.’’ The agency shall
                                                Category A (limited access, all herring                                                                       explain the actions a small entity is
                                                management areas); 4 for Category B                     constrained by the conservation
                                                                                                        objectives set forth in the FMP and                   required to take to comply with a rule
                                                (limited access, Herring Management                                                                           or group of rules. As part of this
                                                Areas 2⁄3); 46 for Category C (limited                  implemented at 50 CFR part 648,
                                                                                                        subpart K under the authority of the                  rulemaking process, a letter to permit
                                                access, all herring management areas);                                                                        holders that also serves as small entity
                                                1,841 for Category D (open access, all                  MSA. Furthermore, specifications must
                                                                                                        be based on the best available scientific             compliance guide was prepared. Copies
                                                herring management areas); and 4 for                                                                          of this final rule are available from the
                                                Category E (open access, Herring                        information, consistent with National
                                                                                                        Standard 2 of the MSA. With the                       Greater Atlantic Regional Fisheries
                                                Management Areas 2⁄3).                                                                                        Office (GARFO), and the compliance
                                                                                                        specification options considered, the
                                                   On December 29, 2015, NMFS issued                    measures in this final rule are the only              guide, i.e., permit holder letter, will be
                                                a final rule establishing a small business              measures that both satisfy these                      sent to all holders of permits for the
                                                size standard of $11 million in annual                  overarching regulatory and statutory                  Atlantic herring fishery. The guide and
                                                gross receipts for all businesses                       requirements while minimizing, to the                 this final rule will be posted or publicly
                                                primarily engaged in the commercial                     extent possible, impacts on small                     available on the GARFO Web site.
                                                fishing industry (NAICS 11411) for RFA                  entities. This rule implements the                    List of Subjects in 50 CFR Part 648
                                                compliance purposes only (80 FR                         herring specifications outlined in Table
                                                81194, December 29, 2015). The $11                      1 and the river herring/shad catch caps                 Fisheries, Fishing, Recordkeeping and
                                                million standard became effective on                    outlined in Table 2. Other options                    reporting requirements.
                                                July 1, 2016, and is to be used in place                considered by the Council, including                    Dated: October 26, 2016.
                                                of the U.S. Small Business                              those that could have less of an impact               Samuel D. Rauch III,
                                                Administration’s (SBA) previous                         on small entities, failed to meet one or              Deputy Assistant Administrator for
                                                standards of $20.5 million, $5.5 million,               more of these stated objectives and,                  Regulatory Programs, National Marine
                                                and $7.5 million for the finfish (NAICS                 therefore, cannot be implemented.                     Fisheries Service.
                                                114111), shellfish (NAICS 114112), and                  Under Alternatives 1 and 2 for harvest                  For the reasons set out in the
                                                other marine fishing (NAICS 114119)                     specifications, small entities may have               preamble, 50 CFR part 648 is amended
                                                sectors, respectively, of the U.S.                      experienced slight increases in both                  as follows:
                                                commercial fishing industry.                            gross revenues and herring revenues
                                                   An IRFA was developed for this                       over the preferred alternative due to                 PART 648—FISHERIES OF THE
                                                regulatory action prior to July 1, 2016,                higher ACLs. However, Alternative 1                   NORTHEASTERN UNITED STATES
                                                using SBA’s previous size standards.                    would fail to create a sustainable fishery
                                                Under the SBA’s size standards, 4 of 38                 because the ABC exceeds the ABC                       ■ 1. The authority citation for part 648
                                                active herring fishing entities with                    recommended by the SSC for 2016–2018                  continues to read as follows:
                                                limited access permits were determined                  and has an increased risk of overfishing                  Authority: 16 U.S.C. 1801 et seq.
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                                                to be large. NMFS has qualitatively                     as compared to the preferred alternative.             ■ 2. In § 648.201, add paragraph (h) to
                                                reviewed the analyses prepared for this                 The ABC associated with Alternative 2                 read as follows:
                                                action using the new size standard. The                 is equal to the ABC associated with the
                                                new standard could result in fewer                      preferred alternative; however, the                   § 648.201    AMs and harvest controls.
                                                commercial finfish businesses being                     management uncertainty buffer is less                 *     *    *    *    *
                                                considered small (due to the decrease in                under Alternative 2, resulting in a                     (h) If NMFS determines that the New
                                                size standards).                                        higher ACL than the preferred                         Brunswick weir fishery landed less than


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                                                75740                 Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations

                                                4,000 mt through October 1, NMFS will                                  Development Quota (CDQ) for yellowfin                   specifications for groundfish in the
                                                allocate an additional 1,000 mt to the                                 sole CDQ acceptable biological catch                    BSAI (81 FR 14773, March 18, 2016)
                                                stockwide ACL and Area 1A sub-ACL.                                     (ABC) reserves in the Bering Sea and                    and following revision (81 FR 72740,
                                                NMFS will notify the Council of this                                   Aleutian Islands management area. This                  October 21, 2016). The 2016 flathead
                                                adjustment and publish the adjustment                                  action is necessary to allow the 2016                   sole, rock sole, and yellowfin sole CDQ
                                                in the Federal Register.                                               total allowable catch of yellowfin sole in              ABC reserves are 5,856 mt, 12,268 mt,
                                                [FR Doc. 2016–26320 Filed 10–31–16; 8:45 am]                           the Bering Sea and Aleutian Islands                     and 5,090 mt as established by the final
                                                BILLING CODE 3510–22–P                                                 management area to be harvested.                        2016 and 2017 harvest specifications for
                                                                                                                       DATES: Effective November 1, 2016                       groundfish in the BSAI (81 FR 14773,
                                                                                                                       through December 31, 2016.                              March 18, 2016) and following revision
                                                DEPARTMENT OF COMMERCE                                                 FOR FURTHER INFORMATION CONTACT:                        (81 FR 72740, October 21, 2016).
                                                                                                                       Steve Whitney, 907–586–7228.
                                                National Oceanic and Atmospheric                                                                                                  The Yukon Delta Fisheries
                                                                                                                       SUPPLEMENTARY INFORMATION: NMFS
                                                Administration                                                                                                                 Development Association has requested
                                                                                                                       manages the groundfish fishery in the                   that NMFS exchange 73 mt of flathead
                                                50 CFR Part 679                                                        Bering Sea and Aleutian Islands
                                                                                                                                                                               sole and 606 mt of rock sole CDQ
                                                                                                                       management area (BSAI) according to
                                                                                                                                                                               reserves for 679 mt of yellowfin sole
                                                [Docket No. 150916863–6211–02]                                         the Fishery Management Plan for
                                                                                                                                                                               CDQ ABC reserves under § 679.31(d).
                                                                                                                       Groundfish of the Bering Sea and
                                                RIN 0648–XF009
                                                                                                                       Aleutian Islands Management Area                        Therefore, in accordance with
                                                                                                                       (FMP) prepared by the North Pacific                     § 679.31(d), NMFS exchanges 73 mt of
                                                Fisheries of the Exclusive Economic                                                                                            flathead sole and 606 mt of rock sole
                                                Zone Off Alaska; Exchange of Flatfish                                  Fishery Management Council under
                                                                                                                       authority of the Magnuson-Stevens                       CDQ reserves for 679 mt of yellowfin
                                                in the Bering Sea and Aleutian Islands                                                                                         sole CDQ ABC reserves in the BSAI.
                                                Management Area                                                        Fishery Conservation and Management
                                                                                                                       Act. Regulations governing fishing by                   This action also decreases and increases
                                                AGENCY:  National Marine Fisheries                                     U.S. vessels in accordance with the FMP                 the TACs and CDQ ABC reserves by the
                                                Service (NMFS), National Oceanic and                                   appear at subpart H of 50 CFR part 600                  corresponding amounts. Tables 11 and
                                                Atmospheric Administration (NOAA),                                     and 50 CFR part 679.                                    13 of the final 2016 and 2017 harvest
                                                Commerce.                                                                The 2016 flathead sole, rock sole, and                specifications for groundfish in the
                                                ACTION: Temporary rule; reallocation.                                  yellowfin sole CDQ reserves specified in                BSAI (81 FR 14773, March 18, 2016),
                                                                                                                       the BSAI are 1,233 metric tons (mt),                    and following revision (81 FR 72740,
                                                SUMMARY:   NMFS is exchanging unused                                   4,970 mt, and 17,562 mt as established                  October 21, 2016), are revised as
                                                flathead sole and rock sole Community                                  by the final 2016 and 2017 harvest                      follows:

                                                 TABLE 11—FINAL 2016 COMMUNITY DEVELOPMENT QUOTA (CDQ) RESERVES, INCIDENTAL CATCH AMOUNTS (ICAS), AND
                                                    AMENDMENT 80 ALLOCATIONS OF THE ALEUTIAN ISLANDS PACIFIC OCEAN PERCH, AND BSAI FLATHEAD SOLE, ROCK
                                                    SOLE, AND YELLOWFIN SOLE TACS
                                                                                                                                   [Amounts are in metric tons]

                                                                                                                                   Pacific ocean perch                       Flathead sole       Rock sole      Yellowfin sole

                                                                          Sector                                     Eastern               Central            Western
                                                                                                                     Aleutian              Aleutian           Aleutian           BSAI              BSAI             BSAI
                                                                                                                     District              District           District

                                                TAC ..........................................................                7,900             7,000                9,000          16,013            54,329          151,758
                                                CDQ .........................................................                   845               749                  963           1,160             4,364           18,241
                                                ICA ...........................................................                 200                75                   10           5,000             6,000            3,500
                                                BSAI trawl limited access ........................                              685               618                  161               0                 0           14,979
                                                Amendment 80 .........................................                        6,169             5,558                7,866           9,853            43,965          115,038
                                                Alaska Groundfish Cooperative ...............                                 3,271             2,947                4,171           1,411            11,129           43,748
                                                Alaska Seafood Cooperative ...................                                2,898             2,611                3,695           8,442            32,836           71,290
                                                   Note: Sector apportionments may not total precisely due to rounding.

                                                     TABLE 13—FINAL 2016 AND 2017 ABC SURPLUS, COMMUNITY DEVELOPMENT QUOTA (CDQ) ABC RESERVES, AND
                                                          AMENDMENT 80 ABC RESERVES IN THE BSAI FOR FLATHEAD SOLE, ROCK SOLE, AND YELLOWFIN SOLE
                                                                                                                                   [Amounts are in metric tons]

                                                                                                                  2016 Flathead           2016 Rock        2016 Yellowfin    2017 Flathead       2017 Rock      2017 Yellowfin
                                                                          Sector                                      sole                   sole              sole              sole               sole            sole

                                                ABC ..........................................................               66,250           161,100              211,700          64,580           145,000          203,500
                                                TAC ..........................................................               16,013            54,329              151,758          21,000            57,100          144,000
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                                                ABC surplus .............................................                    50,237           106,771               59,942          43,580            87,900           59,500
                                                ABC reserve .............................................                    50,237           106,771               59,942          43,580            87,900           59,500
                                                CDQ ABC reserve ...................................                           5,929            12,874                4,411           4,663             9,405            6,367
                                                Amendment 80 ABC reserve ...................                                 44,308            93,897               55,531          38,917            78,495           53,134
                                                Alaska Groundfish Cooperative for
                                                  2016 1 ...................................................                  4,145            22,974               24,019               n/a              n/a              n/a




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Document Created: 2016-11-01 02:36:29
Document Modified: 2016-11-01 02:36:29
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective December 1, 2016.
ContactShannah Jaburek, Fishery Management Specialist, (978) 282-8456, fax (978) 281-9135.
FR Citation81 FR 75731 
RIN Number0648-BF64
CFR AssociatedFisheries; Fishing and Recordkeeping and Reporting Requirements

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