81_FR_78730 81 FR 78514 - Changes to the Coastal Zone Management Act Program Change Procedures

81 FR 78514 - Changes to the Coastal Zone Management Act Program Change Procedures

DEPARTMENT OF COMMERCE
National Oceanic Atmospheric Administration

Federal Register Volume 81, Issue 216 (November 8, 2016)

Page Range78514-78526
FR Document2016-26680

The National Oceanic and Atmospheric Administration (NOAA) wants to provide states and NOAA with a more efficient process for making changes to state coastal management programs (``management programs''). NOAA proposes to revise the Coastal Zone Management Act (CZMA) program change regulations and associated guidance (Program Change Guidance (July 1996) and Addendum (November 2013)) within our regulations. Under the CZMA, a coastal state may not implement any amendment, modification, or other change as part of its approved management program unless the amendment, modification, or other change is approved by the Secretary of Commerce under this subsection. Once NOAA approves the incorporation of a change into a management program, any new or amended management program enforceable policies are applied to federal actions through the CZMA federal consistency provision. This proposed rule addresses the issues raised in NOAA's Advanced Notice of Proposed Rulemaking, 73 FR 29093 (May 20, 2008) (ANPR) to: Provide a more efficient process for states and NOAA to make changes to state management programs; remove unnecessary requirements in the current regulations; establish program change documentation that all states would adhere to; continue to ensure that federal agencies and the public have an opportunity to comment to NOAA on a state's proposed change to its management program; and comply with the requirements of the CZMA and other applicable federal law. The proposed rule also addresses comments submitted on the ANPR.

Federal Register, Volume 81 Issue 216 (Tuesday, November 8, 2016)
[Federal Register Volume 81, Number 216 (Tuesday, November 8, 2016)]
[Proposed Rules]
[Pages 78514-78526]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-26680]


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Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

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Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / 
Proposed Rules

[[Page 78514]]



DEPARTMENT OF COMMERCE

National Oceanic Atmospheric Administration

15 CFR Part 923

[Docket No. 080416573-6895-02]
RIN 0648-AW74


Changes to the Coastal Zone Management Act Program Change 
Procedures

AGENCY: Office for Coastal Management, National Ocean Service, National 
Oceanic Atmospheric Administration (NOAA), Department of Commerce 
(Commerce).

ACTION: Proposed rule; request for comments.

-----------------------------------------------------------------------

SUMMARY: The National Oceanic and Atmospheric Administration (NOAA) 
wants to provide states and NOAA with a more efficient process for 
making changes to state coastal management programs (``management 
programs''). NOAA proposes to revise the Coastal Zone Management Act 
(CZMA) program change regulations and associated guidance (Program 
Change Guidance (July 1996) and Addendum (November 2013)) within our 
regulations. Under the CZMA, a coastal state may not implement any 
amendment, modification, or other change as part of its approved 
management program unless the amendment, modification, or other change 
is approved by the Secretary of Commerce under this subsection. Once 
NOAA approves the incorporation of a change into a management program, 
any new or amended management program enforceable policies are applied 
to federal actions through the CZMA federal consistency provision. This 
proposed rule addresses the issues raised in NOAA's Advanced Notice of 
Proposed Rulemaking, 73 FR 29093 (May 20, 2008) (ANPR) to: Provide a 
more efficient process for states and NOAA to make changes to state 
management programs; remove unnecessary requirements in the current 
regulations; establish program change documentation that all states 
would adhere to; continue to ensure that federal agencies and the 
public have an opportunity to comment to NOAA on a state's proposed 
change to its management program; and comply with the requirements of 
the CZMA and other applicable federal law. The proposed rule also 
addresses comments submitted on the ANPR.

DATES: Comments on this notice must be received by January 9, 2017.

ADDRESSES: You may submit comments on this proposed rule, identified by 
NOAA-NOS-2016-0137, by either of the following methods:
     Electronic Submission: Submit all electronic public 
comments via the Federal e-Rulemaking Portal www.regulations.gov. To 
submit comments via the e-Rulemaking Portal, first click the ``Submit a 
Comment'' icon, then enter NOAA-NOS-2016-0137 in the keyword search. 
Locate the document you wish to comment on from the resulting list and 
click on the ``Submit a comment'' icon on the right of that line.
     Mail: Submit written comments to Mr. Kerry Kehoe, Federal 
Consistency Specialist, Office for Coastal Management, NOAA, 1305 East-
West Highway, 10th Floor, N/OCM6, Silver Spring, MD 20910. Attention: 
CZMA Program Change Comments.
    Instructions: Comments must be submitted by one of the above 
methods to ensure that the comments are received, documented, and 
considered by NOS. Comments sent by any other method, to any other 
address or individual, or received after the end of the comment period, 
may not be considered. All comments received are a part of the public 
record and will generally be posted for public viewing on 
www.regulations.gov without change. All personal identifying 
information (e.g., name, address, etc.) submitted voluntarily by the 
sender will be publicly accessible. Do not submit confidential business 
information, or otherwise sensitive or protected information. NOS will 
accept anonymous comments (enter ``N/A'' in the required fields if you 
wish to remain anonymous). Attachments to electronic comments will be 
accepted in Microsoft Word or Excel, WordPerfect, or Adobe PDF file 
formats only.

FOR FURTHER INFORMATION CONTACT: Mr. Kerry Kehoe, Federal Consistency 
Specialist, Office for Coastal Management, NOAA, at 240-533-0782 or 
[email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    Unless otherwise specified, the term ``NOAA'' refers to the Office 
for Coastal Management, within NOAA's National Ocean Service. The 
Office for Coastal Management formed in 2014 through the merger of the 
Office of Ocean and Coastal Resource Management and the Coastal 
Services Center.
    The CZMA (16 U.S.C. 1451-1466) was enacted on October 27, 1972, to 
encourage coastal states, Great Lake states, and United States 
territories and commonwealths (collectively referred to as ``coastal 
states'' or ``states'') to be proactive in managing the uses and 
resources of the coastal zone for their benefit and the benefit of the 
Nation. The CZMA recognizes a national interest in the uses and 
resources of the coastal zone and in the importance of balancing the 
competing uses of coastal resources. The CZMA established the National 
Coastal Zone Management Program, a voluntary program for states. If a 
state decides to participate in the program it must develop and 
implement a comprehensive management program pursuant to federal 
requirements. See CZMA Sec.  306(d) (16 U.S.C. 1455(d)); 15 CFR part 
923. Of the thirty-five coastal states that are eligible to participate 
in the National Coastal Zone Management Program, thirty-four have 
federally-approved management programs. Alaska is currently not 
participating in the program.
    An important component of the National Coastal Zone Management 
Program is that state management programs are developed with the full 
participation of state and local agencies, industry, the public, other 
interested groups and federal agencies. See e.g., 16 U.S.C. 1451(i) and 
(m), 1452(2)(H) and (I), 1452(4) and (5), 1455(d)(1) and (3)(B), and 
1456. The comprehensive state management programs must address the 
following areas pursuant to 15 CFR part 923:
    1. Uses Subject to Management (Subpart B);
    2. Special Management Areas (Subpart C);
    3. Boundaries (Subpart D);

[[Page 78515]]

    4. Authorities and Organization (Subpart E); and
    5. Coordination, Public Involvement and National Interest (Subpart 
F).
    NOAA approval is required for the establishment of a state 
management program. Once approved, changes to one or more of the 
program management areas listed above, including new or revised 
enforceable policies, must be submitted to NOAA for approval through 
the program change process.
    Program changes are important for several reasons: The CZMA 
requires states to submit changes to their programs to NOAA for review 
and approval (16 U.S.C. 1455(e)); state programs are not static--laws 
and issues change, requiring continual operation of the CZMA state-
federal partnership; and the CZMA ``federal consistency'' provisions 
require that federal actions that have reasonably foreseeable coastal 
effects be consistent with the enforceable policies of federally-
approved management programs. The state-federal partnership is a 
cornerstone of the CZMA. The primacy of state decisions under the CZMA 
and compliance with the CZMA federal consistency provision is balanced 
with adequate consideration of the national interest in CZMA 
objectives; the opportunity for federal agency input into the content 
of state management programs; NOAA evaluation of management programs 
and NOAA review and approval of changes to management programs.
    In establishing and maintaining their federally-approved management 
programs, states must consider national interest objectives of the CZMA 
in addition to state and local interests. The national interest 
objectives of the CZMA include:
     Effective management, beneficial use, protection and 
development of the coastal zone (16 U.S.C. 1451(a));
     important ecological, cultural, historic and esthetic 
values of the coastal zone are essential to the well-being of all 
citizens (16 U.S.C. 1451(d));
     anticipating and planning for the effects of climate 
change (16 U.S.C. 1451(l));
     managing coastal development to minimize the loss of life 
and property caused by improper development and coastal storms (16 
U.S.C. 1452(2)(B)); and
     giving priority consideration to coastal-dependent uses 
and orderly processes for siting major facilities related to national 
defense, energy, fisheries, recreation, and ports and transportation 
(16 U.S.C. 1452(2)(D)).
    Some of the important issues NOAA must consider when evaluating 
program changes include whether the change would: (1) Affect CZMA 
national interest objectives; (2) attempt to regulate federal agencies, 
lands or waters, or areas outside state jurisdiction; (3) be preempted 
by federal law; (4) discriminate against particular coastal users or 
federal agencies; (5) include policies that are enforceable under state 
law; and (6) raise issues under the National Environmental Policy Act 
(NEPA), Endangered Species Act (ESA), Marine Mammal Protection Act 
(MMPA), National Historic Preservation Act (NHPA), Magnuson Stevens 
Fisheries Conservation and Management Act (MSFCMA) or other federal 
laws.
    NOAA review and approval of program changes is also important 
because the CZMA provides for federal agency and public participation 
in the content of a state's management program. NOAA can only approve 
management programs and changes to management programs after federal 
agencies and the public have an opportunity to comment on the content 
of the program change. Within the context of the CZMA federal 
consistency provisions, an enforceable policy is a state policy that 
has been incorporated into a state's federally-approved management 
program, is legally binding under state law (e.g., through 
constitutional provisions, laws, regulations, land use plans, 
ordinances, or judicial or administrative decisions), and by which a 
state exerts control over private and public coastal uses and 
resources. See 16 U.S.C. 1453(6a) and 15 CFR 930.11(h) (enforceable 
policy). This means that enforceable policies must be given legal 
effect by state law and cannot apply to federal lands, federal waters, 
federal agencies or other areas or entities outside a state's 
jurisdiction, unless authorized by federal law. Also, the CZMA Sec.  
307 federal consistency provision requires that state enforceable 
policies are the standards that apply to federal agency activities, 
federal license or permit activities, outer continental shelf plans and 
federal financial assistance activities. 16 U.S.C. 1456; see also 15 
CFR 930.11(h). Therefore, federal agencies and the public must have an 
opportunity to review proposed substantive changes to a state's 
enforceable policies.
    Program changes are also important because the CZMA federal 
consistency provision applies only if the federal action has reasonably 
foreseeable coastal effects and a state has applicable policies 
approved by NOAA that are legally enforceable under state law. It is 
therefore important for states to submit to NOAA for approval timely 
updates to state management program enforceable policies.

II. Need for Revised Program Change Regulations

    The current program change regulations, 15 CFR part 923, subpart H, 
have been in place since the late 1970s. The CZMA was revised in 1990, 
in part, to place greater emphasis on state management program 
enforceable policies. This has led to an increase in the number of 
program changes submitted to NOAA and the workload for state and 
federal staff. States and NOAA have, therefore, recognized the need to 
clarify the program change procedures and to provide a more 
administratively efficient submission and review process. In 1996, NOAA 
made minor revisions to the regulations and also issued program change 
guidance that further described program change requirements. In 2013, 
NOAA issued an addendum to the 1996 program change guidance for added 
clarification. Over the years, states and NOAA have, at times, found 
the regulations difficult to interpret. For example, there has been 
confusion about determining: When a program change is ``routine'' 
versus an ``amendment;'' when a program change is ``substantial;'' what 
level of state analysis is required; what level of detail is needed for 
a policy to be enforceable; and what can be approved as an enforceable 
policy.

III. Objectives of the Proposed Rule

    NOAA's objectives in revising the program change regulations are 
to:
    1. Establish a clear, efficient and transparent process for program 
change review;
    2. Describe approval criteria and how these apply;
    3. Use terminology from the CZMA, including time lines and 
extensions;
    4. Eliminate the distinction between ``routine program changes 
(RPCs)'' and ``amendments.'' This would remove the program change 
analysis currently done by states to determine if a change is 
substantial, and therefore an amendment, and instead require states to 
describe the nature of the program change and indicate whether the 
state believes the program change would impact CZMA program 
approvability areas, national interest objectives, or compliance with 
other federal laws. The distinction between RPCs and amendments, and 
the substantiality analyses by states are administrative and paperwork 
burdens with little or no benefit;
    5. Continue to determine on a case-by-case basis the appropriate 
level of NEPA

[[Page 78516]]

analysis warranted. With over 35 years of reviewing program changes, 
NOAA has determined that the vast majority of program changes do not, 
for purposes of NEPA, significantly affect the human environment;
    6. Encourage states to use underline/strikeout documents for 
program change submissions to show changes to previously approved 
policies;
    7. Create a program change form that all states would use to submit 
changes to NOAA, easing state and NOAA paperwork burdens, promoting 
more consistent submissions and NOAA analyses, and expediting NOAA's 
review;
    8. Use a NOAA ``Program Change Web site'' through which NOAA would 
electronically post program changes and public comments received, and 
notify federal agencies and the public of the status of program 
changes; and
    9. Require states to post program change public notices on the 
state's management program Web site.
    In addition, the current regulations at 15 CFR part 923, subpart H, 
include ``termination of approved management programs.'' However, 
sanctions to and termination of management programs are described in 
detail in Subpart L--Review of Performance. Therefore, the proposed 
changes to subpart H would no longer include termination of approved 
management programs.

Comments on Advanced Notice of Proposed Rulemaking

    Comments were submitted on the ANPR by the Coastal States 
Organization (CSO), the U.S. Navy, the San Francisco Bay Conservation 
and Development Commission (BCDC) and the states of Delaware and 
Oregon. Most of the comments received on the ANPR supported NOAA's 
objectives and some comments offered suggestions for how some of these 
objectives might be achieved. NOAA presented eight points in the ANPR 
to help focus comments. These eight points and the comments submitted 
to NOAA are discussed below.
    1. Establishing a clearer and more efficient and transparent 
process for program change review.
    Comments: All commenters support this objective.
    For minor changes to enforceable policies, local plans, etc., a 
simplified approach could be an annual report to NOAA using a NOAA 
form/checklist that would describe the change, scope of the change and 
impacts to enforceable policies (Oregon).
    For changes to local enforceable policies such as comprehensive 
plan provisions, land use regulations and maps, Oregon suggests two 
alternatives:
    Alternative A--NOAA would allow a state to determine that a change 
in local enforceable policies is consistent with the underlying 
enforceable policies of state statute or rule that were previously 
approved by NOAA. A state would submit an annual summary of local 
amendments that are consistent with underlying state enforceable 
policies, along with the dates of approval by the state management 
program of the changes; or,
    Alternative B--NOAA and each state would enter into a Memorandum of 
Understanding that specifies the conditions under which a state would 
submit changes to local statutes and administrative rules and 
regulations, and local enforceable policies.
    The Navy made various recommendations:
    1. Develop specific and reasonable timelines that allow sufficient 
time for review, and set timelines for related issues such as 
extensions, preliminary approvals, and requesting mediation;
    2. The public should be provided immediate notice of proposed and 
final program changes;
    3. Impose a new requirement for states to assist with notification 
of the public and federal agencies that may wish to review proposed 
changes; and
    4. Use modern information technology by providing that posting the 
proposed changes on the Internet, when combined with an email 
notification roster (listserv), serves as official notification. Create 
Web sites that include the state's proposed text, NOAA decisions and 
NEPA documents and links to state management programs.
    NOAA Response: NOAA believes that the proposed program change 
regulations meet the proposal by Oregon for minor changes to state 
management programs. A state could submit program changes as they occur 
or on a cyclical basis (twice a year, once a year, etc.) and NOAA has 
included this in the proposed rule at Sec.  923.81(a). NOAA believes 
that Oregon's proposal for local plans and policies: (1) Is not 
compatible with the CZMA requirement that states submit program changes 
to NOAA for review and approval (16 U.S.C. 1455(e)); (2) would not 
provide adequate opportunity for NOAA to determine if the local 
policies are consistent with the decision criteria described in Sec.  
923.84; and (3) would not provide adequate opportunity for federal 
agency or public comment. NOAA believes that the program change 
submission process in proposed Sec.  923.82 provides an alternative for 
Oregon's proposal and still satisfies CZMA and NOAA approval 
requirements.
    In response to the Navy, NOAA believes that all of the Navy's 
recommendations have been met in the proposed rule regarding use of 
both state and NOAA Web sites and listservs to provide notice of and 
access to program changes and NOAA's decisions as well as relevant 
timeframes and decision dates that are dictated primarily by statute.
    2. Describing clearer approval/disapproval criteria and how these 
apply.
    Comments: All commenters support this objective. NOAA's decision 
criteria need to be clearly defined (BCDC).
    The only applicable criteria should be that (1) the program 
continues to meet the standards set forth in section 306 of the CZMA, 
and (2) that the revised program does not place an unacceptable burden 
on a federal agency operating in the coastal zone (CSO, Oregon).
    Allow state policies to refer to state and allowable federal codes 
and regulations without including the full text of those authorities 
(Delaware).
    NOAA Response: NOAA has described its program change decision 
criteria in proposed Sec.  923.84 and believes that the proposed 
criteria, as well as the program change documentation and form, will 
clearly define the NOAA decision process. NOAA disagrees that its only 
approval criteria should be a finding that the program continues to 
meet the program approval criteria and does not place an unacceptable 
burden on federal agencies. NOAA believes that in order to meet its 
obligations under the CZMA, the proposed decision criteria, which NOAA 
has been using as a matter of policy and practice for many years, are 
needed to comply with the CZMA and Congressional intent for NOAA 
oversight. In addition, determining what would be an ``unacceptable 
burden'' on federal agencies would be subjective at best; rather, 
NOAA's decision criteria provide a more objective and legally sound 
basis on which to evaluate state program changes.
    NOAA also disagrees that states should be able to impose standards 
``by reference'' when those referenced standards have not been 
subjected to the program change process, NOAA review and opportunity 
for federal agency and public comment.
    3. Using the simpler statutory language, including time lines, 
extensions, and preliminary approval.
    Comments: All commenters support this objective.
    NOAA Response: No response needed.

[[Page 78517]]

    4. Keeping the ``routine'' concept to streamline the process for 
truly routine changes, but do away with ``routine program changes 
(RPCs)'' and ``amendments'' and replace with just ``program changes.''
    Comments: The commenters support keeping the routine concept and 
eliminating amendments. The level of analysis should be tailored to fit 
the complexity of the change to the state's program; assigning labels 
or categories to changes does not add to the process (BCDC, CSO, 
Delaware, Oregon).
    The Navy welcomes NOAA's initiative towards improving the 
transparency and ease of the coastal zone management program change 
review and approval process. The Navy supports NOAA's suggestion that 
truly routine program changes be identified and their handling 
streamlined. However, the Navy supports a separate process for 
amendments (substantial changes) so that affected federal agencies can 
comment on the proposals. The Navy stated that NOAA should review the 
types of changes that have been approved over recent years and develop 
a list of examples deemed to be routine, and NOAA should use the list 
to prepare descriptive criteria for routine changes.
    NOAA Response: Consistent with the comments from BCDC, CSO, 
Delaware and Oregon, the program change regulations will eliminate the 
distinction between ``routine program changes'' and ``amendments.'' 
States will be required to use a program change form to identify the 
changes being submitted for approval. The level of effort needed by 
NOAA to review changes will correspond to the type of changes proposed. 
All program changes will be submitted using the same process, which 
will eliminate the need for states to make the former distinction 
between amendments and routine program changes. Using the same process, 
in addition to a program change form, should make program change 
submissions and review more efficient for state and NOAA staff. Program 
changes identified in proposed Sec.  923.82(b) will be reviewed by NOAA 
in a more expedited manner.
    NOAA believes it has met the Navy's objectives without needing to 
use the current distinction between routine program changes and 
amendments. As explained elsewhere in the proposed rule, this 
distinction is unnecessary and the history of program changes shows 
that most changes are routine. Moreover, under the proposed program 
change regulations, NOAA will provide access to program change 
materials, send notices to federal agencies, and provide an opportunity 
for federal agencies to comment on all program changes. At the same 
time, administrative burdens on states and NOAA will be lessened.
    NOAA's proposed removal of the distinction between routine changes 
and amendments is based on NOAA's review of almost one thousand changes 
to management programs over the past thirty-five years. The vast 
majority of these changes were modifications to existing parts of NOAA 
approved management programs. In only a few instances did NOAA prepare 
an Environmental Assessment (EA) and Finding of No Significant Impact 
(FONSI) and even rarer an Environmental Impact Statement (EIS). The 
determining factors in the few instances when NOAA prepared an EA or 
EIS, were the magnitude of the change proposed by a state, usually 
involving a major new component to the management program or a major 
change in focus to the existing management program. Most of these also 
involved controversial positions by the state.
    From 1977 to March 2016, there have been approximately 862 changes 
to management programs approved by NOAA. Less than 2.5 percent, about 
twenty, were amendments; approximately 842 were RPCs. Seventy-five 
percent of the amendments (about fifteen) were before 1990 and many of 
these were for the addition of energy facility siting plans required by 
an amendment to the CZMA. For five of the amendments NOAA prepared an 
EIS (1998, 1991, 1997, 2004 and 2004) and two of these included 
informal ESA consultation. For fourteen of the amendments NOAA prepared 
an EA and FONSI. Of the approximately 842 RPCs, NOAA prepared an EA and 
FONSI for two of them.
    State CZMA management programs are comprehensive programs that, 
when they are being developed, undergo extensive review by states, 
NOAA, federal agencies and the public, including environmental review 
and an EIS under NEPA. In most instances changes to management programs 
have added further details to the previously approved management 
program and have not presented issues not considered during initial 
program approval and subsequent program changes. Under NOAA's current 
program change regulations and guidance these would be routine program 
changes (RPCs) and not substantial changes, or amendments. NOAA intends 
to eliminate the distinction between RPCs and amendments and just have 
``program changes.''
    5. Removing the ``substantial'' evaluations currently done by 
states and replacing such evaluations with a description of what the 
change is to the program. Further evaluations (by states or NOAA) would 
be for specific CZMA, NEPA, ESA, NHPA, etc., purposes, e.g., is an EA 
or EIS, or ESA consultation needed.
    Comments: BCDC, CSO, Delaware, Oregon support removing the 
``substantial'' evaluations.
    Much of the difficulty in the current procedure for compiling and 
submitting program changes stems from the requirement for a detailed 
comparison of old and new versions of state laws, state rules and 
regulations, and local comprehensive plans and ordinances. While this 
side-by-side comparison may have some utility, it turns out to have 
little or no practical value to either NOAA or the state, and has 
become a barrier to making federal consistency determinations that 
reflect current conditions (Oregon).
    For substantial changes, NOAA should also provide a Federal 
Register Notice to ensure that the public understands what changes are 
proposed. This provides agency personnel who may not be included on an 
email list or listserv with the opportunity to comment and express 
their concerns (Navy).
    NOAA Response: NOAA does not believe that Federal Register notices, 
in general, are needed, especially since NOAA will be making program 
changes and related notices publicly available on its new ``Program 
Change Web site.'' Through the Web site, federal agencies and the 
public will be able to sign up to receive program change notices from 
NOAA. However, where there is a major change in a state's management 
program that may require a separate EA or EIS, NOAA may decide to 
publish notices in the Federal Register.
    6. Establishing use of NEPA categorical exclusions.
    Comments: CSO and the state of Oregon support this goal, but note 
that it requires further explanation.
    The Navy recommended that NOAA consider, pursuant to 15 CFR 
930.33(a)(3), developing a list of universal de minimis activities 
based on NEPA categorical exclusions and on existing federal activity 
de minimis lists that have been approved by state agencies, retaining 
the ability of states and federal agencies to mutually agree on 
additional de minimis activities. States could modify the universal de 
minimis lists by adding mitigating or compliance conditions. Such 
additions should be subject to the change review procedures.

[[Page 78518]]

    NOAA Response: NOAA will determine on a case-by-case basis the 
appropriate level of NEPA analysis warranted for the action. NOAA has 
determined that, when applicable, a more appropriate process for NEPA 
compliance may be use of a categorical exclusion.
    In response to the Navy's novel approach to using the de minimis 
provision of NOAA's federal consistency regulations, NOAA does not 
believe it could impose such a list of de minimis activities. NOAA 
does, however, encourage federal agencies to propose de minimis 
activities and submit these to the coastal states for their concurrence 
under the federal consistency provision. See 15 CFR 930.33.
    7. Submitting underline/strikeout documents showing changes to 
previously approved policies.
    Comments: BCDC supported the use of underline/strikeout documents, 
but stated that NOAA should provide flexibility to account for multiple 
and large-scale changes to a policy over time, large documents, etc.
    CSO found this to be an unnecessary and overly burdensome 
requirement. CSO stated that there may be instances where such a 
technique is employed to clearly explain a program change, but this is 
more appropriately an available tool, rather than a strict requirement.
    The Navy suggested that NOAA require submission of underline/
strikeout documents showing changes to previously approved documents.
    NOAA Response: NOAA encourages states to use underline/strikeout 
documents but recognizes that such documents are not always 
practicable.
    8. Creating a program change checklist that states would submit to 
ease state and NOAA paperwork burdens and promote consistent 
submissions and NOAA analyses.
    Comments: All commenters support this objective. One item on this 
checklist would be formal notification of federal agencies about 
program changes. In addition, CSO and Oregon suggested that a list of 
federal agencies and points of contact for notice of program changes 
updated and maintained by NOAA would greatly improve this step in the 
process. NOAA Response: Through the federal consistency Web site and 
the developing program change Web site there are and will be federal 
agency contacts maintained by NOAA. See http://www.coast.noaa.gov/czm/consistency/. In addition, federal agencies and the public will be able 
to view program changes posted to NOAA's new ``Program Change Web 
site.''

IV. Explanation of Proposed Changes to the CZMA Program Change 
Regulations

Sec.  923.80 General

    This section describes the general requirements for program 
changes. Paragraph (a) states that the term ``program changes'' 
includes all terms used in the statute, CZMA Sec.  306(e), and 
identifies the Office for Coastal Management as the NOAA office that 
administers these regulations. Paragraph (b), derived from CZMA Sec.  
306(e), states that a coastal state may not implement a change as part 
of its management program until NOAA approves the program change. 
Similarly, a coastal state may not use a state or local government 
policy or requirement as an ``enforceable policy'' for purposes of 
federal consistency unless NOAA has approved the state or local policy 
or requirement as an ``enforceable policy.'' State or local government 
law not approved by NOAA as part of a state's management program remain 
legal requirements for state and local government purposes, but will 
not be part of a state's management program and, therefore, cannot be 
used for CZMA federal consistency purposes.
    Paragraph (d) states that the term ``enforceable policies'' has the 
same definition as that included in NOAA's CZMA federal consistency 
regulations at 15 CFR 930.11(h). NOAA has added enforceable policy 
decision criteria in proposed Sec.  923.84. These criteria have been 
included in NOAA guidance and information documents and have been part 
of long-standing NOAA implementation of program changes and enforceable 
policies. See, e.g., NOAA's Program Change Guidance (July 1996) (http://coast.noaa.gov/czm/consistency/media/guidanceappendices.pdf) and 
NOAA's Federal Consistency Overview document (http://www.coast.noaa.gov/czm/consistency/media/FC_overview_022009.pdf).
    Paragraph (e) notes that the submission of program changes may be 
required as a necessary action under NOAA's evaluation of management 
programs under CZMA Sec.  312 and 15 CFR part 923, subpart L. Failure 
to comply with a necessary action to submit a program change can result 
in a suspension of CZMA grants pursuant to CZMA Sec.  312 and the 
subpart L regulations.

Sec.  923.81 Program Change Procedures, Deadlines, Public Notice and 
Comment and Application of Federal Consistency

    This section sets forth various procedures for submitting program 
changes.
    Paragraph (a). Program changes must be submitted by the Governor of 
a coastal state, the head of the single state agency designated under 
the management program to be the lead state agency for administering 
the CZMA, or the head of an office within the designated single state 
agency if the state has authorized that person to submit program 
changes.
    NOAA would no longer require states to mail hard copies of program 
changes. Rather, all program changes would be submitted through the new 
Program Change Web site or through an alternative method, agreed to by 
the state and NOAA, if an electronic submission through the Web site is 
not possible.
    All deadlines and timeframes would start on the first full business 
day after NOAA receives a program change (Day 1). For example, if a 
submission is received on a Thursday, Day one for timeline purposes 
would be Friday; if the day of receipt is Friday and Monday is a 
federal holiday, Day 1 would be Tuesday. All days, starting with Day 1, 
are included in the calculation of total time for a deadline, including 
weekends and federal holidays. States may request that the official 
start date occur at a later time; this is an administrative convenience 
NOAA has allowed states to use in the past to account for various state 
administrative purposes.
    Paragraph (b). NOAA shall confirm receipt of all program changes 
and future deadlines. During NOAA's review of a program change, NOAA 
may request additional information that it needs to make its decision.
    Paragraph (c). This paragraph sets forth the deadlines NOAA must 
follow in responding to state program change requests. The deadlines in 
paragraph (c) are the same as NOAA's current practice and clarify a 
discrepancy that exists in the current program change regulations and 
the CZMA. NOAA is required by the Act to respond within 30 calendar 
days of receipt of a program change request. The 30-day period starts 
on Day 1 (the first full business day after receipt of a program change 
request). If NOAA does not respond within the 30-day period, then 
NOAA's approval is presumed. NOAA may extend its review period up to 
120 days after receipt of a program change request, if NOAA so notifies 
the state during the 30-day period. NOAA may continue to extend

[[Page 78519]]

its review period up to 120 days and can extend beyond 120 days for 
NEPA compliance; NOAA would have to notify the state of the NEPA 
extension during the 120-day review period.
    Paragraph (d). This paragraph codifies the current practice of pre-
submission consultation with NOAA to identify any potential approval 
issues prior to submitting a program change submission. States are 
encouraged to submit draft program changes to NOAA for informal review 
and to consult with NOAA, to the extent practicable, prior to state 
adoption of new or revised laws, policies and other provisions that the 
state intends to submit as a program change.
    Paragraph (e). NOAA is simplifying the public notice and comment 
procedures for program changes. Given the reliance on electronic means 
of communication and the demise of hard copy notices in newspapers and 
other formats, all states would be required to post public notices on 
state management program's Web site and directly email or mail notices 
to applicable local and regional offices of relevant federal agencies, 
federal agency headquarter contacts, affected local governments and 
state agencies, and any individuals or groups requesting direct notice. 
NOAA's program change review period would not begin until such notice 
is provided. NOAA will also post the state notices on its Program 
Change Web site and directly notify via email federal agency 
headquarter contacts and any other individual or group requesting 
direct notice. The state's public notice would describe the program 
change, any new or modified enforceable policies, and indicate that any 
comments on the program change shall be submitted to NOAA. NOAA will 
post the program change and all NOAA decisions on its Web site and 
notify federal agency headquarter contacts and other individuals or 
groups requesting notification. NOAA may extend the public comment 
period.
    Paragraph (f). This paragraph states that program changes to 
enforceable policies can only be applied for CZMA federal consistency 
review purposes on or after the date NOAA approves the changes. The 
effective date for the approved changes will be the date on NOAA's 
approval letter. NOAA will post its program change decision letters on 
its Program Change Web site. This section would also codify in 
regulation NOAA's long-standing position that a state enforceable 
policy cannot apply retroactively to previously proposed federal 
actions; proposed federal actions are only subject to the management 
program enforceable policies approved at the time the federal action is 
proposed under the various subparts of 15 CFR part 930. Applying newly 
approved program changes retroactively to proposed federal actions 
would be contrary to Congressional intent that federal consistency 
apply in an expeditious and timely manner, and could impose unfair 
requirements on applicants and federal agencies.

Sec.  923.82 Program Change Submissions

    The changes described in Sec.  923.82(b) are editorial or are minor 
in scope, both procedurally and substantively. These changes are not 
controversial and pose little or no impact on federal agencies or the 
public. Therefore, NOAA's review of changes under Sec.  923.82(b) would 
be expedited.
    Paragraphs (b)(1) through (4) describe program changes that are 
either editorial in nature or are minor in scope, both procedurally and 
substantively. Paragraph (b)(1) addresses editorial or non-substantive 
changes to state laws, regulations, enforceable policies, local 
government coastal programs or plans that contain enforceable policies, 
and other authorities. Paragraph (b)(2) covers changes to special area 
management plans that do not change a state's coastal zone boundary, 
enforceable policies or geographic location descriptions, and are not 
otherwise used by the state for federal consistency review. Paragraph 
(b)(3) covers most organizational changes where the primary structure 
and responsibilities of the management remain intact. NOAA will closely 
monitor organizational changes to ensure that major overhauls of a 
state's management program structure would not weaken a coastal 
program.
    Paragraph (b)(4). Most program changes, even those that result in 
some substantive change to a management program, have historically been 
routine and non-controversial, and have not posed any approval issues 
or resulted in any comments from federal agencies or the public. NOAA's 
review of these types of program changes should be expedited so long as 
these minor substantive changes would only apply to revised enforceable 
policies, not wholly new enforceable policies, and the changes are 
consistent with the scope and application of the previously approved 
enforceable policy.
    The types of program changes under Sec.  923.82(c) are self-
explanatory and include: any changes that are not covered under Sec.  
923.82(b) and would be used for federal consistency purposes (new or 
revised enforceable policies, changes to state lists of federal actions 
subject to federal consistency review, geographic location descriptions 
outside the coastal zone, necessary data and information); new or 
revised coastal uses; changes in the coastal zone boundary; program 
approval authorities; and special area management plans.
    Paragraph (c)(4), recognizes that for some states with local 
coastal programs or plans, the state can respond to federal consistency 
reviews without having to refer to the local programs or plans. In such 
cases, while the local programs and plans are important implementing 
mechanisms for coastal management in the state, states do not need to 
submit updates to the local programs or plans if they do not contain 
enforceable policies for federal consistency purposes. This would 
remove the substantial administrative burden for states and NOAA to 
submit and review local coastal programs.
    Paragraph (d) addresses changes to state Clean Air Act (CAA) and 
Clean Water Act (CWA) Pollution Control Requirements. CZMA Sec.  307(f) 
states that CAA and CWA requirements established by the Federal 
Government or by any state or local government pursuant to the CWA and 
CAA shall be incorporated in state management programs and shall be the 
water pollution control and air pollution control requirements 
applicable to such management program. NOAA's long-standing 
interpretation of 307(f) has been that these CWA and CAA pollution 
control requirements are automatically enforceable policies of the 
state management programs and, therefore, states are not required to 
submit as program changes any changes to state CAA and CWA provisions.

Sec.  923.83 Program Change Materials

    Section 923.83 describes all the program change information a state 
would submit to NOAA. These requirements are self-explanatory. NOAA 
intends to transform each of these paragraphs into a form that would, 
to the greatest extent practicable, use check-boxes or ``radio-
buttons,'' and require minimal text input. While the same form would be 
used for all program changes, there would be less information needed 
for those changes that fall under Sec.  923.82(b).
    Paragraph (a)(2)(vi) codifies NOAA interpretation and long-standing 
practice of the term ``enforceable mechanism.'' An enforceable 
mechanism is the state legal authority that makes a state policy 
enforceable under state law. In order to be an ``enforceable policy,'' 
CZMA Sec.  304(6a) requires that the policies be legally binding under 
state law. NOAA has interpreted this to mean that the

[[Page 78520]]

enforceable policy must be incorporated into the state's NOAA-approved 
management program, but the underlying enforceable mechanism does not 
necessarily have to be incorporated into a state's management program 
or submitted for NOAA approval. Some enforceable mechanisms are 
integral parts of the management program or are needed for NOAA 
approval of a state's management program and changes to these 
enforceable mechanisms would be submitted to NOAA as program changes 
(e.g., core management program statutes, regulatory permit programs 
that implement a part of a management program). States need to identify 
the enforceable mechanism for each enforceable policy. This is needed 
not only so NOAA can concur that a state policy is legally binding 
under state law, but an enforceable mechanism may be changed in such a 
way that makes an enforceable policy no longer legally binding under 
state law. In such cases, that policy, while previously approved by 
NOAA as part of the state's management program, would no longer be an 
enforceable policy that could be used for federal consistency purposes.
    States are encouraged to show the changes, additions and deletions 
to enforceable policies using an underline/strikeout format or other 
similar format. If a state uses an underline/strikeout format, the 
state should only show the changes from the version of the policy last 
approved by NOAA and the most current version that is being submitted 
to NOAA; a state does not need to show any changes to the policy that 
might have been made in between NOAA's last approval and the current 
version.
    States are also encouraged to post comprehensive lists of the 
enforceable policies to the state's coastal management program Web 
site.

Sec.  923.84 Program Change Decision Criteria

    The decision criteria in this section are taken from the current 
Program Change Guidance (1996) and NOAA's Federal Consistency Overview 
document. NOAA has applied these criteria since at least 1996 when 
reviewing program change requests. These criteria are generally self-
explanatory and states would use a program change form to be developed 
by NOAA to assess whether these criteria are satisfied. For enforceable 
policies under paragraph (b) of this section, a policy must contain a 
standard; if a provision of a state law or regulation merely directs a 
state agency to develop standards, then that provision would not be an 
enforceable policy as it does not contain a standard. An enforceable 
policy should contain terms such as ``shall,'' ``must,'' or other terms 
interpreted under state law that mandate some action or compliance. 
Paragraph (b) also clarifies that it does not always make sense to 
parse out the enforceable policies within a statute or regulation that 
also contain parts that are necessary details for applying enforceable 
policies even though not enforceable themselves. This includes 
definitions, procedures, and information requirements that are 
essential elements of interpreting the substantive standards and 
determining consistency with the standards. Therefore, in some cases 
NOAA may find that a statute or regulation in its entirety is 
enforceable.
    Paragraph (b) also clarifies that enforceable policies must: Apply 
to areas and entities within state jurisdiction; not assert regulatory 
authority over federal agencies, lands or waters unless federal law 
authorizes such jurisdiction; not be preempted on their face by federal 
law; not attempt to incorporate by reference other state or local 
mandatory requirements not submitted to, reviewed, and approved by 
NOAA; not discriminate against a particular activity or entity; and not 
adversely affect the national interest in the CZMA objectives.
    For example, if a state is concerned about having policies that 
would apply to offshore oil and gas activities, the state would need to 
develop policies that would apply to any activity or industry that 
would have similar coastal effects; the state could not single out 
offshore oil and gas unless there are specific activities or coastal 
effects that only apply to the offshore oil and gas industry. Likewise, 
if a state wants to promote marine renewable energy in its enforceable 
policies, it may do so, but could not at the same time prohibit other 
forms of energy development without sufficient justification. Blanket 
prohibitions are generally not approved by NOAA as part of a state's 
management program unless a state provides sufficient justification. 
NOAA will not approve proposed enforceable policies which can be 
applied in an arbitrary or in a discriminatory manner. An enforceable 
policy cannot prohibit an activity due to the nature of its effects, 
e.g., potential marine mammal ship strikes, if other activities pose 
the same kind and degree of risk and are not prohibited. There must be 
a sufficient justification for discriminatory policies. NOAA would 
evaluate such proposed program changes to determine if such 
discrimination is warranted and also whether a prohibition of an 
activity would violate the national interest objectives of the CZMA.
    Paragraph (c) codifies long-standing NOAA practice and guidance 
when previously NOAA-approved enforceable policies are no longer 
enforceable for purposes of federal consistency review. If an 
underlying enforceable mechanism, e.g., a state law, is repealed or 
changed in such a way so that an enforceable policy is no longer 
supported by the law, or a court determines a policy is not 
enforceable, then the policy is no longer legally binding under state 
law and could no longer be used for federal consistency purposes. The 
same applies if a policy previously approved by NOAA is subsequently 
preempted by federal law or impacted by a court decision.
    Paragraph (d) describes NOAA criteria for states to amend their 
lists of federal actions subject to federal consistency review and to 
propose geographic location descriptions (GLDs) to review federal 
actions outside the coastal zone, either landward or seaward. This 
paragraph focuses on the need for a state to make an adequate 
justification based on reasonably foreseeable effects to the state's 
coastal uses or resources. For NOAA to find that an activity in a 
proposed GLD outside the coastal zone may have coastal effects, a state 
must show that the impact from an activity will have a reasonably 
foreseeable effect to coastal uses or resources of the state. A state's 
burden to demonstrate coastal effects means that a mere assertion that 
an activity in federal waters will have an impact is insufficient to 
make a finding of reasonably foreseeable coastal effects. Moreover, a 
state's effects analysis must provide more than general assertions of 
impacts or that resources or uses are ``important,'' or should be 
reviewed because of the proximity of an activity to state coastal uses 
or resources. A persuasive coastal effects analysis should identify:
    1. The affected uses (e.g., commercial and recreational fishing, 
boating, tourism, shipping, energy facilities) and resources (e.g., 
fish, marine mammals, reptiles, birds, landmarks).
    2. Where and in what densities the uses and resources are found.
    3. How the state has a specific interest in the resource or use. Be 
specific in showing their connection to the coastal zone of the state 
(e.g., economic values, harvest amounts, vulnerabilities, seasonal 
information relevant to the proposed activity).
    4. Where the proposed activity overlaps with these resources, uses 
and values.
    5. Impacts to the resources or uses from the proposed activity.
    6. The causal connection to the proposed activity, including how 
any

[[Page 78521]]

impacts from the activity results in reasonably foreseeable effects on 
the state's coastal uses or resources.
    7. Why any proposed mitigation may be inadequate.
    8. Empirical data and information that supports the effects 
analysis and can be shown to be reliable; visualizes the affected area, 
resources and uses with maps; and shows values, trends and 
vulnerabilities.

Sec.  923.85 Procedural Requirements of Other Federal Law

    This section describes compliance and consultations under other 
federal law such as ESA, NHPA, MSFCMA or MMPA. This has to do with the 
nature of NOAA's action in approving a program change, in that NOAA can 
approve or deny a program change, but cannot affect the state's ability 
to enact a law and implement it at the state level. NOAA's approval of 
any state or local provisions as enforceable policies of the state's 
management program means those provisions can be used during a state's 
CZMA federal consistency review.
    In addition, it is important to understand the nature of NOAA's 
discretion for the review and approval of program changes when 
informally or formally consulting on Endangered Species Act, other 
federal consultations and addressing tribal concerns.
    The CZMA is not a delegated program; there are not federal CZMA 
standards, there is not a federal coastal zone, and NOAA does not 
implement management programs. The CZMA is a voluntary program and if a 
state chooses to participate it develops a management program unique to 
each state, based on state laws and policies pursuant to general 
program requirements in the CZMA and NOAA's regulations.
    Once NOAA approves a state's management program, NOAA cannot 
require a state to change its program. NOAA can, through periodic 
evaluations of a state's management program under CZMA Sec.  312, 
establish necessary actions if NOAA finds a state is not adhering to 
its NOAA-approved program, but NOAA can only recommend that a state 
change its program to create a different state standard or to address 
emerging issues. If NOAA finds that a state is not adhering to its 
management program and the state does not remedy the issue, NOAA's only 
recourse is to impose financial sanctions by withholding a part of a 
state's annual CZMA implementation grant until the state remedies the 
issue or ultimately NOAA could decertify a state's management program.
    If a state submits a program change, NOAA can approve or disapprove 
that program change. When NOAA reviews a program change, NOAA has a 
limited ability to require a state to make changes to state policies. 
If NOAA disapproves, this does not require a state to change state law. 
Therefore, there is no effect from NOAA's denial on the implementation 
of state law at the state (or local government) level. NOAA's denial 
means the disapproved state policy is not part of the state's NOAA 
approved management program and cannot be used for CZMA federal 
consistency purposes. NOAA cannot use a program change to require 
changes to other parts of a state's management program.

VI. Miscellaneous Rulemaking Requirements

Executive Order 12372: Intergovernmental Review

    This program is subject to Executive Order 12372.

Executive Order 13132: Federalism Assessment

    NOAA has concluded that this regulatory action is consistent with 
federalism principles, criteria, and requirements stated in Executive 
Order 13132. The proposed changes in the program change regulations are 
intended to facilitate federal agency coordination with coastal states, 
and ensure compliance with CZMA requirements. The CZMA and these 
revised implementing regulations promote the principles of federalism 
articulated in Executive Order 13132 by granting the states a qualified 
right to amend their federally-approved management programs to address 
activities that affect the land and water uses or natural resources of 
state coastal zones and to apply these amended management programs to 
federal actions through the CZMA federal consistency provision. CZMA 
Sec.  307 and NOAA's implementing regulations (15 CFR part 930) balance 
responsibilities between federal agencies and state agencies whenever 
federal agencies propose activities, or applicants for a required 
federal license or permit propose to undertake activities, affecting 
state coastal uses or resources. Through the CZMA, federal agencies are 
required to carry out their activities in a manner that is consistent 
to the maximum extent practicable with federally-approved state 
management programs while licensees and permittees are to be fully 
consistent with the state programs. The CZMA and these implementing 
regulations, rather than preempting a state, provide a mechanism for it 
to object to federal actions that are not consistent with the state's 
management program. A state objection prevents the issuance of the 
federal permit or license, unless the Secretary of Commerce overrides 
the objection. Because the CZMA and these regulations promote the 
principles of federalism and enhance state authorities, no federalism 
assessment need be prepared.

Executive Order 12866: Regulatory Planning and Review

    This regulatory action is not significant for purposes of Executive 
Order 12866.

Regulatory Flexibility Act

    The Chief Counsel for Regulation for the Department of Commerce has 
certified to the Chief Counsel for Advocacy of the Small Business 
Administration that the proposed rule, if adopted, would not have a 
significant economic impact on a substantial number of small entities. 
The term ``small entity'' includes small businesses, small 
organizations, and small governmental jurisdictions. The Regulatory 
Flexibility Act (RFA) defines a small jurisdiction as any government of 
a district with a population of less than 50,000.
    The existing regulations do not have a significant economic impact 
on a substantial number of small entities and, thus, these clarifying 
changes will not result in any additional economic impact on affected 
entities. The proposed rule revises provisions of the program change 
regulations to provide for a more effective and efficient process for 
states to amend their management programs, NOAA to review the proposed 
changes, and for federal agencies and the public to comment. The 
program change regulations, and the proposed rule, primarily affect 
states; the proposed changes do not impose any requirements on small 
entities.
    The existing regulations do not, and the proposed rule will not, if 
adopted, have a significant economic impact on a substantial number of 
small entities. Accordingly, an Initial Regulatory Flexibility Analysis 
was not prepared.

Paperwork Reduction Act

    This proposed rule contains no additional collection-of-information 
requirement subject to review and approval by the Office of Management 
and Budget under the Paperwork Reduction Act; rather it changes the 
manner in which states provide information to NOAA and, in some

[[Page 78522]]

cases, eliminates or reduces information currently required.

National Environmental Policy Act

    NOAA has concluded that this proposed regulatory action does not 
have the potential to pose significant impacts on the quality of the 
human environment. Further, NOAA has concluded that this proposed rule, 
if adopted, would not result in any changes to the human environment. 
Therefore, NOAA has concluded that, pursuant to sections 5.05 and 
6.03c.3(i) of NAO 216-6, this proposed rulemaking does not have a 
significant impact on the human environment and is categorically 
excluded from the need to prepare an environmental assessment or 
environmental impact statement pursuant to the requirements of NEPA in 
accordance with NAO 216-6. See also the description above on NEPA 
compliance for program changes.

    Dated: October 24, 2016.
W. Russell Callender,
Assistant Administrator for Ocean Services, National Oceanic and 
Atmospheric Administration.

List of Subjects in 15 CFR Part 923

    Administrative practice and procedure, Coastal zone, Reporting and 
recordkeeping requirements.

    For the reasons stated in the preamble, NOAA proposes to revise 15 
CFR part 923 as follows:

PART 923--COASTAL ZONE MANAGEMENT PROGRAM REGULATIONS

0
1. The authority citation continues to read as follows:

    Authority: 16 U.S.C. 1451 et seq.; 31 U.S.C. 6506; 42 U.S.C. 
3334; Sections 923.92 and 923.94 are also issued under E.O. 12372, 
July 14, 1982, 3 CFR 1982 Comp. p. 197, as amended by E.O. 12416, 
April 8, 1983, 3 CFR 1983 Comp. p. 186.

0
2. Revise subpart H to read as follows:

Subpart H--Changes to Approved Management Programs

Sec.
923.80 General.
923.81 Program change procedures, deadlines, public notice and 
comment and application of federal consistency.
923.82 Program change submissions.
923.83 Program change materials.
923.84 Program change decision criteria.
923.85 Procedural requirements of other Federal law.


Sec.  923.80  General.

    (a) This subpart establishes the criteria and procedures by which 
any proposed change to approved management programs shall be made. The 
term ``program change'' includes all terms used in section 306(e) of 
the Act, including amendment, modification or other program change. 
Draft program changes submitted to NOAA for informal review and comment 
are not subject to these requirements. Unless otherwise specified, the 
term ``NOAA'' refers to the Office for Coastal Management, within 
NOAA's National Ocean Service. (The Office for Coastal Management was 
formerly known as the Office of Ocean and Coastal Resource Management 
and the Coastal Services Center.)
    (b) Pursuant to section 306(e) of the Act, a coastal state may not 
implement any change to a management program as part of its management 
program unless the state submits, and NOAA approves, the change for 
incorporation into the state's federally-approved management program. A 
state shall not use a state or local government policy or requirement 
as an ``enforceable policy'' under 16 U. S.C. 1453(6a) and Sec.  
930.11(h) of this subchapter for purposes of federal consistency under 
16 U.S.C. 1456 and part 930 of this subchapter, unless NOAA has 
approved the incorporation of, and subsequent changes to, the state or 
local policy into the state's management program under this subpart. 
State or local government law not approved by NOAA as part of a state's 
management program remain legal requirements for state and local 
government purposes, but not for CZMA federal consistency purposes.
    (c) For purposes of this subpart, program changes include changes 
to enforceable policies as well as changes to one or more of the 
following management program areas under part 923: Uses Subject to 
Management (Subpart B); Special Management Areas (Subpart C); 
Boundaries (Subpart D); Authorities and Organization (Subpart E); and 
Coordination, Public Involvement and National Interest (Subpart F).
    (d) The phrase ``enforceable policies'' used in this subpart is 
described in 16 U.S.C. 1453(6a) and Sec.  930.11(h) of this subchapter. 
Enforceable policies are the only policies states can use to determine 
whether a federal action is consistent with its management program 
under section 307, the Federal Consistency provision, of the Act (16 
U.S.C. 1456 and part 930 of this subchapter).
    (e) Suspension of grants. Pursuant to section 306(e)(1) of the Act 
and Sec.  923.135 of this subchapter, NOAA may suspend all or part of 
any grant or cooperative agreement made under section 306 of the Act if 
the state has failed to submit a program change identified as a 
necessary action under section 312 of the Act and part 923, subpart L 
(Review of Performance) and pursuant to the requirements for NOAA to 
notify the Governor of a state under the enforcement provisions of 
Sec.  923.135 of this subchapter.


Sec.  923.81   Program change procedures, deadlines, public notice and 
comment and application of federal consistency.

    (a) Pursuant to section 306(d)(6) of the Act and Sec.  930.11(o) of 
this subchapter, all program changes shall be submitted to NOAA by: The 
Governor of a coastal state with an approved management program; the 
head of the single state agency designated under the management program 
to be the lead state agency for administering the CZMA; or the head of 
an office within the designated single state agency if the state has 
authorized that person to submit program changes. Program changes may 
be submitted to NOAA on a cyclical basis (e.g., quarterly, twice a 
year, annually) or as the changes occur.
    (1) One (1) copy shall be submitted electronically using the 
Program Change Form on NOAA's Program Change Web site and addressed to: 
Chief, Stewardship Division, Office for Coastal Management, NOAA, 1305 
East-West Hwy., 10th Floor, Silver Spring, MD 20910.
    (i) If a state is not able to electronically send all or part of a 
program change to NOAA through NOAA's Program Change Web site, the 
state and NOAA shall agree to an alternative method (e.g., email, 
electronic CD, or a state Web site). In such instances, NOAA will, to 
the extent practicable, post the program change to NOAA's Program 
Change Web site.
    (2) All deadlines and timeframes under this subpart shall start on 
the first full business day after the day NOAA receives a program 
change (Day 1). For example, if a submission is received on a Thursday, 
day one of NOAA's review period would be Friday; if the day of receipt 
is Friday and Monday is a federal holiday, Day 1 would be Tuesday. All 
days, starting with Day 1, are included in the calculation of total 
time for a deadline, including weekends and federal holidays. A state 
may request that NOAA's review period begin on a specified date 
following receipt by NOAA.
    (b) When NOAA receives a program change, NOAA shall notify the 
state (via email or letter) of the date the program change was received 
and NOAA's expected decision deadline. NOAA will also notify the state 
if NOAA determines the submission is incomplete. If NOAA

[[Page 78523]]

determines a submission is incomplete, NOAA shall inform the state that 
the program change review timeline shall not start until the missing 
information is submitted. During NOAA's review of a program change 
request, NOAA may request additional information that NOAA needs to 
make its decision.
    (c) NOAA shall respond to the state (via email or letter) within 30 
calendar days after the date NOAA receives a program change. The 30 
days starts on Day 1. If NOAA does not respond within the 30-day 
period, then NOAA's approval is presumed. NOAA may extend its review 
period up to 120 days after receipt of a program change request, if 
NOAA so notifies the state during the 30-day period. NOAA can extend 
beyond 120 days only as necessary to meet the requirements of the 
National Environmental Policy Act (NEPA) (42 U.S.C. 4321 et seq.). NOAA 
shall inform the state via email or letter whether NOAA approves, 
approves in part, approves with qualifications or denies the 
incorporation of the program change into the state's management 
program.
    (d) Pre-submission consultation. States shall, to the extent 
practicable, consult with NOAA prior to state adoption of new or 
revised state laws, policies, regulations, and other changes the state 
intends to submit to NOAA as a program change. States are encouraged to 
submit draft program changes to NOAA for informal review and comment 
prior to submitting a program change. If consulted, NOAA shall review 
draft submissions to identify issues that would need to be addressed in 
the formal submission.
    (e) Public Notice and Comment.
    (1) A state shall post a public notice of its program change on the 
state's management program Web site in a conspicuous manner, and email 
or mail the public notice to local and regional offices of relevant 
federal agencies, federal agency CZMA headquarter contacts identified 
on NOAA's federal consistency Web site, affected local governments and 
state agencies, and to individuals requesting direct notice. The state 
shall post its public notice prior to, or on the same date as, the date 
the state submits the electronic program change to NOAA. NOAA's program 
change review period shall not start until NOAA informs the state that 
it has received the program change. To meet the requirement for direct 
public notice (via email or mail), states are encouraged to maintain a 
coastal management listserv or mailing list. In addition to posting the 
public notice on the state's Web site and notifying the parties 
described above, states may, but are not required to, publish the 
notice in any state bulletin or newspaper.
    (2) A state's public notice shall:
    (i) Describe the nature of the program change;
    (ii) If applicable, identify any new, modified or deleted 
enforceable policies of the management program;
    (iii) Indicate that any comments on the content of the program 
change shall be submitted to NOAA through NOAA's Program Change Web 
site within 21 calendar days of the date NOAA's review period starts; 
and
    (3) NOAA shall post all program changes on its Program Change Web 
site where any interested party may review or download materials. NOAA 
shall also post on its Program Change Web site deadlines, extensions 
and any comments received. For each program change posted on NOAA's Web 
site, NOAA shall notify the federal agency CZMA headquarter contacts 
(identified on NOAA's federal consistency Web site) via email. In 
addition, any party may request through the Program Change Web site 
that NOAA notify them via email when program changes are submitted by 
one or more state(s). NOAA's email shall also state that any party may 
submit comments to NOAA on a program change request within 21 calendar 
days from the date NOAA's review period starts.
    (4) NOAA may, at its discretion, extend the public comment period 
or hold a public hearing. NOAA shall only consider holding a public 
hearing for a program change that would substantially change a 
management program and/or be controversial.
    (5) NOAA shall post its program change decisions on its CZMA 
Program Change Web site and shall notify, by email, federal agency CZMA 
headquarter contacts and individuals requesting such notice. A state 
shall post NOAA's decision regarding a state's program change on the 
state agency's Web site.
    (f) Application of approved program changes for federal consistency 
purposes under section 307 of the Act (16 U.S.C. 1456) and part 930 of 
this subchapter. Changes to a state's management program and 
enforceable policies shall be applicable for federal consistency 
purposes on the date NOAA approves the changes. The effective date for 
the approved changes will be the date on NOAA's approval letter. NOAA 
will post its program change decision letters on its Program Change Web 
site. Approved program changes shall not apply retroactively to state 
federal consistency reviews under part 930 of this subchapter, subparts 
C, D, E or F, for proposed federal actions where a federal agency 
(subpart C), applicant (subpart D), person (subpart E), or applicant 
agency (subpart F) had submitted to the management program a 
consistency determination or consistency certification prior to NOAA's 
approval, except as allowed by part 930 of this subchapter, unless the 
proposed federal action was finalized or authorized and there is a 
substantial change, amendment or renewal proposed for the federal 
action on or after the date of NOAA's approval of a program change, 
pursuant to the applicable subpart of part 930.


Sec.  923.82   Program change submissions.

    (a) As required by CZMA Sec.  306(e)(3)(A), coastal states may not 
implement a change as part of its approved management program unless 
the change is approved by NOAA. In accordance with Sec.  923.81 and 
Sec.  923.83, states shall submit program changes to NOAA for approval 
using the Program Change Form on NOAA's Program Change Web site.
    (b) The following types of program changes shall be approved by 
NOAA as long as they satisfy the decision criteria in Sec.  923.84 and 
do not raise issues under any federal laws, as described in Sec.  
923.85:
    (1) Editorial or non-substantive changes (e.g., citation changes, 
minor technical changes, or changes to state agency name) to state 
laws, regulations, enforceable policies, local government coastal 
management programs or plans that contain enforceable policies, and 
other authorities;
    (2) Changes to special area management plans that do not change a 
state's coastal zone boundary, enforceable policies or geographic 
location descriptions, and are not otherwise used by the state for 
federal consistency review;
    (3) Changes to the organization of a state's management program if 
the management program's structure and responsibilities will remain 
intact; and
    (4) Changes to enforceable policies previously approved by NOAA 
that make minor substantive revisions consistent with the scope and 
application of the previously approved enforceable policy. If the 
proposed changes are not consistent with the scope and application of 
the previously approved enforceable policy, then NOAA shall more 
closely review the changes to ensure they satisfy the decision 
criteria.
    (c) Any program change that is not described in paragraph (b) of 
this section shall be reviewed by NOAA to ensure the state's management 
program will remain approvable if the proposed

[[Page 78524]]

program change is approved. These changes include:
    (1) Changes to the five program approval areas, including: Uses 
Subject to Management (subpart B of this part); Special Management 
Areas (subpart C of this part); Boundaries (subpart D of this part); 
Authorities and Organization (subpart E of this part); and 
Coordination, Public Involvement and National Interest (subpart F of 
this part);
    (2) Changes to enforceable policies, including modifications, 
additions and deletions;
    (3) Changes to provisions that are not enforceable policies, but 
which a state may use to evaluate the scope or applicability of an 
enforceable policy (e.g., definitions, advisory statements);
    (4) Changes to local government coastal management programs or 
plans if those local programs or plans contain enforceable policies 
that the state uses for federal consistency review. States are not 
required to submit program changes for local government coastal 
management programs or plans that do not contain enforceable policies 
for federal consistency review; and
    (5) Changes or additions to the state's federal consistency list or 
geographic location descriptions (part 930 of this subchapter);
    (6) Changes or additions to Necessary Data and Information (930.58 
of this subchapter).
    (d) Changes to state Clean Air Act (CAA) and Clean Water Act (CWA) 
Pollution Control Requirements. Pursuant to section 307(f) of the Act, 
requirements established by the CWA (33 U.S.C. 1251-1387) and the CAA 
(42 U.S.C. 7401-7671), or established by the Federal Government or by 
any state or local government pursuant to the CWA and CAA shall be 
incorporated in state management programs and shall be the water 
pollution control and air pollution control requirements applicable to 
such management program. Therefore, states are not required to submit 
as program changes any changes to state CAA and CWA provisions.


Sec.  923.83   Program change materials.

    (a) All program changes submitted to NOAA shall be submitted in 
accordance with Sec.  923.81. Using the Program Change Form, a state 
shall provide a brief description of the proposed program change(s) and 
a current version of the document(s) containing the program change 
(e.g., text of the revised statute, regulation, policy, map, etc.). 
States shall use the Program Change Form to provide information for:
    (1) Changes to the five program approval areas. States shall 
indicate if the proposed program change(s) affect any of the five 
management program approval areas under this part:
    (i) Uses Subject to Management (subpart B);
    (ii) Special Management Areas (subpart C);
    (iii) Boundaries (subpart D);
    (iv) Authorities and Organization (subpart E); or
    (v) Coordination, Public Involvement and National Interest (subpart 
F).
    The state shall refer to its program approval findings and any 
other relevant documents and make a statement that, to the best of the 
state's knowledge, its management program would continue to satisfy 
these five areas if the proposed changes are approved by NOAA.
    (2) Changes or additions to enforceable policies. States shall 
identify new, revised or deleted enforceable policies and describe the:
    (i) Title of the policy or statutory section, if applicable;
    (ii) If previously approved by NOAA, whether the proposed policy 
revisions are consistent with the scope and application of the 
previously approved version;
    (iii) State legal citation for the policy (do not use public law 
numbers);
    (iv) Date the policy was last updated by the state;
    (v) Date the policy was last approved by NOAA; and
    (vi) State enforceable mechanism that makes the policy enforceable 
under state law. The phrase ``enforceable mechanism'' means a state 
authority that makes an enforceable policy legally binding under state 
law, as described in this subpart and Sec.  930.11(h) of this 
subchapter. Examples of an enforceable mechanism include state 
statutes, regulations, permitting programs, local government ordinances 
or court decisions. If an enforceable mechanism is changed so that an 
enforceable policy is no longer legally binding under state law, then 
the enforceable policy shall be submitted as a program change with a 
new underlying state enforceable mechanism; otherwise the policy is no 
longer enforceable for purposes of state CZMA federal consistency 
reviews under part 930 of this subchapter.
    (3) Changes or additions to the state's federal consistency list or 
geographic location descriptions.
    (i) For each new or revised listed federal action, states shall 
describe the:
    (A) type of federal action;
    (B) specific federal statutory authority;
    (C) responsible federal agency; and
    (D) reasonably foreseeable effects to the uses and resources of the 
state's coastal zone (Sec.  923.84(d) of this part).
    (ii) For each new or revised geographic location description, 
states shall describe the:
    (A) geographic location description, using specific geographic 
boundaries;
    (B) listed federal actions to be included within a geographic 
location description; and
    (C) reasonably foreseeable effects to the uses and resources of the 
state's coastal zone.
    (iii) Exception for state and federal agreements made as part of a 
regional ocean plan prepared by a Regional Planning Body under the 
National Ocean Policy Executive Order 13547 (75 FR 43022 (July 22, 
2010)). Geographic location descriptions and changes to state lists of 
federal license or permit activities that describe general concurrences 
for minor federal license or permit activities resulting from state and 
federal agency agreements as part of a Regional Planning Body's 
regional ocean plan, and agreed to by NOAA through the Regional 
Planning Body process, shall be part of a state's management program 
once the Regional Planning Body's regional ocean plan is approved by 
the Regional Planning Body and certified by the National Ocean Council. 
No further submission to NOAA shall be required; the requirements of 
Sec.  930.53 of this subchapter and this part for notification to 
federal agencies and the public shall be met by the Regional Planning 
Body process.
    (4) Changes to Necessary Data and Information. States shall 
describe any changes or additions to Necessary Data and Information 
approved by NOAA in accordance with Sec.  930.58 of this subchapter and 
explain why such information is necessary in order for the state to 
commence its federal consistency review period.
    (5) NOAA's decision criteria. The state shall indicate that the 
program change meets each of NOAA's decision criteria in Sec.  923.84.
    (6) Impacts relating to other federal laws. The state shall 
describe whether and how the program change will impact the following:
    (i) Resources or interests of any federally-recognized American 
Indian or Alaska Native tribal government.
    (ii) Threatened or endangered species listed under the federal 
Endangered Species Act (ESA);
    (iii) Historic properties designated under the National Historic 
Preservation Act (NHPA);
    (iv) Essential fish habitat designated under the Magnuson Stevens 
Fishery Conservation and Management Act (MSFCMA);

[[Page 78525]]

    (v) Marine mammals managed under the Marine Mammal Protection Act 
(MMPA); and
    (vi) Other resources managed under other federal statutes.
    (7) The state shall identify the state's Web site where the public 
notices for the notification and submission requests are, or will be, 
located and where, if applicable, state documents related to the 
request may be viewed.
    (8) The state shall submit to NOAA any substantive correspondence 
between the state and federal agencies (not including NOAA's Office for 
Coastal Management) concerning the development of the changes that are 
the subject of the program change request.
    (9) The state shall indicate if the program change was developed 
pursuant to section 309 of the Act (16 U.S.C. 1456b--Coastal zone 
enhancement grants) and, if so, shall state the strategy title and 
years the strategy was carried out.
    (10) The state shall indicate if the program change was developed 
as a necessary action pursuant to section 312 of the Act (16 U.S.C. 
1458--Review of performance) and, if so, shall briefly describe the 
necessary action.


Sec.  923.84   Program change decision criteria.

    (a) NOAA shall review all program changes on a case-by-case basis. 
NOAA shall determine whether a management program, if changed, would 
continue to satisfy the applicable program approval criteria of CZMA 
Sec.  306(d) and subparts B through F of this part and the requirements 
of this subpart (subpart H).
    (b) Enforceable policies. In order for NOAA to approve the 
incorporation of a new or revised enforceable policy into a state's 
management program, the policy shall:
    (1) Be legally binding under state law;
    (2) Contain standards of sufficient specificity to guide public and 
private uses. A policy is not enforceable if it merely directs a state 
agency to develop regulations or standards.
    (i) Definitions, procedures and information requirements are 
essential elements of determining compliance with regulatory and permit 
standards. As such, a state law or regulation that contains numerous 
standards, definitions, procedures, and information requirements may be 
considered enforceable in its entirety after consultation with NOAA. If 
NOAA determines that a law or regulation may be considered enforceable 
in its entirety, a state does not have to identify non-enforceable 
parts of the law or regulation.
    (3) Apply only to areas and/or entities under state jurisdiction;
    (4) Not refer to or otherwise purport to apply to federal agencies, 
federal lands or federal waters. The Act does not authorize states to 
establish regulatory standards for federal agencies or for federal 
lands or waters. A state policy that would regulate or otherwise 
establish standards for federal agencies or federal lands or waters 
shall not meet the Act's definition of ``enforceable policy'' (i.e., 
legally binding under state law) under 16 U.S.C. 1453(6a). States apply 
their NOAA-approved enforceable policies to federal actions, regardless 
of location, through CZMA federal consistency reviews under 16 U.S.C. 
1456 and part 930 of this subchapter;
    (5) Not, on its face, be preempted by federal law. If a state 
policy seeks to regulate an activity where state regulation is 
preempted by federal law, the policy is not legally binding under state 
law and shall not be an enforceable policy under 16 U.S.C. 1453(6a). 
Policies previously approved by NOAA as enforceable policies shall no 
longer be enforceable if federal law enacted after NOAA's approval 
subsequently preempts the state policy;
    (6) Not incorporate by reference other state or local requirements 
that are not identified, described and evaluated as part of the program 
change request. Any state or local requirements incorporated by 
reference shall not be applicable for federal consistency review 
purposes unless separately approved by NOAA as enforceable policies;
    (7) Not discriminate against a particular type of activity or 
entity. Enforceable policies shall be applied to all relevant public 
and private entities that would have similar coastal effects. 
Enforceable policies may be specific to a particular type of activity 
or entity if NOAA agrees that a state has demonstrated that the 
activity or entity present unique circumstances; or
    (8) Not adversely affect the national interest in the CZMA 
objectives described in 16 U.S.C. 1451 and 1452.
    (c) Effect of Prior Program Change Approvals. If enforceable 
policies previously approved by NOAA become obsolete or non-enforceable 
through application of subsequently enacted state or federal law, such 
policies will no longer be enforceable for purposes of CZMA federal 
consistency review. For example, a state law change may repeal a 
previous policy or may change the policy in a manner that changes the 
scope and application of the policy. In such cases, the previously 
approved enforceable policy is no longer applicable under state law and 
the new or revised policy is not applicable for federal consistency 
purposes until that policy has been submitted by the state as a program 
change and approved by NOAA. A previously approved enforceable policy 
may also become non-enforceable and no longer legally binding under 
state law if subsequent federal law preempts state regulation of a 
particular activity.
    (d) Changes to a management program's federal consistency list or a 
new or revised geographic location description under part 930 of this 
subchapter, subparts C, D, E, F or I. For changes to a management 
program's list of federal actions or a new or revised geographic 
location description, the state's effects analysis shall be based on 
information that would allow NOAA to find that the listed activity, 
either within the state's coastal zone or within a geographic location 
described outside the state's coastal zone, would have reasonably 
foreseeable effects on the uses or resources of the state's coastal 
zone. A state's analysis asserting impacts to uses or resources outside 
of the coastal zone shall not, by itself, demonstrate a coastal effect; 
rather, the state shall describe a causal connection of how an impact 
outside the coastal zone could result in a coastal effect. A state's 
effects analysis shall not be based on unsupported conclusions, 
speculation or the mere existence of coastal uses or resources within a 
geographic location. A state's coastal effects analysis shall, to the 
extent practicable, identify:
    (1) The affected uses (e.g., commercial and recreational fishing, 
boating, tourism, shipping, energy facilities) and resources (e.g., 
fish, marine mammals, reptiles, birds, landmarks).
    (2) Where and in what densities the uses and resources are found.
    (3) How the state has a specific interest in the resource or use. 
Be specific in showing their connection to the coastal zone of the 
state (e.g., economic values, harvest amounts, vulnerabilities, 
seasonal information relevant to the proposed activity).
    (4) Where the proposed activity overlaps with these resources, uses 
and values.
    (5) Impacts to the resources or uses from the proposed activity.
    (6) The causal connection to the proposed activity, including how 
the impacts from the activity results in reasonably foreseeable effects 
on the state's coastal uses or resources.
    (7) Why any proposed mitigation may be inadequate.
    (8) Empirical data and information that supports the effects 
analysis and: can be shown to be reliable; visualizes the affected 
area, resources and uses with maps; and shows values, trends and 
vulnerabilities.

[[Page 78526]]

Sec.  923.85   Procedural requirements of other Federal law.

    (a) NOAA shall determine on a case-by-case basis whether each 
program change requires NOAA to take additional actions under any other 
federal requirement described below.
    (1) If a state's program change will affect the resources or 
interests of any federally-recognized American Indian or Alaska Native 
tribal government (tribe), NOAA shall contact the affected tribe(s) and 
determine if Government-to-Government consultation is desired under 
Executive Order 13175 (Nov. 6, 2000).
    (2) If, for the purposes of ESA, NHPA, MSFCMA or MMPA compliance, 
NOAA determines that a state's program change will have effects on 
listed threatened or endangered species, historic properties, essential 
fish habitat or marine mammals, then NOAA shall determine if 
consultation is needed with the applicable federal agency under the 
ESA, NHPA, MSFCMA and MMPA.
    (3) When NOAA determines whether to consult under other federal 
statutes or tribal executive orders, NOAA's ability to require changes 
to a state's proposed program change are limited by the following:
    (i) Once NOAA approves a state's management program, NOAA cannot 
require a state to change its program. NOAA can, through periodic 
evaluations of a state's management program under section 312 of the 
Act, establish necessary actions if NOAA finds a state is not adhering 
to its NOAA-approved program, but NOAA can only recommend that a state 
change its program to create a different state standard or to address 
emerging issues; and
    (ii) NOAA can approve or disapprove a program change request. When 
NOAA reviews a program change, NOAA has a limited ability to require a 
state to make changes to state policies. If NOAA disapproves a program 
change request, this does not require a state to change state law. 
Therefore, there is no effect from NOAA's denial on the implementation 
of state law at the state (or local government) level. NOAA's denial 
means the disapproved state policy is not part of the state's NOAA-
approved management program and cannot be used for CZMA federal 
consistency purposes. NOAA cannot use a program change to require 
changes to other parts of a state's management program.

[FR Doc. 2016-26680 Filed 11-7-16; 8:45 am]
 BILLING CODE 3510-08-P



                                               78514

                                               Proposed Rules                                                                                                Federal Register
                                                                                                                                                             Vol. 81, No. 216

                                                                                                                                                             Tuesday, November 8, 2016



                                               This section of the FEDERAL REGISTER                    unnecessary requirements in the current               FOR FURTHER INFORMATION CONTACT: Mr.
                                               contains notices to the public of the proposed          regulations; establish program change                 Kerry Kehoe, Federal Consistency
                                               issuance of rules and regulations. The                  documentation that all states would                   Specialist, Office for Coastal
                                               purpose of these notices is to give interested          adhere to; continue to ensure that                    Management, NOAA, at 240–533–0782
                                               persons an opportunity to participate in the            federal agencies and the public have an               or kerry.kehoe@noaa.gov.
                                               rule making prior to the adoption of the final
                                               rules.
                                                                                                       opportunity to comment to NOAA on a                   SUPPLEMENTARY INFORMATION:
                                                                                                       state’s proposed change to its
                                                                                                       management program; and comply with                   I. Background
                                               DEPARTMENT OF COMMERCE                                  the requirements of the CZMA and other                   Unless otherwise specified, the term
                                                                                                       applicable federal law. The proposed                  ‘‘NOAA’’ refers to the Office for Coastal
                                               National Oceanic Atmospheric                            rule also addresses comments submitted                Management, within NOAA’s National
                                               Administration                                          on the ANPR.                                          Ocean Service. The Office for Coastal
                                                                                                       DATES: Comments on this notice must be                Management formed in 2014 through
                                               15 CFR Part 923                                         received by January 9, 2017.                          the merger of the Office of Ocean and
                                               [Docket No. 080416573–6895–02]                          ADDRESSES: You may submit comments                    Coastal Resource Management and the
                                                                                                       on this proposed rule, identified by                  Coastal Services Center.
                                               RIN 0648–AW74                                           NOAA–NOS–2016–0137, by either of                         The CZMA (16 U.S.C. 1451–1466) was
                                                                                                       the following methods:                                enacted on October 27, 1972, to
                                               Changes to the Coastal Zone
                                                                                                          • Electronic Submission: Submit all                encourage coastal states, Great Lake
                                               Management Act Program Change                                                                                 states, and United States territories and
                                                                                                       electronic public comments via the
                                               Procedures                                                                                                    commonwealths (collectively referred to
                                                                                                       Federal e-Rulemaking Portal
                                               AGENCY:  Office for Coastal Management,                 www.regulations.gov. To submit                        as ‘‘coastal states’’ or ‘‘states’’) to be
                                               National Ocean Service, National                        comments via the e-Rulemaking Portal,                 proactive in managing the uses and
                                               Oceanic Atmospheric Administration                      first click the ‘‘Submit a Comment’’                  resources of the coastal zone for their
                                               (NOAA), Department of Commerce                          icon, then enter NOAA–NOS–2016–                       benefit and the benefit of the Nation.
                                               (Commerce).                                             0137 in the keyword search. Locate the                The CZMA recognizes a national
                                               ACTION: Proposed rule; request for                      document you wish to comment on                       interest in the uses and resources of the
                                               comments.                                               from the resulting list and click on the              coastal zone and in the importance of
                                                                                                       ‘‘Submit a comment’’ icon on the right                balancing the competing uses of coastal
                                               SUMMARY:   The National Oceanic and                     of that line.                                         resources. The CZMA established the
                                               Atmospheric Administration (NOAA)                          • Mail: Submit written comments to                 National Coastal Zone Management
                                               wants to provide states and NOAA with                   Mr. Kerry Kehoe, Federal Consistency                  Program, a voluntary program for states.
                                               a more efficient process for making                     Specialist, Office for Coastal                        If a state decides to participate in the
                                               changes to state coastal management                     Management, NOAA, 1305 East-West                      program it must develop and implement
                                               programs (‘‘management programs’’).                     Highway, 10th Floor, N/OCM6, Silver                   a comprehensive management program
                                               NOAA proposes to revise the Coastal                     Spring, MD 20910. Attention: CZMA                     pursuant to federal requirements. See
                                               Zone Management Act (CZMA) program                      Program Change Comments.                              CZMA § 306(d) (16 U.S.C. 1455(d)); 15
                                               change regulations and associated                          Instructions: Comments must be                     CFR part 923. Of the thirty-five coastal
                                               guidance (Program Change Guidance                       submitted by one of the above methods                 states that are eligible to participate in
                                               (July 1996) and Addendum (November                      to ensure that the comments are                       the National Coastal Zone Management
                                               2013)) within our regulations. Under the                received, documented, and considered                  Program, thirty-four have federally-
                                               CZMA, a coastal state may not                           by NOS. Comments sent by any other                    approved management programs. Alaska
                                               implement any amendment,                                method, to any other address or                       is currently not participating in the
                                               modification, or other change as part of                individual, or received after the end of              program.
                                               its approved management program                         the comment period, may not be                           An important component of the
                                               unless the amendment, modification, or                  considered. All comments received are                 National Coastal Zone Management
                                               other change is approved by the                         a part of the public record and will                  Program is that state management
                                               Secretary of Commerce under this                        generally be posted for public viewing                programs are developed with the full
                                               subsection. Once NOAA approves the                      on www.regulations.gov without change.                participation of state and local agencies,
                                               incorporation of a change into a                        All personal identifying information                  industry, the public, other interested
                                               management program, any new or                          (e.g., name, address, etc.) submitted                 groups and federal agencies. See e.g., 16
                                               amended management program                              voluntarily by the sender will be                     U.S.C. 1451(i) and (m), 1452(2)(H) and
                                               enforceable policies are applied to                     publicly accessible. Do not submit                    (I), 1452(4) and (5), 1455(d)(1) and
                                               federal actions through the CZMA                        confidential business information, or                 (3)(B), and 1456. The comprehensive
                                               federal consistency provision. This                     otherwise sensitive or protected                      state management programs must
Lhorne on DSK30JT082PROD with PROPOSALS




                                               proposed rule addresses the issues                      information. NOS will accept                          address the following areas pursuant to
                                               raised in NOAA’s Advanced Notice of                     anonymous comments (enter ‘‘N/A’’ in                  15 CFR part 923:
                                               Proposed Rulemaking, 73 FR 29093                        the required fields if you wish to remain                1. Uses Subject to Management
                                               (May 20, 2008) (ANPR) to: Provide a                     anonymous). Attachments to electronic                 (Subpart B);
                                               more efficient process for states and                   comments will be accepted in Microsoft                   2. Special Management Areas
                                               NOAA to make changes to state                           Word or Excel, WordPerfect, or Adobe                  (Subpart C);
                                               management programs; remove                             PDF file formats only.                                   3. Boundaries (Subpart D);


                                          VerDate Sep<11>2014   14:20 Nov 07, 2016   Jkt 241001   PO 00000   Frm 00001   Fmt 4702   Sfmt 4702   E:\FR\FM\08NOP1.SGM   08NOP1


                                                                    Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules                                           78515

                                                  4. Authorities and Organization                      changes include whether the change                    state management program enforceable
                                               (Subpart E); and                                        would: (1) Affect CZMA national                       policies.
                                                  5. Coordination, Public Involvement                  interest objectives; (2) attempt to
                                               and National Interest (Subpart F).                                                                            II. Need for Revised Program Change
                                                                                                       regulate federal agencies, lands or
                                                  NOAA approval is required for the                                                                          Regulations
                                                                                                       waters, or areas outside state
                                               establishment of a state management                     jurisdiction; (3) be preempted by federal                The current program change
                                               program. Once approved, changes to                      law; (4) discriminate against particular              regulations, 15 CFR part 923, subpart H,
                                               one or more of the program management                   coastal users or federal agencies; (5)                have been in place since the late 1970s.
                                               areas listed above, including new or                    include policies that are enforceable                 The CZMA was revised in 1990, in part,
                                               revised enforceable policies, must be                   under state law; and (6) raise issues                 to place greater emphasis on state
                                               submitted to NOAA for approval                          under the National Environmental                      management program enforceable
                                               through the program change process.                     Policy Act (NEPA), Endangered Species                 policies. This has led to an increase in
                                                  Program changes are important for                    Act (ESA), Marine Mammal Protection                   the number of program changes
                                               several reasons: The CZMA requires                      Act (MMPA), National Historic                         submitted to NOAA and the workload
                                               states to submit changes to their                       Preservation Act (NHPA), Magnuson                     for state and federal staff. States and
                                               programs to NOAA for review and                         Stevens Fisheries Conservation and                    NOAA have, therefore, recognized the
                                               approval (16 U.S.C. 1455(e)); state                     Management Act (MSFCMA) or other                      need to clarify the program change
                                               programs are not static—laws and issues                 federal laws.                                         procedures and to provide a more
                                               change, requiring continual operation of                  NOAA review and approval of                         administratively efficient submission
                                               the CZMA state-federal partnership; and                 program changes is also important                     and review process. In 1996, NOAA
                                               the CZMA ‘‘federal consistency’’                        because the CZMA provides for federal                 made minor revisions to the regulations
                                               provisions require that federal actions                 agency and public participation in the                and also issued program change
                                               that have reasonably foreseeable coastal                content of a state’s management                       guidance that further described program
                                               effects be consistent with the                          program. NOAA can only approve                        change requirements. In 2013, NOAA
                                               enforceable policies of federally-                      management programs and changes to                    issued an addendum to the 1996
                                               approved management programs. The                       management programs after federal                     program change guidance for added
                                               state-federal partnership is a                          agencies and the public have an                       clarification. Over the years, states and
                                               cornerstone of the CZMA. The primacy                    opportunity to comment on the content                 NOAA have, at times, found the
                                               of state decisions under the CZMA and                   of the program change. Within the                     regulations difficult to interpret. For
                                               compliance with the CZMA federal                        context of the CZMA federal                           example, there has been confusion
                                               consistency provision is balanced with                  consistency provisions, an enforceable                about determining: When a program
                                               adequate consideration of the national                  policy is a state policy that has been                change is ‘‘routine’’ versus an
                                               interest in CZMA objectives; the                        incorporated into a state’s federally-                ‘‘amendment;’’ when a program change
                                               opportunity for federal agency input                    approved management program, is                       is ‘‘substantial;’’ what level of state
                                               into the content of state management                    legally binding under state law (e.g.,                analysis is required; what level of detail
                                               programs; NOAA evaluation of                            through constitutional provisions, laws,              is needed for a policy to be enforceable;
                                               management programs and NOAA                            regulations, land use plans, ordinances,              and what can be approved as an
                                               review and approval of changes to                       or judicial or administrative decisions),             enforceable policy.
                                               management programs.                                    and by which a state exerts control over
                                                  In establishing and maintaining their                private and public coastal uses and                   III. Objectives of the Proposed Rule
                                               federally-approved management                           resources. See 16 U.S.C. 1453(6a) and 15                 NOAA’s objectives in revising the
                                               programs, states must consider national                 CFR 930.11(h) (enforceable policy). This              program change regulations are to:
                                               interest objectives of the CZMA in                      means that enforceable policies must be                  1. Establish a clear, efficient and
                                               addition to state and local interests. The              given legal effect by state law and                   transparent process for program change
                                               national interest objectives of the CZMA                cannot apply to federal lands, federal                review;
                                               include:                                                waters, federal agencies or other areas or               2. Describe approval criteria and how
                                                  • Effective management, beneficial                   entities outside a state’s jurisdiction,              these apply;
                                               use, protection and development of the                  unless authorized by federal law. Also,                  3. Use terminology from the CZMA,
                                               coastal zone (16 U.S.C. 1451(a));                       the CZMA § 307 federal consistency                    including time lines and extensions;
                                                  • important ecological, cultural,                    provision requires that state enforceable                4. Eliminate the distinction between
                                               historic and esthetic values of the                     policies are the standards that apply to              ‘‘routine program changes (RPCs)’’ and
                                               coastal zone are essential to the well-                 federal agency activities, federal license            ‘‘amendments.’’ This would remove the
                                               being of all citizens (16 U.S.C. 1451(d));              or permit activities, outer continental               program change analysis currently done
                                                  • anticipating and planning for the                  shelf plans and federal financial                     by states to determine if a change is
                                               effects of climate change (16 U.S.C.                    assistance activities. 16 U.S.C. 1456; see            substantial, and therefore an
                                               1451(l));                                               also 15 CFR 930.11(h). Therefore,                     amendment, and instead require states
                                                  • managing coastal development to                    federal agencies and the public must                  to describe the nature of the program
                                               minimize the loss of life and property                  have an opportunity to review proposed                change and indicate whether the state
                                               caused by improper development and                      substantive changes to a state’s                      believes the program change would
                                               coastal storms (16 U.S.C. 1452(2)(B));                  enforceable policies.                                 impact CZMA program approvability
                                               and                                                       Program changes are also important                  areas, national interest objectives, or
                                                  • giving priority consideration to                   because the CZMA federal consistency                  compliance with other federal laws. The
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                                               coastal-dependent uses and orderly                      provision applies only if the federal                 distinction between RPCs and
                                               processes for siting major facilities                   action has reasonably foreseeable                     amendments, and the substantiality
                                               related to national defense, energy,                    coastal effects and a state has applicable            analyses by states are administrative
                                               fisheries, recreation, and ports and                    policies approved by NOAA that are                    and paperwork burdens with little or no
                                               transportation (16 U.S.C. 1452(2)(D)).                  legally enforceable under state law. It is            benefit;
                                                  Some of the important issues NOAA                    therefore important for states to submit                 5. Continue to determine on a case-by-
                                               must consider when evaluating program                   to NOAA for approval timely updates to                case basis the appropriate level of NEPA


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                                               78516                Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules

                                               analysis warranted. With over 35 years                  provisions, land use regulations and                  still satisfies CZMA and NOAA
                                               of reviewing program changes, NOAA                      maps, Oregon suggests two alternatives:               approval requirements.
                                               has determined that the vast majority of                   Alternative A—NOAA would allow a                      In response to the Navy, NOAA
                                               program changes do not, for purposes of                 state to determine that a change in local             believes that all of the Navy’s
                                               NEPA, significantly affect the human                    enforceable policies is consistent with               recommendations have been met in the
                                               environment;                                            the underlying enforceable policies of                proposed rule regarding use of both
                                                  6. Encourage states to use underline/                state statute or rule that were previously            state and NOAA Web sites and listservs
                                               strikeout documents for program change                  approved by NOAA. A state would                       to provide notice of and access to
                                               submissions to show changes to                          submit an annual summary of local                     program changes and NOAA’s decisions
                                               previously approved policies;                           amendments that are consistent with                   as well as relevant timeframes and
                                                  7. Create a program change form that                 underlying state enforceable policies,                decision dates that are dictated
                                               all states would use to submit changes                  along with the dates of approval by the               primarily by statute.
                                               to NOAA, easing state and NOAA                          state management program of the                          2. Describing clearer approval/
                                               paperwork burdens, promoting more                       changes; or,                                          disapproval criteria and how these
                                               consistent submissions and NOAA                            Alternative B—NOAA and each state                  apply.
                                               analyses, and expediting NOAA’s                         would enter into a Memorandum of                         Comments: All commenters support
                                               review;                                                 Understanding that specifies the                      this objective. NOAA’s decision criteria
                                                  8. Use a NOAA ‘‘Program Change Web                   conditions under which a state would                  need to be clearly defined (BCDC).
                                               site’’ through which NOAA would                         submit changes to local statutes and                     The only applicable criteria should be
                                               electronically post program changes and                 administrative rules and regulations,                 that (1) the program continues to meet
                                               public comments received, and notify                    and local enforceable policies.                       the standards set forth in section 306 of
                                               federal agencies and the public of the                     The Navy made various                              the CZMA, and (2) that the revised
                                               status of program changes; and                          recommendations:                                      program does not place an unacceptable
                                                                                                          1. Develop specific and reasonable                 burden on a federal agency operating in
                                                  9. Require states to post program
                                                                                                       timelines that allow sufficient time for              the coastal zone (CSO, Oregon).
                                               change public notices on the state’s
                                                                                                                                                                Allow state policies to refer to state
                                               management program Web site.                            review, and set timelines for related
                                                                                                                                                             and allowable federal codes and
                                                  In addition, the current regulations at              issues such as extensions, preliminary
                                                                                                                                                             regulations without including the full
                                               15 CFR part 923, subpart H, include                     approvals, and requesting mediation;
                                                                                                                                                             text of those authorities (Delaware).
                                               ‘‘termination of approved management                       2. The public should be provided                      NOAA Response: NOAA has
                                               programs.’’ However, sanctions to and                   immediate notice of proposed and final                described its program change decision
                                               termination of management programs                      program changes;                                      criteria in proposed § 923.84 and
                                               are described in detail in Subpart L—                      3. Impose a new requirement for                    believes that the proposed criteria, as
                                               Review of Performance. Therefore, the                   states to assist with notification of the             well as the program change
                                               proposed changes to subpart H would                     public and federal agencies that may                  documentation and form, will clearly
                                               no longer include termination of                        wish to review proposed changes; and                  define the NOAA decision process.
                                               approved management programs.                              4. Use modern information                          NOAA disagrees that its only approval
                                                                                                       technology by providing that posting the              criteria should be a finding that the
                                               Comments on Advanced Notice of
                                                                                                       proposed changes on the Internet, when                program continues to meet the program
                                               Proposed Rulemaking
                                                                                                       combined with an email notification                   approval criteria and does not place an
                                                  Comments were submitted on the                       roster (listserv), serves as official                 unacceptable burden on federal
                                               ANPR by the Coastal States                              notification. Create Web sites that                   agencies. NOAA believes that in order
                                               Organization (CSO), the U.S. Navy, the                  include the state’s proposed text, NOAA               to meet its obligations under the CZMA,
                                               San Francisco Bay Conservation and                      decisions and NEPA documents and                      the proposed decision criteria, which
                                               Development Commission (BCDC) and                       links to state management programs.                   NOAA has been using as a matter of
                                               the states of Delaware and Oregon. Most                    NOAA Response: NOAA believes that                  policy and practice for many years, are
                                               of the comments received on the ANPR                    the proposed program change                           needed to comply with the CZMA and
                                               supported NOAA’s objectives and some                    regulations meet the proposal by Oregon               Congressional intent for NOAA
                                               comments offered suggestions for how                    for minor changes to state management                 oversight. In addition, determining what
                                               some of these objectives might be                       programs. A state could submit program                would be an ‘‘unacceptable burden’’ on
                                               achieved. NOAA presented eight points                   changes as they occur or on a cyclical                federal agencies would be subjective at
                                               in the ANPR to help focus comments.                     basis (twice a year, once a year, etc.) and           best; rather, NOAA’s decision criteria
                                               These eight points and the comments                     NOAA has included this in the                         provide a more objective and legally
                                               submitted to NOAA are discussed                         proposed rule at § 923.81(a). NOAA                    sound basis on which to evaluate state
                                               below.                                                  believes that Oregon’s proposal for local             program changes.
                                                  1. Establishing a clearer and more                   plans and policies: (1) Is not compatible                NOAA also disagrees that states
                                               efficient and transparent process for                   with the CZMA requirement that states                 should be able to impose standards ‘‘by
                                               program change review.                                  submit program changes to NOAA for                    reference’’ when those referenced
                                                  Comments: All commenters support                     review and approval (16 U.S.C. 1455(e));              standards have not been subjected to the
                                               this objective.                                         (2) would not provide adequate                        program change process, NOAA review
                                                  For minor changes to enforceable                     opportunity for NOAA to determine if                  and opportunity for federal agency and
                                               policies, local plans, etc., a simplified               the local policies are consistent with the
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                                                                                                                                                             public comment.
                                               approach could be an annual report to                   decision criteria described in § 923.84;                 3. Using the simpler statutory
                                               NOAA using a NOAA form/checklist                        and (3) would not provide adequate                    language, including time lines,
                                               that would describe the change, scope of                opportunity for federal agency or public              extensions, and preliminary approval.
                                               the change and impacts to enforceable                   comment. NOAA believes that the                          Comments: All commenters support
                                               policies (Oregon).                                      program change submission process in                  this objective.
                                                  For changes to local enforceable                     proposed § 923.82 provides an                            NOAA Response: No response
                                               policies such as comprehensive plan                     alternative for Oregon’s proposal and                 needed.


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                                                                    Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules                                           78517

                                                  4. Keeping the ‘‘routine’’ concept to                provide an opportunity for federal                       5. Removing the ‘‘substantial’’
                                               streamline the process for truly routine                agencies to comment on all program                    evaluations currently done by states and
                                               changes, but do away with ‘‘routine                     changes. At the same time,                            replacing such evaluations with a
                                               program changes (RPCs)’’ and                            administrative burdens on states and                  description of what the change is to the
                                               ‘‘amendments’’ and replace with just                    NOAA will be lessened.                                program. Further evaluations (by states
                                               ‘‘program changes.’’                                       NOAA’s proposed removal of the                     or NOAA) would be for specific CZMA,
                                                  Comments: The commenters support                     distinction between routine changes and               NEPA, ESA, NHPA, etc., purposes, e.g.,
                                               keeping the routine concept and                         amendments is based on NOAA’s                         is an EA or EIS, or ESA consultation
                                               eliminating amendments. The level of                    review of almost one thousand changes                 needed.
                                               analysis should be tailored to fit the                  to management programs over the past                     Comments: BCDC, CSO, Delaware,
                                               complexity of the change to the state’s                 thirty-five years. The vast majority of               Oregon support removing the
                                               program; assigning labels or categories                 these changes were modifications to                   ‘‘substantial’’ evaluations.
                                               to changes does not add to the process                  existing parts of NOAA approved                          Much of the difficulty in the current
                                               (BCDC, CSO, Delaware, Oregon).                          management programs. In only a few                    procedure for compiling and submitting
                                                  The Navy welcomes NOAA’s                             instances did NOAA prepare an                         program changes stems from the
                                               initiative towards improving the                        Environmental Assessment (EA) and                     requirement for a detailed comparison
                                               transparency and ease of the coastal                    Finding of No Significant Impact                      of old and new versions of state laws,
                                               zone management program change                          (FONSI) and even rarer an                             state rules and regulations, and local
                                               review and approval process. The Navy                   Environmental Impact Statement (EIS).                 comprehensive plans and ordinances.
                                               supports NOAA’s suggestion that truly                   The determining factors in the few                    While this side-by-side comparison may
                                               routine program changes be identified                   instances when NOAA prepared an EA                    have some utility, it turns out to have
                                               and their handling streamlined.                         or EIS, were the magnitude of the                     little or no practical value to either
                                               However, the Navy supports a separate                   change proposed by a state, usually                   NOAA or the state, and has become a
                                               process for amendments (substantial                     involving a major new component to the                barrier to making federal consistency
                                               changes) so that affected federal                       management program or a major change                  determinations that reflect current
                                               agencies can comment on the proposals.                  in focus to the existing management                   conditions (Oregon).
                                               The Navy stated that NOAA should                        program. Most of these also involved                     For substantial changes, NOAA
                                               review the types of changes that have                   controversial positions by the state.                 should also provide a Federal Register
                                               been approved over recent years and                        From 1977 to March 2016, there have                Notice to ensure that the public
                                               develop a list of examples deemed to be                 been approximately 862 changes to                     understands what changes are proposed.
                                               routine, and NOAA should use the list                   management programs approved by                       This provides agency personnel who
                                               to prepare descriptive criteria for                     NOAA. Less than 2.5 percent, about                    may not be included on an email list or
                                               routine changes.                                        twenty, were amendments;                              listserv with the opportunity to
                                                  NOAA Response: Consistent with the                   approximately 842 were RPCs. Seventy-                 comment and express their concerns
                                               comments from BCDC, CSO, Delaware                       five percent of the amendments (about                 (Navy).
                                               and Oregon, the program change                          fifteen) were before 1990 and many of                    NOAA Response: NOAA does not
                                               regulations will eliminate the                          these were for the addition of energy                 believe that Federal Register notices, in
                                               distinction between ‘‘routine program                   facility siting plans required by an                  general, are needed, especially since
                                               changes’’ and ‘‘amendments.’’ States                    amendment to the CZMA. For five of the                NOAA will be making program changes
                                               will be required to use a program                       amendments NOAA prepared an EIS                       and related notices publicly available on
                                               change form to identify the changes                     (1998, 1991, 1997, 2004 and 2004) and                 its new ‘‘Program Change Web site.’’
                                               being submitted for approval. The level                 two of these included informal ESA                    Through the Web site, federal agencies
                                               of effort needed by NOAA to review                      consultation. For fourteen of the                     and the public will be able to sign up
                                               changes will correspond to the type of                  amendments NOAA prepared an EA                        to receive program change notices from
                                               changes proposed. All program changes                   and FONSI. Of the approximately 842                   NOAA. However, where there is a major
                                               will be submitted using the same                        RPCs, NOAA prepared an EA and                         change in a state’s management program
                                               process, which will eliminate the need                  FONSI for two of them.                                that may require a separate EA or EIS,
                                               for states to make the former distinction                  State CZMA management programs                     NOAA may decide to publish notices in
                                               between amendments and routine                          are comprehensive programs that, when                 the Federal Register.
                                               program changes. Using the same                         they are being developed, undergo                        6. Establishing use of NEPA
                                               process, in addition to a program change                extensive review by states, NOAA,                     categorical exclusions.
                                               form, should make program change                        federal agencies and the public,                         Comments: CSO and the state of
                                               submissions and review more efficient                   including environmental review and an                 Oregon support this goal, but note that
                                               for state and NOAA staff. Program                       EIS under NEPA. In most instances                     it requires further explanation.
                                               changes identified in proposed                          changes to management programs have                      The Navy recommended that NOAA
                                               § 923.82(b) will be reviewed by NOAA                    added further details to the previously               consider, pursuant to 15 CFR
                                               in a more expedited manner.                             approved management program and                       930.33(a)(3), developing a list of
                                                  NOAA believes it has met the Navy’s                  have not presented issues not                         universal de minimis activities based on
                                               objectives without needing to use the                   considered during initial program                     NEPA categorical exclusions and on
                                               current distinction between routine                     approval and subsequent program                       existing federal activity de minimis lists
                                               program changes and amendments. As                      changes. Under NOAA’s current                         that have been approved by state
                                               explained elsewhere in the proposed                     program change regulations and                        agencies, retaining the ability of states
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                                               rule, this distinction is unnecessary and               guidance these would be routine                       and federal agencies to mutually agree
                                               the history of program changes shows                    program changes (RPCs) and not                        on additional de minimis activities.
                                               that most changes are routine.                          substantial changes, or amendments.                   States could modify the universal de
                                               Moreover, under the proposed program                    NOAA intends to eliminate the                         minimis lists by adding mitigating or
                                               change regulations, NOAA will provide                   distinction between RPCs and                          compliance conditions. Such additions
                                               access to program change materials,                     amendments and just have ‘‘program                    should be subject to the change review
                                               send notices to federal agencies, and                   changes.’’                                            procedures.


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                                               78518                Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules

                                                  NOAA Response: NOAA will                             NOAA’s new ‘‘Program Change Web                       § 923.81 Program Change Procedures,
                                               determine on a case-by-case basis the                   site.’’                                               Deadlines, Public Notice and Comment
                                               appropriate level of NEPA analysis                                                                            and Application of Federal Consistency
                                               warranted for the action. NOAA has                      IV. Explanation of Proposed Changes to
                                                                                                       the CZMA Program Change Regulations                      This section sets forth various
                                               determined that, when applicable, a                                                                           procedures for submitting program
                                               more appropriate process for NEPA                       § 923.80     General                                  changes.
                                               compliance may be use of a categorical                                                                           Paragraph (a). Program changes must
                                               exclusion.                                                 This section describes the general                 be submitted by the Governor of a
                                                  In response to the Navy’s novel                      requirements for program changes.                     coastal state, the head of the single state
                                               approach to using the de minimis                        Paragraph (a) states that the term                    agency designated under the
                                               provision of NOAA’s federal                             ‘‘program changes’’ includes all terms                management program to be the lead
                                               consistency regulations, NOAA does not                  used in the statute, CZMA § 306(e), and               state agency for administering the
                                               believe it could impose such a list of de               identifies the Office for Coastal                     CZMA, or the head of an office within
                                               minimis activities. NOAA does,                          Management as the NOAA office that                    the designated single state agency if the
                                               however, encourage federal agencies to                  administers these regulations. Paragraph              state has authorized that person to
                                               propose de minimis activities and                       (b), derived from CZMA § 306(e), states               submit program changes.
                                               submit these to the coastal states for                  that a coastal state may not implement                   NOAA would no longer require states
                                               their concurrence under the federal                     a change as part of its management                    to mail hard copies of program changes.
                                               consistency provision. See 15 CFR                       program until NOAA approves the                       Rather, all program changes would be
                                               930.33.                                                 program change. Similarly, a coastal                  submitted through the new Program
                                                  7. Submitting underline/strikeout                    state may not use a state or local                    Change Web site or through an
                                               documents showing changes to                            government policy or requirement as an                alternative method, agreed to by the
                                               previously approved policies.                                                                                 state and NOAA, if an electronic
                                                                                                       ‘‘enforceable policy’’ for purposes of
                                                  Comments: BCDC supported the use                                                                           submission through the Web site is not
                                                                                                       federal consistency unless NOAA has
                                               of underline/strikeout documents, but                                                                         possible.
                                                                                                       approved the state or local policy or
                                               stated that NOAA should provide                                                                                  All deadlines and timeframes would
                                               flexibility to account for multiple and                 requirement as an ‘‘enforceable policy.’’
                                                                                                                                                             start on the first full business day after
                                               large-scale changes to a policy over                    State or local government law not
                                                                                                                                                             NOAA receives a program change (Day
                                               time, large documents, etc.                             approved by NOAA as part of a state’s
                                                                                                                                                             1). For example, if a submission is
                                                  CSO found this to be an unnecessary                  management program remain legal
                                                                                                                                                             received on a Thursday, Day one for
                                               and overly burdensome requirement.                      requirements for state and local                      timeline purposes would be Friday; if
                                               CSO stated that there may be instances                  government purposes, but will not be                  the day of receipt is Friday and Monday
                                               where such a technique is employed to                   part of a state’s management program                  is a federal holiday, Day 1 would be
                                               clearly explain a program change, but                   and, therefore, cannot be used for                    Tuesday. All days, starting with Day 1,
                                               this is more appropriately an available                 CZMA federal consistency purposes.                    are included in the calculation of total
                                               tool, rather than a strict requirement.                    Paragraph (d) states that the term                 time for a deadline, including weekends
                                                  The Navy suggested that NOAA                         ‘‘enforceable policies’’ has the same                 and federal holidays. States may request
                                               require submission of underline/                        definition as that included in NOAA’s                 that the official start date occur at a later
                                               strikeout documents showing changes to                  CZMA federal consistency regulations at               time; this is an administrative
                                               previously approved documents.                          15 CFR 930.11(h). NOAA has added                      convenience NOAA has allowed states
                                                  NOAA Response: NOAA encourages                       enforceable policy decision criteria in               to use in the past to account for various
                                               states to use underline/strikeout                       proposed § 923.84. These criteria have                state administrative purposes.
                                               documents but recognizes that such                      been included in NOAA guidance and                       Paragraph (b). NOAA shall confirm
                                               documents are not always practicable.                                                                         receipt of all program changes and
                                                                                                       information documents and have been
                                                  8. Creating a program change                                                                               future deadlines. During NOAA’s
                                                                                                       part of long-standing NOAA
                                               checklist that states would submit to                                                                         review of a program change, NOAA may
                                                                                                       implementation of program changes and
                                               ease state and NOAA paperwork                                                                                 request additional information that it
                                               burdens and promote consistent                          enforceable policies. See, e.g., NOAA’s
                                                                                                                                                             needs to make its decision.
                                               submissions and NOAA analyses.                          Program Change Guidance (July 1996)                      Paragraph (c). This paragraph sets
                                                  Comments: All commenters support                     (http://coast.noaa.gov/czm/consistency/               forth the deadlines NOAA must follow
                                               this objective. One item on this                        media/guidanceappendices.pdf) and                     in responding to state program change
                                               checklist would be formal notification                  NOAA’s Federal Consistency Overview                   requests. The deadlines in paragraph (c)
                                               of federal agencies about program                       document (http://www.coast.noaa.gov/                  are the same as NOAA’s current practice
                                               changes. In addition, CSO and Oregon                    czm/consistency/media/FC_overview_                    and clarify a discrepancy that exists in
                                               suggested that a list of federal agencies               022009.pdf).                                          the current program change regulations
                                               and points of contact for notice of                        Paragraph (e) notes that the                       and the CZMA. NOAA is required by
                                               program changes updated and                             submission of program changes may be                  the Act to respond within 30 calendar
                                               maintained by NOAA would greatly                        required as a necessary action under                  days of receipt of a program change
                                               improve this step in the process. NOAA                  NOAA’s evaluation of management                       request. The 30-day period starts on Day
                                               Response: Through the federal                           programs under CZMA § 312 and 15                      1 (the first full business day after receipt
                                               consistency Web site and the                                                                                  of a program change request). If NOAA
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                                                                                                       CFR part 923, subpart L. Failure to
                                               developing program change Web site                      comply with a necessary action to                     does not respond within the 30-day
                                               there are and will be federal agency                    submit a program change can result in                 period, then NOAA’s approval is
                                               contacts maintained by NOAA. See                                                                              presumed. NOAA may extend its review
                                                                                                       a suspension of CZMA grants pursuant
                                               http://www.coast.noaa.gov/czm/                                                                                period up to 120 days after receipt of a
                                                                                                       to CZMA § 312 and the subpart L
                                               consistency/. In addition, federal                                                                            program change request, if NOAA so
                                               agencies and the public will be able to                 regulations.                                          notifies the state during the 30-day
                                               view program changes posted to                                                                                period. NOAA may continue to extend


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                                                                    Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules                                           78519

                                               its review period up to 120 days and can                at the time the federal action is                     geographic location descriptions outside
                                               extend beyond 120 days for NEPA                         proposed under the various subparts of                the coastal zone, necessary data and
                                               compliance; NOAA would have to                          15 CFR part 930. Applying newly                       information); new or revised coastal
                                               notify the state of the NEPA extension                  approved program changes retroactively                uses; changes in the coastal zone
                                               during the 120-day review period.                       to proposed federal actions would be                  boundary; program approval authorities;
                                                  Paragraph (d). This paragraph codifies               contrary to Congressional intent that                 and special area management plans.
                                               the current practice of pre-submission                  federal consistency apply in an                          Paragraph (c)(4), recognizes that for
                                               consultation with NOAA to identify any                  expeditious and timely manner, and                    some states with local coastal programs
                                               potential approval issues prior to                      could impose unfair requirements on                   or plans, the state can respond to federal
                                               submitting a program change                             applicants and federal agencies.                      consistency reviews without having to
                                               submission. States are encouraged to                                                                          refer to the local programs or plans. In
                                               submit draft program changes to NOAA                    § 923.82 Program Change Submissions                   such cases, while the local programs
                                               for informal review and to consult with                    The changes described in § 923.82(b)               and plans are important implementing
                                               NOAA, to the extent practicable, prior                  are editorial or are minor in scope, both             mechanisms for coastal management in
                                               to state adoption of new or revised laws,               procedurally and substantively. These                 the state, states do not need to submit
                                               policies and other provisions that the                  changes are not controversial and pose                updates to the local programs or plans
                                               state intends to submit as a program                    little or no impact on federal agencies or            if they do not contain enforceable
                                               change.                                                 the public. Therefore, NOAA’s review of               policies for federal consistency
                                                  Paragraph (e). NOAA is simplifying                   changes under § 923.82(b) would be                    purposes. This would remove the
                                               the public notice and comment                           expedited.                                            substantial administrative burden for
                                               procedures for program changes. Given                      Paragraphs (b)(1) through (4) describe             states and NOAA to submit and review
                                               the reliance on electronic means of                     program changes that are either editorial             local coastal programs.
                                               communication and the demise of hard                    in nature or are minor in scope, both                    Paragraph (d) addresses changes to
                                               copy notices in newspapers and other                    procedurally and substantively.                       state Clean Air Act (CAA) and Clean
                                               formats, all states would be required to                Paragraph (b)(1) addresses editorial or               Water Act (CWA) Pollution Control
                                               post public notices on state management                 non-substantive changes to state laws,                Requirements. CZMA § 307(f) states that
                                               program’s Web site and directly email or                regulations, enforceable policies, local              CAA and CWA requirements
                                               mail notices to applicable local and                    government coastal programs or plans                  established by the Federal Government
                                               regional offices of relevant federal                    that contain enforceable policies, and                or by any state or local government
                                               agencies, federal agency headquarter                    other authorities. Paragraph (b)(2)                   pursuant to the CWA and CAA shall be
                                               contacts, affected local governments and                covers changes to special area                        incorporated in state management
                                               state agencies, and any individuals or                  management plans that do not change a                 programs and shall be the water
                                               groups requesting direct notice. NOAA’s                 state’s coastal zone boundary,                        pollution control and air pollution
                                               program change review period would                      enforceable policies or geographic                    control requirements applicable to such
                                               not begin until such notice is provided.                location descriptions, and are not                    management program. NOAA’s long-
                                               NOAA will also post the state notices on                otherwise used by the state for federal               standing interpretation of 307(f) has
                                               its Program Change Web site and                         consistency review. Paragraph (b)(3)                  been that these CWA and CAA pollution
                                               directly notify via email federal agency                covers most organizational changes                    control requirements are automatically
                                               headquarter contacts and any other                      where the primary structure and                       enforceable policies of the state
                                               individual or group requesting direct                   responsibilities of the management                    management programs and, therefore,
                                               notice. The state’s public notice would                 remain intact. NOAA will closely                      states are not required to submit as
                                               describe the program change, any new                    monitor organizational changes to                     program changes any changes to state
                                               or modified enforceable policies, and                   ensure that major overhauls of a state’s              CAA and CWA provisions.
                                               indicate that any comments on the                       management program structure would
                                                                                                       not weaken a coastal program.                         § 923.83 Program Change Materials
                                               program change shall be submitted to
                                               NOAA. NOAA will post the program                           Paragraph (b)(4). Most program                        Section 923.83 describes all the
                                               change and all NOAA decisions on its                    changes, even those that result in some               program change information a state
                                               Web site and notify federal agency                      substantive change to a management                    would submit to NOAA. These
                                               headquarter contacts and other                          program, have historically been routine               requirements are self-explanatory.
                                               individuals or groups requesting                        and non-controversial, and have not                   NOAA intends to transform each of
                                               notification. NOAA may extend the                       posed any approval issues or resulted in              these paragraphs into a form that would,
                                               public comment period.                                  any comments from federal agencies or                 to the greatest extent practicable, use
                                                  Paragraph (f). This paragraph states                 the public. NOAA’s review of these                    check-boxes or ‘‘radio-buttons,’’ and
                                               that program changes to enforceable                     types of program changes should be                    require minimal text input. While the
                                               policies can only be applied for CZMA                   expedited so long as these minor                      same form would be used for all
                                               federal consistency review purposes on                  substantive changes would only apply                  program changes, there would be less
                                               or after the date NOAA approves the                     to revised enforceable policies, not                  information needed for those changes
                                               changes. The effective date for the                     wholly new enforceable policies, and                  that fall under § 923.82(b).
                                               approved changes will be the date on                    the changes are consistent with the                      Paragraph (a)(2)(vi) codifies NOAA
                                               NOAA’s approval letter. NOAA will                       scope and application of the previously               interpretation and long-standing
                                               post its program change decision letters                approved enforceable policy.                          practice of the term ‘‘enforceable
                                               on its Program Change Web site. This                       The types of program changes under                 mechanism.’’ An enforceable
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                                               section would also codify in regulation                 § 923.82(c) are self-explanatory and                  mechanism is the state legal authority
                                               NOAA’s long-standing position that a                    include: any changes that are not                     that makes a state policy enforceable
                                               state enforceable policy cannot apply                   covered under § 923.82(b) and would be                under state law. In order to be an
                                               retroactively to previously proposed                    used for federal consistency purposes                 ‘‘enforceable policy,’’ CZMA § 304(6a)
                                               federal actions; proposed federal actions               (new or revised enforceable policies,                 requires that the policies be legally
                                               are only subject to the management                      changes to state lists of federal actions             binding under state law. NOAA has
                                               program enforceable policies approved                   subject to federal consistency review,                interpreted this to mean that the


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                                               78520                Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules

                                               enforceable policy must be incorporated                 An enforceable policy should contain                     Paragraph (c) codifies long-standing
                                               into the state’s NOAA-approved                          terms such as ‘‘shall,’’ ‘‘must,’’ or other           NOAA practice and guidance when
                                               management program, but the                             terms interpreted under state law that                previously NOAA-approved enforceable
                                               underlying enforceable mechanism does                   mandate some action or compliance.                    policies are no longer enforceable for
                                               not necessarily have to be incorporated                 Paragraph (b) also clarifies that it does             purposes of federal consistency review.
                                               into a state’s management program or                    not always make sense to parse out the                If an underlying enforceable
                                               submitted for NOAA approval. Some                       enforceable policies within a statute or              mechanism, e.g., a state law, is repealed
                                               enforceable mechanisms are integral                     regulation that also contain parts that               or changed in such a way so that an
                                               parts of the management program or are                  are necessary details for applying                    enforceable policy is no longer
                                               needed for NOAA approval of a state’s                   enforceable policies even though not                  supported by the law, or a court
                                               management program and changes to                       enforceable themselves. This includes                 determines a policy is not enforceable,
                                               these enforceable mechanisms would be                   definitions, procedures, and information              then the policy is no longer legally
                                               submitted to NOAA as program changes                    requirements that are essential elements              binding under state law and could no
                                               (e.g., core management program statutes,                of interpreting the substantive standards             longer be used for federal consistency
                                               regulatory permit programs that                         and determining consistency with the                  purposes. The same applies if a policy
                                               implement a part of a management                        standards. Therefore, in some cases                   previously approved by NOAA is
                                               program). States need to identify the                   NOAA may find that a statute or                       subsequently preempted by federal law
                                               enforceable mechanism for each                          regulation in its entirety is enforceable.            or impacted by a court decision.
                                               enforceable policy. This is needed not                     Paragraph (b) also clarifies that                     Paragraph (d) describes NOAA criteria
                                               only so NOAA can concur that a state                    enforceable policies must: Apply to                   for states to amend their lists of federal
                                               policy is legally binding under state                   areas and entities within state                       actions subject to federal consistency
                                               law, but an enforceable mechanism may                   jurisdiction; not assert regulatory                   review and to propose geographic
                                               be changed in such a way that makes an                  authority over federal agencies, lands or             location descriptions (GLDs) to review
                                               enforceable policy no longer legally                    waters unless federal law authorizes                  federal actions outside the coastal zone,
                                               binding under state law. In such cases,                 such jurisdiction; not be preempted on                either landward or seaward. This
                                               that policy, while previously approved                  their face by federal law; not attempt to             paragraph focuses on the need for a state
                                               by NOAA as part of the state’s                          incorporate by reference other state or               to make an adequate justification based
                                               management program, would no longer                     local mandatory requirements not                      on reasonably foreseeable effects to the
                                               be an enforceable policy that could be                  submitted to, reviewed, and approved                  state’s coastal uses or resources. For
                                               used for federal consistency purposes.                  by NOAA; not discriminate against a                   NOAA to find that an activity in a
                                                  States are encouraged to show the                    particular activity or entity; and not                proposed GLD outside the coastal zone
                                               changes, additions and deletions to                     adversely affect the national interest in             may have coastal effects, a state must
                                               enforceable policies using an underline/                the CZMA objectives.                                  show that the impact from an activity
                                               strikeout format or other similar format.                  For example, if a state is concerned               will have a reasonably foreseeable effect
                                               If a state uses an underline/strikeout                  about having policies that would apply                to coastal uses or resources of the state.
                                               format, the state should only show the                  to offshore oil and gas activities, the               A state’s burden to demonstrate coastal
                                               changes from the version of the policy                  state would need to develop policies                  effects means that a mere assertion that
                                               last approved by NOAA and the most                      that would apply to any activity or                   an activity in federal waters will have
                                               current version that is being submitted                 industry that would have similar coastal              an impact is insufficient to make a
                                               to NOAA; a state does not need to show                  effects; the state could not single out               finding of reasonably foreseeable coastal
                                               any changes to the policy that might                    offshore oil and gas unless there are                 effects. Moreover, a state’s effects
                                               have been made in between NOAA’s                        specific activities or coastal effects that           analysis must provide more than general
                                               last approval and the current version.                  only apply to the offshore oil and gas                assertions of impacts or that resources
                                                  States are also encouraged to post                   industry. Likewise, if a state wants to               or uses are ‘‘important,’’ or should be
                                               comprehensive lists of the enforceable                  promote marine renewable energy in its                reviewed because of the proximity of an
                                               policies to the state’s coastal                         enforceable policies, it may do so, but               activity to state coastal uses or
                                               management program Web site.                            could not at the same time prohibit                   resources. A persuasive coastal effects
                                                                                                       other forms of energy development                     analysis should identify:
                                               § 923.84 Program Change Decision
                                                                                                       without sufficient justification. Blanket                1. The affected uses (e.g., commercial
                                               Criteria
                                                                                                       prohibitions are generally not approved               and recreational fishing, boating,
                                                 The decision criteria in this section                 by NOAA as part of a state’s                          tourism, shipping, energy facilities) and
                                               are taken from the current Program                      management program unless a state                     resources (e.g., fish, marine mammals,
                                               Change Guidance (1996) and NOAA’s                       provides sufficient justification. NOAA               reptiles, birds, landmarks).
                                               Federal Consistency Overview                            will not approve proposed enforceable                    2. Where and in what densities the
                                               document. NOAA has applied these                        policies which can be applied in an                   uses and resources are found.
                                               criteria since at least 1996 when                       arbitrary or in a discriminatory manner.                 3. How the state has a specific interest
                                               reviewing program change requests.                      An enforceable policy cannot prohibit                 in the resource or use. Be specific in
                                               These criteria are generally self-                      an activity due to the nature of its                  showing their connection to the coastal
                                               explanatory and states would use a                      effects, e.g., potential marine mammal                zone of the state (e.g., economic values,
                                               program change form to be developed                     ship strikes, if other activities pose the            harvest amounts, vulnerabilities,
                                               by NOAA to assess whether these                         same kind and degree of risk and are not              seasonal information relevant to the
                                               criteria are satisfied. For enforceable                 prohibited. There must be a sufficient
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                                                                                                                                                             proposed activity).
                                               policies under paragraph (b) of this                    justification for discriminatory policies.               4. Where the proposed activity
                                               section, a policy must contain a                        NOAA would evaluate such proposed                     overlaps with these resources, uses and
                                               standard; if a provision of a state law or              program changes to determine if such                  values.
                                               regulation merely directs a state agency                discrimination is warranted and also                     5. Impacts to the resources or uses
                                               to develop standards, then that                         whether a prohibition of an activity                  from the proposed activity.
                                               provision would not be an enforceable                   would violate the national interest                      6. The causal connection to the
                                               policy as it does not contain a standard.               objectives of the CZMA.                               proposed activity, including how any


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                                                                    Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules                                           78521

                                               impacts from the activity results in                      If a state submits a program change,                state, provide a mechanism for it to
                                               reasonably foreseeable effects on the                   NOAA can approve or disapprove that                   object to federal actions that are not
                                               state’s coastal uses or resources.                      program change. When NOAA reviews                     consistent with the state’s management
                                                  7. Why any proposed mitigation may                   a program change, NOAA has a limited                  program. A state objection prevents the
                                               be inadequate.                                          ability to require a state to make changes            issuance of the federal permit or license,
                                                  8. Empirical data and information that               to state policies. If NOAA disapproves,               unless the Secretary of Commerce
                                               supports the effects analysis and can be                this does not require a state to change               overrides the objection. Because the
                                               shown to be reliable; visualizes the                    state law. Therefore, there is no effect              CZMA and these regulations promote
                                               affected area, resources and uses with                  from NOAA’s denial on the                             the principles of federalism and
                                               maps; and shows values, trends and                      implementation of state law at the state              enhance state authorities, no federalism
                                               vulnerabilities.                                        (or local government) level. NOAA’s                   assessment need be prepared.
                                               § 923.85 Procedural Requirements of                     denial means the disapproved state
                                                                                                                                                             Executive Order 12866: Regulatory
                                               Other Federal Law                                       policy is not part of the state’s NOAA
                                                                                                                                                             Planning and Review
                                                                                                       approved management program and
                                                  This section describes compliance                    cannot be used for CZMA federal                         This regulatory action is not
                                               and consultations under other federal                                                                         significant for purposes of Executive
                                                                                                       consistency purposes. NOAA cannot
                                               law such as ESA, NHPA, MSFCMA or
                                                                                                       use a program change to require changes               Order 12866.
                                               MMPA. This has to do with the nature
                                                                                                       to other parts of a state’s management
                                               of NOAA’s action in approving a                                                                               Regulatory Flexibility Act
                                                                                                       program.
                                               program change, in that NOAA can
                                                                                                                                                                The Chief Counsel for Regulation for
                                               approve or deny a program change, but                   VI. Miscellaneous Rulemaking
                                                                                                                                                             the Department of Commerce has
                                               cannot affect the state’s ability to enact              Requirements
                                                                                                                                                             certified to the Chief Counsel for
                                               a law and implement it at the state level.
                                                                                                       Executive Order 12372:                                Advocacy of the Small Business
                                               NOAA’s approval of any state or local
                                                                                                       Intergovernmental Review                              Administration that the proposed rule,
                                               provisions as enforceable policies of the
                                                                                                         This program is subject to Executive                if adopted, would not have a significant
                                               state’s management program means
                                                                                                       Order 12372.                                          economic impact on a substantial
                                               those provisions can be used during a
                                                                                                                                                             number of small entities. The term
                                               state’s CZMA federal consistency                        Executive Order 13132: Federalism                     ‘‘small entity’’ includes small
                                               review.                                                 Assessment
                                                  In addition, it is important to                                                                            businesses, small organizations, and
                                               understand the nature of NOAA’s                           NOAA has concluded that this                        small governmental jurisdictions. The
                                               discretion for the review and approval                  regulatory action is consistent with                  Regulatory Flexibility Act (RFA) defines
                                               of program changes when informally or                   federalism principles, criteria, and                  a small jurisdiction as any government
                                               formally consulting on Endangered                       requirements stated in Executive Order                of a district with a population of less
                                               Species Act, other federal consultations                13132. The proposed changes in the                    than 50,000.
                                               and addressing tribal concerns.                         program change regulations are                           The existing regulations do not have
                                                  The CZMA is not a delegated                          intended to facilitate federal agency                 a significant economic impact on a
                                               program; there are not federal CZMA                     coordination with coastal states, and                 substantial number of small entities
                                               standards, there is not a federal coastal               ensure compliance with CZMA                           and, thus, these clarifying changes will
                                               zone, and NOAA does not implement                       requirements. The CZMA and these                      not result in any additional economic
                                               management programs. The CZMA is a                      revised implementing regulations                      impact on affected entities. The
                                               voluntary program and if a state chooses                promote the principles of federalism                  proposed rule revises provisions of the
                                               to participate it develops a management                 articulated in Executive Order 13132 by               program change regulations to provide
                                               program unique to each state, based on                  granting the states a qualified right to              for a more effective and efficient process
                                               state laws and policies pursuant to                     amend their federally-approved                        for states to amend their management
                                               general program requirements in the                     management programs to address                        programs, NOAA to review the
                                               CZMA and NOAA’s regulations.                            activities that affect the land and water             proposed changes, and for federal
                                                  Once NOAA approves a state’s                         uses or natural resources of state coastal            agencies and the public to comment.
                                               management program, NOAA cannot                         zones and to apply these amended                      The program change regulations, and
                                               require a state to change its program.                  management programs to federal actions                the proposed rule, primarily affect
                                               NOAA can, through periodic                              through the CZMA federal consistency                  states; the proposed changes do not
                                               evaluations of a state’s management                     provision. CZMA § 307 and NOAA’s                      impose any requirements on small
                                               program under CZMA § 312, establish                     implementing regulations (15 CFR part                 entities.
                                               necessary actions if NOAA finds a state                 930) balance responsibilities between                    The existing regulations do not, and
                                               is not adhering to its NOAA-approved                    federal agencies and state agencies                   the proposed rule will not, if adopted,
                                               program, but NOAA can only                              whenever federal agencies propose                     have a significant economic impact on
                                               recommend that a state change its                       activities, or applicants for a required              a substantial number of small entities.
                                               program to create a different state                     federal license or permit propose to                  Accordingly, an Initial Regulatory
                                               standard or to address emerging issues.                 undertake activities, affecting state                 Flexibility Analysis was not prepared.
                                               If NOAA finds that a state is not                       coastal uses or resources. Through the
                                                                                                                                                             Paperwork Reduction Act
                                               adhering to its management program                      CZMA, federal agencies are required to
                                               and the state does not remedy the issue,                carry out their activities in a manner                  This proposed rule contains no
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                                               NOAA’s only recourse is to impose                       that is consistent to the maximum                     additional collection-of-information
                                               financial sanctions by withholding a                    extent practicable with federally-                    requirement subject to review and
                                               part of a state’s annual CZMA                           approved state management programs                    approval by the Office of Management
                                               implementation grant until the state                    while licensees and permittees are to be              and Budget under the Paperwork
                                               remedies the issue or ultimately NOAA                   fully consistent with the state programs.             Reduction Act; rather it changes the
                                               could decertify a state’s management                    The CZMA and these implementing                       manner in which states provide
                                               program.                                                regulations, rather than preempting a                 information to NOAA and, in some


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                                               78522                 Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules

                                               cases, eliminates or reduces information                management programs shall be made.                    identified as a necessary action under
                                               currently required.                                     The term ‘‘program change’’ includes all              section 312 of the Act and part 923,
                                                                                                       terms used in section 306(e) of the Act,              subpart L (Review of Performance) and
                                               National Environmental Policy Act
                                                                                                       including amendment, modification or                  pursuant to the requirements for NOAA
                                                  NOAA has concluded that this                         other program change. Draft program                   to notify the Governor of a state under
                                               proposed regulatory action does not                     changes submitted to NOAA for                         the enforcement provisions of § 923.135
                                               have the potential to pose significant                  informal review and comment are not                   of this subchapter.
                                               impacts on the quality of the human                     subject to these requirements. Unless
                                               environment. Further, NOAA has                          otherwise specified, the term ‘‘NOAA’’                § 923.81 Program change procedures,
                                               concluded that this proposed rule, if                                                                         deadlines, public notice and comment and
                                                                                                       refers to the Office for Coastal
                                                                                                                                                             application of federal consistency.
                                               adopted, would not result in any                        Management, within NOAA’s National
                                               changes to the human environment.                       Ocean Service. (The Office for Coastal                   (a) Pursuant to section 306(d)(6) of the
                                               Therefore, NOAA has concluded that,                     Management was formerly known as the                  Act and § 930.11(o) of this subchapter,
                                               pursuant to sections 5.05 and 6.03c.3(i)                Office of Ocean and Coastal Resource                  all program changes shall be submitted
                                               of NAO 216–6, this proposed                             Management and the Coastal Services                   to NOAA by: The Governor of a coastal
                                               rulemaking does not have a significant                  Center.)                                              state with an approved management
                                               impact on the human environment and                        (b) Pursuant to section 306(e) of the              program; the head of the single state
                                               is categorically excluded from the need                 Act, a coastal state may not implement                agency designated under the
                                               to prepare an environmental assessment                  any change to a management program as                 management program to be the lead
                                               or environmental impact statement                       part of its management program unless                 state agency for administering the
                                               pursuant to the requirements of NEPA                    the state submits, and NOAA approves,                 CZMA; or the head of an office within
                                               in accordance with NAO 216–6. See                       the change for incorporation into the                 the designated single state agency if the
                                               also the description above on NEPA                      state’s federally-approved management                 state has authorized that person to
                                               compliance for program changes.                         program. A state shall not use a state or             submit program changes. Program
                                                                                                       local government policy or requirement                changes may be submitted to NOAA on
                                                 Dated: October 24, 2016.                                                                                    a cyclical basis (e.g., quarterly, twice a
                                                                                                       as an ‘‘enforceable policy’’ under 16 U.
                                               W. Russell Callender,                                                                                         year, annually) or as the changes occur.
                                                                                                       S.C. 1453(6a) and § 930.11(h) of this
                                               Assistant Administrator for Ocean Services,             subchapter for purposes of federal                       (1) One (1) copy shall be submitted
                                               National Oceanic and Atmospheric                        consistency under 16 U.S.C. 1456 and                  electronically using the Program Change
                                               Administration.                                                                                               Form on NOAA’s Program Change Web
                                                                                                       part 930 of this subchapter, unless
                                               List of Subjects in 15 CFR Part 923                     NOAA has approved the incorporation                   site and addressed to: Chief,
                                                                                                       of, and subsequent changes to, the state              Stewardship Division, Office for Coastal
                                                 Administrative practice and                                                                                 Management, NOAA, 1305 East-West
                                               procedure, Coastal zone, Reporting and                  or local policy into the state’s
                                                                                                       management program under this                         Hwy., 10th Floor, Silver Spring, MD
                                               recordkeeping requirements.                                                                                   20910.
                                                                                                       subpart. State or local government law
                                                 For the reasons stated in the                         not approved by NOAA as part of a                        (i) If a state is not able to
                                               preamble, NOAA proposes to revise 15                    state’s management program remain                     electronically send all or part of a
                                               CFR part 923 as follows:                                legal requirements for state and local                program change to NOAA through
                                                                                                       government purposes, but not for CZMA                 NOAA’s Program Change Web site, the
                                               PART 923—COASTAL ZONE                                                                                         state and NOAA shall agree to an
                                                                                                       federal consistency purposes.
                                               MANAGEMENT PROGRAM                                                                                            alternative method (e.g., email,
                                                                                                          (c) For purposes of this subpart,
                                               REGULATIONS                                                                                                   electronic CD, or a state Web site). In
                                                                                                       program changes include changes to
                                               ■ 1. The authority citation continues to                enforceable policies as well as changes               such instances, NOAA will, to the
                                               read as follows:                                        to one or more of the following                       extent practicable, post the program
                                                                                                       management program areas under part                   change to NOAA’s Program Change Web
                                                 Authority: 16 U.S.C. 1451 et seq.; 31 U.S.C.          923: Uses Subject to Management                       site.
                                               6506; 42 U.S.C. 3334; Sections 923.92 and                                                                        (2) All deadlines and timeframes
                                                                                                       (Subpart B); Special Management Areas
                                               923.94 are also issued under E.O. 12372, July
                                                                                                       (Subpart C); Boundaries (Subpart D);                  under this subpart shall start on the first
                                               14, 1982, 3 CFR 1982 Comp. p. 197, as
                                               amended by E.O. 12416, April 8, 1983, 3 CFR             Authorities and Organization (Subpart                 full business day after the day NOAA
                                               1983 Comp. p. 186.                                      E); and Coordination, Public                          receives a program change (Day 1). For
                                                                                                       Involvement and National Interest                     example, if a submission is received on
                                               ■   2. Revise subpart H to read as follows:             (Subpart F).                                          a Thursday, day one of NOAA’s review
                                                                                                          (d) The phrase ‘‘enforceable policies’’            period would be Friday; if the day of
                                               Subpart H—Changes to Approved
                                                                                                       used in this subpart is described in 16               receipt is Friday and Monday is a
                                               Management Programs
                                                                                                       U.S.C. 1453(6a) and § 930.11(h) of this               federal holiday, Day 1 would be
                                               Sec.                                                    subchapter. Enforceable policies are the              Tuesday. All days, starting with Day 1,
                                               923.80 General.                                         only policies states can use to determine             are included in the calculation of total
                                               923.81 Program change procedures,                       whether a federal action is consistent                time for a deadline, including weekends
                                                    deadlines, public notice and comment               with its management program under                     and federal holidays. A state may
                                                    and application of federal consistency.            section 307, the Federal Consistency                  request that NOAA’s review period
                                               923.82 Program change submissions.
                                                                                                       provision, of the Act (16 U.S.C. 1456                 begin on a specified date following
                                               923.83 Program change materials.
                                                                                                       and part 930 of this subchapter).                     receipt by NOAA.
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                                               923.84 Program change decision criteria.
                                               923.85 Procedural requirements of other                    (e) Suspension of grants. Pursuant to                 (b) When NOAA receives a program
                                                    Federal law.                                       section 306(e)(1) of the Act and                      change, NOAA shall notify the state (via
                                                                                                       § 923.135 of this subchapter, NOAA                    email or letter) of the date the program
                                               § 923.80   General.                                     may suspend all or part of any grant or               change was received and NOAA’s
                                                 (a) This subpart establishes the                      cooperative agreement made under                      expected decision deadline. NOAA will
                                               criteria and procedures by which any                    section 306 of the Act if the state has               also notify the state if NOAA determines
                                               proposed change to approved                             failed to submit a program change                     the submission is incomplete. If NOAA


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                                                                    Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules                                            78523

                                               determines a submission is incomplete,                  are not required to, publish the notice               federal agency (subpart C), applicant
                                               NOAA shall inform the state that the                    in any state bulletin or newspaper.                   (subpart D), person (subpart E), or
                                               program change review timeline shall                       (2) A state’s public notice shall:                 applicant agency (subpart F) had
                                               not start until the missing information is                 (i) Describe the nature of the program             submitted to the management program a
                                               submitted. During NOAA’s review of a                    change;                                               consistency determination or
                                               program change request, NOAA may                           (ii) If applicable, identify any new,              consistency certification prior to
                                               request additional information that                     modified or deleted enforceable policies              NOAA’s approval, except as allowed by
                                               NOAA needs to make its decision.                        of the management program;                            part 930 of this subchapter, unless the
                                                  (c) NOAA shall respond to the state                     (iii) Indicate that any comments on                proposed federal action was finalized or
                                               (via email or letter) within 30 calendar                the content of the program change shall               authorized and there is a substantial
                                               days after the date NOAA receives a                     be submitted to NOAA through NOAA’s                   change, amendment or renewal
                                               program change. The 30 days starts on                   Program Change Web site within 21                     proposed for the federal action on or
                                               Day 1. If NOAA does not respond                         calendar days of the date NOAA’s                      after the date of NOAA’s approval of a
                                               within the 30-day period, then NOAA’s                   review period starts; and                             program change, pursuant to the
                                               approval is presumed. NOAA may                             (3) NOAA shall post all program
                                                                                                                                                             applicable subpart of part 930.
                                               extend its review period up to 120 days                 changes on its Program Change Web site
                                               after receipt of a program change                       where any interested party may review                 § 923.82   Program change submissions.
                                               request, if NOAA so notifies the state                  or download materials. NOAA shall also                  (a) As required by CZMA
                                               during the 30-day period. NOAA can                      post on its Program Change Web site                   § 306(e)(3)(A), coastal states may not
                                               extend beyond 120 days only as                          deadlines, extensions and any                         implement a change as part of its
                                               necessary to meet the requirements of                   comments received. For each program                   approved management program unless
                                               the National Environmental Policy Act                   change posted on NOAA’s Web site,                     the change is approved by NOAA. In
                                               (NEPA) (42 U.S.C. 4321 et seq.). NOAA                   NOAA shall notify the federal agency                  accordance with § 923.81 and § 923.83,
                                               shall inform the state via email or letter              CZMA headquarter contacts (identified                 states shall submit program changes to
                                               whether NOAA approves, approves in                      on NOAA’s federal consistency Web                     NOAA for approval using the Program
                                               part, approves with qualifications or                   site) via email. In addition, any party               Change Form on NOAA’s Program
                                               denies the incorporation of the program                 may request through the Program                       Change Web site.
                                               change into the state’s management                      Change Web site that NOAA notify them                   (b) The following types of program
                                               program.                                                via email when program changes are                    changes shall be approved by NOAA as
                                                  (d) Pre-submission consultation.                     submitted by one or more state(s).                    long as they satisfy the decision criteria
                                               States shall, to the extent practicable,                NOAA’s email shall also state that any                in § 923.84 and do not raise issues
                                               consult with NOAA prior to state                        party may submit comments to NOAA                     under any federal laws, as described in
                                               adoption of new or revised state laws,                  on a program change request within 21                 § 923.85:
                                               policies, regulations, and other changes                calendar days from the date NOAA’s                      (1) Editorial or non-substantive
                                               the state intends to submit to NOAA as                  review period starts.                                 changes (e.g., citation changes, minor
                                               a program change. States are encouraged                    (4) NOAA may, at its discretion,                   technical changes, or changes to state
                                               to submit draft program changes to                      extend the public comment period or                   agency name) to state laws, regulations,
                                               NOAA for informal review and                            hold a public hearing. NOAA shall only                enforceable policies, local government
                                               comment prior to submitting a program                   consider holding a public hearing for a               coastal management programs or plans
                                               change. If consulted, NOAA shall                        program change that would                             that contain enforceable policies, and
                                               review draft submissions to identify                    substantially change a management                     other authorities;
                                               issues that would need to be addressed                  program and/or be controversial.                        (2) Changes to special area
                                               in the formal submission.                                  (5) NOAA shall post its program                    management plans that do not change a
                                                  (e) Public Notice and Comment.                       change decisions on its CZMA Program                  state’s coastal zone boundary,
                                                  (1) A state shall post a public notice               Change Web site and shall notify, by                  enforceable policies or geographic
                                               of its program change on the state’s                    email, federal agency CZMA                            location descriptions, and are not
                                               management program Web site in a                        headquarter contacts and individuals                  otherwise used by the state for federal
                                               conspicuous manner, and email or mail                   requesting such notice. A state shall                 consistency review;
                                               the public notice to local and regional                 post NOAA’s decision regarding a                        (3) Changes to the organization of a
                                               offices of relevant federal agencies,                   state’s program change on the state                   state’s management program if the
                                               federal agency CZMA headquarter                         agency’s Web site.                                    management program’s structure and
                                               contacts identified on NOAA’s federal                      (f) Application of approved program                responsibilities will remain intact; and
                                               consistency Web site, affected local                    changes for federal consistency                         (4) Changes to enforceable policies
                                               governments and state agencies, and to                  purposes under section 307 of the Act                 previously approved by NOAA that
                                               individuals requesting direct notice.                   (16 U.S.C. 1456) and part 930 of this                 make minor substantive revisions
                                               The state shall post its public notice                  subchapter. Changes to a state’s                      consistent with the scope and
                                               prior to, or on the same date as, the date              management program and enforceable                    application of the previously approved
                                               the state submits the electronic program                policies shall be applicable for federal              enforceable policy. If the proposed
                                               change to NOAA. NOAA’s program                          consistency purposes on the date NOAA                 changes are not consistent with the
                                               change review period shall not start                    approves the changes. The effective date              scope and application of the previously
                                               until NOAA informs the state that it has                for the approved changes will be the                  approved enforceable policy, then
                                               received the program change. To meet                    date on NOAA’s approval letter. NOAA                  NOAA shall more closely review the
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                                               the requirement for direct public notice                will post its program change decision                 changes to ensure they satisfy the
                                               (via email or mail), states are                         letters on its Program Change Web site.               decision criteria.
                                               encouraged to maintain a coastal                        Approved program changes shall not                      (c) Any program change that is not
                                               management listserv or mailing list. In                 apply retroactively to state federal                  described in paragraph (b) of this
                                               addition to posting the public notice on                consistency reviews under part 930 of                 section shall be reviewed by NOAA to
                                               the state’s Web site and notifying the                  this subchapter, subparts C, D, E or F,               ensure the state’s management program
                                               parties described above, states may, but                for proposed federal actions where a                  will remain approvable if the proposed


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                                               78524                Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules

                                               program change is approved. These                       the proposed program change(s) affect                    (ii) For each new or revised
                                               changes include:                                        any of the five management program                    geographic location description, states
                                                  (1) Changes to the five program                      approval areas under this part:                       shall describe the:
                                               approval areas, including: Uses Subject                    (i) Uses Subject to Management                        (A) geographic location description,
                                               to Management (subpart B of this part);                 (subpart B);                                          using specific geographic boundaries;
                                               Special Management Areas (subpart C of                     (ii) Special Management Areas                         (B) listed federal actions to be
                                               this part); Boundaries (subpart D of this               (subpart C);                                          included within a geographic location
                                               part); Authorities and Organization                        (iii) Boundaries (subpart D);                      description; and
                                               (subpart E of this part); and                              (iv) Authorities and Organization                     (C) reasonably foreseeable effects to
                                               Coordination, Public Involvement and                    (subpart E); or                                       the uses and resources of the state’s
                                               National Interest (subpart F of this part);                (v) Coordination, Public Involvement
                                                                                                                                                             coastal zone.
                                                  (2) Changes to enforceable policies,                 and National Interest (subpart F).
                                                                                                          The state shall refer to its program                  (iii) Exception for state and federal
                                               including modifications, additions and                                                                        agreements made as part of a regional
                                               deletions;                                              approval findings and any other
                                                                                                       relevant documents and make a                         ocean plan prepared by a Regional
                                                  (3) Changes to provisions that are not                                                                     Planning Body under the National
                                               enforceable policies, but which a state                 statement that, to the best of the state’s
                                                                                                       knowledge, its management program                     Ocean Policy Executive Order 13547 (75
                                               may use to evaluate the scope or                                                                              FR 43022 (July 22, 2010)). Geographic
                                               applicability of an enforceable policy                  would continue to satisfy these five
                                                                                                       areas if the proposed changes are                     location descriptions and changes to
                                               (e.g., definitions, advisory statements);                                                                     state lists of federal license or permit
                                                  (4) Changes to local government                      approved by NOAA.
                                                                                                          (2) Changes or additions to                        activities that describe general
                                               coastal management programs or plans                                                                          concurrences for minor federal license
                                               if those local programs or plans contain                enforceable policies. States shall
                                                                                                       identify new, revised or deleted                      or permit activities resulting from state
                                               enforceable policies that the state uses                                                                      and federal agency agreements as part of
                                               for federal consistency review. States                  enforceable policies and describe the:
                                                                                                          (i) Title of the policy or statutory               a Regional Planning Body’s regional
                                               are not required to submit program                                                                            ocean plan, and agreed to by NOAA
                                                                                                       section, if applicable;
                                               changes for local government coastal                       (ii) If previously approved by NOAA,               through the Regional Planning Body
                                               management programs or plans that do                    whether the proposed policy revisions                 process, shall be part of a state’s
                                               not contain enforceable policies for                    are consistent with the scope and                     management program once the Regional
                                               federal consistency review; and                         application of the previously approved                Planning Body’s regional ocean plan is
                                                  (5) Changes or additions to the state’s              version;                                              approved by the Regional Planning
                                               federal consistency list or geographic                     (iii) State legal citation for the policy          Body and certified by the National
                                               location descriptions (part 930 of this                 (do not use public law numbers);                      Ocean Council. No further submission
                                               subchapter);                                               (iv) Date the policy was last updated              to NOAA shall be required; the
                                                  (6) Changes or additions to Necessary                by the state;                                         requirements of § 930.53 of this
                                               Data and Information (930.58 of this                       (v) Date the policy was last approved              subchapter and this part for notification
                                               subchapter).                                            by NOAA; and
                                                  (d) Changes to state Clean Air Act                                                                         to federal agencies and the public shall
                                                                                                          (vi) State enforceable mechanism that              be met by the Regional Planning Body
                                               (CAA) and Clean Water Act (CWA)                         makes the policy enforceable under
                                               Pollution Control Requirements.                                                                               process.
                                                                                                       state law. The phrase ‘‘enforceable                      (4) Changes to Necessary Data and
                                               Pursuant to section 307(f) of the Act,                  mechanism’’ means a state authority
                                               requirements established by the CWA                                                                           Information. States shall describe any
                                                                                                       that makes an enforceable policy legally              changes or additions to Necessary Data
                                               (33 U.S.C. 1251–1387) and the CAA (42                   binding under state law, as described in
                                               U.S.C. 7401–7671), or established by the                                                                      and Information approved by NOAA in
                                                                                                       this subpart and § 930.11(h) of this                  accordance with § 930.58 of this
                                               Federal Government or by any state or                   subchapter. Examples of an enforceable
                                               local government pursuant to the CWA                                                                          subchapter and explain why such
                                                                                                       mechanism include state statutes,                     information is necessary in order for the
                                               and CAA shall be incorporated in state                  regulations, permitting programs, local
                                               management programs and shall be the                                                                          state to commence its federal
                                                                                                       government ordinances or court                        consistency review period.
                                               water pollution control and air                         decisions. If an enforceable mechanism
                                               pollution control requirements                                                                                   (5) NOAA’s decision criteria. The
                                                                                                       is changed so that an enforceable policy              state shall indicate that the program
                                               applicable to such management                           is no longer legally binding under state
                                               program. Therefore, states are not                                                                            change meets each of NOAA’s decision
                                                                                                       law, then the enforceable policy shall be             criteria in § 923.84.
                                               required to submit as program changes                   submitted as a program change with a
                                               any changes to state CAA and CWA                                                                                 (6) Impacts relating to other federal
                                                                                                       new underlying state enforceable
                                               provisions.                                                                                                   laws. The state shall describe whether
                                                                                                       mechanism; otherwise the policy is no
                                                                                                                                                             and how the program change will
                                                                                                       longer enforceable for purposes of state
                                               § 923.83   Program change materials.                                                                          impact the following:
                                                                                                       CZMA federal consistency reviews
                                                 (a) All program changes submitted to                                                                           (i) Resources or interests of any
                                                                                                       under part 930 of this subchapter.
                                               NOAA shall be submitted in accordance                      (3) Changes or additions to the state’s            federally-recognized American Indian or
                                               with § 923.81. Using the Program                        federal consistency list or geographic                Alaska Native tribal government.
                                               Change Form, a state shall provide a                    location descriptions.                                   (ii) Threatened or endangered species
                                               brief description of the proposed                          (i) For each new or revised listed                 listed under the federal Endangered
                                               program change(s) and a current version                                                                       Species Act (ESA);
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                                                                                                       federal action, states shall describe the:
                                               of the document(s) containing the                          (A) type of federal action;                           (iii) Historic properties designated
                                               program change (e.g., text of the revised                  (B) specific federal statutory                     under the National Historic Preservation
                                               statute, regulation, policy, map, etc.).                authority;                                            Act (NHPA);
                                               States shall use the Program Change                        (C) responsible federal agency; and                   (iv) Essential fish habitat designated
                                               Form to provide information for:                           (D) reasonably foreseeable effects to              under the Magnuson Stevens Fishery
                                                 (1) Changes to the five program                       the uses and resources of the state’s                 Conservation and Management Act
                                               approval areas. States shall indicate if                coastal zone (§ 923.84(d) of this part).              (MSFCMA);


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                                                                    Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules                                            78525

                                                  (v) Marine mammals managed under                        (4) Not refer to or otherwise purport              as a program change and approved by
                                               the Marine Mammal Protection Act                        to apply to federal agencies, federal                 NOAA. A previously approved
                                               (MMPA); and                                             lands or federal waters. The Act does                 enforceable policy may also become
                                                  (vi) Other resources managed under                   not authorize states to establish                     non-enforceable and no longer legally
                                               other federal statutes.                                 regulatory standards for federal agencies             binding under state law if subsequent
                                                  (7) The state shall identify the state’s             or for federal lands or waters. A state               federal law preempts state regulation of
                                               Web site where the public notices for                   policy that would regulate or otherwise               a particular activity.
                                               the notification and submission requests                establish standards for federal agencies                 (d) Changes to a management
                                               are, or will be, located and where, if                  or federal lands or waters shall not meet             program’s federal consistency list or a
                                               applicable, state documents related to                  the Act’s definition of ‘‘enforceable                 new or revised geographic location
                                               the request may be viewed.                              policy’’ (i.e., legally binding under state           description under part 930 of this
                                                  (8) The state shall submit to NOAA                   law) under 16 U.S.C. 1453(6a). States                 subchapter, subparts C, D, E, F or I. For
                                               any substantive correspondence                          apply their NOAA-approved enforceable                 changes to a management program’s list
                                               between the state and federal agencies                  policies to federal actions, regardless of            of federal actions or a new or revised
                                               (not including NOAA’s Office for                        location, through CZMA federal                        geographic location description, the
                                               Coastal Management) concerning the                      consistency reviews under 16 U.S.C.                   state’s effects analysis shall be based on
                                               development of the changes that are the                 1456 and part 930 of this subchapter;                 information that would allow NOAA to
                                               subject of the program change request.                     (5) Not, on its face, be preempted by              find that the listed activity, either
                                                  (9) The state shall indicate if the                  federal law. If a state policy seeks to               within the state’s coastal zone or within
                                               program change was developed                            regulate an activity where state                      a geographic location described outside
                                               pursuant to section 309 of the Act (16                  regulation is preempted by federal law,               the state’s coastal zone, would have
                                               U.S.C. 1456b—Coastal zone                               the policy is not legally binding under               reasonably foreseeable effects on the
                                               enhancement grants) and, if so, shall                   state law and shall not be an enforceable             uses or resources of the state’s coastal
                                               state the strategy title and years the                  policy under 16 U.S.C. 1453(6a).                      zone. A state’s analysis asserting
                                               strategy was carried out.                               Policies previously approved by NOAA                  impacts to uses or resources outside of
                                                  (10) The state shall indicate if the                 as enforceable policies shall no longer               the coastal zone shall not, by itself,
                                               program change was developed as a                       be enforceable if federal law enacted                 demonstrate a coastal effect; rather, the
                                               necessary action pursuant to section 312                after NOAA’s approval subsequently                    state shall describe a causal connection
                                               of the Act (16 U.S.C. 1458—Review of                    preempts the state policy;                            of how an impact outside the coastal
                                               performance) and, if so, shall briefly                     (6) Not incorporate by reference other             zone could result in a coastal effect. A
                                               describe the necessary action.                          state or local requirements that are not              state’s effects analysis shall not be based
                                                                                                       identified, described and evaluated as                on unsupported conclusions,
                                               § 923.84   Program change decision criteria.            part of the program change request. Any               speculation or the mere existence of
                                                  (a) NOAA shall review all program                    state or local requirements incorporated              coastal uses or resources within a
                                               changes on a case-by-case basis. NOAA                   by reference shall not be applicable for              geographic location. A state’s coastal
                                               shall determine whether a management                    federal consistency review purposes                   effects analysis shall, to the extent
                                               program, if changed, would continue to                  unless separately approved by NOAA as                 practicable, identify:
                                               satisfy the applicable program approval                 enforceable policies;                                    (1) The affected uses (e.g., commercial
                                               criteria of CZMA § 306(d) and subparts                     (7) Not discriminate against a                     and recreational fishing, boating,
                                               B through F of this part and the                        particular type of activity or entity.                tourism, shipping, energy facilities) and
                                               requirements of this subpart (subpart H).               Enforceable policies shall be applied to              resources (e.g., fish, marine mammals,
                                                  (b) Enforceable policies. In order for               all relevant public and private entities              reptiles, birds, landmarks).
                                               NOAA to approve the incorporation of                    that would have similar coastal effects.                 (2) Where and in what densities the
                                               a new or revised enforceable policy into                Enforceable policies may be specific to               uses and resources are found.
                                               a state’s management program, the                       a particular type of activity or entity if               (3) How the state has a specific
                                               policy shall:                                           NOAA agrees that a state has                          interest in the resource or use. Be
                                                  (1) Be legally binding under state law;              demonstrated that the activity or entity              specific in showing their connection to
                                                  (2) Contain standards of sufficient                  present unique circumstances; or                      the coastal zone of the state (e.g.,
                                               specificity to guide public and private                    (8) Not adversely affect the national              economic values, harvest amounts,
                                               uses. A policy is not enforceable if it                 interest in the CZMA objectives                       vulnerabilities, seasonal information
                                               merely directs a state agency to develop                described in 16 U.S.C. 1451 and 1452.                 relevant to the proposed activity).
                                               regulations or standards.                                  (c) Effect of Prior Program Change                    (4) Where the proposed activity
                                                  (i) Definitions, procedures and                      Approvals. If enforceable policies                    overlaps with these resources, uses and
                                               information requirements are essential                  previously approved by NOAA become                    values.
                                               elements of determining compliance                      obsolete or non-enforceable through                      (5) Impacts to the resources or uses
                                               with regulatory and permit standards.                   application of subsequently enacted                   from the proposed activity.
                                               As such, a state law or regulation that                 state or federal law, such policies will                 (6) The causal connection to the
                                               contains numerous standards,                            no longer be enforceable for purposes of              proposed activity, including how the
                                               definitions, procedures, and information                CZMA federal consistency review. For                  impacts from the activity results in
                                               requirements may be considered                          example, a state law change may repeal                reasonably foreseeable effects on the
                                               enforceable in its entirety after                       a previous policy or may change the                   state’s coastal uses or resources.
                                               consultation with NOAA. If NOAA                         policy in a manner that changes the                      (7) Why any proposed mitigation may
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                                               determines that a law or regulation may                 scope and application of the policy. In               be inadequate.
                                               be considered enforceable in its entirety,              such cases, the previously approved                      (8) Empirical data and information
                                               a state does not have to identify non-                  enforceable policy is no longer                       that supports the effects analysis and:
                                               enforceable parts of the law or                         applicable under state law and the new                can be shown to be reliable; visualizes
                                               regulation.                                             or revised policy is not applicable for               the affected area, resources and uses
                                                  (3) Apply only to areas and/or entities              federal consistency purposes until that               with maps; and shows values, trends
                                               under state jurisdiction;                               policy has been submitted by the state                and vulnerabilities.


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                                               78526                Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Proposed Rules

                                               § 923.85 Procedural requirements of other               DEPARTMENT OF HEALTH AND                              written/paper submission and in the
                                               Federal law.                                            HUMAN SERVICES                                        manner detailed (see ‘‘Written/Paper
                                                  (a) NOAA shall determine on a case-                                                                        Submissions’’ and ‘‘Instructions’’).
                                               by-case basis whether each program                      Food and Drug Administration
                                                                                                                                                             Written/Paper Submissions
                                               change requires NOAA to take
                                                                                                       21 CFR Part 1                                            Submit written/paper submissions as
                                               additional actions under any other                                                                            follows:
                                               federal requirement described below.                    [Docket No. FDA–2012–D–1002]                             • Mail/Hand delivery/Courier (for
                                                  (1) If a state’s program change will                 Questions and Answers Regarding                       written/paper submissions): Division of
                                               affect the resources or interests of any                Food Facility Registration (Seventh                   Dockets Management (HFA–305), Food
                                               federally-recognized American Indian or                 Edition); Draft Guidance for Industry;                and Drug Administration, 5630 Fishers
                                               Alaska Native tribal government (tribe),                Availability                                          Lane, Rm. 1061, Rockville, MD 20852.
                                               NOAA shall contact the affected tribe(s)                                                                         • For written/paper comments
                                               and determine if Government-to-                         AGENCY:    Food and Drug Administration,              submitted to the Division of Dockets
                                               Government consultation is desired                      HHS.                                                  Management, FDA will post your
                                               under Executive Order 13175 (Nov. 6,                    ACTION:   Notification of availability.               comment, as well as any attachments,
                                               2000).                                                                                                        except for information submitted,
                                                                                                       SUMMARY:   The Food and Drug                          marked and identified, as confidential,
                                                  (2) If, for the purposes of ESA, NHPA,               Administration (FDA or we) is                         if submitted as detailed in
                                               MSFCMA or MMPA compliance, NOAA                         announcing the availability of a draft                ‘‘Instructions.’’
                                               determines that a state’s program change                guidance for industry entitled                           Instructions: All submissions received
                                               will have effects on listed threatened or               ‘‘Questions and Answers Regarding                     must include the Docket No. FDA–
                                               endangered species, historic properties,                Food Facility Registration (Seventh                   2012–D–1002 for the draft guidance for
                                               essential fish habitat or marine                        Edition): Guidance for Industry.’’ This               industry entitled ‘‘Questions and
                                               mammals, then NOAA shall determine                      draft guidance contains 15 sections of a              Answers Regarding Food Facility
                                               if consultation is needed with the                      multisection guidance intended to                     Registration (Seventh Edition).’’
                                               applicable federal agency under the                     provide updated information relating to               Received comments will be placed in
                                               ESA, NHPA, MSFCMA and MMPA.                             the food facility registration                        the docket and, except for those
                                                  (3) When NOAA determines whether                     requirements in the Federal Food, Drug,               submitted as ‘‘Confidential
                                               to consult under other federal statutes or              and Cosmetic Act (the FD&C Act).                      Submissions,’’ publicly viewable at
                                               tribal executive orders, NOAA’s ability                 DATES: Although you can comment on                    http://www.regulations.gov or at the
                                               to require changes to a state’s proposed                any guidance at any time (see 21 CFR                  Division of Dockets Management
                                               program change are limited by the                       10.115(g)(5)), to ensure that we consider             between 9 a.m. and 4 p.m., Monday
                                               following:                                              your comment on the draft guidance                    through Friday.
                                                  (i) Once NOAA approves a state’s                     before we begin work on the final                        • Confidential Submissions—To
                                               management program, NOAA cannot                         version of the guidance, submit either                submit a comment with confidential
                                               require a state to change its program.                  electronic or written comments on the                 information that you do not wish to be
                                               NOAA can, through periodic                              draft guidance by February 6, 2017.                   made publicly available, submit your
                                               evaluations of a state’s management                     ADDRESSES: You may submit comments                    comments only as a written/paper
                                               program under section 312 of the Act,                   as follows:                                           submission. You should submit two
                                               establish necessary actions if NOAA                                                                           copies total. One copy will include the
                                                                                                       Electronic Submissions                                information you claim to be confidential
                                               finds a state is not adhering to its
                                               NOAA-approved program, but NOAA                           Submit electronic comments in the                   with a heading or cover note that states
                                               can only recommend that a state change                  following way:                                        ‘‘THIS DOCUMENT CONTAINS
                                               its program to create a different state                   • Federal eRulemaking Portal: http://               CONFIDENTIAL INFORMATION.’’ The
                                               standard or to address emerging issues;                 www.regulations.gov. Follow the                       Agency will review this copy, including
                                               and                                                     instructions for submitting comments.                 the claimed confidential information, in
                                                                                                       Comments submitted electronically,                    its consideration of comments. The
                                                  (ii) NOAA can approve or disapprove                  including attachments, to http://                     second copy, which will have the
                                               a program change request. When NOAA                     www.regulations.gov will be posted to                 claimed confidential information
                                               reviews a program change, NOAA has a                    the docket unchanged. Because your                    redacted/blacked out, will be available
                                               limited ability to require a state to make              comment will be made public, you are                  for public viewing and posted on http://
                                               changes to state policies. If NOAA                      solely responsible for ensuring that your             www.regulations.gov. Submit both
                                               disapproves a program change request,                   comment does not include any                          copies to the Division of Dockets
                                               this does not require a state to change                 confidential information that you or a                Management. If you do not wish your
                                               state law. Therefore, there is no effect                third party may not wish to be posted,                name and contact information to be
                                               from NOAA’s denial on the                               such as medical information, your or                  made publicly available, you can
                                               implementation of state law at the state                anyone else’s Social Security number, or              provide this information on the cover
                                               (or local government) level. NOAA’s                     confidential business information, such               sheet and not in the body of your
                                               denial means the disapproved state                      as a manufacturing process. Please note               comments and you must identify this
                                               policy is not part of the state’s NOAA-                 that if you include your name, contact                information as ‘‘confidential.’’ Any
                                               approved management program and                         information, or other information that                information marked as ‘‘confidential’’
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                                               cannot be used for CZMA federal                         identifies you in the body of your                    will not be disclosed except in
                                               consistency purposes. NOAA cannot                       comments, that information will be                    accordance with 21 CFR 10.20 and other
                                               use a program change to require changes                 posted on http://www.regulations.gov.                 applicable disclosure law. For more
                                               to other parts of a state’s management                    • If you want to submit a comment                   information about FDA’s posting of
                                               program.                                                with confidential information that you                comments to public dockets, see 80 FR
                                               [FR Doc. 2016–26680 Filed 11–7–16; 8:45 am]             do not wish to be made available to the               56469, September 18, 2015, or access
                                               BILLING CODE 3510–08–P                                  public, submit the comment as a                       the information at: http://www.fda.gov/


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Document Created: 2018-02-14 08:24:03
Document Modified: 2018-02-14 08:24:03
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule; request for comments.
DatesComments on this notice must be received by January 9, 2017.
ContactMr. Kerry Kehoe, Federal Consistency Specialist, Office for Coastal Management, NOAA, at 240-533-0782 or [email protected]
FR Citation81 FR 78514 
RIN Number0648-AW74
CFR AssociatedAdministrative Practice and Procedure; Coastal Zone and Reporting and Recordkeeping Requirements

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