81_FR_78818 81 FR 78602 - Intent To Review a Study Data Standardization Plan Template; Notice of Availability; Establishment of a Public Docket; Request for Comments

81 FR 78602 - Intent To Review a Study Data Standardization Plan Template; Notice of Availability; Establishment of a Public Docket; Request for Comments

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 216 (November 8, 2016)

Page Range78602-78603
FR Document2016-26913

The Food and Drug Administration (FDA), Center for Drug Evaluation and Research, is establishing a public docket to collect comments related to a proposed Study Data Standardization Plan (SDSP) template. As part of FDA's ongoing collaboration with the Pharmaceutical Users Software Exchange (PhUSE), an independent, non- profit consortium addressing computational science issues, a PhUSE working group developed the PhUSE SDSP template. The purpose of this review is to evaluate the template and determine whether FDA will recommend its use either as is, or in a modified form, for regulatory submissions of study data. FDA is seeking public comment on the use of the PhUSE SDSP template for regulatory submissions.

Federal Register, Volume 81 Issue 216 (Tuesday, November 8, 2016)
[Federal Register Volume 81, Number 216 (Tuesday, November 8, 2016)]
[Notices]
[Pages 78602-78603]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-26913]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2016-N-3362]


Intent To Review a Study Data Standardization Plan Template; 
Notice of Availability; Establishment of a Public Docket; Request for 
Comments

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability; request for comments.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA), Center for Drug 
Evaluation and Research, is establishing a public docket to collect 
comments related to a proposed Study Data Standardization Plan (SDSP) 
template. As part of FDA's ongoing collaboration with the 
Pharmaceutical Users Software Exchange (PhUSE), an independent, non-
profit consortium addressing computational science issues, a PhUSE 
working group developed the PhUSE SDSP template. The purpose of this 
review is to evaluate the template and determine whether FDA will 
recommend its use either as is, or in a modified form, for regulatory 
submissions of study data. FDA is seeking public comment on the use of 
the PhUSE SDSP template for regulatory submissions.

DATES: Although you can comment on the PhUSE SDSP template at any time, 
to ensure that the Agency considers your comments in this review, 
please submit either electronic or written comments by January 9, 2017.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food

[[Page 78603]]

and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 
20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2016-N-3362 for ``Intent to Review a Study Data Standardization 
Plan Template.'' Received comments will be placed in the docket and, 
except for those submitted as ``Confidential Submissions,'' publicly 
viewable at http://www.regulations.gov or at the Division of Dockets 
Management between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Crystal Allard, Center for Drug 
Evaluation and Research, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 21, Rm. 1518, Silver Spring, MD 20993-0002, 301-
796-8856, [email protected].

SUPPLEMENTARY INFORMATION:

I. Background

    FDA is a participating member of PhUSE, an independent, non-profit 
consortium of academic, regulatory, non-profit, and private sector 
entities. PhUSE provides a global platform for the discussion of topics 
encompassing the work of biostatisticians, data managers, statistical 
programmers, and e-clinical information technology professionals, with 
the mission of providing an open, transparent, and collaborative forum 
to address computational science issues. As part of this collaboration, 
PhUSE working groups develop and periodically publish proposals for 
enhancing the review and analysis of human and animal study data 
submitted to regulatory agencies. You can learn more about PhUSE 
working groups at http://www.phuse.eu/cs-working-groups.aspx. (FDA has 
verified the Web site addresses as of the date this document publishes 
in the Federal Register, but Web sites are subject to change over 
time.)
    In December 2014, FDA published the Study Data Technical 
Conformance Guide (the ``Guide,'' available at http://www.fda.gov/ForIndustry/DataStandards/StudyDataStandards/default.htm), which 
contains technical recommendations to sponsors for the submission of 
animal and human study data and related information in a standardized 
electronic format. In section 2.1 of the Guide, FDA recommends that 
sponsors should include a plan (e.g., in the IND) describing the 
submission of standardized study data to FDA. FDA's Study Data 
Standards Resources Web page provides recommendations for preparing an 
SDSP (http://www.fda.gov/downloads/ForIndustry/DataStandards/StudyDataStandards/UCM447119.pdf).
    FDA now intends to review the PhUSE SDSP template, a deliverable of 
the working group effort described previously in this document, with 
the potential result that FDA could recommend the use of the template 
in its current form, or in a modified form, for use in the regulatory 
submission of study data in conformance with the Guide. FDA invites 
public comment on all matters regarding the use of the PhUSE SDSP 
template.

II. Electronic Access

    The PhUSE SDSP template is available at: http://www.phusewiki.org/wiki/images/e/ea/SDSP_Template.pdf.

    Dated: November 2, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-26913 Filed 11-7-16; 8:45 am]
BILLING CODE 4164-01-P



                                                  78602                            Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Notices

                                                  will be used to understand satisfaction                               Æ One week in the fall (during the                       384 responses will be required (n =
                                                  among individuals who receive SHIP                                 annual Medicare Open Enrollment                             3,000,000 counseling sessions in 2015).
                                                  Medicare assistance/counseling, as well,                           Period)                                                     SHIP anticipates collecting 75
                                                  as how the program can be improved to                                 • Focus only on non-redundant                            completed surveys per state/territory,
                                                  provide better service to its target                               individuals (i.e., a random sample                          for a total collection of 4,050 completed
                                                  population. Eighteen (18) unique states/                           without replacement of individuals who                      surveys over the 3-year period. This
                                                  territories will be surveyed in FY 2017,                           receive SHIP counseling).                                   larger collection will enable ACL to
                                                                                                                        • Randomly select 18 states and
                                                  with each state/territory expected to                                                                                          make state-to-state comparisons, which
                                                                                                                     territories to be surveyed each year,
                                                  generate 75 unique responses, for a total                                                                                      is an important feature of this survey.
                                                                                                                     with the states/territories stratified by
                                                  of 1,350 individual responses in Year 1.                           data collection method* and the size of                     Specifically, state-to-state comparisons
                                                  This process will then be replicated in                            the Medicare-eligible population.                           will allow ACL to identify which states/
                                                  Year 2 (FY 2018) and Year 3 (FY 2019),                                * Data collection method refers to how                   territories are providing the best
                                                  with a different unique group of 18                                each state/territory collects and enters                    services to their beneficiaries, and what
                                                  states and territories being surveyed                              its records of counseling sessions. The                     best practices can be shared across
                                                  each year. By the end of FY19, SHIP                                majority of states/territories (29 of 54)                   states/territories. The larger collection
                                                  will obtain 4,050 completed surveys to                             directly enter counseling records into                      will also provide each state/territory
                                                  measure satisfaction at the state and                              SHIP’s National Performance Reporting                       with sufficient information to take local
                                                  national levels (18 states/territories × 75                        (NPR) system, but the remaining states/                     action to improve service within
                                                  responses per state × 3 years). SHIP will                          territories upload data in batches at the                   budgetary constraints.
                                                  use the following factors to draw a                                end of each month. To ensure that the                          The proposed survey instrument may
                                                  representative sample of beneficiaries                             batch upload states/territories will be                     be viewed on the Web site: http://
                                                  who received assistance/counseling:                                able to pull weekly samples twice per                       www.acl.gov/Programs/CIP/OHIC/
                                                                                                                     year, we will limit these states/
                                                    • Review counseling sessions at two                              territories to Years 2 and 3 of the survey
                                                                                                                                                                                 index.aspx.
                                                  points each year:                                                  administration period, thereby allowing                        OMB approval is requested for 3
                                                    Æ One week in the spring (outside of                             for technical assistance to these states/                   years. There are no costs to respondents
                                                  the annual Medicare Open Enrollment                                territories if necessary.                                   other than their time. The average
                                                  Period)                                                               To generate a sample with a 95%                          annual burden associated with these
                                                                                                                     confidence level at the national level                      activities is summarized below:

                                                                                                                                                                                                     Average          Total
                                                                                                                                                                                Responses
                                                                                                                                                              Number of                            burden hours      average
                                                                                          Respondent type                                                                           per
                                                                                                                                                             respondents                           per response   annual burden
                                                                                                                                                                                respondent            (hours)        (hours)

                                                  Stratified Random Sample ...............................................................................         1,350             1                 8/60           180



                                                    Dated: October 27, 2016.                                         with the Pharmaceutical Users Software                      including attachments, to http://
                                                  Edwin L. Walker,                                                   Exchange (PhUSE), an independent,                           www.regulations.gov will be posted to
                                                  Acting Administrator and Assistant Secretary                       non-profit consortium addressing                            the docket unchanged. Because your
                                                  for Aging.                                                         computational science issues, a PhUSE                       comment will be made public, you are
                                                  [FR Doc. 2016–26924 Filed 11–7–16; 8:45 am]                        working group developed the PhUSE                           solely responsible for ensuring that your
                                                  BILLING CODE 4154–01–P                                             SDSP template. The purpose of this                          comment does not include any
                                                                                                                     review is to evaluate the template and                      confidential information that you or a
                                                                                                                     determine whether FDA will                                  third party may not wish to be posted,
                                                  DEPARTMENT OF HEALTH AND                                           recommend its use either as is, or in a                     such as medical information, your or
                                                  HUMAN SERVICES                                                     modified form, for regulatory                               anyone else’s Social Security number, or
                                                                                                                     submissions of study data. FDA is                           confidential business information, such
                                                  Food and Drug Administration                                       seeking public comment on the use of                        as a manufacturing process. Please note
                                                  [Docket No. FDA–2016–N–3362]                                       the PhUSE SDSP template for regulatory                      that if you include your name, contact
                                                                                                                     submissions.                                                information, or other information that
                                                  Intent To Review a Study Data                                      DATES: Although you can comment on                          identifies you in the body of your
                                                  Standardization Plan Template; Notice                              the PhUSE SDSP template at any time,                        comments, that information will be
                                                  of Availability; Establishment of a                                to ensure that the Agency considers                         posted on http://www.regulations.gov.
                                                  Public Docket; Request for Comments                                                                                              • If you want to submit a comment
                                                                                                                     your comments in this review, please
                                                                                                                                                                                 with confidential information that you
                                                  AGENCY:      Food and Drug Administration,                         submit either electronic or written
                                                                                                                                                                                 do not wish to be made available to the
                                                  HHS.                                                               comments by January 9, 2017.
                                                                                                                                                                                 public, submit the comment as a
                                                  ACTION:Notice of availability; request                             ADDRESSES: You may submit comments                          written/paper submission and in the
                                                  for comments.                                                      as follows:                                                 manner detailed (see ‘‘Written/Paper
mstockstill on DSK3G9T082PROD with NOTICES




                                                                                                                     Electronic Submissions                                      Submissions’’ and ‘‘Instructions’’).
                                                  SUMMARY:   The Food and Drug
                                                  Administration (FDA), Center for Drug                                Submit electronic comments in the                         Written/Paper Submissions
                                                  Evaluation and Research, is establishing                           following way:                                                Submit written/paper submissions as
                                                  a public docket to collect comments                                  • Federal eRulemaking Portal: http://                     follows:
                                                  related to a proposed Study Data                                   www.regulations.gov. Follow the                               • Mail/Hand delivery/Courier (for
                                                  Standardization Plan (SDSP) template.                              instructions for submitting comments.                       written/paper submissions): Division of
                                                  As part of FDA’s ongoing collaboration                             Comments submitted electronically,                          Dockets Management (HFA–305), Food


                                             VerDate Sep<11>2014      16:27 Nov 07, 2016       Jkt 241001     PO 00000     Frm 00038      Fmt 4703     Sfmt 4703    E:\FR\FM\08NON1.SGM   08NON1


                                                                             Federal Register / Vol. 81, No. 216 / Tuesday, November 8, 2016 / Notices                                                  78603

                                                  and Drug Administration, 5630 Fishers                   Management, 5630 Fishers Lane, Rm.                    all matters regarding the use of the
                                                  Lane, Rm. 1061, Rockville, MD 20852.                    1061, Rockville, MD 20852.                            PhUSE SDSP template.
                                                     • For written/paper comments                         FOR FURTHER INFORMATION CONTACT:                      II. Electronic Access
                                                  submitted to the Division of Dockets                    Crystal Allard, Center for Drug
                                                  Management, FDA will post your                                                                                  The PhUSE SDSP template is
                                                                                                          Evaluation and Research, Food and
                                                  comment, as well as any attachments,                                                                          available at: http://www.phusewiki.org/
                                                                                                          Drug Administration, 10903 New
                                                  except for information submitted,                                                                             wiki/images/e/ea/SDSP_Template.pdf.
                                                                                                          Hampshire Ave., Bldg. 21, Rm. 1518,
                                                  marked and identified, as confidential,                 Silver Spring, MD 20993–0002, 301–                      Dated: November 2, 2016.
                                                  if submitted as detailed in                             796–8856, crystal.allard@fda.hhs.gov.                 Leslie Kux,
                                                  ‘‘Instructions.’’                                                                                             Associate Commissioner for Policy.
                                                     Instructions: All submissions received               SUPPLEMENTARY INFORMATION:
                                                                                                                                                                [FR Doc. 2016–26913 Filed 11–7–16; 8:45 am]
                                                  must include the Docket No. FDA–                        I. Background                                         BILLING CODE 4164–01–P
                                                  2016–N–3362 for ‘‘Intent to Review a
                                                  Study Data Standardization Plan                            FDA is a participating member of
                                                  Template.’’ Received comments will be                   PhUSE, an independent, non-profit
                                                                                                          consortium of academic, regulatory,                   DEPARTMENT OF HEALTH AND
                                                  placed in the docket and, except for                                                                          HUMAN SERVICES
                                                  those submitted as ‘‘Confidential                       non-profit, and private sector entities.
                                                  Submissions,’’ publicly viewable at                     PhUSE provides a global platform for                  Food and Drug Administration
                                                  http://www.regulations.gov or at the                    the discussion of topics encompassing
                                                                                                          the work of biostatisticians, data                    [Docket No. FDA–2013–D–0743]
                                                  Division of Dockets Management
                                                  between 9 a.m. and 4 p.m., Monday                       managers, statistical programmers, and
                                                                                                          e-clinical information technology                     Medical Device Reporting for
                                                  through Friday.                                                                                               Manufacturers; Guidance for Industry
                                                     • Confidential Submissions—To                        professionals, with the mission of
                                                                                                          providing an open, transparent, and                   and Food and Drug Administration
                                                  submit a comment with confidential                                                                            Staff; Availability
                                                  information that you do not wish to be                  collaborative forum to address
                                                  made publicly available, submit your                    computational science issues. As part of              AGENCY:   Food and Drug Administration,
                                                  comments only as a written/paper                        this collaboration, PhUSE working                     HHS.
                                                  submission. You should submit two                       groups develop and periodically publish               ACTION:   Notice of availability.
                                                  copies total. One copy will include the                 proposals for enhancing the review and
                                                  information you claim to be confidential                analysis of human and animal study                    SUMMARY:    The Food and Drug
                                                  with a heading or cover note that states                data submitted to regulatory agencies.                Administration (FDA) is announcing the
                                                  ‘‘THIS DOCUMENT CONTAINS                                You can learn more about PhUSE                        availability of the guidance entitled
                                                  CONFIDENTIAL INFORMATION.’’ The                         working groups at http://www.phuse.eu/                ‘‘Medical Device Reporting for
                                                  Agency will review this copy, including                 cs-working-groups.aspx. (FDA has                      Manufacturers; Guidance for Industry
                                                  the claimed confidential information, in                verified the Web site addresses as of the             and Food and Drug Administration
                                                  its consideration of comments. The                      date this document publishes in the                   Staff.’’ This guidance document is
                                                  second copy, which will have the                        Federal Register, but Web sites are                   intended to assist medical device
                                                  claimed confidential information                        subject to change over time.)                         manufacturers meet applicable reporting
                                                  redacted/blacked out, will be available                    In December 2014, FDA published the                and recordkeeping requirements for
                                                  for public viewing and posted on http://                Study Data Technical Conformance                      certain device-related adverse events
                                                  www.regulations.gov. Submit both                        Guide (the ‘‘Guide,’’ available at http://            and malfunctions.
                                                  copies to the Division of Dockets                       www.fda.gov/ForIndustry/                              DATES: Submit either electronic or
                                                  Management. If you do not wish your                     DataStandards/StudyDataStandards/                     written comments on this guidance at
                                                  name and contact information to be                      default.htm), which contains technical                any time. General comments on Agency
                                                  made publicly available, you can                        recommendations to sponsors for the                   guidance documents are welcome at any
                                                  provide this information on the cover                   submission of animal and human study                  time.
                                                  sheet and not in the body of your                       data and related information in a                     ADDRESSES: You may submit comments
                                                  comments and you must identify this                     standardized electronic format. In                    as follows:
                                                  information as ‘‘confidential.’’ Any                    section 2.1 of the Guide, FDA
                                                  information marked as ‘‘confidential’’                  recommends that sponsors should                       Electronic Submissions
                                                  will not be disclosed except in                         include a plan (e.g., in the IND)                       Submit electronic comments in the
                                                  accordance with 21 CFR 10.20 and other                  describing the submission of                          following way:
                                                  applicable disclosure law. For more                     standardized study data to FDA. FDA’s                   • Federal eRulemaking Portal: http://
                                                  information about FDA’s posting of                      Study Data Standards Resources Web                    www.regulations.gov. Follow the
                                                  comments to public dockets, see 80 FR                   page provides recommendations for                     instructions for submitting comments.
                                                  56469, September 18, 2015, or access                    preparing an SDSP (http://www.fda.gov/                Comments submitted electronically,
                                                  the information at: http://www.fda.gov/                 downloads/ForIndustry/DataStandards/                  including attachments, to http://
                                                  regulatoryinformation/dockets/                          StudyDataStandards/UCM447119.pdf).                    www.regulations.gov/ will be posted to
                                                  default.htm.                                               FDA now intends to review the                      the docket unchanged. Because your
                                                     Docket: For access to the docket to                  PhUSE SDSP template, a deliverable of                 comment will be made public, you are
                                                  read background documents or the                        the working group effort described                    solely responsible for ensuring that your
mstockstill on DSK3G9T082PROD with NOTICES




                                                  electronic and written/paper comments                   previously in this document, with the                 comment does not include any
                                                  received, go to http://                                 potential result that FDA could                       confidential information that you or a
                                                  www.regulations.gov and insert the                      recommend the use of the template in                  third party may not wish to be posted,
                                                  docket number, found in brackets in the                 its current form, or in a modified form,              such as medical information, your or
                                                  heading of this document, into the                      for use in the regulatory submission of               anyone else’s Social Security number, or
                                                  ‘‘Search’’ box and follow the prompts                   study data in conformance with the                    confidential business information, such
                                                  and/or go to the Division of Dockets                    Guide. FDA invites public comment on                  as a manufacturing process. Please note


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Document Created: 2018-02-14 08:24:02
Document Modified: 2018-02-14 08:24:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability; request for comments.
DatesAlthough you can comment on the PhUSE SDSP template at any time, to ensure that the Agency considers your comments in this review, please submit either electronic or written comments by January 9, 2017.
ContactCrystal Allard, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 21, Rm. 1518, Silver Spring, MD 20993-0002, 301- 796-8856, [email protected]
FR Citation81 FR 78602 

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