81_FR_79770 81 FR 79551 - Sunshine Act Meeting

81 FR 79551 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 219 (November 14, 2016)

Page Range79551-79552
FR Document2016-27378

Federal Register, Volume 81 Issue 219 (Monday, November 14, 2016)
[Federal Register Volume 81, Number 219 (Monday, November 14, 2016)]
[Notices]
[Pages 79551-79552]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-27378]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given that, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, the Securities and 
Exchange Commission will hold an Open Meeting on Tuesday, November 15, 
2016, at 3:00 p.m., in the Auditorium, Room L-002.
    The subject matter of the Open Meeting will be:
     The Commission will consider whether to approve a proposed 
national market system (``NMS'') plan to create, implement, and 
maintain a consolidated audit trail, submitted pursuant to Rule 613 of 
Regulation NMS.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted, or postponed, please contact Brent J. Fields in 
the Office of the Secretary at (202) 551-5400.


[[Page 79552]]


    Dated: November 8, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-27378 Filed 11-9-16; 11:15 am]
 BILLING CODE 8011-01-P



                                                                             Federal Register / Vol. 81, No. 219 / Monday, November 14, 2016 / Notices                                                     79551

                                                  greater than 0.30% is also equitable and                to increase the competitiveness of the                    Commission, and all written
                                                  reasonable. Such pricing programs                       Exchange.                                                 communications relating to the
                                                  reward a Member’s growth pattern on                                                                               proposed rule change between the
                                                                                                          C. Self-Regulatory Organization’s
                                                  the Exchange and such increased                                                                                   Commission and any person, other than
                                                                                                          Statement on Comments on the
                                                  volume increases potential revenue to                                                                             those that may be withheld from the
                                                                                                          Proposed Rule Change Received From
                                                  the Exchange, and will allow the                                                                                  public in accordance with the
                                                                                                          Members, Participants, or Others
                                                  Exchange to continue to provide and                                                                               provisions of 5 U.S.C. 552, will be
                                                  potentially expand the incentive                          The Exchange has not solicited, and                     available for Web site viewing and
                                                  programs operated by the Exchange. The                  does not intend to solicit, comments on                   printing in the Commission’s Public
                                                  Exchange believes that providing                        this proposed rule change. The                            Reference Room, 100 F Street NE.,
                                                  additional financial incentives to                      Exchange has not received any written
                                                                                                                                                                    Washington, DC 20549 on official
                                                  Members that demonstrate an increase                    comments from members or other
                                                                                                                                                                    business days between the hours of
                                                  over their September 2016 Options                       interested parties.
                                                                                                                                                                    10:00 a.m. and 3:00 p.m. Copies of such
                                                  Step-Up Add TCV through the proposed                    III. Date of Effectiveness of the                         filing also will be available for
                                                  tier offers an additional, flexible way to              Proposed Rule Change and Timing for                       inspection and copying at the principal
                                                  achieve financial incentives from the                   Commission Action                                         office of the Exchange. All comments
                                                  Exchange and encourage Members to
                                                                                                             The foregoing rule change has become                   received will be posted without change;
                                                  add liquidity to the Exchange. The
                                                                                                          effective pursuant to Section 19(b)(3)(A)                 the Commission does not edit personal
                                                  Exchange believes that this incentive is
                                                                                                          of the Act 14 and paragraph (f) of Rule                   identifying information from
                                                  reasonable, fair and equitable because
                                                  the liquidity from the proposed tier also               19b–4 thereunder.15 At any time within                    submissions. You should submit only
                                                  benefits all investors by deepening the                 60 days of the filing of the proposed rule                information that you wish to make
                                                  Exchange’s liquidity pool, offering                     change, the Commission summarily may                      available publicly. All submissions
                                                  additional flexibility for all investors to             temporarily suspend such rule change if                   should refer to File Number SR–
                                                  enjoy cost savings, supporting the                      it appears to the Commission that such                    BatsBZX–2016–69, and should be
                                                  quality of price discovery, promoting                   action is necessary or appropriate in the                 submitted on or before December 5,
                                                  market transparency and improving                       public interest, for the protection of                    2016.
                                                  investor protection. These pricing                      investors, or otherwise in furtherance of                   For the Commission, by the Division of
                                                  programs are also fair and equitable in                 the purposes of the Act.                                  Trading and Markets, pursuant to delegated
                                                  that they are available to all Members                  IV. Solicitation of Comments                              authority.16
                                                  and will result in Members receiving                                                                              Brent J. Fields,
                                                  either the same or an increased rebate                    Interested persons are invited to
                                                                                                          submit written data, views, and                           Secretary.
                                                  than they would currently receive.
                                                                                                          arguments concerning the foregoing,                       [FR Doc. 2016–27238 Filed 11–10–16; 8:45 am]
                                                  B. Self-Regulatory Organization’s                       including whether the proposed rule                       BILLING CODE 8011–01–P
                                                  Statement on Burden on Competition                      change is consistent with the Act.
                                                                                                          Comments may be submitted by any of
                                                     The Exchange believes the proposed
                                                                                                          the following methods:                                    SECURITIES AND EXCHANGE
                                                  amendment to its fee schedule would
                                                  not impose any burden on competition                    Electronic Comments                                       COMMISSION
                                                  that is not necessary or appropriate in                   • Use the Commission’s Internet                         Sunshine Act Meeting
                                                  furtherance of the purposes of the Act.                 comment form (http://www.sec.gov/
                                                  To the contrary, the Exchange has                       rules/sro.shtml); or                                        Notice is hereby given that, pursuant
                                                  designed the proposed amendment to its                    • Send an email to rule-comments@                       to the provisions of the Government in
                                                  fee schedule to enhance its ability to                  sec.gov. Please include File Number SR-                   the Sunshine Act, Public Law 94–409,
                                                  compete with other exchanges. Also, the                 BatsBZX–2016–69 on the subject line.                      the Securities and Exchange
                                                  Exchange believes that the addition of
                                                                                                          Paper Comments                                            Commission will hold an Open Meeting
                                                  the proposed tier contributes to rather
                                                                                                                                                                    on Tuesday, November 15, 2016, at 3:00
                                                  than burdens competition, as such tier                    • Send paper comments in triplicate                     p.m., in the Auditorium, Room L–002.
                                                  is intended to incentivize Members to                   to Brent J. Fields, Secretary, Securities
                                                  increase their participation on the                     and Exchange Commission, 100 F Street                       The subject matter of the Open
                                                  Exchange, which will increase the                       NE., Washington, DC 20549–1090.                           Meeting will be:
                                                  liquidity and market quality on the                     All submissions should refer to File                        • The Commission will consider
                                                  Exchange, which will then further                       Number SR–BatsBZX–2016–69. This file                      whether to approve a proposed national
                                                  enhance the Exchange’s ability to                       number should be included on the                          market system (‘‘NMS’’) plan to create,
                                                  compete with other exchanges.                           subject line if email is used. To help the                implement, and maintain a consolidated
                                                     The Exchange does not believe that                   Commission process and review your                        audit trail, submitted pursuant to Rule
                                                  the proposed change will impair the                     comments more efficiently, please use                     613 of Regulation NMS.
                                                  ability of Members or competing venues                  only one method. The Commission will                        At times, changes in Commission
                                                  to maintain their competitive standing                  post all comments on the Commission’s                     priorities require alterations in the
                                                  in the financial markets. Additionally,                 Internet Web site (http://www.sec.gov/                    scheduling of meeting items.
                                                  Members may opt to disfavor the
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                                                                                                          rules/sro.shtml). Copies of the
                                                  Exchange’s pricing if they believe that                 submission, all subsequent                                  For further information and to
                                                  alternatives offer them better value.                   amendments, all written statements                        ascertain what, if any, matters have been
                                                  Accordingly, the Exchange does not                      with respect to the proposed rule                         added, deleted, or postponed, please
                                                  believe that the proposed change to the                 change that are filed with the                            contact Brent J. Fields in the Office of
                                                  Exchange’s tiered pricing structure                                                                               the Secretary at (202) 551–5400.
                                                  burdens competition, but instead,                         14 15   U.S.C. 78s(b)(3)(A).
                                                  enhances competition as it is intended                    15 17   CFR 240.19b–4(f).                                 16 17   CFR 200.30–3(a)(12).



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                                                  79552                            Federal Register / Vol. 81, No. 219 / Monday, November 14, 2016 / Notices

                                                    Dated: November 8, 2016.                                       The number assigned to this disaster                SMALL BUSINESS ADMINISTRATION
                                                  Brent J. Fields,                                               for physical damage is 14960B and for
                                                                                                                                                                       [Disaster Declaration #14936 and #14937]
                                                  Secretary.                                                     economic injury is 14961B.
                                                  [FR Doc. 2016–27378 Filed 11–9–16; 11:15 am]                   (Catalog of Federal Domestic Assistance               Florida Disaster Number FL–00120
                                                  BILLING CODE 8011–01–P                                         Number 59008)
                                                                                                                                                                       AGENCY: U.S. Small Business
                                                                                                                 James E. Rivera,                                      Administration.
                                                                                                                 Associate Administrator for Disaster                  ACTION: Amendment 4.
                                                  SMALL BUSINESS ADMINISTRATION                                  Assistance.
                                                  [Disaster Declaration #14960 and #14961]                       [FR Doc. 2016–27240 Filed 11–10–16; 8:45 am]          SUMMARY:    This is an amendment of the
                                                                                                                 BILLING CODE 8025–01–P                                Presidential declaration of a major
                                                  MINNESOTA Disaster #MN–00060                                                                                         disaster for Public Assistance Only for
                                                  AGENCY: U.S. Small Business                                                                                          the State of Florida (FEMA–4283–DR),
                                                  Administration.                                                SMALL BUSINESS ADMINISTRATION                         dated 10/24/2016.
                                                                                                                                                                          Incident: Hurricane Matthew.
                                                  ACTION: Notice.
                                                                                                                 [Disaster Declaration #14886 and #14887]                 Incident Period: 10/03/2016 through
                                                  SUMMARY:    This is a Notice of the                                                                                  10/19/2016.
                                                  Presidential declaration of a major                            Florida Disaster Number FL–00118                      DATES:
                                                  disaster for Public Assistance Only for                        AGENCY: U.S. Small Business                              Effective Date: 11/04/2016.
                                                  the State of Minnesota (FEMA–4290–                             Administration.                                          Physical Loan Application Deadline
                                                  DR), dated 11/02/2016.                                                                                               Date: 12/23/2016.
                                                                                                                 ACTION: Amendment 1.                                     Economic Injury (EIDL) Loan
                                                     Incident: Severe Storms and Flooding.
                                                     Incident Period: 09/21/2016 through                         SUMMARY:   This is an amendment of the                Application Deadline Date: 07/24/2017.
                                                  09/24/2016.                                                    Presidential declaration of a major                   ADDRESSES: Submit completed loan
                                                     Effective Date: 11/02/2016.                                                                                       applications to: U.S. Small Business
                                                     Physical Loan Application Deadline                          disaster for the State of Florida (FEMA–
                                                                                                                 4280–DR), dated 09/28/2016.                           Administration, Processing and
                                                  Date: 01/03/2017.                                                                                                    Disbursement Center, 14925 Kingsport
                                                     Economic Injury (EIDL) Loan                                   Incident: Hurricane Hermine.
                                                                                                                   Incident Period: 08/31/2016 through                 Road, Fort Worth, TX 76155.
                                                  Application Deadline Date: 08/02/2017.
                                                                                                                 09/11/2016.                                           FOR FURTHER INFORMATION CONTACT: A.
                                                  ADDRESSES: Submit completed loan
                                                                                                                   Effective Date: 11/02/2016.                         Escobar, Office of Disaster Assistance,
                                                  applications to: U.S. Small Business
                                                                                                                   Physical Loan Application Deadline                  U.S. Small Business Administration,
                                                  Administration, Processing And
                                                                                                                 Date: 11/28/2016.                                     409 3rd Street SW., Suite 6050,
                                                  Disbursement Center, 14925 Kingsport
                                                                                                                   EIDL Loan Application Deadline Date:                Washington, DC 20416.
                                                  Road, Fort Worth, TX 76155.
                                                                                                                 06/28/2017.                                           SUPPLEMENTARY INFORMATION: The notice
                                                  FOR FURTHER INFORMATION CONTACT: A.
                                                  Escobar, Office of Disaster Assistance,                        ADDRESSES: Submit completed loan                      of the President’s major disaster
                                                  U.S. Small Business Administration,                            applications to: U.S. Small Business                  declaration for Private Non-Profit
                                                  409 3rd Street SW., Suite 6050,                                Administration, Processing and                        organizations in the State of FLORIDA,
                                                  Washington, DC 20416.                                          Disbursement Center, 14925 Kingsport                  dated 10/24/2016, is hereby amended to
                                                                                                                 Road, Fort Worth, TX 76155.                           include the following areas as adversely
                                                  SUPPLEMENTARY INFORMATION: Notice is
                                                                                                                 FOR FURTHER INFORMATION CONTACT: A.                   affected by the disaster.
                                                  hereby given that as a result of the
                                                  President’s major disaster declaration on                      Escobar, Office of Disaster Assistance,               Primary Counties: Broward, Orange,
                                                  11/02/2016, Private Non-Profit                                 U.S. Small Business Administration,                        Osceola
                                                  organizations that provide essential                           409 3rd Street SW., Suite 6050,                         All other information in the original
                                                  services of governmental nature may file                       Washington, DC 20416.                                 declaration remains unchanged.
                                                  disaster loan applications at the address                      SUPPLEMENTARY INFORMATION: The notice
                                                                                                                                                                       (Catalog of Federal Domestic Assistance
                                                  listed above or other locally announced                        of the Presidential disaster declaration              Number 59008)
                                                  locations.                                                     for the State of FLORIDA, dated 09/28/
                                                     The following areas have been                               2016 is hereby amended to include the                 James E. Rivera,
                                                  determined to be adversely affected by                         following areas as adversely affected by              Associate Administrator for Disaster
                                                  the disaster:                                                  the disaster:                                         Assistance.
                                                  Primary Counties:                                              Primary Counties (Physical Damage and                 [FR Doc. 2016–27232 Filed 11–10–16; 8:45 am]
                                                     Blue Earth, Fillmore, Freeborn,                                  Economic Injury Loans): Manatee,                 BILLING CODE 8025–01–P
                                                       Goodhue, Houston, Le Sueur, Rice,                              Taylor, Wakulla
                                                       Steele, Waseca.                                           Contiguous Counties (Economic Injury
                                                     The Interest Rates are:                                          Loans Only):                                     SMALL BUSINESS ADMINISTRATION
                                                                                                                   Florida: Desoto, Franklin, Madison,                 [Disaster Declaration #14911 and #14912]
                                                                                                    Percent           Sarasota
                                                                                                                                                                       North Carolina Disaster Number NC–
                                                  For Physical Damage:                                             All other information in the original
                                                                                                                                                                       00081
                                                    Non-Profit Organizations With                                declaration remains unchanged.
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                                                      Credit Available Elsewhere ...                    2.625    (Catalog of Federal Domestic Assistance               AGENCY: U.S. Small Business
                                                    Non-Profit Organizations With-                               Number 59008)                                         Administration.
                                                      out Credit Available Else-
                                                                                                                                                                       ACTION: Amendment 12.
                                                      where .....................................       2.625    James E. Rivera,
                                                  For Economic Injury:                                           Associate Administrator for Disaster                  SUMMARY:   This is an amendment of the
                                                    Non-Profit Organizations With-                               Assistance.                                           Presidential declaration of a major
                                                      out Credit Available Else-
                                                      where .....................................       2.625
                                                                                                                 [FR Doc. 2016–27231 Filed 11–10–16; 8:45 am]          disaster for the State of North Carolina
                                                                                                                 BILLING CODE 8025–01–P                                (FEMA—4285–DR), dated 10/10/2016.


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Document Created: 2018-10-24 10:48:49
Document Modified: 2018-10-24 10:48:49
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 79551 

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