81_FR_81949 81 FR 81726 - Notice of Solicitation of Applications (NOSA) Inviting Applications for the Rural Business Development Grant Program To Provide Technical Assistance for Rural Transportation Systems

81 FR 81726 - Notice of Solicitation of Applications (NOSA) Inviting Applications for the Rural Business Development Grant Program To Provide Technical Assistance for Rural Transportation Systems

DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service

Federal Register Volume 81, Issue 223 (November 18, 2016)

Page Range81726-81731
FR Document2016-27734

This Notice is to invite applications for grants to provide Technical Assistance for Rural Transportation (RT) systems under the Rural Business Development Grant (RBDG) program pursuant to 7 CFR part 4280, subpart E, 2 CFR chapter IV and 2 CFR part 200 for fiscal year (FY) 2017, subject to the availability of funding to provide Technical Assistance for RT systems and for RT systems to Federally Recognized Native American Tribes' (FRNAT) (collectively ``Programs'') and the terms provided in such funding. This Notice is being issued before the FY 2017 appropriation has been enacted in order to allow applicants sufficient time to leverage financing, prepare and submit their applications, and give the Agency time to process applications in FY 2017. This Notice is based on the assumption that the FY 2017 appropriation will be identical to its successors. Should that not be the case, this Notice will be amended to reflect those changes. Successful applications will be selected by the Agency for funding and subsequently awarded to the extent that funding may ultimately be made available to the Agency through appropriations. Awards under both grant Programs will be competitively awarded to eligible applicant(s) which historically has been a qualified national Nonprofit organization. It is expected that one grant will be for the provision of Technical Assistance to RT Projects and that the other grant will be for the provision of Technical Assistance to RT Projects operated by FRNATs only. All applicants are responsible for any expenses incurred in developing their applications. All initially capitalized terms in this Notice, other than proper names, are defined in 7 CFR 4280.403.

Federal Register, Volume 81 Issue 223 (Friday, November 18, 2016)
[Federal Register Volume 81, Number 223 (Friday, November 18, 2016)]
[Notices]
[Pages 81726-81731]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-27734]


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DEPARTMENT OF AGRICULTURE

Rural Business-Cooperative Service


Notice of Solicitation of Applications (NOSA) Inviting 
Applications for the Rural Business Development Grant Program To 
Provide Technical Assistance for Rural Transportation Systems

AGENCY: Rural Business-Cooperative Service, USDA.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: This Notice is to invite applications for grants to provide 
Technical Assistance for Rural Transportation (RT) systems under the 
Rural Business Development Grant (RBDG) program pursuant to 7 CFR part 
4280, subpart E, 2 CFR chapter IV and 2 CFR part 200 for fiscal year 
(FY) 2017, subject to the availability of funding to provide Technical 
Assistance for RT systems and for RT systems to Federally Recognized 
Native American Tribes' (FRNAT) (collectively ``Programs'') and the 
terms provided in such funding. This Notice is being issued before the 
FY 2017 appropriation has been enacted in order to allow applicants 
sufficient time to leverage financing, prepare and submit their 
applications, and give the Agency time to process applications in FY 
2017. This Notice is based on the assumption that the FY 2017 
appropriation will be identical to its successors. Should that not be 
the case, this Notice will be amended to reflect those changes. 
Successful applications will be selected by the Agency for

[[Page 81727]]

funding and subsequently awarded to the extent that funding may 
ultimately be made available to the Agency through appropriations. 
Awards under both grant Programs will be competitively awarded to 
eligible applicant(s) which historically has been a qualified national 
Nonprofit organization. It is expected that one grant will be for the 
provision of Technical Assistance to RT Projects and that the other 
grant will be for the provision of Technical Assistance to RT Projects 
operated by FRNATs only.
    All applicants are responsible for any expenses incurred in 
developing their applications.
    All initially capitalized terms in this Notice, other than proper 
names, are defined in 7 CFR 4280.403.

DATES: Completed applications must be received in the USDA Rural 
Development State Office no later than 4:30 p.m. (local time) on March 
31, 2017. Applications received at a USDA Rural Development State 
Office after this date will not be considered for FY 2017 funding.

ADDRESSES: Submit applications in paper format to the USDA Rural 
Development State Office for the State where the Project is located. A 
list of the USDA Rural Development State Office contacts can be found 
at: http://www.rd.usda.gov/contact-us/state-offices.

FOR FURTHER INFORMATION CONTACT: Specialty Programs Division, Business 
Programs, Rural Business-Cooperative Service, U.S. Department of 
Agriculture, 1400 Independence Avenue SW., MS 3226, Room 4204-South, 
Washington, DC 20250-3226, or call 202-720-1400. For further 
information on this Notice, please contact the USDA Rural Development 
State Office in the State in which the applicant's headquarters is 
located.

SUPPLEMENTARY INFORMATION:

Overview

    Solicitation Opportunity Title: Rural Business Development Grants.
    Announcement Type: Initial Solicitation Announcement.
    Catalog of Federal Domestic Assistance Number: 10.351.
    Dates: Completed applications must be received in the USDA Rural 
Development State Office no later than 4:30 p.m. (local time) on March 
31, 2017, to be eligible for FY 2017 grant funding. Applications 
received after this date will not be eligible for FY 2017 grant 
funding.

A. Program Description

    1. Purpose of the Program. The purpose of this program is to 
improve the economic conditions of Rural Areas.
    2. Statutory Authority. This program is authorized under section 
310B(c) of the Consolidated Farm and Rural Development Act (7 U.S.C. 
1932(c)). Regulations are contained in 7 CFR part 4280, subpart E. The 
program is administered on behalf of Rural Business-Cooperative Service 
(RBS) at the State level by the USDA Rural Development State Offices. 
Assistance provided to Rural Areas under the program has historically 
included the provision of on-site Technical Assistance to local and 
regional governments, public transit agencies, and related Nonprofit 
and for-profit organizations in Rural Areas; the development of 
training materials; and the provision of necessary training assistance 
to local officials and agencies in Rural Areas.
    Awards under the RBDG passenger transportation program will be made 
on a competitive basis using specific selection criteria contained in 7 
CFR part 4280, subpart E, and in accordance with section 310B(c) of the 
Consolidated Farm and Rural Development Act (7 U.S.C. 1932(c)). 
Information required to be in the application package includes Standard 
Form (SF) 424, ``Application for Federal Assistance;'' environmental 
documentation in accordance with 7 CFR part 1970, ``Environmental 
Policies and Procedures;'' Scope of Work Narrative; Income Statement; 
Balance Sheet or Audit for previous 3 years; AD-1047, ``Debarment/
Suspension Certification;'' AD-1048, ``Certification Regarding 
Debarment, Suspension, Ineligibility and Voluntary Exclusion;'' AD-
1049, ``Certification Regarding Drug-Free Workplace Requirements;'' SF 
LLL, ``Disclosure of Lobbying Activities;'' RD 400-1, ``Equal 
Opportunity Agreement;'' RD 400-4, ``Assurance Agreement;'' and a 
letter providing Board authorization to obtain assistance. For the 
FRNAT grant, which must benefit FRNATs, at least 75 percent of the 
benefits of the Project must be received by members of FRNATs. The 
Project that scores the greatest number of points based on the RBDG 
selection criteria and the discretionary points will be selected for 
each grant.
    Applicants must be qualified national Nonprofit organizations with 
experience in providing Technical Assistance and training to Rural 
communities nationwide for the purpose of improving passenger 
transportation service or facilities. To be considered ``national,'' 
RBS requires a qualified organization to provide evidence that it 
operates RT assistance programming nation-wide. There is not a 
requirement to use the grant funds in a multi-State area. Grants will 
be made to qualified national non-profit organizations for the 
provision of Technical Assistance and training to Rural communities for 
the purpose of improving passenger transportation services or 
facilities.
    3. Definition of Terms. The definitions applicable to this Notice 
are published at 7 CFR 4280.403.
    4. Application Awards. The Agency will review, evaluate, and score 
applications received in response to this Notice based on the 
provisions in 7 CFR 4280, subpart E and as indicated in this Notice. 
However, the Agency advises all interested parties that the applicant 
bears the burden in preparing and submitting an application in response 
to this Notice.

B. Federal Award Information

    Type of Award: Grants.
    Fiscal Year Funds: FY 2017.
    Available Funds: Anyone interested in submitting an application for 
funding under this program is encouraged to consult the Rural 
Development Web Newsroom Web site at http://www.rd.usda.gov/newsroom/notices-solicitation-applications-nosas for funding information.
    Approximate Number of Awards: To be determined based on the number 
of qualified applications received. Historically two awards have been 
made.
    Maximum Awards: Will be determined by the specific funding provided 
for the Programs in the FY 2017 Appropriations Act.
    Award Date: Prior to September 30, 2017.
    Performance Period: October 1, 2017, through September 30, 2018.
    Renewal or Supplemental Awards: None.

C. Eligibility Information

    1. Eligible Applicants.
    To be considered eligible, an entity must be a qualified national 
Nonprofit organization serving Rural Areas as evidenced in its 
organizational documents and demonstrated experience, per 7 CFR part 
4280, subpart E. Grants will be competitively awarded to qualified 
national Nonprofit organizations.
    The Agency requires the following information to make an 
eligibility determination that an applicant is a national Nonprofit 
organization. These applications must include, but are not limited to, 
the following:

[[Page 81728]]

    (a) An original and one copy of SF 424, ``Application for Federal 
Assistance (For Non-construction);''
    (b) Copies of applicant's organizational documents showing the 
applicant's legal existence and authority to perform the activities 
under the grant;
    (c) A proposed scope of work, including a description of the 
proposed Project, details of the proposed activities to be accomplished 
and timeframes for completion of each task, the number of months 
duration of the Project, and the estimated time it will take from grant 
approval to beginning of Project implementation;
    (d) A written narrative that includes, at a minimum, the following 
items:
    (i) An explanation of why the Project is needed, the benefits of 
the proposed Project, and how the Project meets the grant eligible 
purposes;
    (ii) Area to be served, identifying each governmental unit, i.e., 
town, county, etc., to be affected by the Project;
    (iii) Description of how the Project will coordinate Economic 
Development activities with other Economic Development activities 
within the Project area;
    (iv) Businesses to be assisted, if appropriate, and Economic 
Development to be accomplished;
    (v) An explanation of how the proposed Project will result in newly 
created, increased, or supported jobs in the area and the number of 
projected new and supported jobs within the next 3 years;
    (vi) A description of the applicant's demonstrated capability and 
experience in providing the proposed Project assistance, including 
experience of key staff members and persons who will be providing the 
proposed Project activities and managing the Project;
    (vii) The method and rationale used to select the areas and 
businesses that will receive the service;
    (viii) A brief description of how the work will be performed, 
including whether organizational staff or consultants or contractors 
will be used; and
    (ix) Other information the Agency may request to assist it in 
making a grant award determination.
    (e) The latest 3 years of financial information to show the 
applicant's financial capacity to carry out the proposed work. If the 
applicant is less than 3 years old, at a minimum, the information 
should include all balance sheet(s), income statement(s) and cash flow 
statement(s). A current audited report is required if available;
    (f) Documentation regarding the availability and amount of other 
funds to be used in conjunction with the funds from RBDG;
    (g) A budget which includes salaries, fringe benefits, consultant 
costs, indirect costs, and other appropriate direct costs for the 
Project.
    2. Cost Sharing or Matching. Matching funds are not required.
    3. Other.
    Applications will only be accepted from qualified national 
Nonprofit organizations to provide Technical Assistance for RT. There 
are no ``responsiveness,'' or ``threshold'' eligibility criteria for 
these grants. There is no limit on the number of applications an 
applicant may submit under this announcement. In addition to the forms 
listed under program description, Form AD-3030 ``Representations 
Regulation Felony Conviction and Tax Delinquent Status for Corporate 
Applicants,'' must be completed in the affirmative.
    None of the funds made available may be used to enter into a 
contract, memorandum of understanding, or cooperative agreement with, 
make a grant to, or provide a loan or loan guarantee to, any 
corporation that has any unpaid Federal tax liability that has been 
assessed, for which all judicial and administrative remedies have been 
exhausted or have lapsed, and that is not being paid in a timely manner 
pursuant to an agreement with the authority responsible for collecting 
the tax liability, where the awarding agency is aware of the unpaid tax 
liability, unless a Federal agency has considered suspension or 
debarment of the corporation and has made a determination that this 
further action is not necessary to protect the interests of the 
Government.
    None of the funds made available may be used to enter into a 
contract, memorandum of understanding, or cooperative agreement with, 
make a grant to, or provide a loan or loan guarantee to, any 
corporation that was convicted of a felony criminal violation under any 
Federal law within the preceding 24 months, where the awarding agency 
is aware of the conviction, unless a Federal agency has considered 
suspension or debarment of the corporation and has made a determination 
that this further action is not necessary to protect the interests of 
the Government.
    4. Completeness Eligibility.
    Applications will not be considered for funding if they do not 
provide sufficient information to determine eligibility or are missing 
required elements.

D. Application and Submission Information

    1. Address to Request Application Package.
    For further information, entities wishing to apply for assistance 
should contact the USDA Rural Development State Office provided in the 
ADDRESSES section of this Notice to obtain copies of the application 
package.
    Applications must be submitted in paper format. Applications 
submitted to a USDA Rural Development State Office must be received by 
the closing date and local time.
    2. Content and Form of Application Submission.
    An application must contain all of the required elements. Each 
application received in a USDA Rural Development State Office will be 
reviewed to determine if it is consistent with the eligible purposes 
contained in section 310B(c) of the Consolidated Farm and Rural 
Development Act (7 U.S.C. 1932(c)). Each selection priority criterion 
outlined in 7 CFR 4280.435 must be addressed in the application. 
Failure to address any of the criterion will result in a zero-point 
score for that criterion and will impact the overall evaluation of the 
application. Copies of 7 CFR part 4280, subpart E, will be provided to 
any interested applicant making a request to a USDA Rural Development 
State Office.
    All Projects to receive Technical Assistance through these 
passenger transportation grant funds are to be identified when the 
applications are submitted to the USDA Rural Development State Office. 
Multiple Project applications must identify each individual Project, 
indicate the amount of funding requested for each individual Project, 
and address the criteria as stated above for each individual Project.
    For multiple-Project applications, the average of the individual 
Project scores will be the score for that application.
    The applicant documentation and forms needed for a complete 
application are located in the PROGRAM DESCRIPTION section of this 
notice, and 7 CFR part 4280, subpart E.
    (a) There are no specific formats, specific limitations on number 
of pages, font size and type face, margins, paper size, number of 
copies, and the sequence or assembly requirements.
    (b) The component pieces of this application should contain 
original signatures on the original application.
    (c) Since these grants are for Technical Assistance for 
transportation purposes, no additional information requirements other 
than those described in this Notice and 7 CFR part 4280, subpart E are 
required.

[[Page 81729]]

    3. Unique entity identifier and System for Award Management.
    All applicants must have a Dun and Bradstreet Data Universal 
Numbering System (DUNS) number which can be obtained at no cost via a 
toll-free request line at (866) 705-5711 or at http://fedgov.dnb.com/webform. Each applicant (unless the applicant is an individual or 
Federal awarding agency that is excepted from the requirements under 2 
CFR 25.110(b)) or (c) or has an exception approved by the Federal 
awarding agency under 2 CFR 25.110(d) is required to: (i) Be registered 
in the System for Award Management (SAM) before submitting its 
application; (ii) provide a valid unique entity identifier in its 
application; and (iii) continue to maintain an active SAM registration 
with current information at all times during which it has an active 
Federal award or an application or plan under consideration by a 
Federal awarding agency. The Federal awarding agency may not make a 
Federal award to an applicant until the applicant has complied with all 
applicable unique entity identifier and SAM requirements and, if an 
applicant has not fully complied with the requirements by the time the 
Federal awarding agency is ready to make a Federal award, the Federal 
awarding agency may determine that the applicant is not qualified to 
receive a Federal award and use that determination as a basis for 
making a Federal award to another applicant.
    4. Submission Dates and Times.
    (a) Application Deadline Date: No later than 4:30 p.m. (local time) 
on March 31, 2017.
    Explanation of Deadlines: Applications must be in the USDA Rural 
Development State Office by the local deadline date and time as 
indicated above. If the due date falls on a Saturday, Sunday, or 
Federal holiday, the application is due the next business day.
    (b) The deadline date means that the completed application package 
must be received in the USDA Rural Development State Office by the 
deadline date established above. All application documents identified 
in this Notice are required.
    (c) If complete applications are not received by the deadline 
established above, the application will neither be reviewed nor 
considered under any circumstances.
    (d) The Agency will determine the application receipt date based on 
the actual date postmarked.
    (e) This Notice is for RT Technical Assistance grants only and 
therefore, intergovernmental reviews are not required.
    (f) These grants are for RT Technical Assistance grants only, no 
construction or equipment purchases are permitted. If the grantee has a 
previously approved indirect cost rate, it is permissible, otherwise, 
the applicant may elect to charge the 10 percent indirect cost 
permitted under 2 CFR 200.414(f) or request a determination of its 
Indirect Cost Rate. Due to the time required to evaluate Indirect Cost 
Rates, it is likely that all funds will be awarded by the time the 
Indirect Cost Rate is determined. No foreign travel is permitted. Pre-
Federal award costs will only be permitted with prior written approval 
by the Agency.
    (g) Applicants must submit applications in hard copy format as 
previously indicated in the APPLICATION AND SUBMISSION INFORMATION 
section of this notice. If the applicant wishes to hand deliver its 
application, the addresses for these deliveries can be located in the 
ADDRESSES section of this Notice.
    (h) If you require alternative means of communication for program 
information (e.g., Braille, large print, audiotape, etc.) please 
contact USDA's TARGET Center at (202) 720-2600 (voice and TDD).

E. Application Review Information

    1. Criteria.
    All eligible and complete applications will be evaluated and scored 
based on the selection criteria and weights contained in 7 CFR 4280.435 
and will select grantees subject to the grantees' satisfactory 
submission of the additional items required by 7 CFR part 4280, subpart 
E and the USDA Rural Development Letter of Conditions. Failure to 
address any one of the criteria in 7 CFR 4280.435 by the application 
deadline will result in the application being determined ineligible, 
and the application will not be considered for funding. The amount of 
an RT grant may be adjusted, at the Agency's discretion, to enable the 
Agency to award RT grants to the applications with the highest priority 
scores in each category.
    2. Review and Selection Process.
    The State Offices will review applications to determine if they are 
eligible for assistance based on requirements contained in 7 CFR 
4280.416 and 4280.417. If determined eligible, your application will be 
submitted to the National Office. Funding of Projects is subject to the 
applicant's satisfactory submission of the additional items required by 
that subpart and the USDA Rural Development Letter of Conditions. The 
Agency reserves the right to award additional discretionary points 
under 7 CFR 4280.435(k).
    In awarding discretionary points, the Agency scoring criteria 
regularly assigns points to applications that direct loans or grants to 
Projects based in or serving census tracts with poverty rates greater 
than or equal to 20 percent. This emphasis will support Rural 
Development's mission of improving the quality of life for Rural 
Americans and commitment to directing resources to those who most need 
them.

F. Federal Award Administration Information

    1. Federal Award Notices.
    Successful applicants will receive notification for funding from 
their USDA Rural Development State Office. Applicants must comply with 
all applicable statutes and regulations before the grant award will be 
approved. Unsuccessful applications will receive notification by mail.
    2. Administrative and National Policy Requirements.
    Additional requirements that apply to grantees selected for this 
program can be found in 7 CFR 4280.408, 4280.410, and 4280.439. Awards 
are subject to USDA Departmental Grant Regulations at 2 CFR Chapter IV 
which incorporates the new Office of Management and Budget (OMB) 
regulations at 2 CFR part 200.
    All successful applicants will be notified by letter, which will 
include a Letter of Conditions, and a Letter of Intent to Meet 
Conditions. This letter is not an authorization to begin performance. 
If the applicant wishes to consider beginning performance prior to the 
grant being officially closed, all pre-award costs must be approved in 
writing and in advance by the Agency. The grant will be considered 
officially awarded when all conditions in the Letter of Conditions have 
been met and the Agency obligates the funding for the Project.
    Additional requirements that apply to grantees selected for this 
program can be found in 7 CFR part 4280, subpart E; the Grants and 
Agreements regulations of the U.S. Department of Agriculture codified 
in 2 CFR Chapter IV, and successor regulations.
    In addition, all recipients of Federal financial assistance are 
required to report information about first-tier sub-awards and 
executive compensation (see 2 CFR part 170). You will be required to 
have the necessary processes and systems in place to comply with the 
Federal Funding Accountability and Transparency Act of 2006 (Pub. L. 
109-282) reporting requirements (see 2 CFR 170.200(b), unless you are 
exempt under 2 CFR 170.110(b)). More information on

[[Page 81730]]

these requirements can be found at http://www.rd.usda.gov/programs-services/value-added-producer-grants.
    The following additional requirements apply to grantees selected 
for this program:
    (a) Form RD 4280-2 ``Rural Business-Cooperative Service Financial 
Assistance Agreement.''
    (b) Letter of Conditions.
    (c) Form RD 1940-1, ``Request for Obligation of Funds.''
    (d) Form RD 1942-46, ``Letter of Intent to Meet Conditions.''
    (e) Form AD-1047, ``Certification Regarding Debarment, Suspension, 
and Other Responsibility Matters-Primary Covered Transactions.''
    (f) Form AD-1048, ``Certification Regarding Debarment, Suspension, 
Ineligibility and Voluntary Exclusion-Lower Tier Covered 
Transactions.''
    (g) Form AD-1049, ``Certification Regarding a Drug-Free Workplace 
Requirement (Grants).''
    (h) Form AD-3030, ``Assurance Regarding Felony Conviction or Tax 
Delinquent Status for Corporate Applicants.'' Must be signed by 
corporate applicants who receive an award under this Notice.
    (i) Form RD 400-4, ``Assurance Agreement.'' Each prospective 
recipient must sign Form RD 400-4, Assurance Agreement, which assures 
USDA that the recipient is in compliance with Title VI of the Civil 
Rights Act of 1964, 7 CFR part 15 and other Agency regulations. That no 
person will be discriminated against based on race, color or national 
origin, in regard to any program or activity for which the re-lender 
receives Federal financial assistance. That nondiscrimination 
statements are in advertisements and brochures.
    Collect and maintain data provided by ultimate recipients on race, 
sex, and national origin and ensure Ultimate Recipients collect and 
maintain this data. Race and ethnicity data will be collected in 
accordance with OMB Federal Register notice, ``Revisions to the 
Standards for the Classification of Federal Data on Race and 
Ethnicity,'' (62 FR 58782), October 30, 1997. Sex data will be 
collected in accordance with Title IX of the Education Amendments of 
1972. These items should not be submitted with the application but 
should be available upon request by the Agency.
    The applicant and the ultimate recipient must comply with Title VI 
of the Civil Rights Act of 1964, Title IX of the Education Amendments 
of 1972, Americans with Disabilities Act (ADA), Section 504 of the 
Rehabilitation Act of 1973, Age Discrimination Act of 1975, Executive 
Order 12250, Executive Order 13166 Limited English Proficiency (LEP), 
and 7 CFR part 1901, subpart E.
    (j) SF LLL, ``Disclosure of Lobbying Activities,'' if applicable.
    (k) Form SF 270, ``Request for Advance or Reimbursement.''
    3. Reporting.
    (a) A Financial Status Report and a Project performance activity 
report will be required of all grantees on a quarterly basis until 
initial funds are expended and yearly thereafter, if applicable, based 
on the Federal fiscal year. The grantee will complete the Project 
within the total time available to it in accordance with the Scope of 
Work and any necessary modifications thereof prepared by the grantee 
and approved by the Agency. A final Project performance report will be 
required with the final Financial Status Report. The final report may 
serve as the last quarterly report. The final report must provide 
complete information regarding the jobs created and supported as a 
result of the grant if applicable. Grantees must continuously monitor 
performance to ensure that time schedules are being met, projected work 
by time periods is being accomplished, and other performance objectives 
are being achieved. Grantees must submit an original of each report to 
the Agency no later than 30 days after the end of the quarter. The 
Project performance reports must include, but not be limited to, the 
following:
    (1) A comparison of actual accomplishments to the objectives 
established for that period;
    (2) Problems, delays, or adverse conditions, if any, which have 
affected or will affect attainment of overall Project objectives, 
prevent meeting time schedules or objectives, or preclude the 
attainment of particular Project work elements during established time 
periods. This disclosure shall be accompanied by a statement of the 
action taken or planned to resolve the situation;
    (3) Objectives and timetable established for the next reporting 
period;
    (4) Any special reporting requirements, such as jobs supported and 
created, businesses assisted, or Economic Development which results in 
improvements in median household incomes, and any other specific 
requirements, should be placed in the reporting section in the Letter 
of Conditions; and
    (5) Within 90 days after the conclusion of the Project, the grantee 
will provide a final Project evaluation report. The last quarterly 
payment will be withheld until the final report is received and 
approved by the Agency. Even though the grantee may request 
reimbursement on a monthly basis, the last 3 months of reimbursements 
will be withheld until a final Project, Project performance, and 
financial status report are received and approved by the Agency.

G. Federal Awarding Agency Contact(s)

    For general questions about this announcement, please contact your 
USDA Rural Development State Office provided in the ADDRESSES section 
of this Notice.

H. Civil Rights Requirements

    All grants made under this Notice are subject to Title VI of the 
Civil Rights Act of 1964 as required by the USDA (7 CFR part 15, 
subpart A) and Section 504 of the Rehabilitation Act of 1973, Title 
VIII of the Civil Rights Act of 1968, Title IX, Executive Order 13166 
(Limited English Proficiency), Executive Order 11246, and the Equal 
Credit Opportunity Act of 1974.

I. Other Information

Paperwork Reduction Act

    In accordance with the Paperwork Reduction Act of 1995, the 
information collection requirement contained in this Notice is approved 
by OMB under OMB Control Number 0570-0070.

Federal Funding Accountability and Transparency Act

    All applicants, in accordance with 2 CFR part 25, must have a DUNS 
number, which can be obtained at no cost via a toll-free request line 
at (866) 705-5711 or online at http://fedgov.dnb.com/webform. 
Similarly, all applicants must be registered in SAM prior to submitting 
an application. Applicants may register for the SAM at http://www.sam.gov. All recipients of Federal financial assistance are 
required to report information about first-tier sub-awards and 
executive total compensation in accordance with 2 CFR part 170.

I. Nondiscrimination Statement

    In accordance with Federal civil rights law and U.S. Department of 
Agriculture (USDA) civil rights regulations and policies, the USDA, its 
Agencies, offices, and employees, and institutions participating in or 
administering USDA programs are prohibited from discriminating based on 
race, color, national origin, religion, sex, gender identity (including 
gender expression), sexual orientation, disability, age, marital 
status, family/parental status, income derived from a public assistance 
program, political beliefs, or reprisal or retaliation for prior

[[Page 81731]]

civil rights activity, in any program or activity conducted or funded 
by USDA (not all bases apply to all programs). Remedies and complaint 
filing deadlines vary by program or incident.
    Persons with disabilities who require alternative means of 
communication for program information (e.g., Braille, large print, 
audiotape, American Sign Language, etc.) should contact the responsible 
Agency or USDA's TARGET Center at (202) 720-2600 (voice and TTY) or 
contact USDA through the Federal Relay Service at (800) 877-8339. 
Additionally, program information may be made available in languages 
other than English.
    To file a program discrimination complaint, complete the USDA 
Program Discrimination Complaint Form, AD 3027, found online at http://www.ascr.usda.gov/complaint_filing_cust.html and at any USDA office or 
write a letter addressed to USDA and provide in the letter all of the 
information requested in the form. To request a copy of the complaint 
form, call (866) 632-9992. Submit your completed form or letter to USDA 
by:

(1) Mail: U.S. Department of Agriculture, Office of the Assistant 
Secretary for Civil Rights, 1400 Independence Avenue SW., Washington, 
DC 20250-9410;
(2) Fax: (202) 690-7442; or
(3) Email: [email protected].

    USDA is an equal opportunity provider, employer, and lender.

    Dated: November 9, 2016.
Samuel H. Rikkers,
Administrator, Rural Business-Cooperative Service.
[FR Doc. 2016-27734 Filed 11-17-16; 8:45 am]
 BILLING CODE 3410-XY-P



                                                  81726                       Federal Register / Vol. 81, No. 223 / Friday, November 18, 2016 / Notices

                                                  For example, if an application is                       RD Form 4290–1, Part I, Management                    Discrimination Complaint Form, AD–
                                                  received on July 1, but is incomplete,                  Assessment Questionnaire, and RD                      3027, found online at http://
                                                  and the applicant supplies the Agency                   Form 4290–2, Part II, Exhibits.                       www.ascr.usda.gov/complaint_filing_
                                                  with the missing information on August                                                                        cust.html and at any USDA office or
                                                                                                          B. Administrative and National Policy
                                                  1, then that application will be                                                                              write a letter addressed to USDA and
                                                                                                          Requirements
                                                  considered for selection on the basis of                                                                      provide in the letter all of the
                                                  the August 1 date—the date on which                       1. Review or Appeal Rights. A person                information requested in the form. To
                                                  the application was complete.                           may seek a review of an adverse Agency                request a copy of the complaint form,
                                                  Therefore, the Agency encourages                        decision under this Notice or appeal to               call (866) 632–9992. Submit your
                                                  applicants to ensure their applications                 the National Appeals Division in                      completed form or letter to USDA by:
                                                  are complete prior to submitting them.                  accordance with 7 CFR part 11.                          (1) Mail: U.S. Department of
                                                     Only those applications that are                       2. Notification of Unfavorable                      Agriculture Office of the Assistant
                                                  eligible will be processed further for                  Decisions. If at any time prior to license            Secretary for Civil Rights: 1400
                                                  determining whether the applicant will                  approval it is decided that favorable                 Independence Avenue SW.,
                                                  be licensed as a non-leveraged RBIC.                    action will not be taken, the Agency will             Washington, DC 20250–9410;
                                                  However, not all applications received                  notify the applicant in writing of the                  (2) Fax: (202) 690–7442; or
                                                  in response to this Notice will receive                 decision and of the reasons why issuing                 (3) Email: program.intake@usda.gov.
                                                  this further processing. For each                       a non-leveraged license was not                         USDA is an equal opportunity
                                                  application that receives further                       favorably considered. The notification                provider, employer, and lender.
                                                  processing, the Agency or its designee                  will inform the applicant of its rights to              Dated: November 9, 2016.
                                                  will focus its assessment of the                        an informal review, mediation, and
                                                                                                                                                                Samuel H. Rikkers,
                                                  application on the consistency of the                   appeal of the decision in accordance
                                                                                                                                                                Administrator, Rural Business-Cooperative
                                                  newly formed RBIC’s business plan with                  with 7 CFR part 11.
                                                                                                                                                                Service.
                                                  the goals of the RBIP program and on                    VII. Agency Contacts                                  [FR Doc. 2016–27731 Filed 11–17–16; 8:45 am]
                                                  the applicant’s management team’s
                                                  qualifications. Following this                            For further information about this                  BILLING CODE 3410–XY–P

                                                  assessment, if the initial                              Notice or for assistance with the
                                                  recommendation is favorable, the                        program requirements, please contact
                                                                                                          the Specialty Programs Division, U.S.                 DEPARTMENT OF AGRICULTURE
                                                  Agency or its designee will interview
                                                  the applicant’s management team.                        Department of Agriculture, Room 4204–
                                                                                                                                                                Rural Business-Cooperative Service
                                                     Based on the assessment and                          S, 1400 Independence Avenue SW.,
                                                  interview, a preliminary determination                  Washington, DC 20250–3226.                            Notice of Solicitation of Applications
                                                  will be made as to whether or not to                    Telephone: (202) 720–1400.                            (NOSA) Inviting Applications for the
                                                  select the applicant for non-leveraged                  VIII. Nondiscrimination                               Rural Business Development Grant
                                                  status. If the preliminary determination                                                                      Program To Provide Technical
                                                                                                             In accordance with Federal civil
                                                  is favorable, the Agency will send to the                                                                     Assistance for Rural Transportation
                                                                                                          rights law and U.S. Department of
                                                  applicant a Letter of Conditions (also                                                                        Systems
                                                                                                          Agriculture (USDA) civil rights
                                                  known as a ‘‘Green Light’’ letter) and the
                                                                                                          regulations and policies, the USDA, its               AGENCY:  Rural Business-Cooperative
                                                  applicant will be invited to submit an
                                                                                                          Agencies, offices, and employees, and                 Service, USDA.
                                                  updated RD Form 4290–1, Part I,
                                                                                                          institutions participating in or                      ACTION: Notice.
                                                  Management Assessment Questionnaire,
                                                                                                          administering USDA programs are
                                                  and RD Form 4290–2, Part II, Exhibits.                                                                        SUMMARY:   This Notice is to invite
                                                                                                          prohibited from discriminating based on
                                                  Upon receipt of the Letter of Conditions,                                                                     applications for grants to provide
                                                                                                          race, color, national origin, religion, sex,
                                                  the applicant has 24 months to raise                                                                          Technical Assistance for Rural
                                                                                                          gender identity (including gender
                                                  their private equity capital. Once a                                                                          Transportation (RT) systems under the
                                                                                                          expression), sexual orientation,
                                                  selected applicant has achieved full                                                                          Rural Business Development Grant
                                                                                                          disability, age, marital status, family/
                                                  compliance with the regulations                                                                               (RBDG) program pursuant to 7 CFR part
                                                                                                          parental status, income derived from a
                                                  governing licensing as an RBIC, the                                                                           4280, subpart E, 2 CFR chapter IV and
                                                                                                          public assistance program, political
                                                  Agency will issue the non-leveraged                                                                           2 CFR part 200 for fiscal year (FY) 2017,
                                                                                                          beliefs, or reprisal or retaliation for prior
                                                  license to the RBIC.                                                                                          subject to the availability of funding to
                                                                                                          civil rights activity, in any program or
                                                  VI. Administrative Information                          activity conducted or funded by USDA                  provide Technical Assistance for RT
                                                  Applicable to This Notice                               (not all bases apply to all programs).                systems and for RT systems to Federally
                                                                                                          Remedies and complaint filing                         Recognized Native American Tribes’
                                                  A. Notifications                                                                                              (FRNAT) (collectively ‘‘Programs’’) and
                                                                                                          deadlines vary by program or incident.
                                                     1. Eligibility. The Agency will notify                  Persons with disabilities who require              the terms provided in such funding.
                                                  the applicant in writing whether or not                 alternative means of communication for                This Notice is being issued before the
                                                  the application is determined to be                     program information (e.g., Braille, large             FY 2017 appropriation has been enacted
                                                  eligible for participation in the RBIP. If              print, audiotape, American Sign                       in order to allow applicants sufficient
                                                  an applicant is determined by the                       Language, etc.) should contact the                    time to leverage financing, prepare and
                                                  Agency to be ineligible, the Agency will                responsible Agency or USDA’s TARGET                   submit their applications, and give the
                                                  provide the reason(s) the applicant was                 Center at (202) 720–2600 (voice and                   Agency time to process applications in
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                                                  rejected. Such applicant will have                      TTY) or contact USDA through the                      FY 2017. This Notice is based on the
                                                  review and appeal rights as specified in                Federal Relay Service at (800) 877–8339.              assumption that the FY 2017
                                                  this Notice.                                            Additionally, program information may                 appropriation will be identical to its
                                                     2. License. Each applicant receiving a               be made available in languages other                  successors. Should that not be the case,
                                                  ‘‘Green Light’’ letter will be notified                 than English.                                         this Notice will be amended to reflect
                                                  whether or not the RBIC will be licensed                   To file a program discrimination                   those changes. Successful applications
                                                  after the Agency’s review of the updated                complaint, complete the USDA Program                  will be selected by the Agency for


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                                                                              Federal Register / Vol. 81, No. 223 / Friday, November 18, 2016 / Notices                                           81727

                                                  funding and subsequently awarded to                     A. Program Description                                ‘‘national,’’ RBS requires a qualified
                                                  the extent that funding may ultimately                     1. Purpose of the Program. The                     organization to provide evidence that it
                                                  be made available to the Agency                         purpose of this program is to improve                 operates RT assistance programming
                                                  through appropriations. Awards under                    the economic conditions of Rural Areas.               nation-wide. There is not a requirement
                                                  both grant Programs will be                                2. Statutory Authority. This program               to use the grant funds in a multi-State
                                                  competitively awarded to eligible                       is authorized under section 310B(c) of                area. Grants will be made to qualified
                                                  applicant(s) which historically has been                the Consolidated Farm and Rural                       national non-profit organizations for the
                                                  a qualified national Nonprofit                          Development Act (7 U.S.C. 1932(c)).                   provision of Technical Assistance and
                                                  organization. It is expected that one                   Regulations are contained in 7 CFR part               training to Rural communities for the
                                                  grant will be for the provision of                      4280, subpart E. The program is                       purpose of improving passenger
                                                  Technical Assistance to RT Projects and                 administered on behalf of Rural                       transportation services or facilities.
                                                  that the other grant will be for the                    Business-Cooperative Service (RBS) at                    3. Definition of Terms. The definitions
                                                  provision of Technical Assistance to RT                 the State level by the USDA Rural                     applicable to this Notice are published
                                                  Projects operated by FRNATs only.                       Development State Offices. Assistance                 at 7 CFR 4280.403.
                                                    All applicants are responsible for any                provided to Rural Areas under the                        4. Application Awards. The Agency
                                                  expenses incurred in developing their                   program has historically included the                 will review, evaluate, and score
                                                  applications.                                           provision of on-site Technical                        applications received in response to this
                                                                                                          Assistance to local and regional                      Notice based on the provisions in 7 CFR
                                                    All initially capitalized terms in this
                                                                                                          governments, public transit agencies,                 4280, subpart E and as indicated in this
                                                  Notice, other than proper names, are
                                                                                                          and related Nonprofit and for-profit                  Notice. However, the Agency advises all
                                                  defined in 7 CFR 4280.403.
                                                                                                          organizations in Rural Areas; the                     interested parties that the applicant
                                                  DATES:  Completed applications must be                                                                        bears the burden in preparing and
                                                                                                          development of training materials; and
                                                  received in the USDA Rural                                                                                    submitting an application in response to
                                                                                                          the provision of necessary training
                                                  Development State Office no later than                                                                        this Notice.
                                                                                                          assistance to local officials and agencies
                                                  4:30 p.m. (local time) on March 31,
                                                                                                          in Rural Areas.                                       B. Federal Award Information
                                                  2017. Applications received at a USDA                      Awards under the RBDG passenger
                                                  Rural Development State Office after                                                                            Type of Award: Grants.
                                                                                                          transportation program will be made on                  Fiscal Year Funds: FY 2017.
                                                  this date will not be considered for FY                 a competitive basis using specific
                                                  2017 funding.                                                                                                   Available Funds: Anyone interested
                                                                                                          selection criteria contained in 7 CFR                 in submitting an application for funding
                                                  ADDRESSES:  Submit applications in                      part 4280, subpart E, and in accordance               under this program is encouraged to
                                                  paper format to the USDA Rural                          with section 310B(c) of the Consolidated              consult the Rural Development Web
                                                  Development State Office for the State                  Farm and Rural Development Act (7                     Newsroom Web site at http://
                                                  where the Project is located. A list of the             U.S.C. 1932(c)). Information required to              www.rd.usda.gov/newsroom/notices-
                                                  USDA Rural Development State Office                     be in the application package includes                solicitation-applications-nosas for
                                                  contacts can be found at: http://                       Standard Form (SF) 424, ‘‘Application                 funding information.
                                                  www.rd.usda.gov/contact-us/state-                       for Federal Assistance;’’ environmental                 Approximate Number of Awards: To
                                                  offices.                                                documentation in accordance with 7                    be determined based on the number of
                                                                                                          CFR part 1970, ‘‘Environmental Policies               qualified applications received.
                                                  FOR FURTHER INFORMATION CONTACT:
                                                                                                          and Procedures;’’ Scope of Work                       Historically two awards have been
                                                  Specialty Programs Division, Business                   Narrative; Income Statement; Balance
                                                  Programs, Rural Business-Cooperative                                                                          made.
                                                                                                          Sheet or Audit for previous 3 years; AD–                Maximum Awards: Will be
                                                  Service, U.S. Department of Agriculture,                1047, ‘‘Debarment/Suspension
                                                  1400 Independence Avenue SW., MS                                                                              determined by the specific funding
                                                                                                          Certification;’’ AD–1048, ‘‘Certification             provided for the Programs in the FY
                                                  3226, Room 4204-South, Washington,                      Regarding Debarment, Suspension,
                                                  DC 20250–3226, or call 202–720–1400.                                                                          2017 Appropriations Act.
                                                                                                          Ineligibility and Voluntary Exclusion;’’                Award Date: Prior to September 30,
                                                  For further information on this Notice,                 AD–1049, ‘‘Certification Regarding
                                                  please contact the USDA Rural                                                                                 2017.
                                                                                                          Drug-Free Workplace Requirements;’’                     Performance Period: October 1, 2017,
                                                  Development State Office in the State in                SF LLL, ‘‘Disclosure of Lobbying
                                                  which the applicant’s headquarters is                                                                         through September 30, 2018.
                                                                                                          Activities;’’ RD 400–1, ‘‘Equal                         Renewal or Supplemental Awards:
                                                  located.                                                Opportunity Agreement;’’ RD 400–4,                    None.
                                                  SUPPLEMENTARY INFORMATION:                              ‘‘Assurance Agreement;’’ and a letter
                                                                                                          providing Board authorization to obtain               C. Eligibility Information
                                                  Overview                                                assistance. For the FRNAT grant, which                  1. Eligible Applicants.
                                                    Solicitation Opportunity Title: Rural                 must benefit FRNATs, at least 75                        To be considered eligible, an entity
                                                  Business Development Grants.                            percent of the benefits of the Project                must be a qualified national Nonprofit
                                                                                                          must be received by members of                        organization serving Rural Areas as
                                                    Announcement Type: Initial
                                                                                                          FRNATs. The Project that scores the                   evidenced in its organizational
                                                  Solicitation Announcement.
                                                                                                          greatest number of points based on the                documents and demonstrated
                                                    Catalog of Federal Domestic                           RBDG selection criteria and the                       experience, per 7 CFR part 4280,
                                                  Assistance Number: 10.351.                              discretionary points will be selected for             subpart E. Grants will be competitively
                                                    Dates: Completed applications must                    each grant.                                           awarded to qualified national Nonprofit
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                                                  be received in the USDA Rural                              Applicants must be qualified national              organizations.
                                                  Development State Office no later than                  Nonprofit organizations with experience                 The Agency requires the following
                                                  4:30 p.m. (local time) on March 31,                     in providing Technical Assistance and                 information to make an eligibility
                                                  2017, to be eligible for FY 2017 grant                  training to Rural communities                         determination that an applicant is a
                                                  funding. Applications received after this               nationwide for the purpose of                         national Nonprofit organization. These
                                                  date will not be eligible for FY 2017                   improving passenger transportation                    applications must include, but are not
                                                  grant funding.                                          service or facilities. To be considered               limited to, the following:


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                                                  81728                       Federal Register / Vol. 81, No. 223 / Friday, November 18, 2016 / Notices

                                                     (a) An original and one copy of SF                   to be used in conjunction with the funds              D. Application and Submission
                                                  424, ‘‘Application for Federal                          from RBDG;                                            Information
                                                  Assistance (For Non-construction);’’                       (g) A budget which includes salaries,                 1. Address to Request Application
                                                     (b) Copies of applicant’s                            fringe benefits, consultant costs, indirect           Package.
                                                  organizational documents showing the                    costs, and other appropriate direct costs                For further information, entities
                                                  applicant’s legal existence and authority               for the Project.                                      wishing to apply for assistance should
                                                  to perform the activities under the grant;                 2. Cost Sharing or Matching. Matching              contact the USDA Rural Development
                                                     (c) A proposed scope of work,                        funds are not required.                               State Office provided in the ADDRESSES
                                                  including a description of the proposed                    3. Other.                                          section of this Notice to obtain copies of
                                                  Project, details of the proposed activities                                                                   the application package.
                                                  to be accomplished and timeframes for                      Applications will only be accepted
                                                                                                                                                                   Applications must be submitted in
                                                  completion of each task, the number of                  from qualified national Nonprofit
                                                                                                                                                                paper format. Applications submitted to
                                                  months duration of the Project, and the                 organizations to provide Technical
                                                                                                                                                                a USDA Rural Development State Office
                                                  estimated time it will take from grant                  Assistance for RT. There are no
                                                                                                                                                                must be received by the closing date and
                                                  approval to beginning of Project                        ‘‘responsiveness,’’ or ‘‘threshold’’
                                                                                                                                                                local time.
                                                  implementation;                                         eligibility criteria for these grants. There             2. Content and Form of Application
                                                                                                          is no limit on the number of                          Submission.
                                                     (d) A written narrative that includes,
                                                                                                          applications an applicant may submit                     An application must contain all of the
                                                  at a minimum, the following items:
                                                                                                          under this announcement. In addition to               required elements. Each application
                                                     (i) An explanation of why the Project
                                                                                                          the forms listed under program                        received in a USDA Rural Development
                                                  is needed, the benefits of the proposed
                                                                                                          description, Form AD–3030                             State Office will be reviewed to
                                                  Project, and how the Project meets the
                                                                                                          ‘‘Representations Regulation Felony                   determine if it is consistent with the
                                                  grant eligible purposes;
                                                                                                          Conviction and Tax Delinquent Status                  eligible purposes contained in section
                                                     (ii) Area to be served, identifying each
                                                                                                          for Corporate Applicants,’’ must be                   310B(c) of the Consolidated Farm and
                                                  governmental unit, i.e., town, county,
                                                                                                          completed in the affirmative.                         Rural Development Act (7 U.S.C.
                                                  etc., to be affected by the Project;
                                                     (iii) Description of how the Project                    None of the funds made available may               1932(c)). Each selection priority
                                                  will coordinate Economic Development                    be used to enter into a contract,                     criterion outlined in 7 CFR 4280.435
                                                  activities with other Economic                          memorandum of understanding, or                       must be addressed in the application.
                                                  Development activities within the                       cooperative agreement with, make a                    Failure to address any of the criterion
                                                  Project area;                                           grant to, or provide a loan or loan                   will result in a zero-point score for that
                                                     (iv) Businesses to be assisted, if                   guarantee to, any corporation that has                criterion and will impact the overall
                                                  appropriate, and Economic                               any unpaid Federal tax liability that has             evaluation of the application. Copies of
                                                  Development to be accomplished;                         been assessed, for which all judicial and             7 CFR part 4280, subpart E, will be
                                                     (v) An explanation of how the                        administrative remedies have been                     provided to any interested applicant
                                                  proposed Project will result in newly                   exhausted or have lapsed, and that is                 making a request to a USDA Rural
                                                  created, increased, or supported jobs in                not being paid in a timely manner                     Development State Office.
                                                                                                          pursuant to an agreement with the                        All Projects to receive Technical
                                                  the area and the number of projected
                                                                                                          authority responsible for collecting the              Assistance through these passenger
                                                  new and supported jobs within the next
                                                                                                          tax liability, where the awarding agency              transportation grant funds are to be
                                                  3 years;
                                                                                                          is aware of the unpaid tax liability,                 identified when the applications are
                                                     (vi) A description of the applicant’s
                                                                                                          unless a Federal agency has considered                submitted to the USDA Rural
                                                  demonstrated capability and experience
                                                                                                          suspension or debarment of the                        Development State Office. Multiple
                                                  in providing the proposed Project
                                                                                                          corporation and has made a                            Project applications must identify each
                                                  assistance, including experience of key
                                                                                                          determination that this further action is             individual Project, indicate the amount
                                                  staff members and persons who will be
                                                                                                          not necessary to protect the interests of             of funding requested for each individual
                                                  providing the proposed Project activities
                                                                                                          the Government.                                       Project, and address the criteria as
                                                  and managing the Project;
                                                                                                             None of the funds made available may               stated above for each individual Project.
                                                     (vii) The method and rationale used to                                                                        For multiple-Project applications, the
                                                  select the areas and businesses that will               be used to enter into a contract,
                                                                                                          memorandum of understanding, or                       average of the individual Project scores
                                                  receive the service;                                                                                          will be the score for that application.
                                                     (viii) A brief description of how the                cooperative agreement with, make a
                                                                                                                                                                   The applicant documentation and
                                                  work will be performed, including                       grant to, or provide a loan or loan
                                                                                                                                                                forms needed for a complete application
                                                  whether organizational staff or                         guarantee to, any corporation that was
                                                                                                                                                                are located in the PROGRAM
                                                  consultants or contractors will be used;                convicted of a felony criminal violation
                                                                                                                                                                DESCRIPTION section of this notice,
                                                  and                                                     under any Federal law within the
                                                                                                                                                                and 7 CFR part 4280, subpart E.
                                                     (ix) Other information the Agency                    preceding 24 months, where the
                                                                                                                                                                   (a) There are no specific formats,
                                                  may request to assist it in making a                    awarding agency is aware of the
                                                                                                                                                                specific limitations on number of pages,
                                                  grant award determination.                              conviction, unless a Federal agency has
                                                                                                                                                                font size and type face, margins, paper
                                                     (e) The latest 3 years of financial                  considered suspension or debarment of
                                                                                                                                                                size, number of copies, and the
                                                  information to show the applicant’s                     the corporation and has made a
                                                                                                                                                                sequence or assembly requirements.
                                                  financial capacity to carry out the                     determination that this further action is                (b) The component pieces of this
                                                  proposed work. If the applicant is less                 not necessary to protect the interests of             application should contain original
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                                                  than 3 years old, at a minimum, the                     the Government.                                       signatures on the original application.
                                                  information should include all balance                     4. Completeness Eligibility.                          (c) Since these grants are for
                                                  sheet(s), income statement(s) and cash                     Applications will not be considered                Technical Assistance for transportation
                                                  flow statement(s). A current audited                    for funding if they do not provide                    purposes, no additional information
                                                  report is required if available;                        sufficient information to determine                   requirements other than those described
                                                     (f) Documentation regarding the                      eligibility or are missing required                   in this Notice and 7 CFR part 4280,
                                                  availability and amount of other funds                  elements.                                             subpart E are required.


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                                                                              Federal Register / Vol. 81, No. 223 / Friday, November 18, 2016 / Notices                                            81729

                                                     3. Unique entity identifier and System                  (f) These grants are for RT Technical              additional discretionary points under 7
                                                  for Award Management.                                   Assistance grants only, no construction               CFR 4280.435(k).
                                                     All applicants must have a Dun and                   or equipment purchases are permitted.                   In awarding discretionary points, the
                                                  Bradstreet Data Universal Numbering                     If the grantee has a previously approved              Agency scoring criteria regularly assigns
                                                  System (DUNS) number which can be                       indirect cost rate, it is permissible,                points to applications that direct loans
                                                  obtained at no cost via a toll-free request             otherwise, the applicant may elect to                 or grants to Projects based in or serving
                                                  line at (866) 705–5711 or at http://                    charge the 10 percent indirect cost                   census tracts with poverty rates greater
                                                  fedgov.dnb.com/webform. Each                            permitted under 2 CFR 200.414(f) or                   than or equal to 20 percent. This
                                                  applicant (unless the applicant is an                   request a determination of its Indirect               emphasis will support Rural
                                                  individual or Federal awarding agency                   Cost Rate. Due to the time required to                Development’s mission of improving the
                                                  that is excepted from the requirements                  evaluate Indirect Cost Rates, it is likely            quality of life for Rural Americans and
                                                  under 2 CFR 25.110(b)) or (c) or has an                 that all funds will be awarded by the                 commitment to directing resources to
                                                  exception approved by the Federal                       time the Indirect Cost Rate is                        those who most need them.
                                                  awarding agency under 2 CFR 25.110(d)                   determined. No foreign travel is
                                                  is required to: (i) Be registered in the                                                                      F. Federal Award Administration
                                                                                                          permitted. Pre-Federal award costs will               Information
                                                  System for Award Management (SAM)                       only be permitted with prior written
                                                  before submitting its application; (ii)                 approval by the Agency.                                  1. Federal Award Notices.
                                                  provide a valid unique entity identifier                   (g) Applicants must submit                            Successful applicants will receive
                                                  in its application; and (iii) continue to               applications in hard copy format as                   notification for funding from their
                                                  maintain an active SAM registration                     previously indicated in the                           USDA Rural Development State Office.
                                                  with current information at all times                   APPLICATION AND SUBMISSION                            Applicants must comply with all
                                                  during which it has an active Federal                   INFORMATION section of this notice. If                applicable statutes and regulations
                                                  award or an application or plan under                   the applicant wishes to hand deliver its              before the grant award will be approved.
                                                  consideration by a Federal awarding                     application, the addresses for these                  Unsuccessful applications will receive
                                                  agency. The Federal awarding agency                     deliveries can be located in the                      notification by mail.
                                                  may not make a Federal award to an                                                                               2. Administrative and National Policy
                                                                                                          ADDRESSES section of this Notice.
                                                  applicant until the applicant has                                                                             Requirements.
                                                                                                             (h) If you require alternative means of               Additional requirements that apply to
                                                  complied with all applicable unique                     communication for program information
                                                  entity identifier and SAM requirements                                                                        grantees selected for this program can be
                                                                                                          (e.g., Braille, large print, audiotape, etc.)         found in 7 CFR 4280.408, 4280.410, and
                                                  and, if an applicant has not fully                      please contact USDA’s TARGET Center
                                                  complied with the requirements by the                                                                         4280.439. Awards are subject to USDA
                                                                                                          at (202) 720–2600 (voice and TDD).                    Departmental Grant Regulations at 2
                                                  time the Federal awarding agency is
                                                  ready to make a Federal award, the                      E. Application Review Information                     CFR Chapter IV which incorporates the
                                                  Federal awarding agency may determine                                                                         new Office of Management and Budget
                                                                                                             1. Criteria.                                       (OMB) regulations at 2 CFR part 200.
                                                  that the applicant is not qualified to                     All eligible and complete applications
                                                  receive a Federal award and use that                                                                             All successful applicants will be
                                                                                                          will be evaluated and scored based on                 notified by letter, which will include a
                                                  determination as a basis for making a                   the selection criteria and weights
                                                  Federal award to another applicant.                                                                           Letter of Conditions, and a Letter of
                                                                                                          contained in 7 CFR 4280.435 and will                  Intent to Meet Conditions. This letter is
                                                     4. Submission Dates and Times.                       select grantees subject to the grantees’
                                                     (a) Application Deadline Date: No                                                                          not an authorization to begin
                                                                                                          satisfactory submission of the additional             performance. If the applicant wishes to
                                                  later than 4:30 p.m. (local time) on
                                                                                                          items required by 7 CFR part 4280,                    consider beginning performance prior to
                                                  March 31, 2017.
                                                     Explanation of Deadlines:                            subpart E and the USDA Rural                          the grant being officially closed, all pre-
                                                  Applications must be in the USDA                        Development Letter of Conditions.                     award costs must be approved in
                                                  Rural Development State Office by the                   Failure to address any one of the criteria            writing and in advance by the Agency.
                                                  local deadline date and time as                         in 7 CFR 4280.435 by the application                  The grant will be considered officially
                                                  indicated above. If the due date falls on               deadline will result in the application               awarded when all conditions in the
                                                  a Saturday, Sunday, or Federal holiday,                 being determined ineligible, and the                  Letter of Conditions have been met and
                                                  the application is due the next business                application will not be considered for                the Agency obligates the funding for the
                                                  day.                                                    funding. The amount of an RT grant                    Project.
                                                     (b) The deadline date means that the                 may be adjusted, at the Agency’s                         Additional requirements that apply to
                                                  completed application package must be                   discretion, to enable the Agency to                   grantees selected for this program can be
                                                  received in the USDA Rural                              award RT grants to the applications                   found in 7 CFR part 4280, subpart E; the
                                                  Development State Office by the                         with the highest priority scores in each              Grants and Agreements regulations of
                                                  deadline date established above. All                    category.                                             the U.S. Department of Agriculture
                                                  application documents identified in this                   2. Review and Selection Process.                   codified in 2 CFR Chapter IV, and
                                                  Notice are required.                                       The State Offices will review                      successor regulations.
                                                     (c) If complete applications are not                 applications to determine if they are                    In addition, all recipients of Federal
                                                  received by the deadline established                    eligible for assistance based on                      financial assistance are required to
                                                  above, the application will neither be                  requirements contained in 7 CFR                       report information about first-tier sub-
                                                  reviewed nor considered under any                       4280.416 and 4280.417. If determined                  awards and executive compensation
                                                                                                          eligible, your application will be                    (see 2 CFR part 170). You will be
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                                                  circumstances.
                                                     (d) The Agency will determine the                    submitted to the National Office.                     required to have the necessary processes
                                                  application receipt date based on the                   Funding of Projects is subject to the                 and systems in place to comply with the
                                                  actual date postmarked.                                 applicant’s satisfactory submission of                Federal Funding Accountability and
                                                     (e) This Notice is for RT Technical                  the additional items required by that                 Transparency Act of 2006 (Pub. L. 109–
                                                  Assistance grants only and therefore,                   subpart and the USDA Rural                            282) reporting requirements (see 2 CFR
                                                  intergovernmental reviews are not                       Development Letter of Conditions. The                 170.200(b), unless you are exempt under
                                                  required.                                               Agency reserves the right to award                    2 CFR 170.110(b)). More information on


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                                                  81730                       Federal Register / Vol. 81, No. 223 / Friday, November 18, 2016 / Notices

                                                  these requirements can be found at                      13166 Limited English Proficiency                     Even though the grantee may request
                                                  http://www.rd.usda.gov/programs-                        (LEP), and 7 CFR part 1901, subpart E.                reimbursement on a monthly basis, the
                                                  services/value-added-producer-grants.                      (j) SF LLL, ‘‘Disclosure of Lobbying               last 3 months of reimbursements will be
                                                    The following additional                              Activities,’’ if applicable.                          withheld until a final Project, Project
                                                  requirements apply to grantees selected                    (k) Form SF 270, ‘‘Request for                     performance, and financial status report
                                                  for this program:                                       Advance or Reimbursement.’’                           are received and approved by the
                                                    (a) Form RD 4280–2 ‘‘Rural Business-                     3. Reporting.                                      Agency.
                                                  Cooperative Service Financial                              (a) A Financial Status Report and a
                                                                                                          Project performance activity report will              G. Federal Awarding Agency Contact(s)
                                                  Assistance Agreement.’’
                                                    (b) Letter of Conditions.                             be required of all grantees on a quarterly              For general questions about this
                                                    (c) Form RD 1940–1, ‘‘Request for                     basis until initial funds are expended                announcement, please contact your
                                                  Obligation of Funds.’’                                  and yearly thereafter, if applicable,                 USDA Rural Development State Office
                                                    (d) Form RD 1942–46, ‘‘Letter of                      based on the Federal fiscal year. The                 provided in the ADDRESSES section of
                                                  Intent to Meet Conditions.’’                            grantee will complete the Project within              this Notice.
                                                    (e) Form AD–1047, ‘‘Certification                     the total time available to it in
                                                  Regarding Debarment, Suspension, and                    accordance with the Scope of Work and                 H. Civil Rights Requirements
                                                  Other Responsibility Matters-Primary                    any necessary modifications thereof                     All grants made under this Notice are
                                                  Covered Transactions.’’                                 prepared by the grantee and approved                  subject to Title VI of the Civil Rights Act
                                                    (f) Form AD–1048, ‘‘Certification                     by the Agency. A final Project                        of 1964 as required by the USDA (7 CFR
                                                  Regarding Debarment, Suspension,                        performance report will be required                   part 15, subpart A) and Section 504 of
                                                  Ineligibility and Voluntary Exclusion-                  with the final Financial Status Report.               the Rehabilitation Act of 1973, Title VIII
                                                  Lower Tier Covered Transactions.’’                      The final report may serve as the last                of the Civil Rights Act of 1968, Title IX,
                                                    (g) Form AD–1049, ‘‘Certification                     quarterly report. The final report must               Executive Order 13166 (Limited English
                                                  Regarding a Drug-Free Workplace                         provide complete information regarding                Proficiency), Executive Order 11246,
                                                  Requirement (Grants).’’                                 the jobs created and supported as a                   and the Equal Credit Opportunity Act of
                                                    (h) Form AD–3030, ‘‘Assurance                         result of the grant if applicable. Grantees           1974.
                                                  Regarding Felony Conviction or Tax                      must continuously monitor performance                 I. Other Information
                                                  Delinquent Status for Corporate                         to ensure that time schedules are being
                                                  Applicants.’’ Must be signed by                         met, projected work by time periods is                Paperwork Reduction Act
                                                  corporate applicants who receive an                     being accomplished, and other                           In accordance with the Paperwork
                                                  award under this Notice.                                performance objectives are being                      Reduction Act of 1995, the information
                                                    (i) Form RD 400–4, ‘‘Assurance                        achieved. Grantees must submit an                     collection requirement contained in this
                                                  Agreement.’’ Each prospective recipient                 original of each report to the Agency no              Notice is approved by OMB under OMB
                                                  must sign Form RD 400–4, Assurance                      later than 30 days after the end of the               Control Number 0570–0070.
                                                  Agreement, which assures USDA that                      quarter. The Project performance reports
                                                  the recipient is in compliance with Title                                                                     Federal Funding Accountability and
                                                                                                          must include, but not be limited to, the
                                                  VI of the Civil Rights Act of 1964, 7 CFR                                                                     Transparency Act
                                                                                                          following:
                                                  part 15 and other Agency regulations.                      (1) A comparison of actual                           All applicants, in accordance with 2
                                                  That no person will be discriminated                    accomplishments to the objectives                     CFR part 25, must have a DUNS
                                                  against based on race, color or national                established for that period;                          number, which can be obtained at no
                                                  origin, in regard to any program or                        (2) Problems, delays, or adverse                   cost via a toll-free request line at (866)
                                                  activity for which the re-lender receives               conditions, if any, which have affected               705–5711 or online at http://
                                                  Federal financial assistance. That                      or will affect attainment of overall                  fedgov.dnb.com/webform. Similarly, all
                                                  nondiscrimination statements are in                     Project objectives, prevent meeting time              applicants must be registered in SAM
                                                  advertisements and brochures.                           schedules or objectives, or preclude the              prior to submitting an application.
                                                    Collect and maintain data provided by                 attainment of particular Project work                 Applicants may register for the SAM at
                                                  ultimate recipients on race, sex, and                   elements during established time                      http://www.sam.gov. All recipients of
                                                  national origin and ensure Ultimate                     periods. This disclosure shall be                     Federal financial assistance are required
                                                  Recipients collect and maintain this                    accompanied by a statement of the                     to report information about first-tier
                                                  data. Race and ethnicity data will be                   action taken or planned to resolve the                sub-awards and executive total
                                                  collected in accordance with OMB                        situation;                                            compensation in accordance with 2 CFR
                                                  Federal Register notice, ‘‘Revisions to                    (3) Objectives and timetable                       part 170.
                                                  the Standards for the Classification of                 established for the next reporting
                                                  Federal Data on Race and Ethnicity,’’                                                                         I. Nondiscrimination Statement
                                                                                                          period;
                                                  (62 FR 58782), October 30, 1997. Sex                       (4) Any special reporting                             In accordance with Federal civil
                                                  data will be collected in accordance                    requirements, such as jobs supported                  rights law and U.S. Department of
                                                  with Title IX of the Education                          and created, businesses assisted, or                  Agriculture (USDA) civil rights
                                                  Amendments of 1972. These items                         Economic Development which results in                 regulations and policies, the USDA, its
                                                  should not be submitted with the                        improvements in median household                      Agencies, offices, and employees, and
                                                  application but should be available                     incomes, and any other specific                       institutions participating in or
                                                  upon request by the Agency.                             requirements, should be placed in the                 administering USDA programs are
                                                    The applicant and the ultimate                        reporting section in the Letter of                    prohibited from discriminating based on
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                                                  recipient must comply with Title VI of                  Conditions; and                                       race, color, national origin, religion, sex,
                                                  the Civil Rights Act of 1964, Title IX of                  (5) Within 90 days after the                       gender identity (including gender
                                                  the Education Amendments of 1972,                       conclusion of the Project, the grantee                expression), sexual orientation,
                                                  Americans with Disabilities Act (ADA),                  will provide a final Project evaluation               disability, age, marital status, family/
                                                  Section 504 of the Rehabilitation Act of                report. The last quarterly payment will               parental status, income derived from a
                                                  1973, Age Discrimination Act of 1975,                   be withheld until the final report is                 public assistance program, political
                                                  Executive Order 12250, Executive Order                  received and approved by the Agency.                  beliefs, or reprisal or retaliation for prior


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                                                                              Federal Register / Vol. 81, No. 223 / Friday, November 18, 2016 / Notices                                            81731

                                                  civil rights activity, in any program or                States a defense article, that is, to wit:            I have decided to deny Najera-Citalan’s
                                                  activity conducted or funded by USDA                    approximately five (5) AR–15 style rifles             export privileges under the Regulations
                                                  (not all bases apply to all programs).                  which were designated as defense                      for a period of 10 years from the date of
                                                  Remedies and complaint filing                           articles on the United States Munitions               Najera-Citalan’s conviction. I have also
                                                  deadlines vary by program or incident.                  List, without having first obtained from              decided to revoke all licenses issued
                                                     Persons with disabilities who require                the Department of State a license for                 pursuant to the Act or Regulations in
                                                  alternative means of communication for                  such export or written authorization for              which Najera-Citalan had an interest at
                                                  program information (e.g., Braille, large               such export. Najera-Citalan was                       the time of his conviction.
                                                  print, audiotape, American Sign                         sentenced to 60 months in prison, three                  Accordingly, it is hereby Ordered:
                                                  Language, etc.) should contact the                      years of supervised release, and a $100                  First, from the date of this Order until
                                                  responsible Agency or USDA’s TARGET                     assessment.                                           June 9, 2025, Luis Alberto Najera-
                                                  Center at (202) 720–2600 (voice and                        Section 766.25 of the Export                       Citalan, with a last known address of
                                                  TTY) or contact USDA through the                        Administration Regulations (‘‘EAR’’ or                Inmate Number: 10656–279, FCI
                                                  Federal Relay Service at (800) 877–8339.                ‘‘Regulations’’) 1 provides, in pertinent             Beaumont Low, Federal Correctional
                                                  Additionally, program information may                   part, that ‘‘[t]he Director of the Office of          Institution, P.O. Box 26020, Beaumont,
                                                  be made available in languages other                    Exporter Services, in consultation with               TX 77720, and when acting for or on his
                                                  than English.                                           the Director of the Office of Export                  behalf, his successors, assigns,
                                                     To file a program discrimination                     Enforcement, may deny the export                      employees, agents or representatives
                                                  complaint, complete the USDA Program                    privileges of any person who has been                 (the ‘‘Denied Person’’), may not, directly
                                                  Discrimination Complaint Form, AD                       convicted of a violation of the Export                or indirectly, participate in any way in
                                                  3027, found online at http://                           Administration Act (‘‘EAA’’), the EAR,                any transaction involving any
                                                  www.ascr.usda.gov/complaint_filing_                     or any order, license or authorization                commodity, software or technology
                                                  cust.html and at any USDA office or                     issued thereunder; any regulation,                    (hereinafter collectively referred to as
                                                  write a letter addressed to USDA and                    license, or order issued under the                    ‘‘item’’) exported or to be exported from
                                                  provide in the letter all of the                        International Emergency Economic                      the United States that is subject to the
                                                  information requested in the form. To                   Powers Act (50 U.S.C. 1701–1706); 18                  Regulations, including, but not limited
                                                  request a copy of the complaint form,                   U.S.C. 793, 794 or 798; section 4(b) of               to:
                                                  call (866) 632–9992. Submit your                        the Internal Security Act of 1950 (50                    A. Applying for, obtaining, or using
                                                  completed form or letter to USDA by:                    U.S.C. 783(b)), or section 38 of the Arms             any license, License Exception, or
                                                                                                          Export Control Act (22 U.S.C. 2778).’’ 15             export control document;
                                                  (1) Mail: U.S. Department of                                                                                     B. Carrying on negotiations
                                                                                                          CFR 766.25(a); see also Section 11(h) of
                                                       Agriculture, Office of the Assistant                                                                     concerning, or ordering, buying,
                                                                                                          the EAA, 50 U.S.C. 4610(h). The denial
                                                       Secretary for Civil Rights, 1400                                                                         receiving, using, selling, delivering,
                                                                                                          of export privileges under this provision
                                                       Independence Avenue SW.,                                                                                 storing, disposing of, forwarding,
                                                                                                          may be for a period of up to 10 years
                                                       Washington, DC 20250–9410;                         from the date of the conviction. 15 CFR               transporting, financing, or otherwise
                                                  (2) Fax: (202) 690–7442; or                             766.25(d); see also 50 U.S.C. 4610(h). In             servicing in any way, any transaction
                                                  (3) Email: program.intake@usda.gov.                     addition, Section 750.8 of the                        involving any item exported or to be
                                                     USDA is an equal opportunity                         Regulations states that the Bureau of                 exported from the United States that is
                                                  provider, employer, and lender.                         Industry and Security’s Office of                     subject to the Regulations, or in any
                                                    Dated: November 9, 2016.                              Exporter Services may revoke any                      other activity subject to the Regulations;
                                                  Samuel H. Rikkers,                                      Bureau of Industry and Security (‘‘BIS’’)             or
                                                  Administrator, Rural Business-Cooperative               licenses previously issued in which the                  C. Benefitting in any way from any
                                                  Service.                                                person had an interest in at the time of              transaction involving any item exported
                                                  [FR Doc. 2016–27734 Filed 11–17–16; 8:45 am]            his conviction.                                       or to be exported from the United States
                                                                                                             BIS has received notice of Najera-                 that is subject to the Regulations, or in
                                                  BILLING CODE 3410–XY–P
                                                                                                          Citalan’s conviction for violating the                any other activity subject to the
                                                                                                          AECA, and has provided notice and an                  Regulations.
                                                                                                          opportunity for Najera-Citalan to make a                 Second, no person may, directly or
                                                  DEPARTMENT OF COMMERCE                                  written submission to BIS, as provided                indirectly, do any of the following:
                                                                                                          in Section 766.25 of the Regulations.                    A. Export or reexport to or on behalf
                                                  Bureau of Industry and Security
                                                                                                          BIS has not received a submission from                of the Denied Person any item subject to
                                                  Order Denying Export Privileges                         Najera-Citalan.                                       the Regulations;
                                                                                                             Based upon my review and                              B. Take any action that facilitates the
                                                    In the Matter of: Luis Alberto Najera-                consultations with BIS’s Office of                    acquisition or attempted acquisition by
                                                  Citalan, Inmate Number: 10656–279, FCI                  Export Enforcement, including its                     the Denied Person of the ownership,
                                                  Beaumont Low, Federal Correctional                      Director, and the facts available to BIS,             possession, or control of any item
                                                  Institution, P.O. Box 26020, Beaumont, TX                                                                     subject to the Regulations that has been
                                                  77720.                                                     1 The Regulations are currently codified in the
                                                                                                                                                                or will be exported from the United
                                                     On June 9, 2015, in the U.S. District                Code of Federal Regulations at 15 CFR parts 730–      States, including financing or other
                                                                                                          774 (2016). The Regulations issued pursuant to the
                                                  Court for the Southern District of Texas,               Export Administration Act (50 U.S.C. 4601–4623        support activities related to a
                                                  Luis Alberto Najera-Citalan (‘‘Najera-                  (Supp. III 2015) (available at http://                transaction whereby the Denied Person
                                                  Citalan’’), was convicted of violating                  uscode.house.gov)). Since August 21, 2001, the Act    acquires or attempts to acquire such
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                                                  Section 38 of the Arms Export Control                   has been in lapse and the President, through
                                                                                                          Executive Order 13222 of August 17, 2001 (3 CFR,
                                                                                                                                                                ownership, possession or control;
                                                  Act (22 U.S.C. 2778 (2012)) (‘‘AECA’’).                 2001 Comp. 783 (2002)), which has been extended          C. Take any action to acquire from or
                                                  Specifically, Najera-Citalan                            by successive Presidential Notices, the most recent   to facilitate the acquisition or attempted
                                                  intentionally and knowingly conspired                   being that of August 4, 2016 (81 FR 52,587 (Aug.      acquisition from the Denied Person of
                                                                                                          8, 2016)), has continued the Regulations in effect
                                                  to knowingly and willfully export,                      under the International Emergency Economic
                                                                                                                                                                any item subject to the Regulations that
                                                  attempt to export, and cause to be                      Powers Act (50 U.S.C. 1701, et seq. (2006 & Supp.     has been exported from the United
                                                  exported to Mexico from the United                      IV 2010)).                                            States;


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Document Created: 2018-02-14 08:32:02
Document Modified: 2018-02-14 08:32:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesCompleted applications must be received in the USDA Rural Development State Office no later than 4:30 p.m. (local time) on March 31, 2017. Applications received at a USDA Rural Development State Office after this date will not be considered for FY 2017 funding.
ContactSpecialty Programs Division, Business Programs, Rural Business-Cooperative Service, U.S. Department of Agriculture, 1400 Independence Avenue SW., MS 3226, Room 4204-South, Washington, DC 20250-3226, or call 202-720-1400. For further information on this Notice, please contact the USDA Rural Development State Office in the State in which the applicant's headquarters is located.
FR Citation81 FR 81726 

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