81 FR 83888 - Investor Advisory Committee Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 225 (November 22, 2016)

Page Range		83888-83888
FR Document		2016-28077

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.

Federal Register, Volume 81 Issue 225 (Tuesday, November 22, 2016)

[Federal Register Volume 81, Number 225 (Tuesday, November 22, 2016)]
[Notices]
[Page 83888]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-28077]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10257; 34-79336; File No. 265-28]


Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to Section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a public meeting. The public is invited to submit 
written statements to the Committee.

DATES: The meeting will be held on Thursday, December 8, 2016 from 9:30 
a.m. until 3:00 p.m. (ET). Written statements should be received on or 
before December 8, 2016.

ADDRESSES: The meeting will be held in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE., Washington, DC 20549. The 
meeting will be webcast on the Commission's Web site at www.sec.gov. 
Written statements may be submitted by any of the following methods:

Electronic Statements

    [ssquf] Use the Commission's Internet submission form (http://www.sec.gov/rules/other.shtml); or
    [ssquf] Send an email message to [email protected]. Please 
include File No. 265-28 on the subject line; or

Paper Statements

    [ssquf] Send paper statements to Brent J. Fields, Secretary, 
Securities and Exchange Commission, 100 F Street NE., Washington, DC 
20549-1090.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., Room 1580, 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Senior Special 
Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public, 
except during that portion of the meeting reserved for an 
administrative work session during lunch. Persons needing special 
accommodations to take part because of a disability should notify the 
contact person listed in the section above entitled FOR FURTHER 
INFORMATION CONTACT.
    The agenda for the meeting includes: remarks from Commissioners; a 
discussion regarding investor protection priorities for the New Year; 
the announcement of election results for open officer positions; an 
update on the Commission's response to the rulemaking mandate of the 
Fixing America's Surface Transportation Act concerning public company 
disclosure requirements; and a nonpublic administrative work session 
during lunch.

    Dated: November 17, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-28077 Filed 11-21-16; 8:45 am]
 BILLING CODE 8011-01-P

83888 Federal Register / Vol. 81, No. 225 / Tuesday, November 22, 2016 / Notices

6(b)(5) of the Act,17 which requires, Section 911 of the Dodd-Frank Wall The agenda for the meeting includes:
among other things, that the rules of a Street Reform and Consumer Protection remarks from Commissioners; a
national securities exchange be Act of 2010, is providing notice that it discussion regarding investor protection
designed to promote just and equitable will hold a public meeting. The public priorities for the New Year; the
principles of trade, to remove is invited to submit written statements announcement of election results for
impediments to and perfect the to the Committee. open officer positions; an update on the
mechanism of a free and open market DATES: The meeting will be held on Commission’s response to the
and a national market system, and, in Thursday, December 8, 2016 from 9:30 rulemaking mandate of the Fixing
general, to protect investors and the a.m. until 3:00 p.m. (ET). Written America’s Surface Transportation Act
public interest; and are not designed to statements should be received on or concerning public company disclosure
permit unfair discrimination between before December 8, 2016. requirements; and a nonpublic
customers, issuers, brokers, or dealers. administrative work session during
ADDRESSES: The meeting will be held in
The Commission believes that the lunch.
Multi-Purpose Room LL–006 at the
deletion of Phlx Rules 1020(b), Dated: November 17, 2016.
Commission’s headquarters, 100 F
Commentary .01, Commentary .02 (a) Brent J. Fields,
Street NE., Washington, DC 20549. The
and (c), Commentary .03, Commentary Secretary.
meeting will be webcast on the
.04, and Commentary .06 should protect
Commission’s Web site at www.sec.gov. [FR Doc. 2016–28077 Filed 11–21–16; 8:45 am]
investors by helping to ensure that the
Written statements may be submitted by BILLING CODE 8011–01–P
Phlx rules accurately describe the
any of the following methods:
current operations of the Exchange and
obligations of its members. In addition, Electronic Statements SECURITIES AND EXCHANGE
the Commission notes that the deletion
D Use the Commission’s Internet COMMISSION
of Commentary .02 (b) to remove
submission form (http://www.sec.gov/ [Release No. 34–79328; File No. SR–
redundant rule language should add
rules/other.shtml); or NYSEMKT–2016–102]
clarity to Phlx’s rules and that the
D Send an email message to rules-
deletion of Commentary .05 and Self-Regulatory Organizations; NYSE
comments@sec.gov. Please include File
Commentary .06 should provide more MKT LLC; Notice of Filing of Proposed
No. 265–28 on the subject line; or
clarity regarding the obligations of Rule Change, as Modified by
specialists on the Exchange. Paper Statements Amendment No. 1 Thereto, Introducing
Accordingly, for the reasons
D Send paper statements to Brent J. NYSE OptX
discussed above, the Commission finds
Fields, Secretary, Securities and
that the proposed rule change is November 16, 2016.
Exchange Commission, 100 F Street NE.,
consistent with Section 6(b)(5) of the Pursuant to Section 19(b)(1) 1 of the
Washington, DC 20549–1090.
Act. Securities Exchange Act of 1934 (the
All submissions should refer to File No. ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
V. Conclusion 265–28. This file number should be notice is hereby given that on November
It is therefore ordered pursuant to included on the subject line if email is 3, 2016, NYSE MKT LLC, on behalf of
Section 19(b)(2) of the Act 18 that the used. To help us process and review NYSE Amex Options (‘‘NYSE Amex
proposed rule change (SR–PHLX–2016– your statement more efficiently, please Options’’ or the ‘‘Exchange’’) filed with
97) be and hereby is approved. use only one method. the Securities and Exchange
For the Commission, by the Division of Statements also will be available for Commission (the ‘‘Commission’’) the
Trading and Markets, pursuant to delegated Web site viewing and printing in the proposed rule change as described in
authority.19 Commission’s Public Reference Room, Items I, II, and III below, which Items
Brent J. Fields, 100 F Street NE., Room 1580, have been prepared by the self-
Secretary. Washington, DC 20549, on official regulatory organization. On November
[FR Doc. 2016–28030 Filed 11–21–16; 8:45 am]
business days between the hours of 15, 2016, the Exchange filed
10:00 a.m. and 3:00 p.m. All statements Amendment No. 1 to the proposal.4 The
BILLING CODE 8011–01–P
received will be posted without change; Commission is publishing this notice to
we do not edit personal identifying solicit comments on the proposed rule
SECURITIES AND EXCHANGE information from submissions. You change, as modified by Amendment No.
COMMISSION should submit only information that 1, from interested persons.
you wish to make available publicly.
[Release Nos. 33–10257; 34–79336; File No. I. Self-Regulatory Organization’s
FOR FURTHER INFORMATION CONTACT: Statement of the Terms of Substance of
265–28]
Marc Oorloff Sharma, Senior Special the Proposed Rule Change
Investor Advisory Committee Meeting Counsel, Office of the Investor
Advocate, at (202) 551–3302, Securities The Exchange proposes to introduce
AGENCY: Securities and Exchange and Exchange Commission, 100 F Street NYSE OptX, an order entry platform
Commission. NE., Washington, DC 20549. that would allow for the submission of
ACTION: Notice of meeting of Securities Qualified Contingent Cross (‘‘QCC’’)
SUPPLEMENTARY INFORMATION: The Orders and orders executed in the
and Exchange Commission Dodd-Frank meeting will be open to the public,
Investor Advisory Committee. except during that portion of the
sradovich on DSK3GMQ082PROD with NOTICES

1 15 U.S.C. 78s(b)(1).
SUMMARY:The Securities and Exchange meeting reserved for an administrative 2 15 U.S.C. 78a.
Commission Investor Advisory work session during lunch. Persons 3 17 CFR 240.19b–4.

Committee, established pursuant to needing special accommodations to take 4 In Amendment No. 1, the Exchange proposed to

part because of a disability should amend note 10, infra, to clarify that QCC Orders
sent through NYSE OptX to the Exchange for
17 15 U.S.C. 78f(b)(5). notify the contact person listed in the execution would comply with the order format and
18 15 U.S.C. 78s(b)(2). section above entitled FOR FURTHER EOC entry requirements established by the
19 17 CFR 200.30–3(a)(12). INFORMATION CONTACT. Exchange, which are set forth in Rule 955NY.

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Document Created: 2018-02-14 08:28:58
Document Modified: 2018-02-14 08:28:58

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of meeting of Securities and Exchange Commission Dodd- Frank Investor Advisory Committee.
Dates		The meeting will be held on Thursday, December 8, 2016 from 9:30 a.m. until 3:00 p.m. (ET). Written statements should be received on or before December 8, 2016.
Contact		Marc Oorloff Sharma, Senior Special Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
FR Citation		81 FR 83888