81_FR_84148 81 FR 83923 - Discretionary Funding Opportunity: Zero Emission Research Opportunity

81 FR 83923 - Discretionary Funding Opportunity: Zero Emission Research Opportunity

DEPARTMENT OF TRANSPORTATION
Federal Transit Administration

Federal Register Volume 81, Issue 225 (November 22, 2016)

Page Range83923-83928
FR Document2016-28069

This competitive solicitation is for the Zero Emission Research Opportunity (ZERO), administered by the Federal Transit Administration. Available funding is $2.75 million in FTA research funds and this solicitation also will establish eligibility for possible future funding, subject to Congressional appropriations and FTA funding approval, for ZERO. The purpose of the program is to facilitate the advancement, production, and deployment of zero emission public transportation vehicle technology and related infrastructure. FTA intends to select, and enter into cooperative agreements with, multiple (up to 3) nonprofit consortia to continue building on past research innovation and development efforts to facilitate the deployment of zero emission vehicles and associated advanced technology. Eligibility for future ZERO funding opportunities in fiscal years 2017-2020 will be limited to those nonprofit consortia selected under this fiscal year 2017 notice. Potential research partners such as transit agencies, other nonprofits, vendors, suppliers and systems integrators may work with multiple consortia. The Federal cost share of a project carried out under ZERO shall not exceed 80 percent.

Federal Register, Volume 81 Issue 225 (Tuesday, November 22, 2016)
[Federal Register Volume 81, Number 225 (Tuesday, November 22, 2016)]
[Notices]
[Pages 83923-83928]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-28069]


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DEPARTMENT OF TRANSPORTATION

Federal Transit Administration


Discretionary Funding Opportunity: Zero Emission Research 
Opportunity

AGENCY: Federal Transit Administration (FTA), DOT.

[[Page 83924]]


ACTION: Notice of Funding Opportunity (NOFO) and Request for Proposals 
(RFP).

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SUMMARY: This competitive solicitation is for the Zero Emission 
Research Opportunity (ZERO), administered by the Federal Transit 
Administration. Available funding is $2.75 million in FTA research 
funds and this solicitation also will establish eligibility for 
possible future funding, subject to Congressional appropriations and 
FTA funding approval, for ZERO. The purpose of the program is to 
facilitate the advancement, production, and deployment of zero emission 
public transportation vehicle technology and related infrastructure. 
FTA intends to select, and enter into cooperative agreements with, 
multiple (up to 3) nonprofit consortia to continue building on past 
research innovation and development efforts to facilitate the 
deployment of zero emission vehicles and associated advanced 
technology. Eligibility for future ZERO funding opportunities in fiscal 
years 2017-2020 will be limited to those nonprofit consortia selected 
under this fiscal year 2017 notice. Potential research partners such as 
transit agencies, other nonprofits, vendors, suppliers and systems 
integrators may work with multiple consortia. The Federal cost share of 
a project carried out under ZERO shall not exceed 80 percent.

DATES: Complete proposals must be submitted electronically through the 
GRANTS.GOV ``APPLY'' function by 11:59 EST on February 21, 2017. 
Prospective applicants should initiate the process by registering on 
the GRANTS.GOV Web site promptly to ensure completion of the 
application process before the submission deadline. This announcement 
is also available at FTA's Web site at: https://www.transit.dot.gov/funding/grants/notices and in the ``FIND'' module of GRANTS.GOV. The 
funding opportunity ID is FTA-2016-009-TRI-ZERO and the Catalog of 
Federal Domestic Assistance (CFDA) number for Section 5312 is 20.514. 
Mail and fax submissions will not be accepted.

FOR FURTHER INFORMATION CONTACT: Sean Ricketson, FTA Office of Research 
Demonstration and Innovation, (202) 366-6678 or [email protected]. A TDD 
is available for individuals who are deaf or hard of hearing at 1-800-
877-8339.

SUPPLEMENTARY INFORMATION: 

Table of Contents

A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review
F. Federal Award Administration
G. Federal Awarding Agency Contacts
H. Other Information

A. Program Description

1. Background

    Advances in technology are enabling substantial changes in vehicle 
propulsion, transportation operations, and transportation service 
delivery. These changes are creating opportunities for our nation's 
transportation system to deliver higher levels of service at lower cost 
and with fewer externalities, benefitting all Americans. Opportunity 
for change also carries risk, however. Through the Zero Emission 
Research Opportunity (ZERO), FTA seeks to work with the public 
transportation industry to solve challenges, increase efficiency, and 
reduce the costs and risks of deploying zero emission vehicles in 
transit service.
    In implementing ZERO, FTA intends to use a cooperative research 
model similar to FTA's successful National Fuel Cell Bus Program. Under 
this model, research and demonstration projects are defined and 
conducted by pre-selected non-profit third parties (non-profit 
consortia as defined in 49 U.S.C. 5312(e)(2)(B)) that, under FTA 
direction, assemble and manage teams of departments, agencies, and 
instrumentalities of the Federal Government, including federal 
laboratories; state and local governmental entities; providers of 
public transportation; private or non-profit organizations; 
institutions of higher education; and technical and community colleges. 
The model introduces an enhanced level of research management, program 
continuity, and flexibility to federally-funded transit research. It 
also provides a higher degree of innovation and resiliency, resulting 
in more successful projects. Through ZERO, FTA seeks to refine this 
research model with the goal of creating a research environment which 
results in greater industry involvement and more innovative and 
successful projects.

2. Scope

    The purpose of ZERO is to work with U.S. industry to remove 
obstacles on the critical path to the wider adoption of zero emission 
technology in public transportation. Examples include improving 
charging standards for battery-electric transit vehicles, improved 
passenger compartment heating systems, or expanding hydrogen 
infrastructure. For purposes of this program, zero emission technology 
refers to any technology that provides a pathway to the immediate or 
eventual adoption of transit vehicles that produce no harmful emissions 
in any, and all, operating modes. Battery-electric and hydrogen fuel 
cell technology are typical examples. Not all pathways to zero emission 
vehicles have to be zero emission, but they have to be shown to be on 
an evolutionary pathway to zero emission. For example, hybrid 
technology is considered zero emission technology for the purposes of 
this program if it can be shown to advance the pathway to improved 
vehicle electrification.
    This program focuses on one aspect of transportation emissions--
those of systems under the control of a typical domestic transit 
agency, such as vehicles and fueling or charging systems. With the 
exception of applications such as solar panels on a maintenance garage 
roof, emissions from energy production are not targeted in this 
program. Programs addressing the emissions of energy production are 
carried out by the Department of Energy (DoE) and the Environmental 
Protection Agency (EPA). FTA coordinates with the DoE and EPA to 
eliminate duplication of effort and to ensure strategic consistency.
    The projects under ZERO may address aspects of the following 
subject areas:
    a. Technology Research and Development--improving the efficiency, 
reducing costs, and improving the performance of vehicles, vehicle 
systems, and subsystems.
    b. Transit Fleet Operations--improving the efficiency, reducing 
costs, and improving the performance of vehicle fleets including 
maintenance and operations practices.
    c. Energy Infrastructure--addressing challenges of supporting zero 
emission technology including hydrogen fueling, electric charging, and 
relationships with suppliers and electric utilities.
    d. Standards and Policy--research to support standards development 
and testing protocols and to identify policies and policy changes to 
reduce costs and risks of adopting zero emission vehicle technology.
    e. Other--FTA is open to considering other research subjects or 
combinations of subjects to advance zero emission technology.

B. Federal Award Information

    Section 5312 of title 49, United States Code (Section 5312), 
authorizes FTA's Public Transportation Innovation program. Through this 
program, FTA may make grants, or enter into contracts, cooperative 
agreements and other agreements for research, development,

[[Page 83925]]

demonstration and deployment projects, and evaluation of research and 
technology of national significance to public transportation that the 
Secretary of Transportation determines will improve public 
transportation.
    ZERO is funded under Section 5312 program authority. A total of 
$2.75 million in funds from FY 2014 and 2015 appropriations are 
available for awards under this announcement. FTA intends to award 
multiple projects under this announcement.
    FTA may, at its discretion, provide additional funds for selections 
made under this announcement or for additional meritorious proposals 
from funds made available for 49 U.S.C. Section 5312.

C. Eligibility Information

1. Eligible Applicants

    Eligible applicants and recipients under this program are limited 
to non-profit organizations leading a consortium of entities as listed 
below. All consortia must include at least one provider of public 
transportation. As defined in Section 5312, the following entities may 
be part of a consortium:
    a. Departments, agencies, and instrumentalities of the Federal 
Government, including Federal laboratories;
    b. State and local governmental entities;
    c. Providers of public transportation;
    d. Private or non-profit organizations;
    e. Institutions of higher education; and
    f. Technical and community colleges.

2. Cost Sharing or Matching

    The federal share of project costs under this program is limited to 
80 percent. Applicants may seek a lower Federal contribution. The 
applicant must provide the required local share in cash or in-kind, and 
must document in its application the source of the local share. 
Eligible sources of local share are detailed in FTA Research Circular 
6100.1E. (available at http://www.fta.dot.gov/legislation_law/12349_16434.html).

3. Eligible Projects

    Eligible projects include those defined under 49 U.S.C. 5312(c), 
(d), and (e) that will build on successful research, innovation, and 
development efforts to facilitate the deployment of low or no emission 
vehicles, zero emission vehicles, or associated advanced technology.
    Each consortium may propose up to three projects in its 
application. These are projects the consortium proposes for the first 
iteration of Federal funding under ZERO. For projects requesting more 
than $500,000, proposals should include one or more alternative funding 
schedules allowing the project to be funded incrementally in 
anticipation of additional future funding. However, given that future 
funding is not guaranteed, project proposals must provide meaningful 
deliverables for this first iteration of funding. The proposed projects 
must advance zero emission technology in public transportation by 
addressing one or more of the following subject areas:
    a. Technology Research and Development--improving the efficiency, 
reducing costs, and improving the performance of vehicles, vehicle 
systems, and subsystems.
    b. Transit Fleet Operations--improving the efficiency, reducing 
costs, and improving the performance of vehicle fleets including 
maintenance and operations practices.
    c. Energy Infrastructure--addressing challenges of supporting zero 
emission technology including hydrogen fueling, electric charging, and 
relationships with suppliers and electric utilities.
    d. Standards and Policy--research to support standards development 
and testing protocols and to identify policies and policy changes to 
reduce costs and risks of adopting zero emission vehicle technology.
    e. Other--FTA is open to considering other research subjects or 
combinations of subjects to advance zero emission technology.

D. Application and Submission Information

1. Address and Form of Application Submission

    Project proposals must be submitted electronically through 
GRANTS.GOV (www.grants.gov) by February 21, 2017. Mail and fax 
submissions will not be accepted. A complete proposal submission will 
consist of at least two files: (1) The SF-424 Mandatory form 
(downloaded from GRANTS.GOV) and (2) the Applicant and Proposal Profile 
for the ``Zero Emission Research Opportunity'' (ZERO Supplemental Form) 
found on GRANTS.GOV and the FTA Web site by clicking (or copying and 
pasting) the ZERO Program link at www.transit.dot.gov/funding/grants/grant-programs/zero-emission-research-opportunity-ZERO. The 
Supplemental Form provides guidance and a consistent format for 
proposers to respond to the criteria outlined in this NOFO.

2. Content and Form of Application Submission

a. Proposal Submission
    A complete proposal submission consists of two forms: The SF-424 
Mandatory Form, and the ZERO Supplemental Form. FTA will evaluate only 
complete applications.
    The Supplemental Form must be placed in the attachments section of 
the SF-424 Mandatory Form. Proposers must use the Supplemental Form 
designated for ZERO and attach it to the submission in GRANTS.GOV to 
successfully complete the application process.
    A proposal submission may contain additional supporting 
documentation as attachments. If an applicant elects to attach an 
additional narrative, it must not exceed 10 numbered pages. Submissions 
must be presentable and use standard fonts, font sizing, and at least 
one-inch margins so reviewers can easily read the information.
    Within 48 hours after submitting an electronic application, the 
applicant should receive three email messages from GRANTS.GOV: (1) 
Confirmation of successful transmission to GRANTS.GOV, (2) confirmation 
of successful validation by GRANTS.GOV, and (3) confirmation of 
successful validation by FTA. If confirmations of successful validation 
are not received or a notice of failed validation or incomplete 
materials is received, the applicant must address the reason for the 
failed validation, as described in the email notice, and resubmit 
before the submission deadline. If making a resubmission for any 
reason, include all original attachments regardless of which 
attachments were updated and check the box on the Supplemental Form 
indicating this is a resubmission.
    FTA urges proposers to submit applications at least 72 hours prior 
to the due date to allow time to receive the validation messages and to 
correct any problems that may have caused a rejection notification. FTA 
will not accept submissions after the stated deadline. GRANTS.GOV 
scheduled maintenance and outage times are announced on the GRANTS.GOV 
Web site. Deadlines will not be extended due to scheduled Web site 
maintenance.
    Proposers are encouraged to begin the process of registration on 
the GRANTS.GOV site well in advance of the submission deadline. 
Registration is a multi-step process, which may take several weeks to 
complete before an application can be submitted. Registered proposers 
may be required to take steps to keep their registration up to date 
before submissions can be made

[[Page 83926]]

successfully: (1) Registration in the System for Award Management (SAM) 
is renewed annually; and, (2) persons making submissions on behalf of 
the Authorized Organization Representative (AOR) must be authorized in 
GRANTS.GOV by the AOR to make submissions. Instructions on the 
GRANTS.GOV registration process are provided in the Appendix.
    Information such as the proposer's name, Federal amount requested, 
local match amount, description of areas served, etc. may be requested 
in varying degrees of detail on both the SF-424 form and Supplemental 
Form. Proposers must fill in all fields unless stated otherwise on the 
forms. The Supplemental Form template supports pasting copied text with 
limited formatting from other documents; applicants should verify that 
pasted text is fully captured on the Supplemental Form and has not been 
truncated by the character limits built into the form. Proposers should 
use both the ``Check Package for Errors'' and the ``Validate Form'' 
validation buttons on both forms to check all required fields on the 
forms, and ensure that the Federal and local amounts specified are 
consistent.
b. Application Content
    The SF-424 Mandatory Form and the Supplemental Form will prompt 
applicants for the required information, including the:
    (i) Applicant name;
    (ii) Dun and Bradstreet (D&B) Data Universal Numbering System 
(DUNS) number if available. (Note: If selected, the applicant will be 
required to provide its DUNS number prior to award);
    (iii) Key contact information including contact name, address, 
email address, and phone number;
    (iv) Congressional district(s) of the applicant;
    (v) A list of consortium organizational members, by organization 
name and address;
    (vi) Documentation of membership of each organizational member of 
the consortium (e.g., memorandum of understanding, letter of 
commitment, or other documentation);
    (vii) A schedule outlining steps and milestones for each project;
    (viii) A detailed description of the consortium's project 
experience, providing details of the projects the consortium has led 
and how those details support the evaluation criteria;
    (ix) A detailed description of the consortium's experience working 
with zero emission technology and any related technology;
    (x) A detailed description of the consortium's public 
transportation experience;
    (xi) A detailed description of the consortium's experience working 
with the Federal research programs;
    (xii) A detailed description of the consortium's experience 
functioning as a research organization;
    (xiii) Descriptions of up to three proposed projects, including 
project deliverables, schedule and budget; and
    (xiv) A detailed description of technical, financial and legal 
capacity to administer the proposed projects.
    Applicants may also support their applications by including an 
example of a statement of work, budget, or project plan from an 
existing or previously funded research project.
c. Unique Entity Identifier and System for Award Management (SAM)
    Registration can take as little as 3-5 business days, but since 
there could be unexpected steps or delays (for example, if the 
applicant needs to obtain an Employer Identification Number), FTA 
recommends allowing ample time, up to several weeks, for completion of 
all steps.

Step 1: Obtain DUNS Number

    If requested by phone (1-866-705-5711) DUNS is provided 
immediately.
    If your organization does not have one, you will need to go to the 
Dun & Bradstreet Web site at http://fedgov.dnb.com/webform to obtain 
the number. * Information for Foreign Registrants. * Webform requests 
take 1-2 business days.

Step 2: Register with SAM

    If you already have an Employer Identification Number, your SAM 
registration will take 3 to 5 business days to process. If you are 
applying for an Employer Identification Number please allow up to two 
weeks. Ensure that your organization is registered with the System for 
Award Management (SAM). If your organization is not registered, an 
authorizing official of your organization must register at www.sam.gov.

Step 3: Username & Password

    Complete your AOR (Authorized Organization Representative) profile 
on GRANTS.GOV and create your username and password. You will need to 
use your organization's DUNS Number to complete this step. https://apply07.grants.gov/apply/OrcRegister.

Step 4: AOR Authorization

    The E-Business Point of Contact (E-Biz POC) at your organization 
must login to GRANTS.GOV to confirm you as an Authorized Organization 
Representative (AOR). Please note that there can be more than one AOR 
for your organization. In some cases the E-Biz POC is also the AOR for 
an organization. * Time to complete this step depends on the 
responsiveness of your E-Biz POC.

Step 5: Track AOR Status

    At any time, you can track your AOR status by logging in with your 
username and password. Login as an Applicant (enter your username & 
password you obtained in Step 3) using the following link: 
applicant_profile.jsp.
d. Submission Dates and Times
    Project proposals must be submitted electronically through 
GRANTS.GOV by February 21, 2017. Mail and fax submissions will not be 
accepted.
e. Funding Restriction
    FTA will issue specific guidance to recipients regarding pre-award 
authority at the time of selection. FTA does not provide pre-award 
authority for competitive funds until projects are selected and even 
then there are Federal requirements that must be met before costs are 
incurred. Preparation of proposals is not an eligible pre-award 
expense.

E. Application Review

1. Evaluation Criteria

    FTA will use the following criteria when evaluating applications:
    a. Project Experience--Consortia will be evaluated based on their 
experience and track record in designing, leading and executing 
transportation research or demonstration projects. The applicant must 
demonstrate the experience and ability to bring together both private 
and public industry partners to design and execute research or 
demonstration projects with multi-million dollar budgets.
    b. Technology experience--Consortia will be evaluated based on 
their knowledge and experience working with zero emission technology, 
including in various public transportation modes.
    c. Public transportation experience--Consortia will be evaluated 
based on their experience and ability working with U.S. public 
transportation agencies, and in the field of public transportation. 
Applicants should name the public transportation agencies they have 
worked with in their applications.
    d. Federal Research or Demonstration Experience--Consortia will be 
evaluated based on their experience and ability managing Federal 
research or demonstration projects, and

[[Page 83927]]

understanding and meeting Federal requirements.
    e. Organizational Experience--Consortia will be evaluated based on 
their experience operating as a team with regard to the above areas. 
Where some consortia may have member organizations with experience and 
expertise, the expertise and experience of the consortium as a team 
working together is also important. This criterion addresses this 
issue.
    f. Proposed Projects (A consortium may submit up to three proposed 
projects) Applications will be evaluated based on the following:
    (i) The extent to which the proposed projects will advance zero 
emission technology in public transportation applications, and
    (ii) The effectiveness of the proposed project in advancing zero 
emission technology relative to the amount of FTA investment.

2. Review and Selection Process

    FTA staff will comprise the technical evaluation committee and will 
review applications against the described evaluation criteria. The 
technical evaluation committee reserves the right to evaluate proposals 
it receives and to seek clarification from any proposer about any 
statement that is made in a proposal that FTA finds ambiguous. FTA may 
also request additional documentation or information to be considered 
during the evaluation process. After the evaluation of all eligible 
proposals, the technical evaluation committee will provide 
recommendations to the FTA Administrator or designee. The FTA 
Administrator or designee will determine the final list of consortia 
and the amount of funding for each consortium's proposed projects. FTA 
may choose to fund some, all, part, or none of a selected consortium's 
proposed projects. To better evaluate technologies in a variety of 
conditions and locales, FTA may select a portfolio of geographically 
diverse projects.

F. Federal Award Administration

1. Federal Award Notice

    Subsequent to an announcement by the FTA Administrator or designee 
of the final project selections posted on FTA's Web site, FTA will 
publish a list of the selected projects, including Federal dollar 
amounts and recipients.
    All information submitted as part of or in support of a ZERO 
application shall use publicly available data or data that can be made 
public and methodologies that are accepted by industry practice and 
standards, to the extent possible. If the submission includes 
information the applicant considers to be trade secret or confidential 
commercial or financial information, the applicant should do the 
following: (1) On the Supplemental Form, on every relevant page, select 
the button to affirm that the submission ``Contains Confidential 
Business Information (CBI);'' (2) On any other documentation, mark each 
affected page ``CBI;'' and (3) highlight or otherwise denote the CBI 
portions. FTA protects such information from disclosure to the extent 
allowed under applicable law. In the event FTA receives a Freedom of 
Information Act (FOIA) request for the information, FTA will follow the 
procedures described in the U.S. DOT FOIA regulations at 49 CFR part 7. 
Only information that ultimately is determined to be confidential under 
the regulations will be exempt from disclosure under FOIA. Should FTA 
receive an order from a court of competent jurisdiction ordering the 
release of the information, FTA will provide the applicant timely 
notice of such order to allow the applicant the opportunity to 
challenge such an order. FTA will not challenge a court order on behalf 
of an applicant.

2. Award Administration

    Successful proposals will be awarded funding through FTA's Transit 
Award Management System (TrAMS) as Cooperative Agreements. The FTA 
Research Office will manage those Cooperative Agreements. Apart from 
the specific terms and conditions within the Scope of Work, general 
terms and conditions for Grant Agreements and Cooperative Agreements 
are found at www.transit.dot.gov.
    Applicants must sign and submit current Certifications and 
Assurances before FTA may award funding under a Cooperative Agreement 
for a competitively selected project. If the applicant has already 
submitted its annual Certifications and Assurances for the fiscal year 
in which the award will be made in TrAMS, it does not need to be 
resubmitted.
    To enhance the value of the portfolio of the projects to be 
implemented, FTA reserves the right to request an adjustment of the 
project scope and budget of any proposal selected for funding. Such 
adjustments shall not constitute a material alteration of any aspect of 
the proposal that influenced the proposal evaluation or decision to 
fund the project.

3. Administrative and National Policy Requirements

    Except as otherwise provided in this NOFO, cooperative agreements 
are subject to the requirements of 49 U.S.C. 5312 as described in the 
latest FTA Research Circular, currently 6100.1E, ``Research, Technical 
Assistance and Training Program: Application Instructions and Program 
Management Guidelines.'' In particular, the recipient(s) of a ZERO 
award must submit quarterly Federal Financial Reports and Milestone 
Progress Reports in TrAMS.

4. Reporting, Data and Information Exchange, and Data Requirements

    In order to achieve a comprehensive understanding of the impacts 
and implications of ZERO, FTA, or its designated independent evaluator, 
will require direct access to project data. Projects should include a 
data capture component that allows for the reliable and consistent 
collection of information relevant to gauging the impact and outcomes 
of the project.
    At any time during the period of performance, the project team may 
be requested to coordinate data collection activities in order to 
provide interim information under the requirements of this award. A 
project team may be asked to provide the data directly to FTA or to a 
designated independent evaluator. This information, if requested, will 
be used to conduct program evaluations during the execution of the 
project and after it has been completed.

G. Federal Awarding Agency Contacts

    For further information concerning this NOFO please contact the 
ZERO staff via email at [email protected], or call Sean Ricketson at 
202-366-6678. A TDD is available for individuals who are deaf or hard 
of hearing at 1-800-877-8339. In addition, FTA will post answers to 
questions and requests for clarifications on FTA's Web site at https://www.transit.dot.gov/about/research-innovation/ZERO. To ensure 
applicants receive accurate information about eligibility or the 
program, the applicant is encouraged to contact DOT directly with 
questions, rather than through intermediaries or third parties. DOT 
staff may also conduct briefings on the ZERO selection and award 
process upon request.

H. Other Information

    The applicant must assure that it will comply with all applicable 
Federal statutes, regulations, executive orders, FTA Circulars, and 
other Federal administrative requirements in carrying out any project 
supported by the FTA

[[Page 83928]]

agreement. The applicant must acknowledge that it is under a continuing 
obligation to comply with the terms and conditions of the Cooperative 
Agreement it executes with FTA for its project. The applicant must 
acknowledge that it understands that Federal laws, regulations, 
policies, and administrative practices might be modified from time to 
time and may affect the implementation of the project. The applicant 
must agree that the most recent Federal requirements will apply to the 
project, unless FTA issues a written determination otherwise.

    Issued in Washington, DC, this sixteenth day of November 2016.
Matthew Welbes,
Executive Director.
[FR Doc. 2016-28069 Filed 11-21-16; 8:45 am]
 BILLING CODE 4910-57-P



                                                                           Federal Register / Vol. 81, No. 225 / Tuesday, November 22, 2016 / Notices                                                83923

                                                or services for individuals with                        ACTION:   Notice; extension of exemption.             rest break requirement of 49 CFR
                                                disabilities or to request special                                                                            395.3(a)(3)(ii) on behalf of all motor
                                                assistance at the meeting, contact Eran                 SUMMARY:    FMCSA announces the                       carriers whose drivers transport HM
                                                Segev at (617) 494–3174, eran.segev@                    extension of the exemption from the 30-               loads subject to the Pipeline and
                                                dot.gov, by Wednesday, November 30.                     minute rest break requirement granted                 Hazardous Materials Safety
                                                                                                        to the American Trucking Associations,                Administration’s security plan
                                                SUPPLEMENTARY INFORMATION:
                                                                                                        Inc. (ATA) on August 21, 2015, on                     requirement.
                                                I. Background                                           behalf of motor carriers whose drivers
                                                                                                        transport security-sensitive hazardous                   FMCSA reviewed ATA’s application
                                                  The U.S. Secretary of Transportation                                                                        and the public comments and
                                                                                                        materials (HM) requiring constant
                                                established the PAR Working Group as                    attendance on the vehicle. The Agency                 concluded that motor carriers may only
                                                a discretionary committee under the                     extends the expiration date from August               use this exemption when their drivers
                                                Federal Advisory Committee Act                          21, 2015 to August 20, 2020, in response              are actually transporting HM that
                                                (FACA, 5 U.S.C. App 2) on October 13,                   to section 5206(b)(2)(A) of the ‘‘Fixing              requires placarding or includes a select
                                                2016, making it effective through                       America’s Surface Transportation Act’’                agent or toxin identified in
                                                October 13, 2018. The PAR Working                       (FAST Act), which extends hours-of-                   § 172.800(b)(13), and for which a
                                                Group provides advice and                               service (HOS) exemptions in effect on                 security plan has been filed under
                                                recommendations to the FMCSA                            the date of enactment to 5 years from                 § 172.800–804. A Notice of Final
                                                Administrator on post-accident                          their date of issuance. The ATA rest                  Determination granting this ATA
                                                reporting requirements, specifically                    break exemption is limited to drivers                 exemption was published on August 21,
                                                those in section 5306, operating in                     transporting HM loads requiring                       2015 [80 FR 50912].
                                                accordance with FACA.                                   placarding under the HM regulations or                   The substance of the exemption is not
                                                II. Meeting Participation                               select agents and toxins identified in the            affected by this extension. The
                                                                                                        HM regulations that do not require                    exemption covers only the 30-minute
                                                  Oral comments from the public will                    placarding, and who have filed security
                                                be heard throughout the meeting, at the                                                                       break requirement [49 CFR
                                                                                                        plans requiring constant attendance of                395.3(a)(3)(ii)]. The exemption is
                                                discretion of the PAR chairman.                         HM. The Agency previously determined
                                                Members of the public may submit                                                                              restricted to drivers transporting HM
                                                                                                        that the CMV operations of drivers                    loads requiring placarding under 49
                                                written comments on the topics to be                    under this exemption would likely
                                                considered during the meeting by                                                                              CFR part 172, subpart F, or select agents
                                                                                                        achieve a level of safety equivalent to or            and toxins identified in § 172.800(b)(13)
                                                Wednesday, November 30, to Federal                      greater than the level of safety that
                                                Docket Management System (FDMC)                                                                               that do not require placarding, and who
                                                                                                        would be obtained in the absence of the               have filed security plans requiring
                                                Docket Number FMCSA–2016–0412                           exemption.
                                                using any of the following methods:                                                                           constant attendance of HM in
                                                                                                        DATES: This limited exemption is                      accordance with §§ 172.800–804. On
                                                  • Federal eRulemaking Portal: Go to                   effective from August 21, 2015, through
                                                http://www.regulations.gov. Follow the                                                                        each trip, the drivers will be allowed to
                                                                                                        August 20, 2020.                                      use 30 minutes or more of ‘‘attendance
                                                online instructions for submitting
                                                                                                        FOR FURTHER INFORMATION CONTACT: Mr.                  time’’ to meet the requirements for a rest
                                                comments.
                                                  • Fax: 202–493–2251.                                  Thomas Yager, Chief, FMCSA Driver                     break in the manner provide in 49 CFR
                                                  • Mail: Docket Management Facility;                   and Carrier Operations Division; Office               395.1(q) provided they perform no other
                                                U.S. Department of Transportation, 1200                 of Carrier, Driver and Vehicle Safety                 on-duty activities during the rest break.
                                                New Jersey Avenue SE., West Building,                   Standards; Telephone: 614–942–6477.                      The FMCSA does not believe the
                                                Room W12–140, Washington, DC 20590.                     Email: MCPSD@dot.gov.                                 safety record of any driver operating
                                                  • Hand Delivery: U.S. Department of                   SUPPLEMENTARY INFORMATION:                            under this exemption will deteriorate.
                                                Transportation, 1200 New Jersey                         Legal Basis                                           However, should deterioration in safety
                                                Avenue SE., Room W12–140,                                                                                     occur, FMCSA will take all steps
                                                                                                           FMCSA has authority under 49 U.S.C.
                                                Washington, DC, between 9 a.m. and 5                                                                          necessary to protect the public interest,
                                                                                                        31136(e) and 31315 to grant exemptions
                                                p.m., E.T. Monday through Friday,                                                                             including revocation of the exemption.
                                                                                                        from certain parts of the Federal Motor
                                                except Federal holidays.                                                                                      The FMCSA has the authority to
                                                                                                        Carrier Safety Regulations. FMCSA must
                                                  Issued on: November 16, 2016.                                                                               terminate the exemption at any time the
                                                                                                        publish a notice of each exemption
                                                Larry W. Minor,
                                                                                                                                                              Agency has the data/information to
                                                                                                        request in the Federal Register [49 CFR
                                                                                                                                                              conclude that safety is being
                                                Associate Administrator for Policy.                     381.315(a)].
                                                                                                           Section 5206(b)(2)(A) of the FAST Act              compromised.
                                                [FR Doc. 2016–28015 Filed 11–21–16; 8:45 am]
                                                                                                        requires FMCSA to extend any                            Issued on: November 9, 2016.
                                                BILLING CODE 4910–EX–P
                                                                                                        exemption from any provision of the                   T.F. Scott Darling, III,
                                                                                                        HOS regulations under 49 CFR part 395                 Administrator.
                                                DEPARTMENT OF TRANSPORTATION                            that was in effect on the date of                     [FR Doc. 2016–28014 Filed 11–21–16; 8:45 am]
                                                                                                        enactment of the Act to a period of 5                 BILLING CODE 4910–EX–P
                                                Federal Motor Carrier Safety                            years from the date the exemption was
                                                Administration                                          granted. The exemption may be
                                                [Docket No. FMCSA–2015–0012]
                                                                                                        renewed. Because this action merely                   DEPARTMENT OF TRANSPORTATION
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                                                                                                        implements a statutory mandate that
                                                Hours of Service of Drivers: American                   took effect on the date of enactment of               Federal Transit Administration
                                                Trucking Associations, Inc. (ATA)                       the FAST Act, notice and comment are
                                                Exemption; FAST Act Extension of                        not required.                                         Discretionary Funding Opportunity:
                                                Compliance Date                                                                                               Zero Emission Research Opportunity
                                                                                                        ATA Exemption
                                                AGENCY:Federal Motor Carrier Safety                        ATA, a trade association, applied for              AGENCY: Federal Transit Administration
                                                Administration (FMCSA), DOT.                            a limited exemption from the mandatory                (FTA), DOT.


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                                                83924                      Federal Register / Vol. 81, No. 225 / Tuesday, November 22, 2016 / Notices

                                                ACTION:Notice of Funding Opportunity                    D. Application and Submission Information             refers to any technology that provides a
                                                (NOFO) and Request for Proposals                        E. Application Review                                 pathway to the immediate or eventual
                                                (RFP).                                                  F. Federal Award Administration                       adoption of transit vehicles that produce
                                                                                                        G. Federal Awarding Agency Contacts
                                                                                                                                                              no harmful emissions in any, and all,
                                                SUMMARY:    This competitive solicitation               H. Other Information
                                                                                                                                                              operating modes. Battery-electric and
                                                is for the Zero Emission Research                       A. Program Description                                hydrogen fuel cell technology are
                                                Opportunity (ZERO), administered by                                                                           typical examples. Not all pathways to
                                                the Federal Transit Administration.                     1. Background
                                                                                                                                                              zero emission vehicles have to be zero
                                                Available funding is $2.75 million in                      Advances in technology are enabling                emission, but they have to be shown to
                                                FTA research funds and this solicitation                substantial changes in vehicle                        be on an evolutionary pathway to zero
                                                also will establish eligibility for possible            propulsion, transportation operations,                emission. For example, hybrid
                                                future funding, subject to Congressional                and transportation service delivery.                  technology is considered zero emission
                                                appropriations and FTA funding                          These changes are creating                            technology for the purposes of this
                                                approval, for ZERO. The purpose of the                  opportunities for our nation’s                        program if it can be shown to advance
                                                program is to facilitate the                            transportation system to deliver higher               the pathway to improved vehicle
                                                advancement, production, and                            levels of service at lower cost and with              electrification.
                                                deployment of zero emission public                      fewer externalities, benefitting all                     This program focuses on one aspect of
                                                transportation vehicle technology and                   Americans. Opportunity for change also                transportation emissions—those of
                                                related infrastructure. FTA intends to                  carries risk, however. Through the Zero               systems under the control of a typical
                                                select, and enter into cooperative                      Emission Research Opportunity (ZERO),                 domestic transit agency, such as
                                                agreements with, multiple (up to 3)                     FTA seeks to work with the public                     vehicles and fueling or charging
                                                nonprofit consortia to continue building                transportation industry to solve                      systems. With the exception of
                                                on past research innovation and                         challenges, increase efficiency, and                  applications such as solar panels on a
                                                development efforts to facilitate the                   reduce the costs and risks of deploying               maintenance garage roof, emissions
                                                deployment of zero emission vehicles                    zero emission vehicles in transit service.            from energy production are not targeted
                                                and associated advanced technology.                        In implementing ZERO, FTA intends                  in this program. Programs addressing
                                                Eligibility for future ZERO funding                     to use a cooperative research model                   the emissions of energy production are
                                                opportunities in fiscal years 2017–2020                 similar to FTA’s successful National                  carried out by the Department of Energy
                                                will be limited to those nonprofit                      Fuel Cell Bus Program. Under this                     (DoE) and the Environmental Protection
                                                consortia selected under this fiscal year               model, research and demonstration
                                                                                                                                                              Agency (EPA). FTA coordinates with
                                                2017 notice. Potential research partners                projects are defined and conducted by
                                                                                                                                                              the DoE and EPA to eliminate
                                                such as transit agencies, other                         pre-selected non-profit third parties
                                                                                                                                                              duplication of effort and to ensure
                                                nonprofits, vendors, suppliers and                      (non-profit consortia as defined in 49
                                                systems integrators may work with                                                                             strategic consistency.
                                                                                                        U.S.C. 5312(e)(2)(B)) that, under FTA                    The projects under ZERO may address
                                                multiple consortia. The Federal cost                    direction, assemble and manage teams                  aspects of the following subject areas:
                                                share of a project carried out under                    of departments, agencies, and                            a. Technology Research and
                                                ZERO shall not exceed 80 percent.                       instrumentalities of the Federal                      Development—improving the efficiency,
                                                DATES: Complete proposals must be                       Government, including federal                         reducing costs, and improving the
                                                submitted electronically through the                    laboratories; state and local                         performance of vehicles, vehicle
                                                GRANTS.GOV ‘‘APPLY’’ function by                        governmental entities; providers of                   systems, and subsystems.
                                                11:59 EST on February 21, 2017.                         public transportation; private or non-                   b. Transit Fleet Operations—
                                                Prospective applicants should initiate                  profit organizations; institutions of                 improving the efficiency, reducing
                                                the process by registering on the                       higher education; and technical and                   costs, and improving the performance of
                                                GRANTS.GOV Web site promptly to                         community colleges. The model                         vehicle fleets including maintenance
                                                ensure completion of the application                    introduces an enhanced level of                       and operations practices.
                                                process before the submission deadline.                 research management, program                             c. Energy Infrastructure—addressing
                                                This announcement is also available at                  continuity, and flexibility to federally-             challenges of supporting zero emission
                                                FTA’s Web site at: https://                             funded transit research. It also provides             technology including hydrogen fueling,
                                                www.transit.dot.gov/funding/grants/                     a higher degree of innovation and                     electric charging, and relationships with
                                                notices and in the ‘‘FIND’’ module of                   resiliency, resulting in more successful              suppliers and electric utilities.
                                                GRANTS.GOV. The funding                                 projects. Through ZERO, FTA seeks to                     d. Standards and Policy—research to
                                                opportunity ID is FTA–2016–009–TRI–                     refine this research model with the goal              support standards development and
                                                ZERO and the Catalog of Federal                         of creating a research environment                    testing protocols and to identify policies
                                                Domestic Assistance (CFDA) number for                   which results in greater industry                     and policy changes to reduce costs and
                                                Section 5312 is 20.514. Mail and fax                    involvement and more innovative and                   risks of adopting zero emission vehicle
                                                submissions will not be accepted.                       successful projects.                                  technology.
                                                FOR FURTHER INFORMATION CONTACT:                                                                                 e. Other—FTA is open to considering
                                                                                                        2. Scope
                                                Sean Ricketson, FTA Office of Research                                                                        other research subjects or combinations
                                                Demonstration and Innovation, (202)                        The purpose of ZERO is to work with                of subjects to advance zero emission
                                                366–6678 or ZERO.FTA@dot.gov. A                         U.S. industry to remove obstacles on the              technology.
                                                TDD is available for individuals who are                critical path to the wider adoption of
                                                                                                        zero emission technology in public                    B. Federal Award Information
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                                                deaf or hard of hearing at 1–800–877–
                                                8339.                                                   transportation. Examples include                        Section 5312 of title 49, United States
                                                SUPPLEMENTARY INFORMATION:
                                                                                                        improving charging standards for                      Code (Section 5312), authorizes FTA’s
                                                                                                        battery-electric transit vehicles,                    Public Transportation Innovation
                                                Table of Contents                                       improved passenger compartment                        program. Through this program, FTA
                                                A. Program Description                                  heating systems, or expanding hydrogen                may make grants, or enter into contracts,
                                                B. Federal Award Information                            infrastructure. For purposes of this                  cooperative agreements and other
                                                C. Eligibility Information                              program, zero emission technology                     agreements for research, development,


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                                                                           Federal Register / Vol. 81, No. 225 / Tuesday, November 22, 2016 / Notices                                           83925

                                                demonstration and deployment projects,                  the first iteration of Federal funding                2. Content and Form of Application
                                                and evaluation of research and                          under ZERO. For projects requesting                   Submission
                                                technology of national significance to                  more than $500,000, proposals should
                                                                                                                                                              a. Proposal Submission
                                                public transportation that the Secretary                include one or more alternative funding
                                                of Transportation determines will                       schedules allowing the project to be                     A complete proposal submission
                                                improve public transportation.                          funded incrementally in anticipation of               consists of two forms: The SF–424
                                                  ZERO is funded under Section 5312                     additional future funding. However,                   Mandatory Form, and the ZERO
                                                program authority. A total of $2.75                     given that future funding is not                      Supplemental Form. FTA will evaluate
                                                million in funds from FY 2014 and 2015                  guaranteed, project proposals must                    only complete applications.
                                                appropriations are available for awards                 provide meaningful deliverables for this                 The Supplemental Form must be
                                                under this announcement. FTA intends                    first iteration of funding. The proposed              placed in the attachments section of the
                                                to award multiple projects under this                   projects must advance zero emission                   SF–424 Mandatory Form. Proposers
                                                announcement.                                           technology in public transportation by                must use the Supplemental Form
                                                  FTA may, at its discretion, provide                   addressing one or more of the following               designated for ZERO and attach it to the
                                                additional funds for selections made                    subject areas:                                        submission in GRANTS.GOV to
                                                under this announcement or for                                                                                successfully complete the application
                                                                                                           a. Technology Research and                         process.
                                                additional meritorious proposals from                   Development—improving the efficiency,                    A proposal submission may contain
                                                funds made available for 49 U.S.C.                      reducing costs, and improving the                     additional supporting documentation as
                                                Section 5312.                                           performance of vehicles, vehicle                      attachments. If an applicant elects to
                                                C. Eligibility Information                              systems, and subsystems.                              attach an additional narrative, it must
                                                                                                           b. Transit Fleet Operations—                       not exceed 10 numbered pages.
                                                1. Eligible Applicants
                                                                                                        improving the efficiency, reducing                    Submissions must be presentable and
                                                  Eligible applicants and recipients                    costs, and improving the performance of               use standard fonts, font sizing, and at
                                                under this program are limited to non-                  vehicle fleets including maintenance                  least one-inch margins so reviewers can
                                                profit organizations leading a                          and operations practices.                             easily read the information.
                                                consortium of entities as listed below.                                                                          Within 48 hours after submitting an
                                                                                                           c. Energy Infrastructure—addressing
                                                All consortia must include at least one                                                                       electronic application, the applicant
                                                                                                        challenges of supporting zero emission
                                                provider of public transportation. As                                                                         should receive three email messages
                                                                                                        technology including hydrogen fueling,
                                                defined in Section 5312, the following                                                                        from GRANTS.GOV: (1) Confirmation of
                                                                                                        electric charging, and relationships with
                                                entities may be part of a consortium:                                                                         successful transmission to
                                                                                                        suppliers and electric utilities.
                                                  a. Departments, agencies, and                                                                               GRANTS.GOV, (2) confirmation of
                                                instrumentalities of the Federal                           d. Standards and Policy—research to                successful validation by GRANTS.GOV,
                                                Government, including Federal                           support standards development and                     and (3) confirmation of successful
                                                laboratories;                                           testing protocols and to identify policies            validation by FTA. If confirmations of
                                                  b. State and local governmental                       and policy changes to reduce costs and                successful validation are not received or
                                                entities;                                               risks of adopting zero emission vehicle               a notice of failed validation or
                                                  c. Providers of public transportation;                technology.                                           incomplete materials is received, the
                                                  d. Private or non-profit organizations;                  e. Other—FTA is open to considering                applicant must address the reason for
                                                  e. Institutions of higher education;                  other research subjects or combinations               the failed validation, as described in the
                                                and                                                     of subjects to advance zero emission                  email notice, and resubmit before the
                                                  f. Technical and community colleges.                  technology.                                           submission deadline. If making a
                                                                                                                                                              resubmission for any reason, include all
                                                2. Cost Sharing or Matching                             D. Application and Submission                         original attachments regardless of which
                                                   The federal share of project costs                   Information                                           attachments were updated and check
                                                under this program is limited to 80                     1. Address and Form of Application                    the box on the Supplemental Form
                                                percent. Applicants may seek a lower                    Submission                                            indicating this is a resubmission.
                                                Federal contribution. The applicant                                                                              FTA urges proposers to submit
                                                must provide the required local share in                   Project proposals must be submitted                applications at least 72 hours prior to
                                                cash or in-kind, and must document in                   electronically through GRANTS.GOV                     the due date to allow time to receive the
                                                its application the source of the local                 (www.grants.gov) by February 21, 2017.                validation messages and to correct any
                                                share. Eligible sources of local share are              Mail and fax submissions will not be                  problems that may have caused a
                                                detailed in FTA Research Circular                       accepted. A complete proposal                         rejection notification. FTA will not
                                                6100.1E. (available at http://                          submission will consist of at least two               accept submissions after the stated
                                                www.fta.dot.gov/legislation_law/12349_                  files: (1) The SF–424 Mandatory form                  deadline. GRANTS.GOV scheduled
                                                16434.html).                                            (downloaded from GRANTS.GOV) and                      maintenance and outage times are
                                                                                                        (2) the Applicant and Proposal Profile                announced on the GRANTS.GOV Web
                                                3. Eligible Projects                                    for the ‘‘Zero Emission Research                      site. Deadlines will not be extended due
                                                  Eligible projects include those defined               Opportunity’’ (ZERO Supplemental                      to scheduled Web site maintenance.
                                                under 49 U.S.C. 5312(c), (d), and (e) that              Form) found on GRANTS.GOV and the                        Proposers are encouraged to begin the
                                                will build on successful research,                      FTA Web site by clicking (or copying                  process of registration on the
                                                innovation, and development efforts to                  and pasting) the ZERO Program link at                 GRANTS.GOV site well in advance of
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                                                facilitate the deployment of low or no                  www.transit.dot.gov/funding/grants/                   the submission deadline. Registration is
                                                emission vehicles, zero emission                        grant-programs/zero-emission-research-                a multi-step process, which may take
                                                vehicles, or associated advanced                        opportunity-ZERO. The Supplemental                    several weeks to complete before an
                                                technology.                                             Form provides guidance and a                          application can be submitted. Registered
                                                  Each consortium may propose up to                     consistent format for proposers to                    proposers may be required to take steps
                                                three projects in its application. These                respond to the criteria outlined in this              to keep their registration up to date
                                                are projects the consortium proposes for                NOFO.                                                 before submissions can be made


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                                                83926                      Federal Register / Vol. 81, No. 225 / Tuesday, November 22, 2016 / Notices

                                                successfully: (1) Registration in the                      (x) A detailed description of the                  Representative (AOR). Please note that
                                                System for Award Management (SAM)                       consortium’s public transportation                    there can be more than one AOR for
                                                is renewed annually; and, (2) persons                   experience;                                           your organization. In some cases the E-
                                                making submissions on behalf of the                        (xi) A detailed description of the                 Biz POC is also the AOR for an
                                                Authorized Organization Representative                  consortium’s experience working with                  organization. * Time to complete this
                                                (AOR) must be authorized in                             the Federal research programs;                        step depends on the responsiveness of
                                                GRANTS.GOV by the AOR to make                              (xii) A detailed description of the                your E-Biz POC.
                                                submissions. Instructions on the                        consortium’s experience functioning as                Step 5: Track AOR Status
                                                GRANTS.GOV registration process are                     a research organization;
                                                                                                           (xiii) Descriptions of up to three                    At any time, you can track your AOR
                                                provided in the Appendix.
                                                                                                        proposed projects, including project                  status by logging in with your username
                                                   Information such as the proposer’s                                                                         and password. Login as an Applicant
                                                name, Federal amount requested, local                   deliverables, schedule and budget; and
                                                                                                           (xiv) A detailed description of                    (enter your username & password you
                                                match amount, description of areas                                                                            obtained in Step 3) using the following
                                                served, etc. may be requested in varying                technical, financial and legal capacity to
                                                                                                        administer the proposed projects.                     link: applicantlprofile.jsp.
                                                degrees of detail on both the SF–424
                                                form and Supplemental Form. Proposers                      Applicants may also support their                  d. Submission Dates and Times
                                                must fill in all fields unless stated                   applications by including an example of
                                                                                                        a statement of work, budget, or project                 Project proposals must be submitted
                                                otherwise on the forms. The                                                                                   electronically through GRANTS.GOV by
                                                Supplemental Form template supports                     plan from an existing or previously
                                                                                                        funded research project.                              February 21, 2017. Mail and fax
                                                pasting copied text with limited                                                                              submissions will not be accepted.
                                                formatting from other documents;                        c. Unique Entity Identifier and System
                                                applicants should verify that pasted text               for Award Management (SAM)                            e. Funding Restriction
                                                is fully captured on the Supplemental                                                                            FTA will issue specific guidance to
                                                Form and has not been truncated by the                    Registration can take as little as 3–5
                                                                                                        business days, but since there could be               recipients regarding pre-award authority
                                                character limits built into the form.                                                                         at the time of selection. FTA does not
                                                Proposers should use both the ‘‘Check                   unexpected steps or delays (for
                                                                                                        example, if the applicant needs to                    provide pre-award authority for
                                                Package for Errors’’ and the ‘‘Validate                                                                       competitive funds until projects are
                                                Form’’ validation buttons on both forms                 obtain an Employer Identification
                                                                                                        Number), FTA recommends allowing                      selected and even then there are Federal
                                                to check all required fields on the forms,                                                                    requirements that must be met before
                                                and ensure that the Federal and local                   ample time, up to several weeks, for
                                                                                                        completion of all steps.                              costs are incurred. Preparation of
                                                amounts specified are consistent.                                                                             proposals is not an eligible pre-award
                                                                                                        Step 1: Obtain DUNS Number
                                                b. Application Content                                                                                        expense.
                                                                                                          If requested by phone (1–866–705–
                                                   The SF–424 Mandatory Form and the                    5711) DUNS is provided immediately.                   E. Application Review
                                                Supplemental Form will prompt                             If your organization does not have                  1. Evaluation Criteria
                                                applicants for the required information,                one, you will need to go to the Dun &
                                                including the:                                          Bradstreet Web site at http://                           FTA will use the following criteria
                                                   (i) Applicant name;                                  fedgov.dnb.com/webform to obtain the                  when evaluating applications:
                                                   (ii) Dun and Bradstreet (D&B) Data                   number. * Information for Foreign                        a. Project Experience—Consortia will
                                                Universal Numbering System (DUNS)                       Registrants. * Webform requests take 1–               be evaluated based on their experience
                                                number if available. (Note: If selected,                2 business days.                                      and track record in designing, leading
                                                the applicant will be required to provide               Step 2: Register with SAM                             and executing transportation research or
                                                its DUNS number prior to award);                                                                              demonstration projects. The applicant
                                                                                                          If you already have an Employer
                                                                                                                                                              must demonstrate the experience and
                                                   (iii) Key contact information                        Identification Number, your SAM
                                                                                                                                                              ability to bring together both private and
                                                including contact name, address, email                  registration will take 3 to 5 business
                                                                                                                                                              public industry partners to design and
                                                address, and phone number;                              days to process. If you are applying for
                                                                                                                                                              execute research or demonstration
                                                   (iv) Congressional district(s) of the                an Employer Identification Number
                                                                                                                                                              projects with multi-million dollar
                                                applicant;                                              please allow up to two weeks. Ensure
                                                                                                                                                              budgets.
                                                   (v) A list of consortium organizational              that your organization is registered with
                                                                                                        the System for Award Management                          b. Technology experience—Consortia
                                                members, by organization name and                                                                             will be evaluated based on their
                                                address;                                                (SAM). If your organization is not
                                                                                                        registered, an authorizing official of                knowledge and experience working
                                                   (vi) Documentation of membership of                                                                        with zero emission technology,
                                                each organizational member of the                       your organization must register at
                                                                                                        www.sam.gov.                                          including in various public
                                                consortium (e.g., memorandum of                                                                               transportation modes.
                                                understanding, letter of commitment, or                 Step 3: Username & Password
                                                                                                                                                                 c. Public transportation experience—
                                                other documentation);                                     Complete your AOR (Authorized                       Consortia will be evaluated based on
                                                   (vii) A schedule outlining steps and                 Organization Representative) profile on               their experience and ability working
                                                milestones for each project;                            GRANTS.GOV and create your                            with U.S. public transportation
                                                   (viii) A detailed description of the                 username and password. You will need                  agencies, and in the field of public
                                                consortium’s project experience,                        to use your organization’s DUNS                       transportation. Applicants should name
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                                                providing details of the projects the                   Number to complete this step. https://                the public transportation agencies they
                                                consortium has led and how those                        apply07.grants.gov/apply/OrcRegister.                 have worked with in their applications.
                                                details support the evaluation criteria;                Step 4: AOR Authorization                                d. Federal Research or Demonstration
                                                   (ix) A detailed description of the                     The E-Business Point of Contact (E-                 Experience—Consortia will be evaluated
                                                consortium’s experience working with                    Biz POC) at your organization must                    based on their experience and ability
                                                zero emission technology and any                        login to GRANTS.GOV to confirm you                    managing Federal research or
                                                related technology;                                     as an Authorized Organization                         demonstration projects, and


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                                                                           Federal Register / Vol. 81, No. 225 / Tuesday, November 22, 2016 / Notices                                          83927

                                                understanding and meeting Federal                       extent possible. If the submission                    3. Administrative and National Policy
                                                requirements.                                           includes information the applicant                    Requirements
                                                  e. Organizational Experience—                         considers to be trade secret or                          Except as otherwise provided in this
                                                Consortia will be evaluated based on                    confidential commercial or financial                  NOFO, cooperative agreements are
                                                their experience operating as a team                    information, the applicant should do the              subject to the requirements of 49 U.S.C.
                                                with regard to the above areas. Where                   following: (1) On the Supplemental                    5312 as described in the latest FTA
                                                some consortia may have member                          Form, on every relevant page, select the              Research Circular, currently 6100.1E,
                                                organizations with experience and                       button to affirm that the submission                  ‘‘Research, Technical Assistance and
                                                expertise, the expertise and experience                 ‘‘Contains Confidential Business                      Training Program: Application
                                                of the consortium as a team working                     Information (CBI);’’ (2) On any other                 Instructions and Program Management
                                                together is also important. This criterion              documentation, mark each affected page                Guidelines.’’ In particular, the
                                                addresses this issue.                                                                                         recipient(s) of a ZERO award must
                                                                                                        ‘‘CBI;’’ and (3) highlight or otherwise
                                                  f. Proposed Projects (A consortium                                                                          submit quarterly Federal Financial
                                                                                                        denote the CBI portions. FTA protects
                                                may submit up to three proposed                                                                               Reports and Milestone Progress Reports
                                                projects) Applications will be evaluated                such information from disclosure to the
                                                                                                        extent allowed under applicable law. In               in TrAMS.
                                                based on the following:
                                                  (i) The extent to which the proposed                  the event FTA receives a Freedom of                   4. Reporting, Data and Information
                                                projects will advance zero emission                     Information Act (FOIA) request for the                Exchange, and Data Requirements
                                                technology in public transportation                     information, FTA will follow the                         In order to achieve a comprehensive
                                                applications, and                                       procedures described in the U.S. DOT                  understanding of the impacts and
                                                  (ii) The effectiveness of the proposed                FOIA regulations at 49 CFR part 7. Only               implications of ZERO, FTA, or its
                                                project in advancing zero emission                      information that ultimately is                        designated independent evaluator, will
                                                technology relative to the amount of                    determined to be confidential under the               require direct access to project data.
                                                FTA investment.                                         regulations will be exempt from                       Projects should include a data capture
                                                                                                        disclosure under FOIA. Should FTA                     component that allows for the reliable
                                                2. Review and Selection Process
                                                                                                        receive an order from a court of                      and consistent collection of information
                                                   FTA staff will comprise the technical                competent jurisdiction ordering the                   relevant to gauging the impact and
                                                evaluation committee and will review                    release of the information, FTA will                  outcomes of the project.
                                                applications against the described                      provide the applicant timely notice of                   At any time during the period of
                                                evaluation criteria. The technical                      such order to allow the applicant the                 performance, the project team may be
                                                evaluation committee reserves the right                 opportunity to challenge such an order.               requested to coordinate data collection
                                                to evaluate proposals it receives and to                FTA will not challenge a court order on               activities in order to provide interim
                                                seek clarification from any proposer                                                                          information under the requirements of
                                                                                                        behalf of an applicant.
                                                about any statement that is made in a                                                                         this award. A project team may be asked
                                                proposal that FTA finds ambiguous.                      2. Award Administration                               to provide the data directly to FTA or
                                                FTA may also request additional                                                                               to a designated independent evaluator.
                                                documentation or information to be                        Successful proposals will be awarded                This information, if requested, will be
                                                considered during the evaluation                        funding through FTA’s Transit Award                   used to conduct program evaluations
                                                process. After the evaluation of all                    Management System (TrAMS) as                          during the execution of the project and
                                                eligible proposals, the technical                       Cooperative Agreements. The FTA                       after it has been completed.
                                                evaluation committee will provide                       Research Office will manage those
                                                                                                                                                              G. Federal Awarding Agency Contacts
                                                recommendations to the FTA                              Cooperative Agreements. Apart from the
                                                Administrator or designee. The FTA                      specific terms and conditions within the                For further information concerning
                                                Administrator or designee will                          Scope of Work, general terms and                      this NOFO please contact the ZERO staff
                                                determine the final list of consortia and               conditions for Grant Agreements and                   via email at ZERO.FTA@dot.gov, or call
                                                the amount of funding for each                          Cooperative Agreements are found at                   Sean Ricketson at 202–366–6678. A
                                                consortium’s proposed projects. FTA                                                                           TDD is available for individuals who are
                                                                                                        www.transit.dot.gov.
                                                may choose to fund some, all, part, or                                                                        deaf or hard of hearing at 1–800–877–
                                                                                                          Applicants must sign and submit                     8339. In addition, FTA will post
                                                none of a selected consortium’s
                                                                                                        current Certifications and Assurances                 answers to questions and requests for
                                                proposed projects. To better evaluate
                                                                                                        before FTA may award funding under a                  clarifications on FTA’s Web site at
                                                technologies in a variety of conditions
                                                and locales, FTA may select a portfolio                 Cooperative Agreement for a                           https://www.transit.dot.gov/about/
                                                of geographically diverse projects.                     competitively selected project. If the                research-innovation/ZERO. To ensure
                                                                                                        applicant has already submitted its                   applicants receive accurate information
                                                F. Federal Award Administration                         annual Certifications and Assurances for              about eligibility or the program, the
                                                1. Federal Award Notice                                 the fiscal year in which the award will               applicant is encouraged to contact DOT
                                                                                                        be made in TrAMS, it does not need to                 directly with questions, rather than
                                                  Subsequent to an announcement by                      be resubmitted.                                       through intermediaries or third parties.
                                                the FTA Administrator or designee of                                                                          DOT staff may also conduct briefings on
                                                the final project selections posted on                    To enhance the value of the portfolio
                                                                                                                                                              the ZERO selection and award process
                                                FTA’s Web site, FTA will publish a list                 of the projects to be implemented, FTA                upon request.
                                                of the selected projects, including                     reserves the right to request an
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                                                Federal dollar amounts and recipients.                  adjustment of the project scope and                   H. Other Information
                                                  All information submitted as part of                  budget of any proposal selected for                     The applicant must assure that it will
                                                or in support of a ZERO application                     funding. Such adjustments shall not                   comply with all applicable Federal
                                                shall use publicly available data or data               constitute a material alteration of any               statutes, regulations, executive orders,
                                                that can be made public and                             aspect of the proposal that influenced                FTA Circulars, and other Federal
                                                methodologies that are accepted by                      the proposal evaluation or decision to                administrative requirements in carrying
                                                industry practice and standards, to the                 fund the project.                                     out any project supported by the FTA


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                                                83928                      Federal Register / Vol. 81, No. 225 / Tuesday, November 22, 2016 / Notices

                                                agreement. The applicant must                           based on limited data inputs. FTA’s                   Departments and Agencies on
                                                acknowledge that it is under a                          draft Programmatic Assessment or                      Consideration of Greenhouse Gas
                                                continuing obligation to comply with                    Estimator Tool is not a requirement;                  Emissions and the Effects of Climate
                                                the terms and conditions of the                         agencies and states may use other                     Change in National Environmental
                                                Cooperative Agreement it executes with                  methods for reporting GHG emissions                   Policy Act (NEPA) Reviews. The
                                                FTA for its project. The applicant must                 related to state GHG reporting                        guidance provides a framework for
                                                acknowledge that it understands that                    regulations, as needed and as                         agencies to consider the effects of a
                                                Federal laws, regulations, policies, and                appropriate. Use of FTA’s draft                       proposed action on climate change, as
                                                administrative practices might be                       Programmatic Assessment or Estimator                  indicated by its estimated GHG
                                                modified from time to time and may                      Tool is not a requirement, if agencies                emissions. The CEQ guidance notes that
                                                affect the implementation of the project.               and states are utilizing other methods                an agency may decide, rather than
                                                The applicant must agree that the most                  for reporting GHG emissions related to                analyze GHG emissions project-by-
                                                recent Federal requirements will apply                  state GHG reporting regulations. The                  project, that it would be useful and
                                                to the project, unless FTA issues a                     FTA requests public comments on the                   efficient to provide an aggregate analysis
                                                written determination otherwise.                        Programmatic Assessment and the                       of GHG emissions or climate change
                                                  Issued in Washington, DC, this sixteenth              Estimator Tool.                                       effects through programmatic analysis
                                                day of November 2016.                                   DATES: Comments must be received by                   and then incorporate that analysis by
                                                Matthew Welbes,                                         January 6, 2017. Late filed comments                  reference into future NEPA reviews.
                                                Executive Director.                                     will be considered to the extent                      FTA currently considers it practicable to
                                                                                                        practicable.                                          assess the effects of GHG emissions and
                                                [FR Doc. 2016–28069 Filed 11–21–16; 8:45 am]
                                                                                                                                                              climate change for a variety of transit
                                                BILLING CODE 4910–57–P                                  ADDRESSES: You may submit comments
                                                                                                                                                              projects at a programmatic level.
                                                                                                        to Docket No. FTA–2016–0044 by any of                    The purpose of the Programmatic
                                                                                                        the following methods:                                Assessment of Greenhouse Gas
                                                DEPARTMENT OF TRANSPORTATION                               Federal eRulemaking Portal: Go to                  Emissions from Transit Projects is to: (1)
                                                                                                        www.regulations.gov and follow the                    Report on whether certain types of
                                                Federal Transit Administration                          online instructions for submitting                    proposed transit projects merit detailed
                                                [Docket Number: FTA–2016–0044 ]                         comments.                                             analysis of their GHG emissions at the
                                                                                                           Mail: Docket Management Facility:
                                                                                                                                                              project-level; and (2) provide a source of
                                                Notice of Availability of Programmatic                  U.S. Department of Transportation, 1200               data and analysis for FTA and its
                                                Assessment of Greenhouse Gas                            New Jersey Avenue SE., West Building                  grantees to reference in future
                                                Emissions From Transit Projects                         Ground Floor, Room W12–140,                           environmental documents for projects
                                                                                                        Washington, DC 20590–0001.                            where detailed, project-level GHG
                                                AGENCIES: Federal Transit                                  Hand Delivery or Courier: West
                                                Administration (FTA), DOT.                                                                                    analysis would provide only limited
                                                                                                        Building Ground Floor, Room W12–140,
                                                ACTION: Notice of availability; Request                                                                       information beyond what is collected
                                                                                                        1200 New Jersey Avenue SE.,
                                                for comments.                                                                                                 and considered in the assessment. The
                                                                                                        Washington, DC, between 8:30 a.m. and
                                                                                                                                                              Programmatic Assessment presents
                                                SUMMARY:    The Federal Transit                         4:30 p.m. e.t., Monday through Friday,                results from an analysis to estimate
                                                Administration (FTA) announces the                      except Federal holidays.                              direct and indirect GHG emissions
                                                availability of a draft Programmatic                       Fax: (202) 493–2251.
                                                                                                           Instructions: You must include the                 generated from the construction,
                                                Assessment of Greenhouse Gas                                                                                  operations, and maintenance phases of
                                                Emissions from Transit Projects                         agency name (Federal Transit
                                                                                                        Administration) and the Docket Number                 projects across select transit modes. The
                                                (Programmatic Assessment) and an                                                                              findings provide a reference for FTA
                                                accompanying Greenhouse Gas                             of this notice at the beginning of your
                                                                                                                                                              and its grantees to use in future NEPA
                                                Emissions (GHG) Estimator Tool                          comments. Note that all comments
                                                                                                                                                              documents to describe the potential
                                                (Estimator Tool). The purpose of the                    received will be posted without change
                                                                                                                                                              effects of proposed transit investments
                                                draft Programmatic Assessment is to: (1)                to www.regulations.gov, including any
                                                                                                                                                              on partial lifecycle GHG emissions. This
                                                Report on whether certain types of                      personal information provided. You
                                                                                                                                                              assessment’s results can inform transit
                                                proposed transit projects merit detailed                may review DOT’s complete Privacy Act
                                                                                                                                                              project sponsors who are considering
                                                analysis of their GHG emissions at the                  Statement published in the Federal
                                                                                                                                                              the implications of GHG emissions of
                                                project-level; and (2) provide a source of              Register on April 11, 2000 (65 FR
                                                                                                                                                              future transit investments or who might
                                                data and analysis for FTA and its                       19477).
                                                                                                                                                              independently want to evaluate the
                                                grantees to reference in future                         FOR FURTHER INFORMATION CONTACT:                      greenhouse gas emissions benefits and
                                                environmental documents for projects                    Maya Sarna, Office of Environmental                   cost of such investments. As part of the
                                                where detailed, project-level GHG                       Programs, (202) 366–5811, or                          draft Programmatic Assessment, FTA
                                                analysis would provide limited                          Christopher Van Wyk, Office of                        developed the Estimator Tool. The
                                                information beyond what is collected                    Environmental Programs, (202) 366–                    Estimator Tool is a spreadsheet based
                                                and considered in the assessment. The                   1733; Helen Serassio, Office of Chief                 tool that allows users to calculate partial
                                                draft Programmatic Assessment presents                  Counsel, (202) 366–1974. FTA is located               lifecycle GHG emissions estimates by
                                                estimates of GHG emissions generated                    at 1200 New Jersey Avenue SE.,                        transit mode for the construction,
                                                from the construction, operations, and                  Washington, DC 20590. Office hours are                maintenance, and operations phases of
                                                maintenance phases of projects across
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                                                                                                        from 9:00 a.m. to 5:00 p.m. ET, Monday                transit project development, as well as
                                                select transit modes, as well as an                     through Friday, except Federal holidays.              an estimate of personal vehicle
                                                estimate of personal vehicle emissions                  SUPPLEMENTARY INFORMATION:                            emissions displaced due to transit’s
                                                displaced due to transit’s ‘‘ridership                                                                        ‘‘ridership effect.’’
                                                effect.’’ The associated Estimator Tool is              Background                                               FTA requests comments on the draft
                                                a spreadsheet tool that allows users to                    In August 2016, the Council on                     Programmatic Assessment and the
                                                calculate partial lifecycle GHG                         Environmental Quality (CEQ) released                  accompanying Estimator Tool, which
                                                emissions estimates by transit mode                     its Final Guidance for Federal                        are available on the docket. Comments


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Document Created: 2018-02-14 08:29:38
Document Modified: 2018-02-14 08:29:38
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of Funding Opportunity (NOFO) and Request for Proposals (RFP).
DatesComplete proposals must be submitted electronically through the GRANTS.GOV ``APPLY'' function by 11:59 EST on February 21, 2017. Prospective applicants should initiate the process by registering on the GRANTS.GOV Web site promptly to ensure completion of the application process before the submission deadline. This announcement is also available at FTA's Web site at: https://www.transit.dot.gov/ funding/grants/notices and in the ``FIND'' module of GRANTS.GOV. The funding opportunity ID is FTA-2016-009-TRI-ZERO and the Catalog of Federal Domestic Assistance (CFDA) number for Section 5312 is 20.514. Mail and fax submissions will not be accepted.
ContactSean Ricketson, FTA Office of Research Demonstration and Innovation, (202) 366-6678 or [email protected] A TDD is available for individuals who are deaf or hard of hearing at 1-800- 877-8339.
FR Citation81 FR 83923 

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