81_FR_8435 81 FR 8402 - Department of the Treasury Employee Rules of Conduct

81 FR 8402 - Department of the Treasury Employee Rules of Conduct

DEPARTMENT OF THE TREASURY

Federal Register Volume 81, Issue 33 (February 19, 2016)

Page Range8402-8406
FR Document2016-03410

The Department of the Treasury (the ``Department'' or ``Treasury'') is updating its Employee Rules of Conduct, which prescribe uniform rules of conduct and procedure for all employees and officials in the Department.

Federal Register, Volume 81 Issue 33 (Friday, February 19, 2016)
[Federal Register Volume 81, Number 33 (Friday, February 19, 2016)]
[Rules and Regulations]
[Pages 8402-8406]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-03410]


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DEPARTMENT OF THE TREASURY

31 CFR Part 0


Department of the Treasury Employee Rules of Conduct

AGENCY: Department of the Treasury.

ACTION: Interim final rule.

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SUMMARY: The Department of the Treasury (the ``Department'' or 
``Treasury'') is updating its Employee Rules of Conduct, which 
prescribe uniform rules of conduct and procedure

[[Page 8403]]

for all employees and officials in the Department.

DATES: Effective date: February 19, 2016. Comment due date: April 19, 
2016.

ADDRESSES: Treasury invites comments on the topics addressed in this 
Interim Final Rule. Comments may be submitted through one of these 
methods:
     Electronic Submission of Comments: Interested persons may 
submit comments electronically through the Federal eRulemaking Portal 
at http://www.regulations.gov. Electronic submission of comments allows 
the commenter maximum time to prepare and submit a comment, ensures 
timely receipt, and enables the Department to make them available to 
the public. Comments submitted electronically through the http://www.regulations.gov Web site can be viewed by other commenters and 
interested members of the public.
     Mail: Send to Department of the Treasury, Attention: Brian 
Sonfield, Room 2020, 1500 Pennsylvania Avenue NW., Washington, DC 
20220.
    In general, Treasury will post all comments to www.regulations.gov 
without change, including any business or personal information 
provided, such as names, addresses, email addresses, or telephone 
numbers. Treasury will also make such comments available for public 
inspection and copying in Treasury's Library, Department of the 
Treasury, 1500 Pennsylvania Avenue NW., Washington, DC 20220, on 
official business days between the hours of 10 a.m. and 5 p.m. Eastern 
Time. You can make an appointment to inspect comments by telephoning 
(202) 622-0990. All comments received, including attachments and other 
supporting materials, will be part of the public record and subject to 
public disclosure. You should only submit information that you wish to 
make publicly available.

FOR FURTHER INFORMATION CONTACT: Please send questions by email to 
Brian Sonfield at [email protected] or by phone on 202-622-
0450.

SUPPLEMENTARY INFORMATION:

I. Background

    On June 1, 1995, the Department issued Employee Rules of Conduct 
prescribing uniform rules of conduct and procedure for all employees 
and officials in the Department. Treasury is now amending the Employee 
Rules of Conduct to account for current Department structure resulting 
from organizational changes that established new bureaus within 
Treasury and transferred certain functions and/or bureaus from the 
Department. This rule also amends the Rules of Conduct to remove 
provisions that pertain solely to standards of ethical conduct. The 
standards of ethical conduct governing employees of the Department are 
contained in uniform standards of ethical conduct promulgated by the 
Office of Government Ethics that apply to all executive branch 
personnel, codified at 5 CFR part 2635 (Executive Branch-wide 
Standards), and in the Supplemental Standards of Ethical Conduct for 
Employees of the Department of the Treasury, codified at 5 CFR part 
3101 (Treasury Supplemental Standards). Finally, this rule amends the 
Rules of Conduct to ensure the efficient functioning of the Department 
and to conform to changes in the law or Department policy. This 
rulemaking revises part 0 in its entirety.

II. Analysis of the Regulations

Subpart A--General Provisions

    The provisions contained in subpart A state the purpose and 
applicability of the Rules of Conduct, as well as the responsibilities 
of the Department's employees and managers in implementing and 
complying with the included regulations. Subpart A also identifies 
other rules of conduct applicable to Department employees, and it 
includes a definitional section. Omitted from the definition of 
``Bureau'' because they are no longer bureaus of the Department are the 
Bureaus of Alcohol, Tobacco and Firearms (ATF), Federal Law Enforcement 
Training Center (FLETC), the United States Customs Service (USCS), and 
the United States Secret Service (USSS). New bureaus or offices include 
the Alcohol and Tobacco Tax and Trade Bureau (TTB), the Office of the 
Treasury Inspector General for Tax Administration (TIGTA), the Office 
of the Special Inspector General for the Troubled Asset Relief Program 
(SIGTARP), and the Financial Crimes Enforcement Network (FinCEN). 
Additionally, the Office of Thrift Supervision (OTS) was abolished by 
statute and certain functions of OTS have been integrated into the 
Office of the Comptroller of the Currency (OCC). The Department also 
consolidated the Bureau of Public Debt (BPD) and the Financial 
Management Service (FMS) into a new Bureau of the Fiscal Service (BFS).

Subpart B--Rules of Conduct

    Subpart B sets out the conduct regulations that all Department 
employees and officials are required to follow. Generally, the rules 
regulate employee conduct, including, for example, the use of 
government issued charge cards, the care of documents and data, the use 
of government property, and the use of controlled substances and 
intoxicants.

III. Matters of Regulatory Procedure

Administrative Procedure Act

    Under 5 U.S.C. 553(a)(2), rules relating to agency management and 
personnel are exempt from the rulemaking requirements of the 
Administrative Procedure Act (APA). As set forth in the description of 
the interim final rule, this rule affects only the Department and its 
personnel; therefore, the APA requirements for prior notice and 
opportunity to comment and a delayed effective date are inapplicable. 
Even if this rulemaking were subject to APA procedures, the Department 
finds that good cause exists, pursuant to 5 U.S.C. 553(b) and (d), that 
the requirements for prior notice and comment are unnecessary because 
the rule affects only Treasury employees.

Regulatory Flexibility Act

    Because no notice of proposed rulemaking is required, the 
provisions of the Regulatory Flexibility Act (5 U.S.C. 601 et seq.) do 
not apply.

Unfunded Mandates Reform Act

    Section 202 of the Unfunded Mandates Reform Act of 1995 (Unfunded 
Mandates Act) requires an agency to prepare a budgetary impact 
statement before promulgating a rule that includes a federal mandate 
that may result in expenditure by State, local, and tribal governments, 
in the aggregate, or by the private sector, of $100 million or more in 
any one year. If a budgetary impact statement is required, section 205 
of the Unfunded Mandates Act also requires an agency to identify and 
consider a reasonable number of regulatory alternatives before 
promulgating a rule. This rule generally sets out the conduct 
regulations that all Department employees and officials are required to 
follow. The Department therefore has determined that the rule will not 
result in expenditures by state, local or tribal governments or by the 
private sector of $100 million or more. Accordingly, the Department has 
not prepared a budgetary impact statement or specifically addressed the 
regulatory alternatives considered.

List of Subjects in 31 CFR Part 0

    Government employees.


0
For the reasons set forth in the preamble, 31 CFR part 0 is revised to 
read as follows:

[[Page 8404]]

PART 0--DEPARTMENT OF THE TREASURY EMPLOYEE RULES OF CONDUCT

Subpart A--General Provisions
Sec.
0.101 Purpose.
0.102 Applicability.
0.103 Other rules of conduct applicable to Department employees.
0.104 Definitions.
0.105 Responsibilities of employees and supervisors.
0.106 Corrective action.
Subpart B--Rules of Conduct
0.201 Acting within scope of authority.
0.202 Conformance with policy and subordination to authority.
0.203 Reporting suspected misconduct.
0.204 Prohibition of reprisal for reporting suspected misconduct.
0.205 Controlled substances and intoxicants.
0.206 Strikes.
0.207 Possession of weapons or explosives.
0.208 Care of agency records.
0.209 Disclosure of records or information.
0.210 Cooperation with official inquiries.
0.211 Falsification of official records.
0.212 Use of government property.
0.213 Government issued charge cards.
0.214 Conduct while on government property.
0.215 Recording government business.
0.216 Influencing legislation or petitioning Congress.
0.217 Nondiscrimination.
0.218 General conduct prejudicial to the government.

    Authority: 5 U.S.C. 301.

Subpart A--General Provisions


Sec.  0.101  Purpose.

    The regulations in this part prescribe procedures and standards of 
conduct that are appropriate to the particular functions and activities 
of the Department of the Treasury (Department).


Sec.  0.102  Applicability.

    (a) Unless otherwise specified, the regulations in this part apply 
to all employees of the Department at all times, regardless of whether 
they are on duty or on leave, including leave without pay.
    (b) The regulations in this part may be supplemented by 
regulations, interpretive guidelines and procedures issued by the 
Department's offices and bureaus. The absence of a specific published 
rule of conduct covering an action or omission does not validate that 
action or omission nor indicate that the action or omission would not 
result in corrective or disciplinary action.


Sec.  0.103  Other rules of conduct applicable to Department employees.

    In addition to the regulations in this part, employees of the 
Department are subject to other applicable statutes and regulations, 
including the following:
    (a) The Standards of Ethical Conduct for Employees of the Executive 
Branch at 5 CFR part 2635;
    (b) The Supplemental Standards of Ethical Conduct for Employees of 
the Department of the Treasury at 5 CFR part 3101;
    (c) Political Activities of Federal Employees regulations at 5 CFR 
part 734;
    (d) The Employee Responsibilities and Conduct regulations at 5 CFR 
part 735; and
    (e) Department of the Treasury Disclosure of Records regulations at 
31 CFR part 1.


Sec.  0.104  Definitions.

    The following definitions are used throughout this part:
    (a) Bureau means:
    (1) Alcohol and Tobacco Tax and Trade Bureau;
    (2) Bureau of Engraving and Printing;
    (3) Bureau of the Fiscal Service;
    (4) Departmental Offices;
    (5) Financial Crimes Enforcement Network;
    (6) Internal Revenue Service;
    (7) Office of the Comptroller of the Currency;
    (8) Office of the Inspector General;
    (9) Office of the Special Inspector General for the Troubled Asset 
Relief Program;
    (10) Office of the Treasury Inspector General for Tax 
Administration;
    (11) United States Mint; and
    (12) Any other organization designated as a bureau by the Secretary 
of the Treasury pursuant to appropriate authority.
    (b) Person means an individual, corporation, company, association, 
firm, partnership, society, joint stock company, or any other entity, 
organization, or institution.
    (c) Employee means an officer or employee of the Department 
regardless of grade, status or place of employment, including an 
employee on leave with pay or on leave without pay. Unless stated 
otherwise, employee shall include a special government employee.
    (d) Special government employee means an officer or employee of the 
Department who is retained, designated, appointed, or employed, 
regardless of type of appointment, to perform temporary duties on a 
full-time or intermittent basis, with or without compensation, for not 
to exceed 130 days during any period of 365-consecutive days. 18 U.S.C. 
202(a).
    (e) On Department property means present in a building, on 
property, or in space owned by, leased by, occupied by, or under the 
control of the Department.


Sec.  0.105  Responsibilities of employees and supervisors.

    (a) Employees shall comply with all generally accepted rules of 
conduct, the specific provisions of this part, and other applicable 
regulations. An employee with questions about generally accepted rules 
of conduct, the specific provisions of this part, and other applicable 
regulations should consult his or her supervisor, a human resources 
specialist, or Bureau counsel.
    (b) Supervisors, because of their day-to-day relationships with 
their employees, are responsible for ensuring that their employees 
maintain high standards of conduct. Supervisors must be familiar with 
this part and other applicable regulations and must apply generally 
accepted rules of conduct, the standards in this part, and the 
standards in other applicable regulations to the work they do and 
supervise. Supervisors shall take appropriate action, including 
disciplinary action, when violations of this part or other applicable 
regulations occur.


Sec.  0.106  Corrective action.

    An employee's violation of generally accepted rules of conduct, the 
standards in this part, or the standards in other applicable 
regulations may result in appropriate corrective or disciplinary 
action, in addition to any penalty prescribed by law.

Subpart B--Rules of Conduct


Sec.  0.201  Acting within scope of authority.

    An employee shall not engage in any conduct or activity that is in 
excess of his or her authority or is otherwise contrary to any law, 
regulation, or Department policy.


Sec.  0.202  Conformance with policy and subordination to authority.

    (a) Employees are required to comply with the lawful directives of 
their supervisor and other management officials.
    (b) Employees shall be familiar and comply with regulations and 
published instructions that relate to their official duties and 
responsibilities.


Sec.  0.203  Reporting suspected misconduct.

    (a) An employee shall immediately report to his or her supervisor, 
to any management official, or to the applicable Office of Inspector 
General:
    (1) Any information that the employee reasonably believes indicates 
a possible offense against the United States by an

[[Page 8405]]

employee of the Department or any other individual working on behalf of 
the Department, including, but not limited to, bribery; fraud; perjury; 
conflict of interest; misuse of funds, government purchase or employee 
travel credit cards, equipment, or facilities; and other conduct which 
is prohibited by title 18 of the United States Code;
    (2) Any suspected violation of a statute, rule, or regulation, 
including this part and the regulations referenced in section 0.103 of 
this part;
    (3) Any instance in which another person inside or outside the 
federal government uses or attempts to use undue influence to induce an 
employee to do or omit to do any official act in derogation of his 
official duty; and,
    (4) Any information that the employee reasonably believes indicates 
the existence of an activity constituting:
    (i) Mismanagement, a gross waste of funds, or abuse of authority;
    (ii) A substantial and specific danger to the public health and 
safety;
    (iii) A threat to the integrity of programs and operations relating 
to the Department; or
    (iv) A violation of merit systems principles or a prohibited 
personnel practice as described in 5 U.S.C. 2301 and 2302.
    (b) Bureau counsel who, during the course of providing advice to or 
representation of a bureau, acquire information of the type described 
in paragraph (a) of this section, shall report the information to the 
reporting employee's supervisor, the Chief or Legal Counsel, or the 
Deputy General Counsel, who shall report such information to the 
relevant Inspector General.
    (c) This section does not cover matters addressed through employee 
grievances, equal employment opportunity complaints, Merit Systems 
Protection Board appeals, classification appeals, or other matters for 
which separate, formal systems have been established.


Sec.  0.204  Prohibition of reprisal for reporting suspected 
misconduct.

    Any employee who has authority to take, direct others to take, 
recommend, or approve any personnel action, shall not, with respect to 
such authority, take or threaten to take any action against any 
employee as a reprisal for providing any information in accordance with 
Sec.  0.203 of this part or through other processes established by law. 
However, if an employee makes a complaint or discloses information with 
the knowledge that it was false, or with willful disregard of its truth 
or falsity, such conduct may be grounds for disciplinary action, and 
such action shall not constitute reprisal.


Sec.  0.205  Controlled substances and intoxicants.

    Employees shall not sell, offer to sell, buy, offer to buy, use, or 
possess, controlled substances in violation of federal law. Employees 
shall not use or be under the influence of alcohol in a manner that 
adversely affects their work performance. Employees may consume alcohol 
on Department property only when authorized in accordance with 
Department or bureau policies and directives.


Sec.  0.206  Strikes.

    Employees shall not participate in a labor strike, work stoppage, 
or work slowdown against the government.


Sec.  0.207  Possession of weapons or explosives.

    (a) Employees shall not possess firearms, explosives, or other 
dangerous weapons, as defined at 40 U.S.C. 5104(a), either openly or 
concealed, while on Department property or while on official duty.
    (b) The prohibition of paragraph (a) of this section does not apply 
to the possession of authorized weapons or explosives by employees who 
are required to possess such authorized weapons or explosives in the 
performance of their official duties.


Sec.  0.208  Care of agency records.

    (a) Employees shall not remove, alter, destroy, mutilate, access, 
copy, or retain documents or data in the custody of the federal 
government or provided to them in the course of their employment, 
without proper authorization.
    (b) The term ``documents'' includes, but is not limited to, any 
written, printed, typed or other graphic material, recording, computer 
tape, disk or hard drive, storage medium, blueprint, photograph, or 
other physical object on which information is recorded, including all 
copies of the foregoing by whatever means made, and any electronic 
file, data, or information stored on or created on a government 
computer, database, application, program, network, or storage medium.


Sec.  0.209  Disclosure of records or information.

    (a) Employees shall not disclose or use official information 
without proper authority. Employees authorized to make disclosures 
should respond promptly and courteously to requests from the public for 
information when permitted to do so by law.
    (b) Employees who have access to information that is classified for 
security reasons in accordance with Executive Order 13526, or any 
successor Executive Order governing Classified National Security 
Information, are responsible for its custody and safekeeping, and for 
assuring that it is not disclosed to unauthorized persons. See 18 
U.S.C. 798; 50 U.S.C. 783(a); 31 CFR part 2.


Sec.  0.210  Cooperation with official inquiries.

    Employees directed by competent Department or other federal 
authority to provide oral or written responses to questions, or to 
provide documents and other materials concerning matters of official 
interest, shall timely respond fully, truthfully, and, when required, 
under oath.


Sec.  0.211  Falsification of official records.

    Employees shall not intentionally or with willful disregard make 
false or misleading statements, orally or in writing, in connection 
with any matter of official interest. Matters of official interest 
include, but are not limited to, the following: Official reports and 
any other official information upon which the Department, the Congress, 
other government agencies, or the public may act or rely; transactions 
with the public, government agencies or other government employees; 
application forms and other forms that serve as a basis for any 
personnel action; vouchers; time and attendance records, including 
leave records; work reports of any nature or accounts of any kind; 
affidavits; record of or data concerning any matter relating to or 
connected with an employee's duties; personnel records; and reports of 
any moneys or securities received, held or paid to, for or on behalf of 
the United States.


Sec.  0.212  Use of government property.

    (a) An employee shall not directly or indirectly use, or allow the 
use of, government property of any kind, including property leased to 
the government, for other than officially approved activities. This 
includes the use of government-provided information technology 
equipment, internet access, cellular telephones, personal digital 
assistants, and other devices in a manner that is inconsistent with the 
Department's policy permitting reasonable personal use. An employee has 
a positive duty to protect and conserve government property including 
equipment, supplies, intellectual property, and other property made 
available, entrusted, or issued to the employee for official use.
    (b) Employees shall not use government vehicles for unofficial 
purposes, including to transport unauthorized passengers. The use of

[[Page 8406]]

government vehicles for transporting employees between their domiciles 
and places of employment is prohibited except when authorized by the 
Secretary pursuant to 31 U.S.C. 1344 or other statute.


Sec.  0.213  Government issued charge cards.

    (a) Employees shall not make improper purchases with government 
contractor-issued charge cards.
    (b) Employees shall timely pay undisputed amounts owed on 
government contractor-issued travel charge cards.


Sec.  0.214  Conduct while on government property.

    (a) Employees must adhere to the regulations that govern the 
conduct of individuals who are in the buildings or space occupied by, 
or on grounds of, particular government property.
    (b) Employees shall not solicit, make collections, canvass for the 
sale of any article, or distribute literature or advertising on 
Department property without appropriate authorization.


Sec.  0.215  Recording government business.

    An employee shall not electronically transmit, or create audio or 
video recordings of, conversations, meetings, or conferences in the 
workplace or while conducting business on behalf of the Department, 
except where doing so is part of the employee's official duties.


Sec.  0.216  Influencing legislation or petitioning Congress.

    Except for the official handling, through the proper channels, of 
matters relating to legislation in which the Department has an 
interest, employees shall not use government time, money, or property 
to petition a Member of Congress to favor or oppose any legislation or 
proposed legislation, or to encourage others to do so.


Sec.  0.217  Nondiscrimination.

    (a) Employees shall not discriminate against or harass any other 
employee, applicant for employment, contractor, or person dealing with 
the Department on official business on the basis of race, color, 
religion, national origin, sex, sexual orientation, age, disability, 
political affiliation, marital status, parental status, veterans 
status, or genetic information.
    (b) Supervisors shall not retaliate against an employee for 
complaining about suspected unlawful discrimination or harassment, 
seeking accommodation for a disability, or otherwise exercising their 
right to be free from unlawful discrimination.
    (c) An employee who engages in discriminatory or retaliatory 
conduct may be disciplined under these regulations, as well as other 
applicable laws. However, this section does not create any enforceable 
legal rights in any person.


Sec.  0.218  General conduct prejudicial to the government.

    An employee shall not engage in criminal, infamous, dishonest, 
immoral, or notoriously disgraceful conduct, or other conduct 
prejudicial to the government.

    Dated: February 12, 2016.
Brodi Fontenot,
Assistant Secretary for Management.
[FR Doc. 2016-03410 Filed 2-18-16; 8:45 am]
 BILLING CODE 4810-25-P



                                                  8402                    Federal Register / Vol. 81, No. 33 / Friday, February 19, 2016 / Rules and Regulations

                                                  § 1.1445–4        [Amended]                                             first column by removing the language                                  its place the language in the ‘‘Add’’
                                                  ■ Par. 7. Section 1.1445–4 is amended                                   in the ‘‘Remove’’ column and adding in                                 column.
                                                  in each of the paragraphs listed in the

                                                                            Paragraph                                                                 Remove                                                           Add

                                                  (c)(1), tenth sentence .........................................         from a foreign person must withhold a tax                             from a foreign person after February 16,
                                                                                                                              equal to 10 percent.                                                  2016, must withhold a tax equal to 15 per-
                                                                                                                                                                                                    cent (10 percent in the case of dispositions
                                                                                                                                                                                                    described in § 1.1445–1(b)(2)).
                                                  (c)(1), thirteenth sentence ..................................           10 percent tax ..................................................     15 percent tax (10 percent tax in the case of
                                                                                                                                                                                                    dispositions described in § 1.1445–1(b)(2)).
                                                  (c)(2), second sentence .....................................            to the Director, Philadelphia Service Center,                         to.
                                                                                                                             at.



                                                  ■ Par. 8. Section 1.1445–5 is amended                                   ■ 1. In each of the paragraphs listed in                               adding in its place the language in the
                                                  as follows:                                                             the first column, by removing the                                      ‘‘Add’’ column.
                                                                                                                          language in the ‘‘Remove’’ column and

                                                                            Paragraph                                                                 Remove                                                           Add

                                                  (b)(2)(ii) introductory text, first sentence ............                to the Director, Philadelphia Service Center,                         to.
                                                                                                                             at.
                                                  (c)(3)(iv) introductory text, second sentence ......                     10 percent ........................................................   15 percent.
                                                  (c)(3)(v), first sentence .......................................        with the Director, Philadelphia Service Center,                       at.
                                                                                                                             at.
                                                  (c)(3)(v), fifth sentence .......................................        with the Director, Philadelphia Service Center,                       at.
                                                                                                                             at.
                                                  (e)(1) introductory text, first sentence ................                10 percent ........................................................   15 percent.



                                                  ■ 2. In paragraph (h), by revising the                                    (h) Applicability dates. * * * The                                   § 1.1445–6      [Amended]
                                                  heading and adding two sentences after                                  withholding rates set forth in                                         ■  Par. 9. Section 1.1445–6 is amended
                                                  the first sentence.                                                     paragraphs (c)(3)(iv) and (e)(1) of this
                                                    The revision and additions read as                                                                                                           in each of the paragraphs listed in the
                                                                                                                          section apply to distributions after                                   first column by removing the language
                                                  follows:                                                                February 16, 2016. For distributions on                                in the ‘‘Remove’’ column and adding in
                                                  § 1.1445–5 Special rules concerning                                     or before February 16, 2016, see                                       its place the language in the ‘‘Add’’
                                                  distributions and other transactions by                                 paragraphs (c)(3)(iv) and (e)(1) of this                               column.
                                                  corporations, partnerships, trusts, and                                 section as contained in 26 CFR part 1
                                                  estates.                                                                revised as of April 1, 2015.
                                                  *        *        *        *        *

                                                                            Paragraph                                                                 Remove                                                           Add

                                                  (f)(1), first sentence ............................................      to the Director, Philadelphia Service Center,                         to.
                                                                                                                             at.
                                                  (f)(2)(iii), heading ................................................    by the Director, Philadelphia Service Center ..                       on behalf of the Service.
                                                  (f)(2)(iii), first sentence .......................................      by the Director, Philadelphia Service Center,                         on behalf of the Service.
                                                                                                                             or his delegate.
                                                  (g) introductory text, second sentence ...............                   addressed to the Director, Philadelphia Serv-                         delivered to.
                                                                                                                             ice Center, at.



                                                  § 1.1445–11T          [Amended]                                         applicable to dispositions after February 16,                          DEPARTMENT OF THE TREASURY
                                                  ■ Par. 10. Section 1.1445–11T is                                        2016.
                                                  amended in paragraph (d)(2)(iii) by                                                                                                            31 CFR Part 0
                                                                                                                          John Dalrymple,
                                                  adding footnote ‘‘1’’ after the last                                    Deputy Commissioner for Services and
                                                  sentence to read as follows:                                                                                                                   Department of the Treasury Employee
                                                                                                                          Enforcement.                                                           Rules of Conduct
                                                  § 1.1445–11T Special rules requiring                                      Approved: February 12, 2016.
                                                  withholding under § 1.1445–5 (temporary).                               Mark J. Mazur,                                                         AGENCY:   Department of the Treasury.
asabaliauskas on DSK5VPTVN1PROD with RULES




                                                  *        *    *            *        *                                   Assistant Secretary of the Treasury (Tax                               ACTION:   Interim final rule.
                                                      (d) * * *                                                           Policy).
                                                      (2) * * *                                                           [FR Doc. 2016–03421 Filed 2–17–16; 4:15 pm]
                                                      (iii) * * *                                                                                                                                SUMMARY:  The Department of the
                                                    1 Section 324(a) of the Protecting
                                                                                                                          BILLING CODE 4830–01–P                                                 Treasury (the ‘‘Department’’ or
                                                  Americans from Tax Hikes Act of 2015 (Pub.
                                                                                                                                                                                                 ‘‘Treasury’’) is updating its Employee
                                                  L. 114–113) increased the withholding rate                                                                                                     Rules of Conduct, which prescribe
                                                  under section 1445(e)(5) to 15 percent,                                                                                                        uniform rules of conduct and procedure


                                             VerDate Sep<11>2014        16:19 Feb 18, 2016       Jkt 238001      PO 00000       Frm 00014      Fmt 4700      Sfmt 4700      E:\FR\FM\19FER1.SGM         19FER1


                                                                    Federal Register / Vol. 81, No. 33 / Friday, February 19, 2016 / Rules and Regulations                                          8403

                                                  for all employees and officials in the                  also amends the Rules of Conduct to                   example, the use of government issued
                                                  Department.                                             remove provisions that pertain solely to              charge cards, the care of documents and
                                                  DATES: Effective date: February 19, 2016.               standards of ethical conduct. The                     data, the use of government property,
                                                  Comment due date: April 19, 2016.                       standards of ethical conduct governing                and the use of controlled substances and
                                                  ADDRESSES: Treasury invites comments
                                                                                                          employees of the Department are                       intoxicants.
                                                  on the topics addressed in this Interim                 contained in uniform standards of
                                                                                                                                                                III. Matters of Regulatory Procedure
                                                  Final Rule. Comments may be submitted                   ethical conduct promulgated by the
                                                  through one of these methods:                           Office of Government Ethics that apply                Administrative Procedure Act
                                                    • Electronic Submission of                            to all executive branch personnel,
                                                                                                                                                                  Under 5 U.S.C. 553(a)(2), rules
                                                  Comments: Interested persons may                        codified at 5 CFR part 2635 (Executive
                                                                                                                                                                relating to agency management and
                                                  submit comments electronically through                  Branch-wide Standards), and in the
                                                                                                                                                                personnel are exempt from the
                                                  the Federal eRulemaking Portal at                       Supplemental Standards of Ethical
                                                                                                                                                                rulemaking requirements of the
                                                  http://www.regulations.gov. Electronic                  Conduct for Employees of the
                                                                                                                                                                Administrative Procedure Act (APA). As
                                                  submission of comments allows the                       Department of the Treasury, codified at
                                                                                                                                                                set forth in the description of the
                                                  commenter maximum time to prepare                       5 CFR part 3101 (Treasury
                                                                                                                                                                interim final rule, this rule affects only
                                                  and submit a comment, ensures timely                    Supplemental Standards). Finally, this
                                                                                                                                                                the Department and its personnel;
                                                  receipt, and enables the Department to                  rule amends the Rules of Conduct to
                                                                                                                                                                therefore, the APA requirements for
                                                  make them available to the public.                      ensure the efficient functioning of the
                                                                                                                                                                prior notice and opportunity to
                                                  Comments submitted electronically                       Department and to conform to changes
                                                                                                                                                                comment and a delayed effective date
                                                  through the http://www.regulations.gov                  in the law or Department policy. This
                                                                                                                                                                are inapplicable. Even if this rulemaking
                                                  Web site can be viewed by other                         rulemaking revises part 0 in its entirety.
                                                                                                                                                                were subject to APA procedures, the
                                                  commenters and interested members of                    II. Analysis of the Regulations                       Department finds that good cause exists,
                                                  the public.                                                                                                   pursuant to 5 U.S.C. 553(b) and (d), that
                                                    • Mail: Send to Department of the                     Subpart A—General Provisions
                                                                                                                                                                the requirements for prior notice and
                                                  Treasury, Attention: Brian Sonfield,                      The provisions contained in subpart                 comment are unnecessary because the
                                                  Room 2020, 1500 Pennsylvania Avenue                     A state the purpose and applicability of              rule affects only Treasury employees.
                                                  NW., Washington, DC 20220.                              the Rules of Conduct, as well as the
                                                     In general, Treasury will post all                   responsibilities of the Department’s                  Regulatory Flexibility Act
                                                  comments to www.regulations.gov                         employees and managers in
                                                  without change, including any business                                                                          Because no notice of proposed
                                                                                                          implementing and complying with the                   rulemaking is required, the provisions
                                                  or personal information provided, such                  included regulations. Subpart A also
                                                  as names, addresses, email addresses, or                                                                      of the Regulatory Flexibility Act (5
                                                                                                          identifies other rules of conduct                     U.S.C. 601 et seq.) do not apply.
                                                  telephone numbers. Treasury will also                   applicable to Department employees,
                                                  make such comments available for                        and it includes a definitional section.               Unfunded Mandates Reform Act
                                                  public inspection and copying in                        Omitted from the definition of ‘‘Bureau’’
                                                  Treasury’s Library, Department of the                                                                            Section 202 of the Unfunded
                                                                                                          because they are no longer bureaus of                 Mandates Reform Act of 1995
                                                  Treasury, 1500 Pennsylvania Avenue                      the Department are the Bureaus of
                                                  NW., Washington, DC 20220, on official                                                                        (Unfunded Mandates Act) requires an
                                                                                                          Alcohol, Tobacco and Firearms (ATF),                  agency to prepare a budgetary impact
                                                  business days between the hours of 10                   Federal Law Enforcement Training
                                                  a.m. and 5 p.m. Eastern Time. You can                                                                         statement before promulgating a rule
                                                                                                          Center (FLETC), the United States                     that includes a federal mandate that
                                                  make an appointment to inspect                          Customs Service (USCS), and the United
                                                  comments by telephoning (202) 622–                                                                            may result in expenditure by State,
                                                                                                          States Secret Service (USSS). New                     local, and tribal governments, in the
                                                  0990. All comments received, including                  bureaus or offices include the Alcohol
                                                  attachments and other supporting                                                                              aggregate, or by the private sector, of
                                                                                                          and Tobacco Tax and Trade Bureau                      $100 million or more in any one year.
                                                  materials, will be part of the public                   (TTB), the Office of the Treasury
                                                  record and subject to public disclosure.                                                                      If a budgetary impact statement is
                                                                                                          Inspector General for Tax                             required, section 205 of the Unfunded
                                                  You should only submit information                      Administration (TIGTA), the Office of
                                                  that you wish to make publicly                                                                                Mandates Act also requires an agency to
                                                                                                          the Special Inspector General for the                 identify and consider a reasonable
                                                  available.                                              Troubled Asset Relief Program                         number of regulatory alternatives before
                                                  FOR FURTHER INFORMATION CONTACT:                        (SIGTARP), and the Financial Crimes                   promulgating a rule. This rule generally
                                                  Please send questions by email to Brian                 Enforcement Network (FinCEN).                         sets out the conduct regulations that all
                                                  Sonfield at brian.sonfield@treasury.gov                 Additionally, the Office of Thrift                    Department employees and officials are
                                                  or by phone on 202–622–0450.                            Supervision (OTS) was abolished by                    required to follow. The Department
                                                  SUPPLEMENTARY INFORMATION:                              statute and certain functions of OTS                  therefore has determined that the rule
                                                                                                          have been integrated into the Office of               will not result in expenditures by state,
                                                  I. Background
                                                                                                          the Comptroller of the Currency (OCC).                local or tribal governments or by the
                                                     On June 1, 1995, the Department                      The Department also consolidated the                  private sector of $100 million or more.
                                                  issued Employee Rules of Conduct                        Bureau of Public Debt (BPD) and the                   Accordingly, the Department has not
                                                  prescribing uniform rules of conduct                    Financial Management Service (FMS)                    prepared a budgetary impact statement
                                                  and procedure for all employees and                     into a new Bureau of the Fiscal Service               or specifically addressed the regulatory
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                                                  officials in the Department. Treasury is                (BFS).                                                alternatives considered.
                                                  now amending the Employee Rules of
                                                  Conduct to account for current                          Subpart B—Rules of Conduct                            List of Subjects in 31 CFR Part 0
                                                  Department structure resulting from                       Subpart B sets out the conduct
                                                                                                                                                                    Government employees.
                                                  organizational changes that established                 regulations that all Department
                                                  new bureaus within Treasury and                         employees and officials are required to               ■ For the reasons set forth in the
                                                  transferred certain functions and/or                    follow. Generally, the rules regulate                 preamble, 31 CFR part 0 is revised to
                                                  bureaus from the Department. This rule                  employee conduct, including, for                      read as follows:


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                                                  8404              Federal Register / Vol. 81, No. 33 / Friday, February 19, 2016 / Rules and Regulations

                                                  PART 0—DEPARTMENT OF THE                                § 0.103 Other rules of conduct applicable               (e) On Department property means
                                                  TREASURY EMPLOYEE RULES OF                              to Department employees.                              present in a building, on property, or in
                                                  CONDUCT                                                    In addition to the regulations in this             space owned by, leased by, occupied by,
                                                                                                          part, employees of the Department are                 or under the control of the Department.
                                                  Subpart A—General Provisions                            subject to other applicable statutes and
                                                                                                          regulations, including the following:                 § 0.105 Responsibilities of employees and
                                                  Sec.
                                                                                                             (a) The Standards of Ethical Conduct               supervisors.
                                                  0.101 Purpose.
                                                  0.102 Applicability.                                    for Employees of the Executive Branch                   (a) Employees shall comply with all
                                                  0.103 Other rules of conduct applicable to              at 5 CFR part 2635;                                   generally accepted rules of conduct, the
                                                       Department employees.                                 (b) The Supplemental Standards of                  specific provisions of this part, and
                                                  0.104 Definitions.                                      Ethical Conduct for Employees of the                  other applicable regulations. An
                                                  0.105 Responsibilities of employees and                 Department of the Treasury at 5 CFR                   employee with questions about
                                                       supervisors.                                       part 3101;                                            generally accepted rules of conduct, the
                                                  0.106 Corrective action.                                   (c) Political Activities of Federal                specific provisions of this part, and
                                                                                                          Employees regulations at 5 CFR part                   other applicable regulations should
                                                  Subpart B—Rules of Conduct
                                                                                                          734;                                                  consult his or her supervisor, a human
                                                  0.201 Acting within scope of authority.                    (d) The Employee Responsibilities                  resources specialist, or Bureau counsel.
                                                  0.202 Conformance with policy and                       and Conduct regulations at 5 CFR part                   (b) Supervisors, because of their day-
                                                      subordination to authority.                         735; and                                              to-day relationships with their
                                                  0.203 Reporting suspected misconduct.                      (e) Department of the Treasury                     employees, are responsible for ensuring
                                                  0.204 Prohibition of reprisal for reporting             Disclosure of Records regulations at 31               that their employees maintain high
                                                      suspected misconduct.                               CFR part 1.                                           standards of conduct. Supervisors must
                                                  0.205 Controlled substances and
                                                                                                                                                                be familiar with this part and other
                                                      intoxicants.                                        § 0.104   Definitions.
                                                                                                                                                                applicable regulations and must apply
                                                  0.206 Strikes.                                            The following definitions are used
                                                  0.207 Possession of weapons or explosives.
                                                                                                                                                                generally accepted rules of conduct, the
                                                                                                          throughout this part:                                 standards in this part, and the standards
                                                  0.208 Care of agency records.                             (a) Bureau means:
                                                  0.209 Disclosure of records or information.                                                                   in other applicable regulations to the
                                                                                                            (1) Alcohol and Tobacco Tax and                     work they do and supervise.
                                                  0.210 Cooperation with official inquiries.              Trade Bureau;
                                                  0.211 Falsification of official records.                                                                      Supervisors shall take appropriate
                                                                                                            (2) Bureau of Engraving and Printing;
                                                  0.212 Use of government property.                         (3) Bureau of the Fiscal Service;                   action, including disciplinary action,
                                                  0.213 Government issued charge cards.                     (4) Departmental Offices;                           when violations of this part or other
                                                  0.214 Conduct while on government                         (5) Financial Crimes Enforcement                    applicable regulations occur.
                                                      property.                                           Network;
                                                  0.215 Recording government business.                                                                          § 0.106    Corrective action.
                                                                                                            (6) Internal Revenue Service;
                                                  0.216 Influencing legislation or petitioning              (7) Office of the Comptroller of the                  An employee’s violation of generally
                                                      Congress.                                           Currency;                                             accepted rules of conduct, the standards
                                                  0.217 Nondiscrimination.                                  (8) Office of the Inspector General;                in this part, or the standards in other
                                                  0.218 General conduct prejudicial to the                  (9) Office of the Special Inspector                 applicable regulations may result in
                                                      government.                                         General for the Troubled Asset Relief                 appropriate corrective or disciplinary
                                                     Authority: 5 U.S.C. 301.                             Program;                                              action, in addition to any penalty
                                                                                                            (10) Office of the Treasury Inspector               prescribed by law.
                                                  Subpart A—General Provisions                            General for Tax Administration;
                                                                                                            (11) United States Mint; and                        Subpart B—Rules of Conduct
                                                  § 0.101   Purpose.                                        (12) Any other organization                         § 0.201    Acting within scope of authority.
                                                    The regulations in this part prescribe                designated as a bureau by the Secretary
                                                                                                                                                                  An employee shall not engage in any
                                                  procedures and standards of conduct                     of the Treasury pursuant to appropriate
                                                                                                                                                                conduct or activity that is in excess of
                                                  that are appropriate to the particular                  authority.
                                                                                                            (b) Person means an individual,                     his or her authority or is otherwise
                                                  functions and activities of the                                                                               contrary to any law, regulation, or
                                                  Department of the Treasury                              corporation, company, association, firm,
                                                                                                          partnership, society, joint stock                     Department policy.
                                                  (Department).
                                                                                                          company, or any other entity,                         § 0.202 Conformance with policy and
                                                  § 0.102   Applicability.                                organization, or institution.                         subordination to authority.
                                                                                                            (c) Employee means an officer or                      (a) Employees are required to comply
                                                     (a) Unless otherwise specified, the                  employee of the Department regardless
                                                  regulations in this part apply to all                                                                         with the lawful directives of their
                                                                                                          of grade, status or place of employment,              supervisor and other management
                                                  employees of the Department at all                      including an employee on leave with
                                                  times, regardless of whether they are on                                                                      officials.
                                                                                                          pay or on leave without pay. Unless                     (b) Employees shall be familiar and
                                                  duty or on leave, including leave                       stated otherwise, employee shall
                                                  without pay.                                                                                                  comply with regulations and published
                                                                                                          include a special government employee.                instructions that relate to their official
                                                     (b) The regulations in this part may be                (d) Special government employee                     duties and responsibilities.
                                                  supplemented by regulations,                            means an officer or employee of the
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                                                  interpretive guidelines and procedures                  Department who is retained, designated,               § 0.203    Reporting suspected misconduct.
                                                  issued by the Department’s offices and                  appointed, or employed, regardless of                   (a) An employee shall immediately
                                                  bureaus. The absence of a specific                      type of appointment, to perform                       report to his or her supervisor, to any
                                                  published rule of conduct covering an                   temporary duties on a full-time or                    management official, or to the
                                                  action or omission does not validate that               intermittent basis, with or without                   applicable Office of Inspector General:
                                                  action or omission nor indicate that the                compensation, for not to exceed 130                     (1) Any information that the employee
                                                  action or omission would not result in                  days during any period of 365-                        reasonably believes indicates a possible
                                                  corrective or disciplinary action.                      consecutive days. 18 U.S.C. 202(a).                   offense against the United States by an


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                                                                    Federal Register / Vol. 81, No. 33 / Friday, February 19, 2016 / Rules and Regulations                                                8405

                                                  employee of the Department or any                       disciplinary action, and such action                  reasons in accordance with Executive
                                                  other individual working on behalf of                   shall not constitute reprisal.                        Order 13526, or any successor Executive
                                                  the Department, including, but not                                                                            Order governing Classified National
                                                  limited to, bribery; fraud; perjury;                    § 0.205 Controlled substances and                     Security Information, are responsible for
                                                                                                          intoxicants.
                                                  conflict of interest; misuse of funds,                                                                        its custody and safekeeping, and for
                                                  government purchase or employee                           Employees shall not sell, offer to sell,            assuring that it is not disclosed to
                                                  travel credit cards, equipment, or                      buy, offer to buy, use, or possess,                   unauthorized persons. See 18 U.S.C.
                                                  facilities; and other conduct which is                  controlled substances in violation of                 798; 50 U.S.C. 783(a); 31 CFR part 2.
                                                  prohibited by title 18 of the United                    federal law. Employees shall not use or
                                                  States Code;                                            be under the influence of alcohol in a                § 0.210    Cooperation with official inquiries.
                                                     (2) Any suspected violation of a                     manner that adversely affects their work                Employees directed by competent
                                                  statute, rule, or regulation, including                 performance. Employees may consume                    Department or other federal authority to
                                                  this part and the regulations referenced                alcohol on Department property only                   provide oral or written responses to
                                                  in section 0.103 of this part;                          when authorized in accordance with                    questions, or to provide documents and
                                                     (3) Any instance in which another                    Department or bureau policies and                     other materials concerning matters of
                                                  person inside or outside the federal                    directives.                                           official interest, shall timely respond
                                                  government uses or attempts to use                                                                            fully, truthfully, and, when required,
                                                                                                          § 0.206   Strikes.
                                                  undue influence to induce an employee                                                                         under oath.
                                                                                                            Employees shall not participate in a
                                                  to do or omit to do any official act in
                                                                                                          labor strike, work stoppage, or work                  § 0.211    Falsification of official records.
                                                  derogation of his official duty; and,
                                                                                                          slowdown against the government.                         Employees shall not intentionally or
                                                     (4) Any information that the employee
                                                  reasonably believes indicates the                                                                             with willful disregard make false or
                                                                                                          § 0.207 Possession of weapons or
                                                  existence of an activity constituting:                  explosives.                                           misleading statements, orally or in
                                                     (i) Mismanagement, a gross waste of                                                                        writing, in connection with any matter
                                                                                                             (a) Employees shall not possess
                                                  funds, or abuse of authority;                                                                                 of official interest. Matters of official
                                                                                                          firearms, explosives, or other dangerous
                                                     (ii) A substantial and specific danger                                                                     interest include, but are not limited to,
                                                                                                          weapons, as defined at 40 U.S.C.
                                                  to the public health and safety;                                                                              the following: Official reports and any
                                                                                                          5104(a), either openly or concealed,
                                                     (iii) A threat to the integrity of                                                                         other official information upon which
                                                                                                          while on Department property or while
                                                  programs and operations relating to the                                                                       the Department, the Congress, other
                                                                                                          on official duty.
                                                  Department; or                                             (b) The prohibition of paragraph (a) of            government agencies, or the public may
                                                     (iv) A violation of merit systems                    this section does not apply to the                    act or rely; transactions with the public,
                                                  principles or a prohibited personnel                    possession of authorized weapons or                   government agencies or other
                                                  practice as described in 5 U.S.C. 2301                  explosives by employees who are                       government employees; application
                                                  and 2302.                                               required to possess such authorized                   forms and other forms that serve as a
                                                     (b) Bureau counsel who, during the                   weapons or explosives in the                          basis for any personnel action;
                                                  course of providing advice to or                        performance of their official duties.                 vouchers; time and attendance records,
                                                  representation of a bureau, acquire                                                                           including leave records; work reports of
                                                  information of the type described in                    § 0.208   Care of agency records.                     any nature or accounts of any kind;
                                                  paragraph (a) of this section, shall report               (a) Employees shall not remove, alter,              affidavits; record of or data concerning
                                                  the information to the reporting                        destroy, mutilate, access, copy, or retain            any matter relating to or connected with
                                                  employee’s supervisor, the Chief or                     documents or data in the custody of the               an employee’s duties; personnel
                                                  Legal Counsel, or the Deputy General                    federal government or provided to them                records; and reports of any moneys or
                                                  Counsel, who shall report such                          in the course of their employment,                    securities received, held or paid to, for
                                                  information to the relevant Inspector                   without proper authorization.                         or on behalf of the United States.
                                                  General.                                                  (b) The term ‘‘documents’’ includes,
                                                                                                                                                                § 0.212    Use of government property.
                                                     (c) This section does not cover matters              but is not limited to, any written,
                                                  addressed through employee grievances,                  printed, typed or other graphic material,               (a) An employee shall not directly or
                                                  equal employment opportunity                            recording, computer tape, disk or hard                indirectly use, or allow the use of,
                                                  complaints, Merit Systems Protection                    drive, storage medium, blueprint,                     government property of any kind,
                                                  Board appeals, classification appeals, or               photograph, or other physical object on               including property leased to the
                                                  other matters for which separate, formal                which information is recorded,                        government, for other than officially
                                                  systems have been established.                          including all copies of the foregoing by              approved activities. This includes the
                                                                                                          whatever means made, and any                          use of government-provided information
                                                  § 0.204 Prohibition of reprisal for reporting                                                                 technology equipment, internet access,
                                                  suspected misconduct.
                                                                                                          electronic file, data, or information
                                                                                                          stored on or created on a government                  cellular telephones, personal digital
                                                     Any employee who has authority to                    computer, database, application,                      assistants, and other devices in a
                                                  take, direct others to take, recommend,                 program, network, or storage medium.                  manner that is inconsistent with the
                                                  or approve any personnel action, shall                                                                        Department’s policy permitting
                                                  not, with respect to such authority, take               § 0.209 Disclosure of records or                      reasonable personal use. An employee
                                                  or threaten to take any action against                  information.                                          has a positive duty to protect and
                                                  any employee as a reprisal for providing                   (a) Employees shall not disclose or                conserve government property
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                                                  any information in accordance with                      use official information without proper               including equipment, supplies,
                                                  § 0.203 of this part or through other                   authority. Employees authorized to                    intellectual property, and other property
                                                  processes established by law. However,                  make disclosures should respond                       made available, entrusted, or issued to
                                                  if an employee makes a complaint or                     promptly and courteously to requests                  the employee for official use.
                                                  discloses information with the                          from the public for information when                    (b) Employees shall not use
                                                  knowledge that it was false, or with                    permitted to do so by law.                            government vehicles for unofficial
                                                  willful disregard of its truth or falsity,                 (b) Employees who have access to                   purposes, including to transport
                                                  such conduct may be grounds for                         information that is classified for security           unauthorized passengers. The use of


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                                                  8406              Federal Register / Vol. 81, No. 33 / Friday, February 19, 2016 / Rules and Regulations

                                                  government vehicles for transporting                    may be disciplined under these                        or may be viewed during normal
                                                  employees between their domiciles and                   regulations, as well as other applicable              business hours at the Air Protection
                                                  places of employment is prohibited                      laws. However, this section does not                  Division, U.S. Environmental Protection
                                                  except when authorized by the                           create any enforceable legal rights in                Agency, Region III, 1650 Arch Street,
                                                  Secretary pursuant to 31 U.S.C. 1344 or                 any person.                                           Philadelphia, Pennsylvania 19103.
                                                  other statute.                                                                                                Copies of the State submittal are
                                                                                                          § 0.218 General conduct prejudicial to the            available at the District of Columbia
                                                  § 0.213   Government issued charge cards.               government.
                                                                                                                                                                Department of Energy and Environment,
                                                    (a) Employees shall not make                            An employee shall not engage in                     Air Quality Division, 1200 1st Street
                                                  improper purchases with government                      criminal, infamous, dishonest, immoral,               NE., 5th floor, Washington, DC 20002.
                                                  contractor-issued charge cards.                         or notoriously disgraceful conduct, or                FOR FURTHER INFORMATION CONTACT:
                                                    (b) Employees shall timely pay                        other conduct prejudicial to the                      Emlyn Vélez-Rosa, (215) 814–2038, or
                                                  undisputed amounts owed on                              government.                                           by email at velez-rosa.emlyn@epa.gov.
                                                  government contractor-issued travel                       Dated: February 12, 2016.                           SUPPLEMENTARY INFORMATION:
                                                  charge cards.                                           Brodi Fontenot,
                                                                                                                                                                I. Background
                                                  § 0.214 Conduct while on government                     Assistant Secretary for Management.
                                                  property.                                               [FR Doc. 2016–03410 Filed 2–18–16; 8:45 am]              Whenever new or revised NAAQS are
                                                    (a) Employees must adhere to the                      BILLING CODE 4810–25–P
                                                                                                                                                                promulgated, the CAA requires states to
                                                  regulations that govern the conduct of                                                                        submit a plan for the implementation,
                                                  individuals who are in the buildings or                                                                       maintenance, and enforcement of such
                                                  space occupied by, or on grounds of,                                                                          NAAQS. The plan is required to address
                                                                                                          ENVIRONMENTAL PROTECTION
                                                  particular government property.                                                                               basic program elements, including, but
                                                                                                          AGENCY
                                                    (b) Employees shall not solicit, make                                                                       not limited to, regulatory structure,
                                                  collections, canvass for the sale of any                40 CFR Part 52                                        monitoring, modeling, legal authority,
                                                  article, or distribute literature or                                                                          and adequate resources necessary to
                                                                                                          [EPA–R03–OAR–2015–0750; FRL–9942–58–                  assure attainment and maintenance of
                                                  advertising on Department property                      Region 3]
                                                  without appropriate authorization.                                                                            the standards. These elements are
                                                                                                          Approval and Promulgation of Air                      referred to as infrastructure
                                                  § 0.215   Recording government business.                                                                      requirements and are specified in
                                                                                                          Quality Implementation Plans; District
                                                     An employee shall not electronically                 of Columbia; Interstate Pollution                     section 110(a)(2) of the CAA.
                                                  transmit, or create audio or video                      Transport Requirements for the 2010                   Particularly, section 110(a)(2)(D)(i)(I) of
                                                  recordings of, conversations, meetings,                 Nitrogen Dioxide Standards                            the CAA requires state SIPs to address
                                                  or conferences in the workplace or                                                                            any emissions activity in one state that
                                                  while conducting business on behalf of                  AGENCY:  Environmental Protection                     contributes significantly to
                                                  the Department, except where doing so                   Agency (EPA).                                         nonattainment, or interferes with
                                                  is part of the employee’s official duties.              ACTION: Final rule.                                   maintenance, of the NAAQS in any
                                                                                                                                                                downwind state. EPA sometimes refers
                                                  § 0.216 Influencing legislation or                      SUMMARY:    The Environmental Protection              to these requirements as prong 1
                                                  petitioning Congress.                                   Agency (EPA) is approving a State                     (significant contribution to
                                                    Except for the official handling,                     Implementation Plan (SIP) revision                    nonattainment) and prong 2
                                                  through the proper channels, of matters                 submitted by the District of Columbia                 (interference with maintenance), or
                                                  relating to legislation in which the                    (the District). This revision pertains to             conjointly as the ‘‘good neighbor’’
                                                  Department has an interest, employees                   the infrastructure requirement of                     provision of the CAA.
                                                  shall not use government time, money,                   interstate transport pollution with                      On December 4, 2015 (80 FR 75845),
                                                  or property to petition a Member of                     respect to the 2010 nitrogen dioxide                  EPA published a notice of proposed
                                                  Congress to favor or oppose any                         (NO2) National Ambient Air Quality                    rulemaking (NPR) for the District. In the
                                                  legislation or proposed legislation, or to              Standards (NAAQS). EPA is approving                   NPR, EPA proposed approval of a SIP
                                                  encourage others to do so.                              this revision in accordance with the                  revision by the District addressing
                                                                                                          requirements of the Clean Air Act                     section 110(a)(2)(D)(i)(I) with respect to
                                                  § 0.217   Nondiscrimination.
                                                                                                          (CAA).                                                the 2010 NO2 NAAQS. The formal SIP
                                                     (a) Employees shall not discriminate
                                                  against or harass any other employee,                   DATES: This final rule is effective on                revision was submitted by the District
                                                  applicant for employment, contractor, or                March 21, 2016.                                       on June 6, 2014.
                                                  person dealing with the Department on                   ADDRESSES: EPA has established a                      II. Summary of SIP Revision
                                                  official business on the basis of race,                 docket for this action under Docket ID
                                                                                                                                                                   The District submitted on June 6,
                                                  color, religion, national origin, sex,                  Number EPA–R03–OAR–2015–0750. All
                                                                                                                                                                2014 a SIP revision to satisfy the
                                                  sexual orientation, age, disability,                    documents in the docket are listed in
                                                                                                                                                                infrastructure requirements of section
                                                  political affiliation, marital status,                  the www.regulations.gov Web site.
                                                                                                                                                                110(a)(2) of the CAA for the 2010 NO2
                                                  parental status, veterans status, or                    Although listed in the electronic docket,
                                                                                                                                                                NAAQS, including section
                                                  genetic information.                                    some information is not publicly
                                                                                                                                                                110(a)(2)(D)(i)(I) that pertains to
                                                     (b) Supervisors shall not retaliate                  available, i.e., confidential business
                                                                                                                                                                interstate transport. This rulemaking
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                                                  against an employee for complaining                     information (CBI) or other information
                                                                                                                                                                action is addressing the portions of the
                                                  about suspected unlawful                                whose disclosure is restricted by statute.
                                                                                                                                                                District’s June 6, 2014 infrastructure
                                                  discrimination or harassment, seeking                   Certain other material, such as
                                                                                                                                                                submittal for the 2010 NO2 NAAQS that
                                                  accommodation for a disability, or                      copyrighted material, is not placed on
                                                                                                                                                                pertain to transport requirements.1
                                                  otherwise exercising their right to be                  the Internet and will be publicly
                                                  free from unlawful discrimination.                      available only in hard copy form.                       1 EPA has previously taken rulemaking action on
                                                     (c) An employee who engages in                       Publicly available docket materials are               the June 6, 2014 SIP revision to address all other
                                                  discriminatory or retaliatory conduct                   available through www.regulations.gov                 applicable infrastructure requirements for the 2010



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Document Created: 2018-02-02 14:31:43
Document Modified: 2018-02-02 14:31:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionInterim final rule.
DatesEffective date: February 19, 2016. Comment due date: April 19, 2016.
ContactPlease send questions by email to Brian Sonfield at [email protected] or by phone on 202-622- 0450.
FR Citation81 FR 8402 

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