81_FR_84645 81 FR 84419 - Fisheries Off West Coast States; Pacific Coast Groundfish Fishery Management Plan; Commercial Sablefish Fishing Regulations and Electronic Fish Tickets

81 FR 84419 - Fisheries Off West Coast States; Pacific Coast Groundfish Fishery Management Plan; Commercial Sablefish Fishing Regulations and Electronic Fish Tickets

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 81, Issue 226 (November 23, 2016)

Page Range84419-84434
FR Document2016-28153

This final rule revises fishery monitoring and equipment requirements for all commercial groundfish fisheries. In particular, it establishes a requirement for submitting electronic fish tickets (EFT) in the limited entry fixed gear fisheries and open access fisheries. This final rule also: revises administrative procedures for limited entry permits, providing greater flexibility and efficiencies for limited entry groundfish fishery participants; requires vessels registered to Vessel Monitoring Systems (VMS) to make an initial declaration report; and makes administrative changes and clarifying edits to improve consistency of the regulations with past Pacific Fishery Management Council (Council) actions and with the Pacific Coast Groundfish Fishery Management Plan (FMP). This action improves monitoring and administration of the limited entry sablefish primary fishery, and addresses unforeseen issues arising out of the evolution of commercial sablefish fisheries and subsequent regulations.

Federal Register, Volume 81 Issue 226 (Wednesday, November 23, 2016)
[Federal Register Volume 81, Number 226 (Wednesday, November 23, 2016)]
[Rules and Regulations]
[Pages 84419-84434]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-28153]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

15 CFR Part 902

50 CFR Part 660

[Docket No. 140905757-6999-02]
RIN 0648-BE42


Fisheries Off West Coast States; Pacific Coast Groundfish Fishery 
Management Plan; Commercial Sablefish Fishing Regulations and 
Electronic Fish Tickets

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Final rule.

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SUMMARY: This final rule revises fishery monitoring and equipment 
requirements for all commercial groundfish fisheries. In particular, it 
establishes a requirement for submitting electronic fish tickets (EFT) 
in the limited entry fixed gear fisheries and open access fisheries. 
This final rule also: revises administrative procedures for limited 
entry permits, providing greater flexibility and efficiencies for 
limited entry groundfish fishery participants; requires vessels 
registered to Vessel Monitoring Systems (VMS) to make an initial 
declaration report; and makes administrative changes and clarifying 
edits to improve consistency of the regulations with past Pacific 
Fishery

[[Page 84420]]

Management Council (Council) actions and with the Pacific Coast 
Groundfish Fishery Management Plan (FMP). This action improves 
monitoring and administration of the limited entry sablefish primary 
fishery, and addresses unforeseen issues arising out of the evolution 
of commercial sablefish fisheries and subsequent regulations.

DATES: This rule is effective December 23, 2016, except for the 
amendments to Sec.  660.212(a)(3) through (5) and Sec.  660.312(a)(3) 
through (5), which will be effective January 1, 2017.

ADDRESSES: Background information and documents are available at the 
Pacific Fishery Management Council's Web site at http://www.pcouncil.org/. NMFS prepared a Final Regulatory Flexibility 
Analysis (FRFA), which is summarized in the Classification section of 
this final rule. Copies of the FRFA and the Small Entity Compliance 
Guide are available from William W. Stelle, Jr., Regional 
Administrator, West Coast Region, NMFS, 7600 Sand Point Way NE., 
Seattle, WA 98115-0070; or by phone at 206-526-6150. Copies of the 
Small Entity Compliance Guide are also available on the West Coast 
Regional Office Web site at http://www.westcoast.fisheries.noaa.gov/.
    Written comments regarding the burden-hour estimates or other 
aspects of the collection-of-information requirements contained in this 
final rule may be submitted to William W. Stelle, Jr., Regional 
Administrator, West Coast Region, NMFS, 7600 Sand Point Way NE., 
Seattle, WA 98115-0070, and to OMB by email to 
OIRA_Submission@omb.eop.gov.

FOR FURTHER INFORMATION CONTACT: Gretchen Hanshew, 206-526-6147, 
gretchen.hanshew@noaa.gov.

SUPPLEMENTARY INFORMATION: 

Summary of Major Actions

    This final rule improves the timeliness and accuracy of sablefish 
catch reporting in the limited entry fixed gear fisheries and open 
access fisheries, provides more flexibility and efficiencies for 
harvesters in the Shorebased Individual Fishing Quota (IFQ) Program and 
limited entry fixed gear fisheries, and implements several 
administrative and clarifying changes to monitoring and permitting 
provisions of regulations for all of the limited entry and open access 
commercial groundfish fisheries on the West Coast.
    This final rule contains eight major actions, along with related 
minor clarifications and non-substantive changes. The first action is a 
new requirement for electronic fish tickets to be submitted for all 
commercial landings of sablefish delivered to Washington, Oregon and 
California fish buyers. The second action provides qualified vessel 
owners an opportunity to apply for an exemption to the ownership 
limitation of three permits in the limited entry sablefish primary 
fishery. The third action allows a single vessel to be simultaneously 
(jointly) registered to multiple limited entry permits, one of which 
may have a trawl gear endorsement. The fourth action prohibits vessels 
that have been granted an at-sea processing exemption for sablefish in 
the limited entry fixed gear fishery from processing sablefish at sea 
when that vessel is participating in the Shorebased IFQ Program. The 
fifth action clarifies that, consistent with FMP Amendment 6, sablefish 
catch in incidental open access fisheries is counted against the open 
access allocation, and is not deducted from the commercial harvest 
guideline. The sixth action requires any vessel that has a VMS 
registered with NMFS Office of Law Enforcement (OLE) to submit a 
declaration report with OLE. The seventh action updates and simplifies 
equipment requirements for electronic fish tickets. The eighth action 
clarifies existing regulatory language prohibiting the retention of 
groundfish species taken in the limited entry fixed gear fishery beyond 
the allowable quota. In addition, the action includes housekeeping 
changes that are intended to better align the regulations with defined 
terms, and to provide clarity and consistency between paragraphs.

Background

    The groundfish fisheries in the exclusive economic zone (EEZ) off 
the west coast of the United States are managed under the FMP. The FMP 
was prepared by the Pacific Fishery Management Council (Council) under 
the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act) as amended by the Consolidated Appropriations Act of 2004 
(Pub. L. 108-199, section 801). Regulations implementing provisions of 
the FMP are located at 50 CFR part 660, subparts C through G.
    This final rule includes several actions that revise regulations 
for commercial fisheries that harvest sablefish. These regulatory 
changes apply to the Shorebased IFQ Program, the limited entry fixed 
gear fishery, which includes the limited entry sablefish primary 
fishery and the daily trip limit (DTL) fishery, and the open access 
fishery. A more detailed description of the fisheries affected by this 
rulemaking, and the major provisions of this action, is contained in 
the June 1, 2016, proposed rule (81 FR 34947).

1. Electronic Fish Ticket Requirement

    This final rule includes a Federal electronic fish ticket submittal 
requirement for all commercial groundfish deliveries that include 
sablefish. An electronic fish ticket is a web-based form used to send 
groundfish landing data to the Pacific States Marine Fisheries 
Commission (PSMFC). Electronic fish tickets are used to collect 
information similar to the information required in state fish receiving 
tickets or landing receipts (henceforth referred to as paper tickets), 
but do not replace or change any state requirements. This requirement 
will improve the timeliness and accuracy of catch data for monitoring 
harvest relative to applicable tier limits in the limited entry fixed 
gear sablefish fishery and trip limits in the limited entry fixed gear 
and open access DTL fisheries. Electronic fish tickets have been 
required for IFQ species since the start of the Shorebased IFQ Program 
in 2011, and have allowed vessel owners/operators, buyers and dealers, 
and fishery managers timely access to catch information. This final 
rule expands the use of electronic fish tickets to the limited entry 
fixed gear and open access fisheries, and is expected to have similar 
benefits regarding timely access to catch data.

2. Exemption to Limited Entry Sablefish Permit Ownership Limitation

    Regulations (Sec.  660.25(b)(3)(iv)(C)) state that no individual 
person, partnership, or corporation in combination may have ownership 
interest in or hold more than three permits with sablefish endorsements 
either simultaneously or cumulatively over the primary season (hereby 
referred to as ``ownership limitation''). This ownership limitation was 
intended to prevent concentration of harvest privileges in the Pacific 
coast sablefish primary fishery. However, this restriction has led to 
unforeseen complications because many persons, partnerships and 
corporations have harvest privileges in both the Alaska IFQ sablefish 
fishery and the Pacific coast sablefish fishery. Under the existing 
regulations, Alaska IFQ holders are required to have a partial 
ownership interest in a vessel that fishes for their IFQ. These IFQ 
holders are deemed to hold any Pacific Coast permits with sablefish 
endorsements associated with a vessel in which they have an ownership 
interest. This has resulted in Alaska IFQ holders being ``limited out'' 
in the Pacific Coast sablefish primary fishery, even though they do not 
benefit

[[Page 84421]]

from the permits associated with the vessels in which they have an 
interest. The Council recommended, and NMFS is implementing through 
this final rule, a process by which vessel owners who meet certain 
qualifying criteria may petition NMFS for a limited exemption to the 
ownership limitation, as described in detail in the preamble to the 
proposed rule

3. Joint Registration

    Originally, the license limitation program (LLP), implemented 
through Amendment 6 to the FMP (57 FR 54001, November 16, 1992, see 
also the EA under ADDRESSES for more information on the LLP), allowed 
vessels to register both a trawl and fixed gear (longline and fishpot) 
endorsed permit at the same time. Subsequently, regulations were 
modified and no longer allow vessels to register multiple limited entry 
permits unless the permits are sablefish-endorsed and stacked for use 
in the limited entry fixed gear sablefish primary fishery. This 
restriction was put in place to keep trawl and fixed gear fisheries 
temporally separated to meet enforcement and monitoring needs. In 2004, 
a vessel monitoring program was implemented that allowed vessels to 
identify which fishery they were participating in through a declaration 
system, which eliminated the need for temporal separation. As part of 
FMP Amendment 20 trailing actions, in April 2012 the Council 
recommended that vessels registered to a limited entry trawl permit be 
allowed to simultaneously register to a limited entry fixed gear 
permit, also called ``joint registration.'' This final rule implements 
joint registration and clarifies how fishery-specific regulations still 
apply to vessels that are jointly registered. Joint registration is 
permitted in one of two configurations, which are described in 
additional detail in the June 1, 2016, proposed rule (81 FR 34947):
    (1) Configuration A: One trawl permit and one, two, or three 
sablefish endorsed permits.
    (2) Configuration B: One trawl permit and one limited entry fixed 
gear permit.
    Registering a vessel to a limited entry permit with a specific 
endorsement often triggers certain requirements in the groundfish 
regulations. Joint registration is not intended to change fishing 
operations of groundfish fisheries or change requirements that are 
applicable to vessels because of the type of the endorsement(s) on the 
limited entry permit to which they are registered, unless otherwise 
described above and in the June 1, 2016, proposed rule (81 FR 34947).

4. Restrictions on At-Sea Processing of Sablefish

    Processing of groundfish at-sea is prohibited for vessels fishing 
in the Shorebased IFQ Program or limited entry fixed gear fishery, 
unless exempted from that prohibition. One such exemption applies to 
certain vessels fishing in the limited entry fixed gear sablefish 
primary fishery. Those exempted vessels may freeze sablefish at-sea 
during the limited entry fixed gear sablefish primary fishery.
    When trawl rationalization was implemented in 2011, the Council 
recommended that at-sea processing of groundfish in the Shorebased IFQ 
Program be prohibited, with limited exemptions. Regulations at Sec.  
660.112 (b)(1)(xii) prohibit at-sea processing of groundfish, and also 
list the exemptions that have been granted to date, including an 
exemption from the prohibition of at-sea processing that applies in the 
sablefish primary fishery. As written, those regulations grant vessels 
with an exemption from the prohibition of at-sea processing in the 
sablefish primary fishery when fishing in the Shorebased IFQ Program. 
However, regulations at Sec.  660.25(b)(6)(i) only allow the sablefish 
at-sea processing exemption when the vessel is registered to a 
sablefish-endorsed limited entry permit.
    Currently, because vessels cannot be registered to a sablefish-
endorsed limited entry permit and a trawl-endorsed permit at the same 
time, Shorebased IFQ vessels cannot take advantage of the sablefish at-
sea processing exemption. However, this rule's joint registration 
provisions would allow a vessel to register to a trawl endorsed and a 
sablefish endorsed limited entry permit simultaneously. If the 
exemption at Sec.  660.112(b)(1)(xii)(B) is not removed, joint 
registration could allow vessels with an exemption from the at-sea 
processing prohibition for the sablefish primary fishery to also 
process sablefish at sea in the Shorebased IFQ Program. Consistent with 
the Council's recommendation, this rule removes the exemption to the 
prohibition of at-sea processing (at Sec.  660.112(b)(1)(xii)(B)) that 
extended the limited entry fixed gear exemption in Sec.  
660.25(b)(6)(i) to vessels fishing sablefish in the Shorebased IFQ 
Program. Also, in light of joint registration, a clarifying sentence is 
added to Sec.  660.25(b)(6)(i), stating that the at-sea processing 
exemption only applies to at-sea processing of sablefish caught in the 
limited entry fixed gear sablefish primary fishery.
    During development of this rule, NMFS noted that a similar 
situation as the one described above may occur with the exemption from 
the processing-at-sea prohibition for non-whiting groundfish. When a 
vessel with a non-whiting exemption from that prohibition in the 
Shorebased IFQ Program is jointly registered, it could utilize that 
exemption when fishing in non-IFQ fisheries. NMFS proposed a clarifying 
sentence at Sec.  660.25(b)(6)(ii), stating that the exemption only 
applies to processing non-whiting groundfish caught in the Shorebased 
IFQ Program, which is consistent with the Council's recommendation 
under joint registration with regards to the sablefish at-sea 
processing exemption. NMFS requested public comment on this issue, and 
received none. Therefore, the clarifying addition to Sec.  
660.25(b)(6)(ii) is included in this final rule. This final rule 
implements joint registration and does not allow at-sea processing of 
non-whiting groundfish in non-IFQ fisheries, as the exemption was 
granted to vessels participating in the Shorebased IFQ Program.

5. Sablefish Allocations North of 36[hairsp][deg] N. lat.

    The allocation structure for sablefish north of 36[deg] N. lat. was 
established in FMP Amendment 6. In April 2009, the Council recommended 
final preferred intersector allocations for groundfish species under 
Amendment 21. The Council and NMFS recommended that no change be made 
to the Amendment 6 allocation structure for sablefish. However, FMP 
Amendment 21 and its implementing regulations slightly changed the 
process for allocating sablefish north of 36[deg] N. lat. (75 FR 60868, 
October 1, 2010). This final rule includes regulations aligning 
sablefish north of 36[deg] N. lat. allocations with the Amendment 6 
allocation structure, as recommended by the Council in 2009, and as 
described in the June 1, 2016 proposed rule (81 FR 34947).

6. Declaration Reports for Vessels Registered to a VMS Unit

    In 2004, the Council and NMFS implemented a vessel monitoring 
program. Since 2004, all commercial fishing vessels that take and 
retain groundfish in federal waters, or transit through federal waters 
with groundfish on board, are required to have a working VMS. The VMS, 
along with a system of fishing declaration reporting requirements, 
allows for monitoring and enforcement of areas closed to fishing. With 
this 2004 program, NMFS type-approved hardware and software, or 
``units,'' were installed on vessels in

[[Page 84422]]

order to meet these new program requirements for the groundfish 
fishery. When a VMS unit is installed on a vessel, it is registered 
with NMFS OLE and catalogued.
    There are a number of VMS units that have registered with OLE but 
those vessels have never made a declaration report. This final rule 
includes regulation changes at Sec.  660.13(d) that require all vessels 
registered to a VMS unit to submit a declaration report. Vessels 
registered to a VMS unit are required to submit a declaration report, 
regardless of fishing activities. Obtaining a declaration report from 
these vessels will give OLE the information necessary to monitor the 
activities of these vessels relative to the applicable regulations. 
This final rule also revises fisher declarations at Sec.  
660.13(d)(5)(iv)(A)(24) to include ``other.'' This category will 
include on-the-water activities that may not be fishing (e.g., 
scientific research activities). NMFS anticipates vessels may make a 
declaration of ``other'' if they are not fishing.

7. Equipment Requirements for Electronic Fish Tickets

    As described in the proposed rule, a new interface has been 
developed that uses the internet for both entry and submission of 
electronic fish ticket data. The changes to regulations at Sec.  
660.15(d) in this rule reflect the move to a web-based electronic fish 
ticket for all first receivers. Note that an internet connection is 
necessary for all steps for completion of an electronic fish ticket, 
from creating the new ticket through submission. To reflect these 
changes, the definition of ``electronic fish ticket'' at Sec.  660.11 
is also revised to reflect the web-based form used to send electronic 
fish ticket information to the PSMFC.

8. Prohibitions Regarding ``Take and Retain''

    NMFS is replacing ``taking, retaining'' with ``taking and 
retaining,'' consistent with the Council's recommendations under PCGFMP 
Amendment 14 and described in the 2016 proposed rule. With the 
exception of the sablefish primary fishery, in commercial groundfish 
fisheries vessels may ``take'' more than a single cumulative trip limit 
of a species while fishing for other species, but they may not retain 
any species above its cumulative trip limit. The phrase ``taking, 
retaining'' in this context is not clear. Therefore, to better align 
prohibitions for enforcing trip limits with the definition of ``trip 
limit,'' to improve enforceability of trip limit prohibitions, and to 
bring consistency to regulations that apply to commercial groundfish 
fisheries, prohibitions at Sec. Sec.  660.12(a)(6), 660.212(a)(2), and 
660.212(d)(1) and (2) are revised from ``take, retain'' to ``take and 
retain.''

9. Related Minor Clarifications and Non-Substantive Changes

    There are several outdated regulations, mis-specified cross-
references, inconsistencies in terminology, and areas in need of 
clarification throughout the groundfish regulations that pertain to 
commercial sablefish fishing. For the reasons stated in the proposed 
rule, this rule implements all of the updates, corrections, 
clarifications and non-substantive edits described in the proposed 
rule.

Response to Comments

    During the comment period of the proposed rule, NMFS received two 
comment letters from participants in the fishing industry in support of 
the proposed regulation changes to allow joint registration of trawl 
and non-trawl permits and the limited exemption from ownership 
limitation restrictions. NMFS also received a letter of comment 
regarding VMS equipment requirements on board fishing vessels, which 
are not revised in this rule, are outside the scope of this action, 
and, therefore, are not discussed further here. NMFS addresses other 
comments below:
    Comment 1: Information on an electronic fish ticket will not 
immediately become available to quota managers because the data will 
need to be entered by data entry personnel who do not work over the 
weekend.
    Response: This is an automated system, and availability of 
submitted electronic fish ticket data does not rely on action by system 
administrators. Upon submission of the electronic fish ticket by first 
receivers, catch information is immediately available to vessel 
operators, enforcement, and federal and state fishery managers.
    Comment 2: The time requirement for submitting a fish ticket under 
the new regulation is inconsistent with some California state fish 
ticket and transport ticket regulations.
    Response: California Department of Fish and Wildlife is in the 
process of developing a monitoring system that incorporates electronic 
tickets. While the electronic fish tickets required by this provision 
contain similar information as submitted on state tickets, it does not 
replace or change the state requirements (Sec.  660.11). Furthermore, 
any vessels participating in federal fisheries are subject to federal 
regulations (Sec.  660.2).
    Comment 3: NMFS should acknowledge that interruption of internet 
service, equipment failures, etc. may make electronic fish tickets 
impractical.
    Response: NMFS has implemented a system in which a web browser on 
any electronic device can be used to create and submit electronic fish 
tickets. Therefore, even allowing for possible, temporary interruptions 
in service or equipment problems, 24 hours is deemed an appropriate 
amount of time to complete the fish ticket.
    Comment 4: In some situations, the fish have been both landed and 
transported by the vessel operator, and no paperwork has been completed 
because the fish buyer has not yet taken possession of them.
    Response: The trigger for written documentation of the landing is 
not the point at which the fish buyer or the first receiver takes 
possession of the fish. Written documentation of the fish offloaded 
from a vessel is required once the fish are removed from the vessel. 
Any fish removed from a vessel is considered a ``landing,'' per the 
definition at Sec.  660.11. If the fish removed from the vessel will 
not have an electronic fish ticket submitted prior to transport, the 
fish must be accompanied by a dock ticket (or a transportation ticket 
for vessels landing into California) with the information needed to 
complete the electronic fish ticket, per regulations at Sec. Sec.  
660.213 and 660.313. It is the responsibility of the vessel operator or 
other person taking possession of the fish upon landing to comply with 
the requirements to complete the dock ticket or transportation ticket.
    Comment 5: Regulations for the landing of fish and requirements of 
the new rule will unfairly impact first receivers that are not located 
at a processing plant.
    Response: Regulations implemented in this rule were explicitly 
drafted to address the fact that some first receivers are not located 
at processing plants, by allowing for use of dock tickets. If the first 
receiver is taking possession of fish outside of regular business 
hours, a co-signed dock ticket meets the need for documentation of 
agreement between the first receiver and vessel operator regarding the 
specifics of the landing. The dock ticket must include the electronic 
fish ticket number, which can be generated remotely via any device with 
a web browser and internet connection (e.g., mobile phone), and the 
rest of the fish ticket can be completed and submitted from dock ticket 
data within 24 hours.

[[Page 84423]]

    Comment 6: The requirement of electronic fish tickets will cause 
hardship to first receivers that must purchase and maintain the 
hardware and software needed to submit electronic fish tickets.
    Response: The improved timeliness of catch data will increase the 
ability to manage the fishery to the benefit of all participants, 
offsetting the cost of equipment needed to complete electronic fish 
tickets. The electronic ticket portal is web-based, and can be accessed 
from any electronic device (such as a computer, tablet, or mobile 
phone) with an internet browser, allowing for increased accessibility 
with multiple ways to meet reporting requirements. NMFS notes that 
requirements for electronic fish ticket submission will include the 
ability of first receivers to request a temporary waiver from these 
requirements, enabling them to submit paper tickets on a temporary 
basis. Temporary waivers will be granted on a case-by-case basis by 
NMFS, per regulations at Sec. Sec.  660.213 and 660.313.
    Comment 7: Those responsible for filling out fish tickets may not 
have the training and technical knowledge to do so, and may be assisted 
by fishermen or others as is currently done for paper tickets.
    Response: NMFS is providing a written compliance guide, and PSMFC 
staff will be available to provide training to help ensure that all 
first receivers are able to perform the duties required in this rule. 
See ADDRESSES for details on where to find these materials. Also, even 
though the first receiver must sign the fish ticket, regulations 
implemented in this final rule do not prohibit a first receiver from 
seeking technical assistance from a third party.

Changes From the Proposed Rule

    The electronic fish ticket requirements in the proposed and final 
rule offer a new, more flexible option that allows for vessels fishing 
in the sablefish primary fishery to apportion their sablefish from a 
single landing against multiple tier limits (if the vessel is 
registered to multiple sablefish endorsed permits), or against their 
the remainder of their tier limit(s) and applicable daily trip limits. 
During development of the proposed rule, it was thought that the 
electronic fish ticket system requirements were such that, in these 
situations, separate and distinct electronic fish tickets would need to 
be filled out and submitted for each part of the landing. For example, 
the first ticket for the delivery would document the sablefish pounds 
counting toward ``Permit 13, Tier 2'' and a second ticket for the same 
delivery would document the sablefish pounds counting toward ``Permit 
21, Tier 3.'' Therefore, if a vessel operator chose to apportion their 
sablefish as described above, proposed regulations required multiple 
fish tickets to be filled out. Each fish ticket is estimated to take 
approximately 10 minutes to complete and submit.
    Since publication of the proposed rule, there has been further 
exploration of how to document portions of a single sablefish delivery 
against either multiple tier limits or against both tier limits and DTL 
limits without having to duplicate some of the information by requiring 
submittal of multiple electronic fish tickets. A mechanism has been 
developed that allows catch of sablefish to be apportioned within a 
single electronic fish ticket when a vessel operator wishes to take 
advantage of the flexibility to apportion sablefish catch between 
permits (i.e., among sablefish tiers associated with the permits 
registered for use with the vessel) or between fisheries (i.e., among 
sablefish tiers harvested in the sablefish primary fishery and the DTL 
fishery). Utilizing this updated approach in the electronic fish ticket 
system, the requirement included in the proposed rule at Sec.  
660.213(e)(2)(iii) to submit multiple electronic fish tickets for a 
single delivery is unnecessary.
    Therefore, in this final rule, NMFS is removing the requirement at 
Sec.  660.213(e)(2)(iii) to submit multiple electronic fish tickets 
when a vessel operator wishes to take advantage of the flexibility to 
apportion sablefish catch between permits or between fisheries (as 
described above). This final rule provides vessel operators with the 
same flexibilities and gives fishery managers the same permit and 
landing information as the proposed regulations. However, the 
regulations at Sec.  660.213(e)(2)(iii) in this final rule are 
anticipated to relieve first receivers of some of the recordkeeping and 
reporting burden by slightly reducing the total number of electronic 
fish tickets required. As noted above, it is unknown how many vessel 
operators in the sablefish primary fishery will elect to use this new 
flexibility, therefore it is not possible to estimate exactly how much 
time may be saved by first receivers. However, this change from the 
proposed rule relieves a restriction, and is anticipated to benefit 
vessel operators and first receivers.
    The second change from the proposed rule pertains to the definition 
of ``sablefish landing'' included in that rule at Sec. Sec.  660.211 
and 660.311. The proposed rule would have required electronic fish 
tickets be submitted by first receivers of all the groundfish on board 
the vessel if that groundfish included any amount of sablefish. During 
development of the final rule, it became apparent that given the 
definition of ``sablefish landing'' the proposed rule language could be 
interpreted as requiring a first receiver of fish from a landing that 
included sablefish to submit an electronic fish ticket regardless of 
whether that first receiver was buying any sablefish. If a scenario 
arose where the sablefish landing were divided, all of the sablefish 
were sold to one first receiver, and the rest of the groundfish were 
sold to a second first receiver, the second first receiver, who did not 
take possession of any sablefish, would be required to submit an 
electronic fish ticket for those non-sablefish groundfish species. This 
would be because as proposed, the electronic fish ticket requirement 
would have applied to any ``sablefish landing,'' or any landing that 
includes any amount of sablefish harvested in the limited entry fixed 
gear fishery. ``Landing'' is defined at Sec.  660.11 and means the 
transfer or offloading of fish from any vessel. Once transfer of fish 
begins, all fish aboard the vessel are counted as part of the landing. 
Therefore, all the fish on board the vessel, even if sold to multiple 
first receivers, are all counted as part of the same landing. 
Therefore, a vessel meets the definition of having a ``sablefish 
landing'' when they have any amount of sablefish on board and begins 
the transfer of any fish from the vessel. In the above described 
situation, under proposed electronic fish ticket regulations and the 
definition of ``sablefish landing,'' both of the first receivers of 
fish from the sablefish landing would be required to submit an 
electronic fish ticket, regardless of whether the first receiver is 
taking possession of any amount of sablefish.
    The Council's recommendation was to capture all of the landings of 
sablefish for more accurate and timely accounting of sablefish harvest 
against applicable limits in the limited entry fixed gear and open 
access fisheries. Implementing an electronic fish ticket requirement 
for first receivers of non-sablefish groundfish deliveries was not 
intended and does not meet this purpose. Therefore, the proposed 
definitions of ``sablefish landing'' (as included in the proposed rule 
at Sec. Sec.  660.211 and 660.311) are not included in this final rule.
    Instead, regulations at Sec. Sec.  660.212 and 660.312 are revised 
to clarify that, if the landing is split, only the portion of the 
landing (or a delivery/offload) that

[[Page 84424]]

includes some amount of sablefish must be reported on an electronic 
fish ticket. With this revision, first receivers of a delivery that 
includes any amount of sablefish must report that entire delivery (both 
sablefish and non-sablefish groundfish) on an electronic fish ticket. 
First receivers of a delivery that does not include any sablefish would 
not be required to report via electronic fish ticket. These revisions 
better align with the Council's intent to improve the timeliness of 
sablefish catch data.

Classification

    NMFS has determined that this action is consistent with the FMP, 
the Magnuson Stevens Conservation and Management Act, and other 
applicable laws.
    The Office of Management and Budget (OMB) has determined that this 
action is not significant for purposes of Executive Order 12866.

Regulatory Flexibility Act

    A final regulatory flexibility analysis (FRFA) was prepared and 
incorporates the initial regulatory flexibility analysis (IRFA). A 
summary of the significant issues raised by the public comments in 
response to the IRFA, and NMFS responses to those comments, and a 
summary of the analyses completed to support the action are included 
below. NMFS also prepared a Regulatory Impact Review (RIR) for this 
action. A copy of the RIR/FRFA is available from NMFS (see ADDRESSES). 
A summary of the FRFA, per the requirements of 5 U.S.C. 604(a) follows:
    The Small Business Administration (SBA) has established size 
criteria for all major industry sectors in the US, including fish 
harvesting and fish processing businesses. A business primarily 
involved in finfish harvesting is classified as a small business if it 
is independently owned and operated, is not dominant in its field of 
operation (including its affiliates), and has combined annual receipts 
not in excess of $20.5 million for all its affiliated operations 
worldwide (13 CFR part 121; August 17, 2015). For commercial shellfish 
harvesters, the other qualifiers apply and the receipts threshold is 
$5.5 million. For other commercial marine harvesters, for-hire 
businesses, and marinas, the other qualifiers apply and the receipts 
threshold is $7.5 million. A business primarily involved in seafood 
processing is classified as a small business if it is independently 
owned and operated, is not dominant in its field of operation 
(including its affiliates), and has combined annual employment not in 
excess of 500 employees for all its affiliated operations worldwide. 
For seafood dealers/wholesalers, the other qualifiers apply and the 
employment threshold is 100 employees. A small organization is any not-
for-profit enterprise which is independently owned and operated and is 
not dominant in its field. Small governmental jurisdictions are 
governments of cities, counties, towns, townships, villages, school 
districts, or special districts, with populations less than 50,000.
    On December 29, 2015, NMFS issued a final rule establishing a small 
business size standard of $11 million in annual gross receipts for all 
businesses primarily engaged in the commercial fishing industry (North 
American Industry Classification System or NAICS 11411) for Regulatory 
Flexibility Act (RFA) compliance purposes only (80 FR 81194, December 
29, 2015). The $11 million standard became effective on July 1, 2016, 
and is to be used in all NMFS rules subject to the RFA after July 1, 
2016, in place of the U.S. SBA standards (described above) of $20.5 
million, $5.5 million, and $7.5 million for the finfish (NAICS 114111), 
shellfish (NAICS 114112), and other marine fishing (NAICS 114119) 
sectors of the U.S. commercial fishing industry.
    Pursuant to the RFA, and prior to July 1, 2016, an initial 
regulatory flexibility analysis was developed for this regulatory 
action using SBA's size standards. NMFS has reviewed the analyses 
prepared for this regulatory action in light of the new size standard. 
All of the harvesting entities directly regulated by this regulatory 
action were considered small under the SBA's size standards, and 
continue to be considered small under the new NMFS standard. Thus, NMFS 
has determined that the new size standard does not affect analyses 
prepared for this regulatory action.
    No significant issues were raised during public comment, and no 
changes were made as a result of public comments.
    An estimated 99 entities are potentially impacted by this rule, 
including 77 receivers and up to 22 vessels/permit holding entities. 
All of these entities are considered small according to both the SBA 
guidelines and the new NMFS standards described above. This rule is not 
anticipated to have a substantial or significant economic impact on 
small entities, or place small entities at a disadvantage to large 
entities.
    Addition of an exemption to the ownership limitation and joint 
registration are expected to positively benefit directly impacted small 
entities.
    It is assumed that all first receivers have access to a personal 
computer or other hardware/device. However, to reduce the potential 
impacts on first receivers should there be a system failure, a waiver 
may be granted by NMFS that temporarily exempts a first receiver from 
the reporting requirements and allow reasonable time to resolve the 
electronic fish ticket system problem. The duration of the waiver will 
be determined on a case-by-case basis. First receivers that are granted 
a temporary waiver from the requirement to submit electronic fish 
tickets must submit on paper the same data as are required on 
electronic fish tickets within 24 hours of the date received during the 
period that the waiver is in effect.
    Implementation of an electronic fish ticket improves the accuracy 
and timeliness of landing data and provides managers with the real time 
data necessary to do inseason management of the primary and daily trip 
limit (DTL) fisheries. It also provides enforcement with the permit-
specific landings data necessary to monitor overages in the primary 
(tier) and DTL sablefish fisheries, and could aid in enforcement of the 
owner-on-board requirement.
    There are no significant alternatives to the rule that accomplish 
the stated objectives of applicable statutes and that minimize any of 
the significant economic impact of the final rule on small entities. 
However, Section 212 of the Small Business Regulatory Enforcement 
Fairness Act of 1996 states that, for each rule or group of related 
rules for which an agency is required to prepare a FRFA, the agency 
shall publish one or more guides to assist small entities in complying 
with the rule. The agency shall explain the actions a small entity is 
required to take to comply with a rule or group of rules. As part of 
this rulemaking process, a small entity compliance guide will be sent 
to all limited entry permit owners and holders, and all persons and 
entities that have requested information on groundfish management 
actions (i.e., persons and entities on the West Coast groundfish email 
list serve), and will be posted on the NMFS West Coast Region Web site 
at http://www.westcoast.fisheries.noaa.gov/. With regards to new 
electronic fish ticket requirements, outreach and compliance guidance 
will also be available through the Pacific States Marine Fisheries 
Commission at http://pacfin.psmfc.org/.

Paperwork Reduction Act

    This final rule contains the implementation of a Federal 
requirement for an electronic fish ticket

[[Page 84425]]

to capture essential fishery catch data for commercial non-trawl 
sablefish fisheries (every commercial fishery landing that includes any 
amount of sablefish) in a timely manner, which is a collection-of-
information requirement subject to review and approval by OMB under the 
Paperwork Reduction Act (PRA). With regards to electronic fish tickets, 
this requirement has been approved by OMB as a new OMB collection (OMB 
collection 0648-0738). The public reporting burden is estimated to 
average 10 minutes per response. With regards to the ownership 
limitation exemption, this requirement has been approved by OMB as OMB 
collection 0648-0737. The public reporting burden is estimated to be 45 
minutes per response. Send comments on the burden estimates or any 
other aspects of the collection of information to West Coast Region at 
the ADDRESSES above, by email to OIRA_Submission@omb.eop.gov, or by fax 
to (202) 395-7285.
    Notwithstanding any other provision of the law, no person is 
required to respond to, and no person shall be subject to penalty for 
failure to comply with, a collection of information subject to the 
requirements of the PRA, unless that collection of information displays 
a currently valid OMB control number.
    The PRA (44 U.S.C. 3507) requires that agencies inventory and 
display a current control number assigned by the Director, Office of 
Management and Budget (OMB), for each agency information collection. 
Sec.  902.1(b) identifies the location of NOAA regulations for which 
OMB approval numbers have been issued. Because this final rule adds 
requirements for scale test report recording and maintenance, Sec.  
902.1(b) is revised to reference correctly the section resulting from 
this final rule.

List of Subjects

15 CFR Part 902

    Reporting and recordkeeping requirements.

50 CFR Part 660

    Fisheries, Fishing, and Indian fisheries.

    Dated: November 15, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.
    For the reasons set out in the preamble, 15 CFR part 902 and 50 CFR 
part 660 are amended as follows:

Title 15--Commerce and Foreign Trade

PART 902--NOAA INFORMATION COLLECTION REQUIREMENTS UNDER THE 
PAPERWORK REDUCTION ACT: OMB CONTROL NUMBERS

0
1. The authority citation for part 902 continues to read as follows:

    Authority: 44 U.S.C. 3501 et seq.


0
2. In Sec.  902.1, in the table in paragraph (b), under the entry ``50 
CFR'', revise the entries for ``660.13'', ``660.15'', ``660.17'', 
``660.25'', ``660.113'', and ``660.140'' to read as follows:


Sec.  902.1  OMB control numbers assigned pursuant to the Paperwork 
Reduction Act.

* * * * *
    (b) * * *

------------------------------------------------------------------------
                                              Current OMB  control No.
 CFR part or section where the information  (all numbers begin with 0648-
     collection requirement is located                    )
------------------------------------------------------------------------
 
                                * * * * *
50 CFR:                                     ............................
 
                                * * * * *
  660.13..................................  -0573, -0619, and -0738.
 
                                * * * * *
  660.15..................................  -0619 and -0738.
 
                                * * * * *
  660.17..................................  -0619 and -0738.
 
                                * * * * *
  660.25..................................  -0203, -0620, and -0737.
 
                                * * * * *
  660.113.................................  -0271, -0573, -0618, -0619,
                                             and -0737.
 
                                * * * * *
  660.140.................................  -0593, -0619, -0620, and -
                                             0737.
 
                                * * * * *
------------------------------------------------------------------------

Title 50--Wildlife and Fisheries

PART 660--FISHERIES OFF WEST COAST STATES

0
1. The authority citation for part 660 continues to read as follows:

    Authority: 16 U.S.C. 1801 et seq., 16 U.S.C. 773 et seq., and 16 
U.S.C. 7001 et seq.

0
2. In Sec.  660.11:
0
a. Revise the definitions for ``Base permit'' and ``Electronic fish 
ticket'';
0
b. Add in alphabetical order the definition for ``Joint registration'';
0
c. Remove the definition for ``Stacking''; and
0
d. Add in alphabetical order the definition for ``Stacking or 
stacked''.
    The revisions and additions read as follows:


Sec.  660.11  General definitions.

* * * * *
    Base permit means a sablefish-endorsed limited entry permit 
described at Sec.  660.25(b)(3)(i), subpart C, registered for use with 
a vessel that meets the permit length endorsement requirements 
appropriate to that vessel, as described at Sec.  660.25(b)(3)(iii), 
subpart C.
* * * * *
    Electronic fish ticket means a web-based form that is used to send 
landing data to the Pacific States Marine Fisheries Commission. 
Electronic fish tickets are used to collect information similar to the 
information required in state fish receiving tickets or landing 
receipts, but do not replace or change any state requirements.
* * * * *
    Joint registration or jointly registered means simultaneously 
registering both trawl-endorsed and longline or trap/pot-endorsed 
limited entry permits for use with a single vessel in one of the 
configurations described at Sec.  660.25(b)(4)(iv).
* * * * *
    Stacking or stacked means registering more than one sablefish-
endorsed limited entry permit for use with a single vessel (See Sec.  
660.25(b)(4)(iii), subpart C).
* * * * *

0
3. In Sec.  660.12, revise paragraph (a)(6) to read as follows:


Sec.  660.12  General groundfish prohibitions.

* * * * *
    (a) * * *
    (6) Take and retain, possess, or land more than a single cumulative 
limit of a particular species, per vessel, per applicable cumulative 
limit period, except for sablefish taken in the primary limited entry, 
fixed gear sablefish season from a vessel authorized to fish in that 
season, as described at Sec.  660.231, subpart E.
* * * * *

0
4. In Sec.  660.13, revise paragraph (d) introductory text and 
paragraphs (d)(5)(ii) and (iii) and (d)(5)(iv)(A)(24) to read as 
follows:


Sec.  660.13  Recordkeeping and reporting.

* * * * *
    (d) Declaration reporting requirements--When the operator of a 
vessel registers a VMS unit with NMFS OLE, the vessel operator must 
provide NMFS with a declaration report as specified at paragraph 
(d)(5)(iv) of this section. The operator of any vessel that

[[Page 84426]]

has already registered a VMS unit with NMFS OLE but has not yet made a 
declaration, as specified at paragraph (d)(5)(iv) of this section, must 
provide NMFS with a declaration report upon request from NMFS OLE.
    (5) * * *
    (ii) A declaration report will be valid until another declaration 
report revising the existing gear or fishery declaration is received by 
NMFS OLE. The vessel operator must send a new declaration report before 
leaving port on a trip that meets one of the following criteria:
    (A) A gear type that is different from the gear type most recently 
declared for the vessel will be used, or
    (B) A vessel will fish in a fishery other than the fishery most 
recently declared.
    (iii) During the period of time that a vessel has a valid 
declaration report on file with NMFS OLE, it cannot fish with a gear 
other than a gear type declared by the vessel or fish in a fishery 
other than the fishery most recently declared.
    (iv) * * *
    (A) * * *
    (24) Other, or
* * * * *

0
5. In Sec.  660.15, revise paragraphs (a) and (d) to read as follows:


Sec.  660.15   Equipment requirements.

    (a) Applicability. This section contains the equipment and 
operational requirements for scales used to weigh catch at sea, scales 
used to weigh catch at IFQ first receivers, hardware and software for 
electronic fish tickets, and computer hardware for electronic logbook 
software. Unless otherwise specified by regulation, the operator or 
manager must retain, for 3 years, a copy of all records described in 
this section and make the records available upon request to NMFS staff 
or an authorized officer.
* * * * *
    (d) Electronic fish tickets. First receivers are required to meet 
the hardware and software requirements below.
    (1) Hardware and software requirements. A personal computer system, 
tablet, mobile device, or other device that has software (e.g. web 
browser) capable of submitting information over the internet, such that 
submission to Pacific States Marine Fisheries Commission can be 
executed effectively.
    (2) Internet access. The first receiver is responsible for 
maintaining internet access sufficient to access the web-based 
interface and submit completed electronic fish ticket forms.
    (3) Maintenance. The first receiver is responsible for ensuring 
that all hardware and software required under this subsection are fully 
operational and functional whenever they receive, purchase, or take 
custody, control, or possession of groundfish species for which an 
electronic fish ticket is required. ``Functional'' means that the 
software requirements and minimum hardware requirements described at 
paragraphs (d)(1) and (2) of this section are met and submission to 
Pacific States Marine Fisheries Commission can be executed effectively 
by the equipment.
    (4) Improving data quality. Vessel owners and operators, first 
receivers, or shoreside processor owners, or managers may contact NMFS 
to request assistance in improving data quality and resolving issues. 
Requests may be submitted to: Attn: Electronic Fish Ticket Monitoring, 
National Marine Fisheries Service, West Coast Region, Sustainable 
Fisheries Division, 7600 Sand Point Way, NE., Seattle, WA 98115.

0
6. In Sec.  660.25:
0
a. Revise paragraph (b)(1)(v);
0
b. Remove paragraph (b)(3)(iv)(B);
0
c. Redesignate paragraph (b)(3)(iv)(C) as (b)(3)(iv)(B);
0
d. Revise newly redesignated paragraphs (b)(3)(iv)(B)(3) and (4);
0
e. Add new paragraph (b)(3)(iv)(C);
0
f. Revise paragraphs (b)(3)(v), (b)(4) introductory text, (b)(4)(i)(D), 
and (b)(4)(iii);
0
g. Redesignate paragraphs (b)(4)(iv) through (b)(4)(ix) as (b)(4)(v) 
through (b)(4)(x);
0
h. Add a new paragraph (b)(4)(iv);
0
i. Revise newly redesignated paragraphs (b)(4)(v)(A) and (B), 
(b)(4)(vi)(A) and (B), and (b)(4)(vii)(A); and
0
j. Revise (b)(6).
    The revisions and additions read as follows:


Sec.  660.25  Permits.

* * * * *
    (b) * * *
    (1) * * *
    (v) Initial administrative determination (IAD). SFD will make a 
determination regarding permit endorsements, renewal, replacement, 
change in permit ownership and change in vessel registration. SFD will 
notify the permit owner in writing with an explanation of any 
determination to deny a permit endorsement, renewal, replacement, 
change in permit ownership or change in vessel registration. The SFD 
will decline to act on an application for permit endorsement, renewal, 
replacement, or change in registration of a limited entry permit if the 
permit is subject to sanction provisions of the Magnuson-Stevens Act at 
16 U.S.C. 1858(a) and implementing regulations at 15 CFR part 904, 
subpart D, apply.
* * * * *
    (3) * * *
    (iv) * * *
    (B) * * *
    (3) A partnership or corporation will lose the exemptions provided 
in paragraphs (b)(3)(iv)(B)(1) and (2) of this section on the effective 
date of any change in the corporation or partnership from that which 
existed on November 1, 2000. A ``change'' in the partnership or 
corporation is defined at Sec.  660.11. A change in the partnership or 
corporation must be reported to SFD within 15 calendar days of the 
addition of a new shareholder or partner.
    (4) Any partnership or corporation with any ownership interest in a 
limited entry permit with a sablefish endorsement or in the vessel 
registered to the permit shall document the extent of that ownership 
interest with NMFS via the Identification of Ownership Interest Form 
sent to the permit owner through the annual permit renewal process and 
whenever a change in permit owner, vessel owner, and/or vessel 
registration occurs as described at paragraph (b)(4)(v) and (vi) of 
this section. NMFS will not renew a sablefish-endorsed limited entry 
permit through the annual renewal process described at paragraph 
(b)(4)(i) of this section, or approve a change in permit owner, vessel 
owner, and/or vessel registration unless the Identification of 
Ownership Interest Form has been completed. Further, if NMFS discovers 
through review of the Identification of Ownership Interest Form that an 
individual person, partnership, or corporation owns or holds more than 
3 permits and is not authorized to do so under paragraph 
(b)(3)(iv)(B)(2) of this section, the individual person, partnership or 
corporation will be notified and the permits owned or held by that 
individual person, partnership, or corporation will be void and 
reissued with the vessel status as ``unidentified'' until the permit 
owner owns and/or holds a quantity of permits appropriate to the 
restrictions and requirements described in paragraph (b)(3)(iv)(B)(2) 
of this section. If NMFS discovers through review of the Identification 
of Ownership Interest Form that a partnership or corporation has had a 
change in membership since November 1, 2000, as described in paragraph 
(b)(3)(iv)(B)(3) of this section, the partnership or corporation will 
be notified, NMFS will void any existing permits, and reissue any 
permits owned and/or held by that partnership or

[[Page 84427]]

corporation in ``unidentified'' status with respect to vessel 
registration until the partnership or corporation is able to register 
ownership of those permits to persons authorized under this section to 
own sablefish-endorsed limited entry permits.
* * * * *
    (C) Ownership limitation exemption. As described in (b)(3)(iv)(B) 
of this section, no individual person, partnership, or corporation in 
combination may own and/or hold more than three sablefish-endorsed 
permits. A vessel owner that meets the qualifying criteria described in 
paragraph (b)(3)(iv)(C)(1) of this section may request an exemption 
from the ownership limitation.
    (1) Qualifying criteria. The three qualifying criteria for an 
ownership limitation exemption are: The vessel owner currently has no 
more than 20 percent ownership interest in a vessel registered to the 
sablefish endorsed permit, the vessel owner currently has ownership 
interest in Alaska sablefish individual fishing quota, and the vessel 
has fished in the past 12-month period in both the West Coast 
groundfish limited entry fixed gear fishery and the Sablefish IFQ 
Program in Alaska. The best evidence of a vessel owner having met these 
qualifying criteria will be state fish tickets or landing receipts from 
the West Coast states and Alaska. The qualifying vessel owner may seek 
an ownership limitation exemption for sablefish endorsed permits 
registered to no more than two vessels.
    (2) Application and issuance process for an ownership limitation 
exemption. The SFD will make the qualifying criteria and application 
instructions available online at www.westcoast.fisheries.noaa.gov/fisheries/groundfish/index.html. A vessel owner who believes that they 
may qualify for the ownership limitation exemption must submit evidence 
with their application showing how their vessel has met the qualifying 
criteria described at paragraph (b)(3)(iv)(C)(1) of this section. The 
vessel owner must also submit a Sablefish Permit Ownership Limitation 
Exemption Identification of Ownership Interest form that includes 
disclosure of percentage of ownership in the vessel and disclosure of 
individual shareholders in any entity. Paragraph (i) of this section 
sets out the relevant evidentiary standards and burden of proof. 
Applications may be submitted at any time to NMFS at: NMFS West Coast 
Region, Sustainable Fisheries Division, ATTN: Fisheries Permit Office--
Sablefish Ownership Limitation Exemption, 7600 Sand Point Way NE., 
Seattle, WA 98115. After receipt of a complete application, the SFD 
will issue an IAD in writing to the applicant determining whether the 
applicant qualifies for the exemption. If an applicant chooses to file 
an appeal of the IAD, the applicant must follow the appeals process 
outlined at paragraph (g) of this section and, for the timing of the 
appeals, at paragraph (g)(4)(ii) of this section.
    (3) Exemption status. If at any time a change occurs relative to 
the qualifying criteria described at paragraph (b)(3)(iv)(C)(1), the 
vessel owner to whom the ownership limitation exemption applies must 
notify NMFS within 30 calendar days. If such changes mean the vessel 
owner no longer meets the qualifying criteria, the ownership limitation 
exemption becomes automatically null and void 30 calendar days after 
the date the vessel owner no longer meets the qualifying criteria. At 
any time, NMFS may request that the vessel owner submit a new exemption 
application. If NMFS at any time finds the vessel owner no longer meets 
the qualifying criteria described at paragraph (b)(3)(iv)(C)(1) of this 
section NMFS will issue an IAD, which may be appealed, as described at 
paragraph (g) of this section.
    (v) MS/CV endorsement. An MS/CV endorsement on a trawl limited 
entry permit conveys a conditional privilege that allows a vessel 
registered to it to fish in either the coop or non-coop fishery in the 
MS Coop Program described at Sec.  660.150, subpart D. The provisions 
for the MS/CV-endorsed limited entry permit, including eligibility, 
renewal, change of permit ownership, vessel registration, combinations, 
accumulation limits, fees, and appeals are described at Sec.  660.150. 
Each MS/CV endorsement has an associated catch history assignment (CHA) 
that is permanently linked as originally issued by NMFS and which 
cannot be divided or registered separately to another limited entry 
trawl permit. Regulations detailing this process and MS/CV-endorsed 
permit combinations are outlined in Sec.  660.150(g)(2), subpart D.
* * * * *
    (4) Limited entry permit actions--renewal, combination, stacking, 
joint registration, change of permit owner or vessel owner, and change 
in vessel registration--
    (i) * * *
    (D) Limited entry permits with sablefish endorsements, as described 
at paragraph (b)(3)(iv) of this section, will not be renewed until SFD 
has received complete documentation of permit ownership as required 
under paragraph (b)(3)(iv)(B)(4) of this section.
* * * * *
    (iii) Stacking limited entry permits. ``Stacking'' limited entry 
permits, as defined at Sec.  660.11, refers to the practice of 
registering more than one sablefish-endorsed permit for use with a 
single vessel. Only limited entry permits with sablefish endorsements 
may be stacked. Up to 3 limited entry permits with sablefish 
endorsements may be registered for use with a single vessel during the 
sablefish primary season described at Sec.  660.231, subpart E. 
Privileges, responsibilities, and restrictions associated with stacking 
permits to fish in the sablefish primary fishery are described at Sec.  
660.231, subpart E and at paragraph (b)(3)(iv) of this section.
    (iv) Joint registration of limited entry permits--(A) General. 
``Joint registration'' of limited entry permits, as defined at Sec.  
660.11, is the practice of simultaneously registering both trawl-
endorsed and longline or trap/pot-endorsed limited entry permits for 
use with a single vessel.
    (B) Restrictions. Subject to vessel size endorsements in paragraph 
(b)(3)(iii), any limited entry permit with a trawl endorsement and any 
limited entry permit with a longline or trap/pot endorsement may be 
jointly registered for use with a single vessel but only in one of the 
following configurations:
    (1) a single trawl-endorsed limited entry permit and one, two or 
three sablefish-endorsed fixed gear (longline and/or fishpot endorsed) 
limited entry permits; or
    (2) a single trawl-endorsed limited entry permit and one longline-
endorsed limited entry permit for use with a single vessel.
    (v) * * *
    (A) General. Change in permit owner and/or vessel owner 
applications must be submitted to NMFS with the appropriate 
documentation described at paragraphs (b)(4)(viii) and (ix) of this 
section. The permit owner may convey the limited entry permit to a 
different person. The new permit owner will not be authorized to use 
the permit until the change in permit owner has been registered with 
and approved by NMFS. NMFS will not approve a change in permit owner 
for a limited entry permit with a sablefish endorsement that does not 
meet the ownership requirements for such permit described at paragraph 
(b)(3)(iv)(B) of this section. NMFS will not approve a change in permit 
owner for a limited entry permit with an MS/CV endorsement or an MS 
permit that

[[Page 84428]]

does not meet the ownership requirements for such permit described at 
Sec.  660.150(g)(3), and Sec.  660.150(f)(3), respectively. NMFS 
considers the following as a change in permit owner that would require 
registering with and approval by NMFS, including but not limited to: 
Selling the permit to another individual or entity; adding an 
individual or entity to the legal name on the permit; or removing an 
individual or entity from the legal name on the permit. A change in 
vessel owner includes any changes to the name(s) of any or all vessel 
owners, as registered with USCG or a state. The new owner(s) of a 
vessel registered to a limited entry permit must report any change in 
vessel ownership to NMFS within 30 calendar days after such change has 
been registered with the USCG or a state licensing agency.
    (B) Effective date. The change in permit ownership or change in the 
vessel holding the permit will be effective on the day the change is 
approved by NMFS, unless there is a concurrent change in the vessel 
registered to the permit. Requirements for changing the vessel 
registered to the permit are described at paragraph (b)(4)(vi) of this 
section.
* * * * *
    (vi) * * *
    (A) General. A permit may not be used with any vessel other than 
the vessel registered to that permit. For purposes of this section, a 
permit change in vessel registration occurs when, through SFD, a permit 
owner registers a limited entry permit for use with a new vessel. 
Permit change in vessel registration applications must be submitted to 
SFD with the appropriate documentation described at paragraph 
(b)(4)(viii) of this section. Upon receipt of a complete application, 
and following review and approval of the application, the SFD will 
reissue the permit registered to the new vessel. Applications to change 
vessel registration on limited entry permits with sablefish 
endorsements will not be approved until SFD has received complete 
documentation of permit ownership as described at paragraph 
(b)(3)(iv)(B)(4) and as required under paragraph (b)(4)(viii) of this 
section. Applications to change vessel registration on limited entry 
permits with trawl endorsements or MS permits will not be approved 
until SFD has received complete EDC forms as required under Sec.  
660.114, subpart D.
    (B) Application. Change in vessel registration applications must be 
submitted to NMFS with the appropriate documentation described at 
paragraphs (b)(4)(viii) and (ix) of this section. At a minimum, a 
permit owner seeking to change vessel registration of a limited entry 
permit shall submit to NMFS a signed application form and his/her 
current limited entry permit before the first day of the cumulative 
limit period in which they wish to fish. If a permit owner provides a 
signed application and current limited entry permit after the first day 
of a cumulative limit period, the permit will not be effective until 
the succeeding cumulative limit period. NMFS will not approve a change 
in vessel registration until it receives a complete application, the 
existing permit, a current copy of the USCG 1270, and other required 
documentation.
* * * * *
    (vii) * * *
    (A) General. A permit owner may designate the vessel registration 
for a permit as ``unidentified,'' meaning that no vessel has been 
identified as registered for use with that permit. No vessel is 
authorized to use a permit with the vessel registration designated as 
``unidentified.'' A vessel owner who removes a permit from his vessel 
and registers that permit as ``unidentified'' is not exempt from VMS 
requirements at Sec.  660.14, unless specifically authorized by that 
section. When a permit owner requests that the permit's vessel 
registration be designated as ``unidentified,'' the transaction is not 
considered a change in vessel registration for purposes of this 
section. Any subsequent request by a permit owner to change from the 
``unidentified'' status of the permit in order to register the permit 
with a specific vessel will be considered a change in vessel 
registration and subject to the restriction on frequency and timing of 
changes in vessel registration.
* * * * *
    (6) At-sea processing exemptions--(i) Sablefish at-sea processing 
exemption. No new applications for sablefish at-sea processing 
exemptions will be accepted. As specified at Sec.  660.212(d)(3), 
subpart E, vessels are prohibited from processing sablefish at sea that 
were caught in the sablefish primary fishery without a sablefish at-sea 
processing exemption. Any sablefish at-sea processing exemptions were 
issued to a particular vessel and that permit and vessel owner who 
requested the exemption. The exemption is not part of the limited entry 
permit. The exemption cannot be registered with any other vessel, 
vessel owner, or permit owner for any reason. The exemption only 
applies to at-sea processing of sablefish caught in the sablefish 
primary fishery. The sablefish at-sea processing exemption will expire 
upon registration of the vessel to a new owner or if the vessel is 
totally lost, as defined at Sec.  660.11.
    (ii) Non-whiting at-sea processing exemption. No new applications 
for non-whiting at-sea processing exemptions will be accepted. As 
specified at Sec.  660.112(b)(1)(xii), subpart D, vessels are 
prohibited from processing non-whiting groundfish at sea that were 
caught in the Shorebased IFQ Program without a non-whiting at-sea 
processing exemption. Any non-whiting at-sea processing exemptions were 
issued to a particular vessel and that permit and/or vessel owner who 
requested the exemption. The exemption is not part of the limited entry 
permit. The exemption is not transferable to any other vessel, vessel 
owner, or permit owner for any reason. The exemption only applies to 
at-sea processing of non-whiting groundfish caught in the Shorebased 
IFQ Program. The non-whiting at-sea processing exemption will expire 
upon registration of the vessel to a new owner or if the vessel is 
totally lost, as defined at Sec.  660.11.
* * * * *

0
7. In Sec.  660.55, revise paragraph (f) introductory text and 
paragraphs (h)(1) and (2) to read as follows:


Sec.  660.55  Allocations.

* * * * *
    (f) Catch accounting. Catch accounting refers to how the catch in a 
fishery is monitored against the allocations described in this section. 
For species with trawl/nontrawl allocations, catch of those species are 
counted against the trawl/nontrawl allocations as explained in 
paragraph (f)(1) of this section. For species with limited entry/open 
access allocations in a given biennial cycle, catch of those species 
are counted against the limited entry/open access allocations as 
explained in paragraph (f)(1)(ii) of this section.
* * * * *
    (h) * * *
    (1) Tribal/nontribal allocation. The sablefish allocation to 
Pacific coast treaty Indian tribes is identified at Sec.  660.50(f)(2). 
The remainder is available to the nontribal fishery (limited entry, 
open access (directed and incidental), and research).
    (2) Between the limited entry and open access fisheries. The 
allocation of sablefish after tribal deductions is further reduced by 
the estimated total mortality of sablefish in research and recreational 
fisheries; the remaining yield (commercial harvest guideline) is

[[Page 84429]]

divided between open access and limited entry fisheries. The limited 
entry fishery allocation is 90.6 percent of the commercial harvest 
guideline. The open access allocation is 9.4 percent of the commercial 
harvest guideline and includes incidental catch in non-groundfish 
fisheries, or incidental open access.
* * * * *

0
8. In Sec.  660.60:
0
a. Revise paragraphs (h)(7) introductory text, (h)(7)(i) introductory 
text, (h)(7)(ii)(A), (h)(7)(ii)(B)(1) introductory text, and 
(h)(7)(ii)(B)(2); and
0
b. Add paragraphs (h)(7)(ii)(B)(3) and (h)(7)(iii).
    The revisions and additions read as follows:


Sec.  660.60   Specifications and management measures.

* * * * *
    (h) * * *
* * * * *
    (7) Crossover provisions. Crossover provisions apply to three 
activities: Fishing on different sides of a management line, or fishing 
in both the limited entry and open access fisheries, or fishing in both 
the Shorebased IFQ Program and the limited entry fixed gear fishery. 
NMFS uses different types of management areas for West Coast groundfish 
management, such as the north-south management areas as defined in 
Sec.  660.11. Within a management area, a large ocean area with 
northern and southern boundary lines, trip limits, seasons, and 
conservation areas follow a single theme. Within each management area, 
there may be one or more conservation areas, defined at Sec. Sec.  
660.11 and 660.70 through 660.74. The provisions within this paragraph 
apply to vessels fishing in different management areas. Crossover 
provisions also apply to vessels that fish in both the limited entry 
and open access fisheries, or that use open access non-trawl gear while 
registered to limited entry fixed gear permits. Crossover provisions 
also apply to vessels that are jointly registered, as defined at Sec.  
660.11, fishing in both the Shorebased IFQ Program and the limited 
entry fixed gear fishery during the same cumulative limit period. 
Fishery specific crossover provisions can be found in subparts D 
through F of this part.
    (i) Fishing in management areas with different trip limits. Trip 
limits for a species or a species group may differ in different 
management areas along the coast. The following crossover provisions 
apply to vessels fishing in different geographical areas that have 
different cumulative or ``per trip'' trip limits for the same species 
or species group, with the following exceptions. Such crossover 
provisions do not apply to: IFQ species (defined at Sec.  660.140(c), 
subpart D) for vessels that are declared into the Shorebased IFQ 
Program (see Sec.  660.13(d)(5)(iv)(A), for valid Shorebased IFQ 
Program declarations); species that are subject only to daily trip 
limits; or to trip limits for black rockfish off Washington, as 
described at Sec. Sec.  660.230(e) and 660.330(e).
* * * * *
    (ii) * * *
    (A) Fishing in limited entry and open access fisheries with 
different trip limits. Open access trip limits apply to any fishing 
conducted with open access gear, even if the vessel has a valid limited 
entry permit with an endorsement for another type of gear. Except such 
provisions do not apply to IFQ species (defined at Sec.  660.140(c), 
subpart D) for vessels that are declared into the Shorebased IFQ 
Program (see Sec.  660.13(d)(5)(iv)(A) for valid Shorebased IFQ Program 
declarations). A vessel that fishes in both the open access and limited 
entry fisheries is not entitled to two separate trip limits for the 
same species. If a vessel has a limited entry permit registered to it 
at any time during the trip limit period and uses open access gear, but 
the open access limit is smaller than the limited entry limit, the open 
access limit may not be exceeded and counts toward the limited entry 
limit. If a vessel has a limited entry permit registered to it at any 
time during the trip limit period and uses open access gear, but the 
open access limit is larger than the limited entry limit, the smaller 
limited entry limit applies, even if taken entirely with open access 
gear.
    (B) * * *
    (1) Vessel registered to a limited entry trawl permit. To fish with 
open access gear, defined at Sec.  660.11, a vessel registered to a 
limited entry trawl permit must make the appropriate fishery 
declaration, as specified at Sec.  660.14(d)(5)(iv)(A). In addition, a 
vessel registered to a limit entry trawl permit must remove the permit 
from their vessel, as specified at Sec.  660.25(b)(4)(vi), unless the 
vessel will be fishing in the open access fishery under one of the 
following declarations specified at Sec.  660.13(d):
* * * * *
    (2) Vessel registered to a limited entry fixed gear permit(s). To 
fish with open access gear, defined at Sec.  660.11, subpart C, a 
vessel registered to a limit entry fixed gear permit must make the 
appropriate open access declaration, as specified at Sec.  
660.14(d)(5)(iv)(A). Vessels registered to a sablefish-endorsed 
permit(s) fishing in the sablefish primary season (described at Sec.  
660.231, subpart E) may only fish with the gear(s) endorsed on their 
sablefish-endorsed permit(s) against those limits.
    (3) Vessel jointly registered to more than one limited entry 
permit. Vessels jointly registered (under the provisions at Sec.  
660.25(b)(4)(iv)(B)) may fish with open access gear (defined at Sec.  
660.11) if they meet the requirements of both paragraphs 
(h)(7)(ii)(B)(1) and (2) of this section.
    (iii) Fishing in both the Shorebased IFQ Program and the limited 
entry fixed gear fishery for vessels that are jointly registered.
    (A) Fishing in the Shorebased IFQ Program and limited entry fixed 
gear fishery with different trip limits. If a vessel fishes in both the 
Shorebased IFQ Program and the limited entry fixed gear fishery during 
a cumulative limit period, they are subject to the most restrictive 
trip limits for non-IFQ species.
    (B) Fishing in the Shorebased IFQ Program and the limited entry 
fixed gear sablefish primary fishery with different trip limits. If a 
vessel is jointly registered and one or more of the limited entry 
permits is sablefish endorsed, any sablefish landings made by a vessel 
declared into the limited entry fixed gear fishery after the start of 
the sablefish primary fishery count towards the tier limit(s), per 
regulations at Sec.  660.232(a)(2), subpart E. Any sablefish landings 
made by a vessel declared into the Shorebased IFQ Program must be 
covered by quota pounds, per regulations at Sec.  660.112(b), subpart 
D, and will not count towards the tier limit(s).

0
9. In Sec.  660.112:
0
a. Revise paragraphs (a)(3)(i) and (ii);
0
b. Remove paragraph (b)(1)(xii)(B); and
0
c. Redesignate paragraph (b)(1)(xii)(C) as (b)(1)(xii)(B).
    The revisions read as follows:


Sec.  660.112  Trawl fishery--prohibitions.

* * * * *
    (a) * * *
    (3) * * *
    (i) Fail to comply with all recordkeeping and reporting 
requirements at Sec.  660.13, subpart C; including failure to submit 
information, or submission of inaccurate or false information on any 
report required at Sec.  660.13(d), subpart C, and Sec.  660.113.
    (ii) Falsify or fail to make and/or file, retain or make available 
any and all reports of groundfish landings,

[[Page 84430]]

containing all data, and in the exact manner, required by the 
regulation at Sec.  660.13, subpart C, or Sec.  660.113.
* * * * *

0
10. In Sec.  660.113:
0
a. Revise paragraphs (a)(2) and (b)(4)(ii)(A);
0
b. Remove paragraphs (b)(4)(ii)(B) and (C) and redesignate paragraphs 
(b)(4)(ii)(D) through (F) as (b)(4)(ii)(B) through (D);
0
c. Revise newly redesignated paragraphs (b)(4)(ii)(C)(5) introductory 
text and (b)(4)(ii)(C)(6); and
0
d. Revise paragraphs (b)(4)(iii) and (v).
    The revisions read as follows:


Sec.  660.113  Trawl fishery--recordkeeping and reporting.

* * * * *
    (a) * * *
    (2) All records used in the preparation of records or reports 
specified in this section or corrections to these reports must be 
maintained for a period of not less than three years after the date of 
landing and must be immediately available upon request for inspection 
by NMFS or authorized officers or others as specifically authorized by 
NMFS. Records used in the preparation of required reports specified in 
this section or corrections to these reports that are required to be 
kept include, but are not limited to, any written, recorded, graphic, 
electronic, or digital materials as well as other information stored in 
or accessible through a computer or other information retrieval system; 
worksheets; weight slips; preliminary, interim, and final tally sheets; 
receipts; checks; ledgers; notebooks; diaries; spreadsheets; diagrams; 
graphs; charts; tapes; disks; or computer printouts. All relevant 
records used in the preparation of electronic fish ticket reports or 
corrections to these reports, including dock tickets, must be 
maintained for a period of not less than three years after the date of 
landing and must be immediately available upon request for inspection 
by NMFS or authorized officers or others as specifically authorized by 
NMFS.
    (b) * * *
    (4) * * *
    (ii) * * *
    (A) Include, as part of each electronic fish ticket submission, the 
actual scale weight for each groundfish species as specified by 
requirements at Sec.  660.15(c), and the vessel identification number. 
Use, and maintain in good working order, hardware, software, and 
internet access as specified at Sec.  660.15(d).
* * * * *
    (C) * * *
    (5) Prior to submittal, three copies of the printed, signed, 
electronic fish ticket must be produced by the IFQ first receiver and a 
copy provided to each of the following:
* * * * *
    (6) After review and signature, the electronic fish ticket must be 
submitted within 24 hours of the completion of the offload, as 
specified in paragraph (b)(4)(ii)(B) of this section.
* * * * *
    (iii) Revising a submission. In the event that a data error is 
found, electronic fish ticket submissions must be revised by 
resubmitting the revised form electronically. Electronic fish tickets 
are to be used for the submission of final data. Preliminary data, 
including estimates of fish weights or species composition, shall not 
be submitted on electronic fish tickets.
* * * * *
    (v) Reporting requirements when a temporary waiver has been 
granted. IFQ first receivers that have been granted a temporary waiver 
from the requirement to submit electronic fish tickets must submit on 
paper the same data as is required on electronic fish tickets within 24 
hours of the date received during the period that the waiver is in 
effect. Paper fish tickets must be sent by facsimile to NMFS, West 
Coast Region, Sustainable Fisheries Division, 206-526-6736 or by 
delivering it in person to 7600 Sand Point Way NE., Seattle, WA 98115. 
The requirements for submissions of paper tickets in this paragraph are 
separate from, and in addition to existing state requirements for 
landing receipts or fish receiving tickets.
* * * * *


Sec.  660.114   [Amended]

0
11. Amend Sec.  660.114(b) by removing the words ``Sec.  
660.25(b)(4)(v)'' wherever they appear and adding in their place the 
words ``Sec.  660.25(b)(4)(vi)''.

0
12. In Sec.  660.212, revise paragraph (a)(2), add paragraphs (a)(3) 
through (5), and revise paragraphs (b) and (d)(1) and (2) to read as 
follows:


Sec.  660.212  Fixed gear fishery--prohibitions.

* * * * *
    (a) * * *
    (2) Take and retain, possess, or land more than a single cumulative 
limit of a particular species, per vessel, per applicable cumulative 
limit period, except for sablefish taken in the limited entry fixed 
gear sablefish primary season from a vessel authorized to fish in that 
season, as described at Sec.  660.231 and except for IFQ species taken 
in the Shorebased IFQ Program from a vessel authorized under gear 
switching provisions as described at Sec.  660.140(k).
    (3) Transport fish, if that fish includes any amount of sablefish, 
away from the point of landing before being sorted and weighed by 
federal groundfish species or species group, and recorded for 
submission on an electronic fish ticket under Sec.  660.213(e). (If 
fish will be transported to a different location for processing, all 
sorting and weighing to federal groundfish species groups must occur 
before transporting the fish away from the point of landing).
    (4) Mix fish from more than one landing, where one or more of the 
landings includes any sablefish, prior to the fish being sorted and 
weighed for reporting on an electronic fish ticket under Sec.  
660.213(e).
    (5) Process, sell, or discard any fish, if that fish includes any 
amount of sablefish, that has not been accounted for on an electronic 
fish ticket under Sec.  660.213(e).
    (b) Recordkeeping and reporting. (1) Fail to comply with all 
recordkeeping and reporting requirements at Sec.  660.13, subpart C; 
including failure to submit information, or submission of inaccurate or 
false information on any report required at Sec.  660.13(d), subpart C, 
and Sec.  660.213.
    (2) Falsify or fail to make and/or file, retain or make available 
any and all reports of groundfish landings that include sablefish, 
containing all data, and in the exact manner, required by the 
regulation at Sec.  660.13, subpart C, or Sec.  660.213.
* * * * *
    (d) Sablefish fisheries. (1) Take and retain, possess or land 
sablefish under the tier limits provided for the limited entry, fixed 
gear sablefish primary season, described in Sec.  660.231(b)(3), from a 
vessel that is not registered to a limited entry permit with a 
sablefish endorsement.
    (2) Take and retain, possess or land sablefish in the sablefish 
primary season, described at Sec.  660.231(b), unless the owner of the 
limited entry permit registered for use with that vessel and 
authorizing the vessel to fish in the sablefish primary season is on 
board that vessel. Exceptions to this prohibition are provided at Sec.  
660.231(b)(4)(i) and (ii).
* * * * *

0
13. In Sec.  660.213, revise paragraph (d)(1) and add paragraph (e) to 
read as follows:


Sec.  660.213  Fixed gear fishery--recordkeeping and reporting.

* * * * *
    (d) * * *
    (1) Any person landing groundfish must retain on board the vessel 
from

[[Page 84431]]

which groundfish are landed, and provide to an authorized officer upon 
request, copies of any and all reports of groundfish landings 
containing all data, and in the exact manner, required by the 
applicable state law throughout the cumulative limit period during 
which a landing occurred and for 15 days thereafter. All relevant 
records used in the preparation of electronic fish ticket reports or 
corrections to these reports, including dock tickets, must be 
maintained for a period of not less than three years after the date of 
landing and must be immediately available upon request for inspection 
by NMFS or authorized officers or others as specifically authorized by 
NMFS.
* * * * *
    (e) Electronic fish ticket. The first receiver, as defined at Sec.  
660.11, subpart C, of fish, if that fish includes any amount of 
sablefish, from a limited entry fixed gear vessel, is responsible for 
compliance with all reporting requirements described in this paragraph. 
Per requirements at Sec.  660.212(a), all fish, if that fish includes 
any amount of sablefish, must be reported via electronic fish ticket. 
When used in this paragraph, submit means to transmit final electronic 
fish ticket information via web-based form or, if a waiver is granted, 
by paper form. When used in this paragraph, record means the action of 
documenting electronic fish ticket information in any written format.
    (1) Required information. All first receivers must provide the 
following types of information: Date of landing, vessel that made the 
landing, vessel identification number, limited entry permit number(s), 
name of the vessel operator, gear type used, receiver, actual weights 
of species landed listed by species or species group including species 
with no value, condition landed, number of salmon by species, number of 
Pacific halibut, ex-vessel value of the landing by species, fish caught 
inside/outside 3 miles or both, and any other information deemed 
necessary by the Regional Administrator (or designee) as specified on 
the appropriate electronic fish ticket form.
    (2) Submissions. The first receiver must:
    (i) Include, as part of each electronic fish ticket submission, the 
actual scale weight for each groundfish species as specified by 
requirements at Sec.  660.15(c), the vessel identification number, and 
the limited entry permit number. Use and maintain, for the purposes of 
submitting electronic fish tickets, equipment as specified at Sec.  
660.15(d).
    (ii) Submit a completed electronic fish ticket(s) no later than 24 
hours after the date of landing, unless a waiver of this requirement 
has been granted under provisions specified at paragraph (e)(4) of this 
section.
    (iii) Sablefish from a single landing in the limited entry fixed 
gear sablefish primary fishery may be counted against more than one 
stacked permit, or against a tier limit(s) and the cumulative trip 
limit in the DTL fishery. For vessels with stacked limited entry 
sablefish permits, defined at Sec.  660.12, sablefish may be divided 
for the purposes of apportioning the sablefish amongst the remaining 
tier limits associated with each of the stacked permits; in that 
instance the electronic fish ticket(s) must record all pertinent 
limited entry permit numbers and apportion sablefish landed against 
each tier limit. Per regulations at Sec.  660.232(a)(2) a vessel may 
apportion sablefish catch between the remainder of its tier limit(s) 
and against the applicable DTL limits; in that instance the electronic 
fish ticket must be used to apportion sablefish landed against the 
tier(s) from the sablefish landed against cumulative trip limits of the 
DTL fishery. If sablefish is apportioned in either of the ways 
described in this paragraph, the electronic fish ticket must meet the 
process and submittal requirements specified in paragraphs (e)(iv) and 
(v) of this section. In addition, the owner-on-board, unless exempted 
under regulations at Sec.  660.231(a)(4), must review and sign 
documentation of the landing, as described in paragraphs (e)(2)(iv) and 
(v) of this section.
    (iv) If electronic fish tickets will be submitted prior to 
processing or transport, follow these process and submittal 
requirements:
    (A) After completing the landing, the electronic fish ticket 
information must be recorded immediately.
    (B) Prior to submittal of the electronic fish ticket, the 
information recorded for the electronic fish ticket must be reviewed by 
the vessel operator who delivered the fish and the port sampler, if one 
is present. If required by regulations at Sec.  660.231(a)(4), the 
owner-on-board must also review the information recorded on the 
electronic fish ticket prior to submittal.
    (C) After review, the receiver and the vessel operator must sign a 
printed hard copy of the electronic fish ticket or, if the landing 
occurs outside of business hours, the original dock ticket. If required 
by regulations at Sec.  660.231(a)(4), the owner-on-board must also 
sign a printed copy of the electronic fish ticket or, if the landing 
occurs outside of business hours, the original dock ticket.
    (D) Prior to submittal, three copies of the signed electronic fish 
ticket must be produced by the receiver and a copy provided to each of 
the following:
    (1) The vessel operator and/or the owner-on-board,
    (2) The state of origin if required by state regulations, and
    (3) The first receiver.
    (E) After review and signature, the electronic fish ticket must be 
submitted within 24 hours after the date of landing, as specified in 
paragraph (e)(2)(ii) of this section.
    (v) If electronic fish tickets will be submitted after transport, 
follow these process and submittal requirements:
    (A) The vessel name, limited entry permit number, and the 
electronic fish ticket number must be recorded on each dock ticket 
related to that landing.
    (B) Upon completion of the dock ticket, but prior to transfer of 
the landing to another location, the dock ticket information that will 
be used to complete the electronic fish ticket must be reviewed by the 
vessel operator who delivered the fish. If the electronic fish ticket 
will report landings of sablefish in the sablefish primary fishery, the 
owner-on-board, unless exempted under regulations at Sec.  
660.231(a)(4), must review the information recorded on the dock ticket 
prior to transfer of the landing to another location.
    (C) After review, the first receiver and the vessel operator must 
sign the original copy of each dock ticket related to that landing. If 
a dock ticket includes landings of sablefish in the sablefish primary 
fishery, the owner-on-board, unless exempted under regulations at Sec.  
660.231(a)(4), must sign the original copy of that dock ticket.
    (D) Prior to submittal of the electronic fish ticket, three copies 
of the signed dock ticket must be produced by the first receiver and a 
copy provided to each of the following:
    (1) The vessel operator and/or the owner-on-board,
    (2) The state of origin if required by state regulations, and
    (3) The first receiver.
    (E) Based on the information contained in the signed dock ticket, 
the electronic fish ticket must be completed and submitted within 24 
hours of the completion of the landing, as specified in paragraph 
(e)(2)(ii) of this section.
    (F) Three copies of the electronic fish ticket must be produced by 
the first receiver and a copy provided to each of the following:
    (1) The vessel operator and/or the owner-on-board,
    (2) The state of origin if required by state regulations, and
    (3) The first receiver.

[[Page 84432]]

    (3) Revising a submission. In the event that a data error is found, 
electronic fish ticket submissions must be revised by resubmitting the 
revised form electronically. Electronic fish tickets are to be used for 
the submission of final data. Preliminary data, including estimates of 
fish weights or species composition, shall not be submitted on 
electronic fish tickets.
    (4) Waivers for submission. On a case-by-case basis, a temporary 
written waiver of the requirement to submit electronic fish tickets may 
be granted by the Assistant Regional Administrator or designee if he/
she determines that circumstances beyond the control of a receiver 
would result in inadequate data submissions using the electronic fish 
ticket system. The duration of the waiver will be determined on a case-
by-case basis.
    (5) Reporting requirements when a temporary waiver has been 
granted. Receivers that have been granted a temporary waiver from the 
requirement to submit electronic fish tickets must submit on paper the 
same data as is required on electronic fish tickets within 24 hours of 
the date received during the period that the waiver is in effect. Paper 
fish tickets must be sent by facsimile to NMFS, West Coast Region, 
Sustainable Fisheries Division, 206-526-6736 or by delivering it in 
person to 7600 Sand Point Way NE., Seattle, WA 98115. The requirements 
for submissions of paper tickets in this paragraph are separate from, 
and in addition to existing state requirements for landing receipts or 
fish receiving tickets.

0
14. In Sec.  660.231, revise paragraphs (a), (b)(1) through (3), and 
(b)(4) introductory text to read as follows:


Sec.  660.231  Limited entry fixed gear sablefish primary fishery.

* * * * *
    (a) Sablefish endorsement. In addition to requirements pertaining 
to fishing in the limited entry fixed gear fishery (described in 
subparts C and E), a vessel may not fish in the sablefish primary 
season for the limited entry fixed gear fishery, unless at least one 
limited entry permit with both a gear endorsement for longline or trap 
(or pot) gear and a sablefish endorsement is registered for use with 
that vessel. Permits with sablefish endorsements are assigned to one of 
three tiers, as described at Sec.  660.25(b)(3)(iv), subpart C.
    (b) * * *
    (1) Season dates. North of 36[deg] N. lat., the sablefish primary 
season for the limited entry, fixed gear, sablefish-endorsed vessels 
begins at 12 noon local time on April 1 and closes at 12 noon local 
time on October 31, or closes for an individual vessel owner when the 
tier limit for the sablefish endorsed permit(s) registered to the 
vessel has been reached, whichever is earlier, unless otherwise 
announced by the Regional Administrator through the routine management 
measures process described at Sec.  660.60(c).
    (2) Gear type. During the primary season, when fishing against 
primary season cumulative limits, each vessel authorized to fish in 
that season under paragraph (a) of this section may fish for sablefish 
with any of the gear types, except trawl gear, endorsed on at least one 
of the sablefish endorsed permits registered for use with that vessel.
    (3) Cumulative limits. (i) A vessel fishing in the primary season 
will be constrained by the sablefish cumulative limit associated with 
each of the sablefish endorsed permits registered for use with that 
vessel. During the primary season, each vessel authorized to fish in 
that season under paragraph (a) of this section may take, retain, 
possess, and land sablefish, up to the cumulative limits for each of 
the sablefish endorsed permits registered for use with that vessel. If 
a vessel is stacking permits, that vessel may land up to the total of 
all cumulative limits announced in this paragraph for the tiers for 
those permits, except as limited by paragraph (b)(3)(ii) of this 
section. Up to 3 sablefish endorsed permits may be stacked for use with 
a single vessel during the primary season; thus, a single vessel may 
not take and retain, possess or land more than 3 primary season 
sablefish cumulative limits in any one year. Per regulations at Sec.  
660.12(a)(6), subpart C, all other groundfish landings are subject to 
per vessel trip limits. In 2015, the following annual limits are in 
effect: Tier 1 at 41,175 (18,677 kg), Tier 2 at 18,716 lb (8,489 kg), 
and Tier 3 at 10,695 lb (4,851 kg). For 2016 and beyond, the following 
annual limits are in effect: Tier 1 at 45,053 lb (20,436 kg), Tier 2 at 
20,479 lb (9,289 kg), and Tier 3 at 11,702 lb (5,308 kg).
    (ii) If a sablefish endorsed permit is registered to more than one 
vessel during the primary season in a single year, the second vessel 
may only take the portion of the cumulative limit for that permit that 
has not been harvested by the first vessel to which the permit was 
registered. The combined primary season sablefish landings for all 
vessels registered to that permit may not exceed the cumulative limit 
for the tier associated with that permit.
    (iii) A cumulative trip limit is the maximum amount of sablefish 
that may be taken and retained, possessed, or landed per vessel in a 
specified period of time, with no limit on the number of landings or 
trips.
    (iv) Incidental Pacific halibut retention north of Pt. Chehalis, WA 
(46[deg]53.30' N. lat.). From April 1 through October 31, vessels 
authorized to participate in the sablefish primary fishery, licensed by 
the International Pacific Halibut Commission for commercial fishing in 
Area 2A (waters off Washington, Oregon, California), and fishing with 
longline gear north of Pt. Chehalis, WA (46[deg]53.30' N. lat.) may 
possess and land up to the following cumulative limits: 110 lb (50 kg) 
dressed weight of Pacific halibut for every 1,000 pounds (454 kg) 
dressed weight of sablefish landed and up to 2 additional Pacific 
halibut in excess of the 110-pounds-per-1,000-pound ratio per landing. 
``Dressed'' Pacific halibut in this area means halibut landed 
eviscerated with their heads on. Pacific halibut taken and retained in 
the sablefish primary fishery north of Pt. Chehalis may only be landed 
north of Pt. Chehalis and may not be possessed or landed south of Pt. 
Chehalis.
    (4) Owner-on-board requirement. Any person who owns or has 
ownership interest in a limited entry permit with a sablefish 
endorsement, as described at Sec.  660.25(b)(3), subpart C, must be on 
board the vessel registered for use with that permit at any time that 
the vessel has sablefish on board the vessel that count toward that 
permit's cumulative sablefish landing limit. This person must carry 
government issued photo identification while aboard the vessel. This 
person must review and sign a printed copy of the electronic fish 
ticket(s) or dock ticket, as described at Sec.  660.213(d), unless this 
person qualified for the owner-on-board exemption. A permit owner is 
qualified for the owner-on-board exemption and not obligated to be on 
board the vessel registered for use with the sablefish-endorsed limited 
entry permit during the sablefish primary season if:
* * * * *

0
15. Section 660.232 is revised to read as follows:


Sec.  660.232  Limited entry daily trip limit (DTL) fishery for 
sablefish.

    (a) Limited entry DTL fisheries both north and south of 36[deg] N. 
lat. (1) Before the start of the sablefish primary season, all 
sablefish landings made by a vessel declared into the limited entry 
fixed gear fishery and authorized by Sec.  660.231(a) to fish in the 
sablefish primary season will be subject to the restrictions and limits 
of the limited entry DTL fishery for sablefish specified in this 
section and which is governed by

[[Page 84433]]

routine management measures imposed under Sec.  660.60(c), subpart C.
    (2) Following the start of the primary season, all sablefish 
landings made by a vessel declared into the limited entry fixed gear 
fishery and authorized by Sec.  660.231(a) to fish in the primary 
season will count against the primary season cumulative limit(s) 
associated with the sablefish-endorsed permit(s) registered for use 
with that vessel. A vessel that is eligible to fish in the sablefish 
primary season may fish in the DTL fishery for sablefish once that 
vessels' primary season sablefish limit(s) have been landed, or after 
the close of the primary season, whichever occurs earlier (as described 
at Sec.  660.231(b)(1). If the vessel continues to fish in the limited 
entry fixed gear fishery for any part of the remaining fishing year, 
any subsequent sablefish landings by that vessel will be subject to the 
restrictions and limits of the limited entry DTL fishery for sablefish.
    (3) Vessels registered for use with a limited entry fixed gear 
permit that does not have a sablefish endorsement may fish in the 
limited entry DTL fishery, consistent with regulations at Sec.  
660.230, for as long as that fishery is open during the fishing year, 
subject to routine management measures imposed under Sec.  660.60(c), 
Subpart C. DTL limits for the limited entry fishery north and south of 
36[deg] N. lat. are provided in Tables 2 (North) and 2 (South) of this 
subpart.
    (b) A vessel that is jointly registered, and has participated or 
will participate in both the limited entry fixed gear fishery and the 
Shorebased IFQ Program during the fishing year, is subject to crossover 
provisions described at Sec.  660.60(h)(7), subpart C.

0
16. In Sec.  660.312:
0
a. Add paragraphs (a)(3) through (5);
0
b. Redesignate paragraphs (b) and (c) as (c) and (d); and
0
c. Add a new paragraph (b).
    The additions read as follows:


Sec.  660.312   Open access fishery--prohibitions.

* * * * *
    (a) * * *
    (3) Transport fish, if that fish includes any amount of sablefish, 
away from the point of landing before being sorted and weighed by 
federal groundfish species or species group, and recorded for 
submission on an electronic fish ticket under Sec.  660.313(f). (If 
fish will be transported to a different location for processing, all 
sorting and weighing to federal groundfish species groups must occur 
before transporting the fish away from the point of landing).
    (4) Mix fish from more than one landing, where one or more of the 
landings includes any amount of sablefish, prior to the fish being 
sorted and weighed for reporting on an electronic fish ticket under 
Sec.  660.313(f).
    (5) Process, sell, or discard any fish if that fish includes any 
amount of sablefish, that has not been accounted for on an electronic 
fish ticket under Sec.  660.313(f).
    (b) Recordkeeping and reporting. (1) Fail to comply with all 
recordkeeping and reporting requirements at Sec.  660.13, subpart C, 
including failure to submit information, or submission of inaccurate or 
false information on any report required at Sec.  660.13(d), subpart C, 
and Sec.  660.313.
    (2) Falsify or fail to make and/or file, retain or make available 
any and all reports of groundfish landings that include sablefish, 
containing all data, and in the exact manner, required by the 
regulation at Sec.  660.13, subpart C, or Sec.  660.313.
* * * * *

0
17. Section 660.313 is revised to read as follows:


Sec.  660.313  Open access fishery--recordkeeping and reporting.

    (a) General. General reporting requirements specified at Sec.  
660.13(a) through (c), subpart C, apply to the open access fishery.
    (b) Declaration reports for vessels using nontrawl gear. 
Declaration reporting requirements for open access vessels using 
nontrawl gear (all types of open access gear other than non-groundfish 
trawl gear) are specified at Sec.  660.13(d), subpart C.
    (c) Declaration reports for vessels using non-groundfish trawl 
gear. Declaration reporting requirements for open access vessels using 
non-groundfish trawl gear are specified at Sec.  660.13(d), subpart C.
    (d) VMS requirements for open access fishery vessels. VMS 
requirements for open access fishery vessels are specified at Sec.  
660.14, subpart C.
    (e) Retention of records. Any person landing groundfish must retain 
on board the vessel from which groundfish is landed, and provide to an 
authorized officer upon request, copies of any and all reports of 
groundfish landings containing all data, and in the exact manner, 
required by the applicable state law throughout the cumulative limit 
period during which a landing occurred and for 15 days thereafter. All 
relevant records used in the preparation of electronic fish ticket 
reports or corrections to these reports, including dock tickets, must 
be maintained for a period of not less than three years after the date 
of landing and must be immediately available upon request for 
inspection by NMFS or authorized officers or others as specifically 
authorized by NMFS.
    (f) Electronic fish ticket. The first receiver, as defined at Sec.  
660.11, subpart C, of fish, if that fish includes any amount of 
sablefish, from an open access vessel, is responsible for compliance 
with all reporting requirements described in this paragraph. Per 
requirements at Sec.  660.312(a), all fish, if that fish includes any 
amount of sablefish, must be reported via electronic fish ticket. When 
used in this paragraph, submit means to transmit final electronic fish 
ticket information via web-based form or, if a waiver is granted, by 
paper form. When used in this paragraph, record means the action of 
documenting electronic fish ticket information in any written format.
    (1) Required information. All first receivers must provide the 
following types of information: Date of landing, vessel that made the 
landing, vessel identification number, name of the vessel operator, 
gear type used, receiver, actual weights of species landed listed by 
species or species group including species with no value, condition 
landed, number of salmon by species, number of Pacific halibut, ex-
vessel value of the landing by species, fish caught inside/outside 3 
miles or both, and any other information deemed necessary by the 
Regional Administrator (or designee) as specified on the appropriate 
electronic fish ticket form.
    (2) Submissions. The first receiver must:
    (i) Include, as part of each electronic fish ticket submission, the 
actual scale weight for each groundfish species as specified by 
requirements at Sec.  660.15(c) and the vessel identification number. 
Use and maintain, for the purposes of submitting electronic fish 
tickets, equipment as specified at Sec.  660.15(d).
    (ii) Submit a completed electronic fish ticket no later than 24 
hours after the date of landing, unless a waiver of this requirement 
has been granted under provisions specified at paragraph (f)(4) of this 
section.
    (iii) If electronic fish tickets will be submitted prior to 
processing or transport, follow these process and submittal 
requirements:
    (A) After completing the landing, the electronic fish ticket 
information must be recorded immediately.
    (B) Prior to submittal of the electronic fish ticket, the 
information recorded for the electronic fish ticket must be reviewed by 
the vessel operator who

[[Page 84434]]

delivered the fish and the port sampler, if one is present.
    (C) After review, the receiver and the vessel operator must sign a 
printed hard copy of the electronic fish ticket or, if the landing 
occurs outside of business hours, the original dock ticket.
    (D) Prior to submittal, three copies of the signed electronic fish 
ticket must be produced by the receiver and a copy provided to each of 
the following:
    (1) The vessel operator,
    (2) The state of origin if required by state regulations, and
    (3) The first receiver.
    (E) After review and signature, the electronic fish ticket must be 
submitted within 24 hours after the date of landing, as specified in 
paragraph (f)(2)(ii) of this section.
    (iv) If electronic fish tickets will be submitted after transport, 
follow these process and submittal requirements:
    (A) The vessel name and the electronic fish ticket number must be 
recorded on each dock ticket related to that landing.
    (C) Upon completion of the dock ticket, but prior to transfer of 
the offload to another location, the dock ticket information that will 
be used to complete the electronic fish ticket must be reviewed by the 
vessel operator who delivered the fish.
    (D) After review, the first receiver and the vessel operator must 
sign the original copy of each dock ticket related to that landing.
    (E) Prior to submittal of the electronic fish ticket, three copies 
of the signed dock ticket must be produced by the first receiver and a 
copy provided to each of the following:
    (1) The vessel operator,
    (2) The state of origin if required by state regulations, and
    (3) The first receiver.
    (F) Based on the information contained in the signed dock ticket, 
the electronic fish ticket must be completed and submitted within 24 
hours of the date of landing, as specified in paragraph (f)(2)(ii) of 
this section.
    (G) Three copies of the electronic fish ticket must be produced by 
the first receiver and a copy provided to each of the following:
    (1) The vessel operator,
    (2) The state of origin if required by state regulations, and
    (3) The first receiver.
    (3) Revising a submission. In the event that a data error is found, 
electronic fish ticket submissions must be revised by resubmitting the 
revised form electronically. Electronic fish tickets are to be used for 
the submission of final data. Preliminary data, including estimates of 
fish weights or species composition, shall not be submitted on 
electronic fish tickets.
    (4) Waivers for submission. On a case-by-case basis, a temporary 
written waiver of the requirement to submit electronic fish tickets may 
be granted by the Assistant Regional Administrator or designee if he/
she determines that circumstances beyond the control of a receiver 
would result in inadequate data submissions using the electronic fish 
ticket system. The duration of the waiver will be determined on a case-
by-case basis.
    (5) Reporting requirements when a temporary waiver has been 
granted. Receivers that have been granted a temporary waiver from the 
requirement to submit electronic fish tickets must submit on paper the 
same data as is required on electronic fish tickets within 24 hours of 
the date of landing during the period that the waiver is in effect. 
Paper fish tickets must be sent by facsimile to NMFS, West Coast 
Region, Sustainable Fisheries Division, 206-526-6736 or by delivering 
it in person to 7600 Sand Point Way NE., Seattle, WA 98115. The 
requirements for submissions of paper tickets in this paragraph are 
separate from, and in addition to existing state requirements for 
landing receipts or fish receiving tickets.

[FR Doc. 2016-28153 Filed 11-22-16; 8:45 am]
 BILLING CODE 3510-22-P



                                                             Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations                                              84419

                                                Streets NW., Washington, DC 20551. A                    proposing to revise FR 2086, FR 2086A,                  Estimated annual reporting hours:
                                                copy of the comments may also be                        and FR 2087. The draft reporting forms                207 hours.
                                                submitted to the OMB desk officer (1) by                are available on the Board’s public Web                 Estimated average hours per response:
                                                mail to U.S. Office of Management and                   site at http://www.federalreserve.gov/                4.5 hours.
                                                Budget, 725 17th Street NW., 10235,                     apps/reportforms/review.aspx.                           Number of respondents: 46.
                                                Washington, DC 20503; (2) by facsimile                     Estimated annual reporting hours: FR
                                                                                                                                                              List of Subjects in 12 CFR Part 209
                                                to 202–395–6974; or (3) by email to:                    2030: 4 hours; FR 2030a: 2 hours; FR
                                                oira_submission@omb.eop.gov,                            2056: 1,000 hours; FR 2086: 5 hours; FR                 Banks and banking, Federal Reserve
                                                Attention, Federal Reserve Board                        2086a: 40 hours; FR 2087: 1 hour.                     System, Reporting and recordkeeping
                                                Agency Desk Officer.                                       Estimated average hours per response:              requirements, Securities.
                                                Proposed Revisions, With Extension for                  FR 2030: 1 hour; FR 2030a: 1 hour; FR
                                                                                                        2056: 0.75 hours; FR 2086: 0.5 hours; FR              PART 209—FEDERAL RESERVE BANK
                                                Three Years, of the Following                                                                                 CAPITAL STOCK (REGULATION I)
                                                Information Collections                                 2086a: 0.5 hours; FR 2087: 0.5 hours.
                                                                                                           Number of respondents: FR 2030: 4;                   Accordingly, the interim final rule
                                                   (1) Title of Information Collection:                 FR 2030a: 2; FR 2056: 1,333; FR 2086:                 amending 12 CFR part 209, which was
                                                Applications for Subscription to,                       10; FR 2086a: 79; FR 2087: 1.                         published at 81 FR 9082 on February 24,
                                                Adjustment in Holding of, and                              (2) Title of Information Collection:               2016, is adopted as a final rule without
                                                Cancellation of Federal Reserve Bank                    Application for Membership in the                     change.
                                                Stock.                                                  Federal Reserve System.
                                                   Agency Form Number: FR 2030, FR                                                                              By order of the Board of Governors of the
                                                                                                           Agency Form Number: FR 2083, FR                    Federal Reserve System, November 18, 2016.
                                                2030a, FR 2056, FR 2086, FR 2086a, FR                   2083A, FR 2083B, and FR 2083C.
                                                2087.                                                                                                         Robert deV. Frierson,
                                                                                                           OMB Control Number: 7100–0046.
                                                   OMB Control Number: 7100–0042.                                                                             Secretary of the Board.
                                                   Frequency of Response: On occasion.                     Frequency of Response: On occasion.
                                                                                                           Affected Public: Businesses or other               [FR Doc. 2016–28231 Filed 11–22–16; 8:45 am]
                                                   Affected Public: Businesses or other
                                                                                                        for-profit.                                           BILLING CODE 6210–01–P
                                                for-profit.
                                                   Respondents: National, State Member,                    Respondents: Newly organized banks
                                                and Nonmember banks.                                    that seek to become state member banks,
                                                   Abstract: These application forms are                or existing banks or savings institutions             DEPARTMENT OF COMMERCE
                                                required by the Federal Reserve Act and                 that seek to convert to state member
                                                Regulation I. These forms must be used                  bank status.                                          National Oceanic and Atmospheric
                                                by a new or existing member bank                           Abstract: The application for                      Administration
                                                (including a national bank) to request                  membership is a required one-time
                                                the issuance, and adjustment in, or                     submission that collects the information              15 CFR Part 902
                                                cancellation of Federal Reserve Bank                    necessary for the Federal Reserve to
                                                stock. The forms must contain certain                   evaluate the statutory criteria for                   50 CFR Part 660
                                                certifications by the applicants, as well               admission of a new or existing state                  [Docket No. 140905757–6999–02]
                                                as certain other financial and                          bank into membership in the Federal
                                                                                                        Reserve System. The application                       RIN 0648–BE42
                                                shareholder data that is needed by the
                                                Federal Reserve to process the request.                 collects managerial, financial, and
                                                                                                                                                              Fisheries Off West Coast States;
                                                   Current Actions: The dividend rate to                structural data.
                                                                                                                                                              Pacific Coast Groundfish Fishery
                                                which a Reserve Bank stockholder is                        Current Actions: The dividend rate to
                                                                                                                                                              Management Plan; Commercial
                                                entitled under section 7 of the Federal                 which a Reserve Bank stockholder is
                                                                                                                                                              Sablefish Fishing Regulations and
                                                Reserve Act (as amended by the FAST                     entitled under Section 7 of the Federal
                                                                                                                                                              Electronic Fish Tickets
                                                Act) depends on the stockholder’s ‘‘total               Reserve Act (as amended by the FAST
                                                consolidated assets.’’ Section 209.2(a)                 Act) depends on the stockholder’s ‘‘total             AGENCY:  National Marine Fisheries
                                                requires a bank to report whether its                   consolidated assets.’’ Section 209.2(a)               Service (NMFS), National Oceanic and
                                                total consolidated assets exceed $10                    requires a bank to report whether its                 Atmospheric Administration (NOAA),
                                                billion when it applies for membership                  total consolidated assets exceed $10                  Commerce.
                                                in the Federal Reserve System. Section                  billion when it applies for membership                ACTION: Final rule.
                                                209.3(d)(3) requires a bank to report                   in the Federal Reserve System. The
                                                whether its total consolidated assets                   Board is proposing to revise FR 2083A                 SUMMARY:    This final rule revises fishery
                                                exceed $10 billion when it applies for                  and FR 2083B to require that a bank                   monitoring and equipment requirements
                                                additional capital stock after merging                  report whether its total consolidated                 for all commercial groundfish fisheries.
                                                with another entity. The Board is                       assets exceed $10 billion when it                     In particular, it establishes a
                                                proposing to revise FR 2030, FR 2030a,                  applies to join the Federal Reserve                   requirement for submitting electronic
                                                and FR 2056 to require that a bank                      System. The proposed revisions would                  fish tickets (EFT) in the limited entry
                                                report whether its total consolidated                   increase the estimated average hours per              fixed gear fisheries and open access
                                                assets exceed $10 billion when it                       response by half an hour. The Board is                fisheries. This final rule also: revises
                                                applies to join the Federal Reserve                     not proposing to revise FR 2083 or FR                 administrative procedures for limited
                                                System or applies for additional capital                2083C. The draft reporting forms are                  entry permits, providing greater
                                                stock after merging with another entity.                available on the Board’s public Web site              flexibility and efficiencies for limited
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                                                The proposed revisions would increase                   at http://www.federalreserve.gov/apps/                entry groundfish fishery participants;
                                                the estimated average hours per                         reportforms/review.aspx. The estimated                requires vessels registered to Vessel
                                                response for FR 2030 and FR 2030a by                    annual reporting hours listed below,                  Monitoring Systems (VMS) to make an
                                                half an hour. The proposed revisions                    and the estimated average hours per                   initial declaration report; and makes
                                                would increase the estimated average                    response, are cumulative totals for FR                administrative changes and clarifying
                                                hours per response for FR 2056 by one                   2083, FR 2083A, FR 2083B, and FR                      edits to improve consistency of the
                                                quarter of an hour. The Board is not                    2083C.                                                regulations with past Pacific Fishery


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                                                84420        Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations

                                                Management Council (Council) actions                    landings of sablefish delivered to                    the June 1, 2016, proposed rule (81 FR
                                                and with the Pacific Coast Groundfish                   Washington, Oregon and California fish                34947).
                                                Fishery Management Plan (FMP). This                     buyers. The second action provides
                                                                                                                                                              1. Electronic Fish Ticket Requirement
                                                action improves monitoring and                          qualified vessel owners an opportunity
                                                administration of the limited entry                     to apply for an exemption to the                         This final rule includes a Federal
                                                sablefish primary fishery, and addresses                ownership limitation of three permits in              electronic fish ticket submittal
                                                unforeseen issues arising out of the                    the limited entry sablefish primary                   requirement for all commercial
                                                evolution of commercial sablefish                       fishery. The third action allows a single             groundfish deliveries that include
                                                fisheries and subsequent regulations.                   vessel to be simultaneously (jointly)                 sablefish. An electronic fish ticket is a
                                                DATES: This rule is effective December                  registered to multiple limited entry                  web-based form used to send groundfish
                                                23, 2016, except for the amendments to                  permits, one of which may have a trawl                landing data to the Pacific States Marine
                                                § 660.212(a)(3) through (5) and                         gear endorsement. The fourth action                   Fisheries Commission (PSMFC).
                                                § 660.312(a)(3) through (5), which will                 prohibits vessels that have been granted              Electronic fish tickets are used to collect
                                                be effective January 1, 2017.                           an at-sea processing exemption for                    information similar to the information
                                                ADDRESSES: Background information                       sablefish in the limited entry fixed gear             required in state fish receiving tickets or
                                                and documents are available at the                      fishery from processing sablefish at sea              landing receipts (henceforth referred to
                                                                                                        when that vessel is participating in the              as paper tickets), but do not replace or
                                                Pacific Fishery Management Council’s
                                                                                                        Shorebased IFQ Program. The fifth                     change any state requirements. This
                                                Web site at http://www.pcouncil.org/.
                                                                                                        action clarifies that, consistent with                requirement will improve the timeliness
                                                NMFS prepared a Final Regulatory
                                                                                                        FMP Amendment 6, sablefish catch in                   and accuracy of catch data for
                                                Flexibility Analysis (FRFA), which is
                                                                                                        incidental open access fisheries is                   monitoring harvest relative to applicable
                                                summarized in the Classification section
                                                                                                        counted against the open access                       tier limits in the limited entry fixed gear
                                                of this final rule. Copies of the FRFA
                                                                                                        allocation, and is not deducted from the              sablefish fishery and trip limits in the
                                                and the Small Entity Compliance Guide
                                                                                                        commercial harvest guideline. The sixth               limited entry fixed gear and open access
                                                are available from William W. Stelle, Jr.,
                                                                                                        action requires any vessel that has a                 DTL fisheries. Electronic fish tickets
                                                Regional Administrator, West Coast
                                                                                                        VMS registered with NMFS Office of                    have been required for IFQ species since
                                                Region, NMFS, 7600 Sand Point Way                                                                             the start of the Shorebased IFQ Program
                                                NE., Seattle, WA 98115–0070; or by                      Law Enforcement (OLE) to submit a
                                                                                                        declaration report with OLE. The                      in 2011, and have allowed vessel
                                                phone at 206–526–6150. Copies of the                                                                          owners/operators, buyers and dealers,
                                                Small Entity Compliance Guide are also                  seventh action updates and simplifies
                                                                                                        equipment requirements for electronic                 and fishery managers timely access to
                                                available on the West Coast Regional                                                                          catch information. This final rule
                                                Office Web site at http://                              fish tickets. The eighth action clarifies
                                                                                                        existing regulatory language prohibiting              expands the use of electronic fish tickets
                                                www.westcoast.fisheries.noaa.gov/.                                                                            to the limited entry fixed gear and open
                                                   Written comments regarding the                       the retention of groundfish species
                                                                                                        taken in the limited entry fixed gear                 access fisheries, and is expected to have
                                                burden-hour estimates or other aspects                                                                        similar benefits regarding timely access
                                                of the collection-of-information                        fishery beyond the allowable quota. In
                                                                                                        addition, the action includes                         to catch data.
                                                requirements contained in this final rule
                                                may be submitted to William W. Stelle,                  housekeeping changes that are intended                2. Exemption to Limited Entry Sablefish
                                                Jr., Regional Administrator, West Coast                 to better align the regulations with                  Permit Ownership Limitation
                                                Region, NMFS, 7600 Sand Point Way                       defined terms, and to provide clarity
                                                                                                        and consistency between paragraphs.                      Regulations (§ 660.25(b)(3)(iv)(C))
                                                NE., Seattle, WA 98115–0070, and to                                                                           state that no individual person,
                                                OMB by email to OIRA_Submission@                        Background                                            partnership, or corporation in
                                                omb.eop.gov.                                               The groundfish fisheries in the                    combination may have ownership
                                                FOR FURTHER INFORMATION CONTACT:                        exclusive economic zone (EEZ) off the                 interest in or hold more than three
                                                Gretchen Hanshew, 206–526–6147,                         west coast of the United States are                   permits with sablefish endorsements
                                                gretchen.hanshew@noaa.gov.                              managed under the FMP. The FMP was                    either simultaneously or cumulatively
                                                SUPPLEMENTARY INFORMATION:                              prepared by the Pacific Fishery                       over the primary season (hereby referred
                                                                                                        Management Council (Council) under                    to as ‘‘ownership limitation’’). This
                                                Summary of Major Actions                                the Magnuson-Stevens Fishery                          ownership limitation was intended to
                                                   This final rule improves the                         Conservation and Management Act                       prevent concentration of harvest
                                                timeliness and accuracy of sablefish                    (Magnuson-Stevens Act) as amended by                  privileges in the Pacific coast sablefish
                                                catch reporting in the limited entry                    the Consolidated Appropriations Act of                primary fishery. However, this
                                                fixed gear fisheries and open access                    2004 (Pub. L. 108–199, section 801).                  restriction has led to unforeseen
                                                fisheries, provides more flexibility and                Regulations implementing provisions of                complications because many persons,
                                                efficiencies for harvesters in the                      the FMP are located at 50 CFR part 660,               partnerships and corporations have
                                                Shorebased Individual Fishing Quota                     subparts C through G.                                 harvest privileges in both the Alaska
                                                (IFQ) Program and limited entry fixed                      This final rule includes several                   IFQ sablefish fishery and the Pacific
                                                gear fisheries, and implements several                  actions that revise regulations for                   coast sablefish fishery. Under the
                                                administrative and clarifying changes to                commercial fisheries that harvest                     existing regulations, Alaska IFQ holders
                                                monitoring and permitting provisions of                 sablefish. These regulatory changes                   are required to have a partial ownership
                                                regulations for all of the limited entry                apply to the Shorebased IFQ Program,                  interest in a vessel that fishes for their
                                                and open access commercial groundfish                   the limited entry fixed gear fishery,                 IFQ. These IFQ holders are deemed to
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                                                fisheries on the West Coast.                            which includes the limited entry                      hold any Pacific Coast permits with
                                                   This final rule contains eight major                 sablefish primary fishery and the daily               sablefish endorsements associated with
                                                actions, along with related minor                       trip limit (DTL) fishery, and the open                a vessel in which they have an
                                                clarifications and non-substantive                      access fishery. A more detailed                       ownership interest. This has resulted in
                                                changes. The first action is a new                      description of the fisheries affected by              Alaska IFQ holders being ‘‘limited out’’
                                                requirement for electronic fish tickets to              this rulemaking, and the major                        in the Pacific Coast sablefish primary
                                                be submitted for all commercial                         provisions of this action, is contained in            fishery, even though they do not benefit


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                                                             Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations                                         84421

                                                from the permits associated with the                    4. Restrictions on At-Sea Processing of                 During development of this rule,
                                                vessels in which they have an interest.                 Sablefish                                             NMFS noted that a similar situation as
                                                The Council recommended, and NMFS                                                                             the one described above may occur with
                                                is implementing through this final rule,                   Processing of groundfish at-sea is                 the exemption from the processing-at-
                                                a process by which vessel owners who                    prohibited for vessels fishing in the                 sea prohibition for non-whiting
                                                meet certain qualifying criteria may                    Shorebased IFQ Program or limited                     groundfish. When a vessel with a non-
                                                petition NMFS for a limited exemption                   entry fixed gear fishery, unless                      whiting exemption from that
                                                to the ownership limitation, as                         exempted from that prohibition. One                   prohibition in the Shorebased IFQ
                                                described in detail in the preamble to                  such exemption applies to certain                     Program is jointly registered, it could
                                                the proposed rule                                       vessels fishing in the limited entry fixed            utilize that exemption when fishing in
                                                                                                        gear sablefish primary fishery. Those                 non-IFQ fisheries. NMFS proposed a
                                                3. Joint Registration                                   exempted vessels may freeze sablefish                 clarifying sentence at § 660.25(b)(6)(ii),
                                                   Originally, the license limitation                   at-sea during the limited entry fixed                 stating that the exemption only applies
                                                program (LLP), implemented through                      gear sablefish primary fishery.                       to processing non-whiting groundfish
                                                Amendment 6 to the FMP (57 FR 54001,                       When trawl rationalization was                     caught in the Shorebased IFQ Program,
                                                November 16, 1992, see also the EA                      implemented in 2011, the Council                      which is consistent with the Council’s
                                                under ADDRESSES for more information                    recommended that at-sea processing of                 recommendation under joint registration
                                                on the LLP), allowed vessels to register                groundfish in the Shorebased IFQ                      with regards to the sablefish at-sea
                                                both a trawl and fixed gear (longline and               Program be prohibited, with limited                   processing exemption. NMFS requested
                                                fishpot) endorsed permit at the same                    exemptions. Regulations at § 660.112                  public comment on this issue, and
                                                time. Subsequently, regulations were                    (b)(1)(xii) prohibit at-sea processing of             received none. Therefore, the clarifying
                                                modified and no longer allow vessels to                 groundfish, and also list the exemptions              addition to § 660.25(b)(6)(ii) is included
                                                register multiple limited entry permits                 that have been granted to date,                       in this final rule. This final rule
                                                unless the permits are sablefish-                       including an exemption from the                       implements joint registration and does
                                                endorsed and stacked for use in the                     prohibition of at-sea processing that                 not allow at-sea processing of non-
                                                limited entry fixed gear sablefish                      applies in the sablefish primary fishery.             whiting groundfish in non-IFQ fisheries,
                                                primary fishery. This restriction was put               As written, those regulations grant                   as the exemption was granted to vessels
                                                in place to keep trawl and fixed gear                   vessels with an exemption from the                    participating in the Shorebased IFQ
                                                fisheries temporally separated to meet                  prohibition of at-sea processing in the               Program.
                                                enforcement and monitoring needs. In                    sablefish primary fishery when fishing
                                                2004, a vessel monitoring program was                                                                         5. Sablefish Allocations North of 36° N.
                                                                                                        in the Shorebased IFQ Program.                        lat.
                                                implemented that allowed vessels to                     However, regulations at § 660.25(b)(6)(i)
                                                identify which fishery they were                        only allow the sablefish at-sea                          The allocation structure for sablefish
                                                participating in through a declaration                  processing exemption when the vessel                  north of 36° N. lat. was established in
                                                system, which eliminated the need for                                                                         FMP Amendment 6. In April 2009, the
                                                                                                        is registered to a sablefish-endorsed
                                                temporal separation. As part of FMP                                                                           Council recommended final preferred
                                                                                                        limited entry permit.
                                                Amendment 20 trailing actions, in April                                                                       intersector allocations for groundfish
                                                2012 the Council recommended that                          Currently, because vessels cannot be               species under Amendment 21. The
                                                vessels registered to a limited entry                   registered to a sablefish-endorsed                    Council and NMFS recommended that
                                                trawl permit be allowed to                              limited entry permit and a trawl-                     no change be made to the Amendment
                                                simultaneously register to a limited                    endorsed permit at the same time,                     6 allocation structure for sablefish.
                                                entry fixed gear permit, also called                    Shorebased IFQ vessels cannot take                    However, FMP Amendment 21 and its
                                                ‘‘joint registration.’’ This final rule                 advantage of the sablefish at-sea                     implementing regulations slightly
                                                implements joint registration and                       processing exemption. However, this                   changed the process for allocating
                                                clarifies how fishery-specific regulations              rule’s joint registration provisions                  sablefish north of 36° N. lat. (75 FR
                                                still apply to vessels that are jointly                 would allow a vessel to register to a                 60868, October 1, 2010). This final rule
                                                registered. Joint registration is permitted             trawl endorsed and a sablefish endorsed               includes regulations aligning sablefish
                                                in one of two configurations, which are                 limited entry permit simultaneously. If               north of 36° N. lat. allocations with the
                                                described in additional detail in the                   the exemption at § 660.112(b)(1)(xii)(B)              Amendment 6 allocation structure, as
                                                June 1, 2016, proposed rule (81 FR                      is not removed, joint registration could              recommended by the Council in 2009,
                                                34947):                                                 allow vessels with an exemption from                  and as described in the June 1, 2016
                                                   (1) Configuration A: One trawl permit                the at-sea processing prohibition for the             proposed rule (81 FR 34947).
                                                and one, two, or three sablefish                        sablefish primary fishery to also process
                                                                                                        sablefish at sea in the Shorebased IFQ                6. Declaration Reports for Vessels
                                                endorsed permits.
                                                   (2) Configuration B: One trawl permit                Program. Consistent with the Council’s                Registered to a VMS Unit
                                                and one limited entry fixed gear permit.                recommendation, this rule removes the                    In 2004, the Council and NMFS
                                                   Registering a vessel to a limited entry              exemption to the prohibition of at-sea                implemented a vessel monitoring
                                                permit with a specific endorsement                      processing (at § 660.112(b)(1)(xii)(B))               program. Since 2004, all commercial
                                                often triggers certain requirements in                  that extended the limited entry fixed                 fishing vessels that take and retain
                                                the groundfish regulations. Joint                       gear exemption in § 660.25(b)(6)(i) to                groundfish in federal waters, or transit
                                                registration is not intended to change                  vessels fishing sablefish in the                      through federal waters with groundfish
                                                fishing operations of groundfish                        Shorebased IFQ Program. Also, in light                on board, are required to have a working
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                                                fisheries or change requirements that are               of joint registration, a clarifying                   VMS. The VMS, along with a system of
                                                applicable to vessels because of the type               sentence is added to § 660.25(b)(6)(i),               fishing declaration reporting
                                                of the endorsement(s) on the limited                    stating that the at-sea processing                    requirements, allows for monitoring and
                                                entry permit to which they are                          exemption only applies to at-sea                      enforcement of areas closed to fishing.
                                                registered, unless otherwise described                  processing of sablefish caught in the                 With this 2004 program, NMFS type-
                                                above and in the June 1, 2016, proposed                 limited entry fixed gear sablefish                    approved hardware and software, or
                                                rule (81 FR 34947).                                     primary fishery.                                      ‘‘units,’’ were installed on vessels in


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                                                84422        Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations

                                                order to meet these new program                         groundfish fisheries, prohibitions at                    Comment 3: NMFS should
                                                requirements for the groundfish fishery.                §§ 660.12(a)(6), 660.212(a)(2), and                   acknowledge that interruption of
                                                When a VMS unit is installed on a                       660.212(d)(1) and (2) are revised from                internet service, equipment failures, etc.
                                                vessel, it is registered with NMFS OLE                  ‘‘take, retain’’ to ‘‘take and retain.’’              may make electronic fish tickets
                                                and catalogued.                                                                                               impractical.
                                                   There are a number of VMS units that                 9. Related Minor Clarifications and
                                                                                                                                                                 Response: NMFS has implemented a
                                                have registered with OLE but those                      Non-Substantive Changes
                                                                                                                                                              system in which a web browser on any
                                                vessels have never made a declaration                     There are several outdated                          electronic device can be used to create
                                                report. This final rule includes                        regulations, mis-specified cross-                     and submit electronic fish tickets.
                                                regulation changes at § 660.13(d) that                  references, inconsistencies in                        Therefore, even allowing for possible,
                                                require all vessels registered to a VMS                 terminology, and areas in need of                     temporary interruptions in service or
                                                unit to submit a declaration report.                    clarification throughout the groundfish               equipment problems, 24 hours is
                                                Vessels registered to a VMS unit are                    regulations that pertain to commercial                deemed an appropriate amount of time
                                                required to submit a declaration report,                sablefish fishing. For the reasons stated             to complete the fish ticket.
                                                regardless of fishing activities.                       in the proposed rule, this rule                          Comment 4: In some situations, the
                                                Obtaining a declaration report from                     implements all of the updates,                        fish have been both landed and
                                                these vessels will give OLE the                         corrections, clarifications and non-                  transported by the vessel operator, and
                                                information necessary to monitor the                    substantive edits described in the                    no paperwork has been completed
                                                activities of these vessels relative to the             proposed rule.                                        because the fish buyer has not yet taken
                                                applicable regulations. This final rule                                                                       possession of them.
                                                also revises fisher declarations at                     Response to Comments
                                                                                                                                                                 Response: The trigger for written
                                                § 660.13(d)(5)(iv)(A)(24) to include                       During the comment period of the                   documentation of the landing is not the
                                                ‘‘other.’’ This category will include on-               proposed rule, NMFS received two                      point at which the fish buyer or the first
                                                the-water activities that may not be                    comment letters from participants in the              receiver takes possession of the fish.
                                                fishing (e.g., scientific research                      fishing industry in support of the                    Written documentation of the fish
                                                activities). NMFS anticipates vessels                   proposed regulation changes to allow                  offloaded from a vessel is required once
                                                may make a declaration of ‘‘other’’ if                  joint registration of trawl and non-trawl             the fish are removed from the vessel.
                                                they are not fishing.                                   permits and the limited exemption from                Any fish removed from a vessel is
                                                7. Equipment Requirements for                           ownership limitation restrictions. NMFS               considered a ‘‘landing,’’ per the
                                                Electronic Fish Tickets                                 also received a letter of comment                     definition at § 660.11. If the fish
                                                                                                        regarding VMS equipment requirements                  removed from the vessel will not have
                                                   As described in the proposed rule, a
                                                                                                        on board fishing vessels, which are not               an electronic fish ticket submitted prior
                                                new interface has been developed that
                                                                                                        revised in this rule, are outside the                 to transport, the fish must be
                                                uses the internet for both entry and
                                                                                                        scope of this action, and, therefore, are             accompanied by a dock ticket (or a
                                                submission of electronic fish ticket data.
                                                                                                        not discussed further here. NMFS                      transportation ticket for vessels landing
                                                The changes to regulations at
                                                                                                        addresses other comments below:                       into California) with the information
                                                § 660.15(d) in this rule reflect the move
                                                to a web-based electronic fish ticket for                  Comment 1: Information on an                       needed to complete the electronic fish
                                                all first receivers. Note that an internet              electronic fish ticket will not                       ticket, per regulations at §§ 660.213 and
                                                connection is necessary for all steps for               immediately become available to quota                 660.313. It is the responsibility of the
                                                completion of an electronic fish ticket,                managers because the data will need to                vessel operator or other person taking
                                                from creating the new ticket through                    be entered by data entry personnel who                possession of the fish upon landing to
                                                submission. To reflect these changes,                   do not work over the weekend.                         comply with the requirements to
                                                the definition of ‘‘electronic fish ticket’’               Response: This is an automated                     complete the dock ticket or
                                                at § 660.11 is also revised to reflect the              system, and availability of submitted                 transportation ticket.
                                                web-based form used to send electronic                  electronic fish ticket data does not rely                Comment 5: Regulations for the
                                                fish ticket information to the PSMFC.                   on action by system administrators.                   landing of fish and requirements of the
                                                                                                        Upon submission of the electronic fish                new rule will unfairly impact first
                                                8. Prohibitions Regarding ‘‘Take and                    ticket by first receivers, catch                      receivers that are not located at a
                                                Retain’’                                                information is immediately available to               processing plant.
                                                   NMFS is replacing ‘‘taking, retaining’’              vessel operators, enforcement, and                       Response: Regulations implemented
                                                with ‘‘taking and retaining,’’ consistent               federal and state fishery managers.                   in this rule were explicitly drafted to
                                                with the Council’s recommendations                         Comment 2: The time requirement for                address the fact that some first receivers
                                                under PCGFMP Amendment 14 and                           submitting a fish ticket under the new                are not located at processing plants, by
                                                described in the 2016 proposed rule.                    regulation is inconsistent with some                  allowing for use of dock tickets. If the
                                                With the exception of the sablefish                     California state fish ticket and transport            first receiver is taking possession of fish
                                                primary fishery, in commercial                          ticket regulations.                                   outside of regular business hours, a co-
                                                groundfish fisheries vessels may ‘‘take’’                  Response: California Department of                 signed dock ticket meets the need for
                                                more than a single cumulative trip limit                Fish and Wildlife is in the process of                documentation of agreement between
                                                of a species while fishing for other                    developing a monitoring system that                   the first receiver and vessel operator
                                                species, but they may not retain any                    incorporates electronic tickets. While                regarding the specifics of the landing.
                                                species above its cumulative trip limit.                the electronic fish tickets required by               The dock ticket must include the
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                                                The phrase ‘‘taking, retaining’’ in this                this provision contain similar                        electronic fish ticket number, which can
                                                context is not clear. Therefore, to better              information as submitted on state                     be generated remotely via any device
                                                align prohibitions for enforcing trip                   tickets, it does not replace or change the            with a web browser and internet
                                                limits with the definition of ‘‘trip limit,’’           state requirements (§ 660.11).                        connection (e.g., mobile phone), and the
                                                to improve enforceability of trip limit                 Furthermore, any vessels participating                rest of the fish ticket can be completed
                                                prohibitions, and to bring consistency to               in federal fisheries are subject to federal           and submitted from dock ticket data
                                                regulations that apply to commercial                    regulations (§ 660.2).                                within 24 hours.


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                                                             Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations                                          84423

                                                   Comment 6: The requirement of                        a second ticket for the same delivery                 electronic fish tickets be submitted by
                                                electronic fish tickets will cause                      would document the sablefish pounds                   first receivers of all the groundfish on
                                                hardship to first receivers that must                   counting toward ‘‘Permit 21, Tier 3.’’                board the vessel if that groundfish
                                                purchase and maintain the hardware                      Therefore, if a vessel operator chose to              included any amount of sablefish.
                                                and software needed to submit                           apportion their sablefish as described                During development of the final rule, it
                                                electronic fish tickets.                                above, proposed regulations required                  became apparent that given the
                                                   Response: The improved timeliness of                 multiple fish tickets to be filled out.               definition of ‘‘sablefish landing’’ the
                                                catch data will increase the ability to                 Each fish ticket is estimated to take                 proposed rule language could be
                                                manage the fishery to the benefit of all                approximately 10 minutes to complete                  interpreted as requiring a first receiver
                                                participants, offsetting the cost of                    and submit.                                           of fish from a landing that included
                                                equipment needed to complete                               Since publication of the proposed                  sablefish to submit an electronic fish
                                                electronic fish tickets. The electronic                 rule, there has been further exploration              ticket regardless of whether that first
                                                ticket portal is web-based, and can be                  of how to document portions of a single               receiver was buying any sablefish. If a
                                                accessed from any electronic device                     sablefish delivery against either                     scenario arose where the sablefish
                                                (such as a computer, tablet, or mobile                  multiple tier limits or against both tier             landing were divided, all of the
                                                phone) with an internet browser,                        limits and DTL limits without having to               sablefish were sold to one first receiver,
                                                allowing for increased accessibility with               duplicate some of the information by                  and the rest of the groundfish were sold
                                                multiple ways to meet reporting                         requiring submittal of multiple                       to a second first receiver, the second
                                                requirements. NMFS notes that                           electronic fish tickets. A mechanism has              first receiver, who did not take
                                                requirements for electronic fish ticket                 been developed that allows catch of                   possession of any sablefish, would be
                                                submission will include the ability of                  sablefish to be apportioned within a                  required to submit an electronic fish
                                                first receivers to request a temporary                  single electronic fish ticket when a                  ticket for those non-sablefish groundfish
                                                waiver from these requirements,                         vessel operator wishes to take advantage              species. This would be because as
                                                enabling them to submit paper tickets                   of the flexibility to apportion sablefish             proposed, the electronic fish ticket
                                                on a temporary basis. Temporary                         catch between permits (i.e., among                    requirement would have applied to any
                                                waivers will be granted on a case-by-                   sablefish tiers associated with the                   ‘‘sablefish landing,’’ or any landing that
                                                case basis by NMFS, per regulations at                  permits registered for use with the                   includes any amount of sablefish
                                                §§ 660.213 and 660.313.                                 vessel) or between fisheries (i.e., among             harvested in the limited entry fixed gear
                                                   Comment 7: Those responsible for                     sablefish tiers harvested in the sablefish            fishery. ‘‘Landing’’ is defined at § 660.11
                                                filling out fish tickets may not have the               primary fishery and the DTL fishery).                 and means the transfer or offloading of
                                                training and technical knowledge to do                  Utilizing this updated approach in the                fish from any vessel. Once transfer of
                                                so, and may be assisted by fishermen or                 electronic fish ticket system, the                    fish begins, all fish aboard the vessel are
                                                others as is currently done for paper                   requirement included in the proposed                  counted as part of the landing.
                                                tickets.                                                rule at § 660.213(e)(2)(iii) to submit                Therefore, all the fish on board the
                                                   Response: NMFS is providing a                        multiple electronic fish tickets for a                vessel, even if sold to multiple first
                                                written compliance guide, and PSMFC                     single delivery is unnecessary.                       receivers, are all counted as part of the
                                                staff will be available to provide training                Therefore, in this final rule, NMFS is             same landing. Therefore, a vessel meets
                                                to help ensure that all first receivers are             removing the requirement at                           the definition of having a ‘‘sablefish
                                                able to perform the duties required in                  § 660.213(e)(2)(iii) to submit multiple               landing’’ when they have any amount of
                                                this rule. See ADDRESSES for details on                 electronic fish tickets when a vessel                 sablefish on board and begins the
                                                where to find these materials. Also,                    operator wishes to take advantage of the              transfer of any fish from the vessel. In
                                                even though the first receiver must sign                flexibility to apportion sablefish catch              the above described situation, under
                                                the fish ticket, regulations implemented                between permits or between fisheries (as              proposed electronic fish ticket
                                                in this final rule do not prohibit a first              described above). This final rule                     regulations and the definition of
                                                receiver from seeking technical                         provides vessel operators with the same               ‘‘sablefish landing,’’ both of the first
                                                assistance from a third party.                          flexibilities and gives fishery managers              receivers of fish from the sablefish
                                                                                                        the same permit and landing                           landing would be required to submit an
                                                Changes From the Proposed Rule
                                                                                                        information as the proposed regulations.              electronic fish ticket, regardless of
                                                   The electronic fish ticket                           However, the regulations at                           whether the first receiver is taking
                                                requirements in the proposed and final                  § 660.213(e)(2)(iii) in this final rule are           possession of any amount of sablefish.
                                                rule offer a new, more flexible option                  anticipated to relieve first receivers of                The Council’s recommendation was to
                                                that allows for vessels fishing in the                  some of the recordkeeping and reporting               capture all of the landings of sablefish
                                                sablefish primary fishery to apportion                  burden by slightly reducing the total                 for more accurate and timely accounting
                                                their sablefish from a single landing                   number of electronic fish tickets                     of sablefish harvest against applicable
                                                against multiple tier limits (if the vessel             required. As noted above, it is unknown               limits in the limited entry fixed gear and
                                                is registered to multiple sablefish                     how many vessel operators in the                      open access fisheries. Implementing an
                                                endorsed permits), or against their the                 sablefish primary fishery will elect to               electronic fish ticket requirement for
                                                remainder of their tier limit(s) and                    use this new flexibility, therefore it is             first receivers of non-sablefish
                                                applicable daily trip limits. During                    not possible to estimate exactly how                  groundfish deliveries was not intended
                                                development of the proposed rule, it                    much time may be saved by first                       and does not meet this purpose.
                                                was thought that the electronic fish                    receivers. However, this change from                  Therefore, the proposed definitions of
                                                ticket system requirements were such                    the proposed rule relieves a restriction,             ‘‘sablefish landing’’ (as included in the
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                                                that, in these situations, separate and                 and is anticipated to benefit vessel                  proposed rule at §§ 660.211 and
                                                distinct electronic fish tickets would                  operators and first receivers.                        660.311) are not included in this final
                                                need to be filled out and submitted for                    The second change from the proposed                rule.
                                                each part of the landing. For example,                  rule pertains to the definition of                       Instead, regulations at §§ 660.212 and
                                                the first ticket for the delivery would                 ‘‘sablefish landing’’ included in that                660.312 are revised to clarify that, if the
                                                document the sablefish pounds                           rule at §§ 660.211 and 660.311. The                   landing is split, only the portion of the
                                                counting toward ‘‘Permit 13, Tier 2’’ and               proposed rule would have required                     landing (or a delivery/offload) that


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                                                84424        Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations

                                                includes some amount of sablefish must                  employees for all its affiliated                         It is assumed that all first receivers
                                                be reported on an electronic fish ticket.               operations worldwide. For seafood                     have access to a personal computer or
                                                With this revision, first receivers of a                dealers/wholesalers, the other qualifiers             other hardware/device. However, to
                                                delivery that includes any amount of                    apply and the employment threshold is                 reduce the potential impacts on first
                                                sablefish must report that entire                       100 employees. A small organization is                receivers should there be a system
                                                delivery (both sablefish and non-                       any not-for-profit enterprise which is                failure, a waiver may be granted by
                                                sablefish groundfish) on an electronic                  independently owned and operated and                  NMFS that temporarily exempts a first
                                                fish ticket. First receivers of a delivery              is not dominant in its field. Small                   receiver from the reporting requirements
                                                that does not include any sablefish                     governmental jurisdictions are                        and allow reasonable time to resolve the
                                                would not be required to report via                     governments of cities, counties, towns,               electronic fish ticket system problem.
                                                electronic fish ticket. These revisions                 townships, villages, school districts, or             The duration of the waiver will be
                                                better align with the Council’s intent to               special districts, with populations less              determined on a case-by-case basis. First
                                                improve the timeliness of sablefish                     than 50,000.                                          receivers that are granted a temporary
                                                catch data.                                                On December 29, 2015, NMFS issued                  waiver from the requirement to submit
                                                                                                        a final rule establishing a small business            electronic fish tickets must submit on
                                                Classification                                          size standard of $11 million in annual                paper the same data as are required on
                                                   NMFS has determined that this action                 gross receipts for all businesses                     electronic fish tickets within 24 hours of
                                                is consistent with the FMP, the                         primarily engaged in the commercial                   the date received during the period that
                                                Magnuson Stevens Conservation and                       fishing industry (North American                      the waiver is in effect.
                                                Management Act, and other applicable                    Industry Classification System or NAICS                  Implementation of an electronic fish
                                                laws.                                                   11411) for Regulatory Flexibility Act                 ticket improves the accuracy and
                                                   The Office of Management and Budget                  (RFA) compliance purposes only (80 FR                 timeliness of landing data and provides
                                                (OMB) has determined that this action                   81194, December 29, 2015). The $11                    managers with the real time data
                                                is not significant for purposes of                      million standard became effective on                  necessary to do inseason management of
                                                Executive Order 12866.                                  July 1, 2016, and is to be used in all                the primary and daily trip limit (DTL)
                                                Regulatory Flexibility Act                              NMFS rules subject to the RFA after July              fisheries. It also provides enforcement
                                                                                                        1, 2016, in place of the U.S. SBA                     with the permit-specific landings data
                                                   A final regulatory flexibility analysis              standards (described above) of $20.5                  necessary to monitor overages in the
                                                (FRFA) was prepared and incorporates                    million, $5.5 million, and $7.5 million               primary (tier) and DTL sablefish
                                                the initial regulatory flexibility analysis             for the finfish (NAICS 114111), shellfish             fisheries, and could aid in enforcement
                                                (IRFA). A summary of the significant                    (NAICS 114112), and other marine                      of the owner-on-board requirement.
                                                issues raised by the public comments in                 fishing (NAICS 114119) sectors of the                    There are no significant alternatives to
                                                response to the IRFA, and NMFS                          U.S. commercial fishing industry.                     the rule that accomplish the stated
                                                responses to those comments, and a                         Pursuant to the RFA, and prior to July             objectives of applicable statutes and that
                                                summary of the analyses completed to                    1, 2016, an initial regulatory flexibility            minimize any of the significant
                                                support the action are included below.                  analysis was developed for this                       economic impact of the final rule on
                                                NMFS also prepared a Regulatory                         regulatory action using SBA’s size                    small entities. However, Section 212 of
                                                Impact Review (RIR) for this action. A                  standards. NMFS has reviewed the                      the Small Business Regulatory
                                                copy of the RIR/FRFA is available from                  analyses prepared for this regulatory                 Enforcement Fairness Act of 1996 states
                                                NMFS (see ADDRESSES). A summary of                      action in light of the new size standard.             that, for each rule or group of related
                                                the FRFA, per the requirements of 5                     All of the harvesting entities directly               rules for which an agency is required to
                                                U.S.C. 604(a) follows:                                  regulated by this regulatory action were              prepare a FRFA, the agency shall
                                                   The Small Business Administration                    considered small under the SBA’s size                 publish one or more guides to assist
                                                (SBA) has established size criteria for all             standards, and continue to be                         small entities in complying with the
                                                major industry sectors in the US,                       considered small under the new NMFS                   rule. The agency shall explain the
                                                including fish harvesting and fish                      standard. Thus, NMFS has determined                   actions a small entity is required to take
                                                processing businesses. A business                       that the new size standard does not                   to comply with a rule or group of rules.
                                                primarily involved in finfish harvesting                affect analyses prepared for this                     As part of this rulemaking process, a
                                                is classified as a small business if it is              regulatory action.                                    small entity compliance guide will be
                                                independently owned and operated, is                       No significant issues were raised                  sent to all limited entry permit owners
                                                not dominant in its field of operation                  during public comment, and no changes                 and holders, and all persons and entities
                                                (including its affiliates), and has                     were made as a result of public                       that have requested information on
                                                combined annual receipts not in excess                  comments.                                             groundfish management actions (i.e.,
                                                of $20.5 million for all its affiliated                    An estimated 99 entities are                       persons and entities on the West Coast
                                                operations worldwide (13 CFR part 121;                  potentially impacted by this rule,                    groundfish email list serve), and will be
                                                August 17, 2015). For commercial                        including 77 receivers and up to 22                   posted on the NMFS West Coast Region
                                                shellfish harvesters, the other qualifiers              vessels/permit holding entities. All of               Web site at http://
                                                apply and the receipts threshold is $5.5                these entities are considered small                   www.westcoast.fisheries.noaa.gov/.
                                                million. For other commercial marine                    according to both the SBA guidelines                  With regards to new electronic fish
                                                harvesters, for-hire businesses, and                    and the new NMFS standards described                  ticket requirements, outreach and
                                                marinas, the other qualifiers apply and                 above. This rule is not anticipated to                compliance guidance will also be
                                                the receipts threshold is $7.5 million. A               have a substantial or significant                     available through the Pacific States
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                                                business primarily involved in seafood                  economic impact on small entities, or                 Marine Fisheries Commission at http://
                                                processing is classified as a small                     place small entities at a disadvantage to             pacfin.psmfc.org/.
                                                business if it is independently owned                   large entities.
                                                and operated, is not dominant in its                       Addition of an exemption to the                    Paperwork Reduction Act
                                                field of operation (including its                       ownership limitation and joint                          This final rule contains the
                                                affiliates), and has combined annual                    registration are expected to positively               implementation of a Federal
                                                employment not in excess of 500                         benefit directly impacted small entities.             requirement for an electronic fish ticket


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                                                             Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations                                                84425

                                                to capture essential fishery catch data                 Title 15—Commerce and Foreign Trade                         The revisions and additions read as
                                                for commercial non-trawl sablefish                                                                                follows:
                                                fisheries (every commercial fishery                     PART 902—NOAA INFORMATION
                                                                                                        COLLECTION REQUIREMENTS UNDER                             § 660.11   General definitions.
                                                landing that includes any amount of
                                                sablefish) in a timely manner, which is                 THE PAPERWORK REDUCTION ACT:                              *      *     *     *     *
                                                a collection-of-information requirement                 OMB CONTROL NUMBERS                                          Base permit means a sablefish-
                                                subject to review and approval by OMB                                                                             endorsed limited entry permit described
                                                                                                        ■ 1. The authority citation for part 902                  at § 660.25(b)(3)(i), subpart C, registered
                                                under the Paperwork Reduction Act
                                                                                                        continues to read as follows:                             for use with a vessel that meets the
                                                (PRA). With regards to electronic fish
                                                tickets, this requirement has been                          Authority: 44 U.S.C. 3501 et seq.                     permit length endorsement
                                                approved by OMB as a new OMB                                                                                      requirements appropriate to that vessel,
                                                                                                        ■  2. In § 902.1, in the table in paragraph
                                                collection (OMB collection 0648–0738).                                                                            as described at § 660.25(b)(3)(iii),
                                                                                                        (b), under the entry ‘‘50 CFR’’, revise the
                                                The public reporting burden is                                                                                    subpart C.
                                                                                                        entries for ‘‘660.13’’, ‘‘660.15’’,
                                                estimated to average 10 minutes per                     ‘‘660.17’’, ‘‘660.25’’, ‘‘660.113’’, and                  *      *     *     *     *
                                                response. With regards to the ownership                 ‘‘660.140’’ to read as follows:                              Electronic fish ticket means a web-
                                                limitation exemption, this requirement                                                                            based form that is used to send landing
                                                has been approved by OMB as OMB                         § 902.1 OMB control numbers assigned                      data to the Pacific States Marine
                                                                                                        pursuant to the Paperwork Reduction Act.                  Fisheries Commission. Electronic fish
                                                collection 0648–0737. The public
                                                reporting burden is estimated to be 45                  *       *    *           *       *                        tickets are used to collect information
                                                minutes per response. Send comments                         (b) * * *                                             similar to the information required in
                                                on the burden estimates or any other                                                                              state fish receiving tickets or landing
                                                                                                         CFR part or section                 Current OMB          receipts, but do not replace or change
                                                aspects of the collection of information                where the information                  control No.
                                                to West Coast Region at the                                                                                       any state requirements.
                                                                                                        collection requirement            (all numbers begin
                                                ADDRESSES above, by email to OIRA_                             is located                      with 0648–)        *      *     *     *     *
                                                Submission@omb.eop.gov, or by fax to                                                                                 Joint registration or jointly registered
                                                (202) 395–7285.                                                                                                   means simultaneously registering both
                                                                                                           *              *          *           *         *      trawl-endorsed and longline or trap/pot-
                                                   Notwithstanding any other provision                  50 CFR:                                                   endorsed limited entry permits for use
                                                of the law, no person is required to                                                                              with a single vessel in one of the
                                                respond to, and no person shall be                           *          *              *       *        *
                                                                                                                                                                  configurations described at
                                                subject to penalty for failure to comply                    660.13 .................... –0573, –0619, and
                                                                                                                                          –0738.                  § 660.25(b)(4)(iv).
                                                with, a collection of information subject
                                                to the requirements of the PRA, unless                                                                            *      *     *     *     *
                                                                                                             *          *              *       *        *            Stacking or stacked means registering
                                                that collection of information displays a                   660.15 .................... –0619 and –0738.          more than one sablefish-endorsed
                                                currently valid OMB control number.
                                                                                                                                                                  limited entry permit for use with a
                                                   The PRA (44 U.S.C. 3507) requires                         *          *              *       *        *         single vessel (See § 660.25(b)(4)(iii),
                                                that agencies inventory and display a                       660.17 .................... –0619 and –0738.
                                                                                                                                                                  subpart C).
                                                current control number assigned by the                                                                            *      *     *     *     *
                                                                                                             *          *              *       *        *
                                                Director, Office of Management and                          660.25 .................... –0203, –0620, and         ■ 3. In § 660.12, revise paragraph (a)(6)
                                                Budget (OMB), for each agency                                                             –0737.                  to read as follows:
                                                information collection. § 902.1(b)
                                                identifies the location of NOAA                              *         *              *       *        *          § 660.12   General groundfish prohibitions.
                                                regulations for which OMB approval                          660.113 .................. –0271, –0573, –0618,       *     *      *      *    *
                                                numbers have been issued. Because this                                                   –0619, and –0737.          (a) * * *
                                                final rule adds requirements for scale                                                                              (6) Take and retain, possess, or land
                                                test report recording and maintenance,                       *         *              *       *        *
                                                                                                                                                                  more than a single cumulative limit of
                                                                                                            660.140 .................. –0593, –0619, –0620,
                                                § 902.1(b) is revised to reference                                                       and –0737.               a particular species, per vessel, per
                                                correctly the section resulting from this                                                                         applicable cumulative limit period,
                                                final rule.                                                   *           *          *           *         *      except for sablefish taken in the primary
                                                                                                                                                                  limited entry, fixed gear sablefish
                                                List of Subjects
                                                                                                        Title 50—Wildlife and Fisheries                           season from a vessel authorized to fish
                                                15 CFR Part 902                                                                                                   in that season, as described at § 660.231,
                                                                                                        PART 660—FISHERIES OFF WEST                               subpart E.
                                                  Reporting and recordkeeping                           COAST STATES                                              *     *      *      *    *
                                                requirements.
                                                                                                                                                                  ■ 4. In § 660.13, revise paragraph (d)
                                                                                                        ■ 1. The authority citation for part 660
                                                50 CFR Part 660                                                                                                   introductory text and paragraphs
                                                                                                        continues to read as follows:
                                                                                                                                                                  (d)(5)(ii) and (iii) and (d)(5)(iv)(A)(24) to
                                                   Fisheries, Fishing, and Indian                         Authority: 16 U.S.C. 1801 et seq., 16 U.S.C.            read as follows:
                                                fisheries.                                              773 et seq., and 16 U.S.C. 7001 et seq.
                                                                                                        ■  2. In § 660.11:                                        § 660.13   Recordkeeping and reporting.
                                                  Dated: November 15, 2016.
                                                                                                        ■  a. Revise the definitions for ‘‘Base                   *     *     *     *   *
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                                                Samuel D. Rauch III,                                                                                                (d) Declaration reporting
                                                                                                        permit’’ and ‘‘Electronic fish ticket’’;
                                                Deputy Assistant Administrator for                      ■ b. Add in alphabetical order the                        requirements—When the operator of a
                                                Regulatory Programs, National Marine                    definition for ‘‘Joint registration’’;                    vessel registers a VMS unit with NMFS
                                                Fisheries Service.
                                                                                                        ■ c. Remove the definition for                            OLE, the vessel operator must provide
                                                  For the reasons set out in the                        ‘‘Stacking’’; and                                         NMFS with a declaration report as
                                                preamble, 15 CFR part 902 and 50 CFR                    ■ d. Add in alphabetical order the                        specified at paragraph (d)(5)(iv) of this
                                                part 660 are amended as follows:                        definition for ‘‘Stacking or stacked’’.                   section. The operator of any vessel that


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                                                84426        Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations

                                                has already registered a VMS unit with                  hardware and software required under                  Stevens Act at 16 U.S.C. 1858(a) and
                                                NMFS OLE but has not yet made a                         this subsection are fully operational and             implementing regulations at 15 CFR part
                                                declaration, as specified at paragraph                  functional whenever they receive,                     904, subpart D, apply.
                                                (d)(5)(iv) of this section, must provide                purchase, or take custody, control, or                *      *    *      *     *
                                                NMFS with a declaration report upon                     possession of groundfish species for                     (3) * * *
                                                request from NMFS OLE.                                  which an electronic fish ticket is                       (iv) * * *
                                                   (5) * * *                                            required. ‘‘Functional’’ means that the                  (B) * * *
                                                   (ii) A declaration report will be valid              software requirements and minimum                        (3) A partnership or corporation will
                                                until another declaration report revising               hardware requirements described at                    lose the exemptions provided in
                                                the existing gear or fishery declaration                paragraphs (d)(1) and (2) of this section             paragraphs (b)(3)(iv)(B)(1) and (2) of this
                                                is received by NMFS OLE. The vessel                     are met and submission to Pacific States              section on the effective date of any
                                                operator must send a new declaration                    Marine Fisheries Commission can be                    change in the corporation or partnership
                                                report before leaving port on a trip that               executed effectively by the equipment.                from that which existed on November 1,
                                                meets one of the following criteria:                      (4) Improving data quality. Vessel                  2000. A ‘‘change’’ in the partnership or
                                                   (A) A gear type that is different from               owners and operators, first receivers, or             corporation is defined at § 660.11. A
                                                the gear type most recently declared for                shoreside processor owners, or                        change in the partnership or corporation
                                                the vessel will be used, or                             managers may contact NMFS to request                  must be reported to SFD within 15
                                                   (B) A vessel will fish in a fishery other            assistance in improving data quality and              calendar days of the addition of a new
                                                than the fishery most recently declared.                resolving issues. Requests may be                     shareholder or partner.
                                                   (iii) During the period of time that a               submitted to: Attn: Electronic Fish                      (4) Any partnership or corporation
                                                vessel has a valid declaration report on                Ticket Monitoring, National Marine                    with any ownership interest in a limited
                                                file with NMFS OLE, it cannot fish with                 Fisheries Service, West Coast Region,                 entry permit with a sablefish
                                                a gear other than a gear type declared by               Sustainable Fisheries Division, 7600                  endorsement or in the vessel registered
                                                the vessel or fish in a fishery other than              Sand Point Way, NE., Seattle, WA                      to the permit shall document the extent
                                                the fishery most recently declared.                     98115.                                                of that ownership interest with NMFS
                                                   (iv) * * *                                           ■ 6. In § 660.25:                                     via the Identification of Ownership
                                                   (A) * * *                                            ■ a. Revise paragraph (b)(1)(v);                      Interest Form sent to the permit owner
                                                   (24) Other, or                                       ■ b. Remove paragraph (b)(3)(iv)(B);                  through the annual permit renewal
                                                *       *    *     *     *                              ■ c. Redesignate paragraph (b)(3)(iv)(C)              process and whenever a change in
                                                ■ 5. In § 660.15, revise paragraphs (a)                 as (b)(3)(iv)(B);                                     permit owner, vessel owner, and/or
                                                and (d) to read as follows:                             ■ d. Revise newly redesignated                        vessel registration occurs as described at
                                                                                                        paragraphs (b)(3)(iv)(B)(3) and (4);                  paragraph (b)(4)(v) and (vi) of this
                                                § 660.15   Equipment requirements.                      ■ e. Add new paragraph (b)(3)(iv)(C);                 section. NMFS will not renew a
                                                   (a) Applicability. This section                      ■ f. Revise paragraphs (b)(3)(v), (b)(4)
                                                                                                                                                              sablefish-endorsed limited entry permit
                                                contains the equipment and operational                  introductory text, (b)(4)(i)(D), and                  through the annual renewal process
                                                requirements for scales used to weigh                   (b)(4)(iii);                                          described at paragraph (b)(4)(i) of this
                                                catch at sea, scales used to weigh catch                ■ g. Redesignate paragraphs (b)(4)(iv)
                                                                                                                                                              section, or approve a change in permit
                                                at IFQ first receivers, hardware and                    through (b)(4)(ix) as (b)(4)(v) through               owner, vessel owner, and/or vessel
                                                software for electronic fish tickets, and               (b)(4)(x);                                            registration unless the Identification of
                                                computer hardware for electronic                        ■ h. Add a new paragraph (b)(4)(iv);
                                                                                                                                                              Ownership Interest Form has been
                                                                                                        ■ i. Revise newly redesignated
                                                logbook software. Unless otherwise                                                                            completed. Further, if NMFS discovers
                                                specified by regulation, the operator or                paragraphs (b)(4)(v)(A) and (B),
                                                                                                                                                              through review of the Identification of
                                                manager must retain, for 3 years, a copy                (b)(4)(vi)(A) and (B), and (b)(4)(vii)(A);
                                                                                                                                                              Ownership Interest Form that an
                                                of all records described in this section                and
                                                                                                        ■ j. Revise (b)(6).
                                                                                                                                                              individual person, partnership, or
                                                and make the records available upon                                                                           corporation owns or holds more than 3
                                                                                                          The revisions and additions read as
                                                request to NMFS staff or an authorized                                                                        permits and is not authorized to do so
                                                                                                        follows:
                                                officer.                                                                                                      under paragraph (b)(3)(iv)(B)(2) of this
                                                *      *     *    *      *                              § 660.25    Permits.                                  section, the individual person,
                                                   (d) Electronic fish tickets. First                   *     *     *     *     *                             partnership or corporation will be
                                                receivers are required to meet the                        (b) * * *                                           notified and the permits owned or held
                                                hardware and software requirements                        (1) * * *                                           by that individual person, partnership,
                                                below.                                                    (v) Initial administrative                          or corporation will be void and reissued
                                                   (1) Hardware and software                            determination (IAD). SFD will make a                  with the vessel status as ‘‘unidentified’’
                                                requirements. A personal computer                       determination regarding permit                        until the permit owner owns and/or
                                                system, tablet, mobile device, or other                 endorsements, renewal, replacement,                   holds a quantity of permits appropriate
                                                device that has software (e.g. web                      change in permit ownership and change                 to the restrictions and requirements
                                                browser) capable of submitting                          in vessel registration. SFD will notify               described in paragraph (b)(3)(iv)(B)(2) of
                                                information over the internet, such that                the permit owner in writing with an                   this section. If NMFS discovers through
                                                submission to Pacific States Marine                     explanation of any determination to                   review of the Identification of
                                                Fisheries Commission can be executed                    deny a permit endorsement, renewal,                   Ownership Interest Form that a
                                                effectively.                                            replacement, change in permit                         partnership or corporation has had a
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                                                   (2) Internet access. The first receiver              ownership or change in vessel                         change in membership since November
                                                is responsible for maintaining internet                 registration. The SFD will decline to act             1, 2000, as described in paragraph
                                                access sufficient to access the web-based               on an application for permit                          (b)(3)(iv)(B)(3) of this section, the
                                                interface and submit completed                          endorsement, renewal, replacement, or                 partnership or corporation will be
                                                electronic fish ticket forms.                           change in registration of a limited entry             notified, NMFS will void any existing
                                                   (3) Maintenance. The first receiver is               permit if the permit is subject to                    permits, and reissue any permits owned
                                                responsible for ensuring that all                       sanction provisions of the Magnuson-                  and/or held by that partnership or


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                                                             Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations                                          84427

                                                corporation in ‘‘unidentified’’ status                  Exemption, 7600 Sand Point Way NE.,                   complete documentation of permit
                                                with respect to vessel registration until               Seattle, WA 98115. After receipt of a                 ownership as required under paragraph
                                                the partnership or corporation is able to               complete application, the SFD will issue              (b)(3)(iv)(B)(4) of this section.
                                                register ownership of those permits to                  an IAD in writing to the applicant                    *       *    *      *    *
                                                persons authorized under this section to                determining whether the applicant                        (iii) Stacking limited entry permits.
                                                own sablefish-endorsed limited entry                    qualifies for the exemption. If an                    ‘‘Stacking’’ limited entry permits, as
                                                permits.                                                applicant chooses to file an appeal of                defined at § 660.11, refers to the practice
                                                *      *     *     *     *                              the IAD, the applicant must follow the                of registering more than one sablefish-
                                                   (C) Ownership limitation exemption.                  appeals process outlined at paragraph                 endorsed permit for use with a single
                                                As described in (b)(3)(iv)(B) of this                   (g) of this section and, for the timing of            vessel. Only limited entry permits with
                                                section, no individual person,                          the appeals, at paragraph (g)(4)(ii) of this          sablefish endorsements may be stacked.
                                                partnership, or corporation in                          section.                                              Up to 3 limited entry permits with
                                                combination may own and/or hold more                       (3) Exemption status. If at any time a             sablefish endorsements may be
                                                than three sablefish-endorsed permits. A                change occurs relative to the qualifying              registered for use with a single vessel
                                                vessel owner that meets the qualifying                  criteria described at paragraph                       during the sablefish primary season
                                                criteria described in paragraph                         (b)(3)(iv)(C)(1), the vessel owner to                 described at § 660.231, subpart E.
                                                (b)(3)(iv)(C)(1) of this section may                    whom the ownership limitation                         Privileges, responsibilities, and
                                                request an exemption from the                           exemption applies must notify NMFS                    restrictions associated with stacking
                                                ownership limitation.                                   within 30 calendar days. If such changes              permits to fish in the sablefish primary
                                                   (1) Qualifying criteria. The three                   mean the vessel owner no longer meets                 fishery are described at § 660.231,
                                                qualifying criteria for an ownership                    the qualifying criteria, the ownership                subpart E and at paragraph (b)(3)(iv) of
                                                limitation exemption are: The vessel                    limitation exemption becomes                          this section.
                                                owner currently has no more than 20                     automatically null and void 30 calendar                  (iv) Joint registration of limited entry
                                                percent ownership interest in a vessel                  days after the date the vessel owner no               permits—(A) General. ‘‘Joint
                                                registered to the sablefish endorsed                    longer meets the qualifying criteria. At              registration’’ of limited entry permits, as
                                                permit, the vessel owner currently has                  any time, NMFS may request that the                   defined at § 660.11, is the practice of
                                                ownership interest in Alaska sablefish                  vessel owner submit a new exemption                   simultaneously registering both trawl-
                                                individual fishing quota, and the vessel                application. If NMFS at any time finds                endorsed and longline or trap/pot-
                                                has fished in the past 12-month period                  the vessel owner no longer meets the                  endorsed limited entry permits for use
                                                in both the West Coast groundfish                       qualifying criteria described at                      with a single vessel.
                                                limited entry fixed gear fishery and the                paragraph (b)(3)(iv)(C)(1) of this section               (B) Restrictions. Subject to vessel size
                                                Sablefish IFQ Program in Alaska. The                    NMFS will issue an IAD, which may be                  endorsements in paragraph (b)(3)(iii),
                                                best evidence of a vessel owner having                  appealed, as described at paragraph (g)               any limited entry permit with a trawl
                                                met these qualifying criteria will be                   of this section.                                      endorsement and any limited entry
                                                state fish tickets or landing receipts                     (v) MS/CV endorsement. An MS/CV                    permit with a longline or trap/pot
                                                from the West Coast states and Alaska.                  endorsement on a trawl limited entry                  endorsement may be jointly registered
                                                The qualifying vessel owner may seek                    permit conveys a conditional privilege                for use with a single vessel but only in
                                                an ownership limitation exemption for                   that allows a vessel registered to it to              one of the following configurations:
                                                sablefish endorsed permits registered to                fish in either the coop or non-coop                      (1) a single trawl-endorsed limited
                                                no more than two vessels.                               fishery in the MS Coop Program                        entry permit and one, two or three
                                                   (2) Application and issuance process                 described at § 660.150, subpart D. The                sablefish-endorsed fixed gear (longline
                                                for an ownership limitation exemption.                  provisions for the MS/CV-endorsed                     and/or fishpot endorsed) limited entry
                                                The SFD will make the qualifying                        limited entry permit, including                       permits; or
                                                criteria and application instructions                   eligibility, renewal, change of permit                   (2) a single trawl-endorsed limited
                                                available online at                                     ownership, vessel registration,                       entry permit and one longline-endorsed
                                                www.westcoast.fisheries.noaa.gov/                       combinations, accumulation limits, fees,              limited entry permit for use with a
                                                fisheries/groundfish/index.html. A                      and appeals are described at § 660.150.               single vessel.
                                                vessel owner who believes that they                     Each MS/CV endorsement has an                            (v) * * *
                                                may qualify for the ownership                           associated catch history assignment                      (A) General. Change in permit owner
                                                limitation exemption must submit                        (CHA) that is permanently linked as                   and/or vessel owner applications must
                                                evidence with their application showing                 originally issued by NMFS and which                   be submitted to NMFS with the
                                                how their vessel has met the qualifying                 cannot be divided or registered                       appropriate documentation described at
                                                criteria described at paragraph                         separately to another limited entry trawl             paragraphs (b)(4)(viii) and (ix) of this
                                                (b)(3)(iv)(C)(1) of this section. The vessel            permit. Regulations detailing this                    section. The permit owner may convey
                                                owner must also submit a Sablefish                      process and MS/CV-endorsed permit                     the limited entry permit to a different
                                                Permit Ownership Limitation                             combinations are outlined in                          person. The new permit owner will not
                                                Exemption Identification of Ownership                   § 660.150(g)(2), subpart D.                           be authorized to use the permit until the
                                                Interest form that includes disclosure of               *      *     *     *     *                            change in permit owner has been
                                                percentage of ownership in the vessel                      (4) Limited entry permit actions—                  registered with and approved by NMFS.
                                                and disclosure of individual                            renewal, combination, stacking, joint                 NMFS will not approve a change in
                                                shareholders in any entity. Paragraph (i)               registration, change of permit owner or               permit owner for a limited entry permit
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                                                of this section sets out the relevant                   vessel owner, and change in vessel                    with a sablefish endorsement that does
                                                evidentiary standards and burden of                     registration—                                         not meet the ownership requirements
                                                proof. Applications may be submitted at                    (i) * * *                                          for such permit described at paragraph
                                                any time to NMFS at: NMFS West Coast                       (D) Limited entry permits with                     (b)(3)(iv)(B) of this section. NMFS will
                                                Region, Sustainable Fisheries Division,                 sablefish endorsements, as described at               not approve a change in permit owner
                                                ATTN: Fisheries Permit Office—                          paragraph (b)(3)(iv) of this section, will            for a limited entry permit with an MS/
                                                Sablefish Ownership Limitation                          not be renewed until SFD has received                 CV endorsement or an MS permit that


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                                                84428        Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations

                                                does not meet the ownership                             paragraphs (b)(4)(viii) and (ix) of this              The sablefish at-sea processing
                                                requirements for such permit described                  section. At a minimum, a permit owner                 exemption will expire upon registration
                                                at § 660.150(g)(3), and § 660.150(f)(3),                seeking to change vessel registration of              of the vessel to a new owner or if the
                                                respectively. NMFS considers the                        a limited entry permit shall submit to                vessel is totally lost, as defined at
                                                following as a change in permit owner                   NMFS a signed application form and                    § 660.11.
                                                that would require registering with and                 his/her current limited entry permit                     (ii) Non-whiting at-sea processing
                                                approval by NMFS, including but not                     before the first day of the cumulative                exemption. No new applications for
                                                limited to: Selling the permit to another               limit period in which they wish to fish.              non-whiting at-sea processing
                                                individual or entity; adding an                         If a permit owner provides a signed                   exemptions will be accepted. As
                                                individual or entity to the legal name on               application and current limited entry                 specified at § 660.112(b)(1)(xii), subpart
                                                the permit; or removing an individual or                permit after the first day of a cumulative            D, vessels are prohibited from
                                                entity from the legal name on the                       limit period, the permit will not be                  processing non-whiting groundfish at
                                                permit. A change in vessel owner                        effective until the succeeding                        sea that were caught in the Shorebased
                                                includes any changes to the name(s) of                  cumulative limit period. NMFS will not                IFQ Program without a non-whiting at-
                                                any or all vessel owners, as registered                 approve a change in vessel registration               sea processing exemption. Any non-
                                                with USCG or a state. The new owner(s)                  until it receives a complete application,             whiting at-sea processing exemptions
                                                of a vessel registered to a limited entry               the existing permit, a current copy of                were issued to a particular vessel and
                                                permit must report any change in vessel                 the USCG 1270, and other required                     that permit and/or vessel owner who
                                                ownership to NMFS within 30 calendar                    documentation.                                        requested the exemption. The
                                                days after such change has been                         *      *    *      *     *                            exemption is not part of the limited
                                                registered with the USCG or a state                        (vii) * * *                                        entry permit. The exemption is not
                                                licensing agency.                                          (A) General. A permit owner may                    transferable to any other vessel, vessel
                                                   (B) Effective date. The change in                    designate the vessel registration for a               owner, or permit owner for any reason.
                                                permit ownership or change in the                       permit as ‘‘unidentified,’’ meaning that              The exemption only applies to at-sea
                                                vessel holding the permit will be                       no vessel has been identified as                      processing of non-whiting groundfish
                                                effective on the day the change is                      registered for use with that permit. No               caught in the Shorebased IFQ Program.
                                                approved by NMFS, unless there is a                     vessel is authorized to use a permit with             The non-whiting at-sea processing
                                                concurrent change in the vessel                         the vessel registration designated as                 exemption will expire upon registration
                                                registered to the permit. Requirements                  ‘‘unidentified.’’ A vessel owner who                  of the vessel to a new owner or if the
                                                for changing the vessel registered to the               removes a permit from his vessel and                  vessel is totally lost, as defined at
                                                permit are described at paragraph                       registers that permit as ‘‘unidentified’’ is          § 660.11.
                                                (b)(4)(vi) of this section.                             not exempt from VMS requirements at                   *       *   *      *     *
                                                *      *     *      *     *                             § 660.14, unless specifically authorized              ■ 7. In § 660.55, revise paragraph (f)
                                                   (vi) * * *                                           by that section. When a permit owner                  introductory text and paragraphs (h)(1)
                                                   (A) General. A permit may not be                     requests that the permit’s vessel                     and (2) to read as follows:
                                                used with any vessel other than the                     registration be designated as
                                                vessel registered to that permit. For                   ‘‘unidentified,’’ the transaction is not              § 660.55   Allocations.
                                                purposes of this section, a permit                      considered a change in vessel                         *      *    *      *     *
                                                change in vessel registration occurs                    registration for purposes of this section.               (f) Catch accounting. Catch
                                                when, through SFD, a permit owner                       Any subsequent request by a permit                    accounting refers to how the catch in a
                                                registers a limited entry permit for use                owner to change from the                              fishery is monitored against the
                                                with a new vessel. Permit change in                     ‘‘unidentified’’ status of the permit in              allocations described in this section. For
                                                vessel registration applications must be                order to register the permit with a                   species with trawl/nontrawl allocations,
                                                submitted to SFD with the appropriate                   specific vessel will be considered a                  catch of those species are counted
                                                documentation described at paragraph                    change in vessel registration and subject             against the trawl/nontrawl allocations as
                                                (b)(4)(viii) of this section. Upon receipt              to the restriction on frequency and                   explained in paragraph (f)(1) of this
                                                of a complete application, and following                timing of changes in vessel registration.             section. For species with limited entry/
                                                review and approval of the application,                 *      *     *     *     *                            open access allocations in a given
                                                the SFD will reissue the permit                            (6) At-sea processing exemptions—(i)               biennial cycle, catch of those species are
                                                registered to the new vessel.                           Sablefish at-sea processing exemption.                counted against the limited entry/open
                                                Applications to change vessel                           No new applications for sablefish at-sea              access allocations as explained in
                                                registration on limited entry permits                   processing exemptions will be accepted.               paragraph (f)(1)(ii) of this section.
                                                with sablefish endorsements will not be                 As specified at § 660.212(d)(3), subpart              *      *    *      *     *
                                                approved until SFD has received                         E, vessels are prohibited from                           (h) * * *
                                                complete documentation of permit                        processing sablefish at sea that were                    (1) Tribal/nontribal allocation. The
                                                ownership as described at paragraph                     caught in the sablefish primary fishery               sablefish allocation to Pacific coast
                                                (b)(3)(iv)(B)(4) and as required under                  without a sablefish at-sea processing                 treaty Indian tribes is identified at
                                                paragraph (b)(4)(viii) of this section.                 exemption. Any sablefish at-sea                       § 660.50(f)(2). The remainder is
                                                Applications to change vessel                           processing exemptions were issued to a                available to the nontribal fishery
                                                registration on limited entry permits                   particular vessel and that permit and                 (limited entry, open access (directed
                                                with trawl endorsements or MS permits                   vessel owner who requested the                        and incidental), and research).
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                                                will not be approved until SFD has                      exemption. The exemption is not part of                  (2) Between the limited entry and
                                                received complete EDC forms as                          the limited entry permit. The exemption               open access fisheries. The allocation of
                                                required under § 660.114, subpart D.                    cannot be registered with any other                   sablefish after tribal deductions is
                                                   (B) Application. Change in vessel                    vessel, vessel owner, or permit owner                 further reduced by the estimated total
                                                registration applications must be                       for any reason. The exemption only                    mortality of sablefish in research and
                                                submitted to NMFS with the                              applies to at-sea processing of sablefish             recreational fisheries; the remaining
                                                appropriate documentation described at                  caught in the sablefish primary fishery.              yield (commercial harvest guideline) is


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                                                             Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations                                            84429

                                                divided between open access and                         different geographical areas that have                appropriate open access declaration, as
                                                limited entry fisheries. The limited                    different cumulative or ‘‘per trip’’ trip             specified at § 660.14(d)(5)(iv)(A).
                                                entry fishery allocation is 90.6 percent                limits for the same species or species                Vessels registered to a sablefish-
                                                of the commercial harvest guideline.                    group, with the following exceptions.                 endorsed permit(s) fishing in the
                                                The open access allocation is 9.4                       Such crossover provisions do not apply                sablefish primary season (described at
                                                percent of the commercial harvest                       to: IFQ species (defined at § 660.140(c),             § 660.231, subpart E) may only fish with
                                                guideline and includes incidental catch                 subpart D) for vessels that are declared              the gear(s) endorsed on their sablefish-
                                                in non-groundfish fisheries, or                         into the Shorebased IFQ Program (see                  endorsed permit(s) against those limits.
                                                incidental open access.                                 § 660.13(d)(5)(iv)(A), for valid                         (3) Vessel jointly registered to more
                                                *      *     *     *      *                             Shorebased IFQ Program declarations);                 than one limited entry permit. Vessels
                                                                                                        species that are subject only to daily trip           jointly registered (under the provisions
                                                ■ 8. In § 660.60:
                                                ■ a. Revise paragraphs (h)(7)
                                                                                                        limits; or to trip limits for black rockfish          at § 660.25(b)(4)(iv)(B)) may fish with
                                                introductory text, (h)(7)(i) introductory               off Washington, as described at                       open access gear (defined at § 660.11) if
                                                text, (h)(7)(ii)(A), (h)(7)(ii)(B)(1)                   §§ 660.230(e) and 660.330(e).                         they meet the requirements of both
                                                introductory text, and (h)(7)(ii)(B)(2);                *       *    *     *     *                            paragraphs (h)(7)(ii)(B)(1) and (2) of this
                                                and                                                        (ii) * * *                                         section.
                                                                                                           (A) Fishing in limited entry and open                 (iii) Fishing in both the Shorebased
                                                ■ b. Add paragraphs (h)(7)(ii)(B)(3) and
                                                                                                        access fisheries with different trip limits.          IFQ Program and the limited entry fixed
                                                (h)(7)(iii).
                                                                                                        Open access trip limits apply to any                  gear fishery for vessels that are jointly
                                                  The revisions and additions read as
                                                                                                        fishing conducted with open access                    registered.
                                                follows:
                                                                                                        gear, even if the vessel has a valid                     (A) Fishing in the Shorebased IFQ
                                                § 660.60 Specifications and management                  limited entry permit with an                          Program and limited entry fixed gear
                                                measures.                                               endorsement for another type of gear.                 fishery with different trip limits. If a
                                                *      *     *     *     *                              Except such provisions do not apply to                vessel fishes in both the Shorebased IFQ
                                                   (h) * * *                                            IFQ species (defined at § 660.140(c),                 Program and the limited entry fixed gear
                                                *      *     *     *     *                              subpart D) for vessels that are declared              fishery during a cumulative limit
                                                   (7) Crossover provisions. Crossover                  into the Shorebased IFQ Program (see                  period, they are subject to the most
                                                provisions apply to three activities:                   § 660.13(d)(5)(iv)(A) for valid                       restrictive trip limits for non-IFQ
                                                Fishing on different sides of a                         Shorebased IFQ Program declarations).                 species.
                                                                                                        A vessel that fishes in both the open                    (B) Fishing in the Shorebased IFQ
                                                management line, or fishing in both the
                                                                                                        access and limited entry fisheries is not             Program and the limited entry fixed gear
                                                limited entry and open access fisheries,
                                                                                                        entitled to two separate trip limits for              sablefish primary fishery with different
                                                or fishing in both the Shorebased IFQ
                                                                                                        the same species. If a vessel has a                   trip limits. If a vessel is jointly registered
                                                Program and the limited entry fixed gear
                                                                                                        limited entry permit registered to it at              and one or more of the limited entry
                                                fishery. NMFS uses different types of
                                                                                                        any time during the trip limit period                 permits is sablefish endorsed, any
                                                management areas for West Coast
                                                                                                        and uses open access gear, but the open               sablefish landings made by a vessel
                                                groundfish management, such as the
                                                                                                        access limit is smaller than the limited              declared into the limited entry fixed
                                                north-south management areas as
                                                                                                        entry limit, the open access limit may                gear fishery after the start of the
                                                defined in § 660.11. Within a
                                                                                                        not be exceeded and counts toward the                 sablefish primary fishery count towards
                                                management area, a large ocean area
                                                                                                        limited entry limit. If a vessel has a                the tier limit(s), per regulations at
                                                with northern and southern boundary
                                                                                                        limited entry permit registered to it at              § 660.232(a)(2), subpart E. Any sablefish
                                                lines, trip limits, seasons, and
                                                                                                        any time during the trip limit period                 landings made by a vessel declared into
                                                conservation areas follow a single
                                                                                                        and uses open access gear, but the open               the Shorebased IFQ Program must be
                                                theme. Within each management area,
                                                                                                        access limit is larger than the limited               covered by quota pounds, per
                                                there may be one or more conservation
                                                                                                        entry limit, the smaller limited entry                regulations at § 660.112(b), subpart D,
                                                areas, defined at §§ 660.11 and 660.70
                                                                                                        limit applies, even if taken entirely with            and will not count towards the tier
                                                through 660.74. The provisions within
                                                                                                        open access gear.                                     limit(s).
                                                this paragraph apply to vessels fishing
                                                in different management areas.                             (B) * * *                                          ■ 9. In § 660.112:
                                                                                                           (1) Vessel registered to a limited entry           ■ a. Revise paragraphs (a)(3)(i) and (ii);
                                                Crossover provisions also apply to
                                                                                                        trawl permit. To fish with open access                ■ b. Remove paragraph (b)(1)(xii)(B);
                                                vessels that fish in both the limited
                                                entry and open access fisheries, or that                gear, defined at § 660.11, a vessel                   and
                                                                                                        registered to a limited entry trawl                   ■ c. Redesignate paragraph (b)(1)(xii)(C)
                                                use open access non-trawl gear while
                                                                                                        permit must make the appropriate                      as (b)(1)(xii)(B).
                                                registered to limited entry fixed gear                                                                           The revisions read as follows:
                                                permits. Crossover provisions also apply                fishery declaration, as specified at
                                                to vessels that are jointly registered, as              § 660.14(d)(5)(iv)(A). In addition, a                 § 660.112   Trawl fishery—prohibitions.
                                                defined at § 660.11, fishing in both the                vessel registered to a limit entry trawl              *      *     *     *      *
                                                Shorebased IFQ Program and the                          permit must remove the permit from                      (a) * * *
                                                limited entry fixed gear fishery during                 their vessel, as specified at                           (3) * * *
                                                the same cumulative limit period.                       § 660.25(b)(4)(vi), unless the vessel will              (i) Fail to comply with all
                                                Fishery specific crossover provisions                   be fishing in the open access fishery                 recordkeeping and reporting
                                                can be found in subparts D through F of                 under one of the following declarations               requirements at § 660.13, subpart C;
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                                                this part.                                              specified at § 660.13(d):                             including failure to submit information,
                                                   (i) Fishing in management areas with                 *       *    *     *     *                            or submission of inaccurate or false
                                                different trip limits. Trip limits for a                   (2) Vessel registered to a limited entry           information on any report required at
                                                species or a species group may differ in                fixed gear permit(s). To fish with open               § 660.13(d), subpart C, and § 660.113.
                                                different management areas along the                    access gear, defined at § 660.11, subpart               (ii) Falsify or fail to make and/or file,
                                                coast. The following crossover                          C, a vessel registered to a limit entry               retain or make available any and all
                                                provisions apply to vessels fishing in                  fixed gear permit must make the                       reports of groundfish landings,


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                                                84430        Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations

                                                containing all data, and in the exact                   must be produced by the IFQ first                        (3) Transport fish, if that fish includes
                                                manner, required by the regulation at                   receiver and a copy provided to each of               any amount of sablefish, away from the
                                                § 660.13, subpart C, or § 660.113.                      the following:                                        point of landing before being sorted and
                                                *     *      *     *    *                               *       *    *     *     *                            weighed by federal groundfish species
                                                ■ 10. In § 660.113:                                        (6) After review and signature, the                or species group, and recorded for
                                                ■ a. Revise paragraphs (a)(2) and                       electronic fish ticket must be submitted              submission on an electronic fish ticket
                                                (b)(4)(ii)(A);                                          within 24 hours of the completion of the              under § 660.213(e). (If fish will be
                                                ■ b. Remove paragraphs (b)(4)(ii)(B) and                offload, as specified in paragraph                    transported to a different location for
                                                (C) and redesignate paragraphs                          (b)(4)(ii)(B) of this section.                        processing, all sorting and weighing to
                                                (b)(4)(ii)(D) through (F) as (b)(4)(ii)(B)              *       *    *     *     *                            federal groundfish species groups must
                                                through (D);                                               (iii) Revising a submission. In the                occur before transporting the fish away
                                                ■ c. Revise newly redesignated                          event that a data error is found,                     from the point of landing).
                                                paragraphs (b)(4)(ii)(C)(5) introductory                electronic fish ticket submissions must                  (4) Mix fish from more than one
                                                text and (b)(4)(ii)(C)(6); and                          be revised by resubmitting the revised                landing, where one or more of the
                                                ■ d. Revise paragraphs (b)(4)(iii) and (v).             form electronically. Electronic fish                  landings includes any sablefish, prior to
                                                  The revisions read as follows:                        tickets are to be used for the submission             the fish being sorted and weighed for
                                                                                                        of final data. Preliminary data,                      reporting on an electronic fish ticket
                                                § 660.113 Trawl fishery—recordkeeping
                                                and reporting.                                          including estimates of fish weights or                under § 660.213(e).
                                                                                                        species composition, shall not be                        (5) Process, sell, or discard any fish,
                                                *       *    *     *    *                                                                                     if that fish includes any amount of
                                                   (a) * * *                                            submitted on electronic fish tickets.
                                                                                                        *       *    *     *     *                            sablefish, that has not been accounted
                                                   (2) All records used in the preparation
                                                                                                           (v) Reporting requirements when a                  for on an electronic fish ticket under
                                                of records or reports specified in this
                                                                                                        temporary waiver has been granted. IFQ                § 660.213(e).
                                                section or corrections to these reports
                                                                                                        first receivers that have been granted a                 (b) Recordkeeping and reporting. (1)
                                                must be maintained for a period of not
                                                                                                        temporary waiver from the requirement                 Fail to comply with all recordkeeping
                                                less than three years after the date of
                                                                                                        to submit electronic fish tickets must                and reporting requirements at § 660.13,
                                                landing and must be immediately
                                                                                                        submit on paper the same data as is                   subpart C; including failure to submit
                                                available upon request for inspection by
                                                                                                        required on electronic fish tickets                   information, or submission of inaccurate
                                                NMFS or authorized officers or others as
                                                                                                        within 24 hours of the date received                  or false information on any report
                                                specifically authorized by NMFS.
                                                                                                        during the period that the waiver is in               required at § 660.13(d), subpart C, and
                                                Records used in the preparation of
                                                                                                        effect. Paper fish tickets must be sent by            § 660.213.
                                                required reports specified in this section
                                                                                                        facsimile to NMFS, West Coast Region,                    (2) Falsify or fail to make and/or file,
                                                or corrections to these reports that are
                                                                                                        Sustainable Fisheries Division, 206–                  retain or make available any and all
                                                required to be kept include, but are not
                                                                                                        526–6736 or by delivering it in person                reports of groundfish landings that
                                                limited to, any written, recorded,
                                                                                                        to 7600 Sand Point Way NE., Seattle,                  include sablefish, containing all data,
                                                graphic, electronic, or digital materials
                                                                                                        WA 98115. The requirements for                        and in the exact manner, required by the
                                                as well as other information stored in or
                                                                                                        submissions of paper tickets in this                  regulation at § 660.13, subpart C, or
                                                accessible through a computer or other
                                                                                                        paragraph are separate from, and in                   § 660.213.
                                                information retrieval system;
                                                worksheets; weight slips; preliminary,                  addition to existing state requirements               *      *     *     *      *
                                                interim, and final tally sheets; receipts;              for landing receipts or fish receiving                   (d) Sablefish fisheries. (1) Take and
                                                checks; ledgers; notebooks; diaries;                    tickets.                                              retain, possess or land sablefish under
                                                spreadsheets; diagrams; graphs; charts;                 *       *    *     *     *                            the tier limits provided for the limited
                                                tapes; disks; or computer printouts. All                                                                      entry, fixed gear sablefish primary
                                                relevant records used in the preparation                § 660.114    [Amended]                                season, described in § 660.231(b)(3),
                                                of electronic fish ticket reports or                    ■ 11. Amend § 660.114(b) by removing                  from a vessel that is not registered to a
                                                corrections to these reports, including                 the words ‘‘§ 660.25(b)(4)(v)’’ wherever              limited entry permit with a sablefish
                                                dock tickets, must be maintained for a                  they appear and adding in their place                 endorsement.
                                                period of not less than three years after               the words ‘‘§ 660.25(b)(4)(vi)’’.                        (2) Take and retain, possess or land
                                                the date of landing and must be                         ■ 12. In § 660.212, revise paragraph
                                                                                                                                                              sablefish in the sablefish primary
                                                immediately available upon request for                  (a)(2), add paragraphs (a)(3) through (5),            season, described at § 660.231(b), unless
                                                inspection by NMFS or authorized                        and revise paragraphs (b) and (d)(1) and              the owner of the limited entry permit
                                                officers or others as specifically                      (2) to read as follows:                               registered for use with that vessel and
                                                authorized by NMFS.                                                                                           authorizing the vessel to fish in the
                                                   (b) * * *                                            § 660.212    Fixed gear fishery—prohibitions.         sablefish primary season is on board
                                                   (4) * * *                                            *     *     *     *    *                              that vessel. Exceptions to this
                                                   (ii) * * *                                             (a) * * *                                           prohibition are provided at
                                                   (A) Include, as part of each electronic                (2) Take and retain, possess, or land               § 660.231(b)(4)(i) and (ii).
                                                fish ticket submission, the actual scale                more than a single cumulative limit of                *      *     *     *      *
                                                weight for each groundfish species as                   a particular species, per vessel, per                 ■ 13. In § 660.213, revise paragraph
                                                specified by requirements at § 660.15(c),               applicable cumulative limit period,                   (d)(1) and add paragraph (e) to read as
                                                and the vessel identification number.                   except for sablefish taken in the limited             follows:
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                                                Use, and maintain in good working                       entry fixed gear sablefish primary
                                                order, hardware, software, and internet                 season from a vessel authorized to fish               § 660.213 Fixed gear fishery—
                                                access as specified at § 660.15(d).                     in that season, as described at § 660.231             recordkeeping and reporting.
                                                *       *    *     *    *                               and except for IFQ species taken in the               *    *     *    *     *
                                                   (C) * * *                                            Shorebased IFQ Program from a vessel                   (d) * * *
                                                   (5) Prior to submittal, three copies of              authorized under gear switching                        (1) Any person landing groundfish
                                                the printed, signed, electronic fish ticket             provisions as described at § 660.140(k).              must retain on board the vessel from


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                                                             Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations                                          84431

                                                which groundfish are landed, and                        date of landing, unless a waiver of this                 (D) Prior to submittal, three copies of
                                                provide to an authorized officer upon                   requirement has been granted under                    the signed electronic fish ticket must be
                                                request, copies of any and all reports of               provisions specified at paragraph (e)(4)              produced by the receiver and a copy
                                                groundfish landings containing all data,                of this section.                                      provided to each of the following:
                                                and in the exact manner, required by the                   (iii) Sablefish from a single landing in              (1) The vessel operator and/or the
                                                applicable state law throughout the                     the limited entry fixed gear sablefish                owner-on-board,
                                                cumulative limit period during which a                  primary fishery may be counted against                   (2) The state of origin if required by
                                                landing occurred and for 15 days                        more than one stacked permit, or against              state regulations, and
                                                thereafter. All relevant records used in                a tier limit(s) and the cumulative trip                  (3) The first receiver.
                                                the preparation of electronic fish ticket               limit in the DTL fishery. For vessels                    (E) After review and signature, the
                                                reports or corrections to these reports,                with stacked limited entry sablefish                  electronic fish ticket must be submitted
                                                including dock tickets, must be                         permits, defined at § 660.12, sablefish               within 24 hours after the date of
                                                maintained for a period of not less than                may be divided for the purposes of                    landing, as specified in paragraph
                                                three years after the date of landing and               apportioning the sablefish amongst the                (e)(2)(ii) of this section.
                                                must be immediately available upon                      remaining tier limits associated with                    (v) If electronic fish tickets will be
                                                request for inspection by NMFS or                       each of the stacked permits; in that                  submitted after transport, follow these
                                                authorized officers or others as                        instance the electronic fish ticket(s)                process and submittal requirements:
                                                specifically authorized by NMFS.                        must record all pertinent limited entry                  (A) The vessel name, limited entry
                                                *       *    *      *     *                             permit numbers and apportion sablefish                permit number, and the electronic fish
                                                   (e) Electronic fish ticket. The first                landed against each tier limit. Per                   ticket number must be recorded on each
                                                receiver, as defined at § 660.11, subpart               regulations at § 660.232(a)(2) a vessel               dock ticket related to that landing.
                                                C, of fish, if that fish includes any                   may apportion sablefish catch between                    (B) Upon completion of the dock
                                                amount of sablefish, from a limited                     the remainder of its tier limit(s) and                ticket, but prior to transfer of the
                                                entry fixed gear vessel, is responsible for             against the applicable DTL limits; in                 landing to another location, the dock
                                                compliance with all reporting                           that instance the electronic fish ticket              ticket information that will be used to
                                                requirements described in this                          must be used to apportion sablefish                   complete the electronic fish ticket must
                                                paragraph. Per requirements at                          landed against the tier(s) from the                   be reviewed by the vessel operator who
                                                § 660.212(a), all fish, if that fish                    sablefish landed against cumulative trip              delivered the fish. If the electronic fish
                                                includes any amount of sablefish, must                  limits of the DTL fishery. If sablefish is            ticket will report landings of sablefish in
                                                be reported via electronic fish ticket.                 apportioned in either of the ways                     the sablefish primary fishery, the owner-
                                                When used in this paragraph, submit                     described in this paragraph, the                      on-board, unless exempted under
                                                means to transmit final electronic fish                 electronic fish ticket must meet the                  regulations at § 660.231(a)(4), must
                                                ticket information via web-based form                   process and submittal requirements                    review the information recorded on the
                                                or, if a waiver is granted, by paper form.              specified in paragraphs (e)(iv) and (v) of            dock ticket prior to transfer of the
                                                When used in this paragraph, record                     this section. In addition, the owner-on-              landing to another location.
                                                means the action of documenting                         board, unless exempted under                             (C) After review, the first receiver and
                                                electronic fish ticket information in any               regulations at § 660.231(a)(4), must                  the vessel operator must sign the
                                                written format.                                         review and sign documentation of the                  original copy of each dock ticket related
                                                   (1) Required information. All first                  landing, as described in paragraphs                   to that landing. If a dock ticket includes
                                                receivers must provide the following                    (e)(2)(iv) and (v) of this section.                   landings of sablefish in the sablefish
                                                types of information: Date of landing,                                                                        primary fishery, the owner-on-board,
                                                                                                           (iv) If electronic fish tickets will be
                                                vessel that made the landing, vessel                                                                          unless exempted under regulations at
                                                                                                        submitted prior to processing or
                                                identification number, limited entry                                                                          § 660.231(a)(4), must sign the original
                                                                                                        transport, follow these process and
                                                permit number(s), name of the vessel                                                                          copy of that dock ticket.
                                                                                                        submittal requirements:
                                                operator, gear type used, receiver, actual                                                                       (D) Prior to submittal of the electronic
                                                                                                           (A) After completing the landing, the              fish ticket, three copies of the signed
                                                weights of species landed listed by
                                                                                                        electronic fish ticket information must               dock ticket must be produced by the
                                                species or species group including
                                                                                                        be recorded immediately.                              first receiver and a copy provided to
                                                species with no value, condition landed,
                                                number of salmon by species, number of                     (B) Prior to submittal of the electronic           each of the following:
                                                Pacific halibut, ex-vessel value of the                 fish ticket, the information recorded for                (1) The vessel operator and/or the
                                                landing by species, fish caught inside/                 the electronic fish ticket must be                    owner-on-board,
                                                outside 3 miles or both, and any other                  reviewed by the vessel operator who                      (2) The state of origin if required by
                                                information deemed necessary by the                     delivered the fish and the port sampler,              state regulations, and
                                                Regional Administrator (or designee) as                 if one is present. If required by                        (3) The first receiver.
                                                specified on the appropriate electronic                 regulations at § 660.231(a)(4), the                      (E) Based on the information
                                                fish ticket form.                                       owner-on-board must also review the                   contained in the signed dock ticket, the
                                                   (2) Submissions. The first receiver                  information recorded on the electronic                electronic fish ticket must be completed
                                                must:                                                   fish ticket prior to submittal.                       and submitted within 24 hours of the
                                                   (i) Include, as part of each electronic                 (C) After review, the receiver and the             completion of the landing, as specified
                                                fish ticket submission, the actual scale                vessel operator must sign a printed hard              in paragraph (e)(2)(ii) of this section.
                                                weight for each groundfish species as                   copy of the electronic fish ticket or, if                (F) Three copies of the electronic fish
                                                specified by requirements at § 660.15(c),               the landing occurs outside of business                ticket must be produced by the first
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                                                the vessel identification number, and                   hours, the original dock ticket. If                   receiver and a copy provided to each of
                                                the limited entry permit number. Use                    required by regulations at                            the following:
                                                and maintain, for the purposes of                       § 660.231(a)(4), the owner-on-board                      (1) The vessel operator and/or the
                                                submitting electronic fish tickets,                     must also sign a printed copy of the                  owner-on-board,
                                                equipment as specified at § 660.15(d).                  electronic fish ticket or, if the landing                (2) The state of origin if required by
                                                   (ii) Submit a completed electronic fish              occurs outside of business hours, the                 state regulations, and
                                                ticket(s) no later than 24 hours after the              original dock ticket.                                    (3) The first receiver.


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                                                84432        Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations

                                                   (3) Revising a submission. In the event              local time on October 31, or closes for               of time, with no limit on the number of
                                                that a data error is found, electronic fish             an individual vessel owner when the                   landings or trips.
                                                ticket submissions must be revised by                   tier limit for the sablefish endorsed                    (iv) Incidental Pacific halibut
                                                resubmitting the revised form                           permit(s) registered to the vessel has                retention north of Pt. Chehalis, WA
                                                electronically. Electronic fish tickets are             been reached, whichever is earlier,                   (46°53.30′ N. lat.). From April 1 through
                                                to be used for the submission of final                  unless otherwise announced by the                     October 31, vessels authorized to
                                                data. Preliminary data, including                       Regional Administrator through the                    participate in the sablefish primary
                                                estimates of fish weights or species                    routine management measures process                   fishery, licensed by the International
                                                composition, shall not be submitted on                  described at § 660.60(c).                             Pacific Halibut Commission for
                                                electronic fish tickets.                                   (2) Gear type. During the primary                  commercial fishing in Area 2A (waters
                                                   (4) Waivers for submission. On a case-               season, when fishing against primary                  off Washington, Oregon, California), and
                                                by-case basis, a temporary written                      season cumulative limits, each vessel                 fishing with longline gear north of Pt.
                                                waiver of the requirement to submit                     authorized to fish in that season under               Chehalis, WA (46°53.30′ N. lat.) may
                                                electronic fish tickets may be granted by               paragraph (a) of this section may fish for            possess and land up to the following
                                                the Assistant Regional Administrator or                 sablefish with any of the gear types,                 cumulative limits: 110 lb (50 kg) dressed
                                                designee if he/she determines that                      except trawl gear, endorsed on at least               weight of Pacific halibut for every 1,000
                                                circumstances beyond the control of a                   one of the sablefish endorsed permits                 pounds (454 kg) dressed weight of
                                                receiver would result in inadequate data                registered for use with that vessel.                  sablefish landed and up to 2 additional
                                                submissions using the electronic fish                      (3) Cumulative limits. (i) A vessel                Pacific halibut in excess of the 110-
                                                ticket system. The duration of the                      fishing in the primary season will be                 pounds-per-1,000-pound ratio per
                                                waiver will be determined on a case-by-                 constrained by the sablefish cumulative               landing. ‘‘Dressed’’ Pacific halibut in
                                                case basis.                                             limit associated with each of the                     this area means halibut landed
                                                   (5) Reporting requirements when a                    sablefish endorsed permits registered for             eviscerated with their heads on. Pacific
                                                temporary waiver has been granted.                      use with that vessel. During the primary              halibut taken and retained in the
                                                Receivers that have been granted a                      season, each vessel authorized to fish in             sablefish primary fishery north of Pt.
                                                temporary waiver from the requirement                   that season under paragraph (a) of this               Chehalis may only be landed north of
                                                to submit electronic fish tickets must                  section may take, retain, possess, and                Pt. Chehalis and may not be possessed
                                                submit on paper the same data as is                     land sablefish, up to the cumulative                  or landed south of Pt. Chehalis.
                                                required on electronic fish tickets                     limits for each of the sablefish endorsed
                                                                                                                                                                 (4) Owner-on-board requirement. Any
                                                within 24 hours of the date received                    permits registered for use with that
                                                                                                                                                              person who owns or has ownership
                                                during the period that the waiver is in                 vessel. If a vessel is stacking permits,
                                                                                                                                                              interest in a limited entry permit with
                                                effect. Paper fish tickets must be sent by              that vessel may land up to the total of
                                                                                                                                                              a sablefish endorsement, as described at
                                                facsimile to NMFS, West Coast Region,                   all cumulative limits announced in this
                                                                                                                                                              § 660.25(b)(3), subpart C, must be on
                                                Sustainable Fisheries Division, 206–                    paragraph for the tiers for those permits,
                                                                                                                                                              board the vessel registered for use with
                                                526–6736 or by delivering it in person                  except as limited by paragraph (b)(3)(ii)
                                                                                                                                                              that permit at any time that the vessel
                                                to 7600 Sand Point Way NE., Seattle,                    of this section. Up to 3 sablefish
                                                                                                        endorsed permits may be stacked for use               has sablefish on board the vessel that
                                                WA 98115. The requirements for                                                                                count toward that permit’s cumulative
                                                submissions of paper tickets in this                    with a single vessel during the primary
                                                                                                        season; thus, a single vessel may not                 sablefish landing limit. This person
                                                paragraph are separate from, and in                                                                           must carry government issued photo
                                                addition to existing state requirements                 take and retain, possess or land more
                                                                                                        than 3 primary season sablefish                       identification while aboard the vessel.
                                                for landing receipts or fish receiving                                                                        This person must review and sign a
                                                tickets.                                                cumulative limits in any one year. Per
                                                                                                        regulations at § 660.12(a)(6), subpart C,             printed copy of the electronic fish
                                                ■ 14. In § 660.231, revise paragraphs (a),                                                                    ticket(s) or dock ticket, as described at
                                                (b)(1) through (3), and (b)(4)                          all other groundfish landings are subject
                                                                                                        to per vessel trip limits. In 2015, the               § 660.213(d), unless this person
                                                introductory text to read as follows:                                                                         qualified for the owner-on-board
                                                                                                        following annual limits are in effect:
                                                § 660.231 Limited entry fixed gear                      Tier 1 at 41,175 (18,677 kg), Tier 2 at               exemption. A permit owner is qualified
                                                sablefish primary fishery.                              18,716 lb (8,489 kg), and Tier 3 at                   for the owner-on-board exemption and
                                                *      *    *     *     *                               10,695 lb (4,851 kg). For 2016 and                    not obligated to be on board the vessel
                                                   (a) Sablefish endorsement. In addition               beyond, the following annual limits are               registered for use with the sablefish-
                                                to requirements pertaining to fishing in                in effect: Tier 1 at 45,053 lb (20,436 kg),           endorsed limited entry permit during
                                                the limited entry fixed gear fishery                    Tier 2 at 20,479 lb (9,289 kg), and Tier              the sablefish primary season if:
                                                (described in subparts C and E), a vessel               3 at 11,702 lb (5,308 kg).                            *      *     *    *     *
                                                may not fish in the sablefish primary                      (ii) If a sablefish endorsed permit is             ■ 15. Section 660.232 is revised to read
                                                season for the limited entry fixed gear                 registered to more than one vessel                    as follows:
                                                fishery, unless at least one limited entry              during the primary season in a single
                                                permit with both a gear endorsement for                 year, the second vessel may only take                 § 660.232 Limited entry daily trip limit
                                                longline or trap (or pot) gear and a                    the portion of the cumulative limit for               (DTL) fishery for sablefish.
                                                sablefish endorsement is registered for                 that permit that has not been harvested                  (a) Limited entry DTL fisheries both
                                                use with that vessel. Permits with                      by the first vessel to which the permit               north and south of 36° N. lat. (1) Before
                                                sablefish endorsements are assigned to                  was registered. The combined primary                  the start of the sablefish primary season,
                                                one of three tiers, as described at                     season sablefish landings for all vessels             all sablefish landings made by a vessel
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                                                § 660.25(b)(3)(iv), subpart C.                          registered to that permit may not exceed              declared into the limited entry fixed
                                                   (b) * * *                                            the cumulative limit for the tier                     gear fishery and authorized by
                                                   (1) Season dates. North of 36° N. lat.,              associated with that permit.                          § 660.231(a) to fish in the sablefish
                                                the sablefish primary season for the                       (iii) A cumulative trip limit is the               primary season will be subject to the
                                                limited entry, fixed gear, sablefish-                   maximum amount of sablefish that may                  restrictions and limits of the limited
                                                endorsed vessels begins at 12 noon local                be taken and retained, possessed, or                  entry DTL fishery for sablefish specified
                                                time on April 1 and closes at 12 noon                   landed per vessel in a specified period               in this section and which is governed by


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                                                             Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations                                          84433

                                                routine management measures imposed                       (4) Mix fish from more than one                     the date of landing and must be
                                                under § 660.60(c), subpart C.                           landing, where one or more of the                     immediately available upon request for
                                                   (2) Following the start of the primary               landings includes any amount of                       inspection by NMFS or authorized
                                                season, all sablefish landings made by a                sablefish, prior to the fish being sorted             officers or others as specifically
                                                vessel declared into the limited entry                  and weighed for reporting on an                       authorized by NMFS.
                                                fixed gear fishery and authorized by                    electronic fish ticket under § 660.313(f).               (f) Electronic fish ticket. The first
                                                § 660.231(a) to fish in the primary                       (5) Process, sell, or discard any fish if           receiver, as defined at § 660.11, subpart
                                                season will count against the primary                   that fish includes any amount of                      C, of fish, if that fish includes any
                                                season cumulative limit(s) associated                   sablefish, that has not been accounted                amount of sablefish, from an open
                                                with the sablefish-endorsed permit(s)                   for on an electronic fish ticket under                access vessel, is responsible for
                                                registered for use with that vessel. A                  § 660.313(f).                                         compliance with all reporting
                                                vessel that is eligible to fish in the                    (b) Recordkeeping and reporting. (1)                requirements described in this
                                                sablefish primary season may fish in the                Fail to comply with all recordkeeping                 paragraph. Per requirements at
                                                DTL fishery for sablefish once that                     and reporting requirements at § 660.13,               § 660.312(a), all fish, if that fish
                                                vessels’ primary season sablefish                       subpart C, including failure to submit                includes any amount of sablefish, must
                                                limit(s) have been landed, or after the                 information, or submission of inaccurate              be reported via electronic fish ticket.
                                                close of the primary season, whichever                  or false information on any report                    When used in this paragraph, submit
                                                occurs earlier (as described at                         required at § 660.13(d), subpart C, and               means to transmit final electronic fish
                                                § 660.231(b)(1). If the vessel continues                § 660.313.                                            ticket information via web-based form
                                                to fish in the limited entry fixed gear                   (2) Falsify or fail to make and/or file,            or, if a waiver is granted, by paper form.
                                                fishery for any part of the remaining                   retain or make available any and all                  When used in this paragraph, record
                                                fishing year, any subsequent sablefish                  reports of groundfish landings that                   means the action of documenting
                                                landings by that vessel will be subject                 include sablefish, containing all data,               electronic fish ticket information in any
                                                to the restrictions and limits of the                   and in the exact manner, required by the              written format.
                                                limited entry DTL fishery for sablefish.                regulation at § 660.13, subpart C, or                    (1) Required information. All first
                                                   (3) Vessels registered for use with a                § 660.313.                                            receivers must provide the following
                                                limited entry fixed gear permit that does               *     *     *     *      *                            types of information: Date of landing,
                                                not have a sablefish endorsement may                    ■ 17. Section 660.313 is revised to read              vessel that made the landing, vessel
                                                fish in the limited entry DTL fishery,                  as follows:                                           identification number, name of the
                                                consistent with regulations at § 660.230,               § 660.313 Open access fishery—
                                                                                                                                                              vessel operator, gear type used, receiver,
                                                for as long as that fishery is open during              recordkeeping and reporting.                          actual weights of species landed listed
                                                the fishing year, subject to routine                                                                          by species or species group including
                                                                                                           (a) General. General reporting
                                                management measures imposed under                                                                             species with no value, condition landed,
                                                                                                        requirements specified at § 660.13(a)
                                                § 660.60(c), Subpart C. DTL limits for                                                                        number of salmon by species, number of
                                                                                                        through (c), subpart C, apply to the open
                                                the limited entry fishery north and                                                                           Pacific halibut, ex-vessel value of the
                                                                                                        access fishery.
                                                south of 36° N. lat. are provided in                       (b) Declaration reports for vessels                landing by species, fish caught inside/
                                                Tables 2 (North) and 2 (South) of this                  using nontrawl gear. Declaration                      outside 3 miles or both, and any other
                                                subpart.                                                reporting requirements for open access                information deemed necessary by the
                                                   (b) A vessel that is jointly registered,             vessels using nontrawl gear (all types of             Regional Administrator (or designee) as
                                                and has participated or will participate                open access gear other than non-                      specified on the appropriate electronic
                                                in both the limited entry fixed gear                    groundfish trawl gear) are specified at               fish ticket form.
                                                fishery and the Shorebased IFQ Program                  § 660.13(d), subpart C.                                  (2) Submissions. The first receiver
                                                during the fishing year, is subject to                     (c) Declaration reports for vessels                must:
                                                crossover provisions described at                       using non-groundfish trawl gear.                         (i) Include, as part of each electronic
                                                § 660.60(h)(7), subpart C.                              Declaration reporting requirements for                fish ticket submission, the actual scale
                                                ■ 16. In § 660.312:                                     open access vessels using non-                        weight for each groundfish species as
                                                ■ a. Add paragraphs (a)(3) through (5);                 groundfish trawl gear are specified at                specified by requirements at § 660.15(c)
                                                ■ b. Redesignate paragraphs (b) and (c)                 § 660.13(d), subpart C.                               and the vessel identification number.
                                                as (c) and (d); and                                        (d) VMS requirements for open access               Use and maintain, for the purposes of
                                                ■ c. Add a new paragraph (b).                           fishery vessels. VMS requirements for                 submitting electronic fish tickets,
                                                   The additions read as follows:                       open access fishery vessels are specified             equipment as specified at § 660.15(d).
                                                                                                        at § 660.14, subpart C.                                  (ii) Submit a completed electronic fish
                                                § 660.312 Open access fishery—                             (e) Retention of records. Any person               ticket no later than 24 hours after the
                                                prohibitions.                                           landing groundfish must retain on board               date of landing, unless a waiver of this
                                                *      *    *     *      *                              the vessel from which groundfish is                   requirement has been granted under
                                                   (a) * * *                                            landed, and provide to an authorized                  provisions specified at paragraph (f)(4)
                                                   (3) Transport fish, if that fish includes            officer upon request, copies of any and               of this section.
                                                any amount of sablefish, away from the                  all reports of groundfish landings                       (iii) If electronic fish tickets will be
                                                point of landing before being sorted and                containing all data, and in the exact                 submitted prior to processing or
                                                weighed by federal groundfish species                   manner, required by the applicable state              transport, follow these process and
                                                or species group, and recorded for                      law throughout the cumulative limit                   submittal requirements:
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                                                submission on an electronic fish ticket                 period during which a landing occurred                   (A) After completing the landing, the
                                                under § 660.313(f). (If fish will be                    and for 15 days thereafter. All relevant              electronic fish ticket information must
                                                transported to a different location for                 records used in the preparation of                    be recorded immediately.
                                                processing, all sorting and weighing to                 electronic fish ticket reports or                        (B) Prior to submittal of the electronic
                                                federal groundfish species groups must                  corrections to these reports, including               fish ticket, the information recorded for
                                                occur before transporting the fish away                 dock tickets, must be maintained for a                the electronic fish ticket must be
                                                from the point of landing).                             period of not less than three years after             reviewed by the vessel operator who


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                                                84434        Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Rules and Regulations

                                                delivered the fish and the port sampler,                composition, shall not be submitted on                Islands (BSAI) Pacific cod fishery to set
                                                if one is present.                                      electronic fish tickets.                              aside a portion of the Aleutian Islands
                                                   (C) After review, the receiver and the                  (4) Waivers for submission. On a case-             Pacific cod total allowable catch for
                                                vessel operator must sign a printed hard                by-case basis, a temporary written                    harvest by vessels directed fishing for
                                                copy of the electronic fish ticket or, if               waiver of the requirement to submit                   Aleutian Islands Pacific cod and
                                                the landing occurs outside of business                  electronic fish tickets may be granted by             delivering their catch for processing to
                                                hours, the original dock ticket.                        the Assistant Regional Administrator or               a shoreside processor located on land
                                                   (D) Prior to submittal, three copies of              designee if he/she determines that                    west of 170° W. longitude in the
                                                the signed electronic fish ticket must be               circumstances beyond the control of a                 Aleutian Islands (‘‘Aleutian Islands
                                                produced by the receiver and a copy                     receiver would result in inadequate data              shoreplant’’). The harvest set-aside
                                                provided to each of the following:                      submissions using the electronic fish                 applies only if specific notification and
                                                   (1) The vessel operator,                             ticket system. The duration of the                    performance requirements are met, and
                                                   (2) The state of origin if required by               waiver will be determined on a case-by-               only during the first few months of the
                                                state regulations, and                                  case basis.                                           fishing year. This harvest set-aside
                                                   (3) The first receiver.                                 (5) Reporting requirements when a                  provides the opportunity for vessels,
                                                   (E) After review and signature, the                  temporary waiver has been granted.                    Aleutian Islands shoreplants, and the
                                                electronic fish ticket must be submitted                Receivers that have been granted a                    communities where Aleutian Islands
                                                within 24 hours after the date of                       temporary waiver from the requirement                 shoreplants are located to receive
                                                landing, as specified in paragraph                      to submit electronic fish tickets must                benefits from a portion of the Aleutian
                                                (f)(2)(ii) of this section.                             submit on paper the same data as is                   Islands Pacific cod fishery. The
                                                   (iv) If electronic fish tickets will be              required on electronic fish tickets                   notification and performance
                                                submitted after transport, follow these                 within 24 hours of the date of landing                requirements preserve an opportunity
                                                process and submittal requirements:                     during the period that the waiver is in               for the complete harvest of the BSAI
                                                   (A) The vessel name and the                          effect. Paper fish tickets must be sent by            Pacific cod resource if the set-aside is
                                                electronic fish ticket number must be                   facsimile to NMFS, West Coast Region,                 not fully harvested. This final rule is
                                                recorded on each dock ticket related to                 Sustainable Fisheries Division, 206–                  intended to promote the goals and
                                                that landing.                                           526–6736 or by delivering it in person                objectives of Amendment 113, the FMP,
                                                   (C) Upon completion of the dock                      to 7600 Sand Point Way NE., Seattle,                  the Magnuson-Stevens Fishery
                                                ticket, but prior to transfer of the offload            WA 98115. The requirements for                        Conservation and Management Act, and
                                                to another location, the dock ticket                    submissions of paper tickets in this                  other applicable laws.
                                                information that will be used to                        paragraph are separate from, and in                   DATES: Effective on November 23, 2016.
                                                complete the electronic fish ticket must                addition to existing state requirements               ADDRESSES: Electronic copies of
                                                be reviewed by the vessel operator who                  for landing receipts or fish receiving
                                                delivered the fish.                                                                                           Amendment 113 to the FMP, the
                                                                                                        tickets.                                              Environmental Assessment (EA),
                                                   (D) After review, the first receiver and
                                                the vessel operator must sign the                       [FR Doc. 2016–28153 Filed 11–22–16; 8:45 am]          Regulatory Impact Review (RIR), Initial
                                                original copy of each dock ticket related               BILLING CODE 3510–22–P                                Regulatory Flexibility Analysis (IRFA),
                                                to that landing.                                                                                              and Finding of No Significant Impact
                                                   (E) Prior to submittal of the electronic                                                                   (FONSI) prepared for this action,
                                                fish ticket, three copies of the signed                 DEPARTMENT OF COMMERCE                                collectively ‘‘the Analysis,’’ and the
                                                dock ticket must be produced by the                                                                           proposed rule may be obtained from
                                                                                                        National Oceanic and Atmospheric                      http://www.regulations.gov or from the
                                                first receiver and a copy provided to                   Administration
                                                each of the following:                                                                                        NMFS Alaska Region Web site at http://
                                                   (1) The vessel operator,                                                                                   alaskafisheries.noaa.gov.
                                                                                                        15 CFR Part 902                                          Written comments regarding the
                                                   (2) The state of origin if required by
                                                state regulations, and                                                                                        burden-hour estimates or other aspects
                                                                                                        50 CFR Part 679                                       of the collection-of-information
                                                   (3) The first receiver.
                                                   (F) Based on the information                         [Docket No. 151113999–6999–02]                        requirements contained in this rule may
                                                contained in the signed dock ticket, the                                                                      be submitted to NMFS Alaska Region,
                                                                                                        RIN 0648–BF54                                         P.O. Box 21668, Juneau, AK 99802–
                                                electronic fish ticket must be completed
                                                and submitted within 24 hours of the                                                                          1668, Attn: Ellen Sebastian, Records
                                                                                                        Fisheries of the Exclusive Economic
                                                date of landing, as specified in                                                                              Officer; in person at NMFS Alaska
                                                                                                        Zone Off Alaska; Bering Sea and
                                                paragraph (f)(2)(ii) of this section.                                                                         Region, 709 West 9th Street, Room
                                                                                                        Aleutian Islands Management Area;
                                                   (G) Three copies of the electronic fish                                                                    420A, Juneau, AK; by email to OIRA_
                                                                                                        American Fisheries Act; Amendment
                                                ticket must be produced by the first                                                                          Submission@omb.eop.gov; or by fax to
                                                                                                        113
                                                receiver and a copy provided to each of                                                                       (202) 395–5806.
                                                the following:                                          AGENCY:  National Marine Fisheries                    FOR FURTHER INFORMATION CONTACT: Julie
                                                   (1) The vessel operator,                             Service (NMFS), National Oceanic and                  Scheurer, 907–586–7228.
                                                   (2) The state of origin if required by               Atmospheric Administration (NOAA),                    SUPPLEMENTARY INFORMATION:
                                                state regulations, and                                  Commerce.
                                                   (3) The first receiver.                                                                                    Background
                                                                                                        ACTION: Final rule.
                                                   (3) Revising a submission. In the event                                                                      NMFS manages the groundfish and
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                                                that a data error is found, electronic fish             SUMMARY:  NMFS issues this final rule to              Pacific cod fisheries in the Exclusive
                                                ticket submissions must be revised by                   implement Amendment 113 to the                        Economic Zone of the BSAI under the
                                                resubmitting the revised form                           Fishery Management Plan for                           FMP. The North Pacific Fishery
                                                electronically. Electronic fish tickets are             Groundfish of the Bering Sea and                      Management Council (Council)
                                                to be used for the submission of final                  Aleutian Islands Management Area                      prepared, and the Secretary of
                                                data. Preliminary data, including                       (FMP). This final rule modifies the                   Commerce approved, the FMP pursuant
                                                estimates of fish weights or species                    management of Bering Sea and Aleutian                 to the Magnuson-Stevens Fishery


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Document Created: 2016-11-23 05:30:16
Document Modified: 2016-11-23 05:30:16
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective December 23, 2016, except for the amendments to Sec. 660.212(a)(3) through (5) and Sec. 660.312(a)(3) through (5), which will be effective January 1, 2017.
ContactGretchen Hanshew, 206-526-6147, [email protected]
FR Citation81 FR 84419 
RIN Number0648-BE42
CFR Citation15 CFR 902
50 CFR 660
CFR AssociatedReporting and Recordkeeping Requirements; Fisheries; Fishing and Indian Fisheries

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