81 FR 85655 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 228 (November 28, 2016)

Page Range		85655-85655
FR Document		2016-28642

Federal Register, Volume 81 Issue 228 (Monday, November 28, 2016)

[Federal Register Volume 81, Number 228 (Monday, November 28, 2016)]
[Notices]
[Page 85655]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-28642]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission Equity Market Structure Advisory Committee will 
hold a public meeting on Tuesday, November 29, 2016, in the 
Multipurpose Room, LL-006 at the Commission's headquarters, 100 F 
Street NE., Washington, DC.
    The meeting will begin at 9:30 a.m. (EST) and will be open to the 
public. Seating will be on a first-come, first-served basis. Doors will 
be open at 9:00 a.m. Visitors will be subject to security checks. The 
meeting will be webcast on the Commission's Web site at www.sec.gov.
    On November 8, 2016, the Commission published notice of the 
Committee meeting (Release No. 34-79257), indicating that the meeting 
is open to the public and inviting the public to submit written 
comments to the Committee. This Sunshine Act notice is being issued 
because a majority of the Commission may attend the meeting.
    The agenda for the meeting will focus on recommendations and 
updates from the four subcommittees.
    For further information, please contact Brent J. Fields from the 
Office of the Secretary at (202) 551-5400.

    Dated: November 22, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-28642 Filed 11-23-16; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 228 / Monday, November 28, 2016 / Notices 85655

temporarily suspend such rule change if should refer to File Number SR–FINRA– SECURITIES AND EXCHANGE
it appears to the Commission that such 2016–043 and should be submitted on COMMISSION
action is necessary or appropriate in the or before December 19, 2016.
public interest, for the protection of [Securities Exchange Act of 1934; Release
For the Commission, by the Division of
investors, or otherwise in furtherance of No. 79370/November 21, 2016]
Trading and Markets, pursuant to delegated
the purposes of the Act. If the
authority.39
Commission takes such action, the In the Matter of the New York Stock
Commission shall institute proceedings Robert W. Errett,
Exchange LLC for an Order Granting
to determine whether the proposed rule Deputy Secretary. the Approval of Proposed Rule Change
should be approved or disapproved. [FR Doc. 2016–28458 Filed 11–25–16; 8:45 am] Adopting Maximum Fees Member
IV. Solicitation of Comments BILLING CODE 8011–01–P Organizations May Charge in
Connection With the Distribution of
Interested persons are invited to Investment Company Shareholder
submit written data, views and SECURITIES AND EXCHANGE Reports Pursuant to Any Electronic
arguments concerning the foregoing, COMMISSION Delivery Rules Adopted by the
including whether the proposed rule Securities and Exchange Commission;
change is consistent with the Act. Sunshine Act Meeting Order Scheduling Filing of Statements
Comments may be submitted by any of on Review
the following methods: Notice is hereby given, pursuant to
Electronic Comments the provisions of the Government in the On August 15, 2016, the New York
Sunshine Act, Public Law 94–409, that Stock Exchange LLC (‘‘NYSE’’) filed
• Use the Commission’s Internet
the Securities and Exchange with the Securities and Exchange
comment form (http://www.sec.gov/
Commission Equity Market Structure Commission (‘‘Commission’’), pursuant
rules/sro.shtml); or
• Send an email to rule-comments@ Advisory Committee will hold a public to Section 19(b)(1) of the Securities
sec.gov. Please include File Number SR– meeting on Tuesday, November 29, Exchange Act of 1934 1 and Rule 19b–
FINRA–2016–043 on the subject line. 2016, in the Multipurpose Room, LL– 4 thereunder,2 a proposed rule change
006 at the Commission’s headquarters, to adopt maximum fees NYSE member
Paper Comments 100 F Street NE., Washington, DC. organizations may charge in connection
• Send paper comments in triplicate The meeting will begin at 9:30 a.m.
with the distribution of investment
to Secretary, Securities and Exchange company shareholder reports pursuant
(EST) and will be open to the public. to any ‘‘notice and access’’ electronic
Commission, 100 F Street NE.,
Seating will be on a first-come, first- delivery rules adopted by the
Washington, DC 20549–1090.
served basis. Doors will be open at 9:00 Commission.3 On October 5, 2016, the
All submissions should refer to File a.m. Visitors will be subject to security
Number SR–FINRA–2016–043. This file Commission extended the time period
checks. The meeting will be webcast on for Commission action on the proposal
number should be included on the
the Commission’s Web site at to November 20, 2016.4 On November
subject line if email is used. To help the
Commission process and review your www.sec.gov. 18, 2016, the Division of Trading and
comments more efficiently, please use On November 8, 2016, the Markets took action, pursuant to
only one method. The Commission will Commission published notice of the delegated authority, 17 CFR 200.30–
post all comments on the Commission’s Committee meeting (Release No. 34– 3(a)(12), approving the proposed rule
Internet Web site (http://www.sec.gov/ 79257), indicating that the meeting is change.5
rules/sro.shtml). Copies of the open to the public and inviting the Pursuant to Commission Rule of
submission, all subsequent public to submit written comments to Practice 431,6 the Commission is
amendments, all written statements the Committee. This Sunshine Act
with respect to the proposed rule notice is being issued because a majority 1 15 U.S.C. 78s(b)(1).
change that are filed with the of the Commission may attend the 2 17 CFR 240.19b–4.
Commission, and all written meeting.
3 Notice of Filing of Proposed Rule Change

communications relating to the Adopting Maximum Fees Member Organizations
proposed rule change between the The agenda for the meeting will focus may Charge in Connection with the Distribution of
on recommendations and updates from Investment Company Shareholder Reports Pursuant
Commission and any person, other than to Any Electronic Delivery Rules Adopted by the
those that may be withheld from the the four subcommittees. Securities and Exchange Commission, Securities
public in accordance with the For further information, please Exchange Act of 1934, Release No. 78589 (August
16, 2016), 81 FR 56717 (August 22, 2016) (SR–
provisions of 5 U.S.C. 552, will be contact Brent J. Fields from the Office of NYSE–2016–55).
available for Web site viewing and the Secretary at (202) 551–5400. 4 Notice of Designation of a Longer Period for

printing in the Commission’s Public Dated: November 22, 2016.
Commission Action on Proposed Rule Change
Reference Room, 100 F Street NE., Adopting Maximum Fees Member Organizations
Washington, DC 20549, on official Brent J. Fields, May Charge in Connection with the Distribution of
Investment Company Shareholder Reports Pursuant
business days between the hours of Secretary.
to Any Electronic Delivery Rules Adopted by the
10:00 a.m. and 3:00 p.m. Copies of the [FR Doc. 2016–28642 Filed 11–23–16; 11:15 am] Securities and Exchange Commission, Securities
filing also will be available for BILLING CODE 8011–01–P Exchange Act of 1934, Release No. 79051 (October
5, 2016), 81 FR 70449 (October 12, 2016).
inspection and copying at the principal
mstockstill on DSK3G9T082PROD with NOTICES

5 Order Granting Approval of Proposed Rule
office of FINRA. All comments received Change Adopting Maximum Fees Member
will be posted without change; the Organizations May Charge in Connection with the
Commission does not edit personal Distribution of Investment Company Shareholder
identifying information from Reports Pursuant to Any Electronic Delivery Rules
Adopted by the Securities and Exchange
submissions. You should submit only Commission, Securities Exchange Act of 1934,
information that you wish to make Release No. 79355 (November 18, 2016).
available publicly. All submissions 39 17 CFR 200.30–3(a)(12). 6 17 CFR 201.431.

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Document Created: 2018-02-14 08:36:04
Document Modified: 2018-02-14 08:36:04

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 85655