81 FR 87109 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 81, Issue 232 (December 2, 2016)
Federal Register Volume 81, Issue 232 (December 2, 2016)
| Page Range | 87109-87109 | |
| FR Document | 2016-28935 |
[Federal Register Volume 81, Number 232 (Friday, December 2, 2016)] [Notices] [Page 87109] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-28935] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. IC-32373] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 November 28, 2016. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of November 2016. A copy of each application may be obtained via the Commission's Web site by searching for the file number, or for an applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC's Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on December 23, 2016, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission's Secretary. ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Jessica Shin, Attorney-Adviser, at (202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010. Dreyfus/Laurel Tax-Free Municipal Funds [File No. 811-03700] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On October 28, 2015, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $1,700.10 incurred in connection with the liquidation were paid by the applicant's investment adviser. A notice of applicant's application was included in the notice of applications for deregistration for September 2016 (Investment Company Act Release No. 32299). However, applicants subsequently amended their application on October 25, 2016 to correct an error in connection with the liquidation. Filing Dates: The application was filed on August 8, 2016, and amended on August 31, 2016, October 13, 2016, and October 25, 2016. Applicant's Address: c/o The Dreyfus Corporation, 200 Park Avenue, New York, New York 10166. Templeton Russia and East European Fund, Inc. [File No. 811-08788] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On December 16, 2015 and December 18, 2016, applicant made liquidating distributions to its shareholders, based on net asset value. As of October 26, 2016, there remained 17,126.077 shares that have not been surrendered for exchange. The applicant's transfer agent will hold the shares' distribution pending surrender of the shares for exchange. If the holders do not surrender their shares for the payment and there is no contact from the holder, then the property will be deemed to be abandoned. Expenses of approximately $122,038 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on October 4, 2016, and amended on November 4, 2016. Applicant's Address: 300 SE 2nd Street, Fort Lauderdale, Florida 33301. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Robert W. Errett, Deputy Secretary. [FR Doc. 2016-28935 Filed 12-1-16; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 81, No. 232 / Friday, December 2, 2016 / Notices 87109
business days between the hours of ADDRESSES: The Commission: Secretary, For the Commission, by the Division of
10:00 a.m. and 3:00 p.m. Copies of the U.S. Securities and Exchange Investment Management, pursuant to
filing also will be available for Commission, 100 F Street NE., delegated authority.
inspection and copying at the principal Washington, DC 20549–1090. Robert W. Errett,
office of the Exchange. All comments Deputy Secretary.
FOR FURTHER INFORMATION CONTACT:
received will be posted without change; [FR Doc. 2016–28935 Filed 12–1–16; 8:45 am]
Jessica Shin, Attorney-Adviser, at (202)
the Commission does not edit personal BILLING CODE 8011–01–P
551–5921 or Chief Counsel’s Office at
identifying information from
(202) 551–6821; SEC, Division of
submissions. You should submit only
Investment Management, Chief SECURITIES AND EXCHANGE
information that you wish to make
Counsel’s Office, 100 F Street NE., COMMISSION
available publicly. All submissions
Washington, DC 20549–8010.
should refer to File Number SR– [Release No. 34–79403; File No. SR–
NASDAQ–2016–159 and should be Dreyfus/Laurel Tax-Free Municipal BatsEDGX–2016–65]
submitted on or before December 23, Funds [File No. 811–03700]
2016. Self-Regulatory Organizations; Bats
Summary: Applicant seeks an order EDGX Exchange, Inc.; Notice of Filing
For the Commission, by the Division of
declaring that it has ceased to be an and Immediate Effectiveness of a
Trading and Markets, pursuant to delegated
authority.15 investment company. On October 28, Proposed Rule Change To Make a
2015, applicant made a liquidating Ministerial Change to Exchange Rules
Robert W. Errett,
distribution to its shareholders, based 11.8, 11.14, and 11.22
Deputy Secretary.
on net asset value. Expenses of
[FR Doc. 2016–28931 Filed 12–1–16; 8:45 am] $1,700.10 incurred in connection with November 28, 2016.
BILLING CODE 8011–01–P the liquidation were paid by the Pursuant to Section 19(b)(1) of the
applicant’s investment adviser. A notice Securities Exchange Act of 1934 (the
of applicant’s application was included ‘‘Act’’),1 and Rule 19b–4 thereunder,2
SECURITIES AND EXCHANGE in the notice of applications for notice is hereby given that on November
COMMISSION deregistration for September 2016 17, 2016, Bats EDGX Exchange, Inc. (the
[Release No. IC–32373] (Investment Company Act Release No. ‘‘Exchange’’ or ‘‘EDGX’’) filed with the
32299). However, applicants Securities and Exchange Commission
Notice of Applications for subsequently amended their application (‘‘Commission’’) the proposed rule
Deregistration Under Section 8(f) of the on October 25, 2016 to correct an error change as described in Items I and II
Investment Company Act of 1940 in connection with the liquidation. below, which Items have been prepared
by the Exchange. The Exchange has
November 28, 2016. Filing Dates: The application was designated this proposal as a ‘‘non-
The following is a notice of filed on August 8, 2016, and amended controversial’’ proposed rule change
applications for deregistration under on August 31, 2016, October 13, 2016, pursuant to Section 19(b)(3)(A) of the
section 8(f) of the Investment Company and October 25, 2016. Act 3 and Rule 19b–4(f)(6)(iii)
Act of 1940 for the month of November Applicant’s Address: c/o The Dreyfus thereunder,4 which renders it effective
2016. A copy of each application may be Corporation, 200 Park Avenue, New upon filing with the Commission. The
obtained via the Commission’s Web site York, New York 10166. Commission is publishing this notice to
by searching for the file number, or for solicit comments on the proposed rule
an applicant using the Company name Templeton Russia and East European change from interested persons.
box, at http://www.sec.gov/search/ Fund, Inc. [File No. 811–08788]
I. Self-Regulatory Organization’s
search.htm or by calling (202) 551– Summary: Applicant, a closed-end Statement of the Terms of Substance of
8090. An order granting each investment company, seeks an order the Proposed Rule Change
application will be issued unless the declaring that it has ceased to be an
SEC orders a hearing. Interested persons The Exchange filed a proposal to
investment company. On December 16,
may request a hearing on any make a ministerial change to Exchange
2015 and December 18, 2016, applicant Rules 11.8(d)(5), 11.14(g)(4), and
application by writing to the SEC’s made liquidating distributions to its
Secretary at the address below and 11.22(a)(7)(A)(i)(2) in order to remove
shareholders, based on net asset value. erroneous and irrelevant rule text as
serving the relevant applicant with a As of October 26, 2016, there remained
copy of the request, personally or by well as correct a typographical error.
17,126.077 shares that have not been The text of the proposed rule change
mail. Hearing requests should be surrendered for exchange. The
received by the SEC by 5:30 p.m. on is available at the Exchange’s Web site
applicant’s transfer agent will hold the at www.batstrading.com, at the
December 23, 2016, and should be shares’ distribution pending surrender
accompanied by proof of service on principal office of the Exchange, and at
of the shares for exchange. If the holders the Commission’s Public Reference
applicants, in the form of an affidavit or, do not surrender their shares for the
for lawyers, a certificate of service. Room.
payment and there is no contact from
Pursuant to Rule 0–5 under the Act, the holder, then the property will be II. Self-Regulatory Organization’s
hearing requests should state the nature deemed to be abandoned. Expenses of Statement of the Purpose of, and
of the writer’s interest, any facts bearing
asabaliauskas on DSK3SPTVN1PROD with NOTICES
approximately $122,038 incurred in Statutory Basis for, the Proposed Rule
upon the desirability of a hearing on the connection with the liquidation were Change
matter, the reason for the request, and paid by the applicant. In its filing with the Commission, the
the issues contested. Persons who wish Exchange included statements
to be notified of a hearing may request Filing Dates: The application was
notification by writing to the filed on October 4, 2016, and amended
1 15 U.S.C. 78s(b)(1).
Commission’s Secretary. on November 4, 2016. 2 17 CFR 240.19b–4.
Applicant’s Address: 300 SE 2nd 3 15 U.S.C. 78s(b)(3)(A).
15 17 CFR 200.30–3(a)(12). Street, Fort Lauderdale, Florida 33301. 4 17 CFR 240.19b–4(f)(6)(iii).
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Document Created: 2018-02-14 09:01:50
Document Modified: 2018-02-14 09:01:50
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Dates | The application was filed on August 8, 2016, and amended on August 31, 2016, October 13, 2016, and October 25, 2016. | |
| Contact | Jessica Shin, Attorney-Adviser, at (202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010. | |
| FR Citation | 81 FR 87109 |
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