81_FR_87719 81 FR 87486 - Regulations Issued Under Authority of the Export Apple Act and Export Grapes and Plums; Changes to Export Reporting Requirements

81 FR 87486 - Regulations Issued Under Authority of the Export Apple Act and Export Grapes and Plums; Changes to Export Reporting Requirements

DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service

Federal Register Volume 81, Issue 233 (December 5, 2016)

Page Range87486-87493
FR Document2016-29017

This proposed rule would change the reporting of export certificate information under regulations issued pursuant to the Export Apple Act (7 CFR part 33) and the Export Grape and Plum Act (7 CFR part 35). This change would require shippers of apples and grapes exported from the United States to electronically enter an Export Form Certificate number or a USDA-defined exemption code into the Automated Export System (AES). This rule would also define ``shipper,'' shift the current file retention requirement from carriers to shippers, and require shippers to provide, upon request, copies of the certificates to the Agricultural Marketing Service (AMS). These changes would enable AMS to track exported apple and grape shipments to ensure that exports meet inspection and certification requirements. This action is also required to support the International Trade Data System (ITDS), a key White House economic initiative that will automate the filing of export and import information by the trade. This proposal would also remove obsolete regulations and make clarifying changes. It also announces AMS' intention to request revision to a currently approved information collection for exported apples and grapes.

Federal Register, Volume 81 Issue 233 (Monday, December 5, 2016)
[Federal Register Volume 81, Number 233 (Monday, December 5, 2016)]
[Proposed Rules]
[Pages 87486-87493]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29017]


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Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

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Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / 
Proposed Rules

[[Page 87486]]



DEPARTMENT OF AGRICULTURE

Agricultural Marketing Service

7 CFR Parts 33 and 35

[Doc. No. AMS-FV-14-0099; FV15-33/35-1 PR]


Regulations Issued Under Authority of the Export Apple Act and 
Export Grapes and Plums; Changes to Export Reporting Requirements

AGENCY: Agricultural Marketing Service, USDA.

ACTION: Proposed rule.

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SUMMARY: This proposed rule would change the reporting of export 
certificate information under regulations issued pursuant to the Export 
Apple Act (7 CFR part 33) and the Export Grape and Plum Act (7 CFR part 
35). This change would require shippers of apples and grapes exported 
from the United States to electronically enter an Export Form 
Certificate number or a USDA-defined exemption code into the Automated 
Export System (AES). This rule would also define ``shipper,'' shift the 
current file retention requirement from carriers to shippers, and 
require shippers to provide, upon request, copies of the certificates 
to the Agricultural Marketing Service (AMS). These changes would enable 
AMS to track exported apple and grape shipments to ensure that exports 
meet inspection and certification requirements. This action is also 
required to support the International Trade Data System (ITDS), a key 
White House economic initiative that will automate the filing of export 
and import information by the trade. This proposal would also remove 
obsolete regulations and make clarifying changes. It also announces 
AMS' intention to request revision to a currently approved information 
collection for exported apples and grapes.

DATES: Comments must be received by January 4, 2017.

ADDRESSES: Interested persons are invited to submit written comments 
concerning this proposal. Comments must be sent to the Docket Clerk, 
Marketing Order and Agreement Division, Specialty Crops Program, AMS, 
USDA, 1400 Independence Avenue SW., STOP 0237, Washington, DC 20250-
0237; Fax: (202) 720-8938; or Internet: http://www.regulations.gov. All 
comments should reference the document number and the date and page 
number of this issue of the Federal Register and will be made available 
for public inspection in the Office of the Docket Clerk during regular 
business hours, or can be viewed at: http://www.regulations.gov. All 
comments submitted in response to this proposal will be included in the 
record and will be made available to the public. Please be advised that 
the identity of the individuals or entities submitting the comments 
will be made public on the Internet at the address provided above.

FOR FURTHER INFORMATION CONTACT: Shannon Ramirez, Compliance and 
Enforcement Specialist, or Vincent Fusaro, Compliance and Enforcement 
Branch Chief, Marketing Order and Agreement Division, Specialty Crops 
Program, AMS, USDA; Telephone: (202) 720-2491, Fax: (202) 720-8938, or 
Email: Shannon.Ra[email protected] or [email protected].
    Small businesses may request information on complying with this 
regulation by contacting Antoinette Carter, Marketing Order and 
Agreement Division, Specialty Crops Program, AMS, USDA, 1400 
Independence Avenue SW., STOP 0237, Washington, DC 20250-0237; 
Telephone: (202) 720-2491, Fax: (202) 720-8938, or Email: 
[email protected].

SUPPLEMENTARY INFORMATION: This proposed rule is issued under the 
Export Apple Act (7 U.S.C. 581-590) and the Export Grape and Plum Act 
(7 U.S.C. 591-599) (together hereinafter referred to as the ``Export 
Fruit Acts''). The Export Fruit Acts promote foreign trade of U.S.-
grown fruit by authorizing the implementation of regulations related to 
quality, container markings, and inspection requirements. These 
regulations are contained in 7 CFR part 33 (Regulations Issued under 
the Export Apple Act) and 7 CFR part 35 (Export Grapes and Plums).

Executive Order 12866 and Executive Order 13563

    Executive Orders 12866 and 13563 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, reducing costs, harmonizing rules, and promoting flexibility. 
This action has been designated as a ``non-significant regulatory 
action'' under section 3(f) of Executive Order 12866. Accordingly, the 
Office of Management and Budget (OMB) has waived the review process.

Executive Order 13175

    This action has been reviewed in accordance with the requirements 
of Executive Order 13175, Consultation and Coordination with Indian 
Tribal Governments. The review reveals that this regulation would not 
have substantial and direct effects on Tribal governments and would not 
have significant Tribal implications.

Executive Order 12988

    This proposed rule has been reviewed under Executive Order 12988, 
Civil Justice Reform. This proposed rule is not intended to have 
retroactive effect and shall not abrogate nor nullify any other 
regulations, whether State or Federal, dealing with the same subjects. 
It is intended that all such regulations shall remain in full force and 
effect except in so far as they are inconsistent herewith or repugnant 
hereto (7 U.S.C. 587; 7 U.S.C. 597).
    The Export Fruit Acts provide for administrative proceedings that 
must be exhausted before parties may file suit in court. Pursuant to 7 
U.S.C. 586 and sections 33.13 and 33.14 of the regulations (for apples) 
and 7 U.S.C. 596 and sections 35.14 and 35.15 of the regulations (for 
grapes), any person subject to the Export Fruit Acts may file with USDA 
a request for hearing, along with a written responsive answer to 
alleged violations of the provisions of the Export Fruit Acts and 
regulations, no later than 10 days after service of notice of alleged 
violations. After opportunity for hearing, the Secretary is

[[Page 87487]]

authorized to refuse the issuance of certificates under the Export 
Fruit Acts for a period not exceeding 90 days.
    This proposed rule would change the reporting of export certificate 
information under regulations issued pursuant to both the Export Apple 
Act and the Export Grape and Plum Act (7 CFR part 33, ``Regulations 
Issued Under Authority of the Export Apple Act,'' and 7 CFR part 35, 
``Export Grapes and Plums,'' respectively). Shippers of apples and 
grapes exported from the United States subject to inspection would be 
required to enter the certificate number from inspection certificates 
(i.e., Export Form Certificates) into AES. For apples shipped to Canada 
in bulk containers, which are exempt from inspection requirements, 
shippers would be required to enter a special USDA-defined exemption 
code in lieu of an Export Form Certificate number. Shippers would also 
be required to maintain paper or electronic copies of the certificates 
and to provide copies to AMS upon request. AMS is responsible for 
monitoring apple and grape export shipments, and these proposed 
regulatory changes would help ensure that these shipments comply with 
inspection and certification requirements.
    This proposed rule would also define ``shipper'' and would remove 
the requirement that carriers of exported apples and grapes retain 
certificates on file (because the requirement to retain the 
certificates would shift to shippers of exported apples and grapes). It 
would also remove regulations that are no longer applicable to grape 
exports and add structure and language to clarify the regulations.
    Plums are not currently regulated under the Export Grape and Plum 
Act; therefore, this change would not impact shipments of plums 
exported from the United States. If plums exported from the United 
States are regulated in the future under the Export Grape and Plum Act, 
the reporting of export certificate information similar to what is 
being proposed herein for exported grapes and apples would be proposed.
    Sections 33.11(a) and 35.12(b) of the regulations issued under the 
Export Fruit Acts for apples and grapes, respectively, specify that, 
prior to export, the fruit must be inspected by the Federal or Federal-
State Inspection Service (unless the fruit is otherwise exempted from 
inspection under the Export Fruit Acts). These sections further specify 
that Export Form Certificates must be issued by the inspection service 
and must contain a statement indicating the fruit meets the 
requirements of the Export Fruit Acts. Additionally, these sections 
currently require that shippers provide a copy of the certificates to 
the export carrier or, in those instances where the fruit is inspected 
and certified at any location other than the port of exportation, to 
the agent of the first carrier who transports the fruit to port for 
exportation. These two sections also currently contain requirements 
related to the retention of certificates by export carriers and spray 
residue tolerance.
    Section 33.12 of the export apple regulations specifies those 
apples that are not subject to regulation, including apples shipped to 
Canada in bulk containers (Sec.  33.12(d)), which are containers that 
hold a quantity of apples weighing more than 100 pounds.
    Sections 33.2 and 33.4 of the export apple regulations and 
Sec. Sec.  35.2 and 35.4 of the export grape regulations define 
``person'' and ``carrier,'' respectively. The term ``shipper'' is used 
in parts 33 and 35 but is not currently defined in either of those 
regulations.

Filing Export Information in the Automated Export System (AES)

    The Foreign Relations Authorization Act (FRAA) (Pub. L. 107-228) 
authorizes regulations requiring that all persons who are required to 
file export information under Chapter 9 of Title 13 of the U.S. Code 
(Collection and Publication of Foreign Commerce and Trade Statistics) 
file such information through the Automated Export System (AES) for all 
shipments where a paper Shipper's Export Declaration was previously 
required. As such, shippers of most U.S.-grown apples and grapes are 
required to electronically file export shipment information in AES.
    AES is a joint venture between U.S. Customs and Border Protection 
(CBP) and the U.S. Census Bureau (Census) that was implemented in 
phases, starting in 1995. It is a nationwide system, available at all 
U.S. ports, that serves as a central point for the electronic 
collection of export data that are used by several different Federal 
government agencies including Census and CBP. Census regulations issued 
under the authority of the FRAA and related to AES include the Foreign 
Trade Regulations (15 CFR part 30) and the Export Clearance 
Requirements (15 CFR part 758).
    AMS is responsible for enforcing the regulations under the Export 
Fruit Acts, including verifying that exported apples and grapes that 
are subject to regulation are inspected and certified as meeting 
quality requirements. However, the Export Fruit Acts regulations do not 
currently require that shippers provide AMS with information about 
inspected and certified fruit.
    AMS has determined that access to the Census Bureau's AES data 
would allow AMS to monitor compliance with and enforce the regulations 
issued under the Export Fruit Acts. As a result, AMS and Census have 
entered into a Memorandum of Understanding that will give AMS access to 
certain specific data in the AES related to apple and grape exports, 
including an Export Form Certificate number that is associated with 
each lot of inspected and certified fruit or, in lieu of a certificate 
number, a USDA-defined exemption code (BULK CONTRS) for apples shipped 
to Canada in bulk containers.
    For those apples and grapes subject to inspection, information 
about each inspected lot of apples or grapes is noted on an Export Form 
Certificate (FV-205 or FV-207 paper form; FV-205e and FV-207e 
electronic form) that is completed by an inspector. In addition to 
stating whether the lot meets the export requirements, the certificate 
also contains information about the date and place of inspection; the 
name of the applicant; and the quantity, variety, and identification 
marks of the lot. The certificate is provided to the shipper and is 
identified with a unique certificate number. The inspection service 
that inspects and certifies the export shipment will also 
electronically maintain the certificate information.
    AMS believes that the most effective way to verify that apple and 
grape exports meet export inspection and certification requirements 
would be to have shippers enter the unique Export Form Certificate 
numbers into the AES. AMS would then verify the validity of a 
certificate number by cross-referencing it and the associated shipment 
information with inspection data (e.g., certificate number, variety, 
quantity) that AMS would receive from its Specialty Crops Inspection 
(SCI) Division.
    Some exported apples and grapes are exempt from the inspection 
requirements of the Export Fruit Acts regulations pursuant to Sec.  
33.12 for apples and Sec. Sec.  35.12 and 35.13 for grapes. In most 
instances, information about a shipment (e.g., the weight and 
destination of the shipment) that is entered by a shipper (or shipper's 
agent) into AES will determine if the shipper is required to also enter 
an Export Form Certificate number in AES. As an example, a shipment of 
apples weighing less than 5,000 pounds exported to any foreign country 
is exempt from inspection requirements. If a shipment of apples 
weighing 4,000 pounds is destined for Canada, this information

[[Page 87488]]

would be entered into AES. From that AES shipment information, the 
system would determine that entry of an Export Form Certificate number 
was not required because the shipment is exempt from inspection 
requirements.
    In comparison, if a shipment of apples weighing 6,000 pounds in 
bulk containers is destined for Canada, the shipper's entry of that 
shipment's weight and destination into AES would trigger the 
requirement that the shipper enter an Export Form Certificate number 
because the weight and destination of the shipment would meet the 
parameters associated with mandatory inspection. However, apples in 
bulk containers destined for Canada are exempt from inspection 
requirements pursuant to Sec.  33.12(d). Currently, there is no 
mechanism within AES that will recognize this exemption, so USDA has 
created a special exemption code (BULK CONTRS) that shippers of these 
apples would enter in the Export Form Certificate field in lieu of a 
certificate number. Entry of this special USDA-defined exemption code 
would enable shippers of apples in bulk containers destined for Canada 
to complete the entry of information in AES.
    In the future, AMS intends to work with Census to develop a new 
harmonized tariff schedule (HTS) code specifically for exported apples 
in bulk containers that are destined for Canada. Once this HTS code is 
developed, shippers would enter that code into AES, which would signal 
to AES that the shipment is exempt and would therefore not require 
entry of the special exemption code. Once this new HTS code becomes 
available, changes to the regulations would be proposed to remove the 
requirement to enter the special BULK CONTRS exemption code.
    As noted earlier, most shippers are accustomed to entering data 
about exports into AES to create mandatory Electronic Export 
Information (EEI) about each shipment. There are various methods for 
filing EEI into AES, such as through AES-certified software from a 
third-party vendor or through AESDirect, a free Internet application 
supported by Census. The EEI contains basic information about an export 
including but not limited to the names and addresses of the parties to 
a transaction; the Harmonized Tariff Schedule number; and the 
description, quantity, and value of the exported items. In 2014, the 
Census Bureau agreed to mandate entry of the Export Form Certificate 
number (or the exemption code for apples shipped in bulk containers to 
Canada) by shippers in the AES for AMS' tracking and enforcement 
purposes. Shippers would be required to electronically enter Export 
Form Certificate numbers or the exemption code for bulk container 
apples destined for Canada (BULK CONTRS) in AES. To require that 
shippers enter the Export Form Certificate number or, when applicable, 
the BULK CONTRS exemption code, the Export Fruit Acts regulations would 
be revised to add a new Sec.  33.11(b) for apples and a new Sec.  
35.12(d) for grapes.
    This proposed action would also require a shipper to maintain and 
submit, upon request, a paper or electronic copy of the Export Form 
Certificate to AMS. As previously noted, AMS would compare EEI from AES 
against inspection information from its SCI Division. However, there 
could be instances when AMS might need further verification of 
inspection and would, therefore, need to request a copy of the Export 
Form Certificate from the shipper. For example, if a certificate number 
in AES does not match any certificate numbers in SCI-provided data, AMS 
might require that the shipper provide a copy of an Export Form 
Certificate to AMS so that the information on that certificate could be 
compared against the EEI from AES. These proposed changes would give 
AMS the ability to track exports of apples and grapes to confirm that 
quality requirements are being met. Accordingly, this requirement would 
be added to the Export Fruit Acts regulations in Sec.  33.11(c) for 
apples and Sec.  35.12(c) for grapes.
    In conjunction with these proposed new recordkeeping requirements, 
this proposed action would also remove the requirement in Sec.  
33.11(a) for apples and Sec.  35.12(c) for grapes that carriers of 
exported fruit retain a copy of the Export Form Certificate. This 
requirement would no longer be necessary for AMS compliance monitoring 
because, as proposed herein, shippers would be required to retain a 
copy of the certificate (and upon request, the shipper would be 
required to provide such copy, electronically or in paper form, to 
AMS).

Streamlining the Export Process Under the International Trade Data 
System (ITDS)

    Changing the Export Fruit Acts regulations to provide for the 
electronic entry of an Export Form Certificate number supports the 
International Trade Data System (ITDS), a key White House economic 
initiative that has been under development for over ten years and is 
mandated for completion by December 31, 2016 (pursuant to Executive 
Order 13659, Streamlining the Export/Import Process for America's 
Businesses, signed by President Obama on February 19, 2014; 79 FR 
10657). Under ITDS, the export and import trade will file shipment data 
through an electronic ``single window,'' instead of completing multiple 
paper-based forms to report the same information to different 
government agencies. ITDS will greatly reduce the burden on America's 
export and import trade while still providing information necessary for 
the United States to ensure compliance with its laws.
    By the end of 2016, the ITDS ``single window'' will be presented to 
the export and import trade through CBP's Automated Commercial 
Environment (ACE) platform. ACE will be the primary system through 
which the global trading community will file information about imports 
and exports so that admissibility into the U.S. may be determined and 
government agencies may monitor compliance.
    In March 2014, AES functionality was incorporated into ACE, and 
export transactions are now processed in ACE. The migration of AES 
functionality to ACE was, for the most part, transparent to filers of 
export shipment data. This system migration supports the ITDS ``single 
window'' because, as noted earlier, ACE will be the system primarily 
used by the trade community to file import and export shipment data, 
with the functionality of AES embedded within that system.
    Prior to the implementation of the ITDS ``single window,'' CBP is 
requiring that the 47 partnering government agencies (PGAs) that are 
participating in the ITDS project, including AMS, ensure that agency 
regulations provide for the electronic entry of export and/or import 
information.
    AMS' Marketing Order and Agreement Division (MOAD) is currently 
developing the functionality of a new automated system called the 
Compliance and Enforcement Management System (CEMS) that will store and 
analyze data in support of ITDS. CEMS will receive export data from the 
ACE system that will be utilized in monitoring compliance with 
regulations under the Export Fruit Acts.
    The revised reporting requirements for exported apples and grapes 
will meet CBP's requirements for ITDS/ACE by providing for the 
electronic entry of the Export Form Certificate number (or the special 
BULK CONTRS exemption code, when applicable).

Miscellaneous Proposed Changes

    In addition to the previously described changes, this action would 
make changes to update and clarify the regulations. First, a definition 
of

[[Page 87489]]

``shipper'' would be added to the regulations in Sec.  33.9 for apples 
and Sec.  35.9 for grapes. This change is intended to provide clarity 
about a commonly used term.
    Additionally, gender-specific language would be changed from ``he'' 
to ``he or she'' in new Sec.  33.11(d) and Sec.  35.12(e).
    In addition, existing Sec.  35.12(d) would be removed because it is 
no longer needed. The requirements in Sec.  35.12(d) were enacted to 
fulfill provision 2 of the Export Grape and Plum Act (7 U.S.C. 592), 
which provides that grapes could be shipped in fulfillment of contracts 
that were entered into prior to the effective date of the Export Grape 
and Plum Act regulations, as long as those grapes were shipped within 2 
months of the date of the contracts. The intent of Sec.  35.12(d) was 
to provide exporters with an opportunity to meet prior contractual 
obligations and comply with the newly enacted regulations without 
meeting additional requirements. Because the need for Sec.  35.12(d) no 
longer exists, this section would be removed.
    Finally, in addition to new paragraphs being added to Sec. Sec.  
33.11 and 33.12, existing Sec. Sec.  33.11(a) and 35.12(b)(2) would be 
reorganized into multiple paragraphs in an effort to make the 
regulations easier to read, understand, and follow. Adding additional 
requirements to already lengthy paragraphs might cause confusion and 
misunderstanding; therefore, reorganization was deemed to be 
appropriate. To further improve the overall readability of Sec. Sec.  
33.11 and 35.12, headings would also be added at the beginning of each 
paragraph to help the reader quickly identify the paragraph's content.

Initial Regulatory Flexibility Analysis

    Pursuant to requirements set forth in the Regulatory Flexibility 
Act (RFA) (5 U.S.C. 601-612), the Agricultural Marketing Service (AMS) 
has considered the economic impact of this action on small entities. 
Accordingly, AMS has prepared this initial regulatory flexibility 
analysis.
    The purpose of the RFA is to fit regulatory actions to the scale of 
businesses subject to such actions in order that small businesses will 
not be unduly or disproportionately burdened. Small agricultural 
service firms, including shippers and carriers, are defined by the 
Small Business Administration (SBA) as those having annual receipts of 
less than $7,500,000, and small agricultural producers are defined as 
those having annual receipts of less than $750,000 (13 CFR 121.201).
    This proposed rule would change the reporting of export certificate 
information under regulations issued pursuant to the Export Apple Act 
and the Export Grape and Plum Act (7 CFR part 33, ``Regulations Issued 
Under Authority of the Export Apple Act,'' and 7 CFR part 35, ``Export 
Grapes and Plums,'' respectively) by requiring shippers of apples and 
grapes exported from the United States to enter into AES the 
certificate numbers of Export Form Certificates for such exports (or, 
in lieu of certificate numbers, the exemption code BULK CONTRS for 
apples in bulk bins destined for Canada). It would also require 
shippers to provide, upon request, paper or electronic copies of the 
certificates to AMS. It would also remove the requirement that carriers 
retain copies of the certificates. Plums are not currently regulated 
under 7 CFR part 35, so this change has no impact on exporters or 
carriers of plums.
    Requiring shippers of apples and grapes to electronically enter an 
export certificate number (or the BULK CONTRS exemption code) would 
have very little impact on them. The certificate number is currently 
provided to shippers on the certificate they receive from the Federal 
or Federal-State Inspection Service, and AMS is providing the special 
BULK CONTRS exemption code to shippers for those instances when it is 
required. Also, shippers already use AES to enter Electronic Export 
Information (EEI) about shipments, currently approved for collection 
under OMB No. 0607-0152, and entry of the certificate number or 
exemption code would be part of that EEI process.
    Finally, shippers currently provide copies of Export Form 
Certificates to other parties, such as carriers, as required by the 
Export Fruit Acts regulations. Therefore, requiring shippers to provide 
AMS with a copy of an Export Form Certificate (upon request, when other 
methods of compliance verification are not available to AMS) would be a 
usual and customary practice. This proposed action would also require 
that shippers maintain certificates (electronic or paper) on file for a 
minimum of three (3) years in the event AMS would require that a 
shipper provide proof of inspection for compliance purposes. 
Maintaining records, such as export certificates, is a standard 
business practice and, therefore, should not have a major economic 
impact on shippers.
    These proposed changes would create a minimal burden on shippers 
while providing AMS with the ability to properly monitor export 
shipments for compliance with the regulations.
    Removing the requirement that carriers of exported apples and 
grapes retain copies of inspection certificates (Export Form 
Certificates) would reduce the recordkeeping burden on those carriers.
    According to apple industry statistics, there are approximately 60 
shippers of exported apples subject to regulation under the Export 
Apple Act. USDA's Foreign Agricultural Service (FAS) data estimates the 
value of fresh apple exports subject to regulation in 2015 was 
approximately $1.0 billion. Therefore, the estimated receipts for 
shippers of exported apples is well over $7,500,000.
    According to grape industry information, there are approximately 14 
shippers of exported grapes subject to regulation under the Export 
Grape and Plum Act. Data provided by FAS indicate that the estimated 
value of grape exports in 2015 that were subject to these regulations 
was $512 million. Therefore, the estimated receipts for shippers of 
exported grapes is well over $7,500,000.
    USDA estimates there are approximately 15 carriers of exported 
apples and 5 carriers of exported grapes that would be impacted by the 
lessening of regulatory requirements proposed by this action. USDA does 
not have access to data about the business sizes of these carriers.
    Based on the above information, it may be concluded that a majority 
of shippers of exported apples and grapes would not be classified as 
small businesses. USDA is unable to make a determination about whether 
carriers of exported apples and grapes could be classified as small 
businesses.
    This proposed rule is issued under the authority of the Export 
Apple Act (7 U.S.C. 581-590), and the Export Grape and Plum Act (7 
U.S.C. 591-599). This proposed rule proposes changing ``Regulations 
Issued under Authority of the Export Apple Act'' (7 CFR part 33) and 
``Export Grapes and Plums'' (7 CFR part 35). This action would require 
shippers of apples and grapes exported from the United States to enter 
the Export Form Certificate number for those exports into the U.S. 
Census Bureau's Automated Export System (AES) (or, in lieu of a 
certificate number, to enter exemption code BULK CONTRS for apples in 
bulk containers destined for Canada). It would also require shippers to 
maintain and provide, upon request, a paper or electronic copy of the 
Export Form Certificate to AMS and would remove the requirement that 
carriers retain copies of the certificates. These changes to the 
reporting requirements would allow AMS to

[[Page 87490]]

verify that shipments of exported apples and grapes are in compliance 
with the quality requirement regulations.
    There are estimated to be 60 shippers of U.S.-grown apples, 14 
shippers of U.S.-grown grapes, and 20 carriers of these apples and 
grapes subject to the Export Fruit Acts regulations. The shippers 
currently receive copies of Export Form Certificates from the Federal 
or Federal-State Inspection Service upon completion of an inspection of 
apples or grapes destined for export. The regulations currently require 
that the shippers provide copies of the certificates to the export 
carriers who transport the fruit, and these carriers are, in turn, 
required to keep these certificates on file for at least three years 
following the date of export. The burden of recordkeeping for the 
maintenance of these certificates is currently approved by the Office 
of Management and Budget (OMB) under OMB No. 0581-0143, ``Export Fruit 
Acts'' (7 U.S.C. 581-590 and 7 U.S.C. 591-599).
    Regarding alternatives to this proposed action, AMS considered 
making no changes to the Export Fruit Acts regulations. However, AMS 
determined that having the Export Form Certificate number for apples 
and grapes exported from the United States is necessary for monitoring 
compliance of these shipments with the regulations. AMS also considered 
not requiring shippers of apples in bulk containers destined for Canada 
to enter a special USDA-defined exemption code in lieu of a certificate 
number. However, until a new HTS code is created for these exempt 
apples, shipments of bulk containers of apples destined for Canada will 
require entry of data in the AES export certificate number field; 
therefore, the BULK CONTRS exemption code would enable shippers of 
these apples to complete the electronic entry of export data in AES.
    AMS also considered requiring shippers to provide AMS with a paper 
or electronic copy of all Export Form Certificates (rather than just 
upon request) but determined that entering the certificate number in 
AES would be less burdensome for shippers. AMS also determined that 
this change would meet CBP's requirement that all government agencies 
who are partnering with CBP on the ITDS project (including AMS) update 
their regulations to provide for the electronic entry of export and 
import shipment data.
    AMS also considered not requesting a shipper to submit a copy of an 
Export Form Certificate upon request; however, there may be some unique 
cases where additional verification of compliance would be required if 
AES or SCI data were not sufficient.
    Finally, AMS considered keeping the requirement that carriers 
maintain copies of the Export Form Certificates on file; however, AMS 
determined that the other changes proposed herein would make this 
requirement redundant and burdensome. Therefore, alternatives to this 
proposed rule were rejected.
    This proposed rule would revise the information collection 
currently approved under OMB No. 0581-0143 by increasing the existing 
recordkeeping burden on shippers and reducing the existing 
recordkeeping burden on carriers. These changes in burden will be 
further explained in the Paperwork Reduction Act section below.
    AMS is responsible for enforcing the regulations of the Export 
Fruit Acts, including verification that export shipments of apples and 
grapes meet quality requirements. Currently, the regulations do not 
require shippers of these export fruits to provide AMS with proof of 
inspection and certification compliance. Without this proposed change 
to the regulations, AMS will lack the ability to effectively meet its 
duty of enforcement.
    AMS is committed to complying with the E-Government Act, to promote 
the use of the Internet and other information technologies to provide 
increased opportunities for citizen access to Government information 
and services, and for other purposes.
    USDA has not identified any relevant Federal rules that duplicate, 
overlap, or conflict with this proposed rule.
    A small business guide on complying with fruit, vegetable, and 
specialty crop marketing agreements and orders may be viewed at: http://www.ams.usda.gov/MarketingOrdersSmallBusinessGuide. Any questions 
about the compliance guide should be sent to Antoinette Carter at the 
previously mentioned address in the FOR FURTHER INFORMATION CONTACT 
section.
    A 30-day comment period is provided to allow interested persons to 
respond to this proposal. Thirty days is deemed appropriate because (1) 
the export industry is fully aware of ITDS and its goal to streamline 
and automate paper-based processes and has attended annual ITDS Trade 
Support Network plenary sessions conducted by the U.S. government over 
the past few years, and (2) CPB is requiring the timely update of 
import and export regulations to meet the ITDS electronic data 
submission requirement. All written comments timely received will be 
considered before a final determination is made on this matter.
    All written comments timely received will be considered before a 
final determination is made on this matter.

Paperwork Reduction Act

    In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 
chapter 35), AMS announces its intention to submit a revision to a 
currently approved information collection.
    Title: Export Fruit Acts, 7 U.S.C. 581-590 and 7 U.S.C. 591-599.
    OMB Number: 0581-0143.
    Type of Request: Revision.
    Abstract: The information collection requirements contained in this 
request are necessary for the administration of proposed amendments to 
regulations authorized by the Export Apple Act and the Export Grape and 
Plum Act (``Export Fruit Acts''). These regulations are found at 7 CFR 
part 33, ``Regulations Issued under Authority of the Export Apple 
Act,'' and 7 CFR part 35, ``Export Grape and Plum Act.''
    Under the Export Fruit Acts regulations, unless otherwise exempted 
by those Acts, each shipment of fresh apples and grapes must be 
inspected by the Federal or Federal-State Inspection Service to ensure 
the fruit meets quality and other requirements effective under the 
Acts. This inspection and certification must occur prior to export. If 
the inspection service determines that a lot of apples or grapes 
intended for export meets the applicable quality requirements, the 
inspector completes an Export Form Certificate (currently, a paper FV-
207 or electronic FV-207e for non-Canadian export destinations and a 
paper FV-205 or electronic FV-205e for exports to Canada), certifying 
the fruit meets quality export requirements and providing shipping 
identification information. This certificate is provided to the shipper 
of the apples or grapes. In turn, the shipper must then provide a copy 
of the certificate to the export carrier or, if the fruit is inspected 
and certified somewhere other than the port of exportation, to the 
agent of the first carrier who transports the fruit to port for 
exportation. Currently, export carriers must keep these certificate 
copies on file for at least three years after the date of export.
    A shipper does not currently complete any form or file with USDA 
any form or form-related information as part of this inspection and 
certification process.
    This proposed action would establish a requirement that shippers 
enter the Export Form Certificate number assigned to each inspection 
certificate into the Automated Export System (AES), an existing system 
that facilitates

[[Page 87491]]

the electronic entry of information about export shipments. The 
Marketing Order and Agreement Division (MOAD) would cross-reference 
this certificate number and the associated export shipment information 
(EEI) with inspection information provided electronically to MOAD by 
SCI, thereby allowing MOAD to monitor compliance with the regulations. 
The collection of AES data, which would include the Export Form 
Certificate number or the special BULK CONTRS exemption code, is 
approved under the Census Bureau's OMB No. 0607-0152; therefore, the 
estimated burden associated with the electronic entry of the 
certificate number will not be included in this USDA action.
    In addition, this proposed action would require shippers to 
maintain and provide, upon request, a paper or electronic copy of the 
Export Form Certificate to MOAD when needed to monitor compliance with 
regulations. MOAD anticipates that the majority of its compliance 
monitoring would be accomplished by verifying the Export Form 
Certificate number and other EEI entered by a shipper into AES against 
inspection data provided by SCI; however, when needed, MOAD would 
request copies of these certificates from shippers to help verify that 
apple and grape exports meet export inspection and certification 
requirements.
    Finally, this proposed action would remove the requirement that 
carriers retain a copy of the Export Form Certificate. As noted above, 
this action would add a requirement that a shipper maintain and provide 
to MOAD, upon request, a paper or electronic copy of the certificate. 
MOAD would require a shipper to submit a copy of the certificate in 
those cases when it would be needed to monitor compliance. Because 
shippers would be responsible for maintaining and submitting the 
certificates, upon request, MOAD would no longer require a carrier to 
retain a copy of these certificates for its compliance purposes.
    A shipper's failure to provide proof of compliance to MOAD could 
result in a compliance investigation and legal action, if warranted.
    The information collection under OMB No. 0581-0143 was last 
approved in 2013. On June 14, 2016, AMS published a 60-day Notice in 
the Federal Register announcing its intent to renew the collection (81 
FR 38656-57), followed by a 30-day Notice in the Federal Register for 
OMB review (81 FR 55428).
    The currently approved collection authorizes the use of FV-207 
(inspection certificate for export shipments bound for non-Canadian 
destinations). In the 2016 renewal, AMS added the FV-205 form 
(inspection certificate for Canadian-bound export shipments) that is 
also used by SCI (the FV-205 was not previously approved under this or 
any other OMB collection) and revised it to combine information from 
the existing FV-205 and FV-207 forms. As a result, the existing FV-207 
will be discontinued. In the 2016 renewal, AMS is also seeking OMB 
approval to decrease the burden per certificate from the currently 
approved 15 minutes to 5 minutes. This is sufficient time to complete 
the related recordkeeping actions.
    In the last renewal of the collection in 2013, it was reported that 
a total of 102 respondents (68 shippers and 15 carriers for exported 
apples, and 14 shippers and 5 carriers for exported grapes) use FV-207. 
Current industry data indicate a slight reduction in the estimated 
number of export apple shippers (60) but no changes in the estimated 
number of export grape shippers (14) or carriers of export apples (15) 
and grapes (5).
    The 2013 renewal reported the number of certificates per year to be 
approximately one response per respondent. This suggested that there 
were only 102 certificates issued per year. This was reported in error, 
and the 2016 renewal provides more accurate figures. USDA's Foreign 
Agricultural Service estimates that, for the five-year period 2011-
2015, the average number of export apple and grape shipments requiring 
inspection per year was 42,326 for apples and 10,462 for grapes, for a 
total five-year average of 52,788 certificates per year that would need 
to be maintained.
    Based on this information and the proposed decreased burden per 
certificate, the 2016 renewal estimates a total recordkeeping burden of 
4,381 hours, an increase of 4,356 burden hours from the currently 
approved 25 burden hours.
    In addition, AMS estimates it may require shippers to submit 
approximately 10 percent of these certificates (5,279) upon request. 
The estimated burden for maintaining the revised FV-205 form 
certificates as well as for submitting an estimated 10 percent of those 
certificates to AMS, when requested, would be 5 minutes, which is less 
than the current 15-minute recordkeeping burden. As a result of this 
action, the information collection package would be revised to reflect 
a total estimated recordkeeping burden of 4,837 hours. Since carriers 
would no longer be required to keep copies of the certificates, the 
current recordkeeping burden for carriers of apples and grapes would be 
removed. AMS would submit a Justification for Change to OMB for 
approval that encompasses these revisions.
    As noted earlier, the FV-205 form is being revised to combine the 
information contained on the existing FV-205 and FV-207 forms; this 
change will result in discontinuance of the FV-207 form. The FV-205 
update also adds instructions for the shipper regarding entry of the 
Export Form Certificate number in AES for exported apples and grapes 
and revises the text to include a burden statement and other minor 
modifications, such as updating the program name in the form heading. 
SCI will continue to use the existing electronic versions of the forms 
(FV-205e and FV-207e) until SCI's Fresh Electronic Inspection Reporting 
System (FEIRS) is modified to reflect the data contained in the revised 
FV-205 form. FEIRS allows inspectors to electronically enter and report 
inspection data; it is able to electronically transmit a certificate to 
an email address or fax number, or the certificate may be printed. Once 
the necessary FEIRS revisions are completed to enable entry of data to 
the revised FV-205e form, the FV-207e form will be discontinued.
    Estimate of Burden: The public reporting burden for this collection 
of information is estimated to average 5 minutes per response for 
retention of the certificate by shippers and also for submission, upon 
request, of the certificate by shippers to MOAD.
    Respondents: Shippers of apple exports and grape exports.
    Estimated Number of Respondents: 74 (60 for apples and 14 for 
grapes).
    Estimated Total Annual Responses: 58,067 (42,326 certificates 
maintained and 4,233 certificates potentially submitted to MOAD for 
apples; and 10,462 certificates maintained and 1,046 certificates 
potentially submitted to MOAD for grapes).
    Estimated Number of Responses per Respondent: 775 for apples and 
822 for grapes.
    Estimated Total Annual Burden on Respondents: 4,837 hours.
    Comments are invited on: (1) Whether the proposed collection of 
information is necessary for the proper performance of the functions of 
the agency, including whether the information will have practical 
utility; (2) the accuracy of the agency's estimate of the burden of the 
proposed collection of information including the validity of the 
methodology and assumptions used; (3) ways to enhance the quality, 
utility, and clarity of the information to be collected; and (4) ways 
to minimize the burden of the collection of information

[[Page 87492]]

on those who are to respond, including the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology. Comments should 
reference OMB No. 0581-0143 and ``Export Fruit Acts.'' Comments should 
be sent to USDA in care of the Docket Clerk at the previously mentioned 
address. All comments received will be available for public inspection 
during regular business hours at the same address.
    AMS is committed to compliance with the Government Paperwork 
Elimination Act, which requires government agencies in general to 
provide the public with the option of submitting information or 
transacting business electronically to the maximum extent possible.

List of Subjects

7 CFR Part 33

    Apples, Exports, Pears, Reporting and recordkeeping requirements.

7 CFR Part 35

    Administrative practice and procedure, Exports, Grapes, Plums, 
Reporting and recordkeeping requirements.

    For the reasons set forth in the preamble, AMS proposes to amend 7 
CFR parts 33 and 35 as follows:

PART 33--REGULATIONS ISSUED UNDER AUTHORITY OF THE EXPORT APPLE ACT

0
1. The authority citation for 7 CFR part 33 continues to read as 
follows:

    Authority:  48 Stat. 124; 7 U.S.C. 581-590.

0
2. Add new Sec.  33.9 to read as follows:


Sec.  33.9   Shipper.

    Shipper means any person who ships or offers for shipment apples to 
any foreign destination.
0
3. Revise Sec.  33.11 to read as follows:


Sec.  33.11   Inspection and certification.

    (a) Inspection and certification. Each person shipping, or offering 
for shipment, apples to any foreign destination shall cause them to be 
inspected by the Federal or Federal-State Inspection Service in 
accordance with regulations governing the inspection and certification 
of fresh fruits, and vegetables and other products (Part 51 of this 
title) and certified as meeting the requirements of the Act and this 
part. No carrier shall transport apples, or receive apples for 
transportation to any foreign destination unless they have been so 
inspected and certified. Inspection and certification may be obtained 
at any time prior to exportation of the apples. Such a Federal or 
Federal-State certificate shall be designated as an ``Export Form 
Certificate'' and shall include the following statement: ``Meets 
requirements of Export Apple Act.''
    (b) Export Form Certificate number. The shipper (or shipper's 
authorized agent) shall enter the Export Form Certificate number in the 
Automated Export System (AES), pursuant to the Electronic Export 
Information (EEI) filing requirements under the Foreign Trade 
Regulations (15 CFR part 30) and Export Clearance Requirements (15 CFR 
part 758), except the exemption code BULK CONTRS shall be entered for 
apples in bulk containers destined for Canada.
    (c) Delivery and filing of Export Form Certificate. The shipper 
shall deliver a copy of the Export Form Certificate or Memorandum of 
Inspection to the export carrier. Whenever apples are inspected and 
certified at any point other than the port of exportation, the shipper 
shall deliver a copy of the Export Form Certificate or Memorandum of 
Inspection to the agent of the first carrier that thereafter transports 
such apples, and such agent shall deliver the copy to the proper 
official of the carrier on which the apples, covered by the certificate 
or memorandum, are to be exported. The shipper shall also maintain an 
electronic or paper copy of the Export Form Certificate for a period of 
not less than three (3) years after date of export and shall submit, 
upon request from USDA, an electronic or paper copy of the Export Form 
Certificate to USDA, AMS, Specialty Crops Program, Marketing Order and 
Agreement Division, 1400 Independence Avenue SW., Stop 0237, 
Washington, DC 20250-0237; telephone (202) 720-4607; fax (202) 720-
5698; or email [email protected].
    (d) Spray residue tolerance. If the inspector has reason to believe 
that samples of a lot of apples have been obtained for a determination 
as to compliance with tolerance for spray residue, established under 
the Federal Food, Drug and Cosmetic Act, as amended (52 Stat. 1040; 21 
U.S.C. 301 et seq.), he or she shall not issue a certificate on the lot 
unless it complies with such tolerances.

PART 35--EXPORT GRAPES AND PLUMS

0
4. The authority citation for 7 CFR part 35 continues to read as 
follows:

    Authority:  74 Stat. 734; 75 Stat. 220; 7 U.S.C. 591-599.

0
5. Add Sec.  35.9 to read as follows:


Sec.  35.9   Shipper.

    Shipper means any person who ships or offers for shipment any 
variety of vinifera species table grapes to any foreign destination.
0
6. Revise Sec.  35.12 to read as follows:


Sec.  35.12   Inspection and certification.

    (a) Inspection. Each person shipping or offering for shipment any 
variety of vinifera species table grapes to any foreign destination 
other than destinations in Canada or Mexico shall cause them to be 
inspected within 14 days prior to date of export by the Federal or 
Federal-State Inspection Service in accordance with regulations 
governing the inspection and certification of fresh fruits, vegetables, 
and other products (part 51 of this title) and certified as meeting the 
requirements of the Act and this part.
    (b) Certification. The Federal or Federal-State certificate shall 
be designated as an ``Export Form Certificate'' and shall include one 
of the following statements as applicable:
    (1) For any variety meeting specifications of paragraph (a) of 
Sec.  35.11 ``Meets requirements of Export Grape and Plum Act'' or (2) 
For any variety meeting specifications of paragraph (b) of Sec.  35.11 
``Meets requirements of Export Grape and Plum Act except for export to 
destinations in Europe, Greenland, or Japan.'' No carrier shall 
transport or receive for transportation any such variety to any foreign 
destination other than Canada or Mexico unless a copy of the Export 
Form Certificate issued thereon showing that the grapes meet 
requirements for the applicable export destination is surrendered to 
such carrier when such variety is received.
    (c) Delivery and filing of Export Form Certificate. The shipper 
shall deliver a copy of the Export Form Certificate covering the 
shipment to the export carrier. Whenever grapes are inspected and 
certified at any point other than port of exportation, the shipper 
shall deliver a copy of the Export Form Certificate to the agent of the 
first carrier that thereafter transports such grapes, and such agent 
shall deliver such copy to the proper official of the carrier on which 
the grapes are to be exported. The shipper shall also maintain an 
electronic or paper copy of the Export Form Certificate for a period of 
not less than three (3) years after date of export and shall submit, 
upon request from USDA, an electronic or paper copy of the Export Form 
Certificate to USDA, AMS, Specialty Crops Program, Marketing Order and 
Agreement

[[Page 87493]]

Division, 1400 Independence Avenue SW., Stop 0237, Washington, DC 
20250-0237; telephone (202) 720-4607; fax (202) 720-5698; or email 
[email protected].
    (d) Export Form Certificate number. The shipper (or shipper's 
authorized agent) shall enter the Export Form Certificate number in the 
U.S. Census Bureau's Automated Export System (AES), pursuant to the 
Electronic Export Information (EEI) filing requirements under the 
Foreign Trade Regulations (15 CFR part 30) and Export Clearance 
Requirements (15 CFR part 758).
    (e) Spray residue tolerance. If the inspector has reason to believe 
that samples of a lot of any variety of vinifera species table grapes 
have been obtained for a determination as to compliance with tolerance 
for spray residue, established under the Federal Food, Drug and 
Cosmetic Act, as amended (52 Stat. 1040; 21 U.S.C. 301 et seq.), he or 
she shall not issue a certificate on the lot unless it complies with 
such tolerances.

    Dated: November 29, 2016.
Elanor Starmer,
Administrator, Agricultural Marketing Service.
[FR Doc. 2016-29017 Filed 12-2-16; 8:45 am]
 BILLING CODE P



                                                  87486

                                                  Proposed Rules                                                                                                Federal Register
                                                                                                                                                                Vol. 81, No. 233

                                                                                                                                                                Monday, December 5, 2016



                                                  This section of the FEDERAL REGISTER                    ADDRESSES:   Interested persons are                   Executive Order 12866 and Executive
                                                  contains notices to the public of the proposed          invited to submit written comments                    Order 13563
                                                  issuance of rules and regulations. The                  concerning this proposal. Comments
                                                  purpose of these notices is to give interested                                                                   Executive Orders 12866 and 13563
                                                                                                          must be sent to the Docket Clerk,                     direct agencies to assess all costs and
                                                  persons an opportunity to participate in the
                                                  rule making prior to the adoption of the final
                                                                                                          Marketing Order and Agreement                         benefits of available regulatory
                                                  rules.                                                  Division, Specialty Crops Program,                    alternatives and, if regulation is
                                                                                                          AMS, USDA, 1400 Independence                          necessary, to select regulatory
                                                                                                          Avenue SW., STOP 0237, Washington,                    approaches that maximize net benefits
                                                  DEPARTMENT OF AGRICULTURE                               DC 20250–0237; Fax: (202) 720–8938; or                (including potential economic,
                                                                                                          Internet: http://www.regulations.gov. All             environmental, public health and safety
                                                  Agricultural Marketing Service                          comments should reference the                         effects, distributive impacts, and
                                                                                                          document number and the date and                      equity). Executive Order 13563
                                                  7 CFR Parts 33 and 35                                   page number of this issue of the Federal              emphasizes the importance of
                                                                                                          Register and will be made available for               quantifying both costs and benefits,
                                                  [Doc. No. AMS–FV–14–0099; FV15–33/35–1                  public inspection in the Office of the                reducing costs, harmonizing rules, and
                                                  PR]                                                     Docket Clerk during regular business                  promoting flexibility. This action has
                                                                                                          hours, or can be viewed at: http://                   been designated as a ‘‘non-significant
                                                  Regulations Issued Under Authority of                   www.regulations.gov. All comments                     regulatory action’’ under section 3(f) of
                                                  the Export Apple Act and Export                         submitted in response to this proposal                Executive Order 12866. Accordingly,
                                                  Grapes and Plums; Changes to Export                     will be included in the record and will               the Office of Management and Budget
                                                  Reporting Requirements                                  be made available to the public. Please               (OMB) has waived the review process.
                                                  AGENCY:  Agricultural Marketing Service,                be advised that the identity of the
                                                                                                          individuals or entities submitting the                Executive Order 13175
                                                  USDA.
                                                                                                          comments will be made public on the                     This action has been reviewed in
                                                  ACTION: Proposed rule.
                                                                                                          Internet at the address provided above.               accordance with the requirements of
                                                  SUMMARY:    This proposed rule would                                                                          Executive Order 13175, Consultation
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      and Coordination with Indian Tribal
                                                  change the reporting of export certificate              Shannon Ramirez, Compliance and
                                                  information under regulations issued                                                                          Governments. The review reveals that
                                                                                                          Enforcement Specialist, or Vincent                    this regulation would not have
                                                  pursuant to the Export Apple Act (7                     Fusaro, Compliance and Enforcement
                                                  CFR part 33) and the Export Grape and                                                                         substantial and direct effects on Tribal
                                                                                                          Branch Chief, Marketing Order and                     governments and would not have
                                                  Plum Act (7 CFR part 35). This change                   Agreement Division, Specialty Crops
                                                  would require shippers of apples and                                                                          significant Tribal implications.
                                                                                                          Program, AMS, USDA; Telephone: (202)
                                                  grapes exported from the United States                  720–2491, Fax: (202) 720–8938, or                     Executive Order 12988
                                                  to electronically enter an Export Form                  Email: Shannon.Ramirez@ams.usda.gov                      This proposed rule has been reviewed
                                                  Certificate number or a USDA-defined                    or VincentJ.Fusaro@ams.usda.gov.                      under Executive Order 12988, Civil
                                                  exemption code into the Automated
                                                                                                            Small businesses may request                        Justice Reform. This proposed rule is
                                                  Export System (AES). This rule would
                                                                                                          information on complying with this                    not intended to have retroactive effect
                                                  also define ‘‘shipper,’’ shift the current
                                                                                                          regulation by contacting Antoinette                   and shall not abrogate nor nullify any
                                                  file retention requirement from carriers
                                                                                                          Carter, Marketing Order and Agreement                 other regulations, whether State or
                                                  to shippers, and require shippers to
                                                                                                          Division, Specialty Crops Program,                    Federal, dealing with the same subjects.
                                                  provide, upon request, copies of the
                                                                                                          AMS, USDA, 1400 Independence                          It is intended that all such regulations
                                                  certificates to the Agricultural
                                                                                                          Avenue SW., STOP 0237, Washington,                    shall remain in full force and effect
                                                  Marketing Service (AMS). These
                                                                                                          DC 20250–0237; Telephone: (202) 720–                  except in so far as they are inconsistent
                                                  changes would enable AMS to track
                                                                                                          2491, Fax: (202) 720–8938, or Email:                  herewith or repugnant hereto (7 U.S.C.
                                                  exported apple and grape shipments to
                                                                                                          Antoinette.Carter@ams.usda.gov.                       587; 7 U.S.C. 597).
                                                  ensure that exports meet inspection and                                                                          The Export Fruit Acts provide for
                                                  certification requirements. This action is              SUPPLEMENTARY INFORMATION:      This                  administrative proceedings that must be
                                                  also required to support the                            proposed rule is issued under the                     exhausted before parties may file suit in
                                                  International Trade Data System (ITDS),                 Export Apple Act (7 U.S.C. 581–590)                   court. Pursuant to 7 U.S.C. 586 and
                                                  a key White House economic initiative                   and the Export Grape and Plum Act (7                  sections 33.13 and 33.14 of the
                                                  that will automate the filing of export                 U.S.C. 591–599) (together hereinafter                 regulations (for apples) and 7 U.S.C. 596
                                                  and import information by the trade.                    referred to as the ‘‘Export Fruit Acts’’).            and sections 35.14 and 35.15 of the
                                                  This proposal would also remove                         The Export Fruit Acts promote foreign                 regulations (for grapes), any person
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  obsolete regulations and make clarifying                trade of U.S.-grown fruit by authorizing              subject to the Export Fruit Acts may file
                                                  changes. It also announces AMS’                         the implementation of regulations                     with USDA a request for hearing, along
                                                  intention to request revision to a                      related to quality, container markings,               with a written responsive answer to
                                                  currently approved information                          and inspection requirements. These                    alleged violations of the provisions of
                                                  collection for exported apples and                      regulations are contained in 7 CFR part               the Export Fruit Acts and regulations,
                                                  grapes.                                                 33 (Regulations Issued under the Export               no later than 10 days after service of
                                                  DATES: Comments must be received by                     Apple Act) and 7 CFR part 35 (Export                  notice of alleged violations. After
                                                  January 4, 2017.                                        Grapes and Plums).                                    opportunity for hearing, the Secretary is


                                             VerDate Sep<11>2014   17:33 Dec 02, 2016   Jkt 241001   PO 00000   Frm 00001   Fmt 4702   Sfmt 4702   E:\FR\FM\05DEP1.SGM   05DEP1


                                                                        Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Proposed Rules                                           87487

                                                  authorized to refuse the issuance of                    requirements of the Export Fruit Acts.                AMS with information about inspected
                                                  certificates under the Export Fruit Acts                Additionally, these sections currently                and certified fruit.
                                                  for a period not exceeding 90 days.                     require that shippers provide a copy of                  AMS has determined that access to
                                                     This proposed rule would change the                  the certificates to the export carrier or,            the Census Bureau’s AES data would
                                                  reporting of export certificate                         in those instances where the fruit is                 allow AMS to monitor compliance with
                                                  information under regulations issued                    inspected and certified at any location               and enforce the regulations issued
                                                  pursuant to both the Export Apple Act                   other than the port of exportation, to the            under the Export Fruit Acts. As a result,
                                                  and the Export Grape and Plum Act (7                    agent of the first carrier who transports             AMS and Census have entered into a
                                                  CFR part 33, ‘‘Regulations Issued Under                 the fruit to port for exportation. These              Memorandum of Understanding that
                                                  Authority of the Export Apple Act,’’ and                two sections also currently contain                   will give AMS access to certain specific
                                                  7 CFR part 35, ‘‘Export Grapes and                      requirements related to the retention of              data in the AES related to apple and
                                                  Plums,’’ respectively). Shippers of                     certificates by export carriers and spray             grape exports, including an Export Form
                                                  apples and grapes exported from the                     residue tolerance.                                    Certificate number that is associated
                                                  United States subject to inspection                        Section 33.12 of the export apple                  with each lot of inspected and certified
                                                  would be required to enter the                          regulations specifies those apples that               fruit or, in lieu of a certificate number,
                                                  certificate number from inspection                      are not subject to regulation, including              a USDA-defined exemption code (BULK
                                                  certificates (i.e., Export Form                         apples shipped to Canada in bulk                      CONTRS) for apples shipped to Canada
                                                  Certificates) into AES. For apples                      containers (§ 33.12(d)), which are                    in bulk containers.
                                                  shipped to Canada in bulk containers,                   containers that hold a quantity of apples                For those apples and grapes subject to
                                                  which are exempt from inspection                        weighing more than 100 pounds.                        inspection, information about each
                                                  requirements, shippers would be                            Sections 33.2 and 33.4 of the export               inspected lot of apples or grapes is
                                                  required to enter a special USDA-                       apple regulations and §§ 35.2 and 35.4                noted on an Export Form Certificate
                                                  defined exemption code in lieu of an                    of the export grape regulations define                (FV–205 or FV–207 paper form; FV–
                                                  Export Form Certificate number.                         ‘‘person’’ and ‘‘carrier,’’ respectively.             205e and FV–207e electronic form) that
                                                  Shippers would also be required to                      The term ‘‘shipper’’ is used in parts 33              is completed by an inspector. In
                                                  maintain paper or electronic copies of                  and 35 but is not currently defined in                addition to stating whether the lot meets
                                                  the certificates and to provide copies to               either of those regulations.                          the export requirements, the certificate
                                                  AMS upon request. AMS is responsible                                                                          also contains information about the date
                                                                                                          Filing Export Information in the
                                                  for monitoring apple and grape export                                                                         and place of inspection; the name of the
                                                                                                          Automated Export System (AES)
                                                  shipments, and these proposed                                                                                 applicant; and the quantity, variety, and
                                                  regulatory changes would help ensure                      The Foreign Relations Authorization                 identification marks of the lot. The
                                                  that these shipments comply with                        Act (FRAA) (Pub. L. 107–228)                          certificate is provided to the shipper
                                                  inspection and certification                            authorizes regulations requiring that all             and is identified with a unique
                                                  requirements.                                           persons who are required to file export               certificate number. The inspection
                                                     This proposed rule would also define                 information under Chapter 9 of Title 13               service that inspects and certifies the
                                                  ‘‘shipper’’ and would remove the                        of the U.S. Code (Collection and                      export shipment will also electronically
                                                  requirement that carriers of exported                   Publication of Foreign Commerce and                   maintain the certificate information.
                                                  apples and grapes retain certificates on                Trade Statistics) file such information                  AMS believes that the most effective
                                                  file (because the requirement to retain                 through the Automated Export System                   way to verify that apple and grape
                                                  the certificates would shift to shippers                (AES) for all shipments where a paper                 exports meet export inspection and
                                                  of exported apples and grapes). It would                Shipper’s Export Declaration was                      certification requirements would be to
                                                  also remove regulations that are no                     previously required. As such, shippers                have shippers enter the unique Export
                                                  longer applicable to grape exports and                  of most U.S.-grown apples and grapes                  Form Certificate numbers into the AES.
                                                  add structure and language to clarify the               are required to electronically file export            AMS would then verify the validity of
                                                  regulations.                                            shipment information in AES.                          a certificate number by cross-referencing
                                                     Plums are not currently regulated                      AES is a joint venture between U.S.                 it and the associated shipment
                                                  under the Export Grape and Plum Act;                    Customs and Border Protection (CBP)                   information with inspection data (e.g.,
                                                  therefore, this change would not impact                 and the U.S. Census Bureau (Census)                   certificate number, variety, quantity)
                                                  shipments of plums exported from the                    that was implemented in phases,                       that AMS would receive from its
                                                  United States. If plums exported from                   starting in 1995. It is a nationwide                  Specialty Crops Inspection (SCI)
                                                  the United States are regulated in the                  system, available at all U.S. ports, that             Division.
                                                  future under the Export Grape and Plum                  serves as a central point for the                        Some exported apples and grapes are
                                                  Act, the reporting of export certificate                electronic collection of export data that             exempt from the inspection
                                                  information similar to what is being                    are used by several different Federal                 requirements of the Export Fruit Acts
                                                  proposed herein for exported grapes and                 government agencies including Census                  regulations pursuant to § 33.12 for
                                                  apples would be proposed.                               and CBP. Census regulations issued                    apples and §§ 35.12 and 35.13 for
                                                     Sections 33.11(a) and 35.12(b) of the                under the authority of the FRAA and                   grapes. In most instances, information
                                                  regulations issued under the Export                     related to AES include the Foreign                    about a shipment (e.g., the weight and
                                                  Fruit Acts for apples and grapes,                       Trade Regulations (15 CFR part 30) and                destination of the shipment) that is
                                                  respectively, specify that, prior to                    the Export Clearance Requirements (15                 entered by a shipper (or shipper’s agent)
                                                  export, the fruit must be inspected by                  CFR part 758).                                        into AES will determine if the shipper
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                                                  the Federal or Federal-State Inspection                   AMS is responsible for enforcing the                is required to also enter an Export Form
                                                  Service (unless the fruit is otherwise                  regulations under the Export Fruit Acts,              Certificate number in AES. As an
                                                  exempted from inspection under the                      including verifying that exported apples              example, a shipment of apples weighing
                                                  Export Fruit Acts). These sections                      and grapes that are subject to regulation             less than 5,000 pounds exported to any
                                                  further specify that Export Form                        are inspected and certified as meeting                foreign country is exempt from
                                                  Certificates must be issued by the                      quality requirements. However, the                    inspection requirements. If a shipment
                                                  inspection service and must contain a                   Export Fruit Acts regulations do not                  of apples weighing 4,000 pounds is
                                                  statement indicating the fruit meets the                currently require that shippers provide               destined for Canada, this information


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                                                  87488                 Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Proposed Rules

                                                  would be entered into AES. From that                    be required to electronically enter                   Businesses, signed by President Obama
                                                  AES shipment information, the system                    Export Form Certificate numbers or the                on February 19, 2014; 79 FR 10657).
                                                  would determine that entry of an Export                 exemption code for bulk container                     Under ITDS, the export and import
                                                  Form Certificate number was not                         apples destined for Canada (BULK                      trade will file shipment data through an
                                                  required because the shipment is                        CONTRS) in AES. To require that                       electronic ‘‘single window,’’ instead of
                                                  exempt from inspection requirements.                    shippers enter the Export Form                        completing multiple paper-based forms
                                                     In comparison, if a shipment of apples               Certificate number or, when applicable,               to report the same information to
                                                  weighing 6,000 pounds in bulk                           the BULK CONTRS exemption code, the                   different government agencies. ITDS
                                                  containers is destined for Canada, the                  Export Fruit Acts regulations would be                will greatly reduce the burden on
                                                  shipper’s entry of that shipment’s                      revised to add a new § 33.11(b) for                   America’s export and import trade
                                                  weight and destination into AES would                   apples and a new § 35.12(d) for grapes.               while still providing information
                                                  trigger the requirement that the shipper                  This proposed action would also                     necessary for the United States to ensure
                                                  enter an Export Form Certificate number                 require a shipper to maintain and                     compliance with its laws.
                                                  because the weight and destination of                   submit, upon request, a paper or                         By the end of 2016, the ITDS ‘‘single
                                                  the shipment would meet the                             electronic copy of the Export Form                    window’’ will be presented to the export
                                                  parameters associated with mandatory                    Certificate to AMS. As previously noted,              and import trade through CBP’s
                                                  inspection. However, apples in bulk                     AMS would compare EEI from AES                        Automated Commercial Environment
                                                  containers destined for Canada are                      against inspection information from its               (ACE) platform. ACE will be the primary
                                                  exempt from inspection requirements                     SCI Division. However, there could be                 system through which the global trading
                                                  pursuant to § 33.12(d). Currently, there                instances when AMS might need further                 community will file information about
                                                  is no mechanism within AES that will                    verification of inspection and would,                 imports and exports so that
                                                  recognize this exemption, so USDA has                   therefore, need to request a copy of the              admissibility into the U.S. may be
                                                  created a special exemption code (BULK                  Export Form Certificate from the                      determined and government agencies
                                                  CONTRS) that shippers of these apples                   shipper. For example, if a certificate                may monitor compliance.
                                                  would enter in the Export Form                          number in AES does not match any                         In March 2014, AES functionality was
                                                  Certificate field in lieu of a certificate              certificate numbers in SCI-provided                   incorporated into ACE, and export
                                                  number. Entry of this special USDA-                     data, AMS might require that the                      transactions are now processed in ACE.
                                                  defined exemption code would enable                     shipper provide a copy of an Export                   The migration of AES functionality to
                                                  shippers of apples in bulk containers                   Form Certificate to AMS so that the                   ACE was, for the most part, transparent
                                                  destined for Canada to complete the                     information on that certificate could be              to filers of export shipment data. This
                                                  entry of information in AES.                            compared against the EEI from AES.                    system migration supports the ITDS
                                                     In the future, AMS intends to work                   These proposed changes would give                     ‘‘single window’’ because, as noted
                                                  with Census to develop a new                            AMS the ability to track exports of                   earlier, ACE will be the system
                                                  harmonized tariff schedule (HTS) code                   apples and grapes to confirm that                     primarily used by the trade community
                                                  specifically for exported apples in bulk                quality requirements are being met.                   to file import and export shipment data,
                                                  containers that are destined for Canada.                Accordingly, this requirement would be                with the functionality of AES embedded
                                                  Once this HTS code is developed,                        added to the Export Fruit Acts                        within that system.
                                                  shippers would enter that code into                     regulations in § 33.11(c) for apples and                 Prior to the implementation of the
                                                  AES, which would signal to AES that                     § 35.12(c) for grapes.                                ITDS ‘‘single window,’’ CBP is requiring
                                                  the shipment is exempt and would                          In conjunction with these proposed                  that the 47 partnering government
                                                  therefore not require entry of the special              new recordkeeping requirements, this                  agencies (PGAs) that are participating in
                                                  exemption code. Once this new HTS                       proposed action would also remove the                 the ITDS project, including AMS,
                                                  code becomes available, changes to the                  requirement in § 33.11(a) for apples and              ensure that agency regulations provide
                                                  regulations would be proposed to                        § 35.12(c) for grapes that carriers of                for the electronic entry of export and/or
                                                  remove the requirement to enter the                     exported fruit retain a copy of the                   import information.
                                                  special BULK CONTRS exemption code.                     Export Form Certificate. This                            AMS’ Marketing Order and
                                                     As noted earlier, most shippers are                  requirement would no longer be                        Agreement Division (MOAD) is
                                                  accustomed to entering data about                       necessary for AMS compliance                          currently developing the functionality
                                                  exports into AES to create mandatory                    monitoring because, as proposed herein,               of a new automated system called the
                                                  Electronic Export Information (EEI)                     shippers would be required to retain a                Compliance and Enforcement
                                                  about each shipment. There are various                  copy of the certificate (and upon                     Management System (CEMS) that will
                                                  methods for filing EEI into AES, such as                request, the shipper would be required                store and analyze data in support of
                                                  through AES-certified software from a                   to provide such copy, electronically or               ITDS. CEMS will receive export data
                                                  third-party vendor or through                           in paper form, to AMS).                               from the ACE system that will be
                                                  AESDirect, a free Internet application                                                                        utilized in monitoring compliance with
                                                  supported by Census. The EEI contains                   Streamlining the Export Process Under
                                                                                                          the International Trade Data System                   regulations under the Export Fruit Acts.
                                                  basic information about an export                                                                                The revised reporting requirements
                                                  including but not limited to the names                  (ITDS)
                                                                                                                                                                for exported apples and grapes will
                                                  and addresses of the parties to a                         Changing the Export Fruit Acts                      meet CBP’s requirements for ITDS/ACE
                                                  transaction; the Harmonized Tariff                      regulations to provide for the electronic             by providing for the electronic entry of
                                                  Schedule number; and the description,                   entry of an Export Form Certificate
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                                                                                                                                                                the Export Form Certificate number (or
                                                  quantity, and value of the exported                     number supports the International                     the special BULK CONTRS exemption
                                                  items. In 2014, the Census Bureau                       Trade Data System (ITDS), a key White                 code, when applicable).
                                                  agreed to mandate entry of the Export                   House economic initiative that has been
                                                  Form Certificate number (or the                         under development for over ten years                  Miscellaneous Proposed Changes
                                                  exemption code for apples shipped in                    and is mandated for completion by                       In addition to the previously
                                                  bulk containers to Canada) by shippers                  December 31, 2016 (pursuant to                        described changes, this action would
                                                  in the AES for AMS’ tracking and                        Executive Order 13659, Streamlining                   make changes to update and clarify the
                                                  enforcement purposes. Shippers would                    the Export/Import Process for America’s               regulations. First, a definition of


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                                                                        Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Proposed Rules                                            87489

                                                  ‘‘shipper’’ would be added to the                         This proposed rule would change the                    Removing the requirement that
                                                  regulations in § 33.9 for apples and                    reporting of export certificate                       carriers of exported apples and grapes
                                                  § 35.9 for grapes. This change is                       information under regulations issued                  retain copies of inspection certificates
                                                  intended to provide clarity about a                     pursuant to the Export Apple Act and                  (Export Form Certificates) would reduce
                                                  commonly used term.                                     the Export Grape and Plum Act (7 CFR                  the recordkeeping burden on those
                                                     Additionally, gender-specific                        part 33, ‘‘Regulations Issued Under                   carriers.
                                                  language would be changed from ‘‘he’’                   Authority of the Export Apple Act,’’ and                 According to apple industry statistics,
                                                  to ‘‘he or she’’ in new § 33.11(d) and                  7 CFR part 35, ‘‘Export Grapes and                    there are approximately 60 shippers of
                                                  § 35.12(e).                                             Plums,’’ respectively) by requiring                   exported apples subject to regulation
                                                     In addition, existing § 35.12(d) would               shippers of apples and grapes exported                under the Export Apple Act. USDA’s
                                                  be removed because it is no longer                      from the United States to enter into AES              Foreign Agricultural Service (FAS) data
                                                  needed. The requirements in § 35.12(d)                  the certificate numbers of Export Form                estimates the value of fresh apple
                                                  were enacted to fulfill provision 2 of the              Certificates for such exports (or, in lieu            exports subject to regulation in 2015
                                                  Export Grape and Plum Act (7 U.S.C.                     of certificate numbers, the exemption                 was approximately $1.0 billion.
                                                  592), which provides that grapes could                  code BULK CONTRS for apples in bulk                   Therefore, the estimated receipts for
                                                  be shipped in fulfillment of contracts                  bins destined for Canada). It would also              shippers of exported apples is well over
                                                  that were entered into prior to the                     require shippers to provide, upon                     $7,500,000.
                                                  effective date of the Export Grape and                  request, paper or electronic copies of the               According to grape industry
                                                  Plum Act regulations, as long as those                  certificates to AMS. It would also                    information, there are approximately 14
                                                                                                          remove the requirement that carriers                  shippers of exported grapes subject to
                                                  grapes were shipped within 2 months of
                                                                                                          retain copies of the certificates. Plums              regulation under the Export Grape and
                                                  the date of the contracts. The intent of
                                                                                                          are not currently regulated under 7 CFR               Plum Act. Data provided by FAS
                                                  § 35.12(d) was to provide exporters with
                                                                                                          part 35, so this change has no impact on              indicate that the estimated value of
                                                  an opportunity to meet prior contractual
                                                                                                          exporters or carriers of plums.                       grape exports in 2015 that were subject
                                                  obligations and comply with the newly
                                                                                                            Requiring shippers of apples and                    to these regulations was $512 million.
                                                  enacted regulations without meeting
                                                                                                          grapes to electronically enter an export              Therefore, the estimated receipts for
                                                  additional requirements. Because the
                                                                                                          certificate number (or the BULK                       shippers of exported grapes is well over
                                                  need for § 35.12(d) no longer exists, this
                                                                                                          CONTRS exemption code) would have                     $7,500,000.
                                                  section would be removed.                                                                                        USDA estimates there are
                                                                                                          very little impact on them. The
                                                     Finally, in addition to new paragraphs                                                                     approximately 15 carriers of exported
                                                                                                          certificate number is currently provided
                                                  being added to §§ 33.11 and 33.12,                      to shippers on the certificate they                   apples and 5 carriers of exported grapes
                                                  existing §§ 33.11(a) and 35.12(b)(2)                    receive from the Federal or Federal-                  that would be impacted by the lessening
                                                  would be reorganized into multiple                      State Inspection Service, and AMS is                  of regulatory requirements proposed by
                                                  paragraphs in an effort to make the                     providing the special BULK CONTRS                     this action. USDA does not have access
                                                  regulations easier to read, understand,                 exemption code to shippers for those                  to data about the business sizes of these
                                                  and follow. Adding additional                           instances when it is required. Also,                  carriers.
                                                  requirements to already lengthy                         shippers already use AES to enter                        Based on the above information, it
                                                  paragraphs might cause confusion and                    Electronic Export Information (EEI)                   may be concluded that a majority of
                                                  misunderstanding; therefore,                            about shipments, currently approved for               shippers of exported apples and grapes
                                                  reorganization was deemed to be                         collection under OMB No. 0607–0152,                   would not be classified as small
                                                  appropriate. To further improve the                     and entry of the certificate number or                businesses. USDA is unable to make a
                                                  overall readability of §§ 33.11 and 35.12,              exemption code would be part of that                  determination about whether carriers of
                                                  headings would also be added at the                     EEI process.                                          exported apples and grapes could be
                                                  beginning of each paragraph to help the                   Finally, shippers currently provide                 classified as small businesses.
                                                  reader quickly identify the paragraph’s                 copies of Export Form Certificates to                    This proposed rule is issued under
                                                  content.                                                other parties, such as carriers, as                   the authority of the Export Apple Act (7
                                                                                                          required by the Export Fruit Acts                     U.S.C. 581–590), and the Export Grape
                                                  Initial Regulatory Flexibility Analysis
                                                                                                          regulations. Therefore, requiring                     and Plum Act (7 U.S.C. 591–599). This
                                                     Pursuant to requirements set forth in                shippers to provide AMS with a copy of                proposed rule proposes changing
                                                  the Regulatory Flexibility Act (RFA) (5                 an Export Form Certificate (upon                      ‘‘Regulations Issued under Authority of
                                                  U.S.C. 601–612), the Agricultural                       request, when other methods of                        the Export Apple Act’’ (7 CFR part 33)
                                                  Marketing Service (AMS) has                             compliance verification are not                       and ‘‘Export Grapes and Plums’’ (7 CFR
                                                  considered the economic impact of this                  available to AMS) would be a usual and                part 35). This action would require
                                                  action on small entities. Accordingly,                  customary practice. This proposed                     shippers of apples and grapes exported
                                                  AMS has prepared this initial regulatory                action would also require that shippers               from the United States to enter the
                                                  flexibility analysis.                                   maintain certificates (electronic or                  Export Form Certificate number for
                                                     The purpose of the RFA is to fit                     paper) on file for a minimum of three (3)             those exports into the U.S. Census
                                                  regulatory actions to the scale of                      years in the event AMS would require                  Bureau’s Automated Export System
                                                  businesses subject to such actions in                   that a shipper provide proof of                       (AES) (or, in lieu of a certificate number,
                                                  order that small businesses will not be                 inspection for compliance purposes.                   to enter exemption code BULK CONTRS
                                                  unduly or disproportionately burdened.                  Maintaining records, such as export                   for apples in bulk containers destined
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                                                  Small agricultural service firms,                       certificates, is a standard business                  for Canada). It would also require
                                                  including shippers and carriers, are                    practice and, therefore, should not have              shippers to maintain and provide, upon
                                                  defined by the Small Business                           a major economic impact on shippers.                  request, a paper or electronic copy of
                                                  Administration (SBA) as those having                      These proposed changes would create                 the Export Form Certificate to AMS and
                                                  annual receipts of less than $7,500,000,                a minimal burden on shippers while                    would remove the requirement that
                                                  and small agricultural producers are                    providing AMS with the ability to                     carriers retain copies of the certificates.
                                                  defined as those having annual receipts                 properly monitor export shipments for                 These changes to the reporting
                                                  of less than $750,000 (13 CFR 121.201).                 compliance with the regulations.                      requirements would allow AMS to


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                                                  87490                 Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Proposed Rules

                                                  verify that shipments of exported apples                would be required if AES or SCI data                    All written comments timely received
                                                  and grapes are in compliance with the                   were not sufficient.                                  will be considered before a final
                                                  quality requirement regulations.                          Finally, AMS considered keeping the                 determination is made on this matter.
                                                    There are estimated to be 60 shippers                 requirement that carriers maintain
                                                  of U.S.-grown apples, 14 shippers of                                                                          Paperwork Reduction Act
                                                                                                          copies of the Export Form Certificates
                                                  U.S.-grown grapes, and 20 carriers of                   on file; however, AMS determined that                    In accordance with the Paperwork
                                                  these apples and grapes subject to the                  the other changes proposed herein                     Reduction Act of 1995 (44 U.S.C.
                                                  Export Fruit Acts regulations. The                      would make this requirement redundant                 chapter 35), AMS announces its
                                                  shippers currently receive copies of                    and burdensome. Therefore, alternatives               intention to submit a revision to a
                                                  Export Form Certificates from the                       to this proposed rule were rejected.                  currently approved information
                                                  Federal or Federal-State Inspection                       This proposed rule would revise the                 collection.
                                                  Service upon completion of an                           information collection currently                         Title: Export Fruit Acts, 7 U.S.C. 581–
                                                  inspection of apples or grapes destined                 approved under OMB No. 0581–0143 by                   590 and 7 U.S.C. 591–599.
                                                  for export. The regulations currently                                                                            OMB Number: 0581–0143.
                                                                                                          increasing the existing recordkeeping
                                                  require that the shippers provide copies                                                                         Type of Request: Revision.
                                                                                                          burden on shippers and reducing the                      Abstract: The information collection
                                                  of the certificates to the export carriers              existing recordkeeping burden on
                                                  who transport the fruit, and these                                                                            requirements contained in this request
                                                                                                          carriers. These changes in burden will                are necessary for the administration of
                                                  carriers are, in turn, required to keep                 be further explained in the Paperwork
                                                  these certificates on file for at least three                                                                 proposed amendments to regulations
                                                                                                          Reduction Act section below.                          authorized by the Export Apple Act and
                                                  years following the date of export. The                   AMS is responsible for enforcing the
                                                  burden of recordkeeping for the                                                                               the Export Grape and Plum Act (‘‘Export
                                                                                                          regulations of the Export Fruit Acts,                 Fruit Acts’’). These regulations are
                                                  maintenance of these certificates is                    including verification that export
                                                  currently approved by the Office of                                                                           found at 7 CFR part 33, ‘‘Regulations
                                                                                                          shipments of apples and grapes meet                   Issued under Authority of the Export
                                                  Management and Budget (OMB) under                       quality requirements. Currently, the
                                                  OMB No. 0581–0143, ‘‘Export Fruit                                                                             Apple Act,’’ and 7 CFR part 35, ‘‘Export
                                                                                                          regulations do not require shippers of                Grape and Plum Act.’’
                                                  Acts’’ (7 U.S.C. 581–590 and 7 U.S.C.                   these export fruits to provide AMS with
                                                  591–599).                                                                                                        Under the Export Fruit Acts
                                                                                                          proof of inspection and certification                 regulations, unless otherwise exempted
                                                    Regarding alternatives to this
                                                                                                          compliance. Without this proposed                     by those Acts, each shipment of fresh
                                                  proposed action, AMS considered
                                                                                                          change to the regulations, AMS will lack              apples and grapes must be inspected by
                                                  making no changes to the Export Fruit
                                                                                                          the ability to effectively meet its duty of           the Federal or Federal-State Inspection
                                                  Acts regulations. However, AMS
                                                                                                          enforcement.                                          Service to ensure the fruit meets quality
                                                  determined that having the Export Form
                                                  Certificate number for apples and grapes                  AMS is committed to complying with                  and other requirements effective under
                                                  exported from the United States is                      the E-Government Act, to promote the                  the Acts. This inspection and
                                                  necessary for monitoring compliance of                  use of the Internet and other                         certification must occur prior to export.
                                                  these shipments with the regulations.                   information technologies to provide                   If the inspection service determines that
                                                  AMS also considered not requiring                       increased opportunities for citizen                   a lot of apples or grapes intended for
                                                  shippers of apples in bulk containers                   access to Government information and                  export meets the applicable quality
                                                  destined for Canada to enter a special                  services, and for other purposes.                     requirements, the inspector completes
                                                  USDA-defined exemption code in lieu                       USDA has not identified any relevant                an Export Form Certificate (currently, a
                                                  of a certificate number. However, until                 Federal rules that duplicate, overlap, or             paper FV–207 or electronic FV–207e for
                                                  a new HTS code is created for these                     conflict with this proposed rule.                     non-Canadian export destinations and a
                                                  exempt apples, shipments of bulk                          A small business guide on complying                 paper FV–205 or electronic FV–205e for
                                                  containers of apples destined for Canada                with fruit, vegetable, and specialty crop             exports to Canada), certifying the fruit
                                                  will require entry of data in the AES                   marketing agreements and orders may                   meets quality export requirements and
                                                  export certificate number field;                        be viewed at: http://www.ams.usda.gov/                providing shipping identification
                                                  therefore, the BULK CONTRS                              MarketingOrdersSmallBusinessGuide.                    information. This certificate is provided
                                                  exemption code would enable shippers                    Any questions about the compliance                    to the shipper of the apples or grapes.
                                                  of these apples to complete the                         guide should be sent to Antoinette                    In turn, the shipper must then provide
                                                  electronic entry of export data in AES.                 Carter at the previously mentioned                    a copy of the certificate to the export
                                                    AMS also considered requiring                         address in the FOR FURTHER INFORMATION                carrier or, if the fruit is inspected and
                                                  shippers to provide AMS with a paper                    CONTACT section.                                      certified somewhere other than the port
                                                  or electronic copy of all Export Form                     A 30-day comment period is provided                 of exportation, to the agent of the first
                                                  Certificates (rather than just upon                     to allow interested persons to respond                carrier who transports the fruit to port
                                                  request) but determined that entering                   to this proposal. Thirty days is deemed               for exportation. Currently, export
                                                  the certificate number in AES would be                  appropriate because (1) the export                    carriers must keep these certificate
                                                  less burdensome for shippers. AMS also                  industry is fully aware of ITDS and its               copies on file for at least three years
                                                  determined that this change would meet                  goal to streamline and automate paper-                after the date of export.
                                                  CBP’s requirement that all government                   based processes and has attended                         A shipper does not currently
                                                  agencies who are partnering with CBP                    annual ITDS Trade Support Network                     complete any form or file with USDA
                                                  on the ITDS project (including AMS)                     plenary sessions conducted by the U.S.                any form or form-related information as
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                                                  update their regulations to provide for                 government over the past few years, and               part of this inspection and certification
                                                  the electronic entry of export and                      (2) CPB is requiring the timely update                process.
                                                  import shipment data.                                   of import and export regulations to meet                 This proposed action would establish
                                                    AMS also considered not requesting a                  the ITDS electronic data submission                   a requirement that shippers enter the
                                                  shipper to submit a copy of an Export                   requirement. All written comments                     Export Form Certificate number
                                                  Form Certificate upon request; however,                 timely received will be considered                    assigned to each inspection certificate
                                                  there may be some unique cases where                    before a final determination is made on               into the Automated Export System
                                                  additional verification of compliance                   this matter.                                          (AES), an existing system that facilitates


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                                                                        Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Proposed Rules                                            87491

                                                  the electronic entry of information about               destinations). In the 2016 renewal, AMS               a Justification for Change to OMB for
                                                  export shipments. The Marketing Order                   added the FV–205 form (inspection                     approval that encompasses these
                                                  and Agreement Division (MOAD) would                     certificate for Canadian-bound export                 revisions.
                                                  cross-reference this certificate number                 shipments) that is also used by SCI (the                 As noted earlier, the FV–205 form is
                                                  and the associated export shipment                      FV–205 was not previously approved                    being revised to combine the
                                                  information (EEI) with inspection                       under this or any other OMB collection)               information contained on the existing
                                                  information provided electronically to                  and revised it to combine information                 FV–205 and FV–207 forms; this change
                                                  MOAD by SCI, thereby allowing MOAD                      from the existing FV–205 and FV–207                   will result in discontinuance of the FV–
                                                  to monitor compliance with the                          forms. As a result, the existing FV–207               207 form. The FV–205 update also adds
                                                  regulations. The collection of AES data,                will be discontinued. In the 2016                     instructions for the shipper regarding
                                                  which would include the Export Form                     renewal, AMS is also seeking OMB                      entry of the Export Form Certificate
                                                  Certificate number or the special BULK                  approval to decrease the burden per                   number in AES for exported apples and
                                                  CONTRS exemption code, is approved                      certificate from the currently approved               grapes and revises the text to include a
                                                  under the Census Bureau’s OMB No.                       15 minutes to 5 minutes. This is                      burden statement and other minor
                                                  0607–0152; therefore, the estimated                     sufficient time to complete the related               modifications, such as updating the
                                                  burden associated with the electronic                   recordkeeping actions.                                program name in the form heading. SCI
                                                  entry of the certificate number will not                   In the last renewal of the collection in           will continue to use the existing
                                                  be included in this USDA action.                        2013, it was reported that a total of 102             electronic versions of the forms (FV–
                                                     In addition, this proposed action                    respondents (68 shippers and 15 carriers              205e and FV–207e) until SCI’s Fresh
                                                  would require shippers to maintain and                  for exported apples, and 14 shippers                  Electronic Inspection Reporting System
                                                  provide, upon request, a paper or                       and 5 carriers for exported grapes) use               (FEIRS) is modified to reflect the data
                                                  electronic copy of the Export Form                      FV–207. Current industry data indicate                contained in the revised FV–205 form.
                                                  Certificate to MOAD when needed to                      a slight reduction in the estimated                   FEIRS allows inspectors to
                                                  monitor compliance with regulations.                    number of export apple shippers (60)                  electronically enter and report
                                                  MOAD anticipates that the majority of                   but no changes in the estimated number                inspection data; it is able to
                                                  its compliance monitoring would be                      of export grape shippers (14) or carriers             electronically transmit a certificate to an
                                                  accomplished by verifying the Export                    of export apples (15) and grapes (5).                 email address or fax number, or the
                                                  Form Certificate number and other EEI                      The 2013 renewal reported the                      certificate may be printed. Once the
                                                  entered by a shipper into AES against                   number of certificates per year to be                 necessary FEIRS revisions are
                                                  inspection data provided by SCI;                        approximately one response per                        completed to enable entry of data to the
                                                  however, when needed, MOAD would                        respondent. This suggested that there                 revised FV–205e form, the FV–207e
                                                  request copies of these certificates from               were only 102 certificates issued per                 form will be discontinued.
                                                  shippers to help verify that apple and                  year. This was reported in error, and the                Estimate of Burden: The public
                                                  grape exports meet export inspection                    2016 renewal provides more accurate                   reporting burden for this collection of
                                                  and certification requirements.                         figures. USDA’s Foreign Agricultural                  information is estimated to average 5
                                                     Finally, this proposed action would                  Service estimates that, for the five-year             minutes per response for retention of
                                                  remove the requirement that carriers                    period 2011–2015, the average number                  the certificate by shippers and also for
                                                  retain a copy of the Export Form                        of export apple and grape shipments                   submission, upon request, of the
                                                  Certificate. As noted above, this action                requiring inspection per year was                     certificate by shippers to MOAD.
                                                  would add a requirement that a shipper                  42,326 for apples and 10,462 for grapes,                 Respondents: Shippers of apple
                                                  maintain and provide to MOAD, upon                      for a total five-year average of 52,788               exports and grape exports.
                                                  request, a paper or electronic copy of                  certificates per year that would need to                 Estimated Number of Respondents: 74
                                                  the certificate. MOAD would require a                   be maintained.                                        (60 for apples and 14 for grapes).
                                                  shipper to submit a copy of the                            Based on this information and the                     Estimated Total Annual Responses:
                                                  certificate in those cases when it would                proposed decreased burden per                         58,067 (42,326 certificates maintained
                                                  be needed to monitor compliance.                        certificate, the 2016 renewal estimates a             and 4,233 certificates potentially
                                                  Because shippers would be responsible                   total recordkeeping burden of 4,381                   submitted to MOAD for apples; and
                                                  for maintaining and submitting the                      hours, an increase of 4,356 burden                    10,462 certificates maintained and 1,046
                                                  certificates, upon request, MOAD would                  hours from the currently approved 25                  certificates potentially submitted to
                                                  no longer require a carrier to retain a                 burden hours.                                         MOAD for grapes).
                                                  copy of these certificates for its                         In addition, AMS estimates it may                     Estimated Number of Responses per
                                                  compliance purposes.                                    require shippers to submit                            Respondent: 775 for apples and 822 for
                                                     A shipper’s failure to provide proof of              approximately 10 percent of these                     grapes.
                                                  compliance to MOAD could result in a                    certificates (5,279) upon request. The                   Estimated Total Annual Burden on
                                                  compliance investigation and legal                      estimated burden for maintaining the                  Respondents: 4,837 hours.
                                                  action, if warranted.                                   revised FV–205 form certificates as well                 Comments are invited on: (1) Whether
                                                     The information collection under                     as for submitting an estimated 10                     the proposed collection of information
                                                  OMB No. 0581–0143 was last approved                     percent of those certificates to AMS,                 is necessary for the proper performance
                                                  in 2013. On June 14, 2016, AMS                          when requested, would be 5 minutes,                   of the functions of the agency, including
                                                  published a 60-day Notice in the                        which is less than the current 15-minute              whether the information will have
                                                  Federal Register announcing its intent                  recordkeeping burden. As a result of                  practical utility; (2) the accuracy of the
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                                                  to renew the collection (81 FR 38656–                   this action, the information collection               agency’s estimate of the burden of the
                                                  57), followed by a 30-day Notice in the                 package would be revised to reflect a                 proposed collection of information
                                                  Federal Register for OMB review (81 FR                  total estimated recordkeeping burden of               including the validity of the
                                                  55428).                                                 4,837 hours. Since carriers would no                  methodology and assumptions used; (3)
                                                     The currently approved collection                    longer be required to keep copies of the              ways to enhance the quality, utility, and
                                                  authorizes the use of FV–207                            certificates, the current recordkeeping               clarity of the information to be
                                                  (inspection certificate for export                      burden for carriers of apples and grapes              collected; and (4) ways to minimize the
                                                  shipments bound for non-Canadian                        would be removed. AMS would submit                    burden of the collection of information


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                                                  87492                 Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Proposed Rules

                                                  on those who are to respond, including                  may be obtained at any time prior to                  ■   5. Add § 35.9 to read as follows:
                                                  the use of appropriate automated,                       exportation of the apples. Such a
                                                  electronic, mechanical, or other                        Federal or Federal-State certificate shall            § 35.9    Shipper.
                                                  technological collection techniques or                  be designated as an ‘‘Export Form                       Shipper means any person who ships
                                                  other forms of information technology.                  Certificate’’ and shall include the                   or offers for shipment any variety of
                                                  Comments should reference OMB No.                       following statement: ‘‘Meets                          vinifera species table grapes to any
                                                  0581–0143 and ‘‘Export Fruit Acts.’’                    requirements of Export Apple Act.’’                   foreign destination.
                                                  Comments should be sent to USDA in                         (b) Export Form Certificate number.                ■ 6. Revise § 35.12 to read as follows:
                                                  care of the Docket Clerk at the                         The shipper (or shipper’s authorized                  § 35.12    Inspection and certification.
                                                  previously mentioned address. All                       agent) shall enter the Export Form
                                                                                                                                                                   (a) Inspection. Each person shipping
                                                  comments received will be available for                 Certificate number in the Automated
                                                                                                                                                                or offering for shipment any variety of
                                                  public inspection during regular                        Export System (AES), pursuant to the
                                                                                                                                                                vinifera species table grapes to any
                                                  business hours at the same address.                     Electronic Export Information (EEI)
                                                                                                                                                                foreign destination other than
                                                    AMS is committed to compliance                        filing requirements under the Foreign
                                                                                                                                                                destinations in Canada or Mexico shall
                                                  with the Government Paperwork                           Trade Regulations (15 CFR part 30) and
                                                                                                                                                                cause them to be inspected within 14
                                                  Elimination Act, which requires                         Export Clearance Requirements (15 CFR
                                                                                                                                                                days prior to date of export by the
                                                  government agencies in general to                       part 758), except the exemption code
                                                                                                                                                                Federal or Federal-State Inspection
                                                  provide the public with the option of                   BULK CONTRS shall be entered for
                                                                                                                                                                Service in accordance with regulations
                                                  submitting information or transacting                   apples in bulk containers destined for
                                                                                                                                                                governing the inspection and
                                                  business electronically to the maximum                  Canada.
                                                                                                             (c) Delivery and filing of Export Form             certification of fresh fruits, vegetables,
                                                  extent possible.                                                                                              and other products (part 51 of this title)
                                                                                                          Certificate. The shipper shall deliver a
                                                  List of Subjects                                        copy of the Export Form Certificate or                and certified as meeting the
                                                                                                          Memorandum of Inspection to the                       requirements of the Act and this part.
                                                  7 CFR Part 33                                                                                                    (b) Certification. The Federal or
                                                                                                          export carrier. Whenever apples are
                                                    Apples, Exports, Pears, Reporting and                                                                       Federal-State certificate shall be
                                                                                                          inspected and certified at any point
                                                  recordkeeping requirements.                                                                                   designated as an ‘‘Export Form
                                                                                                          other than the port of exportation, the
                                                                                                                                                                Certificate’’ and shall include one of the
                                                  7 CFR Part 35                                           shipper shall deliver a copy of the
                                                                                                                                                                following statements as applicable:
                                                    Administrative practice and                           Export Form Certificate or                               (1) For any variety meeting
                                                  procedure, Exports, Grapes, Plums,                      Memorandum of Inspection to the agent                 specifications of paragraph (a) of § 35.11
                                                  Reporting and recordkeeping                             of the first carrier that thereafter                  ‘‘Meets requirements of Export Grape
                                                  requirements.                                           transports such apples, and such agent                and Plum Act’’ or (2) For any variety
                                                                                                          shall deliver the copy to the proper                  meeting specifications of paragraph (b)
                                                    For the reasons set forth in the                      official of the carrier on which the
                                                  preamble, AMS proposes to amend 7                                                                             of § 35.11 ‘‘Meets requirements of
                                                                                                          apples, covered by the certificate or                 Export Grape and Plum Act except for
                                                  CFR parts 33 and 35 as follows:                         memorandum, are to be exported. The                   export to destinations in Europe,
                                                  PART 33—REGULATIONS ISSUED                              shipper shall also maintain an                        Greenland, or Japan.’’ No carrier shall
                                                  UNDER AUTHORITY OF THE EXPORT                           electronic or paper copy of the Export                transport or receive for transportation
                                                  APPLE ACT                                               Form Certificate for a period of not less             any such variety to any foreign
                                                                                                          than three (3) years after date of export             destination other than Canada or
                                                  ■ 1. The authority citation for 7 CFR                   and shall submit, upon request from                   Mexico unless a copy of the Export
                                                  part 33 continues to read as follows:                   USDA, an electronic or paper copy of                  Form Certificate issued thereon showing
                                                                                                          the Export Form Certificate to USDA,                  that the grapes meet requirements for
                                                      Authority: 48 Stat. 124; 7 U.S.C. 581–590.
                                                                                                          AMS, Specialty Crops Program,                         the applicable export destination is
                                                  ■   2. Add new § 33.9 to read as follows:               Marketing Order and Agreement                         surrendered to such carrier when such
                                                  § 33.9    Shipper.
                                                                                                          Division, 1400 Independence Avenue                    variety is received.
                                                                                                          SW., Stop 0237, Washington, DC 20250–                    (c) Delivery and filing of Export Form
                                                    Shipper means any person who ships                    0237; telephone (202) 720–4607; fax
                                                  or offers for shipment apples to any                                                                          Certificate. The shipper shall deliver a
                                                                                                          (202) 720–5698; or email                              copy of the Export Form Certificate
                                                  foreign destination.                                    AMSCompliance@ams.usda.gov.
                                                  ■ 3. Revise § 33.11 to read as follows:                                                                       covering the shipment to the export
                                                                                                             (d) Spray residue tolerance. If the
                                                                                                                                                                carrier. Whenever grapes are inspected
                                                  § 33.11    Inspection and certification.                inspector has reason to believe that
                                                                                                                                                                and certified at any point other than
                                                                                                          samples of a lot of apples have been
                                                     (a) Inspection and certification. Each                                                                     port of exportation, the shipper shall
                                                                                                          obtained for a determination as to
                                                  person shipping, or offering for                                                                              deliver a copy of the Export Form
                                                                                                          compliance with tolerance for spray
                                                  shipment, apples to any foreign                                                                               Certificate to the agent of the first carrier
                                                                                                          residue, established under the Federal
                                                  destination shall cause them to be                                                                            that thereafter transports such grapes,
                                                                                                          Food, Drug and Cosmetic Act, as
                                                  inspected by the Federal or Federal-                                                                          and such agent shall deliver such copy
                                                                                                          amended (52 Stat. 1040; 21 U.S.C. 301
                                                  State Inspection Service in accordance                                                                        to the proper official of the carrier on
                                                                                                          et seq.), he or she shall not issue a
                                                  with regulations governing the                                                                                which the grapes are to be exported. The
                                                                                                          certificate on the lot unless it complies
                                                  inspection and certification of fresh                                                                         shipper shall also maintain an
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                                                                                                          with such tolerances.
                                                  fruits, and vegetables and other                                                                              electronic or paper copy of the Export
                                                  products (Part 51 of this title) and                    PART 35—EXPORT GRAPES AND                             Form Certificate for a period of not less
                                                  certified as meeting the requirements of                PLUMS                                                 than three (3) years after date of export
                                                  the Act and this part. No carrier shall                                                                       and shall submit, upon request from
                                                  transport apples, or receive apples for                 ■ 4. The authority citation for 7 CFR                 USDA, an electronic or paper copy of
                                                  transportation to any foreign destination               part 35 continues to read as follows:                 the Export Form Certificate to USDA,
                                                  unless they have been so inspected and                    Authority: 74 Stat. 734; 75 Stat. 220; 7            AMS, Specialty Crops Program,
                                                  certified. Inspection and certification                 U.S.C. 591–599.                                       Marketing Order and Agreement


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                                                                        Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Proposed Rules                                          87493

                                                  Division, 1400 Independence Avenue                      period is reopened until January 6,                      Mr. John Cymbalsky, U.S. Department
                                                  SW., Stop 0237, Washington, DC 20250–                   2017.                                                 of Energy, Office of Energy Efficiency
                                                  0237; telephone (202) 720–4607; fax                     DATES: The comment period for the                     and Renewable Energy, Building
                                                  (202) 720–5698; or email                                supplemental notice of proposed                       Technologies Program, EE–2J, 1000
                                                  AMSCompliance@ams.usda.gov.                             rulemaking published on September 23,                 Independence Avenue SW.,
                                                     (d) Export Form Certificate number.                  2016 (81 FR 65719) is reopened. DOE                   Washington, DC 20585–0121.
                                                  The shipper (or shipper’s authorized                    will accept comments, data, and                       Telephone: (202) 287–1692. Email:
                                                  agent) shall enter the Export Form                      information regarding this rulemaking                 residential_furnaces_and_boilers@
                                                  Certificate number in the U.S. Census                   received no later than January 6, 2017.               ee.doe.gov.
                                                  Bureau’s Automated Export System                                                                                 Ms. Johanna Jochum, U.S. Department
                                                                                                          ADDRESSES: Instructions: Any comments
                                                  (AES), pursuant to the Electronic Export                                                                      of Energy, Office of the General Counsel,
                                                                                                          submitted must identify the SNOPR on
                                                  Information (EEI) filing requirements                                                                         GC–33, 1000 Independence Avenue
                                                                                                          Energy Conservation Standards for
                                                  under the Foreign Trade Regulations (15                                                                       SW., Washington, DC 20585–0121.
                                                                                                          Residential Furnaces, and provide
                                                  CFR part 30) and Export Clearance                                                                             Telephone: (202) 287–6307. Email:
                                                                                                          docket number EERE–2014–BT–STD–
                                                  Requirements (15 CFR part 758).                                                                               Johanna.Jochum@hq.doe.gov.
                                                                                                          0031 and/or regulatory information
                                                     (e) Spray residue tolerance. If the                                                                        SUPPLEMENTARY INFORMATION: On
                                                                                                          number (RIN) 1904–AD20. Comments
                                                  inspector has reason to believe that                                                                          September 2, 2016, DOE issued a pre-
                                                                                                          may be submitted using any of the
                                                  samples of a lot of any variety of                                                                            publication supplemental notice of
                                                                                                          following methods:
                                                  vinifera species table grapes have been                   (1) Federal eRulemaking Portal:                     proposed rulemaking (September 2016
                                                  obtained for a determination as to                      www.regulations.gov. Follow the                       SNOPR) pertaining to proposed energy
                                                  compliance with tolerance for spray                     instructions for submitting comments.                 conservation standards for residential
                                                  residue, established under the Federal                    (2) Email:                                          furnaces on the Appliance and
                                                  Food, Drug and Cosmetic Act, as                         ResFurnaces2014STD0031@ee.doe.gov.                    Equipment Standards Web page http://
                                                  amended (52 Stat. 1040; 21 U.S.C. 301                   Include the docket number and/or RIN                  energy.gov/eere/buildings/downloads/
                                                  et seq.), he or she shall not issue a                   in the subject line of the message.                   issuance-2016-09-02-energy-
                                                  certificate on the lot unless it complies               Submit electronic comments in                         conservation-program-energy-
                                                  with such tolerances.                                   WordPerfect, Microsoft Word, PDF, or                  conservation. DOE also posted on the
                                                    Dated: November 29, 2016.                             ASCII file format, and avoid the use of               same Web page its analytical tools and
                                                  Elanor Starmer,                                         special characters or any form of                     supplementary documentation for
                                                  Administrator, Agricultural Marketing                   encryption.                                           residential furnaces. In that pre-
                                                  Service.                                                  (3) Postal Mail: Appliance and                      publication notice, DOE provided for a
                                                  [FR Doc. 2016–29017 Filed 12–2–16; 8:45 am]             Equipment Standards Program, U.S.                     30-day comment period. Following the
                                                  BILLING CODE P
                                                                                                          Department of Energy, Building                        issuance of the pre-publication notice,
                                                                                                          Technologies Office, Mailstop EE–5B,                  Spire Inc., the Air-Conditioning,
                                                                                                          1000 Independence Avenue SW.,                         Heating, and Refrigeration Institute
                                                                                                          Washington, DC 20585–0121. If                         (AHRI), and the American Gas
                                                  DEPARTMENT OF ENERGY                                    possible, please submit all items on a                Association and American Public Gas
                                                                                                          compact disc (CD), in which case it is                Association (AGA/APGA, jointly)
                                                  10 CFR Part 430
                                                                                                          not necessary to include printed copies.              submitted requests that DOE extend the
                                                  [Docket No. EERE–2014–BT–STD–0031]                         (4) Hand Delivery/Courier: Appliance               30-day comment period by 60
                                                                                                          and Equipment Standards Program, U.S.                 additional days. (Spire, No. 219 at p. 1;
                                                  RIN 1904–AD20                                           Department of Energy, Building                        AGA/APGA, No. 220 at pp. 1–3; AHRI,
                                                                                                          Technologies Office, 950 L’Enfant Plaza               No. 221 at p. 1) These commenters
                                                  Energy Conservation Program: Energy
                                                                                                          SW., 6th Floor, Washington, DC 20024.                 requested additional time to review
                                                  Conservation Standards for
                                                                                                          Telephone: (202) 586–6636. If possible,               DOE’s analytical tools and
                                                  Residential Furnaces
                                                                                                          please submit all items on a CD, in                   supplementary materials supporting the
                                                  AGENCY:  Office of Energy Efficiency and                which case it is not necessary to include             September 2016 SNOPR. To
                                                  Renewable Energy, Department of                         printed copies.                                       accommodate those requests, DOE
                                                  Energy.                                                    Docket: The docket, which includes                 extended the comment period by 30
                                                  ACTION: Reopening of public comment                     Federal Register notices, public meeting              days when it published in the Federal
                                                  period.                                                 attendee lists and transcripts,                       Register the September 23, 2016
                                                                                                          comments, and other supporting                        SNOPR, providing for a comment period
                                                  SUMMARY:   On September 23, 2016, the                   documents/materials, is available for                 of 60 days ending November 22, 2016.
                                                  U.S. Department of Energy (DOE)                         review at www.regulations.gov. All                    81 FR 65719. During the SNOPR public
                                                  published a supplemental notice of                      documents in the docket are listed in                 meeting on October 17, 2016, DOE
                                                  proposed rulemaking (SNOPR) and                         the www.regulations.gov index.                        noted that between the date of issuance
                                                  announcement of public meeting                          However, some documents listed in the                 of the pre-publication notice (along with
                                                  pertaining to proposed energy                           index may not be publicly available,                  analytical tools and documentation) and
                                                  conservation standards for residential                  such as those containing information                  the end of the comment period on
                                                  furnaces in the Federal Register. The                   that is exempt from public disclosure.                November 22, 2016, interested parties
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                                                  notice provided an opportunity for                         The docket Web page can be found at:               would have had 81 days to review the
                                                  submitting written comments, data, and                  http://www.regulations.gov/                           notice, analytical tools and
                                                  information by November 22, 2016. This                  #!docketDetail;D=EERE-2014-BT-STD-                    supplementary documentation. (DOE,
                                                  document announces a reopening of the                   0031. The docket Web page contains                    No. 243 at p. 213)
                                                  public comment period for submitting                    simple instructions on how to access all                 Following publication in the Federal
                                                  comments and data on the SNOPR or                       documents, including public comments,                 Register of the September 2016 SNOPR
                                                  any other aspect of the rulemaking for                  in the docket.                                        on September 23, 2016, commenters
                                                  residential furnaces. The comment                       FOR FURTHER INFORMATION CONTACT:                      again requested that DOE extend the


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Document Created: 2016-12-03 00:26:17
Document Modified: 2016-12-03 00:26:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments must be received by January 4, 2017.
ContactShannon Ramirez, Compliance and Enforcement Specialist, or Vincent Fusaro, Compliance and Enforcement Branch Chief, Marketing Order and Agreement Division, Specialty Crops Program, AMS, USDA; Telephone: (202) 720-2491, Fax: (202) 720-8938, or Email: [email protected] or [email protected]
FR Citation81 FR 87486 
CFR Citation7 CFR 33
7 CFR 35
CFR AssociatedApples; Exports; Pears; Reporting and Recordkeeping Requirements; Administrative Practice and Procedure; Grapes and Plums

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