81_FR_87798 81 FR 87565 - Health Document Submission Requirements for Tobacco Products; Guidance for Industry; Availability

81 FR 87565 - Health Document Submission Requirements for Tobacco Products; Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 233 (December 5, 2016)

Page Range87565-87566
FR Document2016-29117

The Food and Drug Administration (FDA or we) is announcing the availability of a revised guidance for industry entitled ``Health Document Submission Requirements for Tobacco Products.'' The guidance provides information to assist persons making health document submissions to FDA as required by the Family Smoking Prevention and Tobacco Control Act. We received several comments to the draft guidance, and those comments were considered as the guidance was finalized.

Federal Register, Volume 81 Issue 233 (Monday, December 5, 2016)
[Federal Register Volume 81, Number 233 (Monday, December 5, 2016)]
[Notices]
[Pages 87565-87566]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29117]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2009-D-0600]


Health Document Submission Requirements for Tobacco Products; 
Guidance for Industry; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is announcing the 
availability of a revised guidance for industry entitled ``Health 
Document Submission Requirements for Tobacco Products.'' The guidance 
provides information to assist persons making health document 
submissions to FDA as required by the Family Smoking Prevention and 
Tobacco Control Act. We received several comments to the draft 
guidance, and those comments were considered as the guidance was 
finalized.

DATES: Submit either electronic or written comments on Agency guidances 
at any time.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2009-D-0600 for ``Health Document Submission Requirements for 
Tobacco Products.'' Received comments will be placed in the docket and, 
except for those submitted as ``Confidential Submissions,'' publicly 
viewable at http://www.regulations.gov or at the Division of Dockets 
Management between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be

[[Page 87566]]

made publicly available, submit your comments only as a written/paper 
submission. You should submit two copies total. One copy will include 
the information you claim to be confidential with a heading or cover 
note that states ``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' 
The Agency will review this copy, including the claimed confidential 
information, in its consideration of comments. The second copy, which 
will have the claimed confidential information redacted/blacked out, 
will be available for public viewing and posted on http://www.regulations.gov. Submit both copies to the Division of Dockets 
Management. If you do not wish your name and contact information to be 
made publicly available, you can provide this information on the cover 
sheet and not in the body of your comments and you must identify this 
information as ``confidential.'' Any information marked as 
``confidential'' will not be disclosed except in accordance with 21 CFR 
10.20 and other applicable disclosure law. For more information about 
FDA's posting of comments to public dockets, see 80 FR 56469, September 
18, 2015, or access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of the guidance to the 
Center for Tobacco Products, Food and Drug Administration, 10903 New 
Hampshire Ave., Document Control Center, Bldg. 71, Rm. G335, Silver 
Spring, MD 20993-0002. Send two self-addressed adhesive labels to 
assist that office in processing your requests. See the SUPPLEMENTARY 
INFORMATION section for electronic access to the guidance document.

FOR FURTHER INFORMATION CONTACT: Katherine Collins, Center for Tobacco 
Products, Food and Drug Administration, 10903 New Hampshire Ave., 
Document Control Center, Bldg. 71, Rm. G335, Silver Spring, MD 20993-
0002, 1-877-287-1373, email: [email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a revised guidance for 
industry entitled ``Health Document Submission Requirements for Tobacco 
Products.''
    The revised guidance includes guidance for manufacturers or 
importers of newly deemed tobacco products that are subject to chapter 
IX of the Federal Food, Drug, and Cosmetic Act (the FD&C Act) (21 
U.S.C. 387). Cigarettes, cigarette tobacco, roll-your-own, and 
smokeless tobacco were immediately subject to chapter IX of the FD&C 
Act, including section 904(a)(4), which requires the submission of 
certain health documents. Section 901(b) of the FD&C Act grants FDA 
authority to deem all other tobacco products subject to chapter IX of 
the FD&C Act as well. Pursuant to that authority, FDA issued a final 
rule deeming all other products that meet the statutory definition of 
``tobacco product,'' set forth in section 201(rr) of the FD&C Act (21 
U.S.C. 321(rr)), except for accessories of those products, subject to 
the Chapter IX of the FD&C Act (81 FR 28973). FDA published the final 
rule on May 10, 2016 (81 FR 28973) and it became effective on August 8, 
2016. Therefore, manufacturers and importers of such tobacco products 
are now required to comply with chapter IX of the FD&C Act, including 
section 904(a)(4).

II. Significance of Guidance

    FDA is issuing this guidance consistent with FDA's good guidance 
practices regulation (21 CFR 10.115). The guidance represents the 
current thinking of FDA on health document submission requirements. It 
does not establish any rights for any person and is not binding on FDA 
or the public. You can use an alternative approach if it satisfies the 
requirements of the applicable statutes and regulations.

III. Paperwork Reduction Act of 1995

    This guidance also refers to previously approved collections of 
information found in FDA statute. The guidance includes information and 
recommendations for how to provide health document submissions. The 
collections of information in section 904 (a)(4) of the FD&C Act have 
been approved under OMB control number 0910-0654.

IV. Electronic Access

    Persons with access to the Internet may obtain an electronic 
version of the guidance at either http://www.regulations.gov or http://www.fda.gov/TobaccoProducts/Labeling/RulesRegulationsGuidance/default.htm.

    Dated: November 29, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-29117 Filed 12-2-16; 8:45 am]
BILLING CODE 4164-01-P



                                                                            Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Notices                                           87565

                                                drug labeling under the PLR (21 CFR                     product labeling. It does not establish               DATES:  Submit either electronic or
                                                201.57(c)(13)) and provides guidance on                 any rights for any person and is not                  written comments on Agency guidances
                                                the inclusion of clinical                               binding on FDA or the public. You can                 at any time.
                                                recommendations based on clinical                       use an alternative approach if it satisfies           ADDRESSES: You may submit comments
                                                pharmacology findings in other sections                 the requirement of the applicable                     as follows:
                                                of the labeling. The guidance is also                   statutes and regulations.
                                                intended to ensure consistency, as                                                                            Electronic Submissions
                                                appropriate, in labeling of the                         III. The Paperwork Reduction Act of                     Submit electronic comments in the
                                                CLINICAL PHARMACOLOGY section                           1995                                                  following way:
                                                for all prescription drug products                        This guidance refers to previously                    • Federal eRulemaking Portal: http://
                                                approved by FDA.                                        approved collections of information that              www.regulations.gov. Follow the
                                                   This guidance provides a general                     are subject to review by the Office of                instructions for submitting comments.
                                                framework and set of recommendations                    Management and Budget (OMB) under                     Comments submitted electronically,
                                                that should be adapted to specific drugs                the Paperwork Reduction Act of 1995                   including attachments, to http://
                                                and their conditions of use. Not all of                 (44 U.S.C. 3501–3520). The collections                www.regulations.gov will be posted to
                                                the information identified in this                      of information in 21 CFR 201.56 and                   the docket unchanged. Because your
                                                guidance for inclusion in the CLINICAL                  201.57 have been approved under OMB                   comment will be made public, you are
                                                PHARMACOLOGY section of product                         control number 0910–0572; the                         solely responsible for ensuring that your
                                                labeling will be applicable for every                   collections of information related to                 comment does not include any
                                                drug. For the purposes of this notice, all              pharmacogenomic data have been                        confidential information that you or a
                                                references to drugs include both human                  approved under OMB control number                     third party may not wish to be posted,
                                                drugs and biological products unless                    0910–0557.                                            such as medical information, your or
                                                otherwise specified.                                                                                          anyone else’s Social Security number, or
                                                   The guidance outlines the use of                     IV. Electronic Access                                 confidential business information, such
                                                subsections, headings, and subheadings                    Persons with access to the Internet                 as a manufacturing process. Please note
                                                to provide organization for the                         may obtain the document at either                     that if you include your name, contact
                                                CLINCAL PHARMACOLOGY section in                         http://www.fda.gov/Drugs/Guidance                     information, or other information that
                                                labeling. The guidance also emphasizes                  ComplianceRegulatoryInformation/                      identifies you in the body of your
                                                the importance of providing variability                 Guidances/default.htm, http://                        comments, that information will be
                                                measures related to pharmacokinetic                     www.fda.gov/BiologicsBloodVaccines/                   posted on http://www.regulations.gov.
                                                measures and parameters,                                GuidanceComplianceRegulatory                            • If you want to submit a comment
                                                pharmacodynamic measures, and other                     Information/Guidances/default.htm, or                 with confidential information that you
                                                clinical pharmacology study results.                    https://www.regulations.gov.                          do not wish to be made available to the
                                                   In addition to clarifications and edits                                                                    public, submit the comment as a
                                                throughout the guidance on various                        Dated: November 29, 2016.
                                                                                                                                                              written/paper submission and in the
                                                subsections of section 12, some notable                 Leslie Kux,
                                                                                                                                                              manner detailed (see ‘‘Written/Paper
                                                changes from the revised draft guidance                 Associate Commissioner for Policy.
                                                                                                                                                              Submissions’’ and ‘‘Instructions’’).
                                                include:                                                [FR Doc. 2016–29125 Filed 12–2–16; 8:45 am]
                                                   • Addressing whether applicants are                  BILLING CODE 4164–01–P
                                                                                                                                                              Written/Paper Submissions
                                                expected to revise current approved                                                                              Submit written/paper submissions as
                                                labeling if reserved sections 12.4 and                                                                        follows:
                                                12.5 have already been used for other                   DEPARTMENT OF HEALTH AND                                 • Mail/Hand delivery/Courier (for
                                                topics, and                                             HUMAN SERVICES                                        written/paper submissions): Division of
                                                   • Providing revised recommendations                                                                        Dockets Management (HFA–305), Food
                                                on the inclusion of pregnancy and                       Food and Drug Administration                          and Drug Administration, 5630 Fishers
                                                lactation information to be consistent                                                                        Lane, Rm. 1061, Rockville, MD 20852.
                                                                                                        [Docket No. FDA–2009–D–0600]
                                                with recommendations in FDA’s                                                                                    • For written/paper comments
                                                ‘‘Pregnancy and Lactation Labeling                      Health Document Submission                            submitted to the Division of Dockets
                                                Rule’’ (https://www.federalregister.gov/                Requirements for Tobacco Products;                    Management, FDA will post your
                                                documents/2014/12/04/2014-28241/                        Guidance for Industry; Availability                   comment, as well as any attachments,
                                                content-and-format-of-labeling-for-                                                                           except for information submitted,
                                                human-prescription-drug-and-                            AGENCY:    Food and Drug Administration,              marked and identified, as confidential,
                                                biological-products-requirements-for)                   HHS.                                                  if submitted as detailed in
                                                (December 2014) and draft guidance for                  ACTION:   Notice of availability.                     ‘‘Instructions.’’
                                                industry entitled ‘‘Pregnancy, Lactation,                                                                        Instructions: All submissions received
                                                and Reproductive Potential: Labeling for                SUMMARY:   The Food and Drug                          must include the Docket No. FDA–
                                                Human Prescription Drug and Biological                  Administration (FDA or we) is                         2009–D–0600 for ‘‘Health Document
                                                Products—Content and Format’’ (http://                  announcing the availability of a revised              Submission Requirements for Tobacco
                                                www.fda.gov/downloads/drugs/                            guidance for industry entitled ‘‘Health               Products.’’ Received comments will be
                                                guidancecomplianceregulatory                            Document Submission Requirements for                  placed in the docket and, except for
                                                information/guidances/ucm425398.pdf)                    Tobacco Products.’’ The guidance                      those submitted as ‘‘Confidential
                                                                                                        provides information to assist persons
sradovich on DSK3GMQ082PROD with NOTICES




                                                (December 2014).                                                                                              Submissions,’’ publicly viewable at
                                                   This guidance is being issued                        making health document submissions to                 http://www.regulations.gov or at the
                                                consistent with FDA’s good guidance                     FDA as required by the Family Smoking                 Division of Dockets Management
                                                practices regulation (21 CFR 10.115).                   Prevention and Tobacco Control Act.                   between 9 a.m. and 4 p.m., Monday
                                                The guidance represents the current                     We received several comments to the                   through Friday.
                                                thinking of FDA on inclusion of clinical                draft guidance, and those comments                       • Confidential Submissions—To
                                                pharmacology information in section 12                  were considered as the guidance was                   submit a comment with confidential
                                                CLINICAL PHARMACOLOGY of                                finalized.                                            information that you do not wish to be


                                           VerDate Sep<11>2014   19:12 Dec 02, 2016   Jkt 241001   PO 00000   Frm 00036   Fmt 4703   Sfmt 4703   E:\FR\FM\05DEN1.SGM   05DEN1


                                                87566                       Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Notices

                                                made publicly available, submit your                    I. Background                                           Dated: November 29, 2016.
                                                comments only as a written/paper                           FDA is announcing the availability of              Leslie Kux,
                                                submission. You should submit two                       a revised guidance for industry entitled              Associate Commissioner for Policy.
                                                copies total. One copy will include the                 ‘‘Health Document Submission                          [FR Doc. 2016–29117 Filed 12–2–16; 8:45 am]
                                                information you claim to be confidential                Requirements for Tobacco Products.’’                  BILLING CODE 4164–01–P
                                                with a heading or cover note that states                   The revised guidance includes
                                                ‘‘THIS DOCUMENT CONTAINS                                guidance for manufacturers or importers
                                                CONFIDENTIAL INFORMATION.’’ The                         of newly deemed tobacco products that                 DEPARTMENT OF HEALTH AND
                                                Agency will review this copy, including                 are subject to chapter IX of the Federal              HUMAN SERVICES
                                                the claimed confidential information, in                Food, Drug, and Cosmetic Act (the
                                                                                                        FD&C Act) (21 U.S.C. 387). Cigarettes,                Food and Drug Administration
                                                its consideration of comments. The
                                                second copy, which will have the                        cigarette tobacco, roll-your-own, and                 [Docket No. FDA–1999–D–1875]
                                                claimed confidential information                        smokeless tobacco were immediately
                                                redacted/blacked out, will be available                 subject to chapter IX of the FD&C Act,                Compliance Policy Guide Sec. 615.115
                                                for public viewing and posted on http://                including section 904(a)(4), which                    on Extralabel Use of Medicated Feeds
                                                www.regulations.gov. Submit both                        requires the submission of certain                    for Minor Species; Availability
                                                copies to the Division of Dockets                       health documents. Section 901(b) of the               AGENCY:    Food and Drug Administration,
                                                Management. If you do not wish your                     FD&C Act grants FDA authority to deem                 HHS.
                                                                                                        all other tobacco products subject to
                                                name and contact information to be                                                                            ACTION:   Notice of availability.
                                                                                                        chapter IX of the FD&C Act as well.
                                                made publicly available, you can
                                                                                                        Pursuant to that authority, FDA issued                SUMMARY:    The Food and Drug
                                                provide this information on the cover
                                                                                                        a final rule deeming all other products               Administration (FDA or Agency) is
                                                sheet and not in the body of your                       that meet the statutory definition of
                                                comments and you must identify this                                                                           announcing the availability of a revised
                                                                                                        ‘‘tobacco product,’’ set forth in section             Compliance Policy Guide (CPG) 615.115
                                                information as ‘‘confidential.’’ Any                    201(rr) of the FD&C Act (21 U.S.C.                    entitled ‘‘Extralabel Use of Medicated
                                                information marked as ‘‘confidential’’                  321(rr)), except for accessories of those             Feeds for Minor Species.’’ In advance of
                                                will not be disclosed except in                         products, subject to the Chapter IX of                the January 1, 2017, date on which we
                                                accordance with 21 CFR 10.20 and other                  the FD&C Act (81 FR 28973). FDA                       anticipate that a number of drugs will
                                                applicable disclosure law. For more                     published the final rule on May 10,                   convert from over-the-counter (OTC) to
                                                information about FDA’s posting of                      2016 (81 FR 28973) and it became                      veterinary feed directive (VFD) status,
                                                comments to public dockets, see 80 FR                   effective on August 8, 2016. Therefore,               this revised CPG clarifies policy and
                                                56469, September 18, 2015, or access                    manufacturers and importers of such                   regulatory action guidance to FDA staff
                                                the information at: http://www.fda.gov/                 tobacco products are now required to                  on the Agency’s exercise of regulatory
                                                regulatoryinformation/dockets/                          comply with chapter IX of the FD&C                    discretion with regard to the extralabel
                                                default.htm.                                            Act, including section 904(a)(4).                     use of medicated feeds containing those
                                                   Docket: For access to the docket to                  II. Significance of Guidance                          drugs in minor species.
                                                read background documents or the                           FDA is issuing this guidance                       DATES: The Agency is soliciting public
                                                electronic and written/paper comments                   consistent with FDA’s good guidance                   comment, but is implementing this CPG
                                                received, go to http://                                 practices regulation (21 CFR 10.115).                 immediately because the Agency has
                                                www.regulations.gov and insert the                      The guidance represents the current                   determined that prior public
                                                docket number, found in brackets in the                 thinking of FDA on health document                    participation is not feasible or
                                                heading of this document, into the                      submission requirements. It does not                  appropriate. You may submit either
                                                ‘‘Search’’ box and follow the prompts                   establish any rights for any person and               electronic or written comments on
                                                and/or go to the Division of Dockets                    is not binding on FDA or the public.                  Agency guidances at any time.
                                                Management, 5630 Fishers Lane, Rm.                      You can use an alternative approach if                ADDRESSES: You may submit comments
                                                1061, Rockville, MD 20852.                              it satisfies the requirements of the                  as follows:
                                                   Submit written requests for single                   applicable statutes and regulations.                  Electronic Submissions
                                                copies of the guidance to the Center for                III. Paperwork Reduction Act of 1995                     Submit electronic comments in the
                                                Tobacco Products, Food and Drug                                                                               following way:
                                                Administration, 10903 New Hampshire                        This guidance also refers to
                                                                                                        previously approved collections of                       • Federal eRulemaking Portal:
                                                Ave., Document Control Center, Bldg.                                                                          https://www.regulations.gov/. Follow
                                                                                                        information found in FDA statute. The
                                                71, Rm. G335, Silver Spring, MD 20993–                                                                        the instructions for submitting
                                                                                                        guidance includes information and
                                                0002. Send two self-addressed adhesive                                                                        comments. Comments submitted
                                                                                                        recommendations for how to provide
                                                labels to assist that office in processing                                                                    electronically, including attachments, to
                                                                                                        health document submissions. The
                                                your requests. See the SUPPLEMENTARY                    collections of information in section 904             https://www.regulations.gov/ will be
                                                INFORMATION section for electronic                                                                            posted to the docket unchanged.
                                                                                                        (a)(4) of the FD&C Act have been
                                                access to the guidance document.                        approved under OMB control number                     Because your comment will be made
                                                FOR FURTHER INFORMATION CONTACT:                        0910–0654.                                            public, you are solely responsible for
                                                Katherine Collins, Center for Tobacco                                                                         ensuring that your comment does not
                                                                                                        IV. Electronic Access                                 include any confidential information
sradovich on DSK3GMQ082PROD with NOTICES




                                                Products, Food and Drug
                                                Administration, 10903 New Hampshire                       Persons with access to the Internet                 that you or a third party may not wish
                                                Ave., Document Control Center, Bldg.                    may obtain an electronic version of the               to be posted, such as medical
                                                71, Rm. G335, Silver Spring, MD 20993–                  guidance at either http://                            information, your or anyone else’s
                                                                                                        www.regulations.gov or http://                        Social Security number, or confidential
                                                0002, 1–877–287–1373, email: AskCTP@
                                                                                                        www.fda.gov/TobaccoProducts/                          business information, such as a
                                                fda.hhs.gov.
                                                                                                        Labeling/RulesRegulationsGuidance/                    manufacturing process. Please note that
                                                SUPPLEMENTARY INFORMATION:                              default.htm.                                          if you include your name, contact


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Document Created: 2016-12-03 00:26:01
Document Modified: 2016-12-03 00:26:01
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesSubmit either electronic or written comments on Agency guidances at any time.
ContactKatherine Collins, Center for Tobacco Products, Food and Drug Administration, 10903 New Hampshire Ave., Document Control Center, Bldg. 71, Rm. G335, Silver Spring, MD 20993- 0002, 1-877-287-1373, email: [email protected]
FR Citation81 FR 87565 

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