81 FR 87603 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 233 (December 5, 2016)

Page Range		87603-87603
FR Document		2016-29087

Federal Register, Volume 81 Issue 233 (Monday, December 5, 2016)

[Federal Register Volume 81, Number 233 (Monday, December 5, 2016)]
[Notices]
[Page 87603]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29087]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736

Extension:
    Regulation S, SEC File No. 270-315, OMB Control No. 3235-0357

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Regulation S (17 CFR 230.901 through 230.905) sets forth rules 
governing offers and sales of securities made outside the United States 
without registration under the Securities Act of 1933 (15 U.S.C. 77a et 
seq.). Regulation S clarifies the extent to which Section 5 of the 
Securities Act applies to offers and sales of securities outside of the 
United States. Regulation S is assigned one burden hour for 
administrative convenience.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: November 23, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-29087 Filed 12-2-16; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 233 / Monday, December 5, 2016 / Notices 87603

Date
Agency name Organization name Position title Request No. vacated

Office of International Information Staff Assistant ................................ DS160058 06/26/2016
Programs.
Department of Transportation ........ Office of the Secretary ................... Deputy White House Liaison ......... DT150081 06/11/2016
White House Liaison ...................... DT150054 06/11/2016
Department of the Treasury ........... Office of the Under Secretary for Senior Policy Advisor ..................... DY140047 06/25/2016
Terrorism and Financial Intel-
ligence.

Authority: 5 U.S.C. 3301 and 3302; E.O. Office Building, Washington, DC 20503, solicit comments on the proposed rule
10577, 3 CFR, 1954–1958 Comp., p. 218. or by sending an email to: Shagufta_ change from interested persons.
U.S. Office of Personnel Management. Ahmed@omb.eop.gov; and (ii) Pamela
I. Self-Regulatory Organization’s
Beth F. Cobert, Dyson, Director/Chief Information
Statement of the Terms of Substance of
Acting Director. Officer, Securities and Exchange
the Proposed Rule Change
[FR Doc. 2016–29130 Filed 12–2–16; 8:45 am] Commission, c/o Remi Pavlik-Simon,
100 F Street NE., Washington, DC 20549 FINRA is proposing to amend FINRA
BILLING CODE 6325–39–P
or send an email to: PRA_Mailbox@ Rule 6191 to modify the Web site data
sec.gov. Comments must be submitted to publication requirements relating to the
OMB within 30 days of this notice. Regulation NMS Plan to Implement a
SECURITIES AND EXCHANGE Tick Size Pilot Program (‘‘Plan’’).
COMMISSION Dated: November 23, 2016. The text of the proposed rule change
Robert W. Errett, is available on FINRA’s Web site at
Submission for OMB Review; Deputy Secretary. http://www.finra.org, at the principal
Comment Request office of FINRA and at the
[FR Doc. 2016–29087 Filed 12–2–16; 8:45 am]
Upon Written Request Copies Available BILLING CODE 8011–01–P Commission’s Public Reference Room.
From: Securities and Exchange II. Self-Regulatory Organization’s
Commission, Office of FOIA Services, Statement of the Purpose of, and
100 F Street NE., Washington, DC SECURITIES AND EXCHANGE Statutory Basis for, the Proposed Rule
20549–2736 COMMISSION Change
Extension:
Regulation S, SEC File No. 270–315, OMB
In its filing with the Commission,
[Release No. 34–79424; File No. SR–FINRA–
Control No. 3235–0357 FINRA included statements concerning
2016–042]
the purpose of and basis for the
Notice is hereby given that, pursuant proposed rule change and discussed any
to the Paperwork Reduction Act of 1995 Self-Regulatory Organizations;
Financial Industry Regulatory comments it received on the proposed
(44 U.S.C. 3501 et seq.), the Securities rule change. The text of these statements
and Exchange Commission Authority, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed may be examined at the places specified
(‘‘Commission’’) has submitted to the in Item IV below. FINRA has prepared
Office of Management and Budget this Rule Change To Amend FINRA Rule
6191 To Modify the Web Site Data summaries, set forth in sections A, B,
request for extension of the previously and C below, of the most significant
approved collection of information Publication Requirements Relating to
the Regulation NMS Plan To Implement aspects of such statements.
discussed below.
Regulation S (17 CFR 230.901 through a Tick Size Pilot Program A. Self-Regulatory Organization’s
230.905) sets forth rules governing offers Statement of the Purpose of, and
November 29, 2016.
and sales of securities made outside the Statutory Basis for, the Proposed Rule
United States without registration under Pursuant to Section 19(b)(1) of the Change
the Securities Act of 1933 (15 U.S.C. 77a Securities Exchange Act of 1934
1. Purpose
et seq.). Regulation S clarifies the extent (‘‘Act’’) 1 and Rule 19b–4 thereunder,2
to which Section 5 of the Securities Act notice is hereby given that on November On August 25, 2014, FINRA, and
applies to offers and sales of securities 15, 2016, Financial Industry Regulatory several other self-regulatory
outside of the United States. Regulation Authority, Inc. (‘‘FINRA’’) filed with the organizations (the ‘‘Participants’’) filed
S is assigned one burden hour for Securities and Exchange Commission with the Commission, pursuant to
administrative convenience. (‘‘SEC’’ or ‘‘Commission’’) the proposed Section 11A of the Act 4 and Rule 608
An agency may not conduct or rule change as described in Items I and of Regulation NMS thereunder,5 the
sponsor, and a person is not required to II below, which Items have been Plan to Implement a Tick Size Pilot
respond to, a collection of information prepared by FINRA. FINRA has Program.6 The Participants filed the
unless it displays a currently valid designated the proposed rule change as Plan to comply with an order issued by
control number. constituting a ‘‘non-controversial’’ rule the Commission on June 24, 2014.7 The
The public may view the background change under paragraph (f)(6) of Rule Plan was published for comment in the
documentation for this information Federal Register on November 7, 2014,
sradovich on DSK3GMQ082PROD with NOTICES

19b–4 under the Act,3 which renders
collection at the following Web site, the proposal effective upon receipt of
www.reginfo.gov. Comments should be this filing by the Commission. The 4 15 U.S.C. 78k–1.
5 17 CFR 242.608.
directed to: (i) Desk Officer for the Commission is publishing this notice to 6 See Letter from Brendon J. Weiss, Vice
Securities and Exchange Commission,
President, Intercontinental Exchange, Inc., to
Office of Information and Regulatory 1 15 U.S.C. 78s(b)(1). Secretary, Commission, dated August 25, 2014.
Affairs, Office of Management and 2 17 CFR 240.19b–4. 7 See Securities Exchange Act Release No 72460

Budget, Room 10102, New Executive 3 17 CFR 240.19b–4(f)(6). (June 24, 2014), 79 FR 36840 (June 30, 2014).

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Document Created: 2016-12-03 00:25:55
Document Modified: 2016-12-03 00:25:55

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 87603