81_FR_88924 81 FR 88688 - Submission for OMB Review; Comment Requested

81 FR 88688 - Submission for OMB Review; Comment Requested

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Administration for Children and Families

Federal Register Volume 81, Issue 236 (December 8, 2016)

Page Range88688-88690
FR Document2016-29406

Federal Register, Volume 81 Issue 236 (Thursday, December 8, 2016)
[Federal Register Volume 81, Number 236 (Thursday, December 8, 2016)]
[Notices]
[Pages 88688-88690]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29406]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Administration for Children and Families


Submission for OMB Review; Comment Requested

    Title: RPG National Cross-Site Evaluation and Evaluation Technical 
Assistance.
    OMB No.: 0970-0444.
    Description: The Children's Bureau within the Administration for 
Children and Families of the U.S. Department of Health and Human 
Services seeks a renewal of clearance to collect information for the 
Regional Partnership Grants to Increase the Well-being of and to 
Improve Permanency Outcomes for Children Affected by Substance Abuse 
Cross-Site Evaluation and Evaluation-Related Technical Assistance and 
Data Collection Support for Regional Partnership Grant Program Round 
Three Sites or ``RPG'' projects. Under RPG, the Children's Bureau has 
issued 21 grants to organizations such as child welfare or substance 
abuse treatment providers or family court systems to develop 
interagency collaborations and integration of programs, activities, and 
services designed to increase well-being, improve permanency, and 
enhance the safety of children who are in an out-of-home placement or 
are at risk of being placed in out-of-home care as a result of a 
parent's or caretaker's substance use dependence. The Child and Family 
Services Improvement and Innovation Act (Pub. L. 112-34) includes a 
targeted grants program (section 437(f) of the Social Security Act) 
that directs the Secretary of Health and Human Services to reserve a 
specified portion of the appropriation for these Regional Partnership 
Grants, to be used to improve the well-being of children affected by 
substance abuse. The overall objective of the Cross-Site Evaluation and 
Technical Assistance projects (the RPG Cross-Site Evaluation) is to 
plan, develop, and implement a rigorous national cross-site evaluation 
of the RPG Grant Program, provide legislatively-mandated performance 
measurement, furnish evaluation-related technical assistance to the 
grantees in order to improve the quality and rigor of their local 
evaluations, and support their participation in the cross-site 
evaluation. The project will evaluate the programs and activities 
conducted through the RPG Program. The evaluation is being undertaken 
by the Children's Bureau and its contractor Mathematica Policy 
Research. The evaluation is being implemented by Mathematica Policy 
Research and its subcontractors, WRMA, Inc., and Synergy Enterprises.
    The RPG Cross-Site Evaluation includes the following components:
    1. Implementation and Partnership Study. The RPG cross-site 
implementation and partnership study will contribute to building the 
knowledge base about effective implementation strategies by examining 
the process of implementation in the 21 RPG projects, with a focus on 
factors shown in the research literature to be associated with quality 
implementation of evidence-based programs. This component of the study 
describes the RPG projects' target populations, selected interventions 
and their fit with the target populations, inputs to implementation, 
and actual services provided (including dosage, duration, content, 
adherence to curricula, and participant responsiveness). It examines 
the key attributes of the regional partnerships that grantees develop 
(for example, partnerships among child welfare and substance abuse 
treatment providers, social services, and family courts). It describes 
the characteristics and roles of the partner organizations, the extent 
of coordination and collaboration, and their potential to sustain the 
partnerships after the grant ends. Key data collection activities of 
the implementation and partnership study are: (1) Conducting site 
visits during which researchers interview RPG program directors, 
managers, supervisors, and frontline staff who work directly with 
families; (2) administering a survey to frontline staff involved in 
providing direct services to children, adults, and families; (3) asking 
grantees to provide information about implementation and their 
partnerships as part of their federally required semi-annual progress 
reports; (4) obtaining service use data from grantees, enrollment date 
and demographics of enrollees, exit date and reason, and

[[Page 88689]]

service participation, which are entered into a web-based system 
operated by Mathematica Policy Research and its subcontractors; and (5) 
administering a survey to representatives of the partner organizations.
    2. Outcomes Study. The goal of the outcomes study is to describe 
the changes that occur in children and families who participate in the 
RPG programs. This study will describe participant outcomes in five 
domains: (1) Child well-being, (2) family functioning/stability, (3) 
adult recovery from substance use disorder, (4) child permanency, and 
(5) child safety. Two main types of outcome data will be used--both of 
which are being collected by RPG grantees: (1) Administrative child 
welfare and adult substance abuse treatment records and (2) 
standardized instruments administered to the parents and/or caregivers. 
The Children's Bureau is requiring grantees to obtain and report 
specified administrative records, and to use a prescribed set of 
standardized instruments. Grantees will provide these data to the 
cross-site evaluation team twice a year by uploading them to a data 
system operated by Mathematica Policy Research and its subcontractors.
    3. Impact Study. The goal of the impact study is to assess the 
impact of the RPG interventions on child, adult, and family outcomes by 
comparing outcomes for people enrolled in RPG services to those in 
comparison groups, such as people who do not receive RPG services or 
receive only a subset of the services. The impact study will use 
demographic and outcome data on both program (treatment) and comparison 
groups from a subset of grantees with appropriate local evaluation 
designs such as randomized controlled trials or strong quasi-
experimental designs; 5 of the 21 grantees have such designs. Site-
specific impacts will be estimated for these seven grantees. Aggregated 
impact estimates will be created by pooling impact estimates across 
appropriate sites to obtain a more powerful summary of the 
effectiveness of RPG interventions.
    In addition to conducting local evaluations and participating in 
the RPG Cross-Site Evaluation, the RPG grantees are legislatively 
required to report performance indicators aligned with their proposed 
program strategies and activities. A key strategy of the RPG Cross-Site 
Evaluation is to minimize burden on the grantees by ensuring that the 
cross-site evaluation, which includes all grantees in a study that 
collects data to report on implementation, the partnerships, and 
participant characteristics and outcomes, fully meets the need for 
performance reporting. Thus, rather than collecting separate evaluation 
and performance indicator data, the grantees need only participate in 
the cross-site evaluation. In addition, using the standardized 
instruments that the Children's Bureau has specified will ensure that 
grantees have valid and reliable data on child and family outcomes for 
their local evaluations. The inclusion of an impact study conducted on 
a subset of grantees with rigorous designs will also provide the 
Children's Bureau, Congress, grantees, providers, and researchers with 
information about the effectiveness of RPG programs.
    A 60-day Federal Register Notice was published for this study on 
June 24, 2016. This 30-day Federal Register Notice covers the following 
data collection activities: (1) The site visits with grantees; (2) the 
web-based survey of frontline staff who provide direct services to 
children, adults, and families, and their supervisors; (3) the semi-
annual progress reports; (4) enrollment and service data provided by 
grantees; (5) the web-based survey of grantee partners; and (6) outcome 
data provided by grantees.
    Respondents. Respondents include grantee staff or contractors (such 
as local evaluators) and partner staff. Specific types of respondents 
and the expected number per data collection effort are noted in the 
burden table below.
    Annual burden estimates. The following instruments are proposed for 
public comment under this 30-day Federal Register Notice. Burden for 
all components is annualized over three years.

                              RPG Cross-Site Evaluation Annualized Burden Estimates
----------------------------------------------------------------------------------------------------------------
                                                                  Average burden
                                   Total number      Number of       hours per    Estimatedtotal   Total annual
    Data collection activity      of respondents   responses per   response (in    burden hours    burden hours
                                                    respondent        hours)
----------------------------------------------------------------------------------------------------------------
                                      Implementation and Partnership Study
----------------------------------------------------------------------------------------------------------------
Program director individual                    4               1               2               8            2.67
 interview......................
Program manager/supervisor group              36               1               2              72              24
 interview......................
Program manager/supervisor                    24               1               1              24               8
 individual interviews..........
Frontline staff individual                    24               1               1              24               8
 interviews.....................
Semi-annual progress reports....              21               6            16.5           2,079             693
Case enrollment data............              63              90            0.25         1,417.5           472.5
Service log entries.............             126           2,340            0.05          14,742           4,914
Staff survey....................              80               1            0.42            33.6            11.2
Partner survey..................              80               1            0.33            26.4             8.8
----------------------------------------------------------------------------------------------------------------
                                          Data Entry for Outcomes Study
----------------------------------------------------------------------------------------------------------------
Administrative Data:              ..............  ..............  ..............  ..............
    Obtain access to                          21               2              18             378             126
     administrative data........
    Report administrative data..              21               6             144          18,144           6,048
Standardized instruments:         ..............  ..............  ..............  ..............  ..............
    Enter data into local                     21               6           112.5          14,175           4,725
     database...................
    Review records and submit...              21               6             100          12,600           4,200
----------------------------------------------------------------------------------------------------------------
                                     Additional Data Entry for Impact Study
----------------------------------------------------------------------------------------------------------------
Data entry for comparison study                5               1             .25           1,085           361.6
 sites (7 grantees).............
    Estimated Total Burden Hours  ..............  ..............  ..............  ..............       21,602.77
----------------------------------------------------------------------------------------------------------------


[[Page 88690]]

    In compliance with the requirements of Section 3506(c)(2)(A) of the 
Paperwork Reduction Act of 1995, the Children's Bureau within the 
Administration for Children and Families is soliciting public comment 
on the specific aspects of the information collection described above. 
Copies of the proposed collection of information can be obtained and 
comments may be forwarded by writing to Administration for Children and 
Families, Office of Planning, Research, and Evaluation, 330 C Street 
SW., Washington, DC 20416, Attn: ACF Reports Clearance Officer. Email 
address: [email protected]. All requests should be identified 
by the title of the information collection.
    OMB is required to make a decision concerning the collection of 
information between 30 and 60 days after publication of this document 
in the Federal Register. Therefore, a comment is best assured of having 
its full effect if OMB receives it within 30 days of publication. 
Written comments and recommendations for the proposed information 
collection should be sent directly to the following: Office of 
Management and Budget, Paperwork Reduction Project, Email: 
[email protected], Attn: Desk Officer for the Administration 
of Children and Families.

Robert Sargis,
Reports Clearance Officer.
[FR Doc. 2016-29406 Filed 12-7-16; 8:45 am]
 BILLING CODE 4184-01-P



                                                88688                               Federal Register / Vol. 81, No. 236 / Thursday, December 8, 2016 / Notices

                                                                                       ANNUAL BURDEN ESTIMATES—CURRENT INFORMATION COLLECTION REQUEST
                                                                                                                                                                                                                                                         Estimated
                                                                                                                                                  Total                      Annual                  Number of                   Average                  annual
                                                                                    Instrument                                                  number of                  number of               responses per               burden hour                burden
                                                                                                                                               respondents                respondents                respondent                per response                hours

                                                Classroom sampling form from Head Start staff .................                                                360                       120                             1                    0.17               20
                                                Head Start core teacher survey ...........................................                                     720                       240                             1                    0.50              120
                                                Head Start core program director survey ............................                                           180                        60                             1                    0.50               30
                                                Head Start core center director survey ...............................                                         360                       120                             1                    0.42               50
                                                Early care and education administrators survey for Plus
                                                  study (Head Start Program Performance Standards) ......                                                      540                        180                            1                     0.08                  14
                                                Early care and education providers survey for Plus study
                                                  (5E—Early Ed) .................................................................                              720                        240                            1                     0.17                  41

                                                      Total ..............................................................................   ........................   ........................   ........................   ........................          275



                                                   Additional Information: Copies of the                                   information for the Regional Partnership                                    Mathematica Policy Research and its
                                                proposed collection may be obtained by                                     Grants to Increase the Well-being of and                                    subcontractors, WRMA, Inc., and
                                                writing to the Administration for                                          to Improve Permanency Outcomes for                                          Synergy Enterprises.
                                                Children and Families, Office of                                           Children Affected by Substance Abuse                                          The RPG Cross-Site Evaluation
                                                Planning, Research and Evaluation, 330                                     Cross-Site Evaluation and Evaluation-                                       includes the following components:
                                                C Street SW., Washington, DC 20201,                                        Related Technical Assistance and Data                                         1. Implementation and Partnership
                                                Attn: OPRE Reports Clearance Officer.                                      Collection Support for Regional                                             Study. The RPG cross-site
                                                All requests should be identified by the                                   Partnership Grant Program Round Three                                       implementation and partnership study
                                                title of the information collection. Email                                 Sites or ‘‘RPG’’ projects. Under RPG, the                                   will contribute to building the
                                                address: OPREinfocollection@                                               Children’s Bureau has issued 21 grants                                      knowledge base about effective
                                                acf.hhs.gov.                                                               to organizations such as child welfare or                                   implementation strategies by examining
                                                   OMB Comment: OMB is required to                                         substance abuse treatment providers or                                      the process of implementation in the 21
                                                make a decision concerning the                                             family court systems to develop                                             RPG projects, with a focus on factors
                                                collection of information between 30                                       interagency collaborations and                                              shown in the research literature to be
                                                and 60 days after publication of this                                      integration of programs, activities, and                                    associated with quality implementation
                                                document in the Federal Register.                                          services designed to increase well-being,                                   of evidence-based programs. This
                                                Therefore, a comment is best assured of                                    improve permanency, and enhance the                                         component of the study describes the
                                                having its full effect if OMB receives it                                  safety of children who are in an out-of-                                    RPG projects’ target populations,
                                                within 30 days of publication. Written                                     home placement or are at risk of being                                      selected interventions and their fit with
                                                comments and recommendations for the                                       placed in out-of-home care as a result of                                   the target populations, inputs to
                                                proposed information collection should                                     a parent’s or caretaker’s substance use                                     implementation, and actual services
                                                be sent directly to the following: Office                                  dependence. The Child and Family                                            provided (including dosage, duration,
                                                of Management and Budget, Paperwork                                        Services Improvement and Innovation                                         content, adherence to curricula, and
                                                Reduction Project, Fax: OIRA_                                              Act (Pub. L. 112–34) includes a targeted                                    participant responsiveness). It examines
                                                SUBMISSION@OMB.EOP.GOV, Attn:                                              grants program (section 437(f) of the                                       the key attributes of the regional
                                                Desk Officer for the Administration for                                    Social Security Act) that directs the                                       partnerships that grantees develop (for
                                                Children and Families.                                                     Secretary of Health and Human Services                                      example, partnerships among child
                                                                                                                           to reserve a specified portion of the                                       welfare and substance abuse treatment
                                                Mary Jones,                                                                appropriation for these Regional                                            providers, social services, and family
                                                ACF/OPRE Reports Clearance Officer.                                        Partnership Grants, to be used to                                           courts). It describes the characteristics
                                                [FR Doc. 2016–29373 Filed 12–7–16; 8:45 am]                                improve the well-being of children                                          and roles of the partner organizations,
                                                BILLING CODE 4184–22–P                                                     affected by substance abuse. The overall                                    the extent of coordination and
                                                                                                                           objective of the Cross-Site Evaluation                                      collaboration, and their potential to
                                                                                                                           and Technical Assistance projects (the                                      sustain the partnerships after the grant
                                                DEPARTMENT OF HEALTH AND                                                   RPG Cross-Site Evaluation) is to plan,                                      ends. Key data collection activities of
                                                HUMAN SERVICES                                                             develop, and implement a rigorous                                           the implementation and partnership
                                                                                                                           national cross-site evaluation of the RPG                                   study are: (1) Conducting site visits
                                                Administration for Children and                                            Grant Program, provide legislatively-                                       during which researchers interview RPG
                                                Families                                                                   mandated performance measurement,                                           program directors, managers,
                                                                                                                           furnish evaluation-related technical                                        supervisors, and frontline staff who
                                                Submission for OMB Review;
                                                                                                                           assistance to the grantees in order to                                      work directly with families; (2)
                                                Comment Requested
                                                                                                                           improve the quality and rigor of their                                      administering a survey to frontline staff
                                                  Title: RPG National Cross-Site                                           local evaluations, and support their                                        involved in providing direct services to
                                                                                                                           participation in the cross-site                                             children, adults, and families; (3) asking
sradovich on DSK3GMQ082PROD with NOTICES




                                                Evaluation and Evaluation Technical
                                                Assistance.                                                                evaluation. The project will evaluate the                                   grantees to provide information about
                                                  OMB No.: 0970–0444.                                                      programs and activities conducted                                           implementation and their partnerships
                                                  Description: The Children’s Bureau                                       through the RPG Program. The                                                as part of their federally required semi-
                                                within the Administration for Children                                     evaluation is being undertaken by the                                       annual progress reports; (4) obtaining
                                                and Families of the U.S. Department of                                     Children’s Bureau and its contractor                                        service use data from grantees,
                                                Health and Human Services seeks a                                          Mathematica Policy Research. The                                            enrollment date and demographics of
                                                renewal of clearance to collect                                            evaluation is being implemented by                                          enrollees, exit date and reason, and


                                           VerDate Sep<11>2014        17:28 Dec 07, 2016          Jkt 241001       PO 00000       Frm 00032       Fmt 4703        Sfmt 4703      E:\FR\FM\08DEN1.SGM               08DEN1


                                                                                    Federal Register / Vol. 81, No. 236 / Thursday, December 8, 2016 / Notices                                                                                                  88689

                                                service participation, which are entered                                such as people who do not receive RPG                                       Children’s Bureau has specified will
                                                into a web-based system operated by                                     services or receive only a subset of the                                    ensure that grantees have valid and
                                                Mathematica Policy Research and its                                     services. The impact study will use                                         reliable data on child and family
                                                subcontractors; and (5) administering a                                 demographic and outcome data on both                                        outcomes for their local evaluations.
                                                survey to representatives of the partner                                program (treatment) and comparison                                          The inclusion of an impact study
                                                organizations.                                                          groups from a subset of grantees with                                       conducted on a subset of grantees with
                                                   2. Outcomes Study. The goal of the                                   appropriate local evaluation designs                                        rigorous designs will also provide the
                                                outcomes study is to describe the                                       such as randomized controlled trials or                                     Children’s Bureau, Congress, grantees,
                                                changes that occur in children and                                      strong quasi-experimental designs; 5 of                                     providers, and researchers with
                                                families who participate in the RPG                                     the 21 grantees have such designs. Site-                                    information about the effectiveness of
                                                programs. This study will describe                                      specific impacts will be estimated for                                      RPG programs.
                                                participant outcomes in five domains:                                   these seven grantees. Aggregated impact                                        A 60-day Federal Register Notice was
                                                (1) Child well-being, (2) family                                        estimates will be created by pooling                                        published for this study on June 24,
                                                functioning/stability, (3) adult recovery                               impact estimates across appropriate                                         2016. This 30-day Federal Register
                                                from substance use disorder, (4) child                                  sites to obtain a more powerful                                             Notice covers the following data
                                                permanency, and (5) child safety. Two                                   summary of the effectiveness of RPG                                         collection activities: (1) The site visits
                                                main types of outcome data will be                                      interventions.                                                              with grantees; (2) the web-based survey
                                                used—both of which are being collected                                     In addition to conducting local
                                                                                                                                                                                                    of frontline staff who provide direct
                                                by RPG grantees: (1) Administrative                                     evaluations and participating in the RPG
                                                                                                                                                                                                    services to children, adults, and
                                                child welfare and adult substance abuse                                 Cross-Site Evaluation, the RPG grantees
                                                                                                                                                                                                    families, and their supervisors; (3) the
                                                treatment records and (2) standardized                                  are legislatively required to report
                                                                                                                                                                                                    semi-annual progress reports; (4)
                                                instruments administered to the parents                                 performance indicators aligned with
                                                                                                                                                                                                    enrollment and service data provided by
                                                and/or caregivers. The Children’s                                       their proposed program strategies and
                                                                                                                                                                                                    grantees; (5) the web-based survey of
                                                Bureau is requiring grantees to obtain                                  activities. A key strategy of the RPG
                                                                                                                                                                                                    grantee partners; and (6) outcome data
                                                and report specified administrative                                     Cross-Site Evaluation is to minimize
                                                                                                                                                                                                    provided by grantees.
                                                records, and to use a prescribed set of                                 burden on the grantees by ensuring that
                                                standardized instruments. Grantees will                                 the cross-site evaluation, which                                               Respondents. Respondents include
                                                provide these data to the cross-site                                    includes all grantees in a study that                                       grantee staff or contractors (such as local
                                                evaluation team twice a year by                                         collects data to report on                                                  evaluators) and partner staff. Specific
                                                uploading them to a data system                                         implementation, the partnerships, and                                       types of respondents and the expected
                                                operated by Mathematica Policy                                          participant characteristics and                                             number per data collection effort are
                                                Research and its subcontractors.                                        outcomes, fully meets the need for                                          noted in the burden table below.
                                                   3. Impact Study. The goal of the                                     performance reporting. Thus, rather                                            Annual burden estimates. The
                                                impact study is to assess the impact of                                 than collecting separate evaluation and                                     following instruments are proposed for
                                                the RPG interventions on child, adult,                                  performance indicator data, the grantees                                    public comment under this 30-day
                                                and family outcomes by comparing                                        need only participate in the cross-site                                     Federal Register Notice. Burden for all
                                                outcomes for people enrolled in RPG                                     evaluation. In addition, using the                                          components is annualized over three
                                                services to those in comparison groups,                                 standardized instruments that the                                           years.

                                                                                                  RPG CROSS-SITE EVALUATION ANNUALIZED BURDEN ESTIMATES
                                                                                                                                                                                                    Average
                                                                                                                                                                       Number of
                                                                                                                                           Total number                                          burden hours              Estimatedtotal              Total annual
                                                                          Data collection activity                                                                   responses per
                                                                                                                                          of respondents                                         per response              burden hours                burden hours
                                                                                                                                                                       respondent                  (in hours)

                                                                                                                             Implementation and Partnership Study

                                                Program director individual interview ...................................                                    4                         1                           2                        8                        2.67
                                                Program manager/supervisor group interview .....................                                            36                         1                           2                       72                          24
                                                Program manager/supervisor individual interviews .............                                              24                         1                           1                       24                            8
                                                Frontline staff individual interviews ......................................                                24                         1                           1                       24                            8
                                                Semi-annual progress reports .............................................                                  21                         6                        16.5                    2,079                         693
                                                Case enrollment data ...........................................................                            63                        90                        0.25                  1,417.5                       472.5
                                                Service log entries ...............................................................                        126                     2,340                        0.05                   14,742                       4,914
                                                Staff survey ..........................................................................                     80                         1                        0.42                     33.6                        11.2
                                                Partner survey ......................................................................                       80                         1                        0.33                     26.4                          8.8

                                                                                                                                  Data Entry for Outcomes Study

                                                Administrative Data:                                                                      ........................   ........................   ........................   ........................
                                                    Obtain access to administrative data ...........................                                          21                           2                        18                       378                        126
                                                    Report administrative data ............................................                                   21                           6                      144                   18,144                       6,048
sradovich on DSK3GMQ082PROD with NOTICES




                                                Standardized instruments:                                                                 ........................   ........................   ........................   ........................   ........................
                                                    Enter data into local database ......................................                                     21                           6                   112.5                    14,175                       4,725
                                                    Review records and submit ..........................................                                      21                           6                      100                   12,600                       4,200

                                                                                                                            Additional Data Entry for Impact Study

                                                Data entry for comparison study sites (7 grantees) ............                                                 5                          1                       .25                    1,085                   361.6
                                                    Estimated Total Burden Hours .....................................                    ........................   ........................   ........................   ........................           21,602.77



                                           VerDate Sep<11>2014        17:28 Dec 07, 2016        Jkt 241001      PO 00000       Frm 00033       Fmt 4703        Sfmt 4703      E:\FR\FM\08DEN1.SGM               08DEN1


                                                88690                      Federal Register / Vol. 81, No. 236 / Thursday, December 8, 2016 / Notices

                                                   In compliance with the requirements                  Committee (IMPAC II), Contract                        402–6201. Fax: (301) 402–0169. Mail or
                                                of Section 3506(c)(2)(A) of the                         Information (DCIS), and Cooperative                   hand-delivery: NIH Privacy Act Officer,
                                                Paperwork Reduction Act of 1995, the                    Agreement Information, HHS/NIH.’’ The                 Office of Management Assessment,
                                                Children’s Bureau within the                            new system of records will cover                      National Institutes of Health, 6011
                                                Administration for Children and                         records used by NIH throughout the                    Executive Boulevard, Suite 601, MSC
                                                Families is soliciting public comment                   research and development award                        7669, Rockville, Maryland 20852.
                                                on the specific aspects of the                          lifecycle, from application to scientific             Comments received will be available for
                                                information collection described above.                 peer review, post-award monitoring,                   public inspection at this same address
                                                Copies of the proposed collection of                    and close-out.                                        from 9:00 a.m. to 3:00 p.m., Monday
                                                information can be obtained and                            Elsewhere in today’s Federal Register,             through Friday, except Federal holidays.
                                                comments may be forwarded by writing                    NIH has published a Notice of Proposed                Please call 301–496–4606 for an
                                                to Administration for Children and                      Rulemaking (NPRM) proposing to                        appointment.
                                                Families, Office of Planning, Research,                 exempt confidential source-identifying                FOR FURTHER INFORMATION CONTACT:     NIH
                                                and Evaluation, 330 C Street SW.,                       material in the new system of records                 Privacy Act Officer, Office of
                                                Washington, DC 20416, Attn: ACF                         (i.e., material that would                            Management Assessment (OMA), Office
                                                Reports Clearance Officer. Email                        inappropriately reveal the identities of              of the Director (OD), National Institutes
                                                address: infocollection@acf.hhs.gov. All                referees who provide letters of                       of Health (NIH), 6011 Executive
                                                requests should be identified by the title              recommendation and peer reviewers                     Boulevard, Suite 601, MSC 7669,
                                                of the information collection.                          who provide written evaluative input                  Rockville, Maryland 20852, or
                                                   OMB is required to make a decision                   and recommendations to NIH about                      telephone (301) 402–6201.
                                                concerning the collection of information                particular funding applications under
                                                between 30 and 60 days after                                                                                  SUPPLEMENTARY INFORMATION:
                                                                                                        an express promise by the government
                                                publication of this document in the                     that their identities in association with             I. Background on the NIH Electronic
                                                Federal Register. Therefore, a comment                  the written work products they authored               Research Administration (eRA)
                                                is best assured of having its full effect               and provided to the government will be                Records System
                                                if OMB receives it within 30 days of                    kept confidential) from certain
                                                publication. Written comments and                                                                               The new system of records
                                                                                                        requirements of the Privacy Act,
                                                recommendations for the proposed                                                                              established in this Notice, ‘‘NIH
                                                                                                        specifically, from the provisions
                                                information collection should be sent                                                                         Electronic Research Administration
                                                                                                        pertaining to providing an accounting of
                                                directly to the following: Office of                                                                          (eRA) Records, HHS/NIH/OD/OER’’
                                                                                                        disclosures, access and amendment and
                                                Management and Budget, Paperwork                                                                              (hereinafter referred to as the ‘‘NIH eRA
                                                                                                        notification. The exemptions and the
                                                Reduction Project, Email:                                                                                     Records’’ system), will cover records
                                                                                                        promises of confidentiality are
                                                OIRASUBMISSION@OMB.EoP.GOV,                                                                                   used throughout the research and
                                                                                                        necessary to protect the integrity of NIH
                                                Attn: Desk Officer for the                                                                                    development award lifecycle, including
                                                                                                        extramural peer review and award
                                                Administration of Children and                                                                                pre-award stages of application
                                                                                                        processes and ensure that NIH efforts to
                                                Families.                                                                                                     submission, scientific peer review,
                                                                                                        obtain accurate and objective
                                                                                                                                                              award processing, post-award
                                                Robert Sargis,                                          assessments and evaluations of funding
                                                                                                                                                              monitoring, and close-out. Many of the
                                                                                                        applications from referees and peer
                                                Reports Clearance Officer.                                                                                    records in the system will contain
                                                                                                        reviewers is not hindered. The
                                                [FR Doc. 2016–29406 Filed 12–7–16; 8:45 am]                                                                   information about more than one
                                                                                                        exemptions will become effective when
                                                BILLING CODE 4184–01–P                                                                                        individual or type of individual (e.g.,
                                                                                                        NIH publishes a Final Rule, which will
                                                                                                                                                              applicants, awardees, faculty members
                                                                                                        not occur until the 60-day comment
                                                                                                                                                              of applicant and awardee entities,
                                                                                                        period provided in the NPRM has
                                                DEPARTMENT OF HEALTH AND                                                                                      application reviewers). By design, any
                                                                                                        expired and any comments received on
                                                HUMAN SERVICES                                                                                                of the records can be (and in practice
                                                                                                        the NPRM (or on this System of Records
                                                                                                                                                              will be) retrieved using the name or
                                                National Institutes of Health                           Notice) have been addressed.
                                                                                                                                                              other personal identifier of any of the
                                                                                                        DATES: The comment period for this                    individuals whose information is
                                                Privacy Act of 1974; Notice To                          System of Records Notice (SORN) is co-                contained in the records, to the extent
                                                Establish an Exempt System of                           extensive with the 60-day comment                     required to help ensure that award
                                                Records                                                 period provided in the NPRM; i.e.,                    proceedings are carried out by the NIH
                                                AGENCY:  National Institutes of Health                  written comments on the SORN should                   in accordance with all applicable
                                                (NIH), Department of Health and Human                   be submitted within 60 days from                      federal statutes and regulations.
                                                Services (HHS).                                         today’s publication date. The new                       The eRA information technology (IT)
                                                                                                        system, including the routine uses and                system associated with this system of
                                                ACTION: Notice to establish an exempt
                                                                                                        the exemptions, will become effective                 records is an HHS-designated Center of
                                                system of records.
                                                                                                        when NIH publishes a Final Rule,                      Excellence, and is used as a grants
                                                SUMMARY:   In accordance with the                       which will not occur until the 60-day                 management line of business system by
                                                requirements of the Privacy Act of 1974,                comment period provided in the NPRM                   other federal agencies to manage their
                                                as amended, the National Institutes of                  has expired and any comments received                 award records. Records pertaining to
                                                Health (NIH) proposes to establish a                    on the NPRM (or on this SORN) have                    awards of other agencies in the eRA IT
                                                new system of records, to be numbered                   been addressed.
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                                                                              system are not covered under SORN 09–
                                                and titled: SORN 09–25–0225 ‘‘NIH                       ADDRESSES: You may submit comments,                   25–0225, but would be covered under
                                                Electronic Research Administration                      identified by the Privacy Act System of               SORN(s) those agencies publish, if their
                                                (eRA) Records, HHS/NIH/OD/OER,’’                        Records Number (09–25–0225), by any                   records require a SORN.
                                                which will be related to, but separate                  of the following methods: Email:
                                                from, the system of records covered in                  privacy@mail.nih.gov and include PA                   II. The Privacy Act
                                                SORN 09–25–0036 ‘‘NIH Extramural                        SOR number (09–25–0225) in the                          The Privacy Act governs the
                                                Awards and Chartered Advisory                           subject line of the message. Phone: (301)             collection, maintenance, use, and


                                           VerDate Sep<11>2014   17:28 Dec 07, 2016   Jkt 241001   PO 00000   Frm 00034   Fmt 4703   Sfmt 4703   E:\FR\FM\08DEN1.SGM   08DEN1



Document Created: 2016-12-08 00:27:10
Document Modified: 2016-12-08 00:27:10
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 88688 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR