81_FR_90189 81 FR 89950 - Registration and Product Listing for Owners and Operators of Domestic Tobacco Product Establishment; Guidance for Industry; Availability

81 FR 89950 - Registration and Product Listing for Owners and Operators of Domestic Tobacco Product Establishment; Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 239 (December 13, 2016)

Page Range89950-89951
FR Document2016-29776

The Food and Drug Administration (FDA) is announcing the availability of a revised guidance for industry entitled ``Registration and Product Listing for Owners and Operators of Domestic Tobacco Product Establishments.'' This guidance is intended to assist persons making tobacco product establishment registration and product listing submissions to FDA.

Federal Register, Volume 81 Issue 239 (Tuesday, December 13, 2016)
[Federal Register Volume 81, Number 239 (Tuesday, December 13, 2016)]
[Notices]
[Pages 89950-89951]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29776]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2009-D-0508]


Registration and Product Listing for Owners and Operators of 
Domestic Tobacco Product Establishment; Guidance for Industry; 
Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing the 
availability of a revised guidance for industry entitled ``Registration 
and Product Listing for Owners and Operators of Domestic Tobacco 
Product Establishments.'' This guidance is intended to assist persons 
making tobacco product establishment registration and product listing 
submissions to FDA.

DATES: Submit either electronic or written comments on Agency guidances 
at any time.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2009-D-0508 for ``Registration and Product Listing for Owners and 
Operators of Domestic Tobacco Product

[[Page 89951]]

Establishments.'' Received comments will be placed in the docket and, 
except for those submitted as ``Confidential Submissions,'' publicly 
viewable at http://www.regulations.gov or at the Division of Dockets 
Management between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of this guidance to the 
Center for Tobacco Products, Food and Drug Administration, Document 
Control Center, 10903 New Hampshire Ave., Bldg. 71, rm. G335, Silver 
Spring, MD 20993-0002. Send one self-addressed adhesive label to assist 
that office in processing your request or include a fax number to which 
the guidance document may be sent. See the SUPPLEMENTARY INFORMATION 
section for information on electronic access to the guidance.

FOR FURTHER INFORMATION CONTACT: Katherine Collins, Center for Tobacco 
Products, Food and Drug Administration, Document Control Center, 10903 
New Hampshire Ave., Bldg. 71, Rm. G335, Silver Spring, MD 20993-0002, 
email: [email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a revised guidance for 
industry entitled ``Registration and Product Listing for Owners and 
Operators of Domestic Tobacco Product Establishments.'' This guidance 
is intended to assist persons making tobacco product establishment 
registration and product listing submissions to FDA. We are issuing 
this guidance consistent with our good guidance practices (GGP) 
regulation (Sec.  10.115 (21 CFR 10.115)).
    We are implementing this guidance without prior public comment 
because we have determined that prior public participation is not 
feasible or appropriate (Sec.  10.115(g)(2)). Persons who owned or 
operated domestic manufacturing establishments engaged in the 
manufacture of newly deemed products prior to August 8, 2016, and 
continued to own or operate such establishment(s) on or after August 8, 
2016, are required to register and submit product listing under section 
905 of the Federal Food, Drug, and Cosmetic Act (the FD&C Act) (21 
U.S.C. 387e) by December 31, 2016. However, FDA is announcing that it 
does not intend to enforce these requirements with respect to newly 
deemed products provided the registration and product listing 
submissions are received by FDA on or before June 30, 2017. Although 
this guidance document is immediately effective, it remains subject to 
comment in accordance with FDA's GGP regulation.
    The Family Smoking Prevention and Tobacco Control Act (Tobacco 
Control Act) (Pub. L. 111-31) added section 905 to the FD&C Act, 
establishing requirements for tobacco product establishment 
registration and product listing. Cigarettes, cigarette tobacco, roll-
your-own tobacco, and smokeless tobacco were immediately covered by 
FDA's tobacco product authorities in chapter IX of the FD&C Act, 
including section 905, when the Tobacco Control Act went into effect. 
As for other types of tobacco products, section 901(b) of the FD&C Act 
(21 U.S.C. 387a(b)) grants FDA authority to deem those products subject 
to chapter IX of the FD&C Act. Pursuant to that authority, on April 25, 
2014, FDA issued a proposed rule seeking to deem all other products 
that meet the statutory definition of tobacco product, set forth in 
section 201(rr) of the FD&C Act (21 U.S.C. 321(rr)) (except for 
accessories of those products) (79 FR 23142). After review and 
consideration of comments on the proposed rule, FDA published the final 
rule on May 10, 2016 (81 FR 28974) (``the deeming rule'') and it became 
effective on August 8, 2016. As a result, owners and operators of 
domestic establishments engaged in the manufacture, preparation, 
compounding, or processing of tobacco products subject to the deeming 
rule are now required to comply with chapter IX of the FD&C Act, 
including the establishment registration and product listing 
requirements in section 905. The guidance addresses tobacco products 
that were immediately covered by FDA's tobacco product authorities 
under chapter IX of the FD&C Act and newly deemed tobacco products.
    The guidance represents the current thinking of FDA on this topic. 
It does not establish any rights for any person and is not binding on 
FDA or the public. You can use an alternative approach if it satisfies 
the requirements of the applicable statutes and regulations.

II. Paperwork Reduction Act of 1995

    This guidance refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The 
collections of information in section 905 of the FD&C Act have been 
approved under OMB control number 0910-0650.

III. Electronic Access

    Persons with access to the Internet may obtain an electronic 
version of the guidance at either http://www.regulations.gov or http://www.fda.gov/TobaccoProducts/Labeling/RulesRegulationsGuidance/default.htm.

    Dated: December 7, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-29776 Filed 12-12-16; 8:45 am]
 BILLING CODE 4164-01-P



                                               89950                         Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices

                                               factor information collected through                      HIV, HBV, and HCV overall and by                           In the Federal Register of September
                                               donor interviews of blood donor with                      demographic characteristics of donors                   30, 2016 (81 FR 67358), FDA published
                                               the resulting data from disease marker                    in the majority of blood donations                      a 60-day notice requesting public
                                               testing and blood components collected                    collected in the country. This will be                  comment on the proposed collection of
                                               by participating organizations into a                     accomplished by forming                                 information. FDA received a few
                                               research database. Following successful                   epidemiological databases consisting of                 comments from the public. FDA concurs
                                               initiation of the risk factor interviews,                 harmonized operational data from ARC,                   with one comment that providing more
                                               the TTIMS network is poised to be                         BSI, NYBC, and OneBlood.                                information to the blood center and
                                               expanded to include additional blood                         • Analyze integrated risk factor and                 FDA may aid in prevention of
                                               centers and/or re-focused on other                        infectious marker testing data                          transmission of infectious disease and is
                                               safety threats as warranted. In this way,                 concurrently because when taken                         critical to the safety of the blood supply.
                                               the TTIMS program will maintain                           together these may suggest that blood                   Four comments received were not
                                               standardized, statistically and                           centers are not achieving the same                      responsive to the comment request on
                                               scientifically robust processes for                       degree of success in educational efforts                the four specified aspects of the
                                               applying hemovigilance information                        to prevent donation by donors with risk                 collection of information. None of the
                                               across blood collection organizations.                    behaviors across all demographic                        responses specifically commented on
                                                  The specific objectives are to:                                                                                any of the proposed questions, nor did
                                                  • Determine current behavioral risk                    groups.
                                                                                                            The respondents will be persons who                  they request that FDA make any other
                                               factors associated with all HIV
                                                                                                         donated blood in the United States and                  changes to the Donor Risk Assessment
                                               infections, incident HBV, and incident
                                                                                                         these participants will be defined as                   Questionnaire. Furthermore, the
                                               HCV infections in blood donors
                                                                                                         cases and controls. The estimated                       responses did not provide any data or
                                               (including parenteral and sexual risks)
                                               across the participating blood collection                 number of respondents is based on an                    explanation that would support a
                                               organizations using a case-control study                  overall expected participation in the                   change regarding the information
                                               design.                                                   risk factor survey. We estimate a case to               collection requirements.
                                                  • Determine infectious disease                         control ratio of 1:2 (200 to 400) with a                   FDA estimates the burden of this
                                               marker prevalence and incidence for                       50 percent case enrollment.                             collection of information as follows:

                                                                                                TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                    Number of
                                                                                                 Number of                             Total annual
                                                        Questionnaire/survey                                      responses per                             Average burden per response                   Total hours
                                                                                                respondents                             responses
                                                                                                                    respondent

                                               Cases and controls 2 .........................             600                    1                600   0.75 (45 minutes) .............................            450
                                                  1 Thereare no capital costs or operating and maintenance costs associated with this collection of information.
                                                  2 Cases consist of virus-positive donations, and controls represent uninfected donors.




                                                 Dated: December 8, 2016.                                registration and product listing                        comments, that information will be
                                               Leslie Kux,                                               submissions to FDA.                                     posted on http://www.regulations.gov.
                                               Associate Commissioner for Policy.                        DATES: Submit either electronic or                        • If you want to submit a comment
                                               [FR Doc. 2016–29814 Filed 12–12–16; 8:45 am]              written comments on Agency guidances                    with confidential information that you
                                               BILLING CODE 4164–01–P                                    at any time.                                            do not wish to be made available to the
                                                                                                                                                                 public, submit the comment as a
                                                                                                         ADDRESSES: You may submit comments
                                                                                                                                                                 written/paper submission and in the
                                                                                                         as follows:                                             manner detailed (see ‘‘Written/Paper
                                               DEPARTMENT OF HEALTH AND
                                               HUMAN SERVICES                                            Electronic Submissions                                  Submissions’’ and ‘‘Instructions’’).
                                                                                                           Submit electronic comments in the                     Written/Paper Submissions
                                               Food and Drug Administration
                                                                                                         following way:                                             Submit written/paper submissions as
                                               [Docket No. FDA–2009–D–0508]                                • Federal eRulemaking Portal: http://                 follows:
                                                                                                         www.regulations.gov. Follow the                            • Mail/Hand delivery/Courier (for
                                               Registration and Product Listing for                      instructions for submitting comments.                   written/paper submissions): Division of
                                               Owners and Operators of Domestic                          Comments submitted electronically,                      Dockets Management (HFA–305), Food
                                               Tobacco Product Establishment;                            including attachments, to http://                       and Drug Administration, 5630 Fishers
                                               Guidance for Industry; Availability                       www.regulations.gov will be posted to                   Lane, Rm. 1061, Rockville, MD 20852.
                                               AGENCY:      Food and Drug Administration,                the docket unchanged. Because your                         • For written/paper comments
                                               HHS.                                                      comment will be made public, you are                    submitted to the Division of Dockets
                                               ACTION:    Notice of availability.                        solely responsible for ensuring that your               Management, FDA will post your
                                                                                                         comment does not include any                            comment, as well as any attachments,
                                               SUMMARY:   The Food and Drug                              confidential information that you or a                  except for information submitted,
pmangrum on DSK3GDR082PROD with NOTICES




                                               Administration (FDA) is announcing the                    third party may not wish to be posted,                  marked and identified, as confidential,
                                               availability of a revised guidance for                    such as medical information, your or                    if submitted as detailed in
                                               industry entitled ‘‘Registration and                      anyone else’s Social Security number, or                ‘‘Instructions.’’
                                               Product Listing for Owners and                            confidential business information, such                    Instructions: All submissions received
                                               Operators of Domestic Tobacco Product                     as a manufacturing process. Please note                 must include the Docket No. FDA–
                                               Establishments.’’ This guidance is                        that if you include your name, contact                  2009–D–0508 for ‘‘Registration and
                                               intended to assist persons making                         information, or other information that                  Product Listing for Owners and
                                               tobacco product establishment                             identifies you in the body of your                      Operators of Domestic Tobacco Product


                                          VerDate Sep<11>2014    15:08 Dec 12, 2016    Jkt 241001   PO 00000   Frm 00059   Fmt 4703   Sfmt 4703   E:\FR\FM\13DEN1.SGM     13DEN1


                                                                          Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices                                                89951

                                               Establishments.’’ Received comments                     information on electronic access to the               Pursuant to that authority, on April 25,
                                               will be placed in the docket and, except                guidance.                                             2014, FDA issued a proposed rule
                                               for those submitted as ‘‘Confidential                   FOR FURTHER INFORMATION CONTACT:                      seeking to deem all other products that
                                               Submissions,’’ publicly viewable at                     Katherine Collins, Center for Tobacco                 meet the statutory definition of tobacco
                                               http://www.regulations.gov or at the                    Products, Food and Drug                               product, set forth in section 201(rr) of
                                               Division of Dockets Management                          Administration, Document Control                      the FD&C Act (21 U.S.C. 321(rr)) (except
                                               between 9 a.m. and 4 p.m., Monday                       Center, 10903 New Hampshire Ave.,                     for accessories of those products) (79 FR
                                               through Friday.                                         Bldg. 71, Rm. G335, Silver Spring, MD                 23142). After review and consideration
                                                  • Confidential Submissions—To                        20993–0002, email: CTPRegulations@                    of comments on the proposed rule, FDA
                                               submit a comment with confidential                      fda.hhs.gov.                                          published the final rule on May 10,
                                               information that you do not wish to be                  SUPPLEMENTARY INFORMATION:                            2016 (81 FR 28974) (‘‘the deeming
                                               made publicly available, submit your                                                                          rule’’) and it became effective on August
                                               comments only as a written/paper                        I. Background
                                                                                                                                                             8, 2016. As a result, owners and
                                               submission. You should submit two                          FDA is announcing the availability of              operators of domestic establishments
                                               copies total. One copy will include the                 a revised guidance for industry entitled              engaged in the manufacture,
                                               information you claim to be confidential                ‘‘Registration and Product Listing for                preparation, compounding, or
                                               with a heading or cover note that states                Owners and Operators of Domestic
                                               ‘‘THIS DOCUMENT CONTAINS                                                                                      processing of tobacco products subject
                                                                                                       Tobacco Product Establishments.’’ This                to the deeming rule are now required to
                                               CONFIDENTIAL INFORMATION.’’ The                         guidance is intended to assist persons
                                               Agency will review this copy, including                                                                       comply with chapter IX of the FD&C
                                                                                                       making tobacco product establishment                  Act, including the establishment
                                               the claimed confidential information, in                registration and product listing
                                               its consideration of comments. The                                                                            registration and product listing
                                                                                                       submissions to FDA. We are issuing this
                                               second copy, which will have the                                                                              requirements in section 905. The
                                                                                                       guidance consistent with our good
                                               claimed confidential information                        guidance practices (GGP) regulation                   guidance addresses tobacco products
                                               redacted/blacked out, will be available                 (§ 10.115 (21 CFR 10.115)).                           that were immediately covered by
                                               for public viewing and posted on http://                   We are implementing this guidance                  FDA’s tobacco product authorities
                                               www.regulations.gov. Submit both                        without prior public comment because                  under chapter IX of the FD&C Act and
                                               copies to the Division of Dockets                       we have determined that prior public                  newly deemed tobacco products.
                                               Management. If you do not wish your                     participation is not feasible or                         The guidance represents the current
                                               name and contact information to be                      appropriate (§ 10.115(g)(2)). Persons                 thinking of FDA on this topic. It does
                                               made publicly available, you can                        who owned or operated domestic                        not establish any rights for any person
                                               provide this information on the cover                   manufacturing establishments engaged                  and is not binding on FDA or the public.
                                               sheet and not in the body of your                       in the manufacture of newly deemed                    You can use an alternative approach if
                                               comments and you must identify this                     products prior to August 8, 2016, and                 it satisfies the requirements of the
                                               information as ‘‘confidential.’’ Any                    continued to own or operate such                      applicable statutes and regulations.
                                               information marked as ‘‘confidential’’                  establishment(s) on or after August 8,
                                               will not be disclosed except in                         2016, are required to register and submit             II. Paperwork Reduction Act of 1995
                                               accordance with 21 CFR 10.20 and other                  product listing under section 905 of the
                                               applicable disclosure law. For more                     Federal Food, Drug, and Cosmetic Act                    This guidance refers to previously
                                               information about FDA’s posting of                      (the FD&C Act) (21 U.S.C. 387e) by                    approved collections of information
                                               comments to public dockets, see 80 FR                   December 31, 2016. However, FDA is                    found in FDA regulations. These
                                               56469, September 18, 2015, or access                    announcing that it does not intend to                 collections of information are subject to
                                               the information at: http://www.fda.gov/                 enforce these requirements with respect               review by the Office of Management and
                                               regulatoryinformation/dockets/                          to newly deemed products provided the                 Budget (OMB) under the Paperwork
                                               default.htm.                                            registration and product listing                      Reduction Act of 1995 (44 U.S.C. 3501–
                                                  Docket: For access to the docket to                  submissions are received by FDA on or                 3520). The collections of information in
                                               read background documents or the                        before June 30, 2017. Although this                   section 905 of the FD&C Act have been
                                               electronic and written/paper comments                   guidance document is immediately                      approved under OMB control number
                                               received, go to http://                                 effective, it remains subject to comment              0910–0650.
                                               www.regulations.gov and insert the                      in accordance with FDA’s GGP
                                               docket number, found in brackets in the                 regulation.                                           III. Electronic Access
                                               heading of this document, into the                         The Family Smoking Prevention and                    Persons with access to the Internet
                                               ‘‘Search’’ box and follow the prompts                   Tobacco Control Act (Tobacco Control
                                                                                                                                                             may obtain an electronic version of the
                                               and/or go to the Division of Dockets                    Act) (Pub. L. 111–31) added section 905
                                               Management, 5630 Fishers Lane, Rm.                                                                            guidance at either http://
                                                                                                       to the FD&C Act, establishing
                                               1061, Rockville, MD 20852.                                                                                    www.regulations.gov or http://
                                                                                                       requirements for tobacco product
                                                  Submit written requests for single                   establishment registration and product                www.fda.gov/TobaccoProducts/
                                               copies of this guidance to the Center for               listing. Cigarettes, cigarette tobacco, roll-         Labeling/RulesRegulationsGuidance/
                                               Tobacco Products, Food and Drug                         your-own tobacco, and smokeless                       default.htm.
                                               Administration, Document Control                        tobacco were immediately covered by                     Dated: December 7, 2016.
pmangrum on DSK3GDR082PROD with NOTICES




                                               Center, 10903 New Hampshire Ave.,                       FDA’s tobacco product authorities in                  Leslie Kux,
                                               Bldg. 71, rm. G335, Silver Spring, MD                   chapter IX of the FD&C Act, including                 Associate Commissioner for Policy.
                                               20993–0002. Send one self-addressed                     section 905, when the Tobacco Control
                                                                                                                                                             [FR Doc. 2016–29776 Filed 12–12–16; 8:45 am]
                                               adhesive label to assist that office in                 Act went into effect. As for other types
                                                                                                                                                             BILLING CODE 4164–01–P
                                               processing your request or include a fax                of tobacco products, section 901(b) of
                                               number to which the guidance                            the FD&C Act (21 U.S.C. 387a(b)) grants
                                               document may be sent. See the                           FDA authority to deem those products
                                               SUPPLEMENTARY INFORMATION section for                   subject to chapter IX of the FD&C Act.


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Document Created: 2016-12-13 02:44:13
Document Modified: 2016-12-13 02:44:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesSubmit either electronic or written comments on Agency guidances at any time.
ContactKatherine Collins, Center for Tobacco Products, Food and Drug Administration, Document Control Center, 10903 New Hampshire Ave., Bldg. 71, Rm. G335, Silver Spring, MD 20993-0002, email: [email protected]
FR Citation81 FR 89950 

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