81_FR_90237 81 FR 89998 - Proposed Collection; Comment Request

81 FR 89998 - Proposed Collection; Comment Request

RAILROAD RETIREMENT BOARD

Federal Register Volume 81, Issue 239 (December 13, 2016)

Page Range89998-89999
FR Document2016-29904

In accordance with the requirement of Section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995 which provides opportunity for public comment on new or revised data collections, the Railroad Retirement Board (RRB) will publish periodic summaries of proposed data collections. Comments are invited on: (a) Whether the proposed information collection is necessary for the proper performance of the functions of the agency, including whether the information has practical utility; (b) the accuracy of the RRB's estimate of the burden of the collection of the information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden related to the collection of information on respondents, including the use of automated collection techniques or other forms of information technology. 1. Title and purpose of information collection: Withholding Certificate for Railroad Retirement Monthly Annuity Payments; OMB 3220- 0149. The Internal Revenue Code requires that all payers of tax liable private pensions to U.S. citizens or residents: (1) Notify each recipient at least concurrent with initial withholding that the payer is, in fact, withholding benefits for tax liability and that the recipient has the option of electing not to have the payer withhold, or to withhold at a specific rate; (2) withhold benefits for tax purposes (in the absence of the recipient's election not to withhold benefits); and (3) notify all beneficiaries, at least annually, that they have the option to change their withholding status or elect not to have benefits withheld. The RRB provides Form RRB-W4P, Withholding Certificate for Railroad Retirement Payments, to its annuitants to exercise their withholding options. Completion of the form is required to obtain or retain a benefit. One response is requested of each respondent. No changes are proposed to Form RRB W-4P. The RRB estimates that 25,000 annuitants utilize Form RRB W-4P annually. The completion time for Form RRB W-4P varies depending on individual circumstances. The estimated average completion time for Form RRB W-4P is 39 minutes for recordkeeping, 24 minutes for learning about the law or the form, and 59 minutes for preparing the form. 2. Title and purpose of information collection: Earnings Information Request; OMB 3220-0184. Under Section 2 of the Railroad Retirement Act, an annuity is not payable, or is reduced for any month(s) in which the beneficiary works for a railroad or earns more than prescribed amounts. The provisions relating to the reduction or non-payment of annuities by reason of work are prescribed in 20 CFR 230. The RRB utilizes Form G-19-F, Earnings Information Request, to obtain earnings information that either had not been previously reported or erroneously reported by a beneficiary. Currently the claimant is asked to enter the date they stopped working, if applicable. If a respondent fails to complete the form, the RRB may be unable to pay them benefits. One response is requested of each respondent. The RRB proposes the implementation of an Internet-based equivalent Form G-19F. No other changes are proposed.

Federal Register, Volume 81 Issue 239 (Tuesday, December 13, 2016)
[Federal Register Volume 81, Number 239 (Tuesday, December 13, 2016)]
[Notices]
[Pages 89998-89999]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29904]


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RAILROAD RETIREMENT BOARD


Proposed Collection; Comment Request

    Summary: In accordance with the requirement of Section 
3506(c)(2)(A) of the Paperwork Reduction Act of 1995 which provides 
opportunity for public comment on new or revised data collections, the 
Railroad Retirement Board (RRB) will publish periodic summaries of 
proposed data collections.
    Comments are invited on: (a) Whether the proposed information 
collection is necessary for the proper performance of the functions of 
the agency, including whether the information has practical utility; 
(b) the accuracy of the RRB's estimate of the burden of the collection 
of the information; (c) ways to enhance the quality, utility, and 
clarity of the information to be collected; and (d) ways to minimize 
the burden related to the collection of information on respondents, 
including the use of automated collection techniques or other forms of 
information technology.
    1. Title and purpose of information collection: Withholding 
Certificate for Railroad Retirement Monthly Annuity Payments; OMB 3220-
0149.
    The Internal Revenue Code requires that all payers of tax liable 
private pensions to U.S. citizens or residents: (1) Notify each 
recipient at least concurrent with initial withholding that the payer 
is, in fact, withholding benefits for tax liability and that the 
recipient has the option of electing not to have the payer withhold, or 
to withhold at a specific rate; (2) withhold benefits for tax purposes 
(in the absence of the recipient's election not to withhold benefits); 
and (3) notify all beneficiaries, at least annually, that they have the 
option to change their withholding status or elect not to have benefits 
withheld.
    The RRB provides Form RRB-W4P, Withholding Certificate for Railroad 
Retirement Payments, to its annuitants to exercise their withholding 
options. Completion of the form is required to obtain or retain a 
benefit. One response is requested of each respondent. No changes are 
proposed to Form RRB W-4P.
    The RRB estimates that 25,000 annuitants utilize Form RRB W-4P 
annually. The completion time for Form RRB W-4P varies depending on 
individual circumstances. The estimated average completion time for 
Form RRB W-4P is 39 minutes for recordkeeping, 24 minutes for learning 
about the law or the form, and 59 minutes for preparing the form.
    2. Title and purpose of information collection: Earnings 
Information Request; OMB 3220-0184. Under Section 2 of the Railroad 
Retirement Act, an annuity is not payable, or is reduced for any 
month(s) in which the beneficiary works for a railroad or earns more 
than prescribed amounts. The provisions relating to the reduction or 
non-payment of annuities by reason of work are prescribed in 20 CFR 
230.
    The RRB utilizes Form G-19-F, Earnings Information Request, to 
obtain earnings information that either had not been previously 
reported or erroneously reported by a beneficiary. Currently the 
claimant is asked to enter the date they stopped working, if 
applicable. If a respondent fails to complete the form, the RRB may be 
unable to pay them benefits. One response is requested of each 
respondent.
    The RRB proposes the implementation of an Internet-based equivalent 
Form G-19F. No other changes are proposed.

[[Page 89999]]



                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                      Annual           Time           Burden
                            Form No.                                 responses       (minutes)        (hours)
----------------------------------------------------------------------------------------------------------------
G-19-F..........................................................             900               8             120
                                                                 -----------------------------------------------
    Total.......................................................             900  ..............             120
----------------------------------------------------------------------------------------------------------------

    Additional Information or Comments: To request more information or 
to obtain a copy of the information collection justification, forms, 
and/or supporting material, contact Dana Hickman at (312) 751-4981 or 
[email protected]. Comments regarding the information collection 
should be addressed to Brian Foster, Railroad Retirement Board, 844 
North Rush Street, Chicago, Illinois 60611-1275 or emailed to 
[email protected]. Written comments should be received within 60 
days of this notice.

Brian Foster,
Records Officer.
[FR Doc. 2016-29904 Filed 12-12-16; 8:45 am]
 BILLING CODE 7905-01-P



                                               89998                      Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices

                                               which explains the reasons for the          documents the Postal Service submits in                           (1) Notify each recipient at least
                                               change, updated proposed Mail               this docket on its Web site, along with                           concurrent with initial withholding that
                                               Classification Schedule language, and       related Commission documents,                                     the payer is, in fact, withholding
                                               revised financial workpapers.3              comments, or other submissions, unless                            benefits for tax liability and that the
                                                  Planned price adjustments. The Postal such filings are the subject of an                                   recipient has the option of electing not
                                               Service plans to reduce its proposed        application for non-public treatment.                             to have the payer withhold, or to
                                               price increase for Certified Mail with      The Commission’s policy on access to                              withhold at a specific rate; (2) withhold
                                               Restricted Delivery and/or Adult            documents filed under seal appears in                             benefits for tax purposes (in the absence
                                               Signature from $8.35 to $8.30. Notice of 39 CFR part 3007.                                                    of the recipient’s election not to
                                               Revision at 1. The Postal Service states                                                                      withhold benefits); and (3) notify all
                                               that technical issues effectively prevent   IV. Ordering Paragraphs
                                                                                                                                                             beneficiaries, at least annually, that they
                                               it from pursuing the original proposed         It is ordered:                                                 have the option to change their
                                               increase. Id. at 1–2. The Postal Service       1. Comments on the revised proposed                            withholding status or elect not to have
                                               has weighed the cost and revenue            price adjustment are due no later than                            benefits withheld.
                                               impacts of potential solutions and          December 14, 2016.
                                                                                              2. The Commission directs the                                     The RRB provides Form RRB–W4P,
                                               concluded that proceeding with the
                                                                                           Secretary of the Commission to arrange                            Withholding Certificate for Railroad
                                               revised price is preferable to delay or
                                                                                           for prompt publication of this notice in                          Retirement Payments, to its annuitants
                                               staggered implementation of its
                                                                                           the Federal Register.                                             to exercise their withholding options.
                                               proposed Special Services price
                                                                                                                                                             Completion of the form is required to
                                               increases. Id. at 2.                           By the Commission.
                                                  As a result of this revision, the Postal                                                                   obtain or retain a benefit. One response
                                                                                           Stacy L. Ruble,                                                   is requested of each respondent. No
                                               Service’s proposed price change for the
                                                                                           Secretary.                                                        changes are proposed to Form RRB W–
                                               Special Services class decreases from
                                               2.515 percent to 2.514 percent. If          [FR Doc. 2016–29782 Filed 12–12–16; 8:45 am]                      4P.
                                               approved, the Postal Service’s unused       BILLING CODE 7710–FW–P                                               The RRB estimates that 25,000
                                               price adjustment authority for the                                                                            annuitants utilize Form RRB W–4P
                                               Special Services class would increase by                                                                      annually. The completion time for Form
                                               a corresponding 0.001 percent.              RAILROAD RETIREMENT BOARD                                         RRB W–4P varies depending on
                                                                                                                                                             individual circumstances. The
                                               II. Procedural Schedule                                 Proposed Collection; Comment                          estimated average completion time for
                                                  The Commission acknowledges the                      Request                                               Form RRB W–4P is 39 minutes for
                                               Postal Service’s interest in the                          Summary: In accordance with the                     recordkeeping, 24 minutes for learning
                                               expeditious resolution of this matter                   requirement of Section 3506(c)(2)(A) of               about the law or the form, and 59
                                               and its concerns regarding the limited                  the Paperwork Reduction Act of 1995                   minutes for preparing the form.
                                               time remaining prior to the Postal                      which provides opportunity for public                    2. Title and purpose of information
                                               Service’s proposed implementation                       comment on new or revised data                        collection: Earnings Information
                                               date. For this reason, the Commission                   collections, the Railroad Retirement                  Request; OMB 3220–0184. Under
                                               will endeavor to issue a final order                    Board (RRB) will publish periodic                     Section 2 of the Railroad Retirement
                                               resolving the proposed Special Services                 summaries of proposed data collections.               Act, an annuity is not payable, or is
                                               price adjustments within seven days of                    Comments are invited on: (a) Whether                reduced for any month(s) in which the
                                               the conclusion of the comment period                    the proposed information collection is                beneficiary works for a railroad or earns
                                               provided below.                                         necessary for the proper performance of               more than prescribed amounts. The
                                               III. Administrative Actions                             the functions of the agency, including                provisions relating to the reduction or
                                                  The Commission hereby provides                       whether the information has practical                 non-payment of annuities by reason of
                                               public notice of the Postal Service’s                   utility; (b) the accuracy of the RRB’s                work are prescribed in 20 CFR 230.
                                               filing. The Commission invites                          estimate of the burden of the collection                 The RRB utilizes Form G–19–F,
                                               comments from interested persons on                     of the information; (c) ways to enhance               Earnings Information Request, to obtain
                                               whether the Notice of Revision is                       the quality, utility, and clarity of the              earnings information that either had not
                                               consistent with 39 U.S.C. 3622 and the                  information to be collected; and (d)                  been previously reported or erroneously
                                               requirements of 39 CFR part 3010.                       ways to minimize the burden related to                reported by a beneficiary. Currently the
                                               Comments are due no later than                          the collection of information on                      claimant is asked to enter the date they
                                               December 14, 2016.                                      respondents, including the use of                     stopped working, if applicable. If a
                                                  The Commission has posted the                        automated collection techniques or                    respondent fails to complete the form,
                                               public portions of the Postal Service’s                 other forms of information technology.                the RRB may be unable to pay them
                                               filing on its Web site at http://                         1. Title and purpose of information
                                                                                                                                                             benefits. One response is requested of
                                               www.prc.gov. The Commission will post                   collection: Withholding Certificate for
                                                                                                                                                             each respondent.
                                               revisions to the filing (if any) or other               Railroad Retirement Monthly Annuity
                                                                                                       Payments; OMB 3220–0149.                                 The RRB proposes the
                                                  3 See Notice of the United States Postal Service       The Internal Revenue Code requires                  implementation of an Internet-based
                                               of Filing of Revised Version of USPS–LR–R2017–1/        that all payers of tax liable private                 equivalent Form G–19F. No other
                                               5, December 6, 2016.                                    pensions to U.S. citizens or residents:               changes are proposed.
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                                                                                    Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices                                                                                     89999

                                                                                                                      ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                    Annual re-              Time                 Burden
                                                                                                                Form No.                                                                             sponses              (minutes)              (hours)

                                               G–19–F ........................................................................................................................................                900                           8              120

                                                     Total ......................................................................................................................................             900     ........................             120



                                                 Additional Information or Comments:                                       (‘‘ZCM’’) (each an ‘‘Applicant’’ and                                     Investment Advisers Act of 1940 (the
                                               To request more information or to                                           collectively, the ‘‘Applicants’’).                                       ‘‘Advisers Act’’). Stifel Nicolaus is a
                                               obtain a copy of the information                                            FILING DATE: The application was filed                                   wholly-owned subsidiary of Stifel
                                               collection justification, forms, and/or                                     on December 6, 2016.                                                     Financial Corp. (‘‘Stifel Financial’’), a
                                               supporting material, contact Dana                                           HEARING OR NOTIFICATION OF HEARING: An                                   Delaware corporation. Stifel Financial is
                                               Hickman at (312) 751–4981 or                                                order granting the application will be                                   the ultimate parent company of each of
                                               Dana.Hickman@RRB.GOV. Comments                                              issued unless the Commission orders a                                    the Applicants.
                                               regarding the information collection                                        hearing. Interested persons may request                                     2. Choice, 1919ic, and ZCM are each
                                               should be addressed to Brian Foster,                                        a hearing by writing to the                                              a wholly-owned subsidiary of Stifel
                                               Railroad Retirement Board, 844 North                                        Commission’s Secretary and serving                                       Financial and are each an investment
                                               Rush Street, Chicago, Illinois 60611–                                       Applicants with a copy of the request,                                   adviser registered under the Advisers
                                               1275 or emailed to Brian.Foster@                                            personally or by mail. Hearing requests                                  Act. Choice, a Missouri corporation, was
                                               RRB.GOV. Written comments should be                                         should be received by the Commission                                     organized in early 2007. 1919ic, a
                                               received within 60 days of this notice.                                     by 5:30 p.m. on January 3, 2017, and                                     Maryland limited liability company,
                                               Brian Foster,                                                               should be accompanied by proof of                                        was acquired by Stifel Financial in
                                                                                                                           service on Applicants, in the form of an                                 2014. ZCM, a Wisconsin limited
                                               Records Officer.
                                                                                                                           affidavit, or for lawyers, a certificate of                              liability company, was acquired by
                                               [FR Doc. 2016–29904 Filed 12–12–16; 8:45 am]
                                                                                                                           service. Pursuant to rule 0–5 under the                                  Stifel Financial in 2013. Choice, 1919ic,
                                               BILLING CODE 7905–01–P                                                                                                                               and ZCM each serve as investment
                                                                                                                           Act, hearing requests should state the
                                                                                                                           nature of the writer’s interest, any facts                               adviser or investment sub-adviser to
                                                                                                                           bearing upon the desirability of a                                       investment companies registered under
                                               SECURITIES AND EXCHANGE                                                     hearing on the matter, the reason for the                                the Act, or series of such companies
                                               COMMISSION                                                                  request, and the issues contested.                                       (each a ‘‘Fund’’) and are collectively
                                                                                                                           Persons who wish to be notified of a                                     referred to as the ‘‘Fund Servicing
                                               [Release No. IC–32379; File No. 812–14721]                                                                                                           Applicants.’’
                                                                                                                           hearing may request notification by
                                                                                                                           writing to the Commission’s Secretary.                                      3. While no existing company of
                                               Stifel, Nicolaus & Company, Inc., et al.;
                                                                                                                           ADDRESSES: Secretary, U.S. Securities                                    which Stifel Nicolaus is an affiliated
                                               Notice of Application and Temporary
                                                                                                                           and Exchange Commission, 100 F Street                                    person within the meaning of section
                                               Order
                                                                                                                           NE., Washington, DC 20549–1090;                                          2(a)(3) of the Act (‘‘Affiliated Person’’),
                                               December 6, 2016.                                                           Applicants: Stifel Nicolaus and Choice:                                  other than the Fund Servicing
                                               AGENCY:  Securities and Exchange                                            One Financial Plaza, 501 North                                           Applicants, currently serves as an
                                               Commission (‘‘Commission’’).                                                Broadway, St. Louis, MO 63102; 1919ic:                                   investment adviser or depositor of any
                                               ACTION: Temporary order and notice of                                       One South Street, Suite 2500, Baltimore,                                 Fund, employees’ securities company
                                               application for a permanent order under                                     MD 21202; ZCM: 70 West Madison                                           (‘‘ESC’’) or investment company that has
                                               section 9(c) of the Investment Company                                      Street, Suite 2400, Chicago, IL 60602.                                   elected to be treated as a business
                                               Act of 1940 (‘‘Act’’).                                                                                                                               development company under the Act
                                                                                                                           FOR FURTHER INFORMATION CONTACT: Kay-
                                                                                                                                                                                                    (‘‘BDC’’), or as a principal underwriter
                                                                                                                           Mario Vobis, Senior Counsel, Vanessa
                                               SUMMARY OF APPLICATION:     Applicants                                                                                                               (as defined in section 2(a)(29) of the
                                                                                                                           Meeks, Senior Counsel, or Parisa
                                               have received a temporary order                                                                                                                      Act) for any open-end management
                                                                                                                           Haghshenas, Branch Chief, at (202) 551–
                                               (‘‘Temporary Order’’) exempting them                                                                                                                 investment company registered under
                                                                                                                           6821 (Division of Investment
                                               from section 9(a) of the Act, with                                                                                                                   the Act (‘‘Open-End Fund’’), unit
                                                                                                                           Management, Chief Counsel’s Office).
                                               respect to an injunction entered against                                                                                                             investment trust registered under the
                                                                                                                           SUPPLEMENTARY INFORMATION: The                                           Act (‘‘UIT’’), or face-amount certificate
                                               Stifel, Nicolaus & Company, Inc. (‘‘Stifel                                  following is a temporary order and a
                                               Nicolaus’’) on December 6, 2016 by the                                                                                                               company registered under the Act
                                                                                                                           summary of the application. The                                          (‘‘FACC’’) (such activities, ‘‘Fund
                                               United States District Court for the                                        complete application may be obtained
                                               Eastern District of Wisconsin (‘‘Court’’),                                                                                                           Servicing Activities’’), Applicants
                                                                                                                           via the Commission’s Web site by                                         request that any relief granted also
                                               in connection with a consent order                                          searching for the file number, or an
                                               between Stifel Nicolaus and the                                                                                                                      apply to any existing company of which
                                                                                                                           applicant using the Company name box,                                    Stifel Nicolaus is an Affiliated Person
                                               Commission, until the Commission                                            at http://www.sec.gov/search/
                                               takes final action on an application for                                                                                                             and to any other company of which
                                                                                                                           search.htm, or by calling (202) 551–                                     Stifel Nicolaus may become an
                                               a permanent order (the ‘‘Permanent
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                                                                                                                           8090.                                                                    Affiliated Person in the future (together
                                               Order,’’ and with the Temporary Order,
                                               the ‘‘Orders’’). Applicants also have                                       Applicants’ Representations                                              with the Fund Servicing Applicants, the
                                               applied for a Permanent Order.                                                                                                                       ‘‘Covered Persons’’) 1 with respect to
                                                                                                                             1. Stifel Nicolaus, a Missouri
                                               APPLICANTS: Stifel Nicolaus, Choice                                         corporation, is a broker-dealer registered                                 1 Stifel Nicolaus is a party to the application, but
                                               Financial Partners, Inc. (‘‘Choice’’), 1919                                 under the Securities Exchange Act of                                     does not currently engage in, and will not engage
                                               Investment Counsel, LLC (‘‘1919ic’’),                                       1934 (the ‘‘Exchange Act’’) and an                                       in, any Fund Servicing Activities, and is not a
                                               and Ziegler Capital Management, LLC                                         investment adviser registered under the                                  Covered Person.



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Document Created: 2016-12-13 02:44:33
Document Modified: 2016-12-13 02:44:33
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 89998 

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