81_FR_90303 81 FR 90064 - Notice of Funding Availability for the Small Business Transportation Resource Center Program

81 FR 90064 - Notice of Funding Availability for the Small Business Transportation Resource Center Program

DEPARTMENT OF TRANSPORTATION
Office of the Secretary of Transportation

Federal Register Volume 81, Issue 239 (December 13, 2016)

Page Range90064-90069
FR Document2016-29836

The Department of Transportation (DOT), Office of the Secretary (OST), Office of Small and Disadvantaged Business Utilization (OSDBU) announces the opportunity for business centered community-based organizations, transportation-related trade associations, colleges and universities, community colleges, or chambers of commerce, registered with the Internal Revenue Service as 501 C(6) or 501 C(3) tax-exempt organizations, to compete for participation in OSDBU's Small Business Transportation Resource Center (SBTRC) program in the Northwest Region (Alaska, Idaho, Oregon, and Washington).

Federal Register, Volume 81 Issue 239 (Tuesday, December 13, 2016)
[Federal Register Volume 81, Number 239 (Tuesday, December 13, 2016)]
[Notices]
[Pages 90064-90069]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29836]


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DEPARTMENT OF TRANSPORTATION

Office of the Secretary of Transportation


Notice of Funding Availability for the Small Business 
Transportation Resource Center Program

AGENCY: Office of Small and Disadvantaged Business Utilization (OSDBU), 
Office of the Secretary of Transportation (OST), Department of 
Transportation (DOT).

ACTION: Notice of funding availability for the Northwest Region SBTRC.

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SUMMARY: The Department of Transportation (DOT), Office of the 
Secretary (OST), Office of Small and Disadvantaged Business Utilization 
(OSDBU) announces the opportunity for business centered community-based 
organizations, transportation-related trade associations, colleges and 
universities, community colleges, or chambers of commerce, registered 
with the Internal Revenue Service as 501 C(6) or 501 C(3) tax-exempt 
organizations, to compete for participation in OSDBU's Small Business 
Transportation Resource Center (SBTRC) program in the Northwest Region 
(Alaska, Idaho, Oregon, and Washington).

DATES: Complete Proposals must be received on or February 3, 2017, 6:00 
p.m. Eastern Standard Time (EST). Proposals received after the deadline 
will be considered non-responsive and will not be reviewed.

[[Page 90065]]


ADDRESSES: Applications must be electronically submitted through 
Grants.gov. Only applicants who comply with all submission requirements 
described in this notice and electronically submit valid applications 
through Grants.gov will be eligible for award.

FOR FURTHER INFORMATION CONTACT: For further information concerning 
this notice, contact Ms. Steronica Mattocks, U.S. Department of 
Transportation, Office of Small and Disadvantaged Business Utilization, 
1200 New Jersey Avenue SE., Washington, DC, 20590. Telephone: (202) 
366-0658. Email: [email protected].

SUPPLEMENTARY INFORMATION: OSDBU will enter into Cooperative Agreements 
with these organizations to provide outreach to the small business 
community in their designated region and provide financial and 
technical assistance, business training programs, business assessment, 
management training, counseling, marketing and outreach, and the 
dissemination of information, to encourage and assist small businesses 
to become better prepared to compete for, obtain, and manage DOT funded 
transportation-related contracts and subcontracts at the federal, state 
and local levels. Throughout this notice, the term ``small business'' 
will refer to: 8(a), small disadvantaged businesses (SDB), 
disadvantaged business enterprises (DBE), women owned small businesses 
(WOSB), HubZone, service disabled veteran owned businesses (SDVOB), and 
veteran owned small businesses (VOSB). Throughout this notice, 
``transportation-related'' is defined as the maintenance, 
rehabilitation, restructuring, improvement, or revitalization of any of 
the nation's modes of transportation.
    Funding Opportunity Number: USDOT-OST-OSDBU/SBTRCNW-2017-1.
    Catalog of Federal Domestic Assistance (CFDA) Number: 20.910 
Assistance to Small and Disadvantaged Businesses.
    Type of Award: Cooperative Agreement Grant.
    Award Ceiling: $175,000.
    Award Floor: $160,000.
    Program Authority: DOT is authorized under 49 U.S.C. 332 (b) (4), 
(5) & (7) to design and carry out programs to assist small 
disadvantaged businesses in getting transportation-related contracts 
and subcontracts; develop support mechanisms, including management and 
technical services, that will enable small disadvantaged businesses to 
take advantage of those business opportunities; and to make 
arrangements to carry out the above purposes.

Table of Contents

A. Program Description and Goals
B. Federal Award Information
C. Eligibility Information
    1. Eligible Applicant
    2. Program/Recipient Requirements
    3. Office of Small and Disadvantaged Business Utilization 
(OSDBU) Responsibilities
D. Application and Submission Information
E. Application Review
    1. Selection Criteria
    a. Approach and Strategy
    b. Linkages
    c. Organizational Capability
    d. Staff Capabilities and Experience
    e. Cost Proposal (Budget)
    f. Scoring Application
    g. Conflicts of Interest
    2. Review and Selection Process
F. Federal Award Administration
    a. Administrative and National Policy Requirements
    b. Reporting
G. Federal Awarding Agency Contacts
H. Protection of Confidential Business Information

A. Program Description and Goals

    The national SBTRC program utilizes Cooperative Agreements with 
chambers of commerce, trade associations, educational institutions and 
business-centered community based organizations to establish SBTRCs to 
provide business training, technical assistance and information to DOT 
grantees and recipients, prime contractors and subcontractors. In order 
to be effective and serve their target audience, the SBTRCs must be 
active in the local transportation community in order to identify and 
communicate opportunities and provide the required technical 
assistance. SBTRCs must already have, or demonstrate the ability to, 
establish working relationships with the state and local transportation 
agencies and technical assistance agencies (i.e. The U.S. Department of 
Commerce's Minority Business Development Centers (MBDCs), Small 
Business Development Centers (SBDCs), and Procurement Technical 
Assistance Centers (PTACs), SCORE and State DOT highway supportive 
services contractors in their region. Utilizing these relationships and 
their own expertise, the SBTRCs are involved in activities such as 
information dissemination, small business counseling, and technical 
assistance with small businesses currently doing business with public 
and private entities in the transportation industry.
    Effective outreach is critical to the success of the SBTRC program. 
In order for their [middot] outreach efforts to be effective, SBTRCs 
must be familiar with DOT' s Operating Administrations, its funding 
sources, and how funding is awarded to DOT grantees, recipients, 
contractors, subcontractors, and its financial assistance programs. 
SBTRCs must provide outreach to the regional small business 
transportation community to disseminate information and distribute DOT-
published marketing materials, such as Short Term Lending Program 
(STLP) Information, Bonding Education Program (BEP) information, SBTRC 
brochures and literature, DOT Procurement Forecasts; Contracting with 
DOT booklets, Women and Girls in Transportation Initiative (WITI) 
information, and any other materials or resources that DOT or OSDBU may 
develop for this purpose. To maximize outreach, the SBTRC may be called 
upon to participate in regional and national conferences and seminars. 
Quantities of DOT publications for on-hand inventory and dissemination 
at conferences and seminars will be available upon request from the 
OSDBU office.

B. Federal Award Information

    The DOT established OSDBU in accordance with Public Law 95-507, an 
amendment to the Small Business Act and the Small Business Investment 
Act of 1958. The mission of OSDBU at DOT is to ensure that the small 
and disadvantaged business policies and goals of the Secretary of 
Transportation are developed and implemented in a fair, efficient and 
effective manner to serve small and disadvantaged businesses throughout 
the country. The OSDBU also administers the provisions of Title 49, 
Section, 332, the Minority Resource Center (MRC) which includes the 
duties of advocacy, outreach and financial services on behalf of small 
and disadvantaged business and those certified under 49 CFR parts 23 
and 26 as Disadvantaged Business Enterprises (DBE) and the development 
of programs to encourage, stimulate, promote and assist small 
businesses to become better prepared to compete for, obtain and manage 
transportation-related contracts and subcontracts.
    The Regional Assistance Division of OSDBU, through the SBTRC 
program, allows OSDBU to partner with local organizations to offer a 
comprehensive delivery system of business training, technical 
assistance and dissemination of information, targeted towards small 
business transportation enterprises in their regions. The SBTRCs are 
established and funded through Cooperative Agreements between eligible 
applicants mid OSDBU. The SBTRCs function as regional offices of

[[Page 90066]]

OSDBU and fully execute the mission of the OSDBU nationally.
    OSDBU enters into Cooperative Agreements with recipients to 
establish and fund a regional SBTRC. Under the Cooperative Agreement 
OSDBU will be ``substantially involved'' with the overall operations of 
the SBTRC. This involvement includes directing SBTRC staff to travel 
and represent OSDBU on panels and events. OSDBU will make one award 
under this announcement. Award ceiling for this announcement is 
$175,000. The recipient will begin performing on the award on March 1, 
2017 and the period of performance (POP) will be March 1, 2017 to 
February 28, 2018. This is a 1 year grant with an option to renew for 2 
additional years at the discretion of U.S. DOT.
    Cooperative agreement awards will be distributed to the region(s) 
as follows:

Northwest Region
    Ceiling: $175,000 per year
    Floor: [middot] $160,000 per year

    Cooperative agreement awards by region are based upon an analysis 
of DBEs, Certified Small Businesses, and US DOT transportation dollars 
in each region.
    It is OSDBU's intent to maximize the benefits received by the small 
business transportation community through the SBTRC. Funding will 
reimburse an on-site Project Director for 100% of salary plus fringe 
benefits, an on-site Executive Director up to 20% of salary plus fringe 
benefits, up to 100% of a Project Coordinator salary plus fringe 
benefits, the cost of designated SBTRC space, other direct costs, and 
all other general and administrative expenses. Selected SBTRC partners 
will be expected to provide in-kind administrative support. Submitted 
proposals must contain an alternative funding source with which the 
SBTRC will fund administrative support costs. Preference will be given 
to proposals containing in-kind contributions for the Project Director, 
the Executive Director, the Project Coordinator, cost of designated 
SBTRC space, other direct costs, and all other general and 
administrative expenses. The SBTRC will furnish all labor, facilities 
and equipment to perform the services described in this announcement.

C. Eligibility Information

1. Eligible Applicant
    To be eligible, an organization must be an established, nonprofit, 
community-based organization, transportation-related trade association, 
chamber of commerce, college or university, community college, and any 
other qualifying transportation-related non-profit organization which 
has the documented experience and capacity necessary to successfully 
operate and administer a coordinated delivery system that provides 
access for small businesses to prepare and compete for transportation-
related contracts.
    In addition, to be eligible, the applicant organization must:
    (a) Be an established 501 C (3) or 501 C (6) tax-exempt 
organization and provide documentation as verification. No application 
will be accepted without proof of tax-exempt status;
    (b) Have at least one year of documented and continuous experience 
prior to the date of application in providing advocacy, outreach, and 
technical assistance to small businesses within the region in which 
proposed services will be provided. Prior performance providing 
services to the transportation community is preferable, but not 
required; and
    (c) Have an office physically located within the proposed city in 
the designated headquarters state in the region for which they are 
submitting the proposal that is readily accessible to the public.
2. Program Requirements/Recipient Responsibilities
(a) Assessments, Business Analyses
    Conduct an assessment of small businesses in the SBTRC region to 
determine their training and technical assistance needs, and use 
information that is available at no cost to structure programs and 
services that will enable small businesses to become better prepared to 
compete for and receive transportation-related contract awards.
(b) General Management and Technical Training and Assistance
    Utilize OSDBU's Intake Form to document each small business 
assisted by the SBTRC and type of service(s) provided. A complete list 
of businesses that have filled out the form shall be submitted as part 
of the SBTRC report, submitted via email to the Regional Assistance 
Division on a regular basis (using the SBTRC report). This report will 
detail SBTRC activities and performance results. The data provided must 
be supported by the narrative (if asked).
    Ensure that an array of information is made available for 
distribution to the small business transportation community that is 
designed to inform and educate the community on DOT/OSDBU services and 
opportunities. Coordinate efforts with OSDBU in order to maintain an 
on-hand inventory of DOT/OSDBU informational materials for general 
dissemination and for distribution at transportation-related 
conferences and other events.
(c) Business Counseling
    Collaborate with agencies, such as State, Regional, and Local 
Transportation Government Agencies, SBA, U.S. Department of Commerce's 
Minority Business Development Centers (MBDCs), Service Corps of Retired 
Executives (SCORE), Procurement Technical Assistance Centers (PTACs), 
and Small Business Development Centers (SBDCs), to offer a broad range 
of counseling services to transportation-related small business 
enterprises.
    Create a technical assistance plan that will provide each counseled 
participant with the knowledge and skills necessary to improve the 
management of their own small business to expand their transportation-
related contracts and subcontracts portfolio.
    Provide a minimum of 20 hours of individual or group counseling 
sessions to small businesses per month. This counseling includes in-
person meetings or over the phone, and does not include any time taken 
to do email correspondence.
(d) Planning Committee
    Establish a Regional Planning Committee consisting of at least 10 
members that includes representatives from the regional community and 
federal, state, and local agencies. The highway, airport, and transit 
authorities for the SBTRCs region state must have representation on the 
planning committee.
    The committee shall be established no later than 60 days after the 
execution of the Cooperative Agreement between the OSDBU and the 
selected SBTRC. Provide a forum for the federal, state, and local 
agencies to disseminate information about upcoming DOT procurements and 
SBTRC activities.
    Hold either monthly or quarterly meetings at a time and place 
agreed upon by SBTRC and planning committee members (conference calls 
and/or video conferences are acceptable).
    Use the initial session hosted by the SBTRC to explain the mission 
of the committee and identify roles of staff and the members of the 
group.
    Responsibility for the agenda and direction of the Planning 
Committee should be handled by the SBTRC Project Director or his/her 
designee.
(e) Outreach Services/Conference Participation
    Utilize the services of the System for Award Management (SAM) and 
other

[[Page 90067]]

sources to construct a database of regional small businesses that 
currently are or may in the future participate in DOT direct and DOT 
funded transportation related contracts and make this database 
available to OSDBU upon request. Utilize the database of regional 
transportation-related small businesses to match opportunities 
identified through the planning committee forum, FedBiz Opps (a web-
based system for posting solicitations and other Federal procurement-
related documents on the Internet), and other sources to eligible small 
businesses and inform the small business community about those 
opportunities.
    Develop a ``targeted'' database of firms (100-150) that have the 
capacity and capabilities, and are ready, willing and able to 
participate in DOT contracts and subcontracts immediately. This control 
group will receive ample resources from the SBTRC, i.e., access to 
working capital, bonding assistance, business counseling, management 
assistance and direct referrals to DOT agencies at the state and local 
levels, and to prime contractors as effective subcontractor firms. 
Identify regional, state and local conferences where a significant 
number of small businesses, with transportation related capabilities, 
are expected to be in attendance. Maintain and submit a list of those 
events to the regional Assistance Division for review and posting on 
the OSDBU Web site on a regular basis. Clearly identity the events 
designated for SBTRC participation and include recommendations for 
OSDBU participation. Thisinformation can be submitted as part of the 
SBTRC report.
    Conduct outreach and disseminate information to small businesses at 
regional transportation-related conferences, seminars, and workshops. 
In the event that the SBTRC is requested to participate in an event, 
the OSDBU will provide DOT materials, the OSDBU banner and other 
information that is deemed necessary for the event.
    Submit a conference summary report within the ``Events'' section of 
the SBTRC Report. The conference summary report should summarize the 
activity, contacts made, outreach results, and recommendations for 
continued or discontinued participation in future similar events 
sponsored by that organization.
    Upon request by OSDBU, coordinate efforts with DOT's grantees and 
recipients at the state and/or local levels to sponsor or cosponsor and 
OSDBU transportation related conference in the region (commonly 
referred to as ``Small Business Summits'').
    Participate in the SBTRC Monthly teleconference call, hosted by the 
OSDBU Regional Assistance Division.
(f) Short Term Lending Program (STLP)
    Work with STLP participating banks and if not available, other 
institutions to deliver a minimum of five (5) seminars/workshops per 
year on the STLP, and/or other financial assistance programs, to the 
transportation-related small business community. Seminars/workshops 
must cover the entire STLP/loan process, form completion of STLP/loan 
applications and preparation of the loan package.
    Provide direct support, technical support, and advocacy services to 
potential STLP applicants to increase the probability of STLP loan 
approval and generate a minimum of four (4) completed STLP applications 
per year.
    Provide direct support, technical support, and advocacy services to 
Small and Disadvantaged Businesses interested in obtaining a loan from 
another type of Government Lending Program. Government Lending Programs 
include Federal, State, and Local level programs. The SBTRC will be 
required to generate a minimum of three (3) completed Government 
Lending Program applications per year.
(g) Bonding Education Program (BEP)
    Work with OSDBU, bonding industry partners, local small business 
transportation stakeholders, and local bond producers/agents in your 
region to deliver a minimum of two (2) complete Bonding Education 
Programs and secure 3% of the total DBE contract value for each 
transportation project. The BEP consists of the following components; 
(1) the stakeholder's meeting; (2) the educational workshops component; 
(3) the bond readiness component; and (4) follow-on assistance to BEP 
participants to provide technical and procurement assistance based on 
the prescriptive plan determined by the BEP. For each BEP event, work 
with the local bond producers/agents in your region and the 
disadvantaged business participants to deliver a minimum of ten (10) 
disadvantaged business participants in the BEP with either access to 
bonding or an increase in the bonding capacity. The programs will be 
funded separately and in addition to the amount listed in 1.3 of the 
solicitation.
(h) Women and Girls in Transportation Initiative (WITI)
    Pursuant to Executive Order 13506, and 49 U.S.C. 332 (b)(4) & (7), 
the SBTRC shall administer the WITI in their geographical region. The 
SBTRC shall implement the DOT WITI program as defined by the DOT WITI 
Policy. The WITI program is designed to identify, educate, attract, and 
retain women and girls from a variety of disciplines in the 
transportation industry. The SBTRC shall also be responsible for 
outreach activities in the implementation of this program and 
advertising the WITI program to all colleges and universities and 
transportation enemies in their region. The WITI program shall be 
developed in conjunction with the skill needs of the US DOT, state and 
local transportation agencies and appropriate private sector 
transportation related participants including, S/WOBs/DBEs, and women 
organizations involved in transportation. Emphasis shall be placed on 
establishing partnerships with transportation-related businesses. The 
SBTRC will be required to host 1 WITI event and attend at least 5 
events where WITI is presented and marketed.
    Each region will establish a Women and Girls in Transportation 
Advisory Committee. The committee will provide a forum to identify and 
provide workable solutions to barriers that women-owned businesses 
encounter in transportation-related careers. The committee will have 5 
members (including the SBTRC Project Director) with a 1 year 
membership. Meetings will be conducted on a quarterly basis at an 
agreeable place and time.
3. Office of Small and Disadvantaged Business Utilization (OSDBU) 
Responsibilities
    (a) Provide consultation and technical assistance in planning, 
implementing, and evaluating activities under this announcement.
    (b) Provide orientation and training to the applicant organization.
    (c) Monitor SBTRC activities, cooperative agreement compliance, and 
overall SBTRC performance.
    (d) Assist SBTRC to develop or strengthen its relationships with 
federal, state, and local transportation authorities, other technical 
assistance organizations, and DOT grantees.
    (e) Facilitate the exchange and transfer of successful program 
activities and information among all SBTRC regions.
    (f) Provide the SBTRC with DOT/OSDBU materials and other relevant 
transportation related information for dissemination.
    (g) Maintain effective communication with the SBTRC and inform them 
of transportation news and contracting opportunities to share with 
small businesses in their region.
    (h) Provide all required forms to be used by the SBTRC for 
reporting purposes under the program.

[[Page 90068]]

    (i) Perform an annual performance evaluation of the SBTRC. 
Satisfactory performance is a condition of continued participation of 
the organization as an SBTRC and execution of all option years.

D. Application and Submission Information

(a) Format for Proposals
    Each proposal must be submitted to Grants.gov in the format set 
forth in the application form attached as Appendix A to this 
announcement.
(b) Address; Number of Copies; Deadlines for Submission
    Any eligible organization, as defined in Section C of this 
announcement, will submit only one proposal per region for 
consideration by OSDBU. Applications must be double spaced, and printed 
in a font size not smaller than 12 points. Applications will not exceed 
35 single-sided pages, not including any requested attachments. All 
pages should be numbered at the top of each page. All documentation, 
attachments, or other information pertinent to the application must be 
included in a single submission. Proposal packages must be submitted 
electronically to Grants.gov.
    (c) Each applicant must be registered in System for Award 
Management (SAM) [middot] and provide their unique Entity Identifier 
with the proposal.
    (d) Each application must include the most recent two years of the 
applying organization's financial statements. We prefer to receive 
audited, but reviewed financial statements are acceptable.
    (e) Applications will not be accepted if they do not include all 
required information.
    (f) Proposals must be received in Grants.gov no later than February 
3, 2017, 6:00 p.m. Eastern Standard Time (EST).

E. Application Review

1. Selection Criteria
    OSDBU will award the cooperative agreement on a best value basis, 
using the following criteria to rate and rank applications:
    Applications will be evaluated using a point system (maximum number 
of points = 100);

[cir] Approach and strategy (25 points)
[cir] Linkages (25 points)
[cir] Organizational Capability (25 points)
[cir] Staff Capabilities and Experience (15 points)
[cir] Cost Proposal (10 points)
(a) Approach and Strategy (25 Points)
    The applicant must describe their strategy to achieve the overall 
mission of the SBTRC as described. in this solicitation and service the 
small business community in their entire geographic regional area. The 
applicant must also describe how the specific activities outlined in 
Section C will be implemented and executed in the organization's 
regional area. OSDBU will consider the extent to which the proposed 
objectives are specific, measurable, time specific, and consistent with 
OSDBU goals and the applicant organization's overall mission. OSDBU 
will give priority consideration to applicants that demonstrate 
innovation and creativity in their approach to assist small businesses 
to become successful transportation contractors and increase their 
ability to access DOT contracting opportunities and financial 
assistance programs. Applicants must also submit the estimated direct 
costs, other than labor, to execute their proposed strategy. OSDBU will 
consider the quality of the applicant's plan for conducting program 
activities and the likelihood that the proposed methods will be 
successful in achieving proposed objectives at the proposed cost.
(b)Linkages (25 Points)
    The applicant must describe their established relationships within 
their geographic region and demonstrate their ability to coordinate and 
establish effective networks with DOT grant recipients and local/
regional technical assistance agencies to maximize resources. OSDBU 
will consider innovative aspects of the applicant's approach and 
strategy to build Upon their existing relationships and establish 
networks with existing resources in their geographical area. The 
applicant should describe their strategy to obtain and collaboration on 
SBTRC from DOT grantees and recipients, transportation prime 
contractors and subcontractors, the SBA, U.S. Department of Commerce's 
Minority Business Development Centers (MBDCs), Service Corps of Retired 
Executives (SCORE), State DOTs, and State Highway supportive services 
contractors. In rating this factor, OSDBU will consider the extent to 
which the applicant demonstrates ability to multidimensional.
    The applicant must demonstrate that they have the ability to access 
a broad range of supportive services to effectively serve a broad range 
of transportation-related small businesses within their respective 
geographical region. Emphasis will also be placed on the extent to 
which the applicant identifies a clear outreach strategy related to the 
identified needs that can be successfully carried out within the period 
of this agreement and a plan for involving the Planning Committee in 
the execution of that strategy.
(c) Organizational Capability (25 Points)
    The applicant must demonstrate that they have the organizational 
capability to meet the program requirements set forth in Section C. The 
applicant organization must have sufficient resources and past 
performance experience to successfully provide outreach to 
transportation-related small businesses in their geographical area and 
carry out the mission of the SBTRC. In rating this factor, OSDBU will 
consider the extent to which the applicant's organization has recent, 
relevant and successful experience in advocating for and addressing the 
needs of small businesses. Applicants will be given points for 
demonstrated past transportation-related performance. The applicant 
must also describe technical and administrative resources it plans to 
use in achieving proposed objectives. In their description, the 
applicant must describe their facilities, computer and technical 
facilities, ability to tap into volunteer staff time, and a plan for 
sufficient matching alternative financial resources to fund the general 
and administrative costs of the SBTRC. The applicant must also describe 
their administrative and financial staff. It will be the responsibility 
of the successful candidate to not only provide the services outlined 
herein to small business in the transportation industry, but to also 
successfully manage and maintain their internal financial, payment, and 
invoicing process with their financial management offices. OSDBU will 
place an emphasis on capabilities of the applicant's financial 
management staff. Additionally, a site visit will be required prior to 
award for those candidates that are being strongly considered. A member 
of the OSDBU team will contact those candidates to schedule the site 
visits prior to the award of the agreement.
(d) Staff Capability and Experience (15 Points)
    The applicant organization must provide a list of proposed 
personnel for the project, with salaries, fringe benefit burden 
factors, education levels and previous experience clearly delineated. 
The applicant's project team must be well-qualified, knowledgeable, and 
able to effectively serve the diverse and broad range of small 
businesses in their geographical region. The Executive Director and the 
Project Director shall be deemed key personnel. Detailed resumes must 
be submitted for all

[[Page 90069]]

proposed key personnel and outside consultants and subcontractors. 
Proposed key personnel must have detailed demonstrated experience 
providing services similar in scope and nature to the proposed effort. 
The proposed Project Director will serve as the responsible individual 
for the program. 100% of the Project Director's time must be dedicated 
to the SBTRC. Both the Executive and Project Directors must be located 
on-site. In this element, OSDBU will consider the extent to which the 
applicant's proposed Staffing Plan; (a) clearly meets the education and 
experience requirements to accomplish the objectives of the cooperative 
agreement; (b) delineates staff responsibilities and accountability for 
all work required and; (c) presents a clear and feasible ability to 
execute the applicant's proposed approach and strategy.
(e) Cost Proposal (10 Points)
    Applicants must submit the total proposed cost of establishing and 
administering the SBTRC in the applicant's geographical region for a 12 
month period, inclusive of costs funded through alternative matching 
resources. The applicant's budget must be adequate to support the 
proposed strategy and costs must be reasonable in relation to project 
objectives. The portion of the submitted budget funded by OSDBU cannot 
exceed the ceiling outlined in Section B. Applicants are encouraged to 
provide in-kind costs and other innovative cost approaches.
(f) Scoring Applications
    A review panel will score each application based upon the 
evaluation criteria listed above. Points will be given for each 
evaluation criteria category, not to exceed the maximum number of 
points allowed for each category. Proposals which are deemed non-
responsive, do not meet the established criteria, or incomplete at the 
time of submission will be disqualified.
    OSDBU will perform a responsibility determination of the 
prospective awardee in the region, which will include a site visit, 
before awarding the cooperative agreement.
(g) Conflicts of Interest
    Applicants must submit signed statements by key personnel and all 
organization principals indicating that they, or members of their 
immediate funded transportation project, nor any relationships with 
local or state transportation agencies that may have the appearance of 
a conflict of interest.
2. Review and Selection Process
    A team of people will evaluate the proposals. Those proposals 
meeting the mandatory criteria will be assessed based on the above 
mentioned criteria. The proposals demonstrating the organization's 
capacity to fully execute the requirements of this grant will be 
considered. The proposal receiving the highest overall score will be 
awarded.

F. Federal Award Administration

    Following the evaluation outlined in Section E, the OSDBU will 
announce the awarded applicant with a written Notice of Funding Award. 
The NOFA will also include the cooperative agreement for signature.
(a) Administrative and National Policy Requirements
    All awards will be administered pursuant to the Uniform 
Administrative Cost Principles and Audit Requirements for Federal 
Awards found in 2 CFR part 200, as adopted by DOT as 2 CFR partl201.
(b) Reporting
    Performance Reporting--The recipient of this cooperative agreement 
must collect information and report on the cooperative agreement 
performance with respect to the relevant deliverables that are expected 
to be achieved through the cooperative agreement. Performance 
indicators will include formal goals or targets, but will include 
baseline measures for an agreed-upon timeline, and will be used to 
evaluate and monitor the results that the cooperative agreement funds 
achieve to ensure that funds achieve the intended long-term outcomes of 
the cooperative agreement program.
    Progress Reporting--The recipient for this cooperative agreement 
funding must submit quarterly progress reports and annual Federal 
Financial Report (SF-425) on the financial condition of the cooperative 
agreement and its progress, as well as an Annual Budget Review and 
Implementation Plan to monitor the use of Federal funds and ensure 
accountability and financial transparency in the program.

G. Federal Awarding Agency Contracts

    For further information this notice please contact the OSDBU 
program staff via email at [email protected], or call Ms. Steronica 
Mattocks at 202-366-0658. To ensure applicants receive accurate 
information about eligibility or the program, the applicant is 
encouraged to contact DOT directly, rather than through intermediaries 
or third parties, with questions.

H. Protection of Confidential Business Information

    All information submitted as part of or in support of any 
application shall use publicly available data or data that can be made 
public and methodologies that are accepted by industry practice and 
standards, to the extent possible. If the application includes 
information you consider to be a trade secret or confidential 
commercial or financial information, the applicant should do the 
following: (1) Note on the front cover that the submission ``Contains 
Confidential Business Information (CBI)''; (2) mark each affected page 
``CBI''; and (3) highlight or otherwise denote the CBI portions. DOT 
protects such information from disclosure to the extent allowed under 
applicable law. In the event DOT received a Freedom of Information Act 
(FOIA) request for the information, DOT will follow the procedures 
described in its FOIA regulation as 49 CFR 7.17. Only information that 
is ultimately determined to be confidential under that procedure will 
be exempt from disclosure under FOIA.

    Issued On: December 5, 2016.
Torre Jessup,
Director.
[FR Doc. 2016-29836 Filed 12-12-16; 8:45 am]
BILLING CODE 4910-P



                                               90064                      Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices

                                               II. Advisory Bulletin (ADB–2016–07)                     accuracy of their pipeline data. As                   the operator’s process is adequate to
                                                  To: Owners and Operators of Natural                  technology advances, pipeline operators               identify all covered segments.’’
                                                                                                       have more access to tools that provide                   PHMSA recommends operators
                                               Gas Pipelines.
                                                  Subject: High Consequence Area                       improved accuracy for determining                     frequently and consistently review their
                                               Identification Methods.                                 class locations (including the                        data—including class location data—for
                                                  Advisory: PHMSA is issuing this                      determination of the centerline of the                potential inaccuracies or limitations,
                                               advisory bulletin to inform owners and                  pipeline), the application of aerial                  and add a buffer zone to the calculated
                                               operators of gas transmission pipelines                 photography, pipeline operating                       PIR to help ensure proper HCA
                                               that PHMSA has developed guidance on                    characteristics (diameter, grade, MAOP),              identification. The purpose and usage of
                                               the identification and periodic                         population studies, and mapping                       buildings, open structures, and outside
                                               verification of HCAs, including the                     software. It is important that operators              areas can shift over time, changing the
                                               application of a buffer zone to the PIR,                continuously improve the accuracy of                  number of ‘‘identified sites’’ in a PIR,
                                               and information regarding the accuracy                  the data and conduct the required class               and therefore, whether an area is an
                                               of class locations. PHMSA is                            location studies as required in                       HCA. PHMSA believes that if operators
                                                                                                       § 192.609, along with the confirmation                review class location and PIR data on an
                                               recommending that operators review
                                                                                                       or revision of MAOP in § 192.611, as                  annual basis as a part of their IM
                                               and consistently monitor class location
                                                                                                       this affects the operation of their                   programs, the accuracy of HCA
                                               and PIR data on an annual basis as part
                                                                                                       pipelines. Operators should include                   determinations will be greatly
                                               of their IM program. PHMSA anticipates
                                                                                                       provisions in their continuing                        improved.
                                               this annual review will improve the
                                                                                                       surveillance monitoring procedures                      Issued in Washington, DC, on December 8,
                                               accuracy of operator HCA
                                                                                                       (§ 192.613) to constantly monitor the                 2016, under authority delegated in 49 CFR
                                               determinations.
                                                                                                       surrounding conditions, report that                   1.97.
                                                  A review of early PHMSA inspections
                                                                                                       information, and update their maps                    Alan K. Mayberry,
                                               has shown that many operators (28%)
                                                                                                       each calendar year. This is similar to the
                                               did not have procedures to adequately                                                                         Acting Associate Administrator for Pipeline
                                                                                                       requirements for including newly                      Safety.
                                               describe how to identify HCAs, using
                                                                                                       identified areas for segments in HCAs
                                               Method 1 or Method 2. To effectively                                                                          [FR Doc. 2016–29880 Filed 12–12–16; 8:45 am]
                                                                                                       (§ 192.905(c)) and for filing annual
                                               use Method 2, operators should have a                   report information relating to the                    BILLING CODE 4910–60–P
                                               detailed and documented process in                      performance of IM plans (§ 191.17).
                                               place to monitor the conditions                            Operators must use MAOP when
                                               surrounding their pipelines, including                                                                        DEPARTMENT OF TRANSPORTATION
                                                                                                       calculating PIR, and accurate pipeline
                                               the existence of ‘‘identified sites.’’                  data is necessary to ensure that
                                               Therefore, PHMSA is reminding                                                                                 Office of the Secretary of
                                                                                                       operators are correctly applying the                  Transportation
                                               operators of the existing guidance for                  MAOP value in the PIR calculation
                                               making those determinations and is                      when determining whether areas qualify                Notice of Funding Availability for the
                                               providing additional recommendations                    as HCAs. PHMSA also recommends that                   Small Business Transportation
                                               on how to improve the accuracy of HCA                   operators review their pipeline                       Resource Center Program
                                               identification. Specifically:                           centerline and map data to account for
                                                  • PHMSA expects that most large                      any potential inaccuracies or data                    AGENCY:  Office of Small and
                                               operators will use a geographic                         limitations and to add an appropriate                 Disadvantaged Business Utilization
                                               information system or similar mapping                   buffer zone to the calculated PIR. This               (OSDBU), Office of the Secretary of
                                               software for segment identification.                    would establish a PIR that includes any               Transportation (OST), Department of
                                               Operators should be able to demonstrate                 areas that could potentially be excluded              Transportation (DOT).
                                               the usability of their system and show                  due to data limitations.                              ACTION: Notice of funding availability
                                               a graphical overlay of HCAs with their                     A list of PHMSA-provided frequently                for the Northwest Region SBTRC.
                                               pipeline system.                                        asked questions on this subject can be
                                                  • An operator not using geographic                   found on the gas IM site at: https://                 SUMMARY:   The Department of
                                               information system or similar mapping                   primis.phmsa.dot.gov/gasimp/                          Transportation (DOT), Office of the
                                               software should describe or demonstrate                 index.htm. Gas IM Frequently Asked                    Secretary (OST), Office of Small and
                                               how it performed its HCA segment                        Question Number 174 reminds                           Disadvantaged Business Utilization
                                               identifications.                                        operators that they should consider the               (OSDBU) announces the opportunity for
                                                  • For both geographic information                    uncertainties in the distances they                   business centered community-based
                                               system-based and non-geographic                         measure or infer when evaluating PICs                 organizations, transportation-related
                                               information system-based HCA                            and consider geographic information                   trade associations, colleges and
                                               identification processes, the operator                  system accuracy in locating HCAs:                     universities, community colleges, or
                                               should address how it will deal with                       ‘‘. . . Operators may use a                        chambers of commerce, registered with
                                               tolerances (or buffers) on top of the                   combination of techniques in order to                 the Internal Revenue Service as 501 C(6)
                                               calculated PIR regarding the accuracy of                account for these inaccuracies. For                   or 501 C(3) tax-exempt organizations, to
                                               measured distances to structures and                    instance, aerial photography may be                   compete for participation in OSDBU’s
                                               the location of the pipeline centerline.                used as an initial screen. Field                      Small Business Transportation Resource
                                               PHMSA recognizes that global                            measurements (such as pipeline locators               Center (SBTRC) program in the
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                                               positioning system measurements and                     along with chainage measurements or                   Northwest Region (Alaska, Idaho,
                                               maps have some limitations in their                     survey quality range finders) may be                  Oregon, and Washington).
                                               accuracy; however, the rule applies to                  used to verify if structures near the edge            DATES: Complete Proposals must be
                                               pipelines—and distances from those                      of the PIC (i.e., within the range of                 received on or February 3, 2017, 6:00
                                               pipelines—as they actually exist in the                 mapping/geographic information system                 p.m. Eastern Standard Time (EST).
                                               field.                                                  inaccuracies) are actually inside or                  Proposals received after the deadline
                                                  PHMSA also reminds operators of the                  outside the PIC. PHMSA will inspect                   will be considered non-responsive and
                                               need to continually improve the                         each operator’s approach to assure that               will not be reviewed.


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                                                                          Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices                                          90065

                                               ADDRESSES:    Applications must be                      opportunities; and to make                            SBTRCs must be familiar with DOT’ s
                                               electronically submitted through                        arrangements to carry out the above                   Operating Administrations, its funding
                                               Grants.gov. Only applicants who                         purposes.                                             sources, and how funding is awarded to
                                               comply with all submission                                                                                    DOT grantees, recipients, contractors,
                                                                                                       Table of Contents
                                               requirements described in this notice                                                                         subcontractors, and its financial
                                               and electronically submit valid                         A. Program Description and Goals                      assistance programs. SBTRCs must
                                               applications through Grants.gov will be                 B. Federal Award Information                          provide outreach to the regional small
                                               eligible for award.                                     C. Eligibility Information                            business transportation community to
                                                                                                         1. Eligible Applicant
                                               FOR FURTHER INFORMATION CONTACT: For                      2. Program/Recipient Requirements
                                                                                                                                                             disseminate information and distribute
                                               further information concerning this                       3. Office of Small and Disadvantaged                DOT-published marketing materials,
                                               notice, contact Ms. Steronica Mattocks,                      Business Utilization (OSDBU)                     such as Short Term Lending Program
                                               U.S. Department of Transportation,                           Responsibilities                                 (STLP) Information, Bonding Education
                                               Office of Small and Disadvantaged                       D. Application and Submission Information             Program (BEP) information, SBTRC
                                                                                                       E. Application Review                                 brochures and literature, DOT
                                               Business Utilization, 1200 New Jersey
                                                                                                         1. Selection Criteria                               Procurement Forecasts; Contracting
                                               Avenue SE., Washington, DC, 20590.                        a. Approach and Strategy
                                               Telephone: (202) 366–0658. Email:                                                                             with DOT booklets, Women and Girls in
                                                                                                         b. Linkages
                                               sbtrc@dot.gov.                                            c. Organizational Capability
                                                                                                                                                             Transportation Initiative (WITI)
                                                                                                         d. Staff Capabilities and Experience                information, and any other materials or
                                               SUPPLEMENTARY INFORMATION: OSDBU
                                                                                                         e. Cost Proposal (Budget)                           resources that DOT or OSDBU may
                                               will enter into Cooperative Agreements
                                                                                                         f. Scoring Application                              develop for this purpose. To maximize
                                               with these organizations to provide
                                                                                                         g. Conflicts of Interest                            outreach, the SBTRC may be called
                                               outreach to the small business                            2. Review and Selection Process                     upon to participate in regional and
                                               community in their designated region                    F. Federal Award Administration                       national conferences and seminars.
                                               and provide financial and technical                       a. Administrative and National Policy               Quantities of DOT publications for on-
                                               assistance, business training programs,                      Requirements
                                                                                                                                                             hand inventory and dissemination at
                                               business assessment, management                           b. Reporting
                                                                                                       G. Federal Awarding Agency Contacts                   conferences and seminars will be
                                               training, counseling, marketing and                                                                           available upon request from the OSDBU
                                               outreach, and the dissemination of                      H. Protection of Confidential Business
                                                                                                            Information                                      office.
                                               information, to encourage and assist
                                               small businesses to become better                       A. Program Description and Goals                      B. Federal Award Information
                                               prepared to compete for, obtain, and                       The national SBTRC program utilizes                   The DOT established OSDBU in
                                               manage DOT funded transportation-                       Cooperative Agreements with chambers                  accordance with Public Law 95–507, an
                                               related contracts and subcontracts at the               of commerce, trade associations,                      amendment to the Small Business Act
                                               federal, state and local levels.                        educational institutions and business-                and the Small Business Investment Act
                                               Throughout this notice, the term ‘‘small                centered community based                              of 1958. The mission of OSDBU at DOT
                                               business’’ will refer to: 8(a), small                   organizations to establish SBTRCs to                  is to ensure that the small and
                                               disadvantaged businesses (SDB),                         provide business training, technical                  disadvantaged business policies and
                                               disadvantaged business enterprises                      assistance and information to DOT                     goals of the Secretary of Transportation
                                               (DBE), women owned small businesses                     grantees and recipients, prime                        are developed and implemented in a
                                               (WOSB), HubZone, service disabled                       contractors and subcontractors. In order              fair, efficient and effective manner to
                                               veteran owned businesses (SDVOB), and                   to be effective and serve their target                serve small and disadvantaged
                                               veteran owned small businesses                          audience, the SBTRCs must be active in                businesses throughout the country. The
                                               (VOSB). Throughout this notice,                         the local transportation community in                 OSDBU also administers the provisions
                                               ‘‘transportation-related’’ is defined as                order to identify and communicate                     of Title 49, Section, 332, the Minority
                                               the maintenance, rehabilitation,                        opportunities and provide the required                Resource Center (MRC) which includes
                                               restructuring, improvement, or                          technical assistance. SBTRCs must                     the duties of advocacy, outreach and
                                               revitalization of any of the nation’s                   already have, or demonstrate the ability              financial services on behalf of small and
                                               modes of transportation.                                to, establish working relationships with              disadvantaged business and those
                                                  Funding Opportunity Number:                          the state and local transportation                    certified under 49 CFR parts 23 and 26
                                               USDOT–OST–OSDBU/SBTRCNW–                                agencies and technical assistance                     as Disadvantaged Business Enterprises
                                               2017–1.                                                 agencies (i.e. The U.S. Department of                 (DBE) and the development of programs
                                                  Catalog of Federal Domestic                          Commerce’s Minority Business                          to encourage, stimulate, promote and
                                               Assistance (CFDA) Number: 20.910                        Development Centers (MBDCs), Small                    assist small businesses to become better
                                               Assistance to Small and Disadvantaged                   Business Development Centers (SBDCs),                 prepared to compete for, obtain and
                                               Businesses.                                             and Procurement Technical Assistance                  manage transportation-related contracts
                                                  Type of Award: Cooperative                           Centers (PTACs), SCORE and State DOT                  and subcontracts.
                                               Agreement Grant.                                        highway supportive services contractors                  The Regional Assistance Division of
                                                  Award Ceiling: $175,000.                             in their region. Utilizing these                      OSDBU, through the SBTRC program,
                                                  Award Floor: $160,000.                               relationships and their own expertise,                allows OSDBU to partner with local
                                                  Program Authority: DOT is authorized                 the SBTRCs are involved in activities                 organizations to offer a comprehensive
                                               under 49 U.S.C. 332 (b) (4), (5) & (7) to               such as information dissemination,                    delivery system of business training,
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                                               design and carry out programs to assist                 small business counseling, and                        technical assistance and dissemination
                                               small disadvantaged businesses in                       technical assistance with small                       of information, targeted towards small
                                               getting transportation-related contracts                businesses currently doing business                   business transportation enterprises in
                                               and subcontracts; develop support                       with public and private entities in the               their regions. The SBTRCs are
                                               mechanisms, including management                        transportation industry.                              established and funded through
                                               and technical services, that will enable                   Effective outreach is critical to the              Cooperative Agreements between
                                               small disadvantaged businesses to take                  success of the SBTRC program. In order                eligible applicants mid OSDBU. The
                                               advantage of those business                             for their · outreach efforts to be effective,         SBTRCs function as regional offices of


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                                               90066                      Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices

                                               OSDBU and fully execute the mission of                  non-profit organization which has the                 for general dissemination and for
                                               the OSDBU nationally.                                   documented experience and capacity                    distribution at transportation-related
                                                  OSDBU enters into Cooperative                        necessary to successfully operate and                 conferences and other events.
                                               Agreements with recipients to establish                 administer a coordinated delivery
                                               and fund a regional SBTRC. Under the                                                                          (c) Business Counseling
                                                                                                       system that provides access for small
                                               Cooperative Agreement OSDBU will be                     businesses to prepare and compete for                    Collaborate with agencies, such as
                                               ‘‘substantially involved’’ with the                     transportation-related contracts.                     State, Regional, and Local
                                               overall operations of the SBTRC. This                      In addition, to be eligible, the                   Transportation Government Agencies,
                                               involvement includes directing SBTRC                    applicant organization must:                          SBA, U.S. Department of Commerce’s
                                               staff to travel and represent OSDBU on                     (a) Be an established 501 C (3) or 501             Minority Business Development Centers
                                               panels and events. OSDBU will make                      C (6) tax-exempt organization and                     (MBDCs), Service Corps of Retired
                                               one award under this announcement.                      provide documentation as verification.                Executives (SCORE), Procurement
                                               Award ceiling for this announcement is                  No application will be accepted without               Technical Assistance Centers (PTACs),
                                               $175,000. The recipient will begin                      proof of tax-exempt status;                           and Small Business Development
                                               performing on the award on March 1,                        (b) Have at least one year of                      Centers (SBDCs), to offer a broad range
                                               2017 and the period of performance                      documented and continuous experience                  of counseling services to transportation-
                                               (POP) will be March 1, 2017 to February                 prior to the date of application in                   related small business enterprises.
                                               28, 2018. This is a 1 year grant with an                providing advocacy, outreach, and                        Create a technical assistance plan that
                                               option to renew for 2 additional years at               technical assistance to small businesses              will provide each counseled participant
                                               the discretion of U.S. DOT.                             within the region in which proposed                   with the knowledge and skills necessary
                                                  Cooperative agreement awards will be                 services will be provided. Prior                      to improve the management of their
                                               distributed to the region(s) as follows:                performance providing services to the                 own small business to expand their
                                               Northwest Region                                        transportation community is preferable,               transportation-related contracts and
                                                  Ceiling: $175,000 per year                           but not required; and                                 subcontracts portfolio.
                                                  Floor: · $160,000 per year                              (c) Have an office physically located                 Provide a minimum of 20 hours of
                                                  Cooperative agreement awards by                      within the proposed city in the                       individual or group counseling sessions
                                               region are based upon an analysis of                    designated headquarters state in the                  to small businesses per month. This
                                               DBEs, Certified Small Businesses, and                   region for which they are submitting the              counseling includes in-person meetings
                                               US DOT transportation dollars in each                   proposal that is readily accessible to the            or over the phone, and does not include
                                               region.                                                 public.                                               any time taken to do email
                                                  It is OSDBU’s intent to maximize the                                                                       correspondence.
                                               benefits received by the small business                 2. Program Requirements/Recipient
                                                                                                       Responsibilities                                      (d) Planning Committee
                                               transportation community through the
                                               SBTRC. Funding will reimburse an on-                    (a) Assessments, Business Analyses                       Establish a Regional Planning
                                               site Project Director for 100% of salary                                                                      Committee consisting of at least 10
                                                                                                          Conduct an assessment of small                     members that includes representatives
                                               plus fringe benefits, an on-site Executive              businesses in the SBTRC region to
                                               Director up to 20% of salary plus fringe                                                                      from the regional community and
                                                                                                       determine their training and technical                federal, state, and local agencies. The
                                               benefits, up to 100% of a Project                       assistance needs, and use information
                                               Coordinator salary plus fringe benefits,                                                                      highway, airport, and transit authorities
                                                                                                       that is available at no cost to structure             for the SBTRCs region state must have
                                               the cost of designated SBTRC space,                     programs and services that will enable
                                               other direct costs, and all other general                                                                     representation on the planning
                                                                                                       small businesses to become better                     committee.
                                               and administrative expenses. Selected                   prepared to compete for and receive
                                               SBTRC partners will be expected to                                                                               The committee shall be established no
                                                                                                       transportation-related contract awards.               later than 60 days after the execution of
                                               provide in-kind administrative support.
                                               Submitted proposals must contain an                     (b) General Management and Technical                  the Cooperative Agreement between the
                                               alternative funding source with which                   Training and Assistance                               OSDBU and the selected SBTRC.
                                               the SBTRC will fund administrative                                                                            Provide a forum for the federal, state,
                                                                                                         Utilize OSDBU’s Intake Form to                      and local agencies to disseminate
                                               support costs. Preference will be given                 document each small business assisted
                                               to proposals containing in-kind                                                                               information about upcoming DOT
                                                                                                       by the SBTRC and type of service(s)                   procurements and SBTRC activities.
                                               contributions for the Project Director,                 provided. A complete list of businesses
                                               the Executive Director, the Project                                                                              Hold either monthly or quarterly
                                                                                                       that have filled out the form shall be                meetings at a time and place agreed
                                               Coordinator, cost of designated SBTRC                   submitted as part of the SBTRC report,
                                               space, other direct costs, and all other                                                                      upon by SBTRC and planning
                                                                                                       submitted via email to the Regional                   committee members (conference calls
                                               general and administrative expenses.                    Assistance Division on a regular basis
                                               The SBTRC will furnish all labor,                                                                             and/or video conferences are
                                                                                                       (using the SBTRC report). This report                 acceptable).
                                               facilities and equipment to perform the                 will detail SBTRC activities and                         Use the initial session hosted by the
                                               services described in this                              performance results. The data provided                SBTRC to explain the mission of the
                                               announcement.                                           must be supported by the narrative (if                committee and identify roles of staff and
                                               C. Eligibility Information                              asked).                                               the members of the group.
                                                                                                         Ensure that an array of information is                 Responsibility for the agenda and
                                               1. Eligible Applicant
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                                                                                                       made available for distribution to the                direction of the Planning Committee
                                                  To be eligible, an organization must                 small business transportation                         should be handled by the SBTRC Project
                                               be an established, nonprofit,                           community that is designed to inform                  Director or his/her designee.
                                               community-based organization,                           and educate the community on DOT/
                                               transportation-related trade association,               OSDBU services and opportunities.                     (e) Outreach Services/Conference
                                               chamber of commerce, college or                         Coordinate efforts with OSDBU in order                Participation
                                               university, community college, and any                  to maintain an on-hand inventory of                      Utilize the services of the System for
                                               other qualifying transportation-related                 DOT/OSDBU informational materials                     Award Management (SAM) and other


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                                                                          Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices                                           90067

                                               sources to construct a database of                         Participate in the SBTRC Monthly                   as defined by the DOT WITI Policy. The
                                               regional small businesses that currently                teleconference call, hosted by the                    WITI program is designed to identify,
                                               are or may in the future participate in                 OSDBU Regional Assistance Division.                   educate, attract, and retain women and
                                               DOT direct and DOT funded                                                                                     girls from a variety of disciplines in the
                                                                                                       (f) Short Term Lending Program (STLP)
                                               transportation related contracts and                                                                          transportation industry. The SBTRC
                                               make this database available to OSDBU                      Work with STLP participating banks                 shall also be responsible for outreach
                                               upon request. Utilize the database of                   and if not available, other institutions to           activities in the implementation of this
                                               regional transportation-related small                   deliver a minimum of five (5) seminars/               program and advertising the WITI
                                               businesses to match opportunities                       workshops per year on the STLP, and/                  program to all colleges and universities
                                               identified through the planning                         or other financial assistance programs,               and transportation enemies in their
                                               committee forum, FedBiz Opps (a web-                    to the transportation-related small                   region. The WITI program shall be
                                               based system for posting solicitations                  business community. Seminars/                         developed in conjunction with the skill
                                               and other Federal procurement-related                   workshops must cover the entire STLP/                 needs of the US DOT, state and local
                                               documents on the Internet), and other                   loan process, form completion of STLP/                transportation agencies and appropriate
                                               sources to eligible small businesses and                loan applications and preparation of the              private sector transportation related
                                               inform the small business community                     loan package.                                         participants including, S/WOBs/DBEs,
                                               about those opportunities.                                 Provide direct support, technical                  and women organizations involved in
                                                                                                       support, and advocacy services to                     transportation. Emphasis shall be placed
                                                  Develop a ‘‘targeted’’ database of firms             potential STLP applicants to increase
                                               (100–150) that have the capacity and                                                                          on establishing partnerships with
                                                                                                       the probability of STLP loan approval                 transportation-related businesses. The
                                               capabilities, and are ready, willing and                and generate a minimum of four (4)
                                               able to participate in DOT contracts and                                                                      SBTRC will be required to host 1 WITI
                                                                                                       completed STLP applications per year.                 event and attend at least 5 events where
                                               subcontracts immediately. This control                     Provide direct support, technical
                                               group will receive ample resources from                                                                       WITI is presented and marketed.
                                                                                                       support, and advocacy services to Small                  Each region will establish a Women
                                               the SBTRC, i.e., access to working                      and Disadvantaged Businesses
                                               capital, bonding assistance, business                                                                         and Girls in Transportation Advisory
                                                                                                       interested in obtaining a loan from                   Committee. The committee will provide
                                               counseling, management assistance and                   another type of Government Lending
                                               direct referrals to DOT agencies at the                                                                       a forum to identify and provide
                                                                                                       Program. Government Lending Programs                  workable solutions to barriers that
                                               state and local levels, and to prime                    include Federal, State, and Local level
                                               contractors as effective subcontractor                                                                        women-owned businesses encounter in
                                                                                                       programs. The SBTRC will be required                  transportation-related careers. The
                                               firms. Identify regional, state and local               to generate a minimum of three (3)
                                               conferences where a significant number                                                                        committee will have 5 members
                                                                                                       completed Government Lending                          (including the SBTRC Project Director)
                                               of small businesses, with transportation                Program applications per year.
                                               related capabilities, are expected to be                                                                      with a 1 year membership. Meetings
                                               in attendance. Maintain and submit a                    (g) Bonding Education Program (BEP)                   will be conducted on a quarterly basis
                                               list of those events to the regional                                                                          at an agreeable place and time.
                                                                                                          Work with OSDBU, bonding industry
                                               Assistance Division for review and                      partners, local small business                        3. Office of Small and Disadvantaged
                                               posting on the OSDBU Web site on a                      transportation stakeholders, and local                Business Utilization (OSDBU)
                                               regular basis. Clearly identity the events              bond producers/agents in your region to               Responsibilities
                                               designated for SBTRC participation and                  deliver a minimum of two (2) complete                    (a) Provide consultation and technical
                                               include recommendations for OSDBU                       Bonding Education Programs and secure                 assistance in planning, implementing,
                                               participation. Thisinformation can be                   3% of the total DBE contract value for                and evaluating activities under this
                                               submitted as part of the SBTRC report.                  each transportation project. The BEP                  announcement.
                                                  Conduct outreach and disseminate                     consists of the following components;                    (b) Provide orientation and training to
                                               information to small businesses at                      (1) the stakeholder’s meeting; (2) the                the applicant organization.
                                               regional transportation-related                         educational workshops component; (3)                     (c) Monitor SBTRC activities,
                                               conferences, seminars, and workshops.                   the bond readiness component; and (4)                 cooperative agreement compliance, and
                                               In the event that the SBTRC is requested                follow-on assistance to BEP participants              overall SBTRC performance.
                                               to participate in an event, the OSDBU                   to provide technical and procurement                     (d) Assist SBTRC to develop or
                                               will provide DOT materials, the OSDBU                   assistance based on the prescriptive                  strengthen its relationships with federal,
                                               banner and other information that is                    plan determined by the BEP. For each                  state, and local transportation
                                               deemed necessary for the event.                         BEP event, work with the local bond                   authorities, other technical assistance
                                                                                                       producers/agents in your region and the               organizations, and DOT grantees.
                                                  Submit a conference summary report
                                                                                                       disadvantaged business participants to                   (e) Facilitate the exchange and
                                               within the ‘‘Events’’ section of the
                                                                                                       deliver a minimum of ten (10)                         transfer of successful program activities
                                               SBTRC Report. The conference
                                                                                                       disadvantaged business participants in                and information among all SBTRC
                                               summary report should summarize the
                                                                                                       the BEP with either access to bonding or              regions.
                                               activity, contacts made, outreach                                                                                (f) Provide the SBTRC with DOT/
                                                                                                       an increase in the bonding capacity. The
                                               results, and recommendations for                                                                              OSDBU materials and other relevant
                                                                                                       programs will be funded separately and
                                               continued or discontinued participation                                                                       transportation related information for
                                                                                                       in addition to the amount listed in 1.3
                                               in future similar events sponsored by                                                                         dissemination.
                                                                                                       of the solicitation.
                                               that organization.
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                                                                                                                                                                (g) Maintain effective communication
                                                  Upon request by OSDBU, coordinate                    (h) Women and Girls in Transportation                 with the SBTRC and inform them of
                                               efforts with DOT’s grantees and                         Initiative (WITI)                                     transportation news and contracting
                                               recipients at the state and/or local levels               Pursuant to Executive Order 13506,                  opportunities to share with small
                                               to sponsor or cosponsor and OSDBU                       and 49 U.S.C. 332 (b)(4) & (7), the                   businesses in their region.
                                               transportation related conference in the                SBTRC shall administer the WITI in                       (h) Provide all required forms to be
                                               region (commonly referred to as ‘‘Small                 their geographical region. The SBTRC                  used by the SBTRC for reporting
                                               Business Summits’’).                                    shall implement the DOT WITI program                  purposes under the program.


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                                               90068                      Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices

                                                 (i) Perform an annual performance                     of the SBTRC as described. in this                    be successfully carried out within the
                                               evaluation of the SBTRC. Satisfactory                   solicitation and service the small                    period of this agreement and a plan for
                                               performance is a condition of continued                 business community in their entire                    involving the Planning Committee in
                                               participation of the organization as an                 geographic regional area. The applicant               the execution of that strategy.
                                               SBTRC and execution of all option                       must also describe how the specific
                                                                                                                                                             (c) Organizational Capability (25 Points)
                                               years.                                                  activities outlined in Section C will be
                                                                                                       implemented and executed in the                          The applicant must demonstrate that
                                               D. Application and Submission                           organization’s regional area. OSDBU                   they have the organizational capability
                                               Information                                             will consider the extent to which the                 to meet the program requirements set
                                               (a) Format for Proposals                                proposed objectives are specific,                     forth in Section C. The applicant
                                                                                                       measurable, time specific, and                        organization must have sufficient
                                                  Each proposal must be submitted to                                                                         resources and past performance
                                                                                                       consistent with OSDBU goals and the
                                               Grants.gov in the format set forth in the                                                                     experience to successfully provide
                                                                                                       applicant organization’s overall mission.
                                               application form attached as Appendix                                                                         outreach to transportation-related small
                                                                                                       OSDBU will give priority consideration
                                               A to this announcement.                                                                                       businesses in their geographical area
                                                                                                       to applicants that demonstrate
                                               (b) Address; Number of Copies;                          innovation and creativity in their                    and carry out the mission of the SBTRC.
                                               Deadlines for Submission                                approach to assist small businesses to                In rating this factor, OSDBU will
                                                                                                       become successful transportation                      consider the extent to which the
                                                  Any eligible organization, as defined                                                                      applicant’s organization has recent,
                                               in Section C of this announcement, will                 contractors and increase their ability to
                                                                                                       access DOT contracting opportunities                  relevant and successful experience in
                                               submit only one proposal per region for                                                                       advocating for and addressing the needs
                                               consideration by OSDBU. Applications                    and financial assistance programs.
                                                                                                       Applicants must also submit the                       of small businesses. Applicants will be
                                               must be double spaced, and printed in                                                                         given points for demonstrated past
                                               a font size not smaller than 12 points.                 estimated direct costs, other than labor,
                                                                                                       to execute their proposed strategy.                   transportation-related performance. The
                                               Applications will not exceed 35 single-                                                                       applicant must also describe technical
                                               sided pages, not including any                          OSDBU will consider the quality of the
                                                                                                       applicant’s plan for conducting program               and administrative resources it plans to
                                               requested attachments. All pages should                                                                       use in achieving proposed objectives. In
                                                                                                       activities and the likelihood that the
                                               be numbered at the top of each page. All                                                                      their description, the applicant must
                                                                                                       proposed methods will be successful in
                                               documentation, attachments, or other                                                                          describe their facilities, computer and
                                                                                                       achieving proposed objectives at the
                                               information pertinent to the application                                                                      technical facilities, ability to tap into
                                                                                                       proposed cost.
                                               must be included in a single                                                                                  volunteer staff time, and a plan for
                                               submission. Proposal packages must be                   (b)Linkages (25 Points)                               sufficient matching alternative financial
                                               submitted electronically to Grants.gov.                    The applicant must describe their                  resources to fund the general and
                                                  (c) Each applicant must be registered                established relationships within their                administrative costs of the SBTRC. The
                                               in System for Award Management                          geographic region and demonstrate their               applicant must also describe their
                                               (SAM) · and provide their unique Entity                 ability to coordinate and establish                   administrative and financial staff. It will
                                               Identifier with the proposal.                           effective networks with DOT grant                     be the responsibility of the successful
                                                  (d) Each application must include the                recipients and local/regional technical               candidate to not only provide the
                                               most recent two years of the applying                   assistance agencies to maximize                       services outlined herein to small
                                               organization’s financial statements. We                 resources. OSDBU will consider                        business in the transportation industry,
                                               prefer to receive audited, but reviewed                 innovative aspects of the applicant’s                 but to also successfully manage and
                                               financial statements are acceptable.                    approach and strategy to build Upon                   maintain their internal financial,
                                                  (e) Applications will not be accepted                their existing relationships and establish            payment, and invoicing process with
                                               if they do not include all required                     networks with existing resources in                   their financial management offices.
                                               information.                                            their geographical area. The applicant                OSDBU will place an emphasis on
                                                  (f) Proposals must be received in                    should describe their strategy to obtain              capabilities of the applicant’s financial
                                               Grants.gov no later than February 3,                    and collaboration on SBTRC from DOT                   management staff. Additionally, a site
                                               2017, 6:00 p.m. Eastern Standard Time                   grantees and recipients, transportation               visit will be required prior to award for
                                               (EST).                                                  prime contractors and subcontractors,                 those candidates that are being strongly
                                               E. Application Review                                   the SBA, U.S. Department of                           considered. A member of the OSDBU
                                                                                                       Commerce’s Minority Business                          team will contact those candidates to
                                               1. Selection Criteria                                   Development Centers (MBDCs), Service                  schedule the site visits prior to the
                                                 OSDBU will award the cooperative                      Corps of Retired Executives (SCORE),                  award of the agreement.
                                               agreement on a best value basis, using                  State DOTs, and State Highway
                                                                                                       supportive services contractors. In                   (d) Staff Capability and Experience
                                               the following criteria to rate and rank
                                                                                                       rating this factor, OSDBU will consider               (15 Points)
                                               applications:
                                                 Applications will be evaluated using                  the extent to which the applicant                       The applicant organization must
                                               a point system (maximum number of                       demonstrates ability to                               provide a list of proposed personnel for
                                               points = 100);                                          multidimensional.                                     the project, with salaries, fringe benefit
                                               Æ Approach and strategy (25 points)                        The applicant must demonstrate that                burden factors, education levels and
                                               Æ Linkages (25 points)                                  they have the ability to access a broad               previous experience clearly delineated.
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                                               Æ Organizational Capability (25 points)                 range of supportive services to                       The applicant’s project team must be
                                               Æ Staff Capabilities and Experience (15                 effectively serve a broad range of                    well-qualified, knowledgeable, and able
                                                 points)                                               transportation-related small businesses               to effectively serve the diverse and
                                               Æ Cost Proposal (10 points)                             within their respective geographical                  broad range of small businesses in their
                                                                                                       region. Emphasis will also be placed on               geographical region. The Executive
                                               (a) Approach and Strategy (25 Points)                   the extent to which the applicant                     Director and the Project Director shall
                                                  The applicant must describe their                    identifies a clear outreach strategy                  be deemed key personnel. Detailed
                                               strategy to achieve the overall mission                 related to the identified needs that can              resumes must be submitted for all


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                                                                          Federal Register / Vol. 81, No. 239 / Tuesday, December 13, 2016 / Notices                                                90069

                                               proposed key personnel and outside                      2. Review and Selection Process                       H. Protection of Confidential Business
                                               consultants and subcontractors.                           A team of people will evaluate the                  Information
                                               Proposed key personnel must have                        proposals. Those proposals meeting the                   All information submitted as part of
                                               detailed demonstrated experience                        mandatory criteria will be assessed                   or in support of any application shall
                                               providing services similar in scope and                 based on the above mentioned criteria.                use publicly available data or data that
                                               nature to the proposed effort. The                      The proposals demonstrating the                       can be made public and methodologies
                                               proposed Project Director will serve as                 organization’s capacity to fully execute              that are accepted by industry practice
                                               the responsible individual for the                      the requirements of this grant will be                and standards, to the extent possible. If
                                               program. 100% of the Project Director’s                 considered. The proposal receiving the                the application includes information
                                               time must be dedicated to the SBTRC.                    highest overall score will be awarded.                you consider to be a trade secret or
                                               Both the Executive and Project Directors                                                                      confidential commercial or financial
                                               must be located on-site. In this element,               F. Federal Award Administration                       information, the applicant should do the
                                               OSDBU will consider the extent to                         Following the evaluation outlined in                following: (1) Note on the front cover
                                               which the applicant’s proposed Staffing                 Section E, the OSDBU will announce                    that the submission ‘‘Contains
                                               Plan; (a) clearly meets the education and               the awarded applicant with a written                  Confidential Business Information
                                               experience requirements to accomplish                   Notice of Funding Award. The NOFA                     (CBI)’’; (2) mark each affected page
                                               the objectives of the cooperative                       will also include the cooperative                     ‘‘CBI’’; and (3) highlight or otherwise
                                               agreement; (b) delineates staff                         agreement for signature.                              denote the CBI portions. DOT protects
                                               responsibilities and accountability for                                                                       such information from disclosure to the
                                               all work required and; (c) presents a                   (a) Administrative and National Policy                extent allowed under applicable law. In
                                               clear and feasible ability to execute the               Requirements                                          the event DOT received a Freedom of
                                               applicant’s proposed approach and                         All awards will be administered                     Information Act (FOIA) request for the
                                               strategy.                                               pursuant to the Uniform Administrative                information, DOT will follow the
                                               (e) Cost Proposal (10 Points)                           Cost Principles and Audit Requirements                procedures described in its FOIA
                                                                                                       for Federal Awards found in 2 CFR part                regulation as 49 CFR 7.17. Only
                                                  Applicants must submit the total                     200, as adopted by DOT as 2 CFR                       information that is ultimately
                                               proposed cost of establishing and                       partl201.                                             determined to be confidential under that
                                               administering the SBTRC in the                                                                                procedure will be exempt from
                                                                                                       (b) Reporting
                                               applicant’s geographical region for a 12                                                                      disclosure under FOIA.
                                               month period, inclusive of costs funded                    Performance Reporting—The                            Issued On: December 5, 2016.
                                               through alternative matching resources.                 recipient of this cooperative agreement
                                                                                                                                                             Torre Jessup,
                                               The applicant’s budget must be                          must collect information and report on
                                                                                                                                                             Director.
                                               adequate to support the proposed                        the cooperative agreement performance
                                                                                                       with respect to the relevant deliverables             [FR Doc. 2016–29836 Filed 12–12–16; 8:45 am]
                                               strategy and costs must be reasonable in
                                               relation to project objectives. The                     that are expected to be achieved through              BILLING CODE 4910–P

                                               portion of the submitted budget funded                  the cooperative agreement. Performance
                                               by OSDBU cannot exceed the ceiling                      indicators will include formal goals or
                                               outlined in Section B. Applicants are                   targets, but will include baseline                    DEPARTMENT OF VETERANS
                                               encouraged to provide in-kind costs and                 measures for an agreed-upon timeline,                 AFFAIRS
                                               other innovative cost approaches.                       and will be used to evaluate and
                                                                                                       monitor the results that the cooperative              Notice of Availability of a Draft
                                               (f) Scoring Applications                                agreement funds achieve to ensure that                Environmental Impact Statement for a
                                                                                                       funds achieve the intended long-term                  Replacement Veterans Affairs Medical
                                                 A review panel will score each                                                                              Center, Louisville, Kentucky; Comment
                                               application based upon the evaluation                   outcomes of the cooperative agreement
                                                                                                       program.                                              Period Extension
                                               criteria listed above. Points will be
                                               given for each evaluation criteria                         Progress Reporting—The recipient for               AGENCY: Department of Veterans Affairs.
                                               category, not to exceed the maximum                     this cooperative agreement funding                    ACTION: Notice of availability; Comment
                                               number of points allowed for each                       must submit quarterly progress reports                period extension.
                                               category. Proposals which are deemed                    and annual Federal Financial Report
                                               non-responsive, do not meet the                         (SF-425) on the financial condition of                SUMMARY:   On October 27, 2016, the
                                               established criteria, or incomplete at the              the cooperative agreement and its                     Department of Veterans Affairs (VA)
                                               time of submission will be disqualified.                progress, as well as an Annual Budget                 published, in the Federal Register, the
                                                                                                       Review and Implementation Plan to                     Notice of Availability of a Draft
                                                 OSDBU will perform a responsibility                   monitor the use of Federal funds and                  Environmental Impact Statement (EIS)
                                               determination of the prospective                        ensure accountability and financial                   for a Replacement VA Medical Center
                                               awardee in the region, which will                       transparency in the program.                          (VAMC) and Veterans Benefits
                                               include a site visit, before awarding the                                                                     Administration (VBA) regional office in
                                               cooperative agreement.                                  G. Federal Awarding Agency Contracts                  Louisville, Kentucky, that analyzes the
                                               (g) Conflicts of Interest                                 For further information this notice                 potential impacts of three alternatives
                                                                                                       please contact the OSDBU program staff                for changes to VA’s facilities in the
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                                                  Applicants must submit signed                        via email at sbtrc@dot.gov, or call Ms.               Louisville area. Two public hearings on
                                               statements by key personnel and all                     Steronica Mattocks at 202–366–0658. To                the Draft EIS were held in Louisville on
                                               organization principals indicating that                 ensure applicants receive accurate                    November 15, 2016, which were
                                               they, or members of their immediate                     information about eligibility or the                  attended by over 200 people. Since
                                               funded transportation project, nor any                  program, the applicant is encouraged to               then, VA has received many requests
                                               relationships with local or state                       contact DOT directly, rather than                     from stakeholders for more time to
                                               transportation agencies that may have                   through intermediaries or third parties,              review and analyze the document due to
                                               the appearance of a conflict of interest.               with questions.                                       its size and the controversy surrounding


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Document Created: 2016-12-13 02:44:17
Document Modified: 2016-12-13 02:44:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of funding availability for the Northwest Region SBTRC.
DatesComplete Proposals must be received on or February 3, 2017, 6:00 p.m. Eastern Standard Time (EST). Proposals received after the deadline will be considered non-responsive and will not be reviewed.
ContactFor further information concerning this notice, contact Ms. Steronica Mattocks, U.S. Department of Transportation, Office of Small and Disadvantaged Business Utilization, 1200 New Jersey Avenue SE., Washington, DC, 20590. Telephone: (202) 366-0658. Email: [email protected]
FR Citation81 FR 90064 

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