81_FR_90498 81 FR 90258 - Use of Mobile Wireless Devices for Voice Calls on Aircraft

81 FR 90258 - Use of Mobile Wireless Devices for Voice Calls on Aircraft

DEPARTMENT OF TRANSPORTATION
Office of the Secretary

Federal Register Volume 81, Issue 240 (December 14, 2016)

Page Range90258-90267
FR Document2016-29830

The Department of Transportation (DOT or the Department) is proposing to protect airline passengers from being unwillingly exposed to voice calls within the confines of an aircraft. Specifically, the Department proposes to require sellers of air transportation to provide adequate advance notice to passengers if the carrier operating the flight allows passengers to make voice calls using mobile wireless devices. The Department also seeks comment on whether to prohibit airlines from allowing voice calls via passenger mobile wireless devices on domestic and/or international flights.

Federal Register, Volume 81 Issue 240 (Wednesday, December 14, 2016)
[Federal Register Volume 81, Number 240 (Wednesday, December 14, 2016)]
[Proposed Rules]
[Pages 90258-90267]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29830]


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DEPARTMENT OF TRANSPORTATION

Office of the Secretary

14 CFR Part 260

[Docket No. DOT-OST-2014-0002]
RIN 2105-AE30


Use of Mobile Wireless Devices for Voice Calls on Aircraft

AGENCY: Office of the Secretary (OST), Department of Transportation 
(DOT).

ACTION: Notice of Proposed Rulemaking (NPRM).

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SUMMARY: The Department of Transportation (DOT or the Department) is 
proposing to protect airline

[[Page 90259]]

passengers from being unwillingly exposed to voice calls within the 
confines of an aircraft. Specifically, the Department proposes to 
require sellers of air transportation to provide adequate advance 
notice to passengers if the carrier operating the flight allows 
passengers to make voice calls using mobile wireless devices. The 
Department also seeks comment on whether to prohibit airlines from 
allowing voice calls via passenger mobile wireless devices on domestic 
and/or international flights.

DATES: Comments should be filed by February 13, 2017. Late-filed 
comments will be considered to the extent practicable.

ADDRESSES: You may file comments identified by the docket number DOT-
OST-2014-0002 by any of the following methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov and follow the online instructions for submitting 
comments.
     Mail: Docket Management Facility, U.S. Department of 
Transportation, 1200 New Jersey Ave. SE., West Building Ground Floor, 
Room W12-140, Washington, DC 20590-0001.
     Hand Delivery or Courier: West Building Ground Floor, Room 
W12-140, 1200 New Jersey Ave. SE., between 9:00 a.m. and 5:00 p.m. ET, 
Monday through Friday, except Federal holidays.
     Fax: 202-493-2251.
    Instructions: You must include the agency name and docket number 
DOT-OST-2014-0002 or the Regulation Identifier Number (RIN) for the 
rulemaking at the beginning of your comment. All comments received will 
be posted without change to http://www.regulations.gov, including any 
personal information provided.
    Privacy Act: Anyone is able to search the electronic form of all 
comments received in any of our dockets by the name of the individual 
submitting the comment (or signing the comment, if submitted on behalf 
of an association, business, labor union, etc.). You may review DOT's 
complete Privacy Act statement in the Federal Register published on 
April 11, 2000 (65 FR 19477-78), or you may visit https://www.transportation.gov/dot-Web site-privacy-policy.
    Docket: For access to the docket to read background documents and 
comments received, go to http://www.regulations.gov or to the street 
address listed above. Follow the online instructions for accessing the 
docket.

FOR FURTHER INFORMATION CONTACT: Robert Gorman, Senior Trial Attorney, 
or Blane A. Workie, Assistant General Counsel, Office of Aviation 
Enforcement and Proceedings, U.S. Department of Transportation, 1200 
New Jersey Ave. SE., Washington, DC 20590, 202-366-9342, 202-366-7152 
(fax), [email protected] or [email protected] (email).

SUPPLEMENTARY INFORMATION: 

Executive Summary

1. Purpose of the Regulatory Action

    The purpose of this action is to propose a method for regulating 
voice calls on passengers' mobile wireless devices on flights to, from, 
and within the United States. Permitting passengers to make voice calls 
onboard aircraft may create an environment that is unfair and deceptive 
to those passengers. While the Federal Communications Commission (FCC) 
currently prohibits the use of certain commercial mobile bands onboard 
aircraft, that ban does not cover Wi-Fi and other means by which it is 
possible to make voice calls. Moreover, in 2013, the FCC proposed 
lifting its existing ban, so long as certain conditions are met, as 
described in detail below. As technologies advance, the cost of making 
voice calls may decrease and the quality of voice call service may 
increase, leading to a higher prevalence of voice calls and greater 
risk of passenger harm.
    For these reasons, the Department proposes to require sellers of 
air transportation to provide adequate advance notice to passengers if 
the carrier operating the flight allows passengers to make voice calls 
using mobile wireless devices. Under this proposed rule, carriers would 
be free to set their own voice call policies, to the extent otherwise 
permitted by law, so long as carriers provide adequate advance notice 
when voice calls will be allowed. The requirement for airlines to 
provide advance notice when voice calls are allowed would not apply to 
small airlines (i.e., U.S. and foreign air carriers that provide air 
transportation only with aircraft having a designed seating capacity of 
less than 60 seats) or ticket agents that qualify as a small business. 
No advance notice is required if the carrier prohibits voice calls. The 
Department also seeks comment on whether to prohibit airlines from 
allowing voice calls via passenger mobile wireless devices on domestic 
and/or international flights.
    The Department takes this action under its authority to prohibit 
unfair and deceptive practices in air transportation or the sale of air 
transportation, and under its authority to ensure adequate air 
transportation, as further described herein.

2. Summary of Costs and Benefits

    The proposed rule would require airlines and ticket agents that are 
not small entities to disclose the airline's voice call policy if the 
airline chooses to permit voice calls. The Department's Preliminary 
Regulatory Impact Analysis (PRIA), found in the docket, examined the 
costs that ticket agents and airlines would incur to implement any 
disclosure requirements that would arise from allowing voice calls. For 
the period of 2017-2026, the PRIA estimated the cost to carriers to be 
$41 million and the cost to ticket agent costs to be $46 million. The 
PRIA found qualitative benefits to passengers in the form of improved 
information for those who wish to avoid (or make) voice calls. These 
costs and benefits are summarized in the chart below.

                                          Summary of Benefits and Costs
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                                                         Quantitative                            Quantitative
         Proposed option          Nature of benefits        measure         Nature of costs         measure
----------------------------------------------------------------------------------------------------------------
Require disclosure of possible    Improved            Tickets purchased   Web site            Carrier costs of
 voice call exposure prior to      information for     for 10.2 billion    programming and     $41 million and
 ticket purchase.                  those who wish to   enplanements,       call center labor   ticket agent
                                   avoid (or make)     2017-2026.          hours for large     costs of $46
                                   voice calls.                            carriers, ticket    million, 2017-
                                                                           agents.             2026
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Background

    On February 24, 2014, the Department issued an Advance Notice of 
Proposed Rulemaking (ANPRM) in Docket DOT-OST-2014-0002 titled ``Use of 
Mobile Wireless Devices for Voice Calls on Aircraft.'' The ANPRM was 
published in the Federal Register on February 24, 2014.\1\ We announced 
in the ANPRM

[[Page 90260]]

our intent to gather information on whether to propose a rule to ban 
voice calls on passengers' mobile wireless devices on commercial 
aircraft. We sought comment on the effects and implications of such a 
proposed rule. The ANPRM was issued in light of the FCC's proposed 
rule, published on December 13, 2013, that if adopted would make it 
possible for aircraft operators to permit passengers to make or receive 
calls onboard aircraft using commercial mobile spectrum bands.\2\
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    \1\ Department of Transportation, Office of the Secretary, 14 
CFR part 251 [Docket No. DOT-OST-2014-0002], RIN 2105-AE30, 79 FR 
10049 (Feb. 24, 2014) (DOT ANPRM).
    \2\ Expanding Access to Mobile Wireless Services Onboard 
Aircraft, Notice of Proposed Rulemaking, WT Docket No. 13-301, FCC 
13-157 (Dec. 13, 2013) (FCC Mobile Wireless NPRM); 79 FR 2615 
(January 15, 2014). See http://www.fcc.gov/document/review-rules-wireless-services-onboard-aircraft-nprm.
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    Currently, FCC rules restrict airborne use of mobile devices that 
can operate on certain commercial mobile frequencies.\3\ As a result, 
U.S. airlines require that passengers disable their mobile devices or 
use ``airplane mode'' \4\ while an aircraft is airborne. The FCC's ban 
was adopted in 1991 based on the threat of widespread interference with 
terrestrial networks from airborne use of cell phones. With advances in 
technology and increasing public interest in using mobile 
communications services on airborne aircraft, the FCC issued its 2013 
NPRM proposing to revise what it described as outdated rules. The FCC 
proposes a regulatory framework that would allow airlines, subject to 
application of DOT regulations (of both the Office of the Secretary of 
Transportation (OST) and the Federal Aviation Administration (FAA)), 
the ability to allow passengers to use commercial mobile spectrum bands 
on their mobile wireless devices while in flight.\5\ The FCC's proposal 
would not require airlines to permit any new airborne mobile services; 
rather, it would provide a regulatory pathway for airlines to enable 
such services using an Airborne Access System (AAS).\6\ An AAS likely 
would consist of a base station (typically a picocell) and a network 
control unit. The system would receive low-powered signals from 
passengers' mobile wireless devices and transmit those signals through 
an onboard antenna either to a satellite or to dedicated terrestrial 
receivers. In either case, the system would be designed to minimize the 
potential for interference with terrestrial networks that prompted the 
FCC's original ban.\7\ The FCC's proposal notes that more than 40 
jurisdictions throughout the world, including the European Union (EU), 
Australia, and jurisdictions in Asia, have authorized the use of mobile 
communication services on aircraft without any known interference 
issues.\8\
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    \3\ See 47 CFR 22.925, 90.423. The FCC prohibits use of the 800 
MHz Cellular Radiotelephone band while aircraft is in flight at any 
altitude. The FCC also prohibits the use of 800 and 900 MHz 
Specialized Mobile Radio frequencies on aircraft that typically fly 
at altitudes over one mile. There are no current restrictions on 
airborne use of the other bands used to provide typical mobile voice 
and data service, although the FCC's NPRM seeks comment on whether 
to extend restrictions to other frequencies. FCC Mobile Wireless 
NPRM at ] 5.
    \4\ This requirement does not apply to Wi-Fi use.
    \5\ FCC Mobile Wireless NPRM at 2-4.
    \6\ Id. at 2 ] 1.
    \7\ On May 9, 2013, the FCC issued an NPRM proposing to create 
new air-to-ground mobile broadband service in the 14 GHz band in the 
contiguous United States that would provide significantly greater 
data transmission capacity than exists in current services. 
Expanding Access to Broadband and Encouraging Innovation Through 
Establishment of an Air-Ground Mobile Broadband Secondary Service 
for Passengers Aboard Aircraft in the 14.0-14.5 GHz Band, Notice of 
Proposed Rulemaking, FCC 13-66, GN Docket 13-114, published at 78 FR 
41343 (July 10, 2013).
    \8\ FCC Mobile Wireless NPRM at 2 ] 3.
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    The FCC's proposal is technology-neutral, in that it does not 
intend to limit the use of mobile communications to non-voice 
applications. The FCC states that any modifications to the AAS would be 
at the discretion of individual airlines, in addition to any rules or 
guidelines adopted by the DOT.\9\ The FCC explains that Airborne Access 
Systems will provide airlines with the flexibility to deploy or not 
deploy various mobile communications services.\10\ For instance, an 
airline could program the new equipment to block voice calls while 
permitting data and text services.\11\
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    \9\ Id. at 4 ] 4.
    \10\ Id. at 17-18 ] 41.
    \11\ Id.
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    In the Department's ANPRM, we explained that DOT and the FCC have 
distinct areas of responsibilities with respect to the use of cell 
phones or other mobile devices for voice calls on aircraft. The FCC has 
authority over various technical issues (as described above); the FAA, 
a component of DOT, has authority over safety issues; and DOT's OST has 
authority over aviation consumer protection issues.
    The FAA, pursuant to its aviation safety oversight authority in 49 
U.S.C. 106(f) and 44701(a), has authority to determine whether portable 
electronic devices (PEDs) \12\ can be safely used on aircraft. In 
October 2013, the FAA provided information to airlines on expanding 
passenger use of PEDs during all phases of flight without compromising 
the continued safe operation of the aircraft.\13\ However, the FAA 
guidance did not explicitly address the use of cell phones for voice 
calls, in light of the FCC's continued ban on such calls.\14\ Cell 
phones differ from most PEDs in that they are designed to send out 
signals strong enough to be received at great distances. Nevertheless, 
the FAA's safety authority over cell phones is similar to its authority 
over other PEDs and includes technical elements (e.g., whether cell 
phones would interfere with avionics systems), operational elements 
(e.g., whether the use of cell phones would interfere with effective 
flight safety instructions), and security elements (e.g., whether the 
use of cell phones creates a security threat that in turn impacts 
aviation safety). Pursuant to FAA regulations, before allowing 
passengers to use PEDs, aircraft operators must first determine that 
those devices will not interfere with the aircraft's navigation or 
communication systems. This determination includes assessing the risks 
of potential cellular-induced avionics problems.\15\ According to FAA 
policy and guidance, expanding passenger PED use requires an aircraft 
operator to revise applicable policies, procedures, and programs, and 
to institute mitigation strategies for passenger disruptions to 
crewmember safety briefings and announcements and potential passenger 
conflicts. Therefore, even if the FCC revises its ban, any installed 
equipment such as an AAS would be subject to FAA certification, just 
like other hardware.
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    \12\ A portable electronic device is ``any piece of lightweight, 
electrically-powered equipment. These devices are typically consumer 
electronic devices capable of communications, data processing and/or 
utility. Examples range from handheld, lightweight electronic 
devices such as tablets, e-readers and smartphones to small devices 
such as MP3 players and electronic toys.'' See FAA Fact Sheet--
Portable Electronic Devices Aviation Rulemaking Committee Report 
(October 8, 2013).
    \13\ ``Expanding the Use of Passenger Portable Electronic 
Devices (PED),'' available at http://www.faa.gov/other_visit/aviation_industry/airline_operators/airline_safety/info/all_infos/media/2013/InFO13010.pdf (``InFO 13010'').
    \14\ Nevertheless, we do not anticipate that the FAA will 
determine that the use of cell phones for voice calls would 
interfere with avionics systems.
    \15\ See 14 CFR 91.21, 121.306, 125.204.
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    Many U.S. airlines currently offer Wi-Fi connectivity to 
passengers' mobile devices using FAA-approved in-flight connectivity 
systems. Like Airborne Access Systems, airborne Wi-Fi systems receive 
signals from passengers' mobile devices and relay those signals to 
satellites or dedicated ground towers. Wi-Fi spectrum is capable of 
transmitting voice calls as well as other types of data, such as video 
and text messages. The FCC does not prohibit voice calls over Wi-Fi; 
the FCC's current ban relates to the use of certain commercial mobile 
spectrum bands.

[[Page 90261]]

Thus, many U.S. carriers currently have the capability of allowing 
their passengers to make and receive voice calls in-flight over Wi-Fi. 
It should be noted that the Department is unaware of any U.S. carrier 
that currently permits voice calls; airlines and their Wi-Fi providers 
typically do not offer voice service.
    To summarize, the current proposed rulemaking would regulate voice 
calls onboard aircraft as a matter of consumer protection, rather than 
as a matter of ensuring aviation safety or preventing cellular 
interference with ground networks. Moreover, it would apply to voice 
calls on passenger-supplied cellular telephones and other passenger-
supplied mobile wireless devices, regardless of whether the call is 
made on a commercial mobile frequency, Wi-Fi, or other means. Under 
this proposal, the Department would not prohibit voice calls (although 
we seek further comment on that issue), but airlines would remain 
subject to any technical, safety, or security rules that do prohibit or 
restrict voice calls. Airlines would be required to disclose their 
voice call policies to the extent that they permit voice calls; those 
policies, in turn, will be based both on the airline's own choices and 
on any existing rules affecting such calls.

The OST's 2014 ANPRM

    The DOT sought comment in the February 2014 ANPRM on whether 
permitting voice calls on aircraft constitutes an unfair practice to 
consumers pursuant to 49 U.S.C. 41712, and/or is inconsistent with 
adequate air transportation pursuant to 49 U.S.C. 41702, and if so, 
whether such calls should be banned. More specifically, it solicited 
comment on a number of questions, including, but not limited to: (1) 
Whether the Department should refrain from rulemaking and allow the 
airlines to develop their own policies; (2) whether a voice call ban 
should apply to all mobile wireless devices; (3) whether any proposed 
ban on voice calls should be extended to foreign air carriers; and (4) 
whether exceptions should apply for emergencies, certain areas of the 
aircraft, certain types of flights, or certain individuals (such as 
flight attendants and air marshals). It did not seek comment on the 
technical or safety aspects of voice calls, because those fall under 
the regulatory authority of the FCC and the FAA, respectively.

Comments on the ANPRM

    The comment period was open from February 24, 2014, to March 26, 
2014. During that time, the Department received over 1,700 comments 
from individuals. The vast majority of commenters, 96%, favored a ban 
on voice calls. An additional 2% favored bans on voice calls, but 
indicated that they would be open to exceptions, such as for 
(unspecified) ``emergencies.'' Most commenters used strong language to 
express the view that voice calls in the presence of others are 
disturbing in general, and even more so in a confined space. 
Individuals also commented that voice calls would create ``air rage'' 
incidents by disgruntled passengers, place additional strains on flight 
attendants, and intrude upon privacy and opportunities to sleep. Only 
2% of individuals opposed a voice call ban. These commenters generally 
took the position that airlines should be able to set their own 
policies.
    Consumer advocacy organizations (Consumers Union and the Global 
Business Travel Association) stated that they favored a ban on voice 
calls, for the same reasons identified by the majority of individuals. 
Global Business Travel Association favored a ban on voice calls and 
stated that ``quiet sections'' are not feasible on aircraft.
    Unions (the Air Line Pilots Association (ALPA), the Association of 
Professional Flight Attendants (APFA), the Association of Flight 
Attendants--CWA (AFA-CWA), the Teamsters, and the Transportation Trades 
Department) expressed safety concerns arising from permitting voice 
calls on aircraft, including an increased number of ``air rage'' 
incidents and a decrease in the ability to hear crewmember 
instructions. These organizations also cited security concerns, such as 
the possibility that voice call capability could be exploited by 
terrorists.
    In contrast, the major airline organizations, Airlines for America 
(A4A) and the International Air Transport Association (IATA), expressed 
the view that airlines should be permitted to develop their own 
policies on voice calls. They recognized that their member airlines may 
take differing positions on whether they would allow voice calls on 
their flights. A4A and IATA stressed, however, that each airline should 
be free to respond to its own consumers' demand. They also argued that 
the Department lacks the statutory authority under 49 U.S.C. 41702 or 
41712 to ban voice calls. Finally, these organizations contended that a 
voice call ban would stifle innovation in this area.
    One U.S. airline, Spirit Airlines, Inc., echoed IATA's free-market 
position, but added that the Department would have the authority to 
require airlines to disclose their voice call policies.
    Certain foreign airlines (Emirates and Virgin Atlantic), along with 
suppliers of onboard voice call equipment (Panasonic, OnAir 
Switzerland, and the Telecommunications Industry Association/
Information Technology Industry Council), commented that foreign 
airlines increasingly permit voice calls, with few reports of consumer 
complaints. They stated that voice calls are rarely placed, and are of 
short duration because they are quite expensive (several dollars per 
minute, akin to ``roaming'' charges). They also note that voice calls 
may be easily disabled at any time during flight by one of the pilots. 
Finally, they report that crewmembers are adequately trained to handle 
any incidents that may arise as a result of voice calls.
    One commenter, the Business Travel Coalition, suggested that the 
Department should permit voice calls in an ``inbound, listen-only'' 
mode for participating passively in conference calls. Another 
commenter, GoGo, Inc., suggested that any ban on voice calls should 
apply to regularly-scheduled commercial flights, and not to private 
aircraft or charter flights.

Response to ANPRM Comments

    First, we recognize the safety and security concerns expressed by 
pilots' and flight attendants' unions. Without discounting those 
concerns in any way, we note that the proposed rule is not based on 
considerations of safety or security. Nevertheless the Department is 
actively coordinating this proposed rulemaking with all relevant 
Federal authorities that have jurisdiction over aviation safety and 
security.\16\
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    \16\ In January 2016, the DOT and FCC entered into an agreement 
to establish a Federal Interagency Working Group to more effectively 
collaborate and coordinate with other relevant agencies on issues 
that intersect their respective domains, including the safe and 
secure use of consumer communications onboard domestic commercial 
aviation. This agreement builds on the interagency coordination 
efforts in recent years as aviation communications safety and 
security concerns have emerged. The FAA and the FCC co-chair the 
Working Group, with the Public Safety and Homeland Security Bureau 
coordinating efforts within the FCC. See http://transition.fcc.gov/Daily_Releases/Daily_Business/2016/db0129/DA-16-110A1.pdf.
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    Next, we understand the significant concerns expressed by 
individual commenters about the degree of hardship that may arise from 
an enclosed airline cabin environment in which voice calls are 
unrestricted. Under the proposed rule, airlines remain free to respond 
to those concerns by banning voice calls as a matter of policy, 
allowing voice calls only on certain flights (such as those frequently 
used by business travelers) or only

[[Page 90262]]

during certain portions of flights (such as non-sleeping hours), 
creating ``voice call free zones'' where voice calls are not permitted, 
or through other means. As we explain further below, permitting 
carriers to allow voice calls onboard aircraft may create an 
environment that is both unfair and deceptive to consumers, and 
inconsistent with adequate air transportation. The Department has the 
statutory authority to prohibit unfair and deceptive practices in air 
transportation, and to ensure adequate air transportation. As such, the 
Department disagrees with the airline organizations, which contend that 
the Department lacks statutory authority to ban voice calls under 
sections 41702 and 41712. The Department also disagrees with the 
individual commenters and airline organizations who contend that voice 
calls should be entirely unregulated.
    We recognize that certain foreign airlines permit voice calls when 
outside U.S. airspace, and that these airlines have reported few 
consumer complaints. This experience of foreign airlines suggests that 
voice calls do not, at present, create a significant degree of consumer 
harm. Our review of the individual comments to the ANPRM suggests, 
however, that U.S. consumers have come to expect a voice-call-free 
cabin environment and that they may generally hold a different view 
from foreign consumers on the issue of voice calls. Moreover, as we 
note in the regulatory evaluation to the proposed rule, the Department 
anticipates that airlines' technical capacity to allow voice calls will 
increase significantly in the near future, with corresponding potential 
reductions in the price of individual voice calls. These factors could 
result in an environment in which voice calls increase in both number 
and length, raising passenger discomfort to a degree that passengers on 
foreign airlines do not currently experience. As such, this proposal 
would require sellers of air transportation that are not small entities 
to provide adequate notice to passengers if voice calls are permitted 
on a ``flight within, to, or from the United States.'' We recognize 
that a ``flight to or from the United States'' may be a continuous 
journey including one flight segment beginning or ending in the United 
States (e.g., New York to Frankfurt), and a second segment between two 
foreign points (e.g., Frankfurt to Prague). We solicit comment on 
whether the disclosure requirements for ``flights to or from the United 
States'' should be limited to flight segments to or from the United 
States, or should apply to the entire continuous journey, in the same 
aircraft or using the same flight number, that begins or ends in the 
United States.
    The Department appreciates the comments we received from business 
travelers, some of whom have advocated for the ability to participate 
in ``listen-only'' calls, such as lengthy conference calls, on 
airplanes. This NPRM does not propose a ban on voice calls on aircraft, 
although we seek further comment on that issue. As a result, airlines 
would be free, under this proposal, to develop policies to prohibit, 
restrict or allow voice calls, and airlines would have the flexibility 
to provide these types of ``listen-only'' or other exceptions if they 
so choose. With that being said, DOT continues to seek comment on 
whether a ban on voice calls would be the more appropriate regulatory 
approach and whether any exceptions, such as a ``listen-only'' 
exception, should apply.
    With respect to GoGo's comment that any ban on voice calls should 
apply to regularly-scheduled commercial flights, and not to private 
aircraft or charter flights, we again note that we are not proposing to 
ban voice calls at this time.
    Finally, we agree with Spirit Airlines' comment that the Department 
has the authority to require carriers to disclose their voice-call 
policies, if the airline does allow them. While the major airline 
organizations did not comment on the disclosure approach, we believe 
that it is a well-established means of regulation that falls squarely 
within the Department's authority under 49 U.S.C. 41712. At this point 
in time, the Department is proposing this method of regulation, which 
is structured similarly to the Department's existing code-share 
disclosure rule. This proposed rule would require airlines that permit 
voice calls to provide early notice to consumers so that they may know 
prior to purchasing a ticket that a particular flight permits voice 
calls. This proposal provides a means of regulating voice calls without 
banning them outright.

Advisory Committee on Aviation Consumer Protection

    On October 29, 2014, the sixth meeting of the Secretary's Advisory 
Committee on Aviation Consumer Protection (ACACP) convened to discuss a 
number of issues, including regulation of voice calls on aircraft.\17\ 
At the meeting, representatives of DOT and FCC discussed the history 
and current status of voice call regulation. A representative from 
AeroMobile Communications, Inc., a company that installs communication 
systems onboard aircraft, noted that a number of foreign airlines offer 
voice call service, and asserted that passengers have experienced no 
adverse impacts from the service. A representative of the Association 
of Professional Flight Attendants expressed strong opposition to 
allowing voice calls, citing, among other concerns, safety, security, 
and adverse impacts on flight attendants who would have to intervene in 
passenger conflicts arising from voice calls. A representative of 
FlyersRights, a group representing airline passengers, expressed 
opposition to allowing voice calls, citing similar concerns and 
potential impacts on the passenger in-flight experience. An ACACP 
member representing consumer interests indicated that he was undecided 
on the issue and stated that there may be room for compromise. On 
September 1, 2015, the ACACP recommended that the Department allow 
airlines to decide whether to permit passengers to use mobile devices 
for voice calls, if such use is safe and secure. In a related 
recommendation, the ACACP urged the Department to continue to 
participate in the interagency task force relating to the safety and 
security of mobile wireless devices onboard aircraft. Our proposed 
rule, which would permit the sale of air transportation where voice 
calls are allowed so long as the airline's voice call policy is 
properly disclosed, is consistent with the ACACP's recommendation.
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    \17\ DOT-OST-2012-0087-0257.
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This NPRM

Legal Analysis

    After reviewing the comments, the Department finds that allowing 
the use of mobile wireless devices for voice calls without providing 
adequate notice to all passengers is an ``unfair'' and ``deceptive'' 
practice in air transportation under 49 U.S.C. 41712. A practice is 
unfair if it causes or is likely to cause substantial injury to 
consumers which cannot be reasonably avoided and which is not 
outweighed by countervailing benefits to consumers or competition that 
the practice produces. The Department relied upon 49 U.S.C. 41712 when 
promulgating the ``Tarmac Delay Rule'' (14 CFR 259.4), in which the 
Department addressed the harm to consumers when aircraft sit for hours 
on the airport tarmac without an opportunity for passengers to 
deplane.\18\ In doing so, the Department considered the degree of 
hardship and inconvenience to consumers, along with the fact that the 
harm was unavoidable because the passengers could not deplane. Similar 
to a tarmac delay

[[Page 90263]]

without an opportunity for passengers to deplane, permitting voice 
calls on aircraft without adequate notice would harm consumers because 
of the confined environment and the inability of passengers to avoid 
the hardship and disruption created by voice calls. The vast majority 
of individual commenters believe that permitting voice calls would 
create unavoidable harm. Most individuals spoke of the significant 
discomfort, invasion of privacy, lack of sleep, and other harmful 
effects that would arise from being placed for hours in an enclosed 
environment with other passengers speaking loudly on their mobile 
devices. Some commenters remarked that individuals speaking on mobile 
devices tend to be louder than individuals engaging in a live 
conversation. We are also aware of a 2012 survey indicating that 51% of 
respondents expressed negative feelings about cell phone use during 
flight, while 47% expressed generally positive feelings; in a separate 
survey question, 61% of respondents expressed support for restricting 
cell phone calls during flight.\19\ In light of the support for a voice 
call ban expressed by members of the public in response to the ANPRM, 
the Department believes that these hardships, when encountered without 
adequate notice, are not outweighed by countervailing benefits to 
consumers or to competition and are an unfair practice.
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    \18\ See 74 FR 68983 (Dec. 30, 2009) and 76 FR 23110 (April 25, 
2011).
    \19\ These findings were part of a comprehensive survey to study 
airline passengers' usage of, and attitude toward, PEDs. The survey, 
conducted by the Airline Passenger Experience Association (APEX) and 
the Consumer Electronics Association (APEX), can be found at 
Appendix H to the September 30, 2013, final report of the Portable 
Electronic Devices Aviation Rulemaking Committee (PED ARC) to the 
Federal Aviation Administration. https://www.faa.gov/about/initiatives/ped/media/PED_ARC_FINAL_REPORT.pdf. The PED ARC 
reviewed, but did not commission, the survey. The PED ARC further 
found that 68% of commenters to its Federal Register notice ``did 
not desire cell phone usage (interpreted by the ARC to mean cell 
phone voice calls)'', while a different international survey found 
68% acceptance of onboard phone service. Id. at 4. The PED ARC 
ultimately declined to make recommendations to the FAA regarding 
voice call use, because this issue was outside the scope of the PED 
ARC charter. Id.
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    We also believe that permitting voice calls on aircraft without 
adequate disclosure is a deceptive practice. A practice is deceptive if 
it misleads or is likely to mislead a consumer acting reasonably under 
the circumstances with respect to a material issue (i.e., one that is 
likely to affect the consumer's decision with regard to a product or 
service). As noted above, the Department is unaware of any U.S. carrier 
that permits voice calls on its flights; moreover, foreign carriers 
disable voice call capability within U.S. airspace. Thus, at present, 
consumers purchase tickets with the reasonable expectation that voice 
calls will not be permitted on flights within the United States. Given 
the overwhelmingly negative tenor of the public comments submitted to 
the docket, it is reasonable to conclude that consumers may choose a 
flight based at least in part on whether the carrier has taken the 
unusual step of permitting voice calls on that flight. Under these 
circumstances, we conclude that consumers would be unfairly surprised 
if they learned for the first time, after purchasing the ticket, that 
their chosen flight permits voice calls. The proposed requirements are 
designed to ensure that consumers are adequately informed, in advance, 
that voice calls will be permitted.
    A number of individuals and organizations expressed significant 
concern over the many safety and security issues that arise from 
permitting voice calls on aircraft. Recognizing the multi-
jurisdictional scope of the voice call issue, numerous members of 
Congress \20\ have urged the DOT to coordinate its efforts with the 
Department of Justice, the Department of Homeland Security, and the 
FCC. The proposed rule necessarily falls within the scope of the 
Department's consumer protection authority, and does not extend to 
certain security and safety concerns over which OST lacks jurisdiction. 
Nevertheless, commenters should be assured that the Department is 
engaged in active coordination with those agencies on this issue.
---------------------------------------------------------------------------

    \20\ Ex Parte Correspondence to Members of Congress, available 
at DOT-OST-2014-0002-1792. See also Explanatory Statement Submitted 
by Mr. Rodgers of Kentucky, Chairman of the House Committee on 
Appropriations Regarding the House Amendment to the Senate Amendment 
on H.R. 3547, Consolidated Appropriations Act of 2014, 160 Cong. 
Rec. H475, H512-13, H906, H927 (daily ed. Jan. 15, 2014).
---------------------------------------------------------------------------

    Before discussing the proposed rule text, we note that we seek 
further comment on whether the Department should ban voice calls on 
domestic and/or international flights. We recognize that we have 
already received considerable feedback on this topic during the comment 
period to the ANPRM; individuals and organizations need not re-submit 
those same comments during the comment period to this NPRM. Here, we 
particularly solicit comment on whether there is any market failure or 
other reason to support a Federal ban on voice calls during flights, as 
well as the costs and benefits of any such ban. For example, is there 
evidence of a market failure or other problems based on the experience 
of countries that permit carriers to allow passengers to make voice 
calls during flights? What are the different types of policies and 
practices being used by carriers that permit some degree of voice 
calls? Will the price of voice calls go down as technology improves, 
and if so, will the volume of voice calls increase? What would be the 
costs and benefits of any such increase in voice call usage? What are 
the quantifiable benefits to consumers from being able to make a voice 
call onboard an aircraft? What are the quantifiable benefits of being 
able to listen to a conference call on a ``listen-only'' call? Would 
carriers and/or consumers benefit from airlines offering either ``voice 
call zones'' or ``voice call free zones'' onboard aircraft? Would 
carriers charge a specific fee for being able to make voice calls, or 
would the fee for voice calls be bundled with the general charges for 
Wi-Fi, and/or in-flight entertainment? Would carriers have an economic 
incentive to provide electronic devices to passengers independent of 
the portable electronic devices that passengers themselves already 
bring onboard the aircraft? What are the quantifiable costs to 
consumers from being exposed to unwanted voice calls onboard aircraft? 
What is the proper method of measuring such costs? Is a voice call ban 
justified even if the Department requires disclosure of a carrier's 
voice call policy? Should any such ban apply to international as well 
as domestic flights? Should any such ban apply to small carriers, air 
taxis, or charter operations? In general, are market forces sufficient 
or insufficient to moderate voice call use without Departmental 
regulation? Are there alternative regulatory approaches, in addition to 
disclosure and bans, that the Department should consider?

Discussion of Proposed Rule Text

    In the NPRM, we define ``mobile wireless device'' to mean any 
portable wireless telecommunications device not provided by the covered 
airline that is used for the transmission or reception of voice calls. 
The term includes, but is not limited to, passengers' cellular 
telephones, computers, tablets, and other portable electronic devices 
using radio frequency (RF) signals, including Voice over Internet 
Protocol (VoIP) via aircraft Wi-Fi. We define ``voice call'' to mean an 
oral communication made or received by a passenger using a mobile 
wireless device. The Department seeks comment on the proposed 
definitions of ``mobile wireless device'' and ``voice call.''
    The proposed rule applies to passenger flights in scheduled or 
charter air transportation by U.S. and foreign air carriers that are 
not small entities (i.e.,

[[Page 90264]]

U.S. and foreign air carriers that provide air transportation only with 
aircraft having a designed seating capacity of less than 60 seats). We 
solicit comment on whether and to what extent the proposed rule should 
or should not apply to small aircraft, commuter carrier flights, 
single-entity charter flights, air ambulances, and on-demand air taxi 
operations.
    Under this proposed rule, if an airline permits voice calls on a 
specific flight that is offered to a prospective consumer, then the 
seller of the air transportation (e.g., an airline or ticket agent) 
would be required to disclose that fact contemporaneously with the 
offer. The purpose of such a disclosure requirement would be to give 
consumers the opportunity to learn in advance that they are considering 
a flight on which voice calls are permitted. This option would apply to 
schedule listings and oral communications with prospective consumers by 
U.S. and foreign air carriers except for those that provide air 
transportation only with aircraft having a designed seating capacity of 
less than 60 seats, and to ticket agents except for those that qualify 
as a small business pursuant to 13 CFR part 121.\21\ Bearing in mind 
the Department's responsibilities under the Regulatory Flexibility Act, 
the Department is of the tentative view that this exception is 
appropriate in order to avoid undue administrative burdens on small 
businesses and small carriers. We solicit comment on whether the 
requirement to provide advance notice that voice calls are permitted on 
flight should apply to all airlines and ticket agents regardless of 
size.\22\
---------------------------------------------------------------------------

    \21\ Currently, ticket agents qualify as a small business if 
they have $20.5 million or less in annual revenues. 13 CFR 121.201 
(effective January 7, 2013).
    \22\ We note that the code-share disclosure rule, 14 CFR part 
257, on which this rule is based, contains no exceptions for small 
businesses and small carriers. Thus, carriers and ticket agents of 
any size that hold out or sell air transportation involving a code-
sharing arrangement must provide adequate advance notice of the 
code-sharing arrangement.
---------------------------------------------------------------------------

    The proposed rule is modeled on the code-share disclosure rule, 14 
CFR 257.5. Code-sharing is an arrangement whereby a flight is operated 
by a carrier other than the airline whose designator code or identity 
is used in schedules and on tickets. Based on the statutory prohibition 
against unfair and deceptive practices in the sale of air 
transportation, 49 U.S.C. 41712, the purpose of the disclosure 
requirement in section 257.5 is to ensure that consumers are aware of 
the identity of the airline actually operating their flight in code-
sharing and long-term wet lease arrangements in domestic and 
international air transportation. See 64 FR 12838 (March 15, 1999). 
Code-share disclosure is important because the identity of the 
operating carrier is a factor that affects many consumers' purchasing 
decisions.
    Similarly, the Department believes that a carrier's voice call 
policy is an important factor that may affect consumers' purchasing 
decisions. Prospective consumers should be aware, from the beginning of 
a prospective purchase, whether a carrier permits voice calls on its 
flights. As noted above, the comments to the ANPRM reflected an 
overwhelmingly negative public reaction to the prospect of permitting 
voice calls on aircraft. Based on these comments, the Department 
believes that consumers should be informed, from the beginning of the 
process, whether a carrier permits voice calls. Similarly, the 
Department believes that consumers would be unfairly surprised and 
harmed if they learned only after the purchase of a ticket (or, worse, 
after boarding the aircraft) that the carrier permits voice calls on 
its flights. While some carriers or ticket agents may voluntarily or 
sporadically provide notice of a carrier's voice call policy in the 
absence of regulation, the Department believes that the systematic and 
comprehensive notice requirements of proposed Part 260 provide the most 
effective means of avoiding consumer harm.
    The Department proposes that disclosure take place under Part 260 
only if the carrier permits voice calls; if the carrier chooses to ban 
such calls, then no disclosure of that fact would be required. The 
Department reasons that at present, passengers are generally not 
permitted to make or receive voice calls (whether because of the FCC's 
rule or otherwise). In other words, the commonly understood status quo 
is that voice calls are not permitted onboard flights. The Department 
does not believe it is necessary for carriers to notify the public if 
they will follow that status quo.
    As proposed, the rule would exempt carriers that operate 
exclusively with aircraft having a designed seating capacity of less 
than 60 seats and ticket agents defined as ``small businesses'' (i.e., 
ticket agents with $20.5 million or less in annual revenues, or that 
qualify as a small business pursuant to 13 CFR part 121). We note that 
large ticket agents and tour operators that account for a significant 
portion (more than 60%) of industry revenue would be covered, as would 
the vast majority of flights booked directly with airlines. The 
Department seeks comment on whether to apply a notice rule to small 
businesses, and particularly seeks comments on the costs and benefits 
of doing so.
    The specific notice requirements are set forth in section 260.9. 
Section 260.9 requires disclosure in two areas: flight itinerary and 
schedule displays, and oral communications.\23\ We will briefly address 
each subsection in turn.
---------------------------------------------------------------------------

    \23\ The code-share disclosure rule also requires written 
disclosure to consumers at the time of the purchase, and disclosure 
in written advertisements distributed in or mailed to or from the 
United States (including those that appear on internet Web sites). 
This proposed voice-call disclosure rule contains no such 
requirements. We solicit comment as to whether these additional 
disclosures should be required, and the scope thereof.
---------------------------------------------------------------------------

(a) Flight Itinerary and Schedule Displays
    Subsection (a) would require voice call disclosure on flight 
itinerary and schedule displays, including on the Web sites and mobile 
applications of both carriers and ticket agents with respect to flights 
in, to, or from the United States. The inclusion of ticket agents 
reflects the fact that, through the growth and development of the 
internet and related technologies, more and more ticket agents, 
especially online travel agencies (OTAs), are able to provide flight 
schedules and itinerary search functions to the public. Also, we view 
any ticket agent that markets and is compensated for the sale of air 
transportation to consumers in the United States, either from a brick-
and-mortar office located in the United States or via an internet Web 
site that is marketed towards consumers in the United States, as 
``doing business in the United States.'' This interpretation would 
cover any travel agent or ticket agent that does not have a physical 
presence in the United States but has a Web site that is marketed to 
consumers in the United States for purchasing tickets for flights 
within, to, or from the United States. We also note that with the usage 
of mobile devices gaining popularity among consumers, our voice call 
disclosure requirement with respect to flight schedule and itinerary 
displays covers not only conventional internet Web sites under the 
control of carriers and ticket agents, but also those Web sites and 
applications specifically designed for mobile devices, such as mobile 
phones and tablets.
    Furthermore, the text of section 260.9(a) states that voice call 
policies (i.e., carrier policies where voice calls are permitted) must 
be disclosed in flight schedules provided to the public in the United 
States, which include electronic schedules on Web sites

[[Page 90265]]

marketed to the public in the United States, by an asterisk or other 
easily identifiable mark. For schedules posted on a Web site in 
response to an itinerary search, disclosure through a rollover, pop-up 
window, or hyperlink is not sufficient. Moreover, as stated in the 
rationale behind our recently amended price advertising rule, 14 CFR 
399.84, which ended the practice of permitting sellers of air 
transportation to disclose additional airfare taxes and mandatory fees 
through rollovers and pop-up windows, we believe that the extra step a 
consumer must take by clicking on a hyperlink or using a rollover to 
find out about voice call policies is cumbersome and may cause some 
consumers to miss this important disclosure.
    Our proposal reflects the requirement of 49 U.S.C. 41712(c)(2) on 
Internet offers, which requires that on a Web site fare/schedule search 
engine, code-share disclosure must appear on the first display 
following an itinerary search. Further, section 41712(c)(2) requires 
that the disclosure on a Web site must be ``in a format that is easily 
visible to a viewer.'' Similarly, we are proposing that the voice call 
policy disclosure must appear in text format immediately adjacent to 
each flight where voice calls are permitted, in response to an 
itinerary request by a consumer. We ask whether the proposed voice-call 
disclosure format would be clear and prominent to the passenger. As an 
alternative to the proposed standard, we ask whether a voice call 
disclosure appearing immediately adjacent to the entire itinerary as 
opposed to appearing immediately adjacent to each flight would be clear 
and prominent to the passenger. We also ask whether a symbol, such a 
picture of cell phone, would be sufficient, rather than disclosure in 
text format.
    With regard to flight schedules provided to the public (whether the 
schedules are in paper or electronic format), we propose that the voice 
call disclosure be provided by an asterisk or other identifiable mark 
that clearly indicates the existence of a voice call policy and directs 
the reader's attention to another prominent location on the same page 
indicating in words that the carrier permits voice calls. We seek 
public comment on whether we should impose the same standard for flight 
schedules as for flight itineraries provided on the internet in 
response to an itinerary search, i.e., requiring that the disclosure be 
provided immediately adjacent to each applicable flight.
(b) Disclosure to Prospective Consumers in Oral Communications
    Proposed section 260.9(b) requires that in any direct oral 
communication in the United States with a prospective consumer, and in 
any telephone call placed from the United States by a prospective 
consumer, concerning a flight within, to, or from the United States 
where voice calls are permitted, a ticket agent doing business in the 
United States or a carrier shall inform the consumer, the first time 
that such a flight is offered to the consumer, that voice calls are 
permitted. This rule requires carriers and ticket agents to disclose 
the voice call policy the first time the carrier or ticket agent offers 
a flight where voice calls are allowed, or, if no such offer was made, 
the first time a consumer inquires about such a flight. As with the 
remaining subsections of section 260.9, the purpose of this subsection 
is to ensure that a prospective consumer understands that voice calls 
would be permitted on a flight from the beginning of the decisionmaking 
process, and regardless of whether the consumer ultimately makes a 
reservation. Because carriers are already required to provide code-
share disclosure, the Department believes that there is only a small 
additional burden to requiring disclosure of voice call policies as 
well. Subsection (b) requires disclosure only the first time that such 
a flight is offered to the consumer; the agent need not repeat the 
voice call policy at every mention of the flight, but should be 
prepared to repeat the voice call disclosure information upon request. 
The rule also requires disclosure if no such offer was made, the first 
time a consumer inquires about such a flight.
    The phrase ``ticket agent doing business in the United States'' is 
used in the same manner as described in the discussion of that phrase 
in section 260.9(a) above. Consequently, a ticket agent that sells air 
transportation via a Web site marketed toward U.S. consumers (or that 
distributes other marketing material in the United States) is covered 
by section 260.9(b) even if the agent does not have a physical location 
in the United States, and such an agent must provide the disclosure 
required by section 260.9(b) during a telephone call placed from the 
United States even if the call is to the agent's foreign location.
    While the Department has proposed a disclosure that is based on the 
code-share disclosure model, we seek comment on other approaches, 
including whether and to what extent it should require disclosure of 
voice call policies to consumers. For example, should the Department 
require airlines that permit voice calls on aircraft to disclose that 
fact on their general Web site, outside of the booking path? What 
information may need to be moved or deleted to make room for this 
disclosure? Should ticket agents be required to identify airlines that 
permit voice calls and disclose that information on their Web site? If 
so, where on the Web site should such disclosure appear? Would a 
general link to a policy be sufficient, or should disclosure take place 
on the screen where passengers construct itineraries and/or purchase 
tickets? Should disclosure take place during telephone reservation and 
inquiry calls? At all points of sale? Should such disclosure be 
provided on itinerary or e-ticket documents? If a passenger wishes to 
learn the full extent of a carrier's voice call policy, beyond the mere 
disclosure that calls ``are permitted,'' should carriers or ticket 
agents be required to provide that information on request? If so, how? 
The Department specifically seeks comments on the costs and benefits of 
all of these approaches.

Effective Date

    The Department proposes that the rule becomes effective 30 days 
after publication in the Federal Register. We do not anticipate 
significant concerns with a 30-day effective date; this proposed rule 
does not require airlines to adopt or alter voice call policies within 
a specific time frame. Rather, airlines would be permitted to allow 
voice calls onboard aircraft \24\ so long as the airline and its ticket 
agents properly disclose the airline's voice call policies. To the 
extent that airlines choose not to permit voice calls, they would not 
be affected by the 30-day effective date. We seek comment on the costs 
and benefits of a 30-day effective date.
---------------------------------------------------------------------------

    \24\ We again stress that DOT's qualified permission of voice 
calls under this proposed rule would not trump any bans on voice 
calls issued by other federal agencies. Thus, for example, if the 
FCC continues to prohibit the use of certain commercial mobile 
spectrum bands, that prohibition would apply even if the DOT adopts 
this proposed rule.
---------------------------------------------------------------------------

Regulatory Analyses and Notices

A. Executive Order 12866 (Regulatory Planning and Review) and DOT 
Regulatory Policies and Procedures

    This action has been determined to be significant under Executive 
Order 12866 and the Department of Transportation's Regulatory Policies 
and Procedures. A copy of the Preliminary Regulatory Impact Analysis 
(PRIA) has been placed in the docket.

[[Page 90266]]

    The PRIA found qualitative consumer benefits in the form of having 
readily-available flight-specific information regarding a carrier's 
voice call policy before making air travel purchase decisions. The PRIA 
did not quantify this benefit. The PRIA estimated aggregate costs for 
compliance with the proposed rule for 2017-2026 (including costs for 
revising Web sites and for training personnel) to be $41 million for 
carriers and $46 million for ticket agents. A summary of these findings 
is set forth below.

                                          Summary of Benefits and Costs
----------------------------------------------------------------------------------------------------------------
                                                         Quantitative                            Quantitative
         Proposed option          Nature of benefits        measure         Nature of costs         measure
----------------------------------------------------------------------------------------------------------------
Require disclosure of possible    Improved            Tickets purchased   Web site            Carrier costs of
 voice call exposure prior to      information for     for 10.2 billion    programming and     $41 million and
 ticket purchase.                  those who wish to   enplanements,       call center labor   ticket agent
                                   avoid (or make)     2017-2026.          hours for large     costs of $46
                                   voice calls.                            carriers, ticket    million, 2017-
                                                                           agents.             2026.
----------------------------------------------------------------------------------------------------------------

B. Regulatory Flexibility Act

    The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires an 
agency to review regulations to assess their impact on small entities 
unless the agency determines that a rule is not expected to have a 
significant economic impact on a substantial number of small entities. 
DOT defines small carriers based on the standard published in 14 CFR 
399.73 as carriers that provide air transportation exclusively with 
aircraft that seat no more than 60 passengers. Ticket agents qualify as 
a small business if they have $20.5 million or less in annual revenues. 
13 CFR 121.201.
    The Department does not expect this rule to have a significant 
economic impact on a substantial number of small entities. The proposed 
rule contains an exemption for small carriers and small ticket agents. 
On the basis of the analysis provided in the PRIA and IRFA, I hereby 
certify that this rulemaking will not have a significant economic 
impact on a substantial number of small entities.

C. Executive Order 13132 (Federalism)

    This rulemaking has been analyzed in accordance with the principles 
and criteria contained in Executive Order 13132 (``Federalism''). This 
rulemaking does not include any provision that: (1) Has substantial 
direct effects on the States, the relationship between the national 
government and the States, or the distribution of power and 
responsibility among the various levels of government; (2) imposes 
substantial direct compliance costs on State and local governments; or 
(3) preempts State law. States are already preempted from regulating in 
this area by the Airline Deregulation Act, 49 U.S.C. 41713. Therefore, 
the consultation and funding requirements of Executive Order 13132 do 
not apply.

D. Executive Order 13084

    This rulemaking has been analyzed in accordance with the principles 
and criteria contained in Executive Order 13084 (``Consultation and 
Coordination with Indian Tribal Governments''). Because this rulemaking 
does not significantly or uniquely affect the communities of the Indian 
Tribal governments or impose substantial direct compliance costs on 
them, the funding and consultation requirements of Executive Order 
13084 do not apply.

E. Paperwork Reduction Act

    The Department has determined that this proposed rule is subject to 
the requirements of the Paperwork Reduction Act (PRA) because it adopts 
new information gathering requirements on airlines and ticket agents. 
The Department will publish a separate 30 day and 60 day notice in the 
Federal Register inviting comment on the new information collection 
requirements contained in this document. As prescribed by the PRA, the 
requirements will not go into effect until the Office of Management and 
Budget (OMB) has approved them and the Department has published a 
notice announcing the effective date of the information collection 
requirements.

F. Unfunded Mandates Reform Act

    The Department has determined that the requirements of Title II of 
the Unfunded Mandates Reform Act of 1995 do not apply to this rule.

G. National Environmental Policy Act

    The Department has analyzed the environmental impacts of this 
proposed action pursuant to the National Environmental Policy Act of 
1969 (NEPA) (42 U.S.C. 4321 et seq.) and has determined that it is 
categorically excluded pursuant to DOT Order 5610.1C, Procedures for 
Considering Environmental Impacts (44 FR 56420, Oct. 1, 1979). 
Categorical exclusions are actions identified in an agency's NEPA 
implementing procedures that do not normally have a significant impact 
on the environment and therefore do not require either an environmental 
assessment (EA) or environmental impact statement (EIS). See 40 CFR 
1508.4. In analyzing the applicability of a categorical exclusion, the 
agency must also consider whether extraordinary circumstances are 
present that would warrant the preparation of an EA or EIS. Id. 
Paragraph 3.c.6.i of DOT Order 5610.1C categorically excludes 
``[a]ctions relating to consumer protection, including regulations.'' 
As noted above, this rulemaking relates to consumer protection. The 
Department does not anticipate any environmental impacts, and there are 
no extraordinary circumstances present in connection with this 
rulemaking.

List of Subjects in 14 CFR Part 260

    Air carriers, Foreign air carriers, Ticket agents, Voice calls, 
Mobile wireless devices, Consumer protection. Disclosure when voice 
calls are permitted.

Proposed Rule Text

0
For the reasons set forth in the preamble, the Department of 
Transportation proposes to amend title 14 of the Code of Federal 
Regulations by adding part 260 to read as follows:

Part 260--DISCLOSURE ABOUT VOICE CALLS ONBOARD AIRCRAFT

Sec.
260.1 Purpose.
260.3 Applicability.
260.5 Definitions.
260.7 Unfair and Deceptive Practice.
260.9 Notice Requirement.
260.11 Exceptions.

    Authority: 49 U.S.C. 41712.


Sec.  260.1  Purpose.

    The purpose of this part is to ensure that ticket agents doing 
business in the United States, air carriers, and foreign air carriers 
inform consumers clearly when the air transportation they are buying or 
considering buying permits passengers to use their mobile wireless 
devices for voice calls onboard the flight.

[[Page 90267]]

Sec.  260.3  Applicability.

    Except as noted in Sec.  260.11, this part applies to the 
following:
    (a) U.S. and foreign air carriers marketing scheduled or charter 
air transportation where voice calls are permitted onboard flights; and
    (b) Ticket agents doing business in the United States that market 
scheduled or charter air transportation where voice calls are permitted 
onboard flights.


Sec.  260.5  Definitions.

    As used in this part:
    Air transportation means foreign air transportation or intrastate 
or interstate air transportation.
    Carrier means any air carrier or foreign air carrier as defined in 
49 U.S.C. 40102(a)(2) or 49 U.S.C. 40102(a)(21), respectively, that is 
marketing scheduled or charter passenger air transportation.
    Mobile wireless device means any portable wireless 
telecommunications device not provided by the covered carrier that is 
used for the transmission or reception of voice calls. The term 
includes, but is not limited to, passenger cellular telephones, 
computers, tablets, and other portable electronic devices using radio 
signals or Voice over Internet Protocol.
    Ticket agent has the meaning ascribed to it in 49 U.S.C. 
40102(a)(45), and DOT regulations.
    Voice call means an oral communication made or received by a 
passenger using a mobile wireless device.


Sec.  260.7  Unfair and deceptive practice.

    The holding out or sale of scheduled or charter passenger air 
transportation is prohibited as unfair and deceptive in violation of 49 
U.S.C. 41712 unless, in conjunction with such holding out or sale, 
carriers and ticket agents follow the requirements of this part.


Sec.  260.9  Notice requirement.

    (a) Notice in flight itineraries and schedules. Each air carrier, 
foreign air carrier, or ticket agent providing flight itineraries and/
or schedules for scheduled or charter passenger air transportation to 
the public in the United States shall ensure that each flight within, 
to, or from the United States on which voice calls are permitted is 
clearly and prominently identified and contains the following 
disclosures.
    (1) In flight schedule information provided to U.S. consumers on 
desktop browser-based or mobile browser-based internet Web sites or 
applications in response to any requested itinerary search, for each 
flight on which voice calls are permitted, notice that voice calls are 
permitted must appear prominently in text format on the first display 
following the input of a search query, immediately adjacent to each 
flight in that search-results list. Roll-over, pop-up and linked 
disclosures do not comply with this paragraph.
    (2) For static written schedules, each flight in passenger air 
transportation where voice calls are permitted shall be identified by 
an asterisk or other easily identifiable mark that leads to disclosure 
of notification that voice calls are permitted.
    (b) Notice in oral communications with prospective consumers. In 
any direct oral communication in the United States with a prospective 
consumer, and in any telephone call placed from the United States by a 
prospective consumer, concerning a flight within, to, or from the 
United States where voice calls are permitted, a ticket agent doing 
business in the United States or a carrier shall inform the consumer, 
the first time that such a flight is offered to the consumer, or, if no 
such offer was made, the first time a consumer inquires about such a 
flight, that voice calls are permitted.
    (c) Each air carrier and foreign air carrier that permits voice 
calls via passenger devices shall provide notification to all ticket 
agents that receive and distribute the U.S. or foreign carrier's fare, 
schedule, and availability information of the fact that voice calls via 
passenger devices are permitted during the flight. This notification 
shall be useable, current, and accurate, and suitable for providing the 
notices to prospective air travelers required by paragraphs (a) and (b) 
of this section.


Sec.  260.11  Exceptions.

    This Part does not apply to:
    (a) Air carriers or foreign air carriers providing air 
transportation only with aircraft having a designed passenger capacity 
of less than 60 seats.
    (b) Ticket agents with $20.5 million or less in annual revenues, or 
that qualify as a small business pursuant to 13 CFR part 121.

    Issued in Washington, DC, on December 7, 2016.
Anthony R. Foxx,
Secretary of Transportation.
[FR Doc. 2016-29830 Filed 12-13-16; 8:45 am]
 BILLING CODE 4910-9X-P



                                                  90258             Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules

                                                  PART 46—REGULATIONS (OTHER                              ■   3. Revise § 46.49 to read as follows:             commenced, or expanded to include
                                                  THAN RULES OF PRACTICE) UNDER                                                                                 new violations of the Act, notice shall
                                                                                                          § 46.49 Written notifications and                     be given by the Secretary to the subject
                                                  THE PERISHABLE AGRICULTURAL                             complaints.
                                                  COMMODITIES ACT, 1930                                                                                         of the investigation within thirty (30)
                                                                                                             (a) Written notification, as used in               days of the commencement or
                                                  ■ 1. The authority citation for part 46                 section 6(b) of the Act (7 U.S.C. 499f                expansion of the investigation. Within
                                                  continues to read as follows:                           (b)), means:                                          one hundred and eighty (180) days after
                                                                                                             (1) Any written statement reporting or             giving initial notice, the Secretary shall
                                                      Authority: 7 U.S.C. 499a–499t.
                                                  ■ 2. Amend § 46.46 by revising                          complaining of a violation of the Act                 provide the subject of the investigation
                                                  paragraphs (d) and (f)(1)(iv) to read as                made by any officer or agency of any                  with notice of the status of the
                                                  follows:                                                State or Territory having jurisdiction                investigation, including whether the
                                                                                                          over licensees or persons subject to                  Secretary intends to issue a complaint
                                                  § 46.46   Statutory trust.                              license, or a person filing a complaint               under section 6(c)(2) of the Act (7 U.S.C.
                                                  *      *     *     *    *                               under section 6(a), or any other                      499f(e)(2)), terminate the investigation,
                                                     (d) Trust maintenance. (1) Licensees                 interested person who has knowledge of                or continue or expand the investigation.
                                                  and persons subject to license are                      or information regarding a possible                   Thereafter, the subject of the
                                                  required to maintain trust assets in a                  violation of the Act, other than an                   investigation may request in writing, no
                                                  manner so that the trust assets are freely              employee of an agency of USDA                         more frequently than every ninety (90)
                                                  available to satisfy outstanding                        administering the Act;                                days, a status report from the Director of
                                                  obligations to sellers of perishable                       (2) Any written notice of intent to                the PACA Division who shall respond to
                                                  agricultural commodities. Any act or                    preserve the benefits of, or any claim for            the written request within fourteen (14)
                                                  omission which is inconsistent with this                payment from, the trust established                   days of receiving the request. When an
                                                  responsibility, including dissipation of                under section 5 of the Act (7 U.S.C.                  investigation is terminated, the
                                                  trust assets, is unlawful and in violation              499e);                                                Secretary shall, within fourteen (14)
                                                  of section 2 of the Act (7 U.S.C. 499b).                   (3) Any official certificate(s) of the
                                                                                                                                                                days, notify the subject of the
                                                  Growers, licensees, and persons subject                 United States Government or States or
                                                                                                                                                                termination of the investigation. In
                                                  to license may file trust actions against               Territories of the United States; or
                                                                                                                                                                every case in which notice or response
                                                  licensees and persons operating subject                    (4) Any public legal filing or other
                                                                                                                                                                is required under this paragraph, such
                                                  to license. Licensees and persons                       published document describing or
                                                                                                                                                                notice or response shall be
                                                  subject to license are bound by the trust               alleging a violation of the Act.
                                                                                                             (b) Any written notification may be                accomplished by personal service; or by
                                                  provisions of the Act (7 U.S.C. 499(e)).                                                                      posting the notice or response by
                                                     (2) Principals, including growers, who               filed by delivering the written
                                                                                                          notification to any office of USDA or                 certified or registered mail, or
                                                  employ agents to sell perishable
                                                                                                          any official of USDA responsible for                  commercial or private delivery service
                                                  agricultural commodities on their behalf
                                                                                                          administering the Act. Any written                    to the last known address of the subject
                                                  are ‘‘suppliers’’ and/or ‘‘sellers’’ as those
                                                                                                          notification published in any public                  of the investigation; or by sending the
                                                  words are used in section 5(c)(2) and (3)
                                                  of the Act (7 U.S.C. 499e(c)(2) and (3))                forum, including, but not limited to, a               notice or response by any electronic
                                                  and therefore must preserve their trust                 newspaper or an internet Web site shall               means such as registered email, that
                                                  rights against their agents by filing a                 be deemed filed upon visual inspection                provides proof of receipt to the
                                                  notice of intent to preserve trust rights               by any office of USDA or any official of              electronic mail address or phone
                                                  with their agents as set forth in                       USDA responsible for administering the                number of the subject of the
                                                  paragraph (f) of this section.                          Act. A written notification which is so               investigation.
                                                     (3) Agents who sell perishable                       filed, or any expansion of an                           Dated: December 8, 2016.
                                                  agricultural commodities on behalf of                   investigation resulting from any                      Elanor Starmer,
                                                  their principals must preserve their                    indication of additional violations of the            Administrator, Agricultural Marketing
                                                  principals’ trust benefits against the                  Act found as a consequence of an                      Service.
                                                  buyers by filing a notice of intent to                  investigation based on written                        [FR Doc. 2016–29983 Filed 12–13–16; 8:45 am]
                                                  preserve trust rights with the buyers.                  notification or complaint, also shall be              BILLING CODE 3410–02–P
                                                  Any act or omission which is                            deemed to constitute a complaint under
                                                  inconsistent with this responsibility,                  section 13(a) of the Act (7 U.S.C.
                                                  including failure to give timely notice of              499m(a)).                                             DEPARTMENT OF TRANSPORTATION
                                                  intent to preserve trust benefits, is                      (c) Upon becoming aware of a
                                                  unlawful and in violation of section 2 of               complaint under section 6(a) or written               Office of the Secretary
                                                  the Act (7 U.S.C. 499b).                                notification under 6(b) of the Act (7
                                                  *      *     *     *    *                               U.S.C. 499f (a) or (b)) by means                      14 CFR Part 260
                                                     (f) * * *                                            described in paragraph (a) and (b) of this
                                                                                                                                                                [Docket No. DOT–OST–2014–0002]
                                                     (1) * * *                                            section, the Secretary will determine if
                                                     (iv) The amount past due and unpaid;                 reasonable grounds exist to conduct an                RIN 2105–AE30
                                                  except that if a supplier, seller or agent              investigation of such complaint or
                                                  engages a commission merchant or                        written notification for disciplinary                 Use of Mobile Wireless Devices for
                                                  growers’ agent to sell or market their                  action. If the investigation substantiates            Voice Calls on Aircraft
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                                                  produce, the supplier, seller or agent                  the existence of violations of the Act, a             AGENCY: Office of the Secretary (OST),
                                                  that has not received a final accounting                formal disciplinary complaint may be                  Department of Transportation (DOT).
                                                  from the commission merchant or                         issued by the Secretary as described in               ACTION: Notice of Proposed Rulemaking
                                                  growers’ agent shall only be required to                section 6(c)(2) of the Act (7 U.S.C.
                                                  provide information in sufficient detail                                                                      (NPRM).
                                                                                                          499f(c)(2)).
                                                  to identify the transaction subject to the                 (d) Whenever an investigation,                     SUMMARY:  The Department of
                                                  trust.                                                  initiated as described in section 6(c) of             Transportation (DOT or the Department)
                                                  *      *     *     *    *                               the Act (7 U.S.C. 499f(c)(2)), is                     is proposing to protect airline


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                                                                    Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules                                                 90259

                                                  passengers from being unwillingly                       review DOT’s complete Privacy Act                     carrier operating the flight allows
                                                  exposed to voice calls within the                       statement in the Federal Register                     passengers to make voice calls using
                                                  confines of an aircraft. Specifically, the              published on April 11, 2000 (65 FR                    mobile wireless devices. Under this
                                                  Department proposes to require sellers                  19477–78), or you may visit https://                  proposed rule, carriers would be free to
                                                  of air transportation to provide adequate               www.transportation.gov/dot-Web site-                  set their own voice call policies, to the
                                                  advance notice to passengers if the                     privacy-policy.                                       extent otherwise permitted by law, so
                                                  carrier operating the flight allows                       Docket: For access to the docket to                 long as carriers provide adequate
                                                  passengers to make voice calls using                    read background documents and                         advance notice when voice calls will be
                                                  mobile wireless devices. The                            comments received, go to http://                      allowed. The requirement for airlines to
                                                  Department also seeks comment on                        www.regulations.gov or to the street                  provide advance notice when voice calls
                                                  whether to prohibit airlines from                       address listed above. Follow the online               are allowed would not apply to small
                                                  allowing voice calls via passenger                      instructions for accessing the docket.                airlines (i.e., U.S. and foreign air carriers
                                                  mobile wireless devices on domestic                     FOR FURTHER INFORMATION CONTACT:                      that provide air transportation only with
                                                  and/or international flights.                           Robert Gorman, Senior Trial Attorney,                 aircraft having a designed seating
                                                  DATES: Comments should be filed by                      or Blane A. Workie, Assistant General                 capacity of less than 60 seats) or ticket
                                                  February 13, 2017. Late-filed comments                  Counsel, Office of Aviation Enforcement               agents that qualify as a small business.
                                                  will be considered to the extent                        and Proceedings, U.S. Department of                   No advance notice is required if the
                                                  practicable.                                            Transportation, 1200 New Jersey Ave.                  carrier prohibits voice calls. The
                                                                                                          SE., Washington, DC 20590, 202–366–                   Department also seeks comment on
                                                  ADDRESSES: You may file comments
                                                                                                          9342, 202–366–7152 (fax),                             whether to prohibit airlines from
                                                  identified by the docket number DOT–
                                                                                                          robert.gorman@dot.gov or                              allowing voice calls via passenger
                                                  OST–2014–0002 by any of the following                   blane.workie@dot.gov (email).
                                                  methods:                                                                                                      mobile wireless devices on domestic
                                                     • Federal eRulemaking Portal: Go to                  SUPPLEMENTARY INFORMATION:                            and/or international flights.
                                                  http://www.regulations.gov and follow                   Executive Summary                                        The Department takes this action
                                                  the online instructions for submitting                                                                        under its authority to prohibit unfair
                                                  comments.                                               1. Purpose of the Regulatory Action
                                                                                                                                                                and deceptive practices in air
                                                     • Mail: Docket Management Facility,                     The purpose of this action is to                   transportation or the sale of air
                                                  U.S. Department of Transportation, 1200                 propose a method for regulating voice                 transportation, and under its authority
                                                  New Jersey Ave. SE., West Building                      calls on passengers’ mobile wireless                  to ensure adequate air transportation, as
                                                  Ground Floor, Room W12–140,                             devices on flights to, from, and within               further described herein.
                                                  Washington, DC 20590–0001.                              the United States. Permitting passengers
                                                     • Hand Delivery or Courier: West                     to make voice calls onboard aircraft may              2. Summary of Costs and Benefits
                                                  Building Ground Floor, Room W12–140,                    create an environment that is unfair and
                                                  1200 New Jersey Ave. SE., between 9:00                  deceptive to those passengers. While the                The proposed rule would require
                                                  a.m. and 5:00 p.m. ET, Monday through                   Federal Communications Commission                     airlines and ticket agents that are not
                                                  Friday, except Federal holidays.                        (FCC) currently prohibits the use of                  small entities to disclose the airline’s
                                                     • Fax: 202–493–2251.                                 certain commercial mobile bands                       voice call policy if the airline chooses
                                                     Instructions: You must include the                   onboard aircraft, that ban does not cover             to permit voice calls. The Department’s
                                                  agency name and docket number DOT–                      Wi-Fi and other means by which it is                  Preliminary Regulatory Impact Analysis
                                                  OST–2014–0002 or the Regulation                         possible to make voice calls. Moreover,               (PRIA), found in the docket, examined
                                                  Identifier Number (RIN) for the                         in 2013, the FCC proposed lifting its                 the costs that ticket agents and airlines
                                                  rulemaking at the beginning of your                     existing ban, so long as certain                      would incur to implement any
                                                  comment. All comments received will                     conditions are met, as described in                   disclosure requirements that would
                                                  be posted without change to http://                     detail below. As technologies advance,                arise from allowing voice calls. For the
                                                  www.regulations.gov, including any                      the cost of making voice calls may                    period of 2017–2026, the PRIA
                                                  personal information provided.                          decrease and the quality of voice call                estimated the cost to carriers to be $41
                                                     Privacy Act: Anyone is able to search                service may increase, leading to a higher             million and the cost to ticket agent costs
                                                  the electronic form of all comments                     prevalence of voice calls and greater risk            to be $46 million. The PRIA found
                                                  received in any of our dockets by the                   of passenger harm.                                    qualitative benefits to passengers in the
                                                  name of the individual submitting the                      For these reasons, the Department                  form of improved information for those
                                                  comment (or signing the comment, if                     proposes to require sellers of air                    who wish to avoid (or make) voice calls.
                                                  submitted on behalf of an association,                  transportation to provide adequate                    These costs and benefits are
                                                  business, labor union, etc.). You may                   advance notice to passengers if the                   summarized in the chart below.

                                                                                                            SUMMARY OF BENEFITS AND COSTS
                                                        Proposed option                  Nature of benefits             Quantitative measure                Nature of costs             Quantitative measure

                                                  Require disclosure of pos-       Improved information for          Tickets purchased for 10.2        Web site programming and      Carrier costs of $41 million
                                                    sible voice call exposure        those who wish to avoid           billion enplanements,            call center labor hours        and ticket agent costs of
                                                    prior to ticket purchase.        (or make) voice calls.            2017–2026.                       for large carriers, ticket     $46 million, 2017–2026
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                                                                                                                        agents.



                                                  Background                                              OST–2014–0002 titled ‘‘Use of Mobile                  2014.1 We announced in the ANPRM
                                                                                                          Wireless Devices for Voice Calls on
                                                     On February 24, 2014, the Department                 Aircraft.’’ The ANPRM was published in                  1 Department of Transportation, Office of the
                                                  issued an Advance Notice of Proposed                    the Federal Register on February 24,                  Secretary, 14 CFR part 251 [Docket No. DOT–OST–
                                                  Rulemaking (ANPRM) in Docket DOT–                                                                                                                     Continued




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                                                  90260              Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules

                                                  our intent to gather information on                     transmit those signals through an                       aircraft. In October 2013, the FAA
                                                  whether to propose a rule to ban voice                  onboard antenna either to a satellite or                provided information to airlines on
                                                  calls on passengers’ mobile wireless                    to dedicated terrestrial receivers. In                  expanding passenger use of PEDs during
                                                  devices on commercial aircraft. We                      either case, the system would be                        all phases of flight without
                                                  sought comment on the effects and                       designed to minimize the potential for                  compromising the continued safe
                                                  implications of such a proposed rule.                   interference with terrestrial networks                  operation of the aircraft.13 However, the
                                                  The ANPRM was issued in light of the                    that prompted the FCC’s original ban.7                  FAA guidance did not explicitly address
                                                  FCC’s proposed rule, published on                       The FCC’s proposal notes that more                      the use of cell phones for voice calls, in
                                                  December 13, 2013, that if adopted                      than 40 jurisdictions throughout the                    light of the FCC’s continued ban on such
                                                  would make it possible for aircraft                     world, including the European Union                     calls.14 Cell phones differ from most
                                                  operators to permit passengers to make                  (EU), Australia, and jurisdictions in                   PEDs in that they are designed to send
                                                  or receive calls onboard aircraft using                 Asia, have authorized the use of mobile                 out signals strong enough to be received
                                                  commercial mobile spectrum bands.2                      communication services on aircraft                      at great distances. Nevertheless, the
                                                     Currently, FCC rules restrict airborne               without any known interference issues.8                 FAA’s safety authority over cell phones
                                                  use of mobile devices that can operate                     The FCC’s proposal is technology-                    is similar to its authority over other
                                                  on certain commercial mobile                            neutral, in that it does not intend to                  PEDs and includes technical elements
                                                  frequencies.3 As a result, U.S. airlines                limit the use of mobile communications                  (e.g., whether cell phones would
                                                  require that passengers disable their                   to non-voice applications. The FCC                      interfere with avionics systems),
                                                  mobile devices or use ‘‘airplane mode’’ 4               states that any modifications to the AAS                operational elements (e.g., whether the
                                                  while an aircraft is airborne. The FCC’s                would be at the discretion of individual                use of cell phones would interfere with
                                                  ban was adopted in 1991 based on the                    airlines, in addition to any rules or                   effective flight safety instructions), and
                                                  threat of widespread interference with                  guidelines adopted by the DOT.9 The                     security elements (e.g., whether the use
                                                  terrestrial networks from airborne use of               FCC explains that Airborne Access                       of cell phones creates a security threat
                                                  cell phones. With advances in                           Systems will provide airlines with the                  that in turn impacts aviation safety).
                                                  technology and increasing public                        flexibility to deploy or not deploy                     Pursuant to FAA regulations, before
                                                  interest in using mobile                                various mobile communications                           allowing passengers to use PEDs,
                                                  communications services on airborne                     services.10 For instance, an airline could              aircraft operators must first determine
                                                  aircraft, the FCC issued its 2013 NPRM                  program the new equipment to block                      that those devices will not interfere with
                                                  proposing to revise what it described as                voice calls while permitting data and                   the aircraft’s navigation or
                                                  outdated rules. The FCC proposes a                      text services.11                                        communication systems. This
                                                  regulatory framework that would allow                      In the Department’s ANPRM, we                        determination includes assessing the
                                                  airlines, subject to application of DOT                 explained that DOT and the FCC have                     risks of potential cellular-induced
                                                  regulations (of both the Office of the                  distinct areas of responsibilities with                 avionics problems.15 According to FAA
                                                  Secretary of Transportation (OST) and                   respect to the use of cell phones or other              policy and guidance, expanding
                                                  the Federal Aviation Administration                     mobile devices for voice calls on                       passenger PED use requires an aircraft
                                                  (FAA)), the ability to allow passengers                 aircraft. The FCC has authority over                    operator to revise applicable policies,
                                                  to use commercial mobile spectrum                       various technical issues (as described                  procedures, and programs, and to
                                                  bands on their mobile wireless devices                  above); the FAA, a component of DOT,                    institute mitigation strategies for
                                                  while in flight.5 The FCC’s proposal                    has authority over safety issues; and                   passenger disruptions to crewmember
                                                  would not require airlines to permit any                DOT’s OST has authority over aviation                   safety briefings and announcements and
                                                  new airborne mobile services; rather, it                consumer protection issues.                             potential passenger conflicts. Therefore,
                                                  would provide a regulatory pathway for                     The FAA, pursuant to its aviation                    even if the FCC revises its ban, any
                                                  airlines to enable such services using an               safety oversight authority in 49 U.S.C.                 installed equipment such as an AAS
                                                  Airborne Access System (AAS).6 An                       106(f) and 44701(a), has authority to                   would be subject to FAA certification,
                                                  AAS likely would consist of a base                      determine whether portable electronic                   just like other hardware.
                                                  station (typically a picocell) and a                    devices (PEDs) 12 can be safely used on                    Many U.S. airlines currently offer Wi-
                                                  network control unit. The system would                                                                          Fi connectivity to passengers’ mobile
                                                  receive low-powered signals from                           7 On May 9, 2013, the FCC issued an NPRM             devices using FAA-approved in-flight
                                                  passengers’ mobile wireless devices and                 proposing to create new air-to-ground mobile            connectivity systems. Like Airborne
                                                                                                          broadband service in the 14 GHz band in the
                                                                                                          contiguous United States that would provide
                                                                                                                                                                  Access Systems, airborne Wi-Fi systems
                                                  2014–0002], RIN 2105–AE30, 79 FR 10049 (Feb. 24,                                                                receive signals from passengers’ mobile
                                                  2014) (DOT ANPRM).                                      significantly greater data transmission capacity than
                                                     2 Expanding Access to Mobile Wireless Services       exists in current services. Expanding Access to         devices and relay those signals to
                                                  Onboard Aircraft, Notice of Proposed Rulemaking,        Broadband and Encouraging Innovation Through            satellites or dedicated ground towers.
                                                                                                          Establishment of an Air-Ground Mobile Broadband
                                                  WT Docket No. 13–301, FCC 13–157 (Dec. 13, 2013)
                                                                                                          Secondary Service for Passengers Aboard Aircraft in
                                                                                                                                                                  Wi-Fi spectrum is capable of
                                                  (FCC Mobile Wireless NPRM); 79 FR 2615 (January                                                                 transmitting voice calls as well as other
                                                  15, 2014). See http://www.fcc.gov/document/             the 14.0–14.5 GHz Band, Notice of Proposed
                                                  review-rules-wireless-services-onboard-aircraft-        Rulemaking, FCC 13–66, GN Docket 13–114,                types of data, such as video and text
                                                  nprm.                                                   published at 78 FR 41343 (July 10, 2013).               messages. The FCC does not prohibit
                                                                                                             8 FCC Mobile Wireless NPRM at 2 ¶ 3.
                                                     3 See 47 CFR 22.925, 90.423. The FCC prohibits                                                               voice calls over Wi-Fi; the FCC’s current
                                                                                                             9 Id. at 4 ¶ 4.
                                                  use of the 800 MHz Cellular Radiotelephone band                                                                 ban relates to the use of certain
                                                  while aircraft is in flight at any altitude. The FCC       10 Id. at 17–18 ¶ 41.

                                                  also prohibits the use of 800 and 900 MHz                  11 Id.
                                                                                                                                                                  commercial mobile spectrum bands.
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                                                  Specialized Mobile Radio frequencies on aircraft           12 A portable electronic device is ‘‘any piece of
                                                  that typically fly at altitudes over one mile. There    lightweight, electrically-powered equipment. These
                                                                                                                                                                    13 ‘‘Expanding the Use of Passenger Portable

                                                  are no current restrictions on airborne use of the      devices are typically consumer electronic devices       Electronic Devices (PED),’’ available at http://
                                                  other bands used to provide typical mobile voice        capable of communications, data processing and/or       www.faa.gov/other_visit/aviation_industry/airline_
                                                  and data service, although the FCC’s NPRM seeks         utility. Examples range from handheld, lightweight      operators/airline_safety/info/all_infos/media/2013/
                                                  comment on whether to extend restrictions to other      electronic devices such as tablets, e-readers and       InFO13010.pdf (‘‘InFO 13010’’).
                                                  frequencies. FCC Mobile Wireless NPRM at ¶ 5.           smartphones to small devices such as MP3 players          14 Nevertheless, we do not anticipate that the FAA
                                                     4 This requirement does not apply to Wi-Fi use.
                                                                                                          and electronic toys.’’ See FAA Fact Sheet—Portable      will determine that the use of cell phones for voice
                                                     5 FCC Mobile Wireless NPRM at 2–4.
                                                                                                          Electronic Devices Aviation Rulemaking Committee        calls would interfere with avionics systems.
                                                     6 Id. at 2 ¶ 1.                                      Report (October 8, 2013).                                 15 See 14 CFR 91.21, 121.306, 125.204.




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                                                                    Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules                                                    90261

                                                  Thus, many U.S. carriers currently have                 individuals. The vast majority of                        Certain foreign airlines (Emirates and
                                                  the capability of allowing their                        commenters, 96%, favored a ban on                     Virgin Atlantic), along with suppliers of
                                                  passengers to make and receive voice                    voice calls. An additional 2% favored                 onboard voice call equipment
                                                  calls in-flight over Wi-Fi. It should be                bans on voice calls, but indicated that               (Panasonic, OnAir Switzerland, and the
                                                  noted that the Department is unaware of                 they would be open to exceptions, such                Telecommunications Industry
                                                  any U.S. carrier that currently permits                 as for (unspecified) ‘‘emergencies.’’                 Association/Information Technology
                                                  voice calls; airlines and their Wi-Fi                   Most commenters used strong language                  Industry Council), commented that
                                                  providers typically do not offer voice                  to express the view that voice calls in               foreign airlines increasingly permit
                                                  service.                                                the presence of others are disturbing in              voice calls, with few reports of
                                                     To summarize, the current proposed                   general, and even more so in a confined               consumer complaints. They stated that
                                                  rulemaking would regulate voice calls                   space. Individuals also commented that                voice calls are rarely placed, and are of
                                                  onboard aircraft as a matter of consumer                voice calls would create ‘‘air rage’’                 short duration because they are quite
                                                  protection, rather than as a matter of                  incidents by disgruntled passengers,                  expensive (several dollars per minute,
                                                  ensuring aviation safety or preventing                  place additional strains on flight                    akin to ‘‘roaming’’ charges). They also
                                                  cellular interference with ground                       attendants, and intrude upon privacy                  note that voice calls may be easily
                                                  networks. Moreover, it would apply to                   and opportunities to sleep. Only 2% of                disabled at any time during flight by one
                                                  voice calls on passenger-supplied                       individuals opposed a voice call ban.                 of the pilots. Finally, they report that
                                                  cellular telephones and other passenger-                These commenters generally took the                   crewmembers are adequately trained to
                                                  supplied mobile wireless devices,                       position that airlines should be able to              handle any incidents that may arise as
                                                  regardless of whether the call is made                  set their own policies.                               a result of voice calls.
                                                  on a commercial mobile frequency, Wi-                      Consumer advocacy organizations                       One commenter, the Business Travel
                                                  Fi, or other means. Under this proposal,                (Consumers Union and the Global                       Coalition, suggested that the Department
                                                  the Department would not prohibit                       Business Travel Association) stated that              should permit voice calls in an
                                                  voice calls (although we seek further                   they favored a ban on voice calls, for the            ‘‘inbound, listen-only’’ mode for
                                                  comment on that issue), but airlines                    same reasons identified by the majority               participating passively in conference
                                                  would remain subject to any technical,                  of individuals. Global Business Travel                calls. Another commenter, GoGo, Inc.,
                                                  safety, or security rules that do prohibit              Association favored a ban on voice calls              suggested that any ban on voice calls
                                                  or restrict voice calls. Airlines would be              and stated that ‘‘quiet sections’’ are not            should apply to regularly-scheduled
                                                  required to disclose their voice call                   feasible on aircraft.                                 commercial flights, and not to private
                                                  policies to the extent that they permit                                                                       aircraft or charter flights.
                                                                                                             Unions (the Air Line Pilots
                                                  voice calls; those policies, in turn, will
                                                                                                          Association (ALPA), the Association of                Response to ANPRM Comments
                                                  be based both on the airline’s own
                                                                                                          Professional Flight Attendants (APFA),                  First, we recognize the safety and
                                                  choices and on any existing rules
                                                                                                          the Association of Flight Attendants—                 security concerns expressed by pilots’
                                                  affecting such calls.
                                                                                                          CWA (AFA–CWA), the Teamsters, and                     and flight attendants’ unions. Without
                                                  The OST’s 2014 ANPRM                                    the Transportation Trades Department)                 discounting those concerns in any way,
                                                     The DOT sought comment in the                        expressed safety concerns arising from                we note that the proposed rule is not
                                                  February 2014 ANPRM on whether                          permitting voice calls on aircraft,                   based on considerations of safety or
                                                  permitting voice calls on aircraft                      including an increased number of ‘‘air                security. Nevertheless the Department is
                                                  constitutes an unfair practice to                       rage’’ incidents and a decrease in the                actively coordinating this proposed
                                                  consumers pursuant to 49 U.S.C. 41712,                  ability to hear crewmember instructions.              rulemaking with all relevant Federal
                                                  and/or is inconsistent with adequate air                These organizations also cited security               authorities that have jurisdiction over
                                                  transportation pursuant to 49 U.S.C.                    concerns, such as the possibility that                aviation safety and security.16
                                                  41702, and if so, whether such calls                    voice call capability could be exploited                Next, we understand the significant
                                                  should be banned. More specifically, it                 by terrorists.                                        concerns expressed by individual
                                                  solicited comment on a number of                           In contrast, the major airline                     commenters about the degree of
                                                  questions, including, but not limited to:               organizations, Airlines for America                   hardship that may arise from an
                                                  (1) Whether the Department should                       (A4A) and the International Air                       enclosed airline cabin environment in
                                                  refrain from rulemaking and allow the                   Transport Association (IATA),                         which voice calls are unrestricted.
                                                  airlines to develop their own policies;                 expressed the view that airlines should               Under the proposed rule, airlines
                                                  (2) whether a voice call ban should                     be permitted to develop their own                     remain free to respond to those concerns
                                                  apply to all mobile wireless devices; (3)               policies on voice calls. They recognized              by banning voice calls as a matter of
                                                  whether any proposed ban on voice                       that their member airlines may take                   policy, allowing voice calls only on
                                                  calls should be extended to foreign air                 differing positions on whether they                   certain flights (such as those frequently
                                                  carriers; and (4) whether exceptions                    would allow voice calls on their flights.             used by business travelers) or only
                                                  should apply for emergencies, certain                   A4A and IATA stressed, however, that
                                                  areas of the aircraft, certain types of                 each airline should be free to respond to               16 In January 2016, the DOT and FCC entered into

                                                                                                          its own consumers’ demand. They also                  an agreement to establish a Federal Interagency
                                                  flights, or certain individuals (such as                                                                      Working Group to more effectively collaborate and
                                                  flight attendants and air marshals). It                 argued that the Department lacks the                  coordinate with other relevant agencies on issues
                                                  did not seek comment on the technical                   statutory authority under 49 U.S.C.                   that intersect their respective domains, including
                                                                                                          41702 or 41712 to ban voice calls.                    the safe and secure use of consumer
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  or safety aspects of voice calls, because
                                                                                                          Finally, these organizations contended                communications onboard domestic commercial
                                                  those fall under the regulatory authority                                                                     aviation. This agreement builds on the interagency
                                                  of the FCC and the FAA, respectively.                   that a voice call ban would stifle                    coordination efforts in recent years as aviation
                                                                                                          innovation in this area.                              communications safety and security concerns have
                                                  Comments on the ANPRM                                      One U.S. airline, Spirit Airlines, Inc.,           emerged. The FAA and the FCC co-chair the
                                                    The comment period was open from                      echoed IATA’s free-market position, but               Working Group, with the Public Safety and
                                                                                                                                                                Homeland Security Bureau coordinating efforts
                                                  February 24, 2014, to March 26, 2014.                   added that the Department would have                  within the FCC. See http://transition.fcc.gov/Daily_
                                                  During that time, the Department                        the authority to require airlines to                  Releases/Daily_Business/2016/db0129/DA-16-
                                                  received over 1,700 comments from                       disclose their voice call policies.                   110A1.pdf.



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                                                  90262             Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules

                                                  during certain portions of flights (such                continuous journey, in the same aircraft              foreign airlines offer voice call service,
                                                  as non-sleeping hours), creating ‘‘voice                or using the same flight number, that                 and asserted that passengers have
                                                  call free zones’’ where voice calls are                 begins or ends in the United States.                  experienced no adverse impacts from
                                                  not permitted, or through other means.                     The Department appreciates the                     the service. A representative of the
                                                  As we explain further below, permitting                 comments we received from business                    Association of Professional Flight
                                                  carriers to allow voice calls onboard                   travelers, some of whom have advocated                Attendants expressed strong opposition
                                                  aircraft may create an environment that                 for the ability to participate in ‘‘listen-           to allowing voice calls, citing, among
                                                  is both unfair and deceptive to                         only’’ calls, such as lengthy conference              other concerns, safety, security, and
                                                  consumers, and inconsistent with                        calls, on airplanes. This NPRM does not               adverse impacts on flight attendants
                                                  adequate air transportation. The                        propose a ban on voice calls on aircraft,             who would have to intervene in
                                                  Department has the statutory authority                  although we seek further comment on                   passenger conflicts arising from voice
                                                  to prohibit unfair and deceptive                        that issue. As a result, airlines would be            calls. A representative of FlyersRights, a
                                                  practices in air transportation, and to                 free, under this proposal, to develop                 group representing airline passengers,
                                                  ensure adequate air transportation. As                  policies to prohibit, restrict or allow               expressed opposition to allowing voice
                                                  such, the Department disagrees with the                 voice calls, and airlines would have the              calls, citing similar concerns and
                                                  airline organizations, which contend                    flexibility to provide these types of                 potential impacts on the passenger in-
                                                  that the Department lacks statutory                     ‘‘listen-only’’ or other exceptions if they           flight experience. An ACACP member
                                                  authority to ban voice calls under                      so choose. With that being said, DOT                  representing consumer interests
                                                  sections 41702 and 41712. The                           continues to seek comment on whether                  indicated that he was undecided on the
                                                  Department also disagrees with the                      a ban on voice calls would be the more                issue and stated that there may be room
                                                  individual commenters and airline                       appropriate regulatory approach and                   for compromise. On September 1, 2015,
                                                  organizations who contend that voice                    whether any exceptions, such as a                     the ACACP recommended that the
                                                  calls should be entirely unregulated.                   ‘‘listen-only’’ exception, should apply.              Department allow airlines to decide
                                                                                                             With respect to GoGo’s comment that                whether to permit passengers to use
                                                     We recognize that certain foreign                    any ban on voice calls should apply to
                                                  airlines permit voice calls when outside                                                                      mobile devices for voice calls, if such
                                                                                                          regularly-scheduled commercial flights,               use is safe and secure. In a related
                                                  U.S. airspace, and that these airlines                  and not to private aircraft or charter                recommendation, the ACACP urged the
                                                  have reported few consumer                              flights, we again note that we are not                Department to continue to participate in
                                                  complaints. This experience of foreign                  proposing to ban voice calls at this time.            the interagency task force relating to the
                                                  airlines suggests that voice calls do not,                 Finally, we agree with Spirit Airlines’            safety and security of mobile wireless
                                                  at present, create a significant degree of              comment that the Department has the                   devices onboard aircraft. Our proposed
                                                  consumer harm. Our review of the                        authority to require carriers to disclose             rule, which would permit the sale of air
                                                  individual comments to the ANPRM                        their voice-call policies, if the airline             transportation where voice calls are
                                                  suggests, however, that U.S. consumers                  does allow them. While the major                      allowed so long as the airline’s voice
                                                  have come to expect a voice-call-free                   airline organizations did not comment                 call policy is properly disclosed, is
                                                  cabin environment and that they may                     on the disclosure approach, we believe                consistent with the ACACP’s
                                                  generally hold a different view from                    that it is a well-established means of                recommendation.
                                                  foreign consumers on the issue of voice                 regulation that falls squarely within the
                                                  calls. Moreover, as we note in the                      Department’s authority under 49 U.S.C.                This NPRM
                                                  regulatory evaluation to the proposed                   41712. At this point in time, the                     Legal Analysis
                                                  rule, the Department anticipates that                   Department is proposing this method of
                                                  airlines’ technical capacity to allow                                                                            After reviewing the comments, the
                                                                                                          regulation, which is structured similarly             Department finds that allowing the use
                                                  voice calls will increase significantly in              to the Department’s existing code-share
                                                  the near future, with corresponding                                                                           of mobile wireless devices for voice
                                                                                                          disclosure rule. This proposed rule                   calls without providing adequate notice
                                                  potential reductions in the price of                    would require airlines that permit voice
                                                  individual voice calls. These factors                                                                         to all passengers is an ‘‘unfair’’ and
                                                                                                          calls to provide early notice to                      ‘‘deceptive’’ practice in air
                                                  could result in an environment in which                 consumers so that they may know prior
                                                  voice calls increase in both number and                                                                       transportation under 49 U.S.C. 41712. A
                                                                                                          to purchasing a ticket that a particular              practice is unfair if it causes or is likely
                                                  length, raising passenger discomfort to a               flight permits voice calls. This proposal             to cause substantial injury to consumers
                                                  degree that passengers on foreign                       provides a means of regulating voice                  which cannot be reasonably avoided
                                                  airlines do not currently experience. As                calls without banning them outright.                  and which is not outweighed by
                                                  such, this proposal would require
                                                                                                          Advisory Committee on Aviation                        countervailing benefits to consumers or
                                                  sellers of air transportation that are not
                                                                                                          Consumer Protection                                   competition that the practice produces.
                                                  small entities to provide adequate notice
                                                                                                                                                                The Department relied upon 49 U.S.C.
                                                  to passengers if voice calls are permitted                On October 29, 2014, the sixth                      41712 when promulgating the ‘‘Tarmac
                                                  on a ‘‘flight within, to, or from the                   meeting of the Secretary’s Advisory                   Delay Rule’’ (14 CFR 259.4), in which
                                                  United States.’’ We recognize that a                    Committee on Aviation Consumer                        the Department addressed the harm to
                                                  ‘‘flight to or from the United States’’                 Protection (ACACP) convened to                        consumers when aircraft sit for hours on
                                                  may be a continuous journey including                   discuss a number of issues, including                 the airport tarmac without an
                                                  one flight segment beginning or ending                  regulation of voice calls on aircraft.17 At           opportunity for passengers to deplane.18
                                                  in the United States (e.g., New York to                 the meeting, representatives of DOT and
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                                                                                                                                                                In doing so, the Department considered
                                                  Frankfurt), and a second segment                        FCC discussed the history and current                 the degree of hardship and
                                                  between two foreign points (e.g.,                       status of voice call regulation. A                    inconvenience to consumers, along with
                                                  Frankfurt to Prague). We solicit                        representative from AeroMobile                        the fact that the harm was unavoidable
                                                  comment on whether the disclosure                       Communications, Inc., a company that                  because the passengers could not
                                                  requirements for ‘‘flights to or from the               installs communication systems                        deplane. Similar to a tarmac delay
                                                  United States’’ should be limited to                    onboard aircraft, noted that a number of
                                                  flight segments to or from the United                                                                           18 See 74 FR 68983 (Dec. 30, 2009) and 76 FR

                                                  States, or should apply to the entire                     17 DOT–OST–2012–0087–0257.                          23110 (April 25, 2011).



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                                                                     Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules                                           90263

                                                  without an opportunity for passengers                   airspace. Thus, at present, consumers                 passengers to make voice calls during
                                                  to deplane, permitting voice calls on                   purchase tickets with the reasonable                  flights? What are the different types of
                                                  aircraft without adequate notice would                  expectation that voice calls will not be              policies and practices being used by
                                                  harm consumers because of the                           permitted on flights within the United                carriers that permit some degree of voice
                                                  confined environment and the inability                  States. Given the overwhelmingly                      calls? Will the price of voice calls go
                                                  of passengers to avoid the hardship and                 negative tenor of the public comments                 down as technology improves, and if so,
                                                  disruption created by voice calls. The                  submitted to the docket, it is reasonable             will the volume of voice calls increase?
                                                  vast majority of individual commenters                  to conclude that consumers may choose                 What would be the costs and benefits of
                                                  believe that permitting voice calls                     a flight based at least in part on whether            any such increase in voice call usage?
                                                  would create unavoidable harm. Most                     the carrier has taken the unusual step of             What are the quantifiable benefits to
                                                  individuals spoke of the significant                    permitting voice calls on that flight.                consumers from being able to make a
                                                  discomfort, invasion of privacy, lack of                Under these circumstances, we                         voice call onboard an aircraft? What are
                                                  sleep, and other harmful effects that                   conclude that consumers would be                      the quantifiable benefits of being able to
                                                  would arise from being placed for hours                 unfairly surprised if they learned for the            listen to a conference call on a ‘‘listen-
                                                  in an enclosed environment with other                   first time, after purchasing the ticket,              only’’ call? Would carriers and/or
                                                  passengers speaking loudly on their                     that their chosen flight permits voice                consumers benefit from airlines offering
                                                  mobile devices. Some commenters                         calls. The proposed requirements are                  either ‘‘voice call zones’’ or ‘‘voice call
                                                  remarked that individuals speaking on                   designed to ensure that consumers are                 free zones’’ onboard aircraft? Would
                                                  mobile devices tend to be louder than                   adequately informed, in advance, that                 carriers charge a specific fee for being
                                                  individuals engaging in a live                          voice calls will be permitted.                        able to make voice calls, or would the
                                                  conversation. We are also aware of a                       A number of individuals and                        fee for voice calls be bundled with the
                                                  2012 survey indicating that 51% of                      organizations expressed significant                   general charges for Wi-Fi, and/or in-
                                                  respondents expressed negative feelings                 concern over the many safety and                      flight entertainment? Would carriers
                                                  about cell phone use during flight,                     security issues that arise from                       have an economic incentive to provide
                                                  while 47% expressed generally positive                  permitting voice calls on aircraft.                   electronic devices to passengers
                                                  feelings; in a separate survey question,                Recognizing the multi-jurisdictional                  independent of the portable electronic
                                                  61% of respondents expressed support                    scope of the voice call issue, numerous               devices that passengers themselves
                                                  for restricting cell phone calls during                 members of Congress 20 have urged the                 already bring onboard the aircraft? What
                                                  flight.19 In light of the support for a                 DOT to coordinate its efforts with the                are the quantifiable costs to consumers
                                                  voice call ban expressed by members of                  Department of Justice, the Department                 from being exposed to unwanted voice
                                                  the public in response to the ANPRM,                    of Homeland Security, and the FCC. The                calls onboard aircraft? What is the
                                                  the Department believes that these                      proposed rule necessarily falls within                proper method of measuring such costs?
                                                  hardships, when encountered without                     the scope of the Department’s consumer                Is a voice call ban justified even if the
                                                  adequate notice, are not outweighed by                  protection authority, and does not                    Department requires disclosure of a
                                                  countervailing benefits to consumers or                 extend to certain security and safety                 carrier’s voice call policy? Should any
                                                  to competition and are an unfair                        concerns over which OST lacks                         such ban apply to international as well
                                                  practice.                                               jurisdiction. Nevertheless, commenters                as domestic flights? Should any such
                                                     We also believe that permitting voice                should be assured that the Department                 ban apply to small carriers, air taxis, or
                                                  calls on aircraft without adequate                      is engaged in active coordination with                charter operations? In general, are
                                                  disclosure is a deceptive practice. A                   those agencies on this issue.                         market forces sufficient or insufficient
                                                  practice is deceptive if it misleads or is                 Before discussing the proposed rule                to moderate voice call use without
                                                  likely to mislead a consumer acting                     text, we note that we seek further                    Departmental regulation? Are there
                                                  reasonably under the circumstances                      comment on whether the Department                     alternative regulatory approaches, in
                                                  with respect to a material issue (i.e., one             should ban voice calls on domestic and/               addition to disclosure and bans, that the
                                                  that is likely to affect the consumer’s                 or international flights. We recognize                Department should consider?
                                                  decision with regard to a product or                    that we have already received
                                                  service). As noted above, the                                                                                 Discussion of Proposed Rule Text
                                                                                                          considerable feedback on this topic
                                                  Department is unaware of any U.S.                                                                                In the NPRM, we define ‘‘mobile
                                                                                                          during the comment period to the
                                                  carrier that permits voice calls on its                                                                       wireless device’’ to mean any portable
                                                                                                          ANPRM; individuals and organizations
                                                  flights; moreover, foreign carriers                                                                           wireless telecommunications device not
                                                                                                          need not re-submit those same
                                                  disable voice call capability within U.S.                                                                     provided by the covered airline that is
                                                                                                          comments during the comment period
                                                                                                                                                                used for the transmission or reception of
                                                                                                          to this NPRM. Here, we particularly
                                                     19 These findings were part of a comprehensive                                                             voice calls. The term includes, but is not
                                                  survey to study airline passengers’ usage of, and       solicit comment on whether there is any               limited to, passengers’ cellular
                                                  attitude toward, PEDs. The survey, conducted by         market failure or other reason to support             telephones, computers, tablets, and
                                                  the Airline Passenger Experience Association            a Federal ban on voice calls during                   other portable electronic devices using
                                                  (APEX) and the Consumer Electronics Association         flights, as well as the costs and benefits
                                                  (APEX), can be found at Appendix H to the                                                                     radio frequency (RF) signals, including
                                                  September 30, 2013, final report of the Portable        of any such ban. For example, is there                Voice over Internet Protocol (VoIP) via
                                                  Electronic Devices Aviation Rulemaking Committee        evidence of a market failure or other                 aircraft Wi-Fi. We define ‘‘voice call’’ to
                                                  (PED ARC) to the Federal Aviation Administration.       problems based on the experience of
                                                  https://www.faa.gov/about/initiatives/ped/media/                                                              mean an oral communication made or
                                                                                                          countries that permit carriers to allow               received by a passenger using a mobile
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                                                  PED_ARC_FINAL_REPORT.pdf. The PED ARC
                                                  reviewed, but did not commission, the survey. The                                                             wireless device. The Department seeks
                                                                                                            20 Ex Parte Correspondence to Members of
                                                  PED ARC further found that 68% of commenters to
                                                  its Federal Register notice ‘‘did not desire cell       Congress, available at DOT–OST–2014–0002–1792.        comment on the proposed definitions of
                                                  phone usage (interpreted by the ARC to mean cell        See also Explanatory Statement Submitted by Mr.       ‘‘mobile wireless device’’ and ‘‘voice
                                                  phone voice calls)’’, while a different international   Rodgers of Kentucky, Chairman of the House            call.’’
                                                  survey found 68% acceptance of onboard phone            Committee on Appropriations Regarding the House          The proposed rule applies to
                                                  service. Id. at 4. The PED ARC ultimately declined      Amendment to the Senate Amendment on H.R.
                                                  to make recommendations to the FAA regarding            3547, Consolidated Appropriations Act of 2014, 160
                                                                                                                                                                passenger flights in scheduled or charter
                                                  voice call use, because this issue was outside the      Cong. Rec. H475, H512–13, H906, H927 (daily ed.       air transportation by U.S. and foreign air
                                                  scope of the PED ARC charter. Id.                       Jan. 15, 2014).                                       carriers that are not small entities (i.e.,


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                                                  90264              Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules

                                                  U.S. and foreign air carriers that provide               arrangements in domestic and                         whether to apply a notice rule to small
                                                  air transportation only with aircraft                    international air transportation. See 64             businesses, and particularly seeks
                                                  having a designed seating capacity of                    FR 12838 (March 15, 1999). Code-share                comments on the costs and benefits of
                                                  less than 60 seats). We solicit comment                  disclosure is important because the                  doing so.
                                                  on whether and to what extent the                        identity of the operating carrier is a                  The specific notice requirements are
                                                  proposed rule should or should not                       factor that affects many consumers’                  set forth in section 260.9. Section 260.9
                                                  apply to small aircraft, commuter carrier                purchasing decisions.                                requires disclosure in two areas: flight
                                                  flights, single-entity charter flights, air                 Similarly, the Department believes                itinerary and schedule displays, and
                                                  ambulances, and on-demand air taxi                       that a carrier’s voice call policy is an             oral communications.23 We will briefly
                                                  operations.                                              important factor that may affect                     address each subsection in turn.
                                                     Under this proposed rule, if an airline               consumers’ purchasing decisions.
                                                  permits voice calls on a specific flight                 Prospective consumers should be aware,               (a) Flight Itinerary and Schedule
                                                  that is offered to a prospective                         from the beginning of a prospective                  Displays
                                                  consumer, then the seller of the air                     purchase, whether a carrier permits                     Subsection (a) would require voice
                                                  transportation (e.g., an airline or ticket               voice calls on its flights. As noted                 call disclosure on flight itinerary and
                                                  agent) would be required to disclose                     above, the comments to the ANPRM                     schedule displays, including on the
                                                  that fact contemporaneously with the                     reflected an overwhelmingly negative                 Web sites and mobile applications of
                                                  offer. The purpose of such a disclosure                  public reaction to the prospect of                   both carriers and ticket agents with
                                                  requirement would be to give                             permitting voice calls on aircraft. Based            respect to flights in, to, or from the
                                                  consumers the opportunity to learn in                    on these comments, the Department                    United States. The inclusion of ticket
                                                  advance that they are considering a                      believes that consumers should be                    agents reflects the fact that, through the
                                                  flight on which voice calls are                          informed, from the beginning of the                  growth and development of the internet
                                                  permitted. This option would apply to                    process, whether a carrier permits voice             and related technologies, more and
                                                  schedule listings and oral                               calls. Similarly, the Department believes            more ticket agents, especially online
                                                  communications with prospective                          that consumers would be unfairly                     travel agencies (OTAs), are able to
                                                  consumers by U.S. and foreign air                        surprised and harmed if they learned                 provide flight schedules and itinerary
                                                  carriers except for those that provide air               only after the purchase of a ticket (or,             search functions to the public. Also, we
                                                  transportation only with aircraft having                 worse, after boarding the aircraft) that             view any ticket agent that markets and
                                                  a designed seating capacity of less than                 the carrier permits voice calls on its               is compensated for the sale of air
                                                  60 seats, and to ticket agents except for                flights. While some carriers or ticket               transportation to consumers in the
                                                  those that qualify as a small business                   agents may voluntarily or sporadically               United States, either from a brick-and-
                                                  pursuant to 13 CFR part 121.21 Bearing                   provide notice of a carrier’s voice call             mortar office located in the United
                                                  in mind the Department’s                                 policy in the absence of regulation, the             States or via an internet Web site that is
                                                  responsibilities under the Regulatory                    Department believes that the systematic              marketed towards consumers in the
                                                  Flexibility Act, the Department is of the                and comprehensive notice requirements                United States, as ‘‘doing business in the
                                                  tentative view that this exception is                    of proposed Part 260 provide the most                United States.’’ This interpretation
                                                  appropriate in order to avoid undue                      effective means of avoiding consumer                 would cover any travel agent or ticket
                                                  administrative burdens on small                          harm.                                                agent that does not have a physical
                                                  businesses and small carriers. We solicit                   The Department proposes that                      presence in the United States but has a
                                                  comment on whether the requirement to                    disclosure take place under Part 260                 Web site that is marketed to consumers
                                                  provide advance notice that voice calls                  only if the carrier permits voice calls; if          in the United States for purchasing
                                                  are permitted on flight should apply to                  the carrier chooses to ban such calls,               tickets for flights within, to, or from the
                                                  all airlines and ticket agents regardless                then no disclosure of that fact would be
                                                                                                                                                                United States. We also note that with
                                                  of size.22                                               required. The Department reasons that
                                                                                                                                                                the usage of mobile devices gaining
                                                     The proposed rule is modeled on the                   at present, passengers are generally not
                                                                                                                                                                popularity among consumers, our voice
                                                  code-share disclosure rule, 14 CFR                       permitted to make or receive voice calls
                                                                                                                                                                call disclosure requirement with respect
                                                  257.5. Code-sharing is an arrangement                    (whether because of the FCC’s rule or
                                                                                                                                                                to flight schedule and itinerary displays
                                                  whereby a flight is operated by a carrier                otherwise). In other words, the
                                                                                                                                                                covers not only conventional internet
                                                  other than the airline whose designator                  commonly understood status quo is that
                                                                                                                                                                Web sites under the control of carriers
                                                  code or identity is used in schedules                    voice calls are not permitted onboard
                                                                                                                                                                and ticket agents, but also those Web
                                                  and on tickets. Based on the statutory                   flights. The Department does not believe
                                                                                                                                                                sites and applications specifically
                                                  prohibition against unfair and deceptive                 it is necessary for carriers to notify the
                                                  practices in the sale of air                             public if they will follow that status               designed for mobile devices, such as
                                                  transportation, 49 U.S.C. 41712, the                     quo.                                                 mobile phones and tablets.
                                                  purpose of the disclosure requirement                       As proposed, the rule would exempt                   Furthermore, the text of section
                                                  in section 257.5 is to ensure that                       carriers that operate exclusively with               260.9(a) states that voice call policies
                                                  consumers are aware of the identity of                   aircraft having a designed seating                   (i.e., carrier policies where voice calls
                                                  the airline actually operating their flight              capacity of less than 60 seats and ticket            are permitted) must be disclosed in
                                                  in code-sharing and long-term wet lease                  agents defined as ‘‘small businesses’’               flight schedules provided to the public
                                                                                                           (i.e., ticket agents with $20.5 million or           in the United States, which include
                                                                                                           less in annual revenues, or that qualify             electronic schedules on Web sites
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                                                    21 Currently, ticket agents qualify as a small

                                                  business if they have $20.5 million or less in annual    as a small business pursuant to 13 CFR
                                                  revenues. 13 CFR 121.201 (effective January 7,                                                                   23 The code-share disclosure rule also requires

                                                  2013).
                                                                                                           part 121). We note that large ticket                 written disclosure to consumers at the time of the
                                                    22 We note that the code-share disclosure rule, 14     agents and tour operators that account               purchase, and disclosure in written advertisements
                                                  CFR part 257, on which this rule is based, contains      for a significant portion (more than                 distributed in or mailed to or from the United States
                                                  no exceptions for small businesses and small             60%) of industry revenue would be                    (including those that appear on internet Web sites).
                                                  carriers. Thus, carriers and ticket agents of any size                                                        This proposed voice-call disclosure rule contains
                                                  that hold out or sell air transportation involving a
                                                                                                           covered, as would the vast majority of               no such requirements. We solicit comment as to
                                                  code-sharing arrangement must provide adequate           flights booked directly with airlines.               whether these additional disclosures should be
                                                  advance notice of the code-sharing arrangement.          The Department seeks comment on                      required, and the scope thereof.



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                                                                    Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules                                                   90265

                                                  marketed to the public in the United                    (b) Disclosure to Prospective Consumers               policies to consumers. For example,
                                                  States, by an asterisk or other easily                  in Oral Communications                                should the Department require airlines
                                                  identifiable mark. For schedules posted                    Proposed section 260.9(b) requires                 that permit voice calls on aircraft to
                                                  on a Web site in response to an itinerary               that in any direct oral communication in              disclose that fact on their general Web
                                                  search, disclosure through a rollover,                  the United States with a prospective                  site, outside of the booking path? What
                                                  pop-up window, or hyperlink is not                      consumer, and in any telephone call                   information may need to be moved or
                                                  sufficient. Moreover, as stated in the                  placed from the United States by a                    deleted to make room for this
                                                  rationale behind our recently amended                   prospective consumer, concerning a                    disclosure? Should ticket agents be
                                                  price advertising rule, 14 CFR 399.84,                  flight within, to, or from the United                 required to identify airlines that permit
                                                  which ended the practice of permitting                  States where voice calls are permitted,               voice calls and disclose that information
                                                                                                          a ticket agent doing business in the                  on their Web site? If so, where on the
                                                  sellers of air transportation to disclose
                                                                                                          United States or a carrier shall inform               Web site should such disclosure appear?
                                                  additional airfare taxes and mandatory
                                                                                                                                                                Would a general link to a policy be
                                                  fees through rollovers and pop-up                       the consumer, the first time that such a
                                                                                                                                                                sufficient, or should disclosure take
                                                  windows, we believe that the extra step                 flight is offered to the consumer, that
                                                                                                                                                                place on the screen where passengers
                                                  a consumer must take by clicking on a                   voice calls are permitted. This rule
                                                                                                                                                                construct itineraries and/or purchase
                                                  hyperlink or using a rollover to find out               requires carriers and ticket agents to
                                                                                                                                                                tickets? Should disclosure take place
                                                  about voice call policies is cumbersome                 disclose the voice call policy the first
                                                                                                                                                                during telephone reservation and
                                                  and may cause some consumers to miss                    time the carrier or ticket agent offers a
                                                                                                                                                                inquiry calls? At all points of sale?
                                                  this important disclosure.                              flight where voice calls are allowed, or,
                                                                                                                                                                Should such disclosure be provided on
                                                                                                          if no such offer was made, the first time
                                                     Our proposal reflects the requirement                                                                      itinerary or e-ticket documents? If a
                                                                                                          a consumer inquires about such a flight.
                                                  of 49 U.S.C. 41712(c)(2) on Internet                                                                          passenger wishes to learn the full extent
                                                                                                          As with the remaining subsections of                  of a carrier’s voice call policy, beyond
                                                  offers, which requires that on a Web site               section 260.9, the purpose of this
                                                  fare/schedule search engine, code-share                                                                       the mere disclosure that calls ‘‘are
                                                                                                          subsection is to ensure that a                        permitted,’’ should carriers or ticket
                                                  disclosure must appear on the first                     prospective consumer understands that                 agents be required to provide that
                                                  display following an itinerary search.                  voice calls would be permitted on a                   information on request? If so, how? The
                                                  Further, section 41712(c)(2) requires                   flight from the beginning of the                      Department specifically seeks comments
                                                  that the disclosure on a Web site must                  decisionmaking process, and regardless                on the costs and benefits of all of these
                                                  be ‘‘in a format that is easily visible to              of whether the consumer ultimately                    approaches.
                                                  a viewer.’’ Similarly, we are proposing                 makes a reservation. Because carriers
                                                  that the voice call policy disclosure                   are already required to provide code-                 Effective Date
                                                  must appear in text format immediately                  share disclosure, the Department                         The Department proposes that the
                                                  adjacent to each flight where voice calls               believes that there is only a small                   rule becomes effective 30 days after
                                                  are permitted, in response to an                        additional burden to requiring                        publication in the Federal Register. We
                                                  itinerary request by a consumer. We ask                 disclosure of voice call policies as well.            do not anticipate significant concerns
                                                  whether the proposed voice-call                         Subsection (b) requires disclosure only               with a 30-day effective date; this
                                                  disclosure format would be clear and                    the first time that such a flight is offered          proposed rule does not require airlines
                                                  prominent to the passenger. As an                       to the consumer; the agent need not                   to adopt or alter voice call policies
                                                  alternative to the proposed standard, we                repeat the voice call policy at every                 within a specific time frame. Rather,
                                                                                                          mention of the flight, but should be                  airlines would be permitted to allow
                                                  ask whether a voice call disclosure
                                                                                                          prepared to repeat the voice call                     voice calls onboard aircraft 24 so long as
                                                  appearing immediately adjacent to the
                                                                                                          disclosure information upon request.                  the airline and its ticket agents properly
                                                  entire itinerary as opposed to appearing
                                                                                                          The rule also requires disclosure if no               disclose the airline’s voice call policies.
                                                  immediately adjacent to each flight                     such offer was made, the first time a                 To the extent that airlines choose not to
                                                  would be clear and prominent to the                     consumer inquires about such a flight.                permit voice calls, they would not be
                                                  passenger. We also ask whether a                           The phrase ‘‘ticket agent doing                    affected by the 30-day effective date. We
                                                  symbol, such a picture of cell phone,                   business in the United States’’ is used               seek comment on the costs and benefits
                                                  would be sufficient, rather than                        in the same manner as described in the                of a 30-day effective date.
                                                  disclosure in text format.                              discussion of that phrase in section
                                                                                                          260.9(a) above. Consequently, a ticket                Regulatory Analyses and Notices
                                                     With regard to flight schedules
                                                  provided to the public (whether the                     agent that sells air transportation via a             A. Executive Order 12866 (Regulatory
                                                  schedules are in paper or electronic                    Web site marketed toward U.S.                         Planning and Review) and DOT
                                                  format), we propose that the voice call                 consumers (or that distributes other                  Regulatory Policies and Procedures
                                                  disclosure be provided by an asterisk or                marketing material in the United States)                This action has been determined to be
                                                  other identifiable mark that clearly                    is covered by section 260.9(b) even if                significant under Executive Order 12866
                                                  indicates the existence of a voice call                 the agent does not have a physical                    and the Department of Transportation’s
                                                                                                          location in the United States, and such               Regulatory Policies and Procedures. A
                                                  policy and directs the reader’s attention
                                                                                                          an agent must provide the disclosure                  copy of the Preliminary Regulatory
                                                  to another prominent location on the
                                                                                                          required by section 260.9(b) during a                 Impact Analysis (PRIA) has been placed
                                                  same page indicating in words that the
                                                                                                          telephone call placed from the United
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                                                  carrier permits voice calls. We seek                                                                          in the docket.
                                                                                                          States even if the call is to the agent’s
                                                  public comment on whether we should                     foreign location.                                       24 We again stress that DOT’s qualified
                                                  impose the same standard for flight                        While the Department has proposed a                permission of voice calls under this proposed rule
                                                  schedules as for flight itineraries                     disclosure that is based on the code-                 would not trump any bans on voice calls issued by
                                                  provided on the internet in response to                 share disclosure model, we seek                       other federal agencies. Thus, for example, if the
                                                  an itinerary search, i.e., requiring that                                                                     FCC continues to prohibit the use of certain
                                                                                                          comment on other approaches,                          commercial mobile spectrum bands, that
                                                  the disclosure be provided immediately                  including whether and to what extent it               prohibition would apply even if the DOT adopts
                                                  adjacent to each applicable flight.                     should require disclosure of voice call               this proposed rule.



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                                                  90266             Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules

                                                    The PRIA found qualitative consumer                   decisions. The PRIA did not quantify                  training personnel) to be $41 million for
                                                  benefits in the form of having readily-                 this benefit. The PRIA estimated                      carriers and $46 million for ticket
                                                  available flight-specific information                   aggregate costs for compliance with the               agents. A summary of these findings is
                                                  regarding a carrier’s voice call policy                 proposed rule for 2017–2026 (including                set forth below.
                                                  before making air travel purchase                       costs for revising Web sites and for

                                                                                                            SUMMARY OF BENEFITS AND COSTS
                                                        Proposed option                  Nature of benefits             Quantitative measure                Nature of costs              Quantitative measure

                                                  Require disclosure of pos-       Improved information for          Tickets purchased for 10.2        Web site programming and       Carrier costs of $41 million
                                                    sible voice call exposure        those who wish to avoid           billion enplanements,            call center labor hours         and ticket agent costs of
                                                    prior to ticket purchase.        (or make) voice calls.            2017–2026.                       for large carriers, ticket      $46 million, 2017–2026.
                                                                                                                                                        agents.



                                                  B. Regulatory Flexibility Act                           13084 (‘‘Consultation and Coordination                impact statement (EIS). See 40 CFR
                                                     The Regulatory Flexibility Act (5                    with Indian Tribal Governments’’).                    1508.4. In analyzing the applicability of
                                                  U.S.C. 601 et seq.) requires an agency to               Because this rulemaking does not                      a categorical exclusion, the agency must
                                                  review regulations to assess their impact               significantly or uniquely affect the                  also consider whether extraordinary
                                                  on small entities unless the agency                     communities of the Indian Tribal                      circumstances are present that would
                                                  determines that a rule is not expected to               governments or impose substantial                     warrant the preparation of an EA or EIS.
                                                  have a significant economic impact on                   direct compliance costs on them, the                  Id. Paragraph 3.c.6.i of DOT Order
                                                  a substantial number of small entities.                 funding and consultation requirements                 5610.1C categorically excludes
                                                  DOT defines small carriers based on the                 of Executive Order 13084 do not apply.                ‘‘[a]ctions relating to consumer
                                                  standard published in 14 CFR 399.73 as                                                                        protection, including regulations.’’ As
                                                                                                          E. Paperwork Reduction Act
                                                  carriers that provide air transportation                                                                      noted above, this rulemaking relates to
                                                  exclusively with aircraft that seat no                     The Department has determined that                 consumer protection. The Department
                                                  more than 60 passengers. Ticket agents                  this proposed rule is subject to the                  does not anticipate any environmental
                                                  qualify as a small business if they have                requirements of the Paperwork                         impacts, and there are no extraordinary
                                                  $20.5 million or less in annual                         Reduction Act (PRA) because it adopts                 circumstances present in connection
                                                  revenues. 13 CFR 121.201.                               new information gathering requirements                with this rulemaking.
                                                     The Department does not expect this                  on airlines and ticket agents. The
                                                                                                          Department will publish a separate 30                 List of Subjects in 14 CFR Part 260
                                                  rule to have a significant economic
                                                  impact on a substantial number of small                 day and 60 day notice in the Federal                    Air carriers, Foreign air carriers,
                                                  entities. The proposed rule contains an                 Register inviting comment on the new                  Ticket agents, Voice calls, Mobile
                                                  exemption for small carriers and small                  information collection requirements                   wireless devices, Consumer protection.
                                                  ticket agents. On the basis of the                      contained in this document. As                        Disclosure when voice calls are
                                                  analysis provided in the PRIA and                       prescribed by the PRA, the requirements               permitted.
                                                  IRFA, I hereby certify that this                        will not go into effect until the Office of
                                                                                                          Management and Budget (OMB) has                       Proposed Rule Text
                                                  rulemaking will not have a significant
                                                  economic impact on a substantial                        approved them and the Department has
                                                                                                          published a notice announcing the                     ■ For the reasons set forth in the
                                                  number of small entities.                                                                                     preamble, the Department of
                                                                                                          effective date of the information
                                                  C. Executive Order 13132 (Federalism)                   collection requirements.                              Transportation proposes to amend title
                                                    This rulemaking has been analyzed in                                                                        14 of the Code of Federal Regulations by
                                                                                                          F. Unfunded Mandates Reform Act                       adding part 260 to read as follows:
                                                  accordance with the principles and
                                                  criteria contained in Executive Order                     The Department has determined that
                                                                                                                                                                Part 260—DISCLOSURE ABOUT VOICE
                                                  13132 (‘‘Federalism’’). This rulemaking                 the requirements of Title II of the
                                                                                                                                                                CALLS ONBOARD AIRCRAFT
                                                  does not include any provision that: (1)                Unfunded Mandates Reform Act of 1995
                                                  Has substantial direct effects on the                   do not apply to this rule.                            Sec.
                                                  States, the relationship between the                                                                          260.1     Purpose.
                                                                                                          G. National Environmental Policy Act                  260.3     Applicability.
                                                  national government and the States, or
                                                  the distribution of power and                             The Department has analyzed the                     260.5     Definitions.
                                                  responsibility among the various levels                 environmental impacts of this proposed                260.7     Unfair and Deceptive Practice.
                                                                                                          action pursuant to the National                       260.9     Notice Requirement.
                                                  of government; (2) imposes substantial                                                                        260.11     Exceptions.
                                                  direct compliance costs on State and                    Environmental Policy Act of 1969
                                                  local governments; or (3) preempts State                (NEPA) (42 U.S.C. 4321 et seq.) and has                   Authority: 49 U.S.C. 41712.
                                                  law. States are already preempted from                  determined that it is categorically
                                                                                                                                                                § 260.1    Purpose.
                                                  regulating in this area by the Airline                  excluded pursuant to DOT Order
                                                                                                          5610.1C, Procedures for Considering                      The purpose of this part is to ensure
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                                                  Deregulation Act, 49 U.S.C. 41713.
                                                  Therefore, the consultation and funding                 Environmental Impacts (44 FR 56420,                   that ticket agents doing business in the
                                                  requirements of Executive Order 13132                   Oct. 1, 1979). Categorical exclusions are             United States, air carriers, and foreign
                                                  do not apply.                                           actions identified in an agency’s NEPA                air carriers inform consumers clearly
                                                                                                          implementing procedures that do not                   when the air transportation they are
                                                  D. Executive Order 13084                                normally have a significant impact on                 buying or considering buying permits
                                                    This rulemaking has been analyzed in                  the environment and therefore do not                  passengers to use their mobile wireless
                                                  accordance with the principles and                      require either an environmental                       devices for voice calls onboard the
                                                  criteria contained in Executive Order                   assessment (EA) or environmental                      flight.


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                                                                    Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules                                              90267

                                                  § 260.3   Applicability.                                calls are permitted, notice that voice                DEPARTMENT OF HEALTH AND
                                                     Except as noted in § 260.11, this part               calls are permitted must appear                       HUMAN SERVICES
                                                  applies to the following:                               prominently in text format on the first
                                                     (a) U.S. and foreign air carriers                    display following the input of a search               Food and Drug Administration
                                                  marketing scheduled or charter air                      query, immediately adjacent to each
                                                  transportation where voice calls are                    flight in that search-results list. Roll-             21 CFR Part 73
                                                  permitted onboard flights; and                          over, pop-up and linked disclosures do                [Docket No. FDA–2016–D–4120]
                                                     (b) Ticket agents doing business in the              not comply with this paragraph.
                                                  United States that market scheduled or                                                                        Fruit Juice and Vegetable Juice as
                                                  charter air transportation where voice                     (2) For static written schedules, each
                                                                                                                                                                Color Additives in Food; Draft
                                                  calls are permitted onboard flights.                    flight in passenger air transportation                Guidance for Industry; Availability
                                                                                                          where voice calls are permitted shall be
                                                  § 260.5   Definitions.                                  identified by an asterisk or other easily             AGENCY:    Food and Drug Administration,
                                                     As used in this part:                                identifiable mark that leads to                       HHS.
                                                     Air transportation means foreign air                 disclosure of notification that voice calls           ACTION:   Notification of availability.
                                                  transportation or intrastate or interstate              are permitted.
                                                  air transportation.                                                                                           SUMMARY:   The Food and Drug
                                                                                                             (b) Notice in oral communications                  Administration (FDA or we) is
                                                     Carrier means any air carrier or
                                                                                                          with prospective consumers. In any                    announcing the availability of a draft
                                                  foreign air carrier as defined in 49
                                                                                                          direct oral communication in the United               guidance for industry entitled ‘‘Fruit
                                                  U.S.C. 40102(a)(2) or 49 U.S.C.
                                                  40102(a)(21), respectively, that is                     States with a prospective consumer, and               Juice and Vegetable Juice as Color
                                                  marketing scheduled or charter                          in any telephone call placed from the                 Additives in Food.’’ The draft guidance,
                                                  passenger air transportation.                           United States by a prospective                        when finalized, will help manufacturers
                                                     Mobile wireless device means any                     consumer, concerning a flight within,                 determine whether a color additive
                                                  portable wireless telecommunications                    to, or from the United States where                   derived from a plant material meets the
                                                  device not provided by the covered                      voice calls are permitted, a ticket agent             specifications under certain FDA color
                                                  carrier that is used for the transmission               doing business in the United States or                additive regulations.
                                                  or reception of voice calls. The term                   a carrier shall inform the consumer, the              DATES: Although you can comment on
                                                  includes, but is not limited to, passenger              first time that such a flight is offered to           any guidance at any time (see 21 CFR
                                                  cellular telephones, computers, tablets,                the consumer, or, if no such offer was                10.115(g)(5)), to ensure that we consider
                                                  and other portable electronic devices                   made, the first time a consumer inquires              your comment on the draft guidance
                                                  using radio signals or Voice over                       about such a flight, that voice calls are             before we begin work on the final
                                                  Internet Protocol.                                      permitted.                                            version of the guidance, submit either
                                                     Ticket agent has the meaning ascribed                                                                      electronic or written comments on the
                                                                                                             (c) Each air carrier and foreign air               draft guidance by February 13, 2017.
                                                  to it in 49 U.S.C. 40102(a)(45), and DOT
                                                                                                          carrier that permits voice calls via                  ADDRESSES: You may submit comments
                                                  regulations.
                                                                                                          passenger devices shall provide                       as follows:
                                                     Voice call means an oral
                                                  communication made or received by a                     notification to all ticket agents that
                                                                                                          receive and distribute the U.S. or foreign            Electronic Submissions
                                                  passenger using a mobile wireless
                                                  device.                                                 carrier’s fare, schedule, and availability              Submit electronic comments in the
                                                                                                          information of the fact that voice calls              following way:
                                                  § 260.7   Unfair and deceptive practice.                via passenger devices are permitted                     • Federal eRulemaking Portal: http://
                                                    The holding out or sale of scheduled                  during the flight. This notification shall            www.regulations.gov. Follow the
                                                  or charter passenger air transportation is              be useable, current, and accurate, and                instructions for submitting comments.
                                                  prohibited as unfair and deceptive in                   suitable for providing the notices to                 Comments submitted electronically,
                                                  violation of 49 U.S.C. 41712 unless, in                 prospective air travelers required by                 including attachments, to http://
                                                  conjunction with such holding out or                    paragraphs (a) and (b) of this section.               www.regulations.gov will be posted to
                                                  sale, carriers and ticket agents follow                                                                       the docket unchanged. Because your
                                                  the requirements of this part.                          § 260.11    Exceptions.                               comment will be made public, you are
                                                                                                                                                                solely responsible for ensuring that your
                                                  § 260.9   Notice requirement.                             This Part does not apply to:
                                                                                                                                                                comment does not include any
                                                     (a) Notice in flight itineraries and                   (a) Air carriers or foreign air carriers            confidential information that you or a
                                                  schedules. Each air carrier, foreign air                providing air transportation only with                third party may not wish to be posted,
                                                  carrier, or ticket agent providing flight               aircraft having a designed passenger                  such as medical information, your or
                                                  itineraries and/or schedules for                        capacity of less than 60 seats.                       anyone else’s Social Security number, or
                                                  scheduled or charter passenger air                        (b) Ticket agents with $20.5 million or             confidential business information, such
                                                  transportation to the public in the                     less in annual revenues, or that qualify              as a manufacturing process. Please note
                                                  United States shall ensure that each                    as a small business pursuant to 13 CFR                that if you include your name, contact
                                                  flight within, to, or from the United                   part 121.                                             information, or other information that
                                                  States on which voice calls are                                                                               identifies you in the body of your
                                                  permitted is clearly and prominently                      Issued in Washington, DC, on December 7,            comments, that information will be
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                                                  identified and contains the following                   2016.                                                 posted on http://www.regulations.gov.
                                                  disclosures.                                            Anthony R. Foxx,                                        • If you want to submit a comment
                                                     (1) In flight schedule information                   Secretary of Transportation.                          with confidential information that you
                                                  provided to U.S. consumers on desktop                   [FR Doc. 2016–29830 Filed 12–13–16; 8:45 am]          do not wish to be made available to the
                                                  browser-based or mobile browser-based                   BILLING CODE 4910–9X–P
                                                                                                                                                                public, submit the comment as a
                                                  internet Web sites or applications in                                                                         written/paper submission and in the
                                                  response to any requested itinerary                                                                           manner detailed (see ‘‘Written/Paper
                                                  search, for each flight on which voice                                                                        Submissions’’ and ‘‘Instructions’’).


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Document Created: 2016-12-14 00:48:27
Document Modified: 2016-12-14 00:48:27
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of Proposed Rulemaking (NPRM).
DatesComments should be filed by February 13, 2017. Late-filed comments will be considered to the extent practicable.
ContactRobert Gorman, Senior Trial Attorney, or Blane A. Workie, Assistant General Counsel, Office of Aviation Enforcement and Proceedings, U.S. Department of Transportation, 1200 New Jersey Ave. SE., Washington, DC 20590, 202-366-9342, 202-366-7152 (fax), [email protected] or [email protected] (email).
FR Citation81 FR 90258 
RIN Number2105-AE30
CFR AssociatedAir Carriers; Foreign Air Carriers; Ticket Agents; Voice Calls; Mobile Wireless Devices; Consumer Protection and Disclosure When Voice Calls Are Permitted

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