81_FR_90507 81 FR 90267 - Fruit Juice and Vegetable Juice as Color Additives in Food; Draft Guidance for Industry; Availability

81 FR 90267 - Fruit Juice and Vegetable Juice as Color Additives in Food; Draft Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 240 (December 14, 2016)

Page Range90267-90270
FR Document2016-29968

The Food and Drug Administration (FDA or we) is announcing the availability of a draft guidance for industry entitled ``Fruit Juice and Vegetable Juice as Color Additives in Food.'' The draft guidance, when finalized, will help manufacturers determine whether a color additive derived from a plant material meets the specifications under certain FDA color additive regulations.

Federal Register, Volume 81 Issue 240 (Wednesday, December 14, 2016)
[Federal Register Volume 81, Number 240 (Wednesday, December 14, 2016)]
[Proposed Rules]
[Pages 90267-90270]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29968]


=======================================================================
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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 73

[Docket No. FDA-2016-D-4120]


Fruit Juice and Vegetable Juice as Color Additives in Food; Draft 
Guidance for Industry; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notification of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is announcing the 
availability of a draft guidance for industry entitled ``Fruit Juice 
and Vegetable Juice as Color Additives in Food.'' The draft guidance, 
when finalized, will help manufacturers determine whether a color 
additive derived from a plant material meets the specifications under 
certain FDA color additive regulations.

DATES: Although you can comment on any guidance at any time (see 21 CFR 
10.115(g)(5)), to ensure that we consider your comment on the draft 
guidance before we begin work on the final version of the guidance, 
submit either electronic or written comments on the draft guidance by 
February 13, 2017.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

[[Page 90268]]

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2016-D-4120 for the draft guidance for industry entitled ``Fruit 
Juice and Vegetable Juice as Color Additives in Food.'' Received 
comments will be placed in the docket and, except for those submitted 
as ``Confidential Submissions,'' publicly viewable at http://www.regulations.gov or at the Division of Dockets Management between 9 
a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' We will review 
this copy, including the claimed confidential information, in our 
consideration of comments. The second copy, which will have the claimed 
confidential information redacted/blacked out, will be available for 
public viewing and posted on http://www.regulations.gov. Submit both 
copies to the Division of Dockets Management. If you do not wish your 
name and contact information to be made publicly available, you can 
provide this information on the cover sheet and not in the body of your 
comments and you must identify this information as ``confidential.'' 
Any information marked as ``confidential'' will not be disclosed except 
in accordance with 21 CFR 10.20 and other applicable disclosure law. 
For more information about FDA's posting of comments to public dockets, 
see 80 FR 56469, September 18, 2015, or access the information at: 
http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of the draft guidance to 
the Office of Food Additive Safety, Center for Food Safety and Applied 
Nutrition (HFS-265), Food and Drug Administration, 5001 Campus Dr., 
College Park, MD 20740. Send two self-addressed adhesive labels to 
assist that office in processing your request. See the SUPPLEMENTARY 
INFORMATION section for electronic access to the draft guidance.

FOR FURTHER INFORMATION CONTACT: With regard to the draft guidance: 
Laura A. Dye, Center for Food Safety and Applied Nutrition (HFS-265), 
Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 
240-402-1275. With regard to the proposed collection of information: 
Ila Mizrachi, Office of Operations, Food and Drug Administration, Three 
White Flint North (3WFN), 10A63, 11601 Landsdown St., North Bethesda, 
MD 20852.

SUPPLEMENTARY INFORMATION: 

I. Background

    We are announcing the availability of a draft guidance for industry 
entitled ``Fruit Juice and Vegetable Juice as Color Additives in 
Food.'' We are issuing the draft guidance consistent with our good 
guidance practices regulation (21 CFR 10.115). The draft guidance, when 
finalized, will represent the current thinking of FDA on this topic. It 
does not establish any rights for any person and is not binding on FDA 
or the public. You can use an alternative approach if it satisfies the 
requirements of the applicable statutes and regulations.
    When a food substance, including plant material, is deliberately 
used as a color, it is a color additive (see 21 CFR 70.3(f)). We have a 
statutory obligation to ensure that authorized (or listed) color 
additives are suitable and safe for their intended use. FDA has 
authorized the use of the color additive ``fruit juice,'' under Sec.  
73.250 (21 CFR 73.250), that is prepared either by expressing the juice 
from mature varieties of fresh, edible fruits, or by the water infusion 
of the dried fruit. Similarly, Sec.  73.260 establishes that the color 
additive ``vegetable juice'' is prepared either by expressing the juice 
from mature varieties of fresh, edible vegetables or by the water 
infusion of the dried vegetable. The underlying premise of Sec. Sec.  
73.250 and 73.260 is that the safety of fruit juice and vegetable juice 
as color additives for use in food is assured by the fact that the 
fruit or vegetable from which the color additive is derived has been 
safely consumed as food, such that there would not be safety concerns 
in using the juice or water soluble color components from the fruit or 
vegetable as a color additive. The fact that plant material can be 
eaten does not necessarily mean that juice from such plant material 
meets the specifications of these regulations. We also note that, in 
addition to the color additive regulations for fruit juice in Sec.  
73.250 and vegetable juice in Sec.  73.260, we have authorized color 
additives derived from plant materials in separate color additive 
regulations, including Sec.  73.169 (grape skin extract) and Sec.  
73.500 (saffron).
    The draft guidance, when finalized, is intended to help 
manufacturers determine whether a color additive derived from a plant 
material meets the specifications for fruit juice under Sec.  73.250 or 
vegetable juice under Sec.  73.260. The draft guidance, including our 
interpretation of the terms used in Sec. Sec.  73.250 and 73.260, is 
limited to these color additive regulations. The draft guidance does 
not address the use of fruit- or vegetable-derived color additives that 
are authorized under different color additive regulations or that are 
the subject of a color additive petition.
    Since we issued the color additive regulations for fruit juice and 
vegetable juice, we have received inquiries from industry regarding 
whether certain plant materials are covered by these color additive 
regulations. The draft guidance provides the criteria that should be 
used to determine if a plant material is a mature, fresh, edible fruit 
or a mature, fresh, edible vegetable under Sec. Sec.  73.250 and 
73.260. The draft guidance also encourages firms to consult us if they 
are unsure of the regulatory status of a substance that they propose to 
derive from plant materials for use as a color additive for food. 
Separately, we have posted on our Web site a summary table of the 
informal opinions that we have issued in response to the specific 
inquiries we have received regarding the applicability of Sec. Sec.  
73.250 and 73.260. The draft guidance document contains the Web site 
link to the summary table.

II. Paperwork Reduction Act of 1995

    The draft guidance refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of

[[Page 90269]]

Management and Budget (OMB) under the Paperwork Reduction Act of 1995 
(the PRA) (44 U.S.C. 3501-3520). The collections of information in 21 
CFR 71.1 have been approved under OMB control number 0910-0016.
    The draft guidance also refers to new collections of information 
found in FDA regulations. Under the PRA, Federal Agencies must obtain 
approval from OMB for each collection of information they conduct or 
sponsor. ``Collection of information'' is defined in 44 U.S.C. 3502(3) 
and 5 CFR 1320.3(c) and includes Agency requests or requirements that 
members of the public submit reports, keep records, or provide 
information to a third party. Section 3506(c)(2)(A) of the PRA (44 
U.S.C. 3506(c)(2)(A)) requires Federal Agencies to provide a 60-day 
notice in the Federal Register concerning each proposed collection of 
information before submitting the information to OMB for approval. To 
comply with this requirement, FDA is publishing notice of the proposed 
new collection of information set forth in this document.
    With respect to the following collection of information, we invite 
comments on these topics: (1) Whether the proposed collection of 
information is necessary for the proper performance of FDA's functions, 
including whether the information will have practical utility; (2) the 
accuracy of FDA's estimate of the burden of the proposed collection of 
information, including the validity of the methodology and assumptions 
used; (3) ways to enhance the quality, utility, and clarity of the 
information to be collected; and (4) ways to minimize the burden of the 
collection of information on respondents, including through the use of 
automated collection techniques, when appropriate, and other forms of 
information technology.

Title: Fruit Juice and Vegetable Juice as Color Additives in Food; 
Draft Guidance for Industry--OMB Control Number 0910--NEW

    The draft guidance, when finalized, will help manufacturers 
determine whether a color additive derived from a plant material meets 
the specifications for fruit juice under Sec.  73.250 or vegetable 
juice under Sec.  73.260. Information in the draft guidance regarding 
submission of a color additive petition has been previously approved by 
OMB in accordance with the PRA under OMB control number 0910-0016.
    The proposed new information collection provides manufacturers the 
opportunity to request a meeting with FDA if they are unsure whether a 
color additive that is derived from plant material and that is intended 
for use in food meets the identity for fruit juice or vegetable juice 
in Sec.  73.250 or Sec.  73.260. When manufacturers request a meeting, 
the draft guidance suggests that they provide the scientific name, 
common name(s), origin, cultivation state, and life-stage of the plant 
material from which they wish to derive the color additive, and which 
plant structure will be declared the mature, fresh, edible fruit or 
vegetable, as well as a complete description of the manufacturing 
process for the color additive. Manufacturers also may provide 
information to us to verify that the plant material can be consumed for 
its taste, aroma, or nutrient properties in its fresh state and to 
document the amount and frequency of consumption and the history of 
safe consumption. If we determine that a proposed color additive does 
not meet the specifications for fruit juice or vegetable juice under 
Sec.  73.250 or Sec.  73.260, the manufacturer may submit a color 
additive petition, the collection of information for which has been 
approved under OMB control number 0910-0016.
    Description of respondents: The respondents to this collection of 
information are manufacturers who are trying to determine whether a 
color additive derived from a plant material meets the specifications 
for fruit juice under Sec.  73.250 or vegetable juice under Sec.  
73.260.
    FDA estimates the burden of this collection of information as 
follows:

                                 Table 1--Estimated Annual Reporting Burden \1\
----------------------------------------------------------------------------------------------------------------
                                                     Number of
            Activity                 Number of     responses per   Total annual   Average burden    Total hours
                                    respondents     respondent       responses     per response
----------------------------------------------------------------------------------------------------------------
Color manufacturer's request for               5               1               5               1               5
 meeting and identification of
 fruit juice or vegetable juice
 information....................
Manufacturer's collection of                   5               1               5              24             120
 data supporting the plant
 material as a consumable food,
 amount and frequency of
 consumption, and history of
 safe consumption by humans.....
                                 -------------------------------------------------------------------------------
    Total.......................  ..............  ..............  ..............  ..............             125
----------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of
  information.

    FDA's estimate of the number of respondents and number of responses 
in table 1 is based on the average number of meetings that are expected 
to be requested annually by manufacturers over the next 3 years. Based 
on past experience, we expect the request for a meeting and the 
submission of fruit juice or vegetable juice information can be 
completed by a qualified plant taxonomist in less than 1 hour. We also 
expect that some manufacturers may want to provide research supporting 
the plant material as a consumable food, the amount and frequency of 
consumption, and the history of safe consumption of the mature fruit or 
vegetable by humans. We estimate that, in these cases, it would take a 
qualified toxicologist up to 3 days (24 working hours) to perform a 
thorough literature and plant database search. This estimate includes 
the time we expect it would take for a submitter to compile the 
information for submission to FDA.
    To be conservative, the total number of annual burden hours, 
therefore, would be 125 hours, which would include 5 hours to complete 
the initial request for a meeting and of the submission of associated 
information to FDA, and 120 hours to complete a literature and database 
search and to present this information for submission to FDA.
    Before the proposed information collection provisions contained in 
the draft guidance become effective, we will publish a notice in the 
Federal Register announcing OMB's decision to approve, modify, or 
disapprove the information collection provisions. An Agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection

[[Page 90270]]

of information unless it displays a currently valid OMB control number.

III. Electronic Access

    Persons with access to the Internet may obtain the draft guidance 
at either http://www.fda.gov/FoodGuidances or http://www.regulations.gov. Use the FDA Web site listed in the previous 
sentence to find the most current version of the draft guidance.

    Dated: December 8, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-29968 Filed 12-13-16; 8:45 am]
BILLING CODE 4164-01-P



                                                                    Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules                                              90267

                                                  § 260.3   Applicability.                                calls are permitted, notice that voice                DEPARTMENT OF HEALTH AND
                                                     Except as noted in § 260.11, this part               calls are permitted must appear                       HUMAN SERVICES
                                                  applies to the following:                               prominently in text format on the first
                                                     (a) U.S. and foreign air carriers                    display following the input of a search               Food and Drug Administration
                                                  marketing scheduled or charter air                      query, immediately adjacent to each
                                                  transportation where voice calls are                    flight in that search-results list. Roll-             21 CFR Part 73
                                                  permitted onboard flights; and                          over, pop-up and linked disclosures do                [Docket No. FDA–2016–D–4120]
                                                     (b) Ticket agents doing business in the              not comply with this paragraph.
                                                  United States that market scheduled or                                                                        Fruit Juice and Vegetable Juice as
                                                  charter air transportation where voice                     (2) For static written schedules, each
                                                                                                                                                                Color Additives in Food; Draft
                                                  calls are permitted onboard flights.                    flight in passenger air transportation                Guidance for Industry; Availability
                                                                                                          where voice calls are permitted shall be
                                                  § 260.5   Definitions.                                  identified by an asterisk or other easily             AGENCY:    Food and Drug Administration,
                                                     As used in this part:                                identifiable mark that leads to                       HHS.
                                                     Air transportation means foreign air                 disclosure of notification that voice calls           ACTION:   Notification of availability.
                                                  transportation or intrastate or interstate              are permitted.
                                                  air transportation.                                                                                           SUMMARY:   The Food and Drug
                                                                                                             (b) Notice in oral communications                  Administration (FDA or we) is
                                                     Carrier means any air carrier or
                                                                                                          with prospective consumers. In any                    announcing the availability of a draft
                                                  foreign air carrier as defined in 49
                                                                                                          direct oral communication in the United               guidance for industry entitled ‘‘Fruit
                                                  U.S.C. 40102(a)(2) or 49 U.S.C.
                                                  40102(a)(21), respectively, that is                     States with a prospective consumer, and               Juice and Vegetable Juice as Color
                                                  marketing scheduled or charter                          in any telephone call placed from the                 Additives in Food.’’ The draft guidance,
                                                  passenger air transportation.                           United States by a prospective                        when finalized, will help manufacturers
                                                     Mobile wireless device means any                     consumer, concerning a flight within,                 determine whether a color additive
                                                  portable wireless telecommunications                    to, or from the United States where                   derived from a plant material meets the
                                                  device not provided by the covered                      voice calls are permitted, a ticket agent             specifications under certain FDA color
                                                  carrier that is used for the transmission               doing business in the United States or                additive regulations.
                                                  or reception of voice calls. The term                   a carrier shall inform the consumer, the              DATES: Although you can comment on
                                                  includes, but is not limited to, passenger              first time that such a flight is offered to           any guidance at any time (see 21 CFR
                                                  cellular telephones, computers, tablets,                the consumer, or, if no such offer was                10.115(g)(5)), to ensure that we consider
                                                  and other portable electronic devices                   made, the first time a consumer inquires              your comment on the draft guidance
                                                  using radio signals or Voice over                       about such a flight, that voice calls are             before we begin work on the final
                                                  Internet Protocol.                                      permitted.                                            version of the guidance, submit either
                                                     Ticket agent has the meaning ascribed                                                                      electronic or written comments on the
                                                                                                             (c) Each air carrier and foreign air               draft guidance by February 13, 2017.
                                                  to it in 49 U.S.C. 40102(a)(45), and DOT
                                                                                                          carrier that permits voice calls via                  ADDRESSES: You may submit comments
                                                  regulations.
                                                                                                          passenger devices shall provide                       as follows:
                                                     Voice call means an oral
                                                  communication made or received by a                     notification to all ticket agents that
                                                                                                          receive and distribute the U.S. or foreign            Electronic Submissions
                                                  passenger using a mobile wireless
                                                  device.                                                 carrier’s fare, schedule, and availability              Submit electronic comments in the
                                                                                                          information of the fact that voice calls              following way:
                                                  § 260.7   Unfair and deceptive practice.                via passenger devices are permitted                     • Federal eRulemaking Portal: http://
                                                    The holding out or sale of scheduled                  during the flight. This notification shall            www.regulations.gov. Follow the
                                                  or charter passenger air transportation is              be useable, current, and accurate, and                instructions for submitting comments.
                                                  prohibited as unfair and deceptive in                   suitable for providing the notices to                 Comments submitted electronically,
                                                  violation of 49 U.S.C. 41712 unless, in                 prospective air travelers required by                 including attachments, to http://
                                                  conjunction with such holding out or                    paragraphs (a) and (b) of this section.               www.regulations.gov will be posted to
                                                  sale, carriers and ticket agents follow                                                                       the docket unchanged. Because your
                                                  the requirements of this part.                          § 260.11    Exceptions.                               comment will be made public, you are
                                                                                                                                                                solely responsible for ensuring that your
                                                  § 260.9   Notice requirement.                             This Part does not apply to:
                                                                                                                                                                comment does not include any
                                                     (a) Notice in flight itineraries and                   (a) Air carriers or foreign air carriers            confidential information that you or a
                                                  schedules. Each air carrier, foreign air                providing air transportation only with                third party may not wish to be posted,
                                                  carrier, or ticket agent providing flight               aircraft having a designed passenger                  such as medical information, your or
                                                  itineraries and/or schedules for                        capacity of less than 60 seats.                       anyone else’s Social Security number, or
                                                  scheduled or charter passenger air                        (b) Ticket agents with $20.5 million or             confidential business information, such
                                                  transportation to the public in the                     less in annual revenues, or that qualify              as a manufacturing process. Please note
                                                  United States shall ensure that each                    as a small business pursuant to 13 CFR                that if you include your name, contact
                                                  flight within, to, or from the United                   part 121.                                             information, or other information that
                                                  States on which voice calls are                                                                               identifies you in the body of your
                                                  permitted is clearly and prominently                      Issued in Washington, DC, on December 7,            comments, that information will be
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  identified and contains the following                   2016.                                                 posted on http://www.regulations.gov.
                                                  disclosures.                                            Anthony R. Foxx,                                        • If you want to submit a comment
                                                     (1) In flight schedule information                   Secretary of Transportation.                          with confidential information that you
                                                  provided to U.S. consumers on desktop                   [FR Doc. 2016–29830 Filed 12–13–16; 8:45 am]          do not wish to be made available to the
                                                  browser-based or mobile browser-based                   BILLING CODE 4910–9X–P
                                                                                                                                                                public, submit the comment as a
                                                  internet Web sites or applications in                                                                         written/paper submission and in the
                                                  response to any requested itinerary                                                                           manner detailed (see ‘‘Written/Paper
                                                  search, for each flight on which voice                                                                        Submissions’’ and ‘‘Instructions’’).


                                             VerDate Sep<11>2014   16:32 Dec 13, 2016   Jkt 241001   PO 00000   Frm 00013   Fmt 4702   Sfmt 4702   E:\FR\FM\14DEP1.SGM   14DEP1


                                                  90268             Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules

                                                  Written/Paper Submissions                               electronic and written/paper comments                 vegetable. The underlying premise of
                                                     Submit written/paper submissions as                  received, go to http://                               §§ 73.250 and 73.260 is that the safety
                                                  follows:                                                www.regulations.gov and insert the                    of fruit juice and vegetable juice as color
                                                     • Mail/Hand delivery/Courier (for                    docket number, found in brackets in the               additives for use in food is assured by
                                                  written/paper submissions): Division of                 heading of this document, into the                    the fact that the fruit or vegetable from
                                                  Dockets Management (HFA–305), Food                      ‘‘Search’’ box and follow the prompts                 which the color additive is derived has
                                                  and Drug Administration, 5630 Fishers                   and/or go to the Division of Dockets                  been safely consumed as food, such that
                                                  Lane, Rm. 1061, Rockville, MD 20852.                    Management, 5630 Fishers Lane, Rm.                    there would not be safety concerns in
                                                     • For written/paper comments                         1061, Rockville, MD 20852.                            using the juice or water soluble color
                                                  submitted to the Division of Dockets                       Submit written requests for single                 components from the fruit or vegetable
                                                  Management, FDA will post your                          copies of the draft guidance to the Office            as a color additive. The fact that plant
                                                  comment, as well as any attachments,                    of Food Additive Safety, Center for Food              material can be eaten does not
                                                  except for information submitted,                       Safety and Applied Nutrition (HFS–                    necessarily mean that juice from such
                                                  marked and identified, as confidential,                 265), Food and Drug Administration,                   plant material meets the specifications
                                                  if submitted as detailed in                             5001 Campus Dr., College Park, MD                     of these regulations. We also note that,
                                                  ‘‘Instructions.’’                                       20740. Send two self-addressed                        in addition to the color additive
                                                     Instructions: All submissions received               adhesive labels to assist that office in              regulations for fruit juice in § 73.250
                                                  must include the Docket No. FDA–                        processing your request. See the                      and vegetable juice in § 73.260, we have
                                                  2016–D–4120 for the draft guidance for                  SUPPLEMENTARY INFORMATION section for                 authorized color additives derived from
                                                                                                          electronic access to the draft guidance.              plant materials in separate color
                                                  industry entitled ‘‘Fruit Juice and
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      additive regulations, including § 73.169
                                                  Vegetable Juice as Color Additives in
                                                                                                          With regard to the draft guidance: Laura              (grape skin extract) and § 73.500
                                                  Food.’’ Received comments will be
                                                                                                          A. Dye, Center for Food Safety and                    (saffron).
                                                  placed in the docket and, except for                                                                             The draft guidance, when finalized, is
                                                  those submitted as ‘‘Confidential                       Applied Nutrition (HFS–265), Food and
                                                                                                          Drug Administration, 5001 Campus Dr.,                 intended to help manufacturers
                                                  Submissions,’’ publicly viewable at                                                                           determine whether a color additive
                                                  http://www.regulations.gov or at the                    College Park, MD 20740, 240–402–1275.
                                                                                                          With regard to the proposed collection                derived from a plant material meets the
                                                  Division of Dockets Management                                                                                specifications for fruit juice under
                                                  between 9 a.m. and 4 p.m., Monday                       of information: Ila Mizrachi, Office of
                                                                                                          Operations, Food and Drug                             § 73.250 or vegetable juice under
                                                  through Friday.                                                                                               § 73.260. The draft guidance, including
                                                     • Confidential Submissions—To                        Administration, Three White Flint
                                                                                                                                                                our interpretation of the terms used in
                                                  submit a comment with confidential                      North (3WFN), 10A63, 11601
                                                                                                                                                                §§ 73.250 and 73.260, is limited to these
                                                  information that you do not wish to be                  Landsdown St., North Bethesda, MD
                                                                                                                                                                color additive regulations. The draft
                                                  made publicly available, submit your                    20852.
                                                                                                                                                                guidance does not address the use of
                                                  comments only as a written/paper                        SUPPLEMENTARY INFORMATION:                            fruit- or vegetable-derived color
                                                  submission. You should submit two                                                                             additives that are authorized under
                                                  copies total. One copy will include the                 I. Background
                                                                                                                                                                different color additive regulations or
                                                  information you claim to be confidential                   We are announcing the availability of              that are the subject of a color additive
                                                  with a heading or cover note that states                a draft guidance for industry entitled                petition.
                                                  ‘‘THIS DOCUMENT CONTAINS                                ‘‘Fruit Juice and Vegetable Juice as Color               Since we issued the color additive
                                                  CONFIDENTIAL INFORMATION.’’ We                          Additives in Food.’’ We are issuing the               regulations for fruit juice and vegetable
                                                  will review this copy, including the                    draft guidance consistent with our good               juice, we have received inquiries from
                                                  claimed confidential information, in our                guidance practices regulation (21 CFR                 industry regarding whether certain plant
                                                  consideration of comments. The second                   10.115). The draft guidance, when                     materials are covered by these color
                                                  copy, which will have the claimed                       finalized, will represent the current                 additive regulations. The draft guidance
                                                  confidential information redacted/                      thinking of FDA on this topic. It does                provides the criteria that should be used
                                                  blacked out, will be available for public               not establish any rights for any person               to determine if a plant material is a
                                                  viewing and posted on http://                           and is not binding on FDA or the public.              mature, fresh, edible fruit or a mature,
                                                  www.regulations.gov. Submit both                        You can use an alternative approach if                fresh, edible vegetable under §§ 73.250
                                                  copies to the Division of Dockets                       it satisfies the requirements of the                  and 73.260. The draft guidance also
                                                  Management. If you do not wish your                     applicable statutes and regulations.                  encourages firms to consult us if they
                                                  name and contact information to be                         When a food substance, including                   are unsure of the regulatory status of a
                                                  made publicly available, you can                        plant material, is deliberately used as a             substance that they propose to derive
                                                  provide this information on the cover                   color, it is a color additive (see 21 CFR             from plant materials for use as a color
                                                  sheet and not in the body of your                       70.3(f)). We have a statutory obligation              additive for food. Separately, we have
                                                  comments and you must identify this                     to ensure that authorized (or listed)                 posted on our Web site a summary table
                                                  information as ‘‘confidential.’’ Any                    color additives are suitable and safe for             of the informal opinions that we have
                                                  information marked as ‘‘confidential’’                  their intended use. FDA has authorized                issued in response to the specific
                                                  will not be disclosed except in                         the use of the color additive ‘‘fruit                 inquiries we have received regarding the
                                                  accordance with 21 CFR 10.20 and other                  juice,’’ under § 73.250 (21 CFR 73.250),              applicability of §§ 73.250 and 73.260.
                                                  applicable disclosure law. For more                     that is prepared either by expressing the
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                                                                                                                                                                The draft guidance document contains
                                                  information about FDA’s posting of                      juice from mature varieties of fresh,                 the Web site link to the summary table.
                                                  comments to public dockets, see 80 FR                   edible fruits, or by the water infusion of
                                                  56469, September 18, 2015, or access                    the dried fruit. Similarly, § 73.260                  II. Paperwork Reduction Act of 1995
                                                  the information at: http://www.fda.gov/                 establishes that the color additive                      The draft guidance refers to
                                                  regulatoryinformation/dockets/                          ‘‘vegetable juice’’ is prepared either by             previously approved collections of
                                                  default.htm.                                            expressing the juice from mature                      information found in FDA regulations.
                                                     Docket: For access to the docket to                  varieties of fresh, edible vegetables or by           These collections of information are
                                                  read background documents or the                        the water infusion of the dried                       subject to review by the Office of


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                                                                           Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules                                                                                                 90269

                                                  Management and Budget (OMB) under                                          estimate of the burden of the proposed                                      the draft guidance suggests that they
                                                  the Paperwork Reduction Act of 1995                                        collection of information, including the                                    provide the scientific name, common
                                                  (the PRA) (44 U.S.C. 3501–3520). The                                       validity of the methodology and                                             name(s), origin, cultivation state, and
                                                  collections of information in 21 CFR                                       assumptions used; (3) ways to enhance                                       life-stage of the plant material from
                                                  71.1 have been approved under OMB                                          the quality, utility, and clarity of the                                    which they wish to derive the color
                                                  control number 0910–0016.                                                  information to be collected; and (4)                                        additive, and which plant structure will
                                                     The draft guidance also refers to new                                   ways to minimize the burden of the                                          be declared the mature, fresh, edible
                                                  collections of information found in FDA                                    collection of information on                                                fruit or vegetable, as well as a complete
                                                  regulations. Under the PRA, Federal                                        respondents, including through the use                                      description of the manufacturing
                                                  Agencies must obtain approval from                                         of automated collection techniques,                                         process for the color additive.
                                                  OMB for each collection of information                                     when appropriate, and other forms of                                        Manufacturers also may provide
                                                  they conduct or sponsor. ‘‘Collection of                                   information technology.                                                     information to us to verify that the plant
                                                  information’’ is defined in 44 U.S.C.                                      Title: Fruit Juice and Vegetable Juice as                                   material can be consumed for its taste,
                                                  3502(3) and 5 CFR 1320.3(c) and                                            Color Additives in Food; Draft Guidance                                     aroma, or nutrient properties in its fresh
                                                  includes Agency requests or                                                for Industry—OMB Control Number                                             state and to document the amount and
                                                  requirements that members of the public                                    0910—NEW                                                                    frequency of consumption and the
                                                  submit reports, keep records, or provide                                                                                                               history of safe consumption. If we
                                                                                                                               The draft guidance, when finalized,                                       determine that a proposed color
                                                  information to a third party. Section                                      will help manufacturers determine
                                                  3506(c)(2)(A) of the PRA (44 U.S.C.                                                                                                                    additive does not meet the
                                                                                                                             whether a color additive derived from a                                     specifications for fruit juice or vegetable
                                                  3506(c)(2)(A)) requires Federal Agencies                                   plant material meets the specifications
                                                  to provide a 60-day notice in the                                                                                                                      juice under § 73.250 or § 73.260, the
                                                                                                                             for fruit juice under § 73.250 or                                           manufacturer may submit a color
                                                  Federal Register concerning each                                           vegetable juice under § 73.260.
                                                  proposed collection of information                                                                                                                     additive petition, the collection of
                                                                                                                             Information in the draft guidance                                           information for which has been
                                                  before submitting the information to                                       regarding submission of a color additive
                                                  OMB for approval. To comply with this                                                                                                                  approved under OMB control number
                                                                                                                             petition has been previously approved                                       0910–0016.
                                                  requirement, FDA is publishing notice                                      by OMB in accordance with the PRA
                                                  of the proposed new collection of                                          under OMB control number 0910–0016.                                            Description of respondents: The
                                                  information set forth in this document.                                      The proposed new information                                              respondents to this collection of
                                                     With respect to the following                                           collection provides manufacturers the                                       information are manufacturers who are
                                                  collection of information, we invite                                       opportunity to request a meeting with                                       trying to determine whether a color
                                                  comments on these topics: (1) Whether                                      FDA if they are unsure whether a color                                      additive derived from a plant material
                                                  the proposed collection of information                                     additive that is derived from plant                                         meets the specifications for fruit juice
                                                  is necessary for the proper performance                                    material and that is intended for use in                                    under § 73.250 or vegetable juice under
                                                  of FDA’s functions, including whether                                      food meets the identity for fruit juice or                                  § 73.260.
                                                  the information will have practical                                        vegetable juice in § 73.250 or § 73.260.                                       FDA estimates the burden of this
                                                  utility; (2) the accuracy of FDA’s                                         When manufacturers request a meeting,                                       collection of information as follows:

                                                                                                                TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                                                                            Number of                                                Average
                                                                                                                                                 Number of                                            Total annual
                                                                                         Activity                                                                         responses per                                            burden per              Total hours
                                                                                                                                                respondents                                            responses
                                                                                                                                                                            respondent                                              response

                                                  Color manufacturer’s request for meeting and identification
                                                    of fruit juice or vegetable juice information ......................                                            5                           1                         5                           1                  5
                                                  Manufacturer’s collection of data supporting the plant ma-
                                                    terial as a consumable food, amount and frequency of
                                                    consumption, and history of safe consumption by hu-
                                                    mans .................................................................................                          5                           1                          5                        24              120

                                                        Total ..............................................................................   ........................   ........................   ........................   ........................            125
                                                     1 There     are no capital costs or operating and maintenance costs associated with this collection of information.


                                                    FDA’s estimate of the number of                                          and the history of safe consumption of                                      submission of associated information to
                                                  respondents and number of responses in                                     the mature fruit or vegetable by humans.                                    FDA, and 120 hours to complete a
                                                  table 1 is based on the average number                                     We estimate that, in these cases, it                                        literature and database search and to
                                                  of meetings that are expected to be                                        would take a qualified toxicologist up to                                   present this information for submission
                                                  requested annually by manufacturers                                        3 days (24 working hours) to perform a                                      to FDA.
                                                  over the next 3 years. Based on past                                       thorough literature and plant database
                                                                                                                                                                                                            Before the proposed information
                                                  experience, we expect the request for a                                    search. This estimate includes the time
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                                                                                                                                                                                                         collection provisions contained in the
                                                  meeting and the submission of fruit                                        we expect it would take for a submitter
                                                                                                                             to compile the information for                                              draft guidance become effective, we will
                                                  juice or vegetable juice information can                                                                                                               publish a notice in the Federal Register
                                                  be completed by a qualified plant                                          submission to FDA.
                                                                                                                                                                                                         announcing OMB’s decision to approve,
                                                  taxonomist in less than 1 hour. We also                                      To be conservative, the total number                                      modify, or disapprove the information
                                                  expect that some manufacturers may                                         of annual burden hours, therefore,                                          collection provisions. An Agency may
                                                  want to provide research supporting the                                    would be 125 hours, which would
                                                                                                                                                                                                         not conduct or sponsor, and a person is
                                                  plant material as a consumable food, the                                   include 5 hours to complete the initial
                                                                                                                                                                                                         not required to respond to, a collection
                                                  amount and frequency of consumption,                                       request for a meeting and of the


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                                                  90270             Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Proposed Rules

                                                  of information unless it displays a                        Instructions: All submissions received             www.dtic.mil/whs/directives/corres/pdf/
                                                  currently valid OMB control number.                     must include the agency name and                      540502p.pdf) is where DoD’s internal
                                                                                                          docket number or Regulatory                           guidance that corresponds to 32 CFR
                                                  III. Electronic Access
                                                                                                          Information Number (RIN) for this                     part 97 is located. The proposed
                                                    Persons with access to the Internet                   Federal Register document. The general                revision also removes a large portion of
                                                  may obtain the draft guidance at either                 policy for comments and other                         the currently codified part that does not
                                                  http://www.fda.gov/FoodGuidances or                     submissions from members of the public                apply to the public, such as items that
                                                  http://www.regulations.gov. Use the                     is to make these submissions available                solely deal with internal Army
                                                  FDA Web site listed in the previous                     for public viewing on the Internet at                 procedures and actions, e.g., annual
                                                  sentence to find the most current                       http://www.regulations.gov as they are                reporting requirements to Headquarters,
                                                  version of the draft guidance.                          received without change, including any                Department of the Army.
                                                    Dated: December 8, 2016.                              personal identifiers or contact
                                                                                                                                                                Authority for This Action
                                                  Leslie Kux,                                             information.
                                                                                                                                                                   Authorities for this rulemaking
                                                  Associate Commissioner for Policy.                      FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                                include the following:
                                                  [FR Doc. 2016–29968 Filed 12–13–16; 8:45 am]            Major Thomas S. Hong, (703) 693–1093;                    • The Freedom of Information Act at
                                                  BILLING CODE 4164–01–P                                  thomas.s.hong.mil@mail.mil.                           5 U.S.C. 552 which provides the public
                                                                                                          SUPPLEMENTARY INFORMATION:                            with a right to request access to federal
                                                                                                          Executive Summary                                     agency records or information, except to
                                                  DEPARTMENT OF DEFENSE                                                                                         the extent the records are protected from
                                                                                                            The rule discusses departmental                     disclosure by any of nine exemptions or
                                                  Department of the Army                                  responsibilities, procedures for service              by one of three special law enforcement
                                                                                                          of process, procedures for government                 record exclusions.
                                                  32 CFR Part 516                                         officials sued in their official capacities,             • The Privacy Act of 1974 at 5 U.S.C.
                                                                                                          and procedures for requests for release               552a, which establishes a code of fair
                                                  [Docket No. USA–2015–0016]
                                                                                                          of official information, to include                   information practices that governs the
                                                  RIN 0702–AA69                                           witness testimony. The rule also                      collection, maintenance, use, and
                                                                                                          discusses the release of official                     dissemination of information about
                                                  Release of Official Information and                     information and the appearance of                     individuals that is maintained in
                                                  Appearance of Witnesses in Litigation                   present and former Army personnel as                  systems of records by federal agencies.
                                                  AGENCY:    Department of the Army, DoD.                 witnesses in response to requests for                    • Confidentiality of records at 42
                                                                                                          interviews, notices of depositions,                   U.S.C. 290 which requires certain
                                                  ACTION:   Proposed rule.
                                                                                                          subpoenas, and other requests or orders               medical records shall be confidential
                                                  SUMMARY:    The Department of the Army                  related to judicial or quasi-judicial                 and disclosed only for authorized
                                                  proposes to amend its regulation                        proceedings.                                          purposes.
                                                  concerning policies and procedures for                    For the purposes of this rule, Army                    • Executive Order No. 12988, Civil
                                                  release of official information and                     personnel include the following:                      Justice Reform (add a link to the E.O.)
                                                  testimony of Army witnesses in federal                    • Present, former and retired Army                  which establishes several requirements
                                                  and state courts where the Army or                      military personnel, including the U.S.                on Federal agencies involved in
                                                  Department of Defense (DoD) has an                      Army Reserve, regardless of current                   litigation or contemplating filing an
                                                  interest in the matter. This regulation                 status.                                               action on behalf of the United States.
                                                  was last published in the Federal                         • Present, former and retired civilian
                                                                                                          employees of the U.S. Army, regardless                Costs and Benefits
                                                  Register on July 29, 1994 (59 FR 38236).
                                                  At that time, a complete Army                           of current status.                                       The proposed revisions benefit the
                                                  Regulation was codified. This revision                    • Soldiers of the Army National                     Department of the Army agencies, Army
                                                  removes a large portion of the currently                Guard of the United States (Title 10,                 support to the Department of Justice,
                                                  codified part that does not apply to the                U.S.C.) and, when specified by statute                and interaction with state courts in
                                                  public, and is now included in DoD                      or where a Federal interest is involved,              affirmative and defensive litigation
                                                  internal guidance. Army Regulation 27–                  Soldiers in the Army National Guard                   information. With the updates to the
                                                  40, Litigation, dated 19 September 1994,                (Title 32, U.S.C.).                                   CFR for statutory and other changes
                                                  is the corresponding document where                       • Technicians under 32 U.S.C. 709.                  since the document was published in
                                                  the internal guidance is located.                         • USMA cadets.                                      1994, Army’s support of federal
                                                                                                            • Nonappropriated fund employees.                   litigation and response to requests to
                                                  DATES: Consideration will be given to all
                                                                                                            • Foreign nationals who perform                     support state and private litigation will
                                                  comments received by: February 13,
                                                                                                          services for the Army overseas.                       be improved.
                                                  2017.
                                                                                                            • Other individuals hired by or for                    Although no formal study or
                                                  ADDRESSES:   You may submit comments,                   the Army, including individuals hired                 collection of data are available, a review
                                                  identified by 32 CFR part 516, Docket                   through contractual agreements by or on               of the closed Touhy requests for FY
                                                  No. USA–2015–0016 and or RIN 0702–                      behalf of the Army.                                   2016 shows that hundreds of hours were
                                                  AA69, by any of the following methods:                                                                        expended by Army personnel
                                                    • Federal eRulemaking Portal: http://                 Background
                                                                                                                                                                responding to these requests. Similar to
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                                                  www.regulations.gov. Follow the                           This regulation was most recently                   costs in Freedom of Information Act
                                                  instructions for submitting comments.                   published in the Federal Register on                  processing, there are substantial costs
                                                    • Mail: Department of Defense,                        July 29, 1994 (59 FR 38236). It                       for searching, reviewing, and producing
                                                  Deputy Chief Management Officer,                        implements 32 CFR part 97. Department                 Army records and personnel for
                                                  Directorate for Oversight and                           of Defense Directive 5405.2, ‘‘Release of             depositions and trial.
                                                  Compliance, 4800 Mark Center Drive,                     Official Information in Litigation and                   This rule will be included in DoD’s
                                                  ATTN: Box 24, Alexandria, VA 22350–                     Testimony by DoD Personnel as                         retrospective plan, completed in August
                                                  1700.                                                   Witnesses’’ (available at http://                     2011, and will be reported in future


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Document Created: 2016-12-14 00:48:52
Document Modified: 2016-12-14 00:48:52
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotification of availability.
DatesAlthough you can comment on any guidance at any time (see 21 CFR 10.115(g)(5)), to ensure that we consider your comment on the draft guidance before we begin work on the final version of the guidance, submit either electronic or written comments on the draft guidance by February 13, 2017.
ContactWith regard to the draft guidance: Laura A. Dye, Center for Food Safety and Applied Nutrition (HFS-265), Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-1275. With regard to the proposed collection of information: Ila Mizrachi, Office of Operations, Food and Drug Administration, Three White Flint North (3WFN), 10A63, 11601 Landsdown St., North Bethesda, MD 20852.
FR Citation81 FR 90267 

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