81_FR_90579 81 FR 90339 - 36(b)(1) Arms Sales Notification

81 FR 90339 - 36(b)(1) Arms Sales Notification

DEPARTMENT OF DEFENSE
Office of the Secretary

Federal Register Volume 81, Issue 240 (December 14, 2016)

Page Range90339-90341
FR Document2016-29962

The Department of Defense is publishing the unclassified text of a section 36(b)(1) arms sales notification. This is published to fulfill the requirements of section 155 of Public Law 104-164 dated July 21, 1996.

Federal Register, Volume 81 Issue 240 (Wednesday, December 14, 2016)
[Federal Register Volume 81, Number 240 (Wednesday, December 14, 2016)]
[Notices]
[Pages 90339-90341]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29962]


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DEPARTMENT OF DEFENSE

Office of the Secretary

[Transmittal No. 16-54]


36(b)(1) Arms Sales Notification

AGENCY: Defense Security Cooperation Agency, Department of Defense.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Defense is publishing the unclassified text 
of a section 36(b)(1) arms sales notification. This is published to 
fulfill the requirements of section 155 of Public Law 104-164 dated 
July 21, 1996.

FOR FURTHER INFORMATION CONTACT: Pam Young, DSCA/SE&E-RAN, (703) 697-
9107.
    The following is a copy of a letter to the Speaker of the House of 
Representatives, Transmittal 16-54 with attached Policy Justification 
and Sensitivity of Technology.

    Dated: December 9, 2016.
Aaron Siegel,
Alternate OSD Federal Register Liaison Officer, Department of Defense.

[[Page 90340]]

[GRAPHIC] [TIFF OMITTED] TN14DE16.021

Transmittal No. 16-54
Notice of Proposed Issuance of Letter of Offer Pursuant to Section 
36(b)(1) of the Arms Export Control Act, as amended
    (i) Prospective Purchaser: Government of Australia
    (ii) Total Estimated Value:

Major Defense Equipment (MDE) *.........  $0.00 million
Basic Case (GUW)........................  $79.07 million
Amendment Funding.......................  $35.93 million
                                         -------------------------------
  TOTAL.................................  $115.00 million
 

    (iii) Description and Quantity or Quantities of Articles or 
Services under Consideration for Purchase:
    Non-MDE: FMS case AT-P-GUW, originally offered below congressional 
notification threshold at $79.07 million, was for acquisition of two 
Range Systems to conduct Electronic Warfare (EW), Electronic 
Surveillance, and Airborne Electronic Attack for Royal Australian Air 
Force aircrew training on its twelve (12) Australian EA-18G aircraft. 
An amendment to AT-P-GUW is required to add $35.93 million in funding, 
to provide for unfunded requirements to meet the scope of the basic 
case and provide for the sale of additional classified technical data 
and software, system integration and testing, tools and test equipment, 
support equipment, spare and repair parts, publications, operations 
manuals, and

[[Page 90341]]

technical documents, personnel training, U.S. Government and contractor 
technical assistance, and other related elements of engineering, 
logistics, and program management. This amendment will push the 
original case value above notification threshold and thus requires 
notification of the entire case.
    (iv) Military Department: Navy (AT-P-GUW-A1)
    (v) Prior Related Cases, if any:
FMS case AT-P-LEN: $992M September 13, 2012 (Airborne Electronic Attack 
Kits)
FMS case AT-P-SCI $1.3B July 4, 2013 (twelve EA-18G aircrafts)
FMS case AT-P-GUW $79M February 12, 2015 (Electronic Warfare Range 
System)
    (vi) Sales Commission, Fee, etc., Paid, Offered, or Agreed to be 
Paid: None
    (vii) Sensitivity of Technology Contained in the Defense Article or 
Defense Services Proposed to be Sold: See Attached Annex
    (viii) Date Report Delivered to Congress: December 2, 2016
    * as defined in Section 47(6) of the Arms Export Control Act.

POLICY JUSTIFICATION

Government of Australia--AEA-18G Electronic Warfare Range System

    The Government of Australia has requested additional funding to a 
previously implemented case for two Electronic Warfare Range Systems to 
conduct Electronic Warfare and Electronic Surveillance training within 
the borders of Australia. The original FMS case, valued at $79.07 
million, includes non-MDE costs for all support elements required to 
provide for system integration testing, tools and test equipment, 
support equipment, spare and repair parts, publications, operations 
manuals, technical documents, personnel training, U.S. Government and 
contractor technical assistance, and other related elements of 
logistics and program support. The addition of $35.93 million in non-
MDE funding to the basic case will provide for unfunded requirements to 
meet the scope of the basic case and provide for the sale of additional 
classified technical data and software, system integration and testing, 
tools and test equipment, support equipment, spare and repair parts, 
publications, operations manuals, and technical documents, personnel 
training, U.S. Government and contractor technical assistance, and 
other related elements of engineering, logistics, and program 
management. This amendment will push the original case value above 
notification threshold and thus requires notification of the entire 
case. The total overall estimated value is $115 million.
    This sale will contribute to the foreign policy and national 
security of the United States by helping to improve the security of a 
major contributor to political stability, security, and economic 
development in the Western Pacific. Australia is an important Major 
non-NATO Ally and partner that contributes significantly to 
peacekeeping and humanitarian operations around the world. It is vital 
to the U.S. national interest to assist our ally in developing and 
maintaining a strong and ready self-defense capability. By enabling 
Australian Defense Force (ADF) ranges, the U.S. Government will ensure 
consistency in training across platforms and theaters, whether the 
exercises are conducted in the United State or in Australia, where U.S. 
aircrews will be able to participate in training exercises alongside 
their Australian counterparts.
    The proposed sale will allow continued efforts to improve 
Australia's capability in current and future coalition operations. 
Australia will use the range to enhance Electronic Warfare capabilities 
as a deterrent to regional threats and to strengthen its homeland 
defense. Australia will have no difficulty absorbing these items into 
its armed forces.
    The proposed sale will not alter the basic military balance in the 
region.
    The prime contractors will be Leidos (hardware) and General 
Dynamics Mission Systems (software). The U.S. Government is not aware 
of any known offsets associated with this sale.
    Implementation of this sale will require ten (10) temporary U.S. 
Government or contractor representatives to Australia for assistance in 
integration and range operational and maintenance training.
    There will be no adverse impact on U.S. defense readiness as a 
result of this proposed amendment.
Transmittal No. 16-54
Notice of Proposed Issuance of Letter of Offer Pursuant to Section 
36(b)(1) of the Arms Export Control Act
Annex
Item No. vii
    (vii) Sensitivity of Technology
    1. Provides two (2) in-country Electronic Warfare (EW) ranges for 
EA-18G aircrew training to detect, identify, locate, and suppress 
hostile emitters. Range technology transfers programmable equipment 
able to emulate generic Integrated Air Defense Systems, threat and 
other emitters, along with authentic threat emitters purchased from 
vendors in Former Soviet Block states. The range hardware is 
Unclassified either stand-alone or integrated. The range software is 
unclassified with the exception of one (1) Secret Digital Integrated 
Air Defense System (DIADS) software suite. The amendment facilitates 
transfer of classified information such as software, classified threat 
and fly-out models, user event captured data, range operations manuals, 
and security classification guidance. The classified information 
enhances the usefulness of the range technology being transferred and 
provides guidance on safeguarding sensitive information.
    2. When EW range hardware and software work together against a 
particular aircraft platform, the visual and recorded information 
becomes classified Secret. The range capability is unclassified until 
the networks touch a Secret network (e.g., Link 16) or perform against 
real world training missions. The customer may capture intelligence 
regarding the authentic threat emitters that is classified Confidential 
or Secret, as well as other training artifacts and debrief products 
capturing weapons capability and tactics.
    3. If a technologically advanced adversary were to obtain knowledge 
of the specific hardware and software elements, the information could 
be used to develop countermeasures that might reduce EA-18G weapon 
system effectiveness or be used in the development of a system with 
similar or advanced capabilities.
    4. All defense articles and services listed in this transmittal are 
authorized for release and export to the Government of Australia.

[FR Doc. 2016-29962 Filed 12-13-16; 8:45 am]
BILLING CODE 5001-06-P



                                                                         Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Notices                                                90339

                                                   • Mail: Department of Defense, Office                   Needs and Uses: The information                    distributed electronically via a Web-
                                                of the Deputy Chief Management                          collection requirement is necessary as a              based commercial survey tool.
                                                Officer, Directorate for Oversight and                  result of Executive Order 12829,                        Dated: December 9, 2016.
                                                Compliance, 4800 Mark Center Drive,                     ‘‘National Industrial Security Program,’’             Aaron Siegel,
                                                Mailbox #24, Alexandria, VA 22350–                      which requires the Department of
                                                                                                                                                              Alternate OSD Federal Register Liaison
                                                1700.                                                   Defense to account each year for the
                                                                                                                                                              Officer, Department of Defense.
                                                   Instructions: All submissions received               costs associated with implementation of
                                                                                                                                                              [FR Doc. 2016–30023 Filed 12–13–16; 8:45 am]
                                                must include the agency name, docket                    the National Industrial Security Program
                                                                                                        and report those costs to the Director of             BILLING CODE 5001–06–P
                                                number and title for this Federal
                                                Register document. The general policy                   the Information Security Oversight
                                                for comments and other submissions                      Office (ISOO).
                                                                                                           Affected Public: Business or other for             DEPARTMENT OF DEFENSE
                                                from members of the public is to make
                                                these submissions available for public                  profit; Not-for-profit institutions.
                                                                                                           Annual Burden Hours: 507.                          Office of the Secretary
                                                viewing on the Internet at http://                         Number of Respondents: 1,014.
                                                www.regulations.gov as they are                            Responses per Respondent: 1.                       [Transmittal No. 16–54]
                                                received without change, including any                     Annual Responses: 1,014.
                                                personal identifiers or contact                            Average Burden per Response: 30                    36(b)(1) Arms Sales Notification
                                                information.                                            minutes.
                                                   Any associated form(s) for this                         Frequency: Annually.                               AGENCY: Defense Security Cooperation
                                                collection may be located within this                      Collection of this data is required to             Agency, Department of Defense.
                                                same electronic docket and downloaded                   comply with the reporting requirements
                                                for review/testing. Follow the                          of Executive Order 12829, ‘‘National                  ACTION:   Notice.
                                                instructions at http://                                 Industrial Security Program.’’ This
                                                www.regulations.gov for submitting                      collection of information requests the                SUMMARY:  The Department of Defense is
                                                comments. Please submit comments on                     assistance of the Facility Security                   publishing the unclassified text of a
                                                any given form identified by docket                     Officer to provide estimates of annual                section 36(b)(1) arms sales notification.
                                                number, form number, and title.                         security labor cost in burdened, current              This is published to fulfill the
                                                FOR FURTHER INFORMATION CONTACT: To                     year dollars and the estimated                        requirements of section 155 of Public
                                                request more information on this                        percentage of security labor dollars to               Law 104–164 dated July 21, 1996.
                                                proposed information collection or to                   the total security costs for the facility.            FOR FURTHER INFORMATION CONTACT:      Pam
                                                obtain a copy of the proposal and                       Security labor is defined as personnel                Young, DSCA/SE&E–RAN, (703) 697–
                                                associated collection instruments,                      whose positions exist to support                      9107.
                                                please write to the Defense Security                    operations and staff in the
                                                Service, ATTN: Mr. Corey Beckett, Chief                 implementation of government security                    The following is a copy of a letter to
                                                Finanical Officer, 27130 Telegraph                      requirements for the protect ion of                   the Speaker of the House of
                                                Road, Quantico, VA 22134.                               classified information. Guards who are                Representatives, Transmittal 16–54 with
                                                                                                        required as supplemental controls are                 attached Policy Justification and
                                                SUPPLEMENTARY INFORMATION:
                                                  Title; Associated Form; and OMB                       included in security labor. This data                 Sensitivity of Technology.
                                                Number: National Industrial Security                    will be incorporated into a report                      Dated: December 9, 2016.
                                                Program Cost Collection Survey; DSS                     produced to ISOO for the estimated cost               Aaron Siegel,
                                                Form 232; OMB Control Number 0704–                      of securing classified information                    Alternate OSD Federal Register Liaison
                                                0458.                                                   within industry. The survey will be                   Officer, Department of Defense.
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                                                90340                    Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Notices




                                                Transmittal No. 16–54                                     TOTAL .............................   $115.00 mil-     Australian Air Force aircrew training on
                                                                                                                                                  lion           its twelve (12) Australian EA–18G
                                                Notice of Proposed Issuance of Letter of
                                                Offer Pursuant to Section 36(b)(1) of the                 (iii) Description and Quantity or                      aircraft. An amendment to AT–P–GUW
                                                Arms Export Control Act, as amended                     Quantities of Articles or Services under                 is required to add $35.93 million in
                                                                                                                                                                 funding, to provide for unfunded
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                                                  (i) Prospective Purchaser: Government                 Consideration for Purchase:
                                                                                                          Non-MDE: FMS case AT–P–GUW,                            requirements to meet the scope of the
                                                of Australia
                                                                                                        originally offered below congressional                   basic case and provide for the sale of
                                                  (ii) Total Estimated Value:
                                                                                                        notification threshold at $79.07 million,                additional classified technical data and
                                                Major Defense Equipment            $0.00 million
                                                  (MDE) *.                                              was for acquisition of two Range                         software, system integration and testing,
                                                Basic Case (GUW) ...............   $79.07 million       Systems to conduct Electronic Warfare                    tools and test equipment, support
                                                Amendment Funding .........        $35.93 million       (EW), Electronic Surveillance, and                       equipment, spare and repair parts,
                                                                                                                                                                                                             EN14DE16.021</GPH>




                                                                                                        Airborne Electronic Attack for Royal                     publications, operations manuals, and


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                                                                         Federal Register / Vol. 81, No. 240 / Wednesday, December 14, 2016 / Notices                                                90341

                                                technical documents, personnel                          notification threshold and thus requires              along with authentic threat emitters
                                                training, U.S. Government and                           notification of the entire case. The total            purchased from vendors in Former
                                                contractor technical assistance, and                    overall estimated value is $115 million.              Soviet Block states. The range hardware
                                                other related elements of engineering,                     This sale will contribute to the foreign           is Unclassified either stand-alone or
                                                logistics, and program management.                      policy and national security of the                   integrated. The range software is
                                                This amendment will push the original                   United States by helping to improve the               unclassified with the exception of one
                                                case value above notification threshold                 security of a major contributor to                    (1) Secret Digital Integrated Air Defense
                                                and thus requires notification of the                   political stability, security, and                    System (DIADS) software suite. The
                                                entire case.                                            economic development in the Western                   amendment facilitates transfer of
                                                   (iv) Military Department: Navy (AT–                  Pacific. Australia is an important Major              classified information such as software,
                                                P–GUW–A1)                                               non-NATO Ally and partner that                        classified threat and fly-out models,
                                                   (v) Prior Related Cases, if any:                     contributes significantly to                          user event captured data, range
                                                FMS case AT–P–LEN: $992M                                peacekeeping and humanitarian                         operations manuals, and security
                                                   September 13, 2012 (Airborne                         operations around the world. It is vital              classification guidance. The classified
                                                   Electronic Attack Kits)                              to the U.S. national interest to assist our           information enhances the usefulness of
                                                FMS case AT–P–SCI $1.3B July 4, 2013                    ally in developing and maintaining a                  the range technology being transferred
                                                   (twelve EA–18G aircrafts)                            strong and ready self-defense capability.             and provides guidance on safeguarding
                                                FMS case AT–P–GUW $79M February                         By enabling Australian Defense Force                  sensitive information.
                                                   12, 2015 (Electronic Warfare Range                   (ADF) ranges, the U.S. Government will                   2. When EW range hardware and
                                                   System)                                              ensure consistency in training across                 software work together against a
                                                   (vi) Sales Commission, Fee, etc., Paid,              platforms and theaters, whether the                   particular aircraft platform, the visual
                                                Offered, or Agreed to be Paid: None                     exercises are conducted in the United                 and recorded information becomes
                                                   (vii) Sensitivity of Technology                      State or in Australia, where U.S.                     classified Secret. The range capability is
                                                Contained in the Defense Article or                     aircrews will be able to participate in               unclassified until the networks touch a
                                                Defense Services Proposed to be Sold:                   training exercises alongside their                    Secret network (e.g., Link 16) or perform
                                                See Attached Annex                                      Australian counterparts.                              against real world training missions.
                                                   (viii) Date Report Delivered to                         The proposed sale will allow                       The customer may capture intelligence
                                                Congress: December 2, 2016                              continued efforts to improve Australia’s              regarding the authentic threat emitters
                                                   * as defined in Section 47(6) of the                 capability in current and future                      that is classified Confidential or Secret,
                                                Arms Export Control Act.                                coalition operations. Australia will use              as well as other training artifacts and
                                                                                                        the range to enhance Electronic Warfare               debrief products capturing weapons
                                                POLICY JUSTIFICATION                                    capabilities as a deterrent to regional               capability and tactics.
                                                Government of Australia—AEA–18G                         threats and to strengthen its homeland                   3. If a technologically advanced
                                                Electronic Warfare Range System                         defense. Australia will have no                       adversary were to obtain knowledge of
                                                                                                        difficulty absorbing these items into its             the specific hardware and software
                                                  The Government of Australia has
                                                                                                        armed forces.                                         elements, the information could be used
                                                requested additional funding to a                          The proposed sale will not alter the
                                                previously implemented case for two                                                                           to develop countermeasures that might
                                                                                                        basic military balance in the region.                 reduce EA–18G weapon system
                                                Electronic Warfare Range Systems to                        The prime contractors will be Leidos
                                                conduct Electronic Warfare and                                                                                effectiveness or be used in the
                                                                                                        (hardware) and General Dynamics
                                                Electronic Surveillance training within                                                                       development of a system with similar or
                                                                                                        Mission Systems (software). The U.S.
                                                the borders of Australia. The original                                                                        advanced capabilities.
                                                                                                        Government is not aware of any known
                                                FMS case, valued at $79.07 million,                                                                              4. All defense articles and services
                                                                                                        offsets associated with this sale.
                                                includes non-MDE costs for all support                                                                        listed in this transmittal are authorized
                                                                                                           Implementation of this sale will
                                                elements required to provide for system                                                                       for release and export to the
                                                                                                        require ten (10) temporary U.S.
                                                integration testing, tools and test                                                                           Government of Australia.
                                                                                                        Government or contractor
                                                equipment, support equipment, spare                     representatives to Australia for                      [FR Doc. 2016–29962 Filed 12–13–16; 8:45 am]
                                                and repair parts, publications,                         assistance in integration and range                   BILLING CODE 5001–06–P
                                                operations manuals, technical                           operational and maintenance training.
                                                documents, personnel training, U.S.                        There will be no adverse impact on
                                                Government and contractor technical                     U.S. defense readiness as a result of this            DEPARTMENT OF DEFENSE
                                                assistance, and other related elements of               proposed amendment.
                                                logistics and program support. The                                                                            Office of the Secretary
                                                addition of $35.93 million in non-MDE                   Transmittal No. 16–54
                                                                                                                                                              Judicial Proceedings Since Fiscal Year
                                                funding to the basic case will provide                  Notice of Proposed Issuance of Letter of
                                                                                                                                                              2012 Amendments Panel (Judicial
                                                for unfunded requirements to meet the                   Offer Pursuant to Section 36(b)(1) of the
                                                                                                                                                              Proceedings Panel); Notice of Federal
                                                scope of the basic case and provide for                 Arms Export Control Act
                                                                                                                                                              Advisory Committee Meeting
                                                the sale of additional classified                       Annex
                                                technical data and software, system                                                                           AGENCY:   Department of Defense.
                                                integration and testing, tools and test                 Item No. vii
                                                                                                                                                              ACTION:   Notice of meeting.
                                                equipment, support equipment, spare                        (vii) Sensitivity of Technology
                                                and repair parts, publications,                            1. Provides two (2) in-country                     SUMMARY:   The Department of Defense is
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                                                operations manuals, and technical                       Electronic Warfare (EW) ranges for EA–                publishing this notice to announce the
                                                documents, personnel training, U.S.                     18G aircrew training to detect, identify,             following Federal Advisory Committee
                                                Government and contractor technical                     locate, and suppress hostile emitters.                meeting of the Judicial Proceedings
                                                assistance, and other related elements of               Range technology transfers                            Since Fiscal Year 2012 Amendments
                                                engineering, logistics, and program                     programmable equipment able to                        Panel (‘‘the Judicial Proceedings Panel’’
                                                management. This amendment will                         emulate generic Integrated Air Defense                or ‘‘the Panel’’). The meeting is open to
                                                push the original case value above                      Systems, threat and other emitters,                   the public.


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Document Created: 2016-12-14 00:48:17
Document Modified: 2016-12-14 00:48:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactPam Young, DSCA/SE&E-RAN, (703) 697- 9107.
FR Citation81 FR 90339 

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