81_FR_9159 81 FR 9123 - Affirmative Action for Individuals With Disabilities in the Federal Government

81 FR 9123 - Affirmative Action for Individuals With Disabilities in the Federal Government

EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Federal Register Volume 81, Issue 36 (February 24, 2016)

Page Range9123-9139
FR Document2016-03530

The Equal Employment Opportunity Commission (``EEOC'' or ``Commission'') proposes to amend its regulations requiring the federal government to engage in affirmative action for individuals with disabilities. These changes will clarify the obligations that the Rehabilitation Act of 1973 imposes on federal agencies as employers, in addition to the obligation not to discriminate on the basis of disability. An initial economic analysis indicates that the regulations will have a moderate economic impact of less than $100 million per year on federal agencies. Because the proposed regulation does not apply to the private sector, it will have no impact, economic or otherwise, on private businesses.

Federal Register, Volume 81 Issue 36 (Wednesday, February 24, 2016)
[Federal Register Volume 81, Number 36 (Wednesday, February 24, 2016)]
[Proposed Rules]
[Pages 9123-9139]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-03530]



[[Page 9123]]

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EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

29 CFR Part 1614

RIN 3046-AA94


Affirmative Action for Individuals With Disabilities in the 
Federal Government

AGENCY: Equal Employment Opportunity Commission.

ACTION: Proposed rule.

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SUMMARY: The Equal Employment Opportunity Commission (``EEOC'' or 
``Commission'') proposes to amend its regulations requiring the federal 
government to engage in affirmative action for individuals with 
disabilities. These changes will clarify the obligations that the 
Rehabilitation Act of 1973 imposes on federal agencies as employers, in 
addition to the obligation not to discriminate on the basis of 
disability. An initial economic analysis indicates that the regulations 
will have a moderate economic impact of less than $100 million per year 
on federal agencies. Because the proposed regulation does not apply to 
the private sector, it will have no impact, economic or otherwise, on 
private businesses.

DATES: Submit comments on or before April 25, 2016.

ADDRESSES: You may submit comments, identified by RIN 3046-AA94, by any 
of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Fax: (202) 663-4114. (There is no toll free FAX number.) 
Only comments of six or fewer pages will be accepted via FAX 
transmittal, in order to assure access to the equipment. Receipt of FAX 
transmittals will not be acknowledged, except that the sender may 
request confirmation of receipt by calling the Executive Secretariat 
staff at (202) 663-4070 (voice) or (202) 663-4074 (TTY). (These are not 
toll free numbers.)
     Mail: Bernadette Wilson, Executive Officer, Executive 
Secretariat, Equal Employment Opportunity Commission, U.S. Equal 
Employment Opportunity Commission, 131 M Street NE., Washington, DC 
20507.
     Hand Delivery/Courier: Bernadette Wilson, Executive 
Officer, Executive Secretariat, Equal Employment Opportunity 
Commission, U.S. Equal Employment Opportunity Commission, 131 M Street 
NE., Washington, DC 20507.
    Instructions: The Commission invites comments on the proposed 
changes from all interested parties. All comment submissions must 
include the agency name and docket number or the Regulatory Information 
Number (RIN) for this rulemaking. Comments need be submitted in only 
one of the above-listed formats. All comments received will be posted 
without change to http://www.regulations.gov, including any personal 
information you provide.
    Docket: For access to the docket to read background documents or 
comments received, go to http://www.regulations.gov. Copies of the 
received comments also will be available for inspection in the EEOC 
Library, FOIA Reading Room, by advanced appointment only, from 9 a.m. 
to 5 p.m., Monday through Friday except legal holidays, from April 25, 
2016 until the Commission publishes the rule in final form. Persons who 
schedule an appointment in the EEOC Library, FOIA Reading Room, and 
need assistance to view the comments will be provided with appropriate 
aids upon request, such as readers or print magnifiers. To schedule an 
appointment to inspect the comments at the EEOC Library, FOIA Reading 
Room, contact the EEOC Library by calling (202) 663-4630 (voice) or 
(202) 663-4641 (TTY). (These are not toll free numbers.)

FOR FURTHER INFORMATION CONTACT: Christopher Kuczynski, Assistant Legal 
Counsel, (202) 663-4665, or Aaron Konopasky, Senior Attorney-Advisor, 
(202) 663-4127 (voice), or (202) 663-7026 (TTY), Office of Legal 
Counsel, U.S. Equal Employment Opportunity Commission. (These are not 
toll free numbers.) Requests for this document in an alternative format 
should be made to the Office of Communications and Legislative Affairs 
at (202) 663-4191 (voice) or (202) 663-4494 (TTY).

SUPPLEMENTARY INFORMATION: 

Executive Summary

    This Notice of Proposed Rulemaking (``NPRM'') proposes to amend 29 
CFR 1614.203 to clarify the affirmative action obligations that Section 
501 of the Rehabilitation Act of 1973 (``Section 501'') \1\ imposes on 
federal agencies \2\ as employers. It codifies a variety of obligations 
currently placed on federal agencies by management directives and 
Executive Orders, and adds three substantive affirmative action 
requirements: (1) Agencies must meet goals set by the EEOC, rather than 
by the agencies themselves as currently required, for employment of 
people who have disabilities as defined under Section 501; (2) agencies 
must meet sub-goals set by the EEOC, rather than by the agencies 
themselves as currently required, for the employment of people with 
targeted/severe (hereinafter ``targeted'') disabilities as defined by 
the Office of Personnel Management's (``OPM's'') Standard Form 256 
(``SF-256''); \3\ and (3) agencies must provide personal assistants to 
employees who, because of disabilities, require such assistance in 
order to be at work or participate in work-related travel, unless the 
provision of such services would impose an undue hardship on the 
agency. The rule would not have retroactive effect.
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    \1\ 29 U.S.C. 791.
    \2\ Section 501 applies to ``each department, agency, and 
instrumentality (including the United States Postal Service and the 
Postal Regulatory Commission) in the executive branch and the 
Smithsonian Institution.'' 29 U.S.C. 791(b). For convenience, this 
Notice uses the term ``federal agency'' or ``agency'' to mean any 
federal entity covered by Section 501.
    \3\ Office of Pers. Mgmt., Standard Form 256 (revised July, 
2010), available at http://www.opm.gov/forms/pdf_fill/sf256.pdf. The 
term ``targeted disability'' was first officially recognized by the 
EEOC in MD-703, which was approved on December 6, 1979. Equal Emp't 
Opportunity Comm'n, Improving the Participation Rate of People with 
Targeted Disabilities in the Federal Workforce 4 (Jan., 2008), 
available at http://www.eeoc.gov/federal/reports/pwtd.pdf.
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    An initial economic analysis indicates that the proposed regulation 
may have a one-time initial cost to the federal government of 
approximately $90,448.20; an annual cost to the federal government of 
between $11,601,562.56 and $58,732,303.77; and an annual economic 
benefit to the federal government of between $3,514,752.00 and 
$6,397.947.00. The rule is also expected to have a variety of non-
monetizable qualitative and dignitary benefits for individuals with 
disabilities and individuals with targeted disabilities.

Background

    Section 501 requires federal agencies to establish an affirmative 
action program for the hiring, placement, and advancement of 
individuals with disabilities.\4\ The affirmative action requirement in 
Section 501 imposes two distinct obligations on federal agencies.
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    \4\ See 29 U.S.C. 791(b).
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    First, affirmative action requires that agencies not discriminate 
against individuals with disabilities. Section 501 provides that the 
standards used to determine whether a federal agency has discriminated 
against an individual with a disability ``shall be the standards 
applied under title I of the Americans with Disabilities Act of 1990 . 
. . and the provisions of sections 501 through 504, and 510, of the 
Americans with Disabilities Act of 1990 . . . as such sections relate 
to employment.'' \5\ EEOC

[[Page 9124]]

regulations provide substantial guidance on these standards at 29 CFR 
part 1630. Additional guidance is provided in the many Section 501 
discrimination cases decided by the Commission each year. These 
decisions are published on the EEOC's Web site, and significant 
decisions are compiled in a publicly available digest maintained by the 
Commission's Office of Federal Operations.\6\ This rule does not change 
any of the substantive nondiscrimination requirements that currently 
apply in the federal sector, as set forth in EEOC's regulations and 
cases.
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    \5\ 29 U.S.C. 791(g).
    \6\ See Digest of Equal Employment Opportunity Law, Equal Emp't 
Opportunity Comm'n, http://www.eeoc.gov/federal/digest/index.cfm 
(last visited July 23, 2015).
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    Second, affirmative action requires each federal agency to 
maintain, update annually, and submit to the Commission an 
``affirmative action program plan for the hiring, placement, and 
advancement of individuals with disabilities,'' and further directs the 
Commission to approve a plan if ``the Commission determines . . . that 
such plan provides sufficient assurances, procedures and commitments to 
provide adequate hiring, placement, and advancement opportunities for 
individuals with disabilities.'' \7\
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    \7\ 29 U.S.C. 791(b).
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    The regulations currently implementing this Section 501 requirement 
simply state that the federal government shall be a ``model employer of 
individuals with disabilities,'' and instruct federal agencies to 
``give full consideration to the hiring, placement, and advancement of 
qualified individuals with disabilities.'' \8\ Over the years, however, 
the EEOC has issued various Management Directives to provide guidance 
on how an agency's affirmative action plan (``Plan'') should result in 
the federal government being a model employer of individuals with 
disabilities. In addition, several Executive Orders have been issued, 
setting numerical objectives for hiring by the federal government of 
individuals with disabilities, to support the goals of Section 501 of 
the Rehabilitation Act.
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    \8\ 29 CFR 1614.203(a).
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    In 1987, the Commission issued Management Directive 713, setting 
the standards by which the Commission would judge an agency's Plan with 
regard to the hiring of people with disabilities.\9\ Management-
Directive 713 required agencies with 1,000 or more employees to 
establish specific numerical objectives (goals) for employment of 
people with targeted disabilities, and to report the number of people 
with targeted disabilities employed by the agency.\10\
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    \9\ Equal Emp't Opportunity Comm'n, Management Directive 713, 
1987 WL 768434 (Oct. 3, 1987).
    \10\ EEO Management Directive 712 (MD-712) preceded MD-713 by 
four years. MD-712 created documentation requirements for agencies' 
affirmative action plans, but did not include reporting 
requirements. MD-712 required agencies to focus on the employment of 
individuals with targeted disabilities; included detailed 
requirements for program administration and management, including 
staffing commitments and responsibilities; and required agencies 
with more than 1,000 employees to establish objectives for hiring 
people with targeted disabilities. Equal Emp't Opportunity Comm'n, 
Management Directive 712, 1983 WL 410824 (March 29, 1983). For a 
general history of the EEOC's Management Directives, see Office of 
Fed. Operations, Equal Emp't Opportunity Comm'n, A Look at the 
EEOC's Office of Federal Operation's Federal Sector Programs: Past, 
Present, and Future, Dig. of EEO L., Winter 2008, available at 
http://www.eeoc.gov/federal/digest/xix-1.cfm.
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    In 2003, the EEOC issued Management Directive 715 (``MD-715''), 
which superseded MD-713.\11\ Part B of MD-715 provides detailed 
standards by which the Commission judges an agency's affirmative action 
plan with regard to the hiring of people with disabilities. MD-715 
reaffirms that affirmative action includes a nondiscrimination 
component and that the standards of the Americans with Disabilities Act 
(``ADA'') govern the nondiscrimination requirements of Section 501.\12\ 
MD-715 also reaffirms that not discriminating against people with 
disabilities does not exhaust an agency's affirmative action obligation 
to hire and advance people with disabilities. MD-715 requires agencies 
``to conduct an internal review and analysis of the effects of all 
current and proposed policies, practices, procedures and conditions 
that, directly or indirectly, relate to the employment of individuals 
with disabilities'' and to ``collect and evaluate information and data 
necessary to make an informed assessment about the extent to which the 
agency is meeting its responsibility to provide employment 
opportunities for qualified applicants and employees with disabilities, 
especially those with targeted disabilities.'' \13\ MD-715 also 
requires agencies to have written procedures for providing reasonable 
accommodations, including the amount of time decision makers have to 
answer reasonable accommodation requests.\14\ Finally, MD-715 
reinforces the requirement from MD-713 that agencies with 1,000 or more 
employees are required ``to maintain a special recruitment program for 
individuals with targeted disabilities and to establish specific goals 
for the employment and advancement of such individuals,'' and to report 
the numbers of employees with targeted disabilities to the EEOC.\15\
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    \11\ Equal Emp't Opportunity Comm'n, Management Directive 715 
(Oct 1, 2003), available at http://www.eeoc.gov/federal/directives/md715.cfm.
    \12\ Id. at B.II.
    \13\ Id. at B.III.
    \14\ Id. at B.V.
    \15\ Id. at B.V.
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    In addition to MD-715, there are a number of Executive Orders, as 
well as guidance and policy documents implementing such Executive 
Orders, that overlap with MD-715 and guide the affirmative action 
efforts of federal agencies with regard to the hiring and advancement 
of people with disabilities.
    President Bill Clinton issued Executive Order 13163 on July 26, 
2000 ``to support the goals articulated in section 501 of the 
Rehabilitation Act of 1973.'' \16\ Under this Executive Order, each 
federal agency was required to prepare a plan to increase the 
opportunities for individuals with disabilities to be employed in the 
agency, and to submit the plan to OPM within 60 days from the date of 
the order. The Executive Order stated that ``based on current hiring 
patterns and anticipated increases from expanded outreach efforts and 
appropriate accommodations, the Federal Government, over the next 5 
years, will be able to hire 100,000 qualified individuals with 
disabilities.'' \17\ The same day, President Clinton issued Executive 
Order 13164, requiring federal agencies to establish written reasonable 
accommodation procedures, with a series of detailed requirements to be 
included in those written procedures.\18\ Shortly thereafter, the EEOC 
issued Policy Guidance On Executive Order 13164: Establishing 
Procedures To Facilitate The Provision Of Reasonable Accommodation.\19\ 
In 2005, the EEOC issued additional guidance providing agencies with 
detailed practical advice for drafting and implementing reasonable 
accommodation procedures under Executive Order 13164.\20\ And in 2008,

[[Page 9125]]

the Commission issued an extensive manual on promoting the employment 
of individuals with disabilities in the federal workforce.\21\
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    \16\ See Executive Order No. 13163, 3 CFR 285 (2001), available 
at http://www.thefederalregister.org/fdsys/pkg/FR-2000-07-28/pdf/00-19322.pdf.
    \17\ Id.
    \18\ 3 CFR 286 (2001), available at http://frwebgate.access.thefederalregister.org/cgi-bin/getdoc.cgi?dbname=2000_register&docid=fr28jy00-140.pdf.
    \19\ Equal Emp't Opportunity Comm'n, Policy Guidance On 
Executive Order 13164: Establishing Procedures To Facilitate The 
Provision Of Reasonable Accommodation (last modified Oct. 19, 2000), 
available at http://www.eeoc.gov/policy/docs/qanda-accommodation_procedures.html.
    \20\ Equal Emp't Opportunity Comm'n, Practical Advice on 
Drafting and Implementing Reasonable Accommodation Procedures under 
Executive Order 13164, (July 2005), available at http://www.eeoc.gov/policy/docs/implementing_accommodation.pdf.
    \21\ Equal Emp't Opportunity Comm'n, Questions and Answers: 
Promoting Employment of Individuals with Disabilities in the Federal 
Workforce (n.d.), available at http://eeoc.gov/federal/qanda-employment-with-disabilities.cfm.
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    In July 2010, President Barack Obama issued Executive Order 13548, 
again setting a goal of having the federal government hire 100,000 
persons with disabilities within five years.\22\ The Executive Order 
requires agencies to set agency-specific hiring goals for persons with 
disabilities as defined under Section 501 and sub-goals for persons 
with targeted disabilities as defined by SF-256, and to report those 
goals to the OPM. Again, policy and guidance documents were developed 
pursuant to this Executive Order.\23\
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    \22\ Executive Order No. 13548, 3 CFR 168 (2010), available at 
http://www.thefederalregister.org/fdsys/pkg/FR-2010-07-30/pdf/2010-18988.pdf.
    \23\ Office of Pers. Mgmt., Model Strategies for Recruitment and 
Hiring of People with Disabilities (Nov. 8, 2010), available at 
https://www.chcoc.gov/content/model-strategies-recruitment-and-hiring-people-disabilities-required-under-executive-order. This 
guidance document was developed in consultation with the White 
House, the Department of Labor, and the EEOC.
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    On May 15, 2014, the Commission published an Advance Notice of 
Proposed Rulemaking (``ANPRM'') requesting public comment on specific 
inquiries regarding potential ways to strengthen its Section 501 
affirmative action regulations.\24\ The comment period ended July 14, 
2014, and all comments received have been reviewed and given due 
consideration. The comments are available for review at the Federal 
eRulemaking Portal at http://www.regulations.gov.
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    \24\ The Federal Sector's Obligation to Be a Model Employer of 
Individuals with Disabilities, 79 FR 27.824 (May 15, 2014) (to be 
codified at 29 CFR 1614.203).
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    A total of 89 comments were received,\25\ representing the views of 
53 individuals, 49 advocacy groups, 10 government entities including 
state governments and branches of the military, 5 businesses, 2 lawyers 
or lawyers associations, 1 institution of higher learning, and 1 union 
representative.
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    \25\ In addition to the 89 comments, the Commission received 
several duplicate comments.
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    Of the 89 comments, 80 were generally supportive of the 
Commission's proposal to amend its Section 501 regulations and included 
at least one suggestion for what should be included in the rule. Only 2 
of the comments were generally negative (1 from an individual and 1 
from a government entity), and 7 were nonresponsive (6 from 
individuals, and 1 from an advocacy group).
    This NPRM proposes to amend 29 CFR 1614.203 to update, clarify, and 
put in one place the standards the Commission will use to review and 
approve affirmative action plans developed by agencies pursuant to 
Section 501. The proposed rule was informed and significantly shaped by 
all of the comments received. Following final promulgation of this 
regulation, EEOC will reconcile this regulation's reporting 
requirements with existing obligations under MD-715 to ensure that 
agencies do not engage in duplicative efforts and reporting. The rule 
would not have retroactive effect.
    The NPRM also modifies the goals for hiring people with 
disabilities in the federal government that are currently set forth by 
MD-715 and Executive Order 13548 in one respect: The proposed rule 
would require agencies to take specific steps that are reasonably 
designed to gradually increase the number of employees with 
disabilities as defined under Section 501, and the number of employees 
with targeted disabilities as defined in SF-256, until they meet 
specific goals set by the EEOC. This is consistent with the approach 
taken by the Department of Labor in regulations issued to implement the 
obligation of federal contractors pursuant to Section 503 of the 
Rehabilitation Act of 1973.\26\
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    \26\ The Section 503 regulations establish a 7% utilization goal 
for employment of qualified individuals with disabilities for the 
contractor's entire workforce or each job group in the contractor's 
workforce. See 41 CFR 60-741.45(a).
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    Finally, the NPRM adds a requirement that an agency's Plan include 
the provision of personal assistants to employees who, because of their 
disabilities, require such assistance in order to be at work or go on 
work-related travel. Personal assistance services (PAS) assist 
employees with disabilities with eating, drinking, using the restroom, 
and putting on and taking off clothing as needed to allow them to 
participate in the workforce. Such services do not, however, include 
medical care, and do not have to be provided by someone who has medical 
training or qualifications.
    For many individuals with targeted disabilities, such as paralysis 
or cerebral palsy, full participation in the workplace is impossible 
without such services. Lack of PAS in the workplace and/or the fear of 
losing PAS provided by means-tested assistance programs are stubborn 
and persistent barriers to employment for individuals with certain 
significant disabilities. Although providing an additional person to 
assist an employee with a disability to perform his or her job duties 
may fall under an agency's nondiscrimination obligation to provide a 
reasonable accommodation (for example, hiring a sign language 
interpreter), an agency is not required to hire a personal assistant to 
perform PAS as part of its reasonable accommodation obligation. The 
NPRM therefore places this obligation on agencies through the 
affirmative action requirement of Section 501.
    However, the Commission has determined that the requirement to 
provide PAS should be subject to an undue hardship defense, the same 
limitation on the obligation to provide reasonable accommodations as a 
matter of nondiscrimination.\27\ The defense ensures that agencies will 
not be required to provide PAS if doing so would involve significant 
cost relative to the available resources, or significant disruption of 
the agency's functions.
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    \27\ See 29 CFR 1630.15(d); part 1630, app. 1630.15(d).
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    Each requirement of the proposed rule is discussed in the detailed 
Section-by-Section Analysis below, and relevant comments are discussed 
within each section.

Section-by-Section Analysis

1614.203(a) Definitions

    Paragraph (a) of the proposed rule provides definitions of key 
terms. None of the definitions are novel. Many of the defined terms are 
simple abbreviations: (a)(1) Provides that ``ADA'' refers to those 
portions of the ADA that are enforced by the Commission; \28\ (a)(4) 
provides that ``Plan'' refers to an agency's affirmative action plan, 
as required under 29 U.S.C. 791(b); (a)(5) provides that ``Schedule A 
hiring authority for persons with certain disabilities'' refers to the 
hiring authority for individuals with intellectual disabilities, severe 
physical disabilities, and psychiatric disabilities, as set forth at 5 
CFR 213.3102(u); and (a)(6) provides that ``Section 501'' means Section 
501 of the Rehabilitation Act, codified at 29 U.S.C. 791.
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    \28\ These are title I of the ADA, 42 U.S.C. 12101 through 
12117, and title V of the ADA, 42 U.S.C. 12201 through 12213, as it 
applies to employment.
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    Paragraph (a)(2) clarifies that, for purposes of the regulation, 
``disability'' has the same meaning that it does under the ADA and 
Section 501.\29\ As amended by the ADA Amendments Act

[[Page 9126]]

of 2008 (``ADAAA''),\30\ and implemented by the Commission's 
regulations at 29 CFR part 1630, the term ``disability'' is construed 
broadly and includes a wide range of medical conditions.\31\
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    \29\ See 42 U.S.C. 12102; 29 CFR 1630.2, .3; 29 CFR part 1630, 
app. 1630.2, .3. The Rehabilitation Act incorporates the ADA 
definition of ``disability.'' 29 U.S.C. 794(d).
    \30\ ADA Amendments Act of 2008, Pub. L. 110-325, 122 Stat. 3553 
(codified as amended in scattered sections of 29 U.S.C. and 42 
U.S.C.).
    \31\ For a discussion of the ADAAA's definition of 
``disability,'' see, for example, Equal Emp't Opportunity Comm'n, 
Questions and Answers on the Final Rule Implementing the ADA 
Amendments Act of 2008 (n.d.), available at http://www.eeoc.gov/laws/regulations/ada_qa_final_rule.cfm.
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    Paragraph (a)(3) provides that the term ``hiring authority that 
takes disability into account'' means any hiring authority that permits 
an agency to consider disability status in the selection of individuals 
for employment, and provides examples of such, including the Section A 
hiring authority for persons with certain disabilities; the Veterans' 
Recruitment Appointment authority, as set forth at 5 CFR part 307; and 
the 30% or More Disabled Veteran authority, as set forth at 5 CFR 
316.302(b)(4), 316.402(b)(4).
    Paragraph (a)(7) defines the term ``targeted/severe disability'' to 
mean a disability specifically designated as ``targeted/severe'' in SF-
256. Under the definitions set forth in this paragraph, the term 
``targeted disabilities'' is defined more narrowly than 
``disabilities''; individuals with targeted disabilities are a subset 
of individuals who have disabilities as defined under Section 501.
    Paragraph (a)(8) defines ``undue hardship'' as having the same 
meaning as set forth in 29 CFR part 1630.

1614.203(b) Nondiscrimination

    This paragraph states that Section 501 prohibits disability 
discrimination in employment, and that the standards used to determine 
whether an agency has violated the prohibition against discrimination 
are those applied under the ADA. The paragraph reminds agencies that 
discrimination on the basis of disability is prohibited in all aspects 
of employment, including hiring, advancement or discharge of employees, 
employee compensation, job training, and other terms, conditions, and 
privileges of employment.

1614.203(c) Model Employer

    This paragraph is taken directly from 29 CFR 1614.203(a) of the 
existing regulations. Other than redesignating the paragraph as 
1614.203(c), the proposed rule makes no changes to the paragraph.

1614.203(d) Affirmative Action Plan

    This paragraph sets forth the requirements that an agency's 
affirmative action plan must meet in order to provide ``sufficient 
assurances, procedures, and commitments to provide adequate hiring, 
placement, and advancement opportunities for individuals with 
disabilities.'' \32\ Each requirement is discussed in detail below.
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    \32\ 29 U.S.C. 791(b).
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1614.203(d)(1) Disability Hiring and Advancement Program

    A strong majority of commenters stated that the rule should require 
agencies to improve their outreach and recruitment efforts. Many of 
these commenters made specific suggestions, for example, that agencies 
should be required to develop programs and resources that may be used 
to identify qualified job applicants with disabilities who may be hired 
using the Schedule A hiring authority for persons with certain 
disabilities before a position is advertised, or establish and maintain 
contacts with disability organizations. Paragraph (d)(1)(i) 
incorporates these suggestions, and provides examples of ways in which 
an agency could meet this requirement.\33\
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    \33\ Many suggestions offered by commenters track the current 
requirements of MD-715. The preamble does not note each time a 
section of the NPRM repeats a requirement currently placed on 
agencies by MD-715.
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    A large number of commenters stated that the rule should require 
federal agencies to make certain information available to job 
applicants and potential job applicants with disabilities, including 
information about how to request a reasonable accommodation and how to 
apply for appointment to a position under noncompetitive disability-
related hiring authorities. Paragraph (d)(1)(ii) addresses this 
concern. It also requires agencies to ensure there is appropriate staff 
to respond to all disability-related issues relating to the application 
and placement processes, including questions about reasonable 
accommodation and appointment under hiring authorities that take 
disability into account.
    Paragraph (d)(1) also addresses the common concern that hiring 
officials should be given accurate information regarding reasonable 
accommodation and the appropriate use of hiring authorities that take 
disability into account. The paragraph requires that the agency provide 
necessary reasonable accommodations to job applicants with 
disabilities; accept applications for appointment under hiring 
authorities that take disability into account; determine eligibility 
for such appointment; forward applications from eligible individuals to 
the relevant hiring managers, and ensure that these managers know how 
and when they may appoint such individuals, consistent with all 
applicable laws.
    Many commenters stated that agencies should be required to develop 
and implement advancement programs for current employees with 
disabilities, for example by taking steps to ensure that employees with 
disabilities are enrolled in management training when eligible; 
developing a mentoring program for employees with disabilities; or 
administering exit interviews that include questions on how the agency 
could improve the recruitment, hiring, inclusion, and advancement of 
individuals with disabilities. Paragraph (d)(1)(iv) adopts this 
suggestion.
    Some common suggestions were not incorporated into the rule, 
however. The proposed rule does not modify the competitive service 
hiring process by, for example, awarding additional ``points'' to 
candidates with disabilities, adopting preferences, reserving certain 
positions for individuals with disabilities, or requiring agencies to 
interview all qualified candidates with disabilities.\34\ The rule also 
does not require agencies to provide mandatory training to supervisors 
and hiring officials, to incorporate equal employment opportunity and 
affirmative action principles into supervisors' and hiring officials' 
performance reviews, or to take disciplinary action against employees 
who have engaged in discrimination, because these issues are already 
addressed elsewhere by Commission regulations.\35\
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    \34\ The competitive hiring process is governed by OPM 
regulations.
    \35\ See 29 CFR 1614.102(a)(5), (6), (9).
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1614.203(d)(2) Disability Anti-Harassment Policy

    Some commenters stated that agencies should be required to state 
specifically in their anti-harassment policies that harassment based on 
disability is prohibited. This paragraph adopts this suggestion.

1614.203(d)(3) Reasonable Accommodation

    Many commenters stated that agencies should be required to have 
written reasonable accommodation procedures. Executive Order 13164 has 
required agencies to have such

[[Page 9127]]

procedures since 2000,\36\ and MD-715, as updated in 2003, includes 
this requirement as well.\37\ The Commission has made this requirement 
part of the proposed rule. The paragraph also adopts several 
commenters' suggestions for what should be included in the written 
procedures, many of which are similar to components of reasonable 
accommodation procedures described in Executive Order 13164 and MD-715. 
They include a statement that expedited processing and interim 
accommodations will be provided when possible; instructions for 
managers on how to recognize and report requests for reasonable 
accommodation; an explanation of the applicable confidentiality 
requirements; processing deadlines; information on how to challenge a 
denial under the federal equal employment opportunity complaint 
process; and a statement that requestors will be notified of the basis 
for a denial. The notification requirement is incorporated into the 
rule at (d)(3)(iii).
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    \36\ Executive Order No. 13164, supra note 18; see also Policy 
Guidance On Executive Order 13164, supra note 12.
    \37\ See Management Directive 715, supra note 11, at B.V.
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    Some commenters stated that the rule should require agencies to 
establish a ``centralized fund'' to pay for required reasonable 
accommodations. The purpose of the suggested requirement is to ensure 
that sufficient funds are available for more costly accommodations, 
when necessary. Under MD-715, agencies are asked to report whether they 
use a centralized fund for purposes of providing reasonable 
accommodations across the agency.\38\ However, in the Commission's 
judgment, mandating this requirement as part of an agency's affirmative 
action obligation raises too many practical concerns as to the precise 
manner in which appropriated funds are to be held, requested, and 
disbursed within the agency. Additionally, centralized funding is not a 
complete solution--problems remain if the fund is too small, or if 
relevant decision-makers within the agency are unaware of the fund's 
existence or of the means of accessing it.
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    \38\ Equal Emp't Opportunity Comm'n, Instructions to Federal 
Agencies for EEO MD-715 I (last updated July 20, 2004), available at 
http://www.eeoc.gov/federal/directives/715instruct/section1.html 
(``The Model EEO Program and Agency Self-Assessment Checklist'').
---------------------------------------------------------------------------

    Paragraph (d)(3)(ii) addresses the commenters' underlying concerns 
by requiring agencies to inform all employees who are authorized to 
grant or deny requests for reasonable accommodation that, under the 
``undue hardship'' standard set forth by Section 501's 
nondiscrimination requirement, all available resources are considered 
when determining whether a denial of reasonable accommodation based on 
cost is appropriate. In addition, the agency should ensure that 
relevant decision-makers are informed about various external resources 
that may be used to fund reasonable accommodations, including, for 
example, a centralized fund specifically created by the agency for 
providing reasonable accommodations, the Department of Defense Computer 
and Electronic Accommodations Program (``CAP''),\39\ and agency funds 
that, although not designated specifically for providing reasonable 
accommodations, may be used for that purpose.
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    \39\ See generally Computer/Electronic Accommodations Program, 
http://www.cap.mil (last visited Aug. 3, 2015).
---------------------------------------------------------------------------

    Other commenters stated that the rule should place further 
restrictions, in addition to those that already apply under 29 CFR part 
1630, on the amount of medical information an agency may request to 
support a request for reasonable accommodation. Under current anti-
discrimination standards, an agency cannot require supporting medical 
documentation if the existence of a disability and the need for 
accommodation are obvious, and can require no more than is necessary to 
establish the existence of a disability and the need for 
accommodation.\40\ Because additional restrictions would deny agencies 
documentation necessary to establish disability and the need for 
accommodation, no additional restrictions have been adopted in the 
proposed rule.
---------------------------------------------------------------------------

    \40\ See, e.g., Policy Guidance On Executive Order 13164, supra 
note 19.
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1614.203(d)(4) Accessibility of Facilities and Technology

    Many commenters stated that greater compliance with Section 508 of 
the Rehabilitation Act (``Section 508'') \41\ and the Architectural 
Barriers Act of 1968 (``ABA'') \42\ would improve the hiring, 
retention, inclusion, and advancement of individuals with disabilities. 
Section 508 requires all electronic and information technology 
purchased, maintained, or used by the agency to be accessible to people 
with disabilities, and the ABA requires the agency to ensure that its 
facilities are physically accessible to people with disabilities. Many 
of these commenters suggested more specifically that the Commission 
should issue or amend implementing regulations for these laws, or 
otherwise strengthen their enforcement.
---------------------------------------------------------------------------

    \41\ 29 U.S.C. 794d.
    \42\ 42 U.S.C. 4151-4157.
---------------------------------------------------------------------------

    The Commission has not been given authority by Congress to issue or 
amend substantive regulations implementing Section 508 or the ABA, or 
to engage in or strengthen federal agencies' enforcement of those 
laws.\43\ The Commission therefore cannot include in the proposed rule 
any provisions that implement or enforce these laws.
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    \43\ Rulemaking authority for Section 508 and the ABA belongs to 
the Architectural and Transportation Barriers Compliance Board 
(``Access Board''). See 29 U.S.C. 792(b), 794d(a)(2). The Access 
Board also enforces the ABA. See 29 U.S.C. 792(e). Enforcement of 
Section 508 is accomplished by filing a complaint with the allegedly 
noncompliant agency. See 29 U.S.C. 794d(f).
---------------------------------------------------------------------------

    However, paragraph (d)(4) is intended to ensure that federal 
employees with disabilities have the information they need to utilize 
existing enforcement and compliance mechanisms. The paragraph requires 
agencies to provide all employees with contact information for the 
employees inside the agency who are responsible for ensuring compliance 
with these laws, and with clear instructions on how to file complaints 
under existing rules. It also requires agencies to assist employees in 
filing a complaint with another federal agency, where investigation 
shows that such other entity is responsible for the alleged violation.

1614.203(d)(5) Personal Services Allowing Employees To Participate in 
the Workplace

    Personal services allowing employees to participate in the 
workplace may include assistance with eating, drinking, using the 
restroom, and putting on and taking off clothing. For many individuals 
with targeted disabilities such as paralysis or cerebral palsy, full 
participation in the workplace is impossible without such services. The 
lack of PAS in the workplace and/or the fear of losing personal 
services provided by means-tested assistance programs are stubborn and 
persistent barriers to employment for individuals with certain 
significant disabilities.
    The nondiscrimination standards set forth under the ADA in 29 CFR 
part 1630, and incorporated into Section 501, already require agencies 
to provide certain job-related services to an individual with a 
disability as a reasonable accommodation if doing so enables the 
individual to apply for a job, perform job functions, or enjoy the 
benefits and privileges of employment, so long as the provision of such 
services does not impose an undue hardship on the agency. For example, 
an agency may be required to provide sign language

[[Page 9128]]

interpreter services, assistance with note taking or photocopying, or 
use of a job coach as reasonable accommodations, absent undue hardship.
    The provision of other personal services needed on the job, 
however, such as assistance with eating or using the restroom, is not 
considered a reasonable accommodation under the ADA, and therefore is 
not considered a reasonable accommodation for purposes of the 
nondiscrimination requirements of Section 501.\44\ A number of 
commenters stated that agencies should, however, be required to provide 
PAS to individuals who need them because of a disability as part of the 
agencies' affirmative action obligations under Section 501. We adopt 
this suggestion at paragraph (d)(5). We note that several federal 
agencies currently provide PAS on a voluntary basis and have been doing 
so for several decades.\45\
---------------------------------------------------------------------------

    \44\ See 29 CFR part 1630, app. 1630.9.
    \45\ The Commission provides personal assistant services to 
employees with disabilities who require them. The Department of 
Labor, the Department of Transportation, and the Department of 
Justice's Civil Rights Division also provide workplace PAS for 
employees with disabilities. See Department of Labor statement of 
work on providing personal assistance services as a reasonable 
accommodation for qualified Department of Labor employees with 
disabilities (2014) (on file with the Commission); Dep't of Transp., 
Disability Resource Center Services Handbook (Nov. 2014), available 
at http://www.transportation.gov/individuals/disability/disability-resource-center-drc-services-handbook (providing guidance to the 
Department of Transportation on meeting its obligations regarding 
the retention and promotion of individuals with disabilities by 
providing personal assistance and other services); Civil Rights 
Div., U.S. Dep't of Justice, Reasonable Accommodation Manual A.2.5 
(n.d.) (on file with the Commission) (providing that the Civil 
Rights Division will provide part-time personal care attendants at 
work or on official travel when necessary and otherwise reasonable).
---------------------------------------------------------------------------

    Paragraph (d)(5) also clarifies that agencies can fulfill the PAS 
requirement by hiring persons who perform both PAS and additional 
tasks, including provision of professional services and other duties, 
as time permits. The agency can also require a person hired as a 
personal assistant to perform PAS for more than one individual with a 
disability. Thus, an agency might be able to satisfy this requirement 
by, for example, hiring a pool of personal assistants (either solely 
for assistance tasks or for assistance tasks and other professional 
services) throughout the agency or at a particular location.\46\ The 
pool hiring approach would be consistent with how many agencies 
currently address sign language interpreter needs. Whether this 
approach is feasible will depend on the particular services required 
and other relevant facts.
---------------------------------------------------------------------------

    \46\ The Department of Labor provides personal assistance 
services to qualified headquarter employees in this manner. A 
contractor provides and manages a pool of qualified personnel to 
provide personal assistance services to approximately 10 employees. 
Personal assistance tasks include assistance with general office 
tasks (filing, copying and collating, note taking, etc.), assistance 
with transportation and travel management (excluding driving, but 
including overnight travel), assistance with evacuation during 
emergencies, assistance with personal care related needs on the job 
(removing or putting on coats, eating lunch, and taking bathroom 
breaks), assistance with computer technology, when appropriate, and 
reading services for visually impaired employees. Department of 
Labor statement of work, supra note 49.
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1614.203(d)(6) and 1614.203(d)(7) Utilization Analysis and Goals

    A majority of commenters stated that agencies should be required to 
adopt employment goals for individuals with disabilities. Some 
commenters also stated that agencies should be required to adopt 
separate goals for individuals with disabilities in the higher ranks of 
the civil service.
    Since 1987, federal agencies have been required by the EEOC to set 
numerical objectives (goals) for the number of people with targeted 
disabilities employed in their workforces and report that data annually 
to the Commission.\47\ Since 2010, federal agencies have been required 
under Executive Order 13548 to set an internal goal for the percentage 
of employees with targeted disabilities and the percentage of employees 
with disabilities as defined under Section 501 in their workforces, and 
submit those targets to OPM. In OPM's report for fiscal year 2014, the 
percentage of employees with reportable disabilities in the federal 
government was 14.64% (191,086 individuals out of a federal workforce 
of 1,305,392).\48\ The percentage of employees with targeted 
disabilities in the federal government was 1.18% (15,343 
individuals).\49\
---------------------------------------------------------------------------

    \47\ Management Directive 715, supra note 11, at B.VI; 
Management Directive 713, supra note 9, at ] 9.
    \48\ See Office of Pers. Mgmt., Report on the Employment of 
Individuals with Disabilities in the Federal Executive Branch: 
Fiscal Year 2014, 25 (Oct. 9, 2015) available at https://www.opm.gov/policy-data-oversight/diversity-and-inclusion/reports/disability-report-fy2014.pdf (including individuals classified as 
``30% or more disabled veterans,'' but excluding employees who are 
not on the GS or SES pay scales).
    \49\ Id. (excluding employees who are not on the GS or SES pay 
scales).
---------------------------------------------------------------------------

    Paragraph (d)(7) sets forth the goals that the EEOC expects federal 
agencies to be able to achieve, based on current federal employment 
data. First, an affirmative action plan should adopt the goal of 
achieving a 12% representation rate for people with disabilities as 
defined by Section 501 at both the GS-11 level \50\ and above, 
including the Senior Executive Service (``SES''),\51\ and at the GS-10 
level and below. Second, the Plan should adopt the goal of achieving a 
2% representation rate for individuals with targeted disabilities as 
defined by SF-256 at the GS-11 level and above (including SES), and at 
the GS-10 level and below.
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    \50\ Most federal employees are part of the General Schedule 
(GS) pay system. The General Schedule has fifteen grades--GS-1 
(lowest) to GS-15 (highest). See generally General Schedule 
Classification and Pay, Office of Pers. Mgmt., http://www.opm.gov/policy-data-oversight/pay-leave/pay-systems/general-schedule/ (last 
visited Mar. 24, 2015).
    \51\ High-level leadership positions in the federal government 
are occupied by members of the SES. SES members have a different pay 
scale than employees who are part of the GS pay system. See 
generally Senior Executive Service: Leading America's Workforce, 
Office of Pers. Mgmt., http://www.opm.gov/policy-data-oversight/senior-executive-service/ (last visited Mar. 24, 2015).
---------------------------------------------------------------------------

    The 12% goals established in paragraph (d)(7) are based, in part, 
on historical data on the employment of persons with disabilities in 
the federal workforce compiled by OPM. OPM data show that the federal 
government, viewed as a whole, has already reached a representation 
rate of 12% at both the GS-10 level and below and the GS-11 level and 
above.\52\ Results from the most recent Federal Employee Viewpoint 
Survey further indicate that approximately 13.5% of the federal 
workforce identify as a person with a disability.\53\
---------------------------------------------------------------------------

    \52\ See Report on the Employment of Individuals with 
Disabilities in the Federal Executive Branch: Fiscal Year 2014, 
supra note 48, at 25.
    \53\ Governmentwide Unweighted Results: Demographic, Items 85-
98, Office of Pers. Mgmt., http://www.fedview.opm.gov/2014/Reports/ResponsePCT.asp?AGY=ALL&SECT=8 (last visited July 28, 2015).
---------------------------------------------------------------------------

    It should be noted that the OPM data are based on persons who 
either self-identify as a person with a disability or are veterans with 
a disability rating of 30% or higher. These figures likely undercount 
the number of persons with disabilities as defined by Section 501 who 
are employed or available to be employed by the federal government--in 
the Commission's final rule implementing changes made by the ADAAA, the 
Commission estimated that as many as 60 million individuals, or 
approximately 24% of the eligible workforce, had ADA qualifying 
disabilities.\54\
---------------------------------------------------------------------------

    \54\ See Regulations to Implement the Equal Employment 
Provisions of the Americans with Disabilities Act, as amended, 76 FR 
16,978, 16,990 (March 25, 2011) (codified at scattered sections of 
29 CFR part 1630).
---------------------------------------------------------------------------

    The sub-goal for targeted disabilities is also based, in part, on 
historical data from OPM. Individuals with targeted disabilities 
currently make up 1.91% of

[[Page 9129]]

federal employees at the GS-10 level and below and approximately 0.8% 
of federal employees at the GS-11 level and above.\55\ These figures 
are based on the number of persons who self-report as having targeted 
disabilities on SF-256. In addition, the Commission has encouraged 
federal agencies with 1,000 or more employees to set a goal of a 2% 
representation rate for individuals with targeted disabilities for some 
time.\56\
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    \55\ See Report on the Employment of Individuals with 
Disabilities in the Federal Executive Branch: Fiscal Year 2014, 
supra note 48, at 25 (excluding employees not on the SES or GS pay 
scales).
    \56\ See Equal Emp't Opportunity Comm'n, Annual Report on the 
Federal Work Force Part II Work Force Statistics Fiscal Year 2011 1-
23 (n.d.), available at http://www.eeoc.gov/federal/reports/fsp2011_2/upload/fsp2011_2.pdf.
---------------------------------------------------------------------------

    As with the data on the percentage of persons with disabilities in 
the federal workforce, there is reason to believe that these figures 
undercount the number of persons with targeted disabilities employed or 
available to be employed by the federal government. The American 
Community Survey (``ACS''), administered by the U.S. Census Bureau, 
asks a series of questions related to disability such as whether, due 
to a physical, mental, or emotional problem, the person has serious 
difficulty hearing, seeing (even with glasses), remembering, 
concentrating, or making decisions, walking or climbing stairs, bathing 
or dressing, and/or doing errands alone.\57\ Using this definition, the 
ACS estimates that approximately 10.5% of the population aged 18-64 is 
a person with a disability.\58\ Because the ACS frames its questions in 
terms of ``serious difficulty,'' it is likely that most of the persons 
falling within this definition would qualify as persons with targeted 
disabilities. In addition, there are likely persons with targeted 
disabilities as defined by SF-256, such as persons with epilepsy or 
certain psychiatric disabilities, who would not fall into the ACS 
definition.
---------------------------------------------------------------------------

    \57\ See American Community Survey (ACS), U.S. Census Bureau, 
https://www.census.gov/people/disability/methodology/acs.html (last 
visited July 28, 2015).
    \58\ 2013 American Community Survey 1-Year Estimates: Disability 
Characteristics, U.S. Census Bureau, http://factfinder.census.gov/faces/tableservices/jsf/pages/productview.xhtml?pid=ACS_13_1YR_S1810&prodType=table (last visited 
July 28, 2015).
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    Despite data suggesting that utilization goals higher than those 
proposed in paragraph (d)(7) for all disabilities and targeted 
disabilities could be justified, the Commission elects to establish 
targets that are in line with, but slightly above, historic utilization 
patterns in the federal government. The goals in paragraph (d)(7) are 
aggressive in comparison with those imposed on federal contractors by 
the regulations implementing Section 503 of the Rehabilitation Act \59\ 
and, at the same time, readily achievable based on current federal 
employment data. The Commission expects that early successes in meeting 
the goals will create momentum for higher agency targets in the future.
---------------------------------------------------------------------------

    \59\ See 41 CFR 60-741.45(a) (establishing a utilization goal of 
7% for employment of individuals with disabilities for the 
contractor's entire workforce or each job group in the contractor's 
workforce).
---------------------------------------------------------------------------

    Paragraph (d)(7) further states that the utilization goals for 
persons with disabilities and for persons with targeted disabilities 
will be assessed both above and below the GS-10 level, including SES. 
This was done for two reasons. First, OPM employment data show that 
individuals with disabilities are disproportionately represented at 
lower levels of employment within the federal government. In fiscal 
year 2014, the representation rate of individuals with disabilities at 
the GS-11 level and above was roughly 30% lower than their 
representation rate at the GS-10 level and below, and the 
representation rate of individuals with targeted disabilities was 
almost 60% lower at the GS-11 level and above.\60\ Establishing a 
separate goal for representation at GS-11 and above should rectify this 
imbalance.
---------------------------------------------------------------------------

    \60\ See Report on the Employment of Individuals with 
Disabilities in the Federal Executive Branch: Fiscal Year 2014, 
supra note 48, at 25 (excluding employees not on the SES or GS pay 
scales).
---------------------------------------------------------------------------

    Second, the Commission does not wish to see a rise in the 
representation of individuals with disabilities as defined by Section 
501 at higher levels of employment be accompanied by a corresponding 
fall in their representation rate at lower levels. As a result, the 
proposed rule also requires agencies to adopt the goal of achieving a 
12% representation rate for individuals with disabilities as defined by 
Section 501 and a 2% representation rate for individuals with targeted 
disabilities as defined by SF-256 at the GS-10 level and below.
    Paragraph (d)(6) requires agencies to perform the workforce 
analysis necessary to determine whether these goals set forth in 
paragraph (d)(7) have been met. The paragraph clarifies that the 
analysis must be performed on an annual basis, and that it may classify 
individuals as having disabilities or targeted disabilities on the 
basis of records relating to self-identification via SF-256, 
appointment of individuals under noncompetitive disability-related 
hiring authorities, and requests for reasonable accommodation. This 
workforce analysis is largely consistent with what is currently 
required under MD-715.\61\
---------------------------------------------------------------------------

    \61\ See Management Directive 715, supra note 11, at B.III. MD-
715 requires agencies to collect data on the total workforce 
distribution of employees with disabilities for both the permanent 
and temporary workforce; the representation and distribution of 
employees with disabilities, by grade, in both the permanent and 
temporary workforce; the permanent and temporary workforce 
participation of employees with disabilities in major occupational 
groups by grades; the representation of individuals with 
disabilities among applicants for permanent and temporary 
employment; the representation of employees with disabilities among 
those who received promotions, training opportunities and 
performance incentives; and the representation of employees with 
disabilities among those who were voluntarily and involuntarily 
separated. MD-715 requires that agencies separately identify 
applicants and employees with targeted disabilities. Id. The 
Directive explains that each agency must collect and evaluate this 
data in order to make ``an informed assessment about the extent to 
which the agency is meeting its responsibility to provide employment 
opportunities for qualified applicants and employees with 
disabilities, especially those with targeted disabilities.'' Id.
---------------------------------------------------------------------------

    The Commission recognizes that there are many reasons why it may 
take some agencies more time than others to meet the utilization goals, 
such as budgetary constraints (including hiring freezes), the number of 
additional individuals with targeted disabilities that would have to be 
hired to achieve the goals, and the nature of certain jobs within an 
agency's workforce that may include valid physical standards that 
individuals with certain disabilities may not be able to meet. The rule 
therefore does not specify a timeframe for achieving the goals. Rather, 
the rule requires each agency to create and submit a Plan that includes 
specific steps reasonably designed to gradually increase the number of 
employees with disabilities and targeted disabilities, with the 
objective of achieving the goals established pursuant to paragraph 
(d)(7)(i) of this section. Paragraph (d)(7)(ii) provides examples of 
such steps, including increased use of hiring authorities that take 
disability into account, additional outreach and recruitment efforts, 
disability-related training for all employees, and adoption of 
training, internship, and mentoring programs for individuals with 
disabilities. The rule explicitly provides that the Commission will not 
disapprove a Plan solely because the agency has failed to meet a goal.
    Although Section 501 generally prohibits employers from asking 
questions about whether an applicant has a disability before making a 
job offer, there are still a number of ways that agencies may learn 
about a particular applicant's disability. First, the applicant may 
choose to disclose his or her disability, or the disability may

[[Page 9130]]

be obvious. Second, the disability may be disclosed in paperwork 
establishing eligibility for appointment under the Schedule A hiring 
authority for persons with certain disabilities. Third, an employer is 
permitted to invite job applicants to self-identify as individuals with 
disabilities or targeted disabilities prior to a conditional offer of 
employment, if the invitation is made pursuant to an affirmative action 
program for people with disabilities, and if the information is used 
only for that purpose.\62\
---------------------------------------------------------------------------

    \62\ See, e.g., Letter from Peggy R. Mastroianni, Legal Counsel, 
Equal Emp't Opportunity Comm'n, to Patricia A Shiu, Director, Office 
of Fed. Contract Compliance Programs, Dep't of Labor (Aug. 8, 2013), 
available at http://www.dol.gov/ofccp/regs/compliance/section503.htm 
(follow ``EEOC Opinion on the Invitation to Self-Identify'' 
hyperlink).
---------------------------------------------------------------------------

1614.203(d)(8) Recordkeeping

    This paragraph sets forth the recordkeeping requirements imposed by 
the rule, and directs agencies to make the required records available 
to the Commission upon request. The required records are necessary for 
an agency to determine whether it is providing ``adequate hiring, 
placement, and advancement opportunities for individuals with 
disabilities,'' as required under Section 501. Specifically, the rule 
requires that each agency keep a record of: (1) The number of 
individuals with disabilities and the number of individuals with 
targeted disabilities who apply for employment; (2) the number of 
individuals with disabilities and the number of individuals with 
targeted disabilities that the agency hires; (3) the number of adverse 
actions the agency takes based on medical information, including 
rescissions of conditional job offers; and (4) details regarding all 
requests for reasonable accommodation the agency receives.
    A significant number of commenters stated that the rule should 
require agencies to track the careers of individuals who are appointed 
under the Schedule A hiring authority for persons with certain 
disabilities, to ensure that they are appropriately converted to a 
career or career-conditional appointments in the competitive service 
and promoted. The paragraph adopts this suggestion, and, accordingly, 
requires agencies to keep records of the date of hire, entering grade 
level, probationary status, and current grade level of each employee 
hired under that authority, as well as the number of such employees 
converted to the competitive service each year.

1614.203(e) Reporting

    This paragraph sets forth the reporting requirements imposed by the 
rule. As provided under Section 501,\63\ the paragraph requires each 
agency to submit a copy of its Plan to the Commission on an annual 
basis, the results of the two most recent workforce analyses performed 
pursuant to paragraph (d)(7), and the number of employees appointed 
under the Schedule A hiring authority for persons with certain 
disabilities. The proposed paragraph does not specify the precise time 
and manner of submission, as EEOC intends to reconcile this 
regulation's reporting requirements with existing obligations under MD-
715 following final promulgation of the rule. As suggested by several 
commenters, the paragraph also requires agencies to make the 
information submitted to the Commission available to the public.
---------------------------------------------------------------------------

    \63\ 29 U.S.C. 791(b).
---------------------------------------------------------------------------

1614.203(f) Commission Approval and Disapproval

    Paragraph (1) provides that the Commission will approve a Plan if 
it determines that the Plan, as implemented, meets the requirements set 
forth in paragraph (d) of this section. Paragraph (2) provides that the 
Commission will disapprove a Plan if it determines that the Plan, as 
implemented, does not meet those requirements. The paragraph further 
clarifies that failure to achieve a goal set forth in proposed 
paragraph (d)(8)(i), by itself, is not grounds for disapproval unless 
the Plan fails to require the agency to take specific steps that are 
reasonably designed to achieve the goal.

Request for Comments

    The Commission invites comments on all aspects of the proposed 
regulation. In addition, it invites comments on the following specific 
issues.
    As discussed above, agencies are not required to provide PAS, such 
as assistance with eating or using the restroom, under the reasonable 
accommodation standards set forth in 29 CFR part 1630. The 
unavailability of PAS, however, is a significant hindrance to the 
employment of persons with certain targeted disabilities. Paragraph 
(d)(6) addresses this concern by requiring agencies to provide PAS to 
employees with disabilities as part of the agencies' affirmative action 
obligations under Section 501. To ensure that the Commission's final 
decision whether to include this requirement is based on a sound 
record, the Commission invites responses to the following questions:
    1. Should Section 501 regulations require agencies to provide PAS 
to employees who need them because of a disability while they are on 
the job or on job-related travel as part of the affirmative action 
obligation? Do the services described in the regulations accurately 
capture the PAS that a person with a disability might require?
    2. If the rule should require agencies to provide PAS, should 
assistants be assigned to a particular individual, or should they 
respond to requests for PAS by different individuals, as needed? Should 
the agency be allowed to assign non-PAS tasks to assistants when no 
personal assistance is required?
    3. The proposed rule does not address how the obligation to provide 
PAS would be enforced. The Commission is requiring that agencies 
provide PAS as part of their affirmative action obligations under 
Section 501. Affirmative action obligations, such as employment goals 
or advancement plans, are not generally enforceable through the part 
1614 process. The requirement to provide PAS is unlike most general 
affirmative action obligations, however, as an agency's failure to 
comply with this obligation will directly harm specific, identifiable 
individuals. The Commission invites comments on (a) whether the 
Commission should enforce the PAS requirement in the manner envisioned 
in paragraph (f) of the proposed rule, or instead offer a process 
through which individuals denied PAS can request that the Commission 
review agency denials and order relief to persons wrongly denied those 
services.
    4. Is the Commission's estimate of the costs associated with a PAS 
requirement, discussed in the regulatory procedures section below, 
accurate? If not, what is a more accurate estimate? Would particular 
agencies, or types of agencies, experience significant logistical 
difficulties in complying with the PAS requirement? What is a realistic 
estimate of costs arising from offering a process for enforcement of 
the obligation to provide PAS? Please include supporting references.
    The Commission also invites responses to the following general 
questions regarding the proposed rule:
    5. EEOC is interested in learning from the public what would be 
appropriate minimum standards for federal agencies regarding goals for 
hiring of persons with disabilities. As proposed, the goals for 
representation rates have been set at 12% for individuals with all 
disabilities and 2% for individuals with targeted disabilities. Are 
these levels appropriate? What data exists that show

[[Page 9131]]

that the goals should either be higher or lower than in this proposed 
rule?
    6. EEOC is interested in whether agencies should maintain a file or 
database of individuals who have been determined to be eligible for 
appointment under a hiring authority that takes disability into 
account, but who have not been hired by the agency. EEOC is interested 
in whether such individuals should be asked whether they wish to be 
included in such a database, or whether the database should be created 
automatically from those who apply via a hiring authority that takes 
disability into account.
    7. EEOC requests comments from the public on any of the standards 
proposed in this rule governing affirmative action with respect to the 
hiring, advancement, and retention of federal employees with 
disabilities. This includes the PAS requirement, the utilization 
analysis and goals provision, and the recordkeeping and reporting 
requirements. It also includes the affirmative action requirements 
related to reasonable accommodations. EEOC requests any data or 
evidence that shows that these standards are either too strict or too 
lenient and any information on the costs and benefits related to each 
standard.

Regulatory Procedures

Executive Order 13563 \64\ and Executive Order 12866 \65\ (Regulatory 
Planning and Review)
---------------------------------------------------------------------------

    \64\ Executive Order No. 13563, 3 CFR 215 (2011), available at 
http://www.whitehouse.gov/sites/default/files/omb/inforeg/eo12866/eo13563_01182011.pdf.
    \65\ Executive Order No. 12866, 3 CFR 638 (1993), available at 
http://www.whitehouse.gov/sites/default/files/omb/inforeg/eo12866.pdf.
---------------------------------------------------------------------------

    This proposed rule has been drafted and reviewed in accordance with 
Executive Order 13563 and Executive Order 12866. This rule has been 
designated a ``significant regulatory action'' under section 3(f) of 
Executive Order 12866. Accordingly, the proposed rule has been reviewed 
by the Office of Management and Budget.
    Executive Order 13563 directs agencies to propose or adopt a 
regulation only upon a reasoned determination that its benefits justify 
its cost (recognizing that some benefits and costs are difficult to 
quantify); to tailor its regulations to impose the least burden on 
society, consistent with obtaining regulatory objectives; and to 
select, from among alternative regulatory approaches, including the 
alternative of not regulating, those approaches that maximize net 
benefits (including potential economic, environmental, public health 
and safety, and other advantages, distributive impacts, and equity).
    Executive Order 12866 directs agencies to submit a regulatory 
impact analysis for those regulatory actions that are ``economically 
significant'' within the meaning of section 3(f)(1).\66\ A regulatory 
action is economically significant under section 3(f)(1) if it is 
anticipated (1) to ``[h]ave an annual effect on the economy of $100 
million or more,'' or (2) to ``adversely affect in a material way the 
economy, a sector of the economy, productivity, competition, jobs, the 
environment, public health or safety, or State, local, or tribal 
governments or communities.'' \67\ Executive Order 13563 reaffirms the 
principles established by Executive Order 12866, and further emphasizes 
the need to reduce regulatory burden to the extent feasible and 
permitted by law.\68\
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    \66\ Executive Order 12866 refers to ``those matters identified 
as, or determined by the Administrator of [the Office of Information 
and Regulatory Affairs] to be, a significant regulatory action 
within the scope of section 3(f)(1).'' Id. The Office of Management 
and Budget states that ``Executive Order 12866 requires agencies to 
conduct a regulatory analysis for economically significant 
regulatory actions as defined by Section 3(f)(1).'' Office of Mgmt. 
& Budget, Circular A-4 (Sept. 17, 2003), available at http://www.whitehouse.gov/omb/circulars_a004_a-4.
    \67\ Executive Order No. 12866, supra note 65.
    \68\ Executive Order No. 13563, supra note 64.
---------------------------------------------------------------------------

    Currently, guidance on the federal government's obligation to 
engage in affirmative action for individuals with disabilities is 
scattered throughout a number of overlapping Executive Orders,\69\ 
management directives,\70\ and guidance and policy documents.\71\ In 
contrast, the Commission's current Section 501 regulations do not 
provide a detailed explanation of what an agency must do to comply with 
its Section 501 affirmative action obligations, or of how the 
Commission will assess Plans submitted to it for approval pursuant to 
29 U.S.C. 791(b).\72\
---------------------------------------------------------------------------

    \69\ See, e.g., Executive Order No. 13164, supra note 18; 
Executive Order No. 13548, supra note 11.
    \70\ See, e.g., Management Directive 715, supra note 11.
    \71\ See, e.g., Policy Guidance on Executive Order 13164, supra 
note 19; Promoting Employment of Individuals with Disabilities in 
the Federal Workforce, supra note 21. See generally supra notes 9 
through 23 and accompanying discussion.
    \72\ See 29 CFR 1614.203(a) (stating only that the federal 
government shall be a ``model employer of individuals with 
disabilities,'' and instructing federal agencies to ``give full 
consideration to the hiring, placement, and advancement of qualified 
individuals with disabilities'').
---------------------------------------------------------------------------

    The proposed rule is necessary to ensure that federal agencies' 
affirmative action obligations are in a regulation, rather than merely 
in management directives and sub-regulatory guidance, so that the 
obligations will have the force of law. Moreover, by compiling federal 
agencies' affirmative action obligations in one place, rather than in a 
range of documents, none of which are comprehensive, the proposed rule 
would provide agencies with easy access to the necessary information, 
thereby facilitating increased compliance.
    The Commission has determined that the proposed rule will have an 
annual effect of less than $100 million on federal agencies, including 
both estimated costs and estimated savings arising from the rule, based 
on the high estimate of projected costs. In addition, the rule is 
expected to result in one-time compliance costs for agencies of 
approximately $90,448.20, and have a variety of positive qualitative 
and dignitary benefits. The Commission's economic impact analysis is 
presented immediately below.
    Many of the proposed requirements will have no economic effect, 
because they will impose no new requirements or burdens on federal 
agencies--
     Paragraph (a), which sets forth definitions of key terms, 
imposes no requirements.
     Paragraph (b), which provides that Section 501 prohibits 
discrimination on the basis of disability, and that the standards for 
determining whether Section 501 has been violated in a complaint 
alleging employment discrimination are the same standards applied under 
the ADA, merely revises paragraph (b) in the current regulations for 
clarity.
     Paragraph (c), which requires agencies to be model 
employers of individuals with disabilities, is identical to paragraph 
(a) of the current regulations.
     The requirement to adopt an affirmative action plan, in 
paragraph (d) of the proposed rule, is imposed by Section 501.\73\
---------------------------------------------------------------------------

    \73\ 29 U.S.C. 791(b).
---------------------------------------------------------------------------

     Paragraphs (d)(1)(i), which requires outreach, and 
(d)(1)(iii), which requires agencies to take steps to ensure that 
individuals with disabilities have sufficient advancement 
opportunities, impose no new annual burden on agencies because they 
provide guidance on how to fulfill existing requirements, rather than 
impose new ones.\74\
---------------------------------------------------------------------------

    \74\ See, e.g., 29 CFR 1614.102(a)(10), (a)(11), (a)(13), 
(b)(1); Promoting Employment of Individuals with Disabilities, supra 
note 21; Policy Guidance on Executive Order 13164, supra note 19; 
Management Directive 715, supra note 11. Indeed, the Commission 
anticipates that the additional guidance contained in the proposed 
rule, in the form of helpful examples and suggestions, will reduce 
agency burden by making it easier to satisfy the existing 
requirements. However, because the Commission does not have any data 
upon which to base an estimate of time saved, it does not quantify 
that benefit here.

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[[Page 9132]]

     The requirements of paragraph (d)(3)(i), which requires 
written reasonable accommodation procedures, and paragraph (d)(3)(iii), 
which requires agencies to provide individuals who have been denied a 
reasonable accommodation with written notice of the reasons for the 
denial, are taken from MD-715, Executive Order 13164, and existing 
agency guidance.\75\
---------------------------------------------------------------------------

    \75\ See Policy Guidance on Executive Order 13164, supra note 
19.
---------------------------------------------------------------------------

     The recordkeeping requirements of paragraph (d)(8), with 
the exception of (d)(8)(iii) and (d)(8)(iv) (discussed below), are 
taken from MD-715.
     The requirement to submit an Affirmative Action Plan to 
the Commission for approval on an annual basis, found in (e)(1), is 
imposed by Section 501.\76\
---------------------------------------------------------------------------

    \76\ 29 U.S.C. 791(b).
---------------------------------------------------------------------------

    Other requirements of the proposed rule will impose no new burdens 
on federal agencies because they codify aspects of the existing MD-715 
and program review processes. MD-715 requires agencies to conduct 
annual internal reviews of their policies, practices, and procedures to 
determine whether they provide sufficient employment opportunities to 
qualified applicants and employees with disabilities, especially those 
with targeted disabilities. As part of this analysis, agencies must 
determine the numerical representation and distribution of applicants 
and employees with disabilities and targeted disabilities.\77\
---------------------------------------------------------------------------

    \77\ See Management Directive 715, supra note 11, at B.III. MD-
715 also requires agencies to determine whether they are meeting 
obligations imposed by Title VII of the Civil Rights Act of 1964, 42 
U.S.C. 2000e et seq., on an annual basis. See Management Directive 
715, supra note 11, at A. Those requirements are not relevant to 
this rulemaking.
---------------------------------------------------------------------------

    Many of these requirements are reflected in the proposed rule. 
Paragraph (d)(6) reaffirms that agencies are required to gather 
distribution data in order to assess whether individuals with 
disabilities and individuals with targeted disabilities are being given 
sufficient employment opportunities and paragraph (d)(7)(ii) reaffirms 
that additional steps must be taken, as appropriate, to address 
statistical disparities.\78\
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    \78\ The Commission recognizes that proposed paragraph (d)(7)(i) 
requires agencies to adopt specific goals for employment of 
individuals with all disabilities and individuals with targeted 
disabilities for purposes of this assessment, and that this aspect 
of the proposed rule may impose annual burdens on federal agencies. 
The burdens associated with (d)(7)(i) are discussed below, and the 
Commission seeks comment on the estimated costs provided.
---------------------------------------------------------------------------

    The following aspects of the rule, all of which require agencies to 
make certain information more readily available, may impose one-time 
compliance costs on federal agencies:
     Paragraph (d)(2) requires agencies to clarify in their 
harassment policies that disability-based harassment is prohibited;
     (d)(3)(ii) requires agencies to inform all employees who 
are authorized to grant or deny requests for reasonable accommodation 
about reasonable accommodation funding;
     (d)(4) requires agencies to make certain contact 
information available to employees; and
     (e)(2) requires agencies to make their Affirmative Action 
Plans available to the public.

We estimate that agencies will spend approximately 5 hours performing 
these tasks, updating policies, and checking for compliance. 
Multiplying by the number of agencies covered by the rule (218) \79\ 
yields a total of 1090 burden hours. We assume that these tasks will be 
performed by an employee at the GS-14 step 5 level, in the Washington-
Baltimore-Northern Virginia, DC-MD-VA-WV-PA region.\80\ The hourly 
compensation rate for such an employee, adjusted to include benefits, 
is $82.98 per hour,\81\ yielding a total estimated cost of $90,448.20.
---------------------------------------------------------------------------

    \79\ The number of agencies covered by the requirements of MD-
715 varies from year to year. The number of agencies covered in 
Fiscal Year 2014 was 218.
    \80\ Pay rates for employees at the GS-14 level depend on the 
within-grade level, or ``step,'' of the employee, which ranges 
between one and ten, and on the geographic location of the employee. 
See generally General Schedule Classification and Pay, supra note 
50. The Commission realizes that not all of these tasks will be 
performed by employees meeting these criteria; the assumption is 
made purely for purposes of the economic analysis.
    \81\ See Office of Pers. Mgmt., Salary Table 2015-DCB: Hourly 
Basic (B) Rates by Grade and Step, Hourly Overtime (O) Rates by 
Grade and Step (Jan. 2015), available at http://www.opm.gov/policy-data-oversight/pay-leave/salaries-wages/salary-tables/15Tables/pdf/DCB_h.pdf (providing hourly monetary compensation rates); 
Congressional Budget Office, Comparing the Compensation of Federal 
and Private-Sector Employees 9 (Jan. 2012), available at https://www.cbo.gov/sites/default/files/01-30-FedPay_0.pdf (reporting that 
the cost of providing benefits to federal workers averages between 
$15.50 and $24.70 per hour). For purposes of this analysis, we 
assume a cost of $24.70 per hour for benefits.
---------------------------------------------------------------------------

    Other aspects of the proposed rule will impose recurring or ongoing 
costs on federal agencies.
    Paragraph (d)(1)(ii) requires agencies to ensure that staff are 
available to perform certain tasks. We provide both a high and a low 
estimate of the annual costs associated with this requirement. To 
calculate the high estimate, we assume that each covered agency will 
need to hire at least one new employee to perform the required tasks, 
at the GS-14 step 5 level, in the Washington-Baltimore-Northern 
Virginia, DC-MD-VA-WV-PA region. The compensation rate for a government 
employee at this level, adjusted to include benefits, is $173,011.00 
per year.\82\ Multiplying by the number of agencies covered by the rule 
yields a total cost of $37,716,398.00.
---------------------------------------------------------------------------

    \82\ See Office of Pers. Mgmt., Salary Table 2015-DCB: Annual 
Rates by Grade and Step (Jan. 2015), available at http://www.opm.gov/policy-data-oversight/pay-leave/salaries-wages/salary-tables/15Tables/pdf/DCB.pdf (providing annual monetary compensation 
rates); Comparing the Compensation of Federal and Private-Sector 
Employees, supra note 88, at 9.
---------------------------------------------------------------------------

    To calculate the low estimate, we note that almost all federal 
agencies already employ personnel who provide these services. For 
example, agencies already employ 229 Disability Program Managers 
(``DPMs'') or Selective Placement Program Coordinators (``SPPCs'') (who 
perform, among other things, certain tasks of a DPM),\83\ most commonly 
at the GS-12 or GS-13 level. We assume that approximately 10% of 
agencies, or 22 agencies, will need to hire a new staff person at the 
GS-12 step 5 level, in the Washington-Baltimore-Northern Virginia, DC-
MD-VA-WV-PA region. The annual salary of such an employee, adjusted to 
include benefits, is $137,940.00.\84\ Multiplying by 22 yields a total 
annual cost of $3,034,680.00.
---------------------------------------------------------------------------

    \83\ See Disability Employment: Selective Placement Program 
Coordinator Directory, Office of Pers. Mgmt., http://www.opm.gov/policy-data-oversight/disability-employment/selective-placement-program-coordinator-directory/ (last visited Aug.3, 2015).
    \84\ See Salary Table 2015-DCB: Annual Rates by Grade and Step, 
supra note 82; Comparing the Compensation of Federal and Private-
Sector Employees, supra note 81, at 9.
---------------------------------------------------------------------------

    Based on the two calculations above, the Commission estimates that 
paragraph (d)(1)(ii) will result in recurring annual costs of between 
approximately $3,034,680.00 at the low end and $37,716,398.00 at the 
high end.
    Paragraph (d)(7)(i), which requires agencies to adopt specific 
goals for employment of individuals with all disabilities and 
individuals with targeted disabilities, is likely to impose recurring 
or ongoing costs on federal agencies in three respects.
    First, to determine whether the goals have been met, agencies will 
need to determine--
     the percentage of employees at the GS-11 level or above, 
including SES, who are individuals with disabilities;
     the percentage of employees at the GS-11 level or above, 
including SES,

[[Page 9133]]

who are individuals with targeted disabilities;
     the percentage of employees at the GS-10 level or below 
who are individuals with disabilities; and
     the percentage of employees at the GS-10 level or below 
who are individuals with targeted disabilities.

Associated costs should be minimal. OPM already gathers data on the 
representation of individuals with disabilities and individuals with 
targeted disabilities at each grade level within each agency. The OPM 
data include employees classified as veterans with 30% or more 
disability.\85\ Agencies therefore may make the required determinations 
by requesting the relevant raw data from OPM, and performing the four 
simple calculations noted above. The Commission estimates that agencies 
will spend 2 hours to perform the required analysis, to determine 
whether goals have been met, and to maintain the associated records, on 
an annual basis. Multiplying by the number of agencies covered by the 
rule yields a total of 436 burden hours. We assume that these tasks 
will be performed by an employee at the GS-14 step 5 level in the 
Washington-Baltimore-Northern Virginia, DC-MD-VA-WV-PA region, at an 
hourly rate of $82.98 per hour (adjusted to include benefits).\86\ 
Multiplying the hourly rate by the number of burden hours yields a 
total recurring annual cost of $36,179.28.
---------------------------------------------------------------------------

    \85\ See, e.g., Report on the Employment of Individuals with 
Disabilities in the Federal Executive Branch: Fiscal Year 2014, 
supra note 48, at 25.
    \86\ See Hourly Basic (B) Rates by Grade and Step, supra note 
81; Comparing the Compensation of Federal and Private-Sector 
Employees, supra note 81, at 9.
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    Second, because paragraph (d)(7)(i) encourages federal agencies to 
hire individuals with disabilities, it may impose ongoing costs by 
increasing the number of federal employees who need a reasonable 
accommodation.
    We first consider the number of additional employees who will need 
a reasonable accommodation. Because research shows that the federal 
government as a whole has already achieved a representation rate of 12% 
for people with disabilities as defined by Section 501 both at the GS-
10 level and below and at the GS-11 level and above,\87\ the Commission 
does not expect that agencies will hire a large number of individuals 
who have disabilities as defined under Section 501, but do not have 
targeted disabilities, as a result of the rule.
---------------------------------------------------------------------------

    \87\ See Report on the Employment of Individuals with 
Disabilities in the Federal Executive Branch: Fiscal Year 2014, 
supra note 48, at 25.
---------------------------------------------------------------------------

    However, the federal government will need to hire additional 
individuals with targeted disabilities to meet the 2% goals at the GS-
10 level and below and at the GS-11 level and above.\88\ Data show that 
individuals with targeted disabilities currently represent 1.81% of 
federal employees at the GS-10 level and below, and that approximately 
384 additional employees with targeted disabilities are required to 
reach the 2% goal.\89\ Such individuals represent approximately 0.8% of 
federal employees at the GS-11 level and above, and approximately 
10,381 additional individuals with targeted disabilities are required 
to reach the goal.\90\ Although many of these 10,765 additional 
employees will not need reasonable accommodations, we assume for 
purposes of this economic analysis that they will.
---------------------------------------------------------------------------

    \88\ The regulation does not require agencies to create 
positions or vacancies for persons with targeted disabilities; 
agencies may place individuals with targeted disabilities into 
existing vacancies.
    \89\ See Report on the Employment of Individuals with 
Disabilities in the Federal Executive Branch: Fiscal Year 2014, 
supra note 48, at 25.
    \90\ See id.
---------------------------------------------------------------------------

    We next consider the cost of the required accommodations. Although 
many accommodations have no financial cost,\91\ we assume for purposes 
of this economic analysis that the needed accommodations will have a 
cost. The Job Accommodation Network (``JAN'') has found that, if an 
accommodation has a cost, it will typically be approximately $500.00. 
While some accommodations will cost more (for example sign language 
interpreters or specialized computer equipment), they are the exception 
rather than the rule. Multiplying the estimated 10,765 additional 
federal employees who will need reasonable accommodations by the 
estimated cost of $500.00 per accommodation yields a total estimated 
recurring \92\ cost of $5,382,500.00.
---------------------------------------------------------------------------

    \91\ See Job Accommodation Network, Workplace Accommodations: 
Low Cost, High Impact 3 (updated Sept. 1, 2014), available at http://askjan.org/media/downloads/LowCostHighImpact.pdf (finding that 57% 
of all reasonable accommodations have no costs).
    \92\ See id. We note that JAN's estimate of $500.00 is for one-
time costs associated with providing a reasonable accommodation. 
However, given the limitations of the study, JAN was unable to 
provide an estimate of ongoing or annual costs. We therefore assume 
a cost of $500.00 per year for purposes of this estimate.
---------------------------------------------------------------------------

    Third, again because paragraph (d)(7)(i) encourages the hiring of 
individuals with disabilities, it may impose ongoing costs arising from 
the obligation to provide PAS to new employees under paragraph (d)(5) 
of the proposed rule. The Commission estimates that between 1.1% and 
2.0% of the estimated 10,765 additional federal employees, or between 
118 and 215 individuals, will require PAS to function in the 
workplace.\93\ Further, although the proposed rule allows agencies to 
hire a single personal assistant to provide services to multiple 
individuals, and to require personal assistants to perform additional 
duties, we nevertheless assume for the purposes of this analysis that 
each individual who will be entitled to PAS under the proposed rule 
will require a dedicated personal assistant for 40 hours per week.\94\ 
We provide both a high and a low estimate of associated costs under 
these assumptions.
---------------------------------------------------------------------------

    \93\ The Commission is aware of only one study that asks 
specifically about the need for personal assistance services among 
persons with disabilities in the workplace. The low estimate is 
based on that study's finding that 1.1% of surveyed individuals with 
disabilities reported the need to have a personal assistant to help 
with job-related activities as a reasonable accommodation. See Craig 
Zwerling, et al., Workplace Accommodations for People with 
Disabilities: National Health Interview Survey Disability 
Supplement, 1994-1995, 45 J. Occupational & Envtl. Med. 517, 519 
(2003). This study only included employed individuals with 
disabilities. The Commission recognizes that, because individuals 
who need personal assistance services have disproportionately high 
unemployment rates, the study likely underestimates the percentage 
of such individuals in the labor pool.
    However, there is very little research on which to base an 
estimate of the difference between the need for personal assistance 
services at work among individuals who are currently employed and 
individuals who are unemployed but seeking work. The Commission is 
only aware of one study, conducted in 2003, that partially addressed 
this issue. That study found that approximately 7.7% of employed 
individuals with disabilities reported difficulty with self-care, 
while approximately 8.6% of individuals with disabilities who were 
unemployed and seeking work reported such difficulty. See Susan 
Stoddard et al., Personal Assistance Services as a Workplace 
Accommodation, 27 Work 363, 364 (2006). Because difficulty with 
self-care is not equivalent to the need for personal assistance 
services at work, those findings are not apposite. However, the 0.9% 
difference in difficulty with self-care between the two populations 
may be used as an estimate of differences in self-care-related needs 
more generally. Therefore, in order to calculate the high estimate, 
the Commission assumes that an additional 0.9% of the additional 
hires, or a total of 2%, will require personal assistance services.
    \94\ Because individuals who require personal assistance 
services generally do not require them continuously throughout the 
workday, the cost of providing such services to a single individual 
will represent a fraction of this figure. See, e.g., Tatiana I. 
Solovieva et al., Cost of Workplace Accommodations for Individuals 
with Disabilities: With or Without Personal Assistance Services, 2 
Disability & Health J. 196, 201 (2009) (reporting that the median 
annual cost of accommodations for individuals who need personal 
assistance services is $8000.00).
---------------------------------------------------------------------------

    To calculate the low estimate, we assume that the agency will hire 
personal assistants on a contract basis,

[[Page 9134]]

at market rates. The average hourly wage for a personal assistant is 
approximately equivalent to the federal contract employee minimum 
hourly wage of $10.10.\95\ Multiplying this amount by the approximate 
total number of work hours per year (2,080) yields a total annual cost 
of $21,008.00 per assistant. Multiplying by the low estimate of the 
number of new hires expected to require PAS (118) yields a total cost 
of $2,478,944.00 per year. Multiplying by the high estimate of the 
number of new hires expected to require PAS (215) yields a total cost 
of $4,516,720.00 per year.
---------------------------------------------------------------------------

    \95\ See, e.g., Douglas Klayman, et al., Soc. Dynamics, LLC, 
Funding Options for Personal Assistance Services 16 (2009), 
available at www.dol.gov/odep/research/FundingOptionsPersonalAssistanceServices(PAS).pdf (finding that the 
average hourly wage was $9.11); Denetta L. Dowler et al., Personal 
Assistance Services in the Workplace: A Literature Review, 4 
Disability & Health J. 201, 206 (2011) (finding that the average 
hourly wages of between $8.18 and $12.00); Tatiana I. Solovieva et 
al., Personal Assistance Services (PAS) for Individuals with 
Disabilities: Self-Care at the Workplace, 36 Work 339, 341 (2010) 
(reporting an average hourly wage of $8.34). The federal contract 
employee minimum hourly wage was adopted under Executive Order No. 
13658, 79 FR 9851 (Feb. 12, 2014), available at http://www.thefederalregister.org/fdsys/pkg/FR-2014-02-20/pdf/2014-03805.pdf.
---------------------------------------------------------------------------

    To calculate the high estimate, we assume that the agency will hire 
the personal assistant at the GS-5 step 5 level, in the Washington-
Baltimore-Northern Virginia, DC-MD-VA-WV-PA region. The annual 
compensation rate for such an employee, adjusted to include benefits, 
is $64,581.97.\96\ Multiplying by the low estimate of the number of new 
hires expected to require PAS (118) yields a total cost of 
$7,620,672.46 per year. Multiplying by the high estimate of the number 
of new hires expected to require such services (215) yields a total 
cost of $13,885,123.55 per year.
---------------------------------------------------------------------------

    \96\ To adjust for the cost of benefits, we divided the annual 
salary for an employee at this level ($39,395.00) by 0.61. See 
Salary Table 2015-DCB: Annual Rates by Grade and Step, supra note 
82; Comparing the Compensation of Federal and Private-Sector 
Employees, supra note 88, at 9 (reporting that benefits account for 
39% of the cost of total compensation for federal workers).
---------------------------------------------------------------------------

    In addition, some existing federal employees may receive PAS from 
federal agencies as a result of the rule. The Commission is not aware 
of any existing data concerning the number of such employees, and is 
not aware of any means of determining that number short of surveying 
the entire federal workforce. The Commission is aware of one 2003 study 
measuring the number of employed individuals who require personal 
services at work because of a disability.\97\ That study found that 
1.1% of individuals who had medical conditions resulting in certain 
serious functional limitations \98\ required ``a personal assistant to 
help with job-related activities.'' \99\
---------------------------------------------------------------------------

    \97\ See Craig Zwerling et al., supra note 93.
    \98\ Specifically, the study included individuals who had 
``difficulty with [activities of daily living] (bathing, dressing, 
eating, getting in or out of bed or chair, or using the toilet); 
difficulty with [instrumental activities of daily living] (preparing 
own meals, shopping for personal items, using the telephone, doing 
heavy work around the house, or doing light work around the house); 
functional limitations (lifting 10 pounds, walking up 10 steps, 
walking a quarter mile, standing for 20 minutes, bending down from a 
standing position, reaching over the head, using the fingers to 
grasp or handle something, or holding a pen or pencil); difficulty 
seeing (even with their glasses); difficulty hearing (even with a 
hearing aid); reported mental health or cognitive diagnoses (Down's 
Syndrome, mental retardation, schizophrenia, delusional disorders, 
bipolar disorder, major depression, severe personality disorder, 
alcohol abuse, drug abuse, other mental or emotional conditions); or 
reported use of a cane, crutches, walker, wheelchair. Or scooter to 
get around.'' Id. at 518.
    \99\ Id. at 519.
---------------------------------------------------------------------------

    In practice, however, the Commission suspects that the number of 
existing federal employees who would receive PAS as a result of this 
rule is close to zero. Individuals who require PAS because of a 
disability typically cannot work, because once an individual begins to 
earn an income the cost of the required assistance is shifted away from 
the public benefit system and onto the individual. One study has found 
that an individual would need to earn approximately $40,000.00 per year 
simply to offset the accompanying loss of benefits.\100\ Even at higher 
salaries, the benefits of working would be marginal.
---------------------------------------------------------------------------

    \100\ See Douglas Klayman, et al., supra note 95, at 17.
---------------------------------------------------------------------------

    Nevertheless, because the Commission lacks any other source of data 
on the issue, we estimate for purposes of this economic analysis that 
1.1% of existing federal employees with targeted disabilities will be 
given PAS by their employing agencies as a result of the proposed 
rule.\101\ There are approximately 1,343 individuals with targeted 
disabilities in the federal workforce.\102\ Multiplying that number by 
0.011 yields an estimated total of 169 current federal employees who 
require personal assistance services.
---------------------------------------------------------------------------

    \101\ The 2003 study found that 1.1% of persons with medical 
conditions resulting in certain serious functional limitations 
require personal assistance in the workplace. Craig Zwerling et al., 
supra note 93, at 519. The group of individuals included in the 
study more closely matches the definition of ``targeted/severe 
disability'' than the definition of ``disability,'' as those terms 
are used in this rule. See note 98, supra. As noted above, the 
definition of ``disability'' is to be construed much more broadly 
for purposes of Section 501.
    \102\ See Report on the Employment of Individuals with 
Disabilities in the Federal Executive Branch: Fiscal Year 2014, 
supra note 48, at 25 (excluding employees who are not on the GS or 
SES pay scales).
---------------------------------------------------------------------------

    We are aware that at least 16 current federal employees are already 
being provided PAS at the agency's expense. Because provision of PAS to 
these individuals would not represent new costs to these agencies, we 
exclude these individuals from the analysis, which leaves 153 
individuals who will receive PAS from their employing agencies as a 
result of the rule. Multiplying that number by the low estimate of the 
associated costs as calculated above ($21,008.00) yields an estimated 
cost of $3,214,224.00. Multiplying by the high estimate of associated 
costs ($64,581.97) yields an estimated cost of $9,881,041.41.
    Based on the calculations above, we conclude that the PAS 
requirement will have a total cost of between $5,693,168.00 and 
$23,766,164.96 per year.
    Paragraphs (d)(8)(iii) and (d)(8)(iv) require agencies to keep 
records of all agency employees hired under the Schedule A hiring 
authority for persons with certain disabilities, to calculate the 
number of such employees who have been converted to career or career-
conditional appointment, and to calculate the number of such employees 
who have been terminated prior to conversion. The Commission estimates 
that it will take agencies 2 hours to gather the required data, to 
perform the required calculations, and to create and maintain the 
associated records, on an annual basis. Multiplying by the number of 
agencies covered by the rule yields a total of 436 burden hours. We 
assume that these tasks will be performed by an employee at the GS-14 
step 5 level in the Washington-Baltimore-Northern Virginia, DC-MD-VA-
WV-PA region, at an hourly rate of $82.98 per hour (adjusted to include 
benefits).\103\ Multiplying the hourly rate by the number of burden 
hours yields a total of 436 burden hours, or a cost of $36,179.28.
---------------------------------------------------------------------------

    \103\ See Hourly Basic (B) Rates by Grade and Step, supra note 
81; Comparing the Compensation of Federal and Private-Sector 
Employees, supra note 81, at 9.
---------------------------------------------------------------------------

    In addition to imposing costs, the Commission expects the proposed 
rule to have positive economic effects. By bringing a greater number of 
individuals with disabilities into the workforce, the rule will reduce 
dependence on government benefits.\104\ To calculate the

[[Page 9135]]

economic benefits to the federal government of providing PAS to a 
single individual, we assume that each individual receiving such 
services from an employer would otherwise rely on Social Security and 
Supplemental Security Income benefits to pay for those services. An 
individual who requires PAS throughout the day, but who lacks an income 
and is actively looking for work, is most likely relying on government 
benefits to meet the significant cost of hiring a personal assistant. 
Research indicates that, for every individual with a disability who 
transitions from receipt of benefits to gainful employment, the federal 
government saves approximately $19,380.00 in paid benefits, and gains 
approximately $8,079.00 in tax revenue, on an annual basis.\105\ 
Multiplying the sum ($27,459.00) by the low and high estimates of the 
number of new hires expected to require personal services (118 and 215) 
yields an estimated economic benefit of between $3,240,162.00 and 
$5,903,685.00 per year.
---------------------------------------------------------------------------

    \104\ See, e.g., Jean P. Hall, et al., Employment as a Health 
Determinant for Working-Age, Dually-Eligible People with 
Disabilities, 6 Disability & Health J. 100 (2013) (finding that 
employment of individuals with disabilities is associated with lower 
per-person, per-month Medicaid expenditures).
    \105\ See Douglas Klayman, et al., supra note 95, at 17.
---------------------------------------------------------------------------

    In addition to its economic effects, the proposed rule is expected 
to have a variety of qualitative and dignitary benefits, all of which 
further values identified in Executive Order 13563 such as equity, 
human dignity, and fairness. Most significantly, the rule will increase 
the number of hiring and advancement opportunities available to 
individuals with disabilities by making them better aware of federal 
job openings. Research demonstrates that employment is an important 
determinant of both perceived quality of life and health status among 
individuals with disabilities.\106\ Additional anticipated qualitative 
and dignitary benefits of the rule include, but are not limited to--
---------------------------------------------------------------------------

    \106\ See, e.g., Jean P. Hall, et al., supra note 104, at 100 
(finding that, among individuals who are eligible for both Medicaid 
and Medicare, paid employment is associated with significantly 
better quality of life, self-reported health status, and health 
behaviors).
---------------------------------------------------------------------------

     Promotion of human dignity and self-respect, and 
diminished feelings of exclusion and humiliation;
     reduced prevalence of disability-based stereotypes and 
associated stigma;
     increased diversity, understanding, and fairness in the 
workplace; and
     improved interactions with coworkers and workplace morale.

    The rule is also expected to prevent disability-based employment 
discrimination by making job applicants, employees, and agency 
management better aware of the protections against discrimination 
provided by Section 501.
    In summary, the Commission estimates that the rule as a whole will 
have a one-time initial cost to the federal government of approximately 
$90,448.20; an annual cost to the federal government of between 
$14,182,706.56 and $66,937,421.52; and an annual economic benefit to 
the federal government of between $3,240,162.00 and $5,903,685.00. The 
rule is also expected to have a variety of non-monetizable qualitative 
and dignitary benefits for individuals with disabilities and 
individuals with targeted disabilities.

Regulatory Flexibility Act

    The Commission certifies under 5 U.S.C. 605(b) that this rule will 
not have a significant economic impact on a substantial number of small 
entities, because it applies exclusively to employees and agencies of 
the federal government. For this reason, a regulatory flexibility 
analysis is not required.

Unfunded Mandates Reform Act of 1995

    This final rule will not result in the expenditure by State, local, 
or tribal governments, in the aggregate, or by the private sector, of 
$100 million or more in any one year, and it will not significantly or 
uniquely affect small governments. Therefore, no actions were deemed 
necessary under the provisions of the Unfunded Mandates Reform Act of 
1995.

Congressional Review Act

    This action pertains to agency management, personnel and 
organization and does not substantially affect the rights or 
obligations of non-agency parties and, accordingly, is not a ``rule'' 
as that term is used by the Congressional Review Act (Subtitle E of the 
Small Business Regulatory Enforcement Fairness Act of 1996. Therefore, 
the reporting requirement of 5 U.S.C. 801 does not apply.

List of Subjects in 29 CFR Part 1614

    Administrative practice and procedure, Age discrimination, Equal 
employment opportunity, Government employees, Individuals with 
disabilities, Race discrimination, Religious discrimination, Sex 
discrimination.

    For the reasons set forth in the preamble, the Equal Employment 
Opportunity Commission proposes to amend 29 CFR part 1614 as follows:

PART 1614--FEDERAL SECTOR EQUAL EMPLOYMENT OPPORTUNITY

0
1. The authority citation for part 1614 continues to read as follows:

    Authority:  29 U.S.C. 206(d), 633a, 791 and 794a; 42 U.S.C. 
2000e-16 and 2000FF-6(e); E.O. 10577, 3 CFR, 1954-1958 Comp., p. 
218; E.O. 11222, 3 CFR, 1964-1965 Comp., p. 306; E.O. 11478, 3 CFR, 
1969 Comp., p. 133; E.O. 12106, 3 CFR, 1978 Comp., p. 263; Reorg. 
Plan No. 1 of 1978, 3 CFR, 1978 Comp., p. 321.

Subpart B--Provisions Applicable to Particular Complaints

0
2. Revise Sec.  1614.203 to read as follows:


Sec.  1614.203  Rehabilitation Act.

    (a) Definitions. The following definitions apply for purposes of 
this section:
    (1) The term ADA means title I of the Americans with Disabilities 
Act of 1990, as amended (42 U.S.C. 12101 through 12117), title V of the 
Americans with Disabilities Act, as amended (42 U.S.C. 12201 through 
12213), as it applies to employment, and the regulations of the Equal 
Employment Opportunity Commission implementing titles I and V of the 
ADA at part 1630 of this chapter.
    (2) The term disability means disability as defined under Sec.  
1630.2(g) through (l) of this chapter.
    (3) The term hiring authority that takes disability into account 
means a hiring authority that permits an agency to consider disability 
status in the selection of individuals for employment, including the 
hiring authority for individuals with intellectual disabilities, severe 
physical disabilities, or psychiatric disabilities, as set forth at 5 
CFR 213.3102(u); the Veterans' Recruitment Appointment authority, as 
set forth at 5 CFR part 307; and the 30% or More Disabled Veteran 
authority, as set forth at 5 CFR 316.302(b)(4), 316.402(b)(4).
    (4) The term Plan means an affirmative action plan for the hiring, 
placement, and advancement of individuals with disabilities, as 
required under 29 U.S.C. 791(b).
    (5) The term Schedule A hiring authority for persons with certain 
disabilities means the hiring authority for individuals with 
intellectual disabilities, severe physical disabilities, or psychiatric 
disabilities, as set forth at 5 CFR 213.3102(u).
    (6) The term Section 501 means section 501 of the Rehabilitation 
Act of 1973, as amended (29 U.S.C. 791).
    (7) The term targeted/severe disability means a disability 
designated as such on

[[Page 9136]]

the Office of Personnel Management's Standard Form 256 (SF-256).
    (8) The term undue hardship has the meaning set forth in part 1630 
of this chapter.
    (b) Nondiscrimination. Federal agencies shall not discriminate on 
the basis of disability in regard to the hiring, advancement or 
discharge of employees, employee compensation, job training, or other 
terms, conditions, and privileges of employment. The standards used to 
determine whether Section 501 has been violated in a complaint alleging 
employment discrimination under this part shall be the standards 
applied under Titles I and V (sections 501 through 504 and 510) of the 
Americans with Disabilities Act of 1990, as amended (42 U.S.C. 12101, 
12111, 12201), as such sections relate to employment. These standards 
are set forth in part 1630 of this chapter.
    (c) Model employer. The Federal Government shall be a model 
employer of individuals with disabilities. Agencies shall give full 
consideration to the hiring, placement, and advancement of qualified 
individuals with disabilities.
    (d) Affirmative action plan. Pursuant to 29 U.S.C. 791, each agency 
shall adopt and implement a Plan that provides sufficient assurances, 
procedures, and commitments to provide adequate recruitment, hiring, 
placement, and advancement opportunities for individuals with 
disabilities at all levels of federal employment. An agency fails to 
satisfy this requirement unless it has adopted and implemented a Plan 
that meets the following criteria:
    (1) Disability hiring and advancement program--(i) Recruitment. The 
Plan shall require the agency to take specific steps to ensure that a 
broad range of individuals with disabilities will be aware of and be 
encouraged to apply for job vacancies, when eligible. Such steps shall 
include, at a minimum--
    (A) Use of programs and resources that may be used to identify job 
applicants with disabilities who are eligible to be appointed under a 
hiring authority that takes disability into account, consistent with 
applicable OPM regulations, examples of which could include training 
programs for individuals with disabilities that lead directly to 
employment or that provide the qualifications necessary for particular 
positions within the agency, and databases of potential job applicants 
with disabilities; and
    (B) Establishing and maintaining contacts with organizations 
specializing in the placement of individuals with disabilities, 
including, for example, American Job Centers, State Vocational 
Rehabilitation Agencies, the Veterans' Vocational Rehabilitation and 
Employment Program, Centers for Independent Living, and Employment 
Network service providers.
    (ii) Application process. The Plan shall ensure that the agency has 
designated sufficient staff to handle any disability-related issues 
that arise during the application and placement processes, and will 
require the agency to provide such individuals with sufficient 
training, support, and other resources to carry out their 
responsibilities under this section, which shall include, at a 
minimum--
    (A) Ensuring that disability-related questions from members of the 
public regarding the agency's placement process are answered promptly 
and correctly, including questions about reasonable accommodations 
needed by job applicants during the application and placement 
processes, and questions about how individuals may apply for 
appointment under a hiring authority that takes disability into 
account;
    (B) Processing requests for reasonable accommodations needed by job 
applicants during the application and placement processes, and ensuring 
that the agency provides such accommodations when required to do so 
under the standards set forth in part 1630 of this chapter;
    (C) Accepting applications for appointment under hiring authorities 
that take disability into account, consistent with applicable OPM 
regulations;
    (D) Determining whether individuals who have applied for 
appointment under a hiring authority that takes disability into account 
are eligible for appointment under that authority;
    (E) If an individual has applied for appointment to a particular 
position under a hiring authority that takes disability into account 
and is eligible for appointment under such authority, forwarding the 
individual's application to the relevant hiring officials, and 
explaining to those officials how and when they may appoint the 
individual, consistent with all applicable laws;
    (F) Overseeing any other agency programs designed to increase 
hiring of individuals with disabilities.
    (iii) Advancement program. The Plan shall require the agency to 
take specific steps to ensure that current employees with disabilities 
have sufficient opportunities for advancement. Such steps may include, 
for example--
    (A) Efforts to ensure that employees with disabilities are informed 
of and have opportunities to enroll in relevant training, including 
management training when eligible;
    (B) Development or maintenance of a mentoring program for employees 
with disabilities; and
    (C) Administration of exit interviews that include questions on how 
the agency could improve the recruitment, hiring, inclusion, and 
advancement of individuals with disabilities.
    (2) Disability anti-harassment policy. The Plan shall require the 
agency to state specifically in its anti-harassment policy that 
harassment based on disability is prohibited and to include in its 
training materials examples of the types of conduct that would 
constitute disability-based harassment.
    (3) Reasonable accommodation--(i) Procedures. The Plan shall 
require the agency to adopt, and make available to all job applicants 
and employees in written and accessible formats, reasonable 
accommodation procedures that are easy to understand and that, at a 
minimum--
    (A) Explain relevant terms such as ``reasonable accommodation,'' 
``disability,'' ``interactive process,'' ``qualified,'' and ``undue 
hardship,'' consistent with applicable statutory and regulatory 
definitions, using examples where appropriate;
    (B) Provide that reassignment to a position for which an employee 
is qualified, and not just permission to compete for such position, 
will be considered as a reasonable accommodation if the agency 
determines that no other reasonable accommodation will permit the 
employee with a disability to perform the essential functions of his or 
her current position, and notify supervisors and other relevant agency 
employees about how and where to conduct a search for available 
vacancies when reassignment is being considered;
    (C) Explain that an individual may request a reasonable 
accommodation orally or in writing at any time, that an individual need 
not have a particular accommodation in mind before making a request, 
and that the request may be made to a supervisor or manager in the 
individual's chain of command, the office designated by the agency to 
oversee the reasonable accommodation process, any agency employee 
connected with the application process, or any other individual 
designated by the agency to accept such requests;
    (D) Include any forms the agency uses in connection with a 
reasonable accommodation request as attachments, and indicate that such 
forms are available in alternative formats that are accessible to 
people with disabilities;

[[Page 9137]]

    (E) Describe the agency's process for determining whether to 
provide a reasonable accommodation, including a description of the 
interactive process, and the individual from whom requestors will 
receive a final decision;
    (F) Provide guidance to supervisors on how to recognize requests 
for reasonable accommodation;
    (G) Require that decision makers communicate, early in the 
interactive process, with individuals who have requested a reasonable 
accommodation;
    (H) Explain that the agency may require an individual who requests 
a reasonable accommodation to provide medical information that is 
sufficient to explain the nature of the individual's disability, his or 
her need for reasonable accommodation, and how the requested 
accommodation, if any, will assist the individual to apply for a job, 
perform the essential functions of a job, or enjoy the benefits and 
privileges of the workplace;
    (I) Explain the agency's right to request relevant supplemental 
medical information if the information submitted by the requestor is 
insufficient;
    (J) Explain the agency's right to have medical information reviewed 
by a medical expert of the agency's choosing at the agency's expense;
    (K) Explain the agency's obligation to keep medical information 
confidential, in accordance with applicable laws and regulations, and 
the limited circumstances under which such information may be 
disclosed;
    (L) Designate the maximum amount of time the agency has, absent 
extenuating circumstances, to either provide a requested accommodation 
or deny the request, explain that the time limit begins to run when the 
accommodation is first requested, and explain that, where a particular 
reasonable accommodation can be provided in less than the maximum 
amount of time allowed, failure to respond to a request in a prompt 
manner may result in a violation of the Rehabilitation Act;
    (M) Provide for expedited processing of requests for reasonable 
accommodations that are needed sooner than the maximum allowable time 
frame permitted under paragraph (d)(3)(i)(L) of this section;
    (N) Explain that, where a reasonable accommodation cannot be 
provided immediately, the agency must provide an interim accommodation 
whenever possible;
    (O) Inform applicants and employees how they may track the 
processing of requests for reasonable accommodation;
    (P) Explain that, where there is a delay in either processing a 
request for, or providing, a reasonable accommodation, the agency must 
notify the individual of the reason for the delay;
    (Q) Explain that individuals who have been denied reasonable 
accommodations have the right to file complaints in the Equal 
Employment Opportunity process and other statutory processes, as 
appropriate;
    (R) Encourage the use of voluntary informal dispute resolution 
processes that individuals may use to obtain prompt reconsideration of 
denied requests for reasonable accommodation;
    (S) Provide that the agency shall give the requestor a notice 
consistent with the requirements of paragraph (d)(3)(iii) of this 
section at the time a requested accommodation is denied; and
    (T) Provide information on how to access, at a minimum, Commission 
guidance and technical assistance documents.
    (ii) Cost of accommodations. The Plan shall require the agency to 
inform all employees who are authorized to grant or deny requests for 
reasonable accommodation that, pursuant to the regulations implementing 
the undue hardship defense at 29 CFR part 1630, all available resources 
are considered when determining whether a denial of reasonable 
accommodation based on cost is appropriate. The Plan shall also require 
the agency to provide such employees with a list of all resources 
available for providing reasonable accommodations, and with 
instructions on how to gain access to those resources. Available 
resources may include a centralized fund specifically created by the 
agency for providing reasonable accommodations, the Department of 
Defense Computer and Electronic Accommodations Program (CAP), and 
agency funds that, although not designated specifically for providing 
reasonable accommodations, may be used for that purpose consistent with 
all applicable laws.
    (iii) Notification of basis for denial. The Plan shall require the 
agency to provide a job applicant or employee who is denied a 
reasonable accommodation with a written notice that--
    (A) Explains the reasons for the denial and notifies the job 
applicant or employee of any available internal appeal or dispute 
resolution processes;
    (B) Informs the job applicant or employee of the right to challenge 
the denial by filing a complaint of discrimination under this part;
    (C) Explains that such complaint must be filed within 45 days of 
the denial regardless of whether the individual participates in an 
informal dispute resolution process; and
    (D) Provides instructions on how to file such a complaint.
    (4) Accessibility of facilities and technology--(i) Contact 
information. The Plan shall require the agency to provide all employees 
with contact information for an agency employee who is responsible for 
ensuring the physical accessibility of the agency's facilities under 
the Architectural Barriers Act of 1968, 42 U.S.C. 4151 through 4157, 
and an agency employee who is responsible for ensuring that the 
electronic and information technology purchased, maintained, or used by 
the agency is readily accessible to, and usable by, individuals with 
disabilities, as required by Section 508 of the Rehabilitation Act of 
1973, 29 U.S.C. 794d.
    (ii) Filing complaints. The Plan shall require the agency to 
provide all employees clear instructions on how to file a complaint 
under Section 508 of the Rehabilitation Act of 1973, 29 U.S.C. 794d, 
concerning the accessibility of agency technology, and a complaint 
under the Architectural Barriers Act, 42 U.S.C. 4151 through 4157 
concerning the accessibility of a building or facility.
    (iii) Assistance with filing complaints at other agencies. If 
investigation of a complaint filed under Section 508 of the 
Rehabilitation Act of 1973 or the Architectural Barriers Act shows that 
it is beyond the agency's power to correct the identified 
inaccessibility, the agency shall assist the individual in identifying 
the responsible party, and, if possible, filing a complaint with such 
party.
    (5) Personal services allowing employees to participate in the 
workplace. The Plan shall require the agency to provide, in addition to 
professional services required as a reasonable accommodation under the 
standards set forth in part 1630 of this chapter, personal assistance 
services during work hours and job-related travel to employees who need 
them because of a disability, unless doing so would impose undue 
hardship. Personal assistance services may include, for example, 
assistance with removing and putting on clothing, eating, and using the 
restroom. An individual who performs personal assistance services may 
be required to perform additional tasks, as time permits, including 
provision of assistance required as a reasonable accommodation and 
other duties, and may be required to perform personal assistance 
services for more than one individual with a disability.
    (6) Utilization analysis--(i) Current utilization. The Plan shall 
require the agency to perform a workforce analysis

[[Page 9138]]

annually to determine the percentage of its employees at each grade 
level, including the Senior Executive Service, who have disabilities as 
defined by the Rehabilitation Act, and the percentage of its employees 
at each grade level, including the Senior Executive Service, who have 
targeted/severe disabilities.
    (ii) For purposes of the analysis required under paragraph 
(d)(6)(i) of this section, employees may be classified as individuals 
with disabilities or individuals with a targeted/severe disability on 
the basis of--
    (A) Self-identification records gathered in the manner prescribed 
by the Office of Personnel Management;
    (B) Records acquired during the course of appointments made under 
hiring authorities that take disability into account; and
    (C) Records of requests for reasonable accommodation.
    (iii) Data accuracy. The Plan shall require the agency to take 
steps to ensure that data collected pursuant to paragraph (d)(6)(i) of 
this section are accurate.
    (7) Goals--(i) Adoption. The Plan shall commit the agency to the 
goal of ensuring that--
    (A) No less than 12% of its employees at the GS-11 level or above, 
including employees in the Senior Executive Service, are individuals 
with disabilities;
    (B) No less than 12% of its employees at the GS-10 level or below 
are individuals with disabilities;
    (C) No less than 2% of its employees at the GS-11 level or above, 
including employees in the Senior Executive Service, are individuals 
with targeted/severe disabilities; and
    (D) No less than 2% of its employees at the GS-10 level or below 
are individuals with targeted/severe disabilities.
    (ii) Progression toward goals. The Plan shall require the agency to 
take specific steps that are reasonably designed to gradually increase 
the number of persons with disabilities and targeted/severe 
disabilities employed at the agency until they meet the goals 
established pursuant to paragraph (d)(7)(i) of this section. Examples 
of such steps include, but are not limited to--
    (A) Increased use of hiring authorities that take disability into 
account to hire or promote individuals with disabilities or targeted/
severe disabilities, as applicable;
    (B) To the extent permitted by applicable laws, consideration of 
disability or targeted/severe disability status as a positive factor in 
hiring, promotion, or assignment decisions;
    (C) Disability-related training and education campaigns for all 
employees in the agency;
    (D) Additional outreach or recruitment efforts; and
    (E) Adoption of training, mentoring, or internship programs for 
individuals with disabilities.
    (8) Recordkeeping. The Plan shall require the agency to keep 
records that it may use to determine whether it is complying with the 
nondiscrimination and affirmative action requirements imposed under 
Section 501, and to make such records available to the Commission upon 
the Commission's request, including, at a minimum, records of--
    (i) The number of job applications received from individuals with 
disabilities and the number of individuals with disabilities who were 
hired by the agency;
    (ii) The number of job applications received from individuals with 
targeted/severe disabilities and the number of individuals with 
targeted/severe disabilities who were hired by the agency;
    (iii) All rescissions of conditional job offers, demotions, and 
terminations taken against applicants or employees as a result of 
medical examinations or inquiries;
    (iv) All agency employees hired under the Schedule A hiring 
authority for persons with certain disabilities, and each such 
employee's date of hire, entering grade level, probationary status, and 
current grade level;
    (v) The number of employees appointed under the Schedule A hiring 
authority for persons with certain disabilities who have been converted 
to career or career-conditional appointments in the competitive service 
each year, and the number of such employees who were terminated prior 
to being converted to a career or career-conditional appointment in the 
competitive service each year; and
    (vi) Details about each request for reasonable accommodation 
including, at a minimum--
    (A) The specific reasonable accommodation requested, if any;
    (B) The job (occupational series, grade level, and agency 
component) sought by the requesting applicant or held by the requesting 
employee;
    (C) Whether the accommodation was needed to apply for a job, 
perform the essential functions of a job, or enjoy the benefits and 
privileges of employment;
    (D) Whether the request was granted (which may include an 
accommodation different from the one requested) or denied;
    (E) The identity of the deciding official;
    (F) If denied, the basis for such denial; and
    (G) The number of days taken to process the request.
    (e) Reporting--(1) Submission to the Commission. On an annual 
basis, each federal agency shall submit to the Commission for approval, 
at such time and in such manner as the Commission deems appropriate--
    (i) A copy of its current Plan;
    (ii) The results of the two most recent workforce analyses 
performed pursuant to paragraph (d)(6) of this section;
    (iii) The number of individuals appointed to positions within the 
agency under the Schedule A hiring authority for persons with certain 
disabilities during the previous year, and the total number of 
employees whose employment at the agency began by appointment under the 
Schedule A hiring authority for persons with certain disabilities; and
    (iv) A list of any changes made to the Plan since the prior 
submission, if any, and an explanation of why those changes were made.
    (2) Availability to the public. Each agency shall make the 
information submitted to the Commission pursuant to paragraph (e)(1) of 
this section available to the public by, at a minimum, posting a copy 
of the submission on its public Web site, and by providing means by 
which members of the public may request copies of the submission in 
alternative formats accessible to individuals with disabilities.
    (f) Commission approval and disapproval--(1) Basis for approval. If 
the Commission determines that an agency has adopted and implemented a 
Plan that meets the requirements set forth in paragraph (d) of this 
section, the Commission shall approve the Plan.
    (2) Basis for disapproval. If the Commission determines that an 
agency has failed to adopt and implement a Plan that meets the 
requirements set forth in paragraph (d) of this section, the Commission 
shall disapprove the Plan as required by 29 U.S.C. 791(b). Failure to 
achieve a goal set forth in paragraph (d)(7)(i) of this section, by 
itself, is not grounds for disapproval unless the Plan fails to require 
the agency to take specific steps that are reasonably designed to 
achieve the goal.

    Dated: February 16, 2016.


[[Page 9139]]


    For the Commission.
Cynthia G. Pierre,
Chief Operating Officer.
[FR Doc. 2016-03530 Filed 2-23-16; 8:45 am]
 BILLING CODE 6570-01-P



                                                                        Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                                        9123

                                                    EQUAL EMPLOYMENT OPPORTUNITY                            name and docket number or the                         agencies themselves as currently
                                                    COMMISSION                                              Regulatory Information Number (RIN)                   required, for employment of people who
                                                                                                            for this rulemaking. Comments need be                 have disabilities as defined under
                                                    29 CFR Part 1614                                        submitted in only one of the above-                   Section 501; (2) agencies must meet sub-
                                                                                                            listed formats. All comments received                 goals set by the EEOC, rather than by the
                                                    RIN 3046–AA94
                                                                                                            will be posted without change to                      agencies themselves as currently
                                                    Affirmative Action for Individuals With                 http://www.regulations.gov, including                 required, for the employment of people
                                                    Disabilities in the Federal Government                  any personal information you provide.                 with targeted/severe (hereinafter
                                                                                                               Docket: For access to the docket to                ‘‘targeted’’) disabilities as defined by the
                                                    AGENCY:  Equal Employment                               read background documents or                          Office of Personnel Management’s
                                                    Opportunity Commission.                                 comments received, go to http://                      (‘‘OPM’s’’) Standard Form 256 (‘‘SF–
                                                    ACTION: Proposed rule.                                  www.regulations.gov. Copies of the                    256’’); 3 and (3) agencies must provide
                                                                                                            received comments also will be                        personal assistants to employees who,
                                                    SUMMARY:    The Equal Employment                        available for inspection in the EEOC                  because of disabilities, require such
                                                    Opportunity Commission (‘‘EEOC’’ or                     Library, FOIA Reading Room, by                        assistance in order to be at work or
                                                    ‘‘Commission’’) proposes to amend its                   advanced appointment only, from 9 a.m.                participate in work-related travel, unless
                                                    regulations requiring the federal                       to 5 p.m., Monday through Friday                      the provision of such services would
                                                    government to engage in affirmative                     except legal holidays, from April 25,                 impose an undue hardship on the
                                                    action for individuals with disabilities.               2016 until the Commission publishes                   agency. The rule would not have
                                                    These changes will clarify the                          the rule in final form. Persons who                   retroactive effect.
                                                    obligations that the Rehabilitation Act of              schedule an appointment in the EEOC                      An initial economic analysis indicates
                                                    1973 imposes on federal agencies as                     Library, FOIA Reading Room, and need                  that the proposed regulation may have
                                                    employers, in addition to the obligation                assistance to view the comments will be               a one-time initial cost to the federal
                                                    not to discriminate on the basis of                     provided with appropriate aids upon                   government of approximately
                                                    disability. An initial economic analysis                request, such as readers or print                     $90,448.20; an annual cost to the federal
                                                    indicates that the regulations will have                magnifiers. To schedule an appointment                government of between $11,601,562.56
                                                    a moderate economic impact of less                      to inspect the comments at the EEOC                   and $58,732,303.77; and an annual
                                                    than $100 million per year on federal                   Library, FOIA Reading Room, contact                   economic benefit to the federal
                                                    agencies. Because the proposed                          the EEOC Library by calling (202) 663–                government of between $3,514,752.00
                                                    regulation does not apply to the private                4630 (voice) or (202) 663–4641 (TTY).                 and $6,397.947.00. The rule is also
                                                    sector, it will have no impact, economic                (These are not toll free numbers.)                    expected to have a variety of non-
                                                    or otherwise, on private businesses.                    FOR FURTHER INFORMATION CONTACT:                      monetizable qualitative and dignitary
                                                    DATES: Submit comments on or before                     Christopher Kuczynski, Assistant Legal                benefits for individuals with disabilities
                                                    April 25, 2016.                                         Counsel, (202) 663–4665, or Aaron                     and individuals with targeted
                                                    ADDRESSES: You may submit comments,                     Konopasky, Senior Attorney-Advisor,                   disabilities.
                                                    identified by RIN 3046–AA94, by any of                  (202) 663–4127 (voice), or (202) 663–
                                                                                                            7026 (TTY), Office of Legal Counsel,                  Background
                                                    the following methods:
                                                       • Federal eRulemaking Portal: http://                U.S. Equal Employment Opportunity                       Section 501 requires federal agencies
                                                    www.regulations.gov. Follow the                         Commission. (These are not toll free                  to establish an affirmative action
                                                    instructions for submitting comments.                   numbers.) Requests for this document in               program for the hiring, placement, and
                                                       • Fax: (202) 663–4114. (There is no                  an alternative format should be made to               advancement of individuals with
                                                    toll free FAX number.) Only comments                    the Office of Communications and                      disabilities.4 The affirmative action
                                                    of six or fewer pages will be accepted                  Legislative Affairs at (202) 663–4191                 requirement in Section 501 imposes two
                                                    via FAX transmittal, in order to assure                 (voice) or (202) 663–4494 (TTY).                      distinct obligations on federal agencies.
                                                    access to the equipment. Receipt of FAX                 SUPPLEMENTARY INFORMATION:                              First, affirmative action requires that
                                                    transmittals will not be acknowledged,                  Executive Summary                                     agencies not discriminate against
                                                    except that the sender may request                                                                            individuals with disabilities. Section
                                                    confirmation of receipt by calling the                     This Notice of Proposed Rulemaking                 501 provides that the standards used to
                                                    Executive Secretariat staff at (202) 663–               (‘‘NPRM’’) proposes to amend 29 CFR                   determine whether a federal agency has
                                                    4070 (voice) or (202) 663–4074 (TTY).                   1614.203 to clarify the affirmative action            discriminated against an individual
                                                    (These are not toll free numbers.)                      obligations that Section 501 of the                   with a disability ‘‘shall be the standards
                                                       • Mail: Bernadette Wilson, Executive                 Rehabilitation Act of 1973 (‘‘Section                 applied under title I of the Americans
                                                    Officer, Executive Secretariat, Equal                   501’’) 1 imposes on federal agencies 2 as             with Disabilities Act of 1990 . . . and
                                                    Employment Opportunity Commission,                      employers. It codifies a variety of                   the provisions of sections 501 through
                                                    U.S. Equal Employment Opportunity                       obligations currently placed on federal               504, and 510, of the Americans with
                                                    Commission, 131 M Street NE.,                           agencies by management directives and                 Disabilities Act of 1990 . . . as such
                                                    Washington, DC 20507.                                   Executive Orders, and adds three                      sections relate to employment.’’ 5 EEOC
                                                       • Hand Delivery/Courier: Bernadette                  substantive affirmative action
                                                    Wilson, Executive Officer, Executive                    requirements: (1) Agencies must meet                     3 Office of Pers. Mgmt., Standard Form 256

                                                    Secretariat, Equal Employment                           goals set by the EEOC, rather than by the             (revised July, 2010), available at http://
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                                                                                                                                                                  www.opm.gov/forms/pdf_fill/sf256.pdf. The term
                                                    Opportunity Commission, U.S. Equal                        1 29                                                ‘‘targeted disability’’ was first officially recognized
                                                                                                                   U.S.C. 791.
                                                    Employment Opportunity Commission,                        2 Section 501 applies to ‘‘each department,         by the EEOC in MD–703, which was approved on
                                                    131 M Street NE., Washington, DC                        agency, and instrumentality (including the United     December 6, 1979. Equal Emp’t Opportunity
                                                    20507.                                                  States Postal Service and the Postal Regulatory       Comm’n, Improving the Participation Rate of
                                                                                                            Commission) in the executive branch and the           People with Targeted Disabilities in the Federal
                                                       Instructions: The Commission invites                                                                       Workforce 4 (Jan., 2008), available at http://
                                                                                                            Smithsonian Institution.’’ 29 U.S.C. 791(b). For
                                                    comments on the proposed changes                        convenience, this Notice uses the term ‘‘federal      www.eeoc.gov/federal/reports/pwtd.pdf.
                                                    from all interested parties. All comment                agency’’ or ‘‘agency’’ to mean any federal entity        4 See 29 U.S.C. 791(b).

                                                    submissions must include the agency                     covered by Section 501.                                  5 29 U.S.C. 791(g).




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                                                    9124                Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules

                                                    regulations provide substantial guidance                employment of people with targeted                      recruitment program for individuals
                                                    on these standards at 29 CFR part 1630.                 disabilities, and to report the number of               with targeted disabilities and to
                                                    Additional guidance is provided in the                  people with targeted disabilities                       establish specific goals for the
                                                    many Section 501 discrimination cases                   employed by the agency.10                               employment and advancement of such
                                                    decided by the Commission each year.                       In 2003, the EEOC issued                             individuals,’’ and to report the numbers
                                                    These decisions are published on the                    Management Directive 715 (‘‘MD–715’’),                  of employees with targeted disabilities
                                                    EEOC’s Web site, and significant                        which superseded MD–713.11 Part B of                    to the EEOC.15
                                                    decisions are compiled in a publicly                    MD–715 provides detailed standards by                      In addition to MD–715, there are a
                                                    available digest maintained by the                      which the Commission judges an                          number of Executive Orders, as well as
                                                    Commission’s Office of Federal                          agency’s affirmative action plan with                   guidance and policy documents
                                                    Operations.6 This rule does not change                  regard to the hiring of people with                     implementing such Executive Orders,
                                                    any of the substantive                                  disabilities. MD–715 reaffirms that                     that overlap with MD–715 and guide the
                                                    nondiscrimination requirements that                     affirmative action includes a                           affirmative action efforts of federal
                                                    currently apply in the federal sector, as               nondiscrimination component and that                    agencies with regard to the hiring and
                                                    set forth in EEOC’s regulations and                     the standards of the Americans with                     advancement of people with disabilities.
                                                    cases.                                                  Disabilities Act (‘‘ADA’’) govern the
                                                       Second, affirmative action requires                  nondiscrimination requirements of                          President Bill Clinton issued
                                                    each federal agency to maintain, update                 Section 501.12 MD–715 also reaffirms                    Executive Order 13163 on July 26, 2000
                                                    annually, and submit to the Commission                  that not discriminating against people                  ‘‘to support the goals articulated in
                                                    an ‘‘affirmative action program plan for                with disabilities does not exhaust an                   section 501 of the Rehabilitation Act of
                                                    the hiring, placement, and advancement                  agency’s affirmative action obligation to               1973.’’ 16 Under this Executive Order,
                                                    of individuals with disabilities,’’ and                 hire and advance people with                            each federal agency was required to
                                                    further directs the Commission to                       disabilities. MD–715 requires agencies                  prepare a plan to increase the
                                                    approve a plan if ‘‘the Commission                      ‘‘to conduct an internal review and                     opportunities for individuals with
                                                    determines . . . that such plan provides                analysis of the effects of all current and              disabilities to be employed in the
                                                    sufficient assurances, procedures and                   proposed policies, practices, procedures                agency, and to submit the plan to OPM
                                                    commitments to provide adequate                         and conditions that, directly or                        within 60 days from the date of the
                                                    hiring, placement, and advancement                      indirectly, relate to the employment of                 order. The Executive Order stated that
                                                    opportunities for individuals with                      individuals with disabilities’’ and to                  ‘‘based on current hiring patterns and
                                                    disabilities.’’ 7                                       ‘‘collect and evaluate information and                  anticipated increases from expanded
                                                       The regulations currently                            data necessary to make an informed                      outreach efforts and appropriate
                                                    implementing this Section 501                           assessment about the extent to which                    accommodations, the Federal
                                                    requirement simply state that the federal               the agency is meeting its responsibility                Government, over the next 5 years, will
                                                    government shall be a ‘‘model employer                  to provide employment opportunities                     be able to hire 100,000 qualified
                                                    of individuals with disabilities,’’ and                 for qualified applicants and employees                  individuals with disabilities.’’ 17 The
                                                    instruct federal agencies to ‘‘give full                with disabilities, especially those with                same day, President Clinton issued
                                                    consideration to the hiring, placement,                 targeted disabilities.’’ 13 MD–715 also                 Executive Order 13164, requiring
                                                    and advancement of qualified                            requires agencies to have written                       federal agencies to establish written
                                                    individuals with disabilities.’’ 8 Over the             procedures for providing reasonable                     reasonable accommodation procedures,
                                                    years, however, the EEOC has issued                     accommodations, including the amount                    with a series of detailed requirements to
                                                    various Management Directives to                        of time decision makers have to answer                  be included in those written
                                                    provide guidance on how an agency’s                     reasonable accommodation requests.14                    procedures.18 Shortly thereafter, the
                                                    affirmative action plan (‘‘Plan’’) should               Finally, MD–715 reinforces the                          EEOC issued Policy Guidance On
                                                    result in the federal government being a                requirement from MD–713 that agencies                   Executive Order 13164: Establishing
                                                    model employer of individuals with                      with 1,000 or more employees are                        Procedures To Facilitate The Provision
                                                    disabilities. In addition, several                      required ‘‘to maintain a special                        Of Reasonable Accommodation.19 In
                                                    Executive Orders have been issued,                                                                              2005, the EEOC issued additional
                                                    setting numerical objectives for hiring                    10 EEO Management Directive 712 (MD–712)             guidance providing agencies with
                                                    by the federal government of                            preceded MD–713 by four years. MD–712 created           detailed practical advice for drafting
                                                                                                            documentation requirements for agencies’
                                                    individuals with disabilities, to support               affirmative action plans, but did not include
                                                                                                                                                                    and implementing reasonable
                                                    the goals of Section 501 of the                         reporting requirements. MD–712 required agencies        accommodation procedures under
                                                    Rehabilitation Act.                                     to focus on the employment of individuals with          Executive Order 13164.20 And in 2008,
                                                       In 1987, the Commission issued                       targeted disabilities; included detailed requirements
                                                                                                            for program administration and management,
                                                    Management Directive 713, setting the                   including staffing commitments and
                                                                                                                                                                      15 Id. at B.V.
                                                                                                                                                                      16 See  Executive Order No. 13163, 3 CFR 285
                                                    standards by which the Commission                       responsibilities; and required agencies with more
                                                                                                                                                                    (2001), available at http://www.gpo.gov/fdsys/pkg/
                                                    would judge an agency’s Plan with                       than 1,000 employees to establish objectives for
                                                                                                                                                                    FR-2000-07-28/pdf/00-19322.pdf.
                                                                                                            hiring people with targeted disabilities. Equal Emp’t
                                                    regard to the hiring of people with                     Opportunity Comm’n, Management Directive 712,             17 Id.
                                                    disabilities.9 Management-Directive 713                 1983 WL 410824 (March 29, 1983). For a general            18 3 CFR 286 (2001), available at http://

                                                    required agencies with 1,000 or more                    history of the EEOC’s Management Directives, see        frwebgate.access.gpo.gov/cgi-bin/
                                                    employees to establish specific                         Office of Fed. Operations, Equal Emp’t Opportunity      getdoc.cgi?dbname=2000_register&docid=fr28jy00-
                                                                                                            Comm’n, A Look at the EEOC’s Office of Federal          140.pdf.
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                                                    numerical objectives (goals) for                        Operation’s Federal Sector Programs: Past, Present,       19 Equal Emp’t Opportunity Comm’n, Policy
                                                                                                            and Future, Dig. of EEO L., Winter 2008, available      Guidance On Executive Order 13164: Establishing
                                                      6 See Digest of Equal Employment Opportunity          at http://www.eeoc.gov/federal/digest/xix-1.cfm.        Procedures To Facilitate The Provision Of
                                                    Law, Equal Emp’t Opportunity Comm’n, http://               11 Equal Emp’t Opportunity Comm’n,
                                                                                                                                                                    Reasonable Accommodation (last modified Oct. 19,
                                                    www.eeoc.gov/federal/digest/index.cfm (last visited     Management Directive 715 (Oct 1, 2003), available       2000), available at http://www.eeoc.gov/policy/
                                                    July 23, 2015).                                         at http://www.eeoc.gov/federal/directives/              docs/qanda-accommodation_procedures.html.
                                                      7 29 U.S.C. 791(b).                                   md715.cfm.                                                20 Equal Emp’t Opportunity Comm’n, Practical
                                                      8 29 CFR 1614.203(a).                                    12 Id. at B.II.
                                                                                                                                                                    Advice on Drafting and Implementing Reasonable
                                                      9 Equal Emp’t Opportunity Comm’n, Management             13 Id. at B.III.
                                                                                                                                                                    Accommodation Procedures under Executive Order
                                                    Directive 713, 1987 WL 768434 (Oct. 3, 1987).              14 Id. at B.V.                                       13164, (July 2005), available at http://



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                                                                        Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                                     9125

                                                    the Commission issued an extensive                      government entity), and 7 were                        an employee with a disability to
                                                    manual on promoting the employment                      nonresponsive (6 from individuals, and                perform his or her job duties may fall
                                                    of individuals with disabilities in the                 1 from an advocacy group).                            under an agency’s nondiscrimination
                                                    federal workforce.21                                       This NPRM proposes to amend 29                     obligation to provide a reasonable
                                                       In July 2010, President Barack Obama                 CFR 1614.203 to update, clarify, and put              accommodation (for example, hiring a
                                                    issued Executive Order 13548, again                     in one place the standards the                        sign language interpreter), an agency is
                                                    setting a goal of having the federal                    Commission will use to review and                     not required to hire a personal assistant
                                                    government hire 100,000 persons with                    approve affirmative action plans                      to perform PAS as part of its reasonable
                                                    disabilities within five years.22 The                   developed by agencies pursuant to                     accommodation obligation. The NPRM
                                                    Executive Order requires agencies to set                Section 501. The proposed rule was                    therefore places this obligation on
                                                    agency-specific hiring goals for persons                informed and significantly shaped by all              agencies through the affirmative action
                                                    with disabilities as defined under                      of the comments received. Following                   requirement of Section 501.
                                                    Section 501 and sub-goals for persons                   final promulgation of this regulation,
                                                    with targeted disabilities as defined by                EEOC will reconcile this regulation’s                    However, the Commission has
                                                    SF–256, and to report those goals to the                reporting requirements with existing                  determined that the requirement to
                                                    OPM. Again, policy and guidance                         obligations under MD–715 to ensure                    provide PAS should be subject to an
                                                    documents were developed pursuant to                    that agencies do not engage in                        undue hardship defense, the same
                                                    this Executive Order.23                                 duplicative efforts and reporting. The                limitation on the obligation to provide
                                                       On May 15, 2014, the Commission                      rule would not have retroactive effect.               reasonable accommodations as a matter
                                                    published an Advance Notice of                             The NPRM also modifies the goals for               of nondiscrimination.27 The defense
                                                    Proposed Rulemaking (‘‘ANPRM’’)                         hiring people with disabilities in the                ensures that agencies will not be
                                                    requesting public comment on specific                   federal government that are currently set             required to provide PAS if doing so
                                                    inquiries regarding potential ways to                   forth by MD–715 and Executive Order                   would involve significant cost relative
                                                    strengthen its Section 501 affirmative                  13548 in one respect: The proposed rule               to the available resources, or significant
                                                    action regulations.24 The comment                       would require agencies to take specific               disruption of the agency’s functions.
                                                    period ended July 14, 2014, and all                     steps that are reasonably designed to                    Each requirement of the proposed rule
                                                    comments received have been reviewed                    gradually increase the number of                      is discussed in the detailed Section-by-
                                                    and given due consideration. The                        employees with disabilities as defined
                                                                                                                                                                  Section Analysis below, and relevant
                                                    comments are available for review at the                under Section 501, and the number of
                                                                                                                                                                  comments are discussed within each
                                                    Federal eRulemaking Portal at http://                   employees with targeted disabilities as
                                                                                                                                                                  section.
                                                    www.regulations.gov.                                    defined in SF–256, until they meet
                                                       A total of 89 comments were                          specific goals set by the EEOC. This is               Section-by-Section Analysis
                                                    received,25 representing the views of 53                consistent with the approach taken by
                                                    individuals, 49 advocacy groups, 10                     the Department of Labor in regulations                1614.203(a) Definitions
                                                    government entities including state                     issued to implement the obligation of                    Paragraph (a) of the proposed rule
                                                    governments and branches of the                         federal contractors pursuant to Section
                                                                                                                                                                  provides definitions of key terms. None
                                                    military, 5 businesses, 2 lawyers or                    503 of the Rehabilitation Act of 1973.26
                                                                                                                                                                  of the definitions are novel. Many of the
                                                    lawyers associations, 1 institution of                     Finally, the NPRM adds a requirement
                                                                                                            that an agency’s Plan include the                     defined terms are simple abbreviations:
                                                    higher learning, and 1 union
                                                    representative.                                         provision of personal assistants to                   (a)(1) Provides that ‘‘ADA’’ refers to
                                                       Of the 89 comments, 80 were                          employees who, because of their                       those portions of the ADA that are
                                                    generally supportive of the                             disabilities, require such assistance in              enforced by the Commission; 28 (a)(4)
                                                    Commission’s proposal to amend its                      order to be at work or go on work-                    provides that ‘‘Plan’’ refers to an
                                                    Section 501 regulations and included at                 related travel. Personal assistance                   agency’s affirmative action plan, as
                                                    least one suggestion for what should be                 services (PAS) assist employees with                  required under 29 U.S.C. 791(b); (a)(5)
                                                    included in the rule. Only 2 of the                     disabilities with eating, drinking, using             provides that ‘‘Schedule A hiring
                                                    comments were generally negative (1                     the restroom, and putting on and taking               authority for persons with certain
                                                    from an individual and 1 from a                         off clothing as needed to allow them to               disabilities’’ refers to the hiring
                                                                                                            participate in the workforce. Such                    authority for individuals with
                                                    www.eeoc.gov/policy/docs/implementing_                  services do not, however, include                     intellectual disabilities, severe physical
                                                    accommodation.pdf.                                      medical care, and do not have to be                   disabilities, and psychiatric disabilities,
                                                      21 Equal Emp’t Opportunity Comm’n, Questions
                                                                                                            provided by someone who has medical                   as set forth at 5 CFR 213.3102(u); and
                                                    and Answers: Promoting Employment of                                                                          (a)(6) provides that ‘‘Section 501’’
                                                    Individuals with Disabilities in the Federal            training or qualifications.
                                                    Workforce (n.d.), available at http://eeoc.gov/            For many individuals with targeted                 means Section 501 of the Rehabilitation
                                                    federal/qanda-employment-with-disabilities.cfm.         disabilities, such as paralysis or cerebral           Act, codified at 29 U.S.C. 791.
                                                      22 Executive Order No. 13548, 3 CFR 168 (2010),
                                                                                                            palsy, full participation in the                         Paragraph (a)(2) clarifies that, for
                                                    available at http://www.gpo.gov/fdsys/pkg/FR-2010-      workplace is impossible without such
                                                    07-30/pdf/2010-18988.pdf.                                                                                     purposes of the regulation, ‘‘disability’’
                                                      23 Office of Pers. Mgmt., Model Strategies for
                                                                                                            services. Lack of PAS in the workplace                has the same meaning that it does under
                                                    Recruitment and Hiring of People with Disabilities      and/or the fear of losing PAS provided                the ADA and Section 501.29 As
                                                    (Nov. 8, 2010), available at https://www.chcoc.gov/     by means-tested assistance programs are               amended by the ADA Amendments Act
                                                    content/model-strategies-recruitment-and-hiring-        stubborn and persistent barriers to
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                                                    people-disabilities-required-under-executive-order.     employment for individuals with
                                                    This guidance document was developed in                                                                         27 See 29 CFR 1630.15(d); part 1630, app.

                                                    consultation with the White House, the Department       certain significant disabilities. Although            1630.15(d).
                                                    of Labor, and the EEOC.                                 providing an additional person to assist                28 These are title I of the ADA, 42 U.S.C. 12101
                                                      24 The Federal Sector’s Obligation to Be a Model                                                            through 12117, and title V of the ADA, 42 U.S.C.
                                                    Employer of Individuals with Disabilities, 79 FR          26 The Section 503 regulations establish a 7%       12201 through 12213, as it applies to employment.
                                                    27.824 (May 15, 2014) (to be codified at 29 CFR         utilization goal for employment of qualified            29 See 42 U.S.C. 12102; 29 CFR 1630.2, .3; 29 CFR
                                                    1614.203).                                              individuals with disabilities for the contractor’s    part 1630, app. 1630.2, .3. The Rehabilitation Act
                                                      25 In addition to the 89 comments, the                entire workforce or each job group in the             incorporates the ADA definition of ‘‘disability.’’ 29
                                                    Commission received several duplicate comments.         contractor’s workforce. See 41 CFR 60–741.45(a).      U.S.C. 794(d).



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                                                    9126                Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules

                                                    of 2008 (‘‘ADAAA’’),30 and                              1614.203(d) Affirmative Action Plan                   appointment under hiring authorities
                                                    implemented by the Commission’s                            This paragraph sets forth the                      that take disability into account;
                                                    regulations at 29 CFR part 1630, the                    requirements that an agency’s                         determine eligibility for such
                                                    term ‘‘disability’’ is construed broadly                affirmative action plan must meet in                  appointment; forward applications from
                                                    and includes a wide range of medical                    order to provide ‘‘sufficient assurances,             eligible individuals to the relevant
                                                    conditions.31                                           procedures, and commitments to                        hiring managers, and ensure that these
                                                       Paragraph (a)(3) provides that the                   provide adequate hiring, placement, and               managers know how and when they
                                                    term ‘‘hiring authority that takes                      advancement opportunities for                         may appoint such individuals,
                                                    disability into account’’ means any                     individuals with disabilities.’’ 32 Each              consistent with all applicable laws.
                                                    hiring authority that permits an agency                 requirement is discussed in detail                       Many commenters stated that
                                                    to consider disability status in the                    below.                                                agencies should be required to develop
                                                    selection of individuals for                                                                                  and implement advancement programs
                                                                                                            1614.203(d)(1) Disability Hiring and                  for current employees with disabilities,
                                                    employment, and provides examples of
                                                                                                            Advancement Program                                   for example by taking steps to ensure
                                                    such, including the Section A hiring
                                                    authority for persons with certain                        A strong majority of commenters                     that employees with disabilities are
                                                    disabilities; the Veterans’ Recruitment                 stated that the rule should require                   enrolled in management training when
                                                    Appointment authority, as set forth at 5                agencies to improve their outreach and                eligible; developing a mentoring
                                                    CFR part 307; and the 30% or More                       recruitment efforts. Many of these                    program for employees with disabilities;
                                                    Disabled Veteran authority, as set forth                commenters made specific suggestions,                 or administering exit interviews that
                                                    at 5 CFR 316.302(b)(4), 316.402(b)(4).                  for example, that agencies should be                  include questions on how the agency
                                                                                                            required to develop programs and                      could improve the recruitment, hiring,
                                                       Paragraph (a)(7) defines the term
                                                                                                            resources that may be used to identify                inclusion, and advancement of
                                                    ‘‘targeted/severe disability’’ to mean a
                                                                                                            qualified job applicants with disabilities            individuals with disabilities. Paragraph
                                                    disability specifically designated as
                                                                                                            who may be hired using the Schedule A                 (d)(1)(iv) adopts this suggestion.
                                                    ‘‘targeted/severe’’ in SF–256. Under the
                                                                                                            hiring authority for persons with certain                Some common suggestions were not
                                                    definitions set forth in this paragraph,
                                                                                                            disabilities before a position is                     incorporated into the rule, however. The
                                                    the term ‘‘targeted disabilities’’ is
                                                                                                            advertised, or establish and maintain                 proposed rule does not modify the
                                                    defined more narrowly than
                                                                                                            contacts with disability organizations.               competitive service hiring process by,
                                                    ‘‘disabilities’’; individuals with targeted
                                                                                                            Paragraph (d)(1)(i) incorporates these                for example, awarding additional
                                                    disabilities are a subset of individuals
                                                                                                            suggestions, and provides examples of                 ‘‘points’’ to candidates with disabilities,
                                                    who have disabilities as defined under
                                                                                                            ways in which an agency could meet                    adopting preferences, reserving certain
                                                    Section 501.
                                                                                                            this requirement.33                                   positions for individuals with
                                                       Paragraph (a)(8) defines ‘‘undue                       A large number of commenters stated                 disabilities, or requiring agencies to
                                                    hardship’’ as having the same meaning                   that the rule should require federal                  interview all qualified candidates with
                                                    as set forth in 29 CFR part 1630.                       agencies to make certain information                  disabilities.34 The rule also does not
                                                    1614.203(b) Nondiscrimination                           available to job applicants and potential             require agencies to provide mandatory
                                                                                                            job applicants with disabilities,                     training to supervisors and hiring
                                                       This paragraph states that Section 501               including information about how to                    officials, to incorporate equal
                                                    prohibits disability discrimination in                  request a reasonable accommodation                    employment opportunity and
                                                    employment, and that the standards                      and how to apply for appointment to a                 affirmative action principles into
                                                    used to determine whether an agency                     position under noncompetitive                         supervisors’ and hiring officials’
                                                    has violated the prohibition against                    disability-related hiring authorities.                performance reviews, or to take
                                                    discrimination are those applied under                  Paragraph (d)(1)(ii) addresses this                   disciplinary action against employees
                                                    the ADA. The paragraph reminds                          concern. It also requires agencies to                 who have engaged in discrimination,
                                                    agencies that discrimination on the                     ensure there is appropriate staff to                  because these issues are already
                                                    basis of disability is prohibited in all                respond to all disability-related issues              addressed elsewhere by Commission
                                                    aspects of employment, including                        relating to the application and                       regulations.35
                                                    hiring, advancement or discharge of                     placement processes, including
                                                                                                            questions about reasonable                            1614.203(d)(2) Disability Anti-
                                                    employees, employee compensation, job
                                                                                                            accommodation and appointment under                   Harassment Policy
                                                    training, and other terms, conditions,
                                                    and privileges of employment.                           hiring authorities that take disability                 Some commenters stated that agencies
                                                                                                            into account.                                         should be required to state specifically
                                                    1614.203(c) Model Employer                                Paragraph (d)(1) also addresses the                 in their anti-harassment policies that
                                                      This paragraph is taken directly from                 common concern that hiring officials                  harassment based on disability is
                                                    29 CFR 1614.203(a) of the existing                      should be given accurate information                  prohibited. This paragraph adopts this
                                                    regulations. Other than redesignating                   regarding reasonable accommodation                    suggestion.
                                                    the paragraph as 1614.203(c), the                       and the appropriate use of hiring
                                                                                                            authorities that take disability into                 1614.203(d)(3) Reasonable
                                                    proposed rule makes no changes to the                                                                         Accommodation
                                                    paragraph.                                              account. The paragraph requires that the
                                                                                                            agency provide necessary reasonable
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                                                                                                                                                                    Many commenters stated that
                                                      30 ADA
                                                                                                            accommodations to job applicants with                 agencies should be required to have
                                                                Amendments Act of 2008, Pub. L. 110–
                                                    325, 122 Stat. 3553 (codified as amended in             disabilities; accept applications for                 written reasonable accommodation
                                                    scattered sections of 29 U.S.C. and 42 U.S.C.).                                                               procedures. Executive Order 13164 has
                                                       31 For a discussion of the ADAAA’s definition of       32 29 U.S.C. 791(b).                                required agencies to have such
                                                    ‘‘disability,’’ see, for example, Equal Emp’t             33 Many  suggestions offered by commenters track
                                                    Opportunity Comm’n, Questions and Answers on            the current requirements of MD–715. The preamble
                                                                                                                                                                   34 The competitive hiring process is governed by
                                                    the Final Rule Implementing the ADA Amendments          does not note each time a section of the NPRM
                                                    Act of 2008 (n.d.), available at http://www.eeoc.gov/   repeats a requirement currently placed on agencies    OPM regulations.
                                                    laws/regulations/ada_qa_final_rule.cfm.                 by MD–715.                                             35 See 29 CFR 1614.102(a)(5), (6), (9).




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                                                                        Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                                   9127

                                                    procedures since 2000,36 and MD–715,                    hardship’’ standard set forth by Section              laws, or otherwise strengthen their
                                                    as updated in 2003, includes this                       501’s nondiscrimination requirement,                  enforcement.
                                                    requirement as well.37 The Commission                   all available resources are considered                   The Commission has not been given
                                                    has made this requirement part of the                   when determining whether a denial of                  authority by Congress to issue or amend
                                                    proposed rule. The paragraph also                       reasonable accommodation based on                     substantive regulations implementing
                                                    adopts several commenters’ suggestions                  cost is appropriate. In addition, the                 Section 508 or the ABA, or to engage in
                                                    for what should be included in the                      agency should ensure that relevant                    or strengthen federal agencies’
                                                    written procedures, many of which are                   decision-makers are informed about                    enforcement of those laws.43 The
                                                    similar to components of reasonable                     various external resources that may be                Commission therefore cannot include in
                                                    accommodation procedures described in                   used to fund reasonable                               the proposed rule any provisions that
                                                    Executive Order 13164 and MD–715.                       accommodations, including, for                        implement or enforce these laws.
                                                    They include a statement that expedited                 example, a centralized fund specifically                 However, paragraph (d)(4) is intended
                                                    processing and interim accommodations                   created by the agency for providing                   to ensure that federal employees with
                                                    will be provided when possible;                         reasonable accommodations, the                        disabilities have the information they
                                                    instructions for managers on how to                     Department of Defense Computer and                    need to utilize existing enforcement and
                                                    recognize and report requests for                       Electronic Accommodations Program                     compliance mechanisms. The paragraph
                                                    reasonable accommodation; an                            (‘‘CAP’’),39 and agency funds that,                   requires agencies to provide all
                                                    explanation of the applicable                           although not designated specifically for              employees with contact information for
                                                    confidentiality requirements; processing                providing reasonable accommodations,                  the employees inside the agency who
                                                    deadlines; information on how to                        may be used for that purpose.                         are responsible for ensuring compliance
                                                    challenge a denial under the federal                       Other commenters stated that the rule              with these laws, and with clear
                                                    equal employment opportunity                            should place further restrictions, in                 instructions on how to file complaints
                                                    complaint process; and a statement that                 addition to those that already apply                  under existing rules. It also requires
                                                    requestors will be notified of the basis                under 29 CFR part 1630, on the amount                 agencies to assist employees in filing a
                                                    for a denial. The notification                          of medical information an agency may                  complaint with another federal agency,
                                                    requirement is incorporated into the                    request to support a request for                      where investigation shows that such
                                                    rule at (d)(3)(iii).                                    reasonable accommodation. Under                       other entity is responsible for the
                                                       Some commenters stated that the rule                 current anti-discrimination standards,                alleged violation.
                                                    should require agencies to establish a                  an agency cannot require supporting
                                                    ‘‘centralized fund’’ to pay for required                medical documentation if the existence                1614.203(d)(5) Personal Services
                                                    reasonable accommodations. The                          of a disability and the need for                      Allowing Employees To Participate in
                                                    purpose of the suggested requirement is                 accommodation are obvious, and can                    the Workplace
                                                    to ensure that sufficient funds are                     require no more than is necessary to                    Personal services allowing employees
                                                    available for more costly                               establish the existence of a disability               to participate in the workplace may
                                                    accommodations, when necessary.                         and the need for accommodation.40                     include assistance with eating, drinking,
                                                    Under MD–715, agencies are asked to                     Because additional restrictions would                 using the restroom, and putting on and
                                                    report whether they use a centralized                   deny agencies documentation necessary                 taking off clothing. For many
                                                    fund for purposes of providing                          to establish disability and the need for              individuals with targeted disabilities
                                                    reasonable accommodations across the                    accommodation, no additional                          such as paralysis or cerebral palsy, full
                                                    agency.38 However, in the Commission’s                  restrictions have been adopted in the                 participation in the workplace is
                                                    judgment, mandating this requirement                    proposed rule.                                        impossible without such services. The
                                                    as part of an agency’s affirmative action                                                                     lack of PAS in the workplace and/or the
                                                                                                            1614.203(d)(4) Accessibility of Facilities
                                                    obligation raises too many practical                                                                          fear of losing personal services provided
                                                                                                            and Technology
                                                    concerns as to the precise manner in                                                                          by means-tested assistance programs are
                                                    which appropriated funds are to be                        Many commenters stated that greater                 stubborn and persistent barriers to
                                                    held, requested, and disbursed within                   compliance with Section 508 of the                    employment for individuals with
                                                    the agency. Additionally, centralized                   Rehabilitation Act (‘‘Section 508’’) 41               certain significant disabilities.
                                                    funding is not a complete solution—                     and the Architectural Barriers Act of                   The nondiscrimination standards set
                                                    problems remain if the fund is too                      1968 (‘‘ABA’’) 42 would improve the                   forth under the ADA in 29 CFR part
                                                    small, or if relevant decision-makers                   hiring, retention, inclusion, and                     1630, and incorporated into Section
                                                    within the agency are unaware of the                    advancement of individuals with                       501, already require agencies to provide
                                                    fund’s existence or of the means of                     disabilities. Section 508 requires all                certain job-related services to an
                                                    accessing it.                                           electronic and information technology                 individual with a disability as a
                                                       Paragraph (d)(3)(ii) addresses the                   purchased, maintained, or used by the                 reasonable accommodation if doing so
                                                    commenters’ underlying concerns by                      agency to be accessible to people with                enables the individual to apply for a job,
                                                    requiring agencies to inform all                        disabilities, and the ABA requires the                perform job functions, or enjoy the
                                                    employees who are authorized to grant                   agency to ensure that its facilities are              benefits and privileges of employment,
                                                    or deny requests for reasonable                         physically accessible to people with
                                                                                                                                                                  so long as the provision of such services
                                                    accommodation that, under the ‘‘undue                   disabilities. Many of these commenters
                                                                                                                                                                  does not impose an undue hardship on
                                                                                                            suggested more specifically that the
                                                                                                                                                                  the agency. For example, an agency may
                                                                                                            Commission should issue or amend
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                                                       36 Executive Order No. 13164, supra note 18; see

                                                    also Policy Guidance On Executive Order 13164,                                                                be required to provide sign language
                                                                                                            implementing regulations for these
                                                    supra note 12.
                                                       37 See Management Directive 715, supra note 11,                                                              43 Rulemaking authority for Section 508 and the
                                                                                                              39 See generally Computer/Electronic
                                                    at B.V.                                                                                                       ABA belongs to the Architectural and
                                                       38 Equal Emp’t Opportunity Comm’n, Instructions      Accommodations Program, http://www.cap.mil (last      Transportation Barriers Compliance Board (‘‘Access
                                                                                                            visited Aug. 3, 2015).                                Board’’). See 29 U.S.C. 792(b), 794d(a)(2). The
                                                    to Federal Agencies for EEO MD–715 I (last updated        40 See, e.g., Policy Guidance On Executive Order
                                                    July 20, 2004), available at http://www.eeoc.gov/                                                             Access Board also enforces the ABA. See 29 U.S.C.
                                                    federal/directives/715instruct/section1.html (‘‘The     13164, supra note 19.                                 792(e). Enforcement of Section 508 is accomplished
                                                                                                              41 29 U.S.C. 794d.
                                                    Model EEO Program and Agency Self-Assessment                                                                  by filing a complaint with the allegedly
                                                    Checklist’’).                                             42 42 U.S.C. 4151–4157.                             noncompliant agency. See 29 U.S.C. 794d(f).



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                                                    9128                 Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules

                                                    interpreter services, assistance with note               pool hiring approach would be                          11 level 50 and above, including the
                                                    taking or photocopying, or use of a job                  consistent with how many agencies                      Senior Executive Service (‘‘SES’’),51 and
                                                    coach as reasonable accommodations,                      currently address sign language                        at the GS–10 level and below. Second,
                                                    absent undue hardship.                                   interpreter needs. Whether this                        the Plan should adopt the goal of
                                                       The provision of other personal                       approach is feasible will depend on the                achieving a 2% representation rate for
                                                    services needed on the job, however,                     particular services required and other                 individuals with targeted disabilities as
                                                    such as assistance with eating or using                  relevant facts.                                        defined by SF–256 at the GS–11 level
                                                    the restroom, is not considered a                                                                               and above (including SES), and at the
                                                    reasonable accommodation under the                       1614.203(d)(6) and 1614.203(d)(7)                      GS–10 level and below.
                                                    ADA, and therefore is not considered a                   Utilization Analysis and Goals                            The 12% goals established in
                                                    reasonable accommodation for purposes                       A majority of commenters stated that                paragraph (d)(7) are based, in part, on
                                                    of the nondiscrimination requirements                    agencies should be required to adopt                   historical data on the employment of
                                                    of Section 501.44 A number of                            employment goals for individuals with                  persons with disabilities in the federal
                                                    commenters stated that agencies should,                  disabilities. Some commenters also                     workforce compiled by OPM. OPM data
                                                    however, be required to provide PAS to                   stated that agencies should be required                show that the federal government,
                                                    individuals who need them because of                     to adopt separate goals for individuals                viewed as a whole, has already reached
                                                    a disability as part of the agencies’                    with disabilities in the higher ranks of               a representation rate of 12% at both the
                                                    affirmative action obligations under                     the civil service.                                     GS–10 level and below and the GS–11
                                                    Section 501. We adopt this suggestion at                    Since 1987, federal agencies have                   level and above.52 Results from the most
                                                    paragraph (d)(5). We note that several                   been required by the EEOC to set                       recent Federal Employee Viewpoint
                                                    federal agencies currently provide PAS                   numerical objectives (goals) for the                   Survey further indicate that
                                                    on a voluntary basis and have been                       number of people with targeted                         approximately 13.5% of the federal
                                                    doing so for several decades.45                          disabilities employed in their                         workforce identify as a person with a
                                                       Paragraph (d)(5) also clarifies that                  workforces and report that data                        disability.53
                                                    agencies can fulfill the PAS requirement                 annually to the Commission.47 Since                       It should be noted that the OPM data
                                                    by hiring persons who perform both                       2010, federal agencies have been                       are based on persons who either self-
                                                    PAS and additional tasks, including                      required under Executive Order 13548                   identify as a person with a disability or
                                                    provision of professional services and                   to set an internal goal for the percentage             are veterans with a disability rating of
                                                    other duties, as time permits. The                       of employees with targeted disabilities                30% or higher. These figures likely
                                                    agency can also require a person hired                   and the percentage of employees with                   undercount the number of persons with
                                                    as a personal assistant to perform PAS                   disabilities as defined under Section                  disabilities as defined by Section 501
                                                    for more than one individual with a                      501 in their workforces, and submit                    who are employed or available to be
                                                    disability. Thus, an agency might be                     those targets to OPM. In OPM’s report                  employed by the federal government—
                                                    able to satisfy this requirement by, for                 for fiscal year 2014, the percentage of                in the Commission’s final rule
                                                    example, hiring a pool of personal                       employees with reportable disabilities                 implementing changes made by the
                                                    assistants (either solely for assistance                 in the federal government was 14.64%                   ADAAA, the Commission estimated that
                                                    tasks or for assistance tasks and other                  (191,086 individuals out of a federal                  as many as 60 million individuals, or
                                                    professional services) throughout the                    workforce of 1,305,392).48 The                         approximately 24% of the eligible
                                                    agency or at a particular location.46 The                percentage of employees with targeted                  workforce, had ADA qualifying
                                                                                                             disabilities in the federal government                 disabilities.54
                                                      44 See  29 CFR part 1630, app. 1630.9.                                                                           The sub-goal for targeted disabilities
                                                                                                             was 1.18% (15,343 individuals).49
                                                      45 The  Commission provides personal assistant                                                                is also based, in part, on historical data
                                                                                                                Paragraph (d)(7) sets forth the goals
                                                    services to employees with disabilities who require                                                             from OPM. Individuals with targeted
                                                    them. The Department of Labor, the Department of         that the EEOC expects federal agencies
                                                                                                                                                                    disabilities currently make up 1.91% of
                                                    Transportation, and the Department of Justice’s          to be able to achieve, based on current
                                                    Civil Rights Division also provide workplace PAS         federal employment data. First, an                       50 Most federal employees are part of the General
                                                    for employees with disabilities. See Department of       affirmative action plan should adopt the
                                                    Labor statement of work on providing personal                                                                   Schedule (GS) pay system. The General Schedule
                                                    assistance services as a reasonable accommodation        goal of achieving a 12% representation                 has fifteen grades—GS–1 (lowest) to GS–15
                                                    for qualified Department of Labor employees with         rate for people with disabilities as                   (highest). See generally General Schedule
                                                                                                                                                                    Classification and Pay, Office of Pers. Mgmt.,
                                                    disabilities (2014) (on file with the Commission);       defined by Section 501 at both the GS–                 http://www.opm.gov/policy-data-oversight/pay-
                                                    Dep’t of Transp., Disability Resource Center
                                                    Services Handbook (Nov. 2014), available at                                                                     leave/pay-systems/general-schedule/ (last visited
                                                    http://www.transportation.gov/individuals/               overnight travel), assistance with evacuation during   Mar. 24, 2015).
                                                    disability/disability-resource-center-drc-services-      emergencies, assistance with personal care related       51 High-level leadership positions in the federal

                                                    handbook (providing guidance to the Department of        needs on the job (removing or putting on coats,        government are occupied by members of the SES.
                                                    Transportation on meeting its obligations regarding      eating lunch, and taking bathroom breaks),             SES members have a different pay scale than
                                                    the retention and promotion of individuals with          assistance with computer technology, when              employees who are part of the GS pay system. See
                                                    disabilities by providing personal assistance and        appropriate, and reading services for visually         generally Senior Executive Service: Leading
                                                    other services); Civil Rights Div., U.S. Dep’t of        impaired employees. Department of Labor                America’s Workforce, Office of Pers. Mgmt.,
                                                    Justice, Reasonable Accommodation Manual A.2.5           statement of work, supra note 49.                      http://www.opm.gov/policy-data-oversight/senior-
                                                    (n.d.) (on file with the Commission) (providing that        47 Management Directive 715, supra note 11, at      executive-service/ (last visited Mar. 24, 2015).
                                                    the Civil Rights Division will provide part-time         B.VI; Management Directive 713, supra note 9, at ¶       52 See Report on the Employment of Individuals

                                                    personal care attendants at work or on official travel   9.                                                     with Disabilities in the Federal Executive Branch:
                                                    when necessary and otherwise reasonable).                   48 See Office of Pers. Mgmt., Report on the         Fiscal Year 2014, supra note 48, at 25.
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                                                       46 The Department of Labor provides personal          Employment of Individuals with Disabilities in the       53 Governmentwide Unweighted Results:

                                                    assistance services to qualified headquarter             Federal Executive Branch: Fiscal Year 2014, 25         Demographic, Items 85–98, Office of Pers. Mgmt.,
                                                    employees in this manner. A contractor provides          (Oct. 9, 2015) available at https://www.opm.gov/       http://www.fedview.opm.gov/2014/Reports/
                                                    and manages a pool of qualified personnel to             policy-data-oversight/diversity-and-inclusion/         ResponsePCT.asp?AGY=ALL&SECT=8 (last visited
                                                    provide personal assistance services to                  reports/disability-report-fy2014.pdf (including        July 28, 2015).
                                                    approximately 10 employees. Personal assistance          individuals classified as ‘‘30% or more disabled         54 See Regulations to Implement the Equal

                                                    tasks include assistance with general office tasks       veterans,’’ but excluding employees who are not on     Employment Provisions of the Americans with
                                                    (filing, copying and collating, note taking, etc.),      the GS or SES pay scales).                             Disabilities Act, as amended, 76 FR 16,978, 16,990
                                                    assistance with transportation and travel                   49 Id. (excluding employees who are not on the      (March 25, 2011) (codified at scattered sections of
                                                    management (excluding driving, but including             GS or SES pay scales).                                 29 CFR part 1630).



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                                                                        Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                                     9129

                                                    federal employees at the GS–10 level                    those imposed on federal contractors by               workforce analysis is largely consistent
                                                    and below and approximately 0.8% of                     the regulations implementing Section                  with what is currently required under
                                                    federal employees at the GS–11 level                    503 of the Rehabilitation Act 59 and, at              MD–715.61
                                                    and above.55 These figures are based on                 the same time, readily achievable based                  The Commission recognizes that there
                                                    the number of persons who self-report                   on current federal employment data.                   are many reasons why it may take some
                                                    as having targeted disabilities on SF–                  The Commission expects that early                     agencies more time than others to meet
                                                    256. In addition, the Commission has                    successes in meeting the goals will                   the utilization goals, such as budgetary
                                                    encouraged federal agencies with 1,000                  create momentum for higher agency                     constraints (including hiring freezes),
                                                    or more employees to set a goal of a 2%                 targets in the future.                                the number of additional individuals
                                                    representation rate for individuals with                  Paragraph (d)(7) further states that the            with targeted disabilities that would
                                                    targeted disabilities for some time.56                  utilization goals for persons with                    have to be hired to achieve the goals,
                                                       As with the data on the percentage of                disabilities and for persons with                     and the nature of certain jobs within an
                                                    persons with disabilities in the federal                targeted disabilities will be assessed                agency’s workforce that may include
                                                    workforce, there is reason to believe that              both above and below the GS–10 level,                 valid physical standards that
                                                    these figures undercount the number of                  including SES. This was done for two                  individuals with certain disabilities may
                                                    persons with targeted disabilities                      reasons. First, OPM employment data                   not be able to meet. The rule therefore
                                                    employed or available to be employed                    show that individuals with disabilities               does not specify a timeframe for
                                                    by the federal government. The                          are disproportionately represented at                 achieving the goals. Rather, the rule
                                                    American Community Survey (‘‘ACS’’),                    lower levels of employment within the                 requires each agency to create and
                                                    administered by the U.S. Census                         federal government. In fiscal year 2014,              submit a Plan that includes specific
                                                    Bureau, asks a series of questions                      the representation rate of individuals                steps reasonably designed to gradually
                                                    related to disability such as whether,                  with disabilities at the GS–11 level and              increase the number of employees with
                                                    due to a physical, mental, or emotional                 above was roughly 30% lower than their                disabilities and targeted disabilities,
                                                    problem, the person has serious                         representation rate at the GS–10 level                with the objective of achieving the goals
                                                    difficulty hearing, seeing (even with                   and below, and the representation rate                established pursuant to paragraph
                                                    glasses), remembering, concentrating, or                of individuals with targeted disabilities             (d)(7)(i) of this section. Paragraph
                                                    making decisions, walking or climbing                   was almost 60% lower at the GS–11                     (d)(7)(ii) provides examples of such
                                                    stairs, bathing or dressing, and/or doing               level and above.60 Establishing a                     steps, including increased use of hiring
                                                    errands alone.57 Using this definition,                 separate goal for representation at GS–               authorities that take disability into
                                                    the ACS estimates that approximately                    11 and above should rectify this                      account, additional outreach and
                                                    10.5% of the population aged 18–64 is                   imbalance.                                            recruitment efforts, disability-related
                                                    a person with a disability.58 Because the                 Second, the Commission does not                     training for all employees, and adoption
                                                    ACS frames its questions in terms of                    wish to see a rise in the representation              of training, internship, and mentoring
                                                    ‘‘serious difficulty,’’ it is likely that most          of individuals with disabilities as                   programs for individuals with
                                                    of the persons falling within this                      defined by Section 501 at higher levels               disabilities. The rule explicitly provides
                                                    definition would qualify as persons                     of employment be accompanied by a                     that the Commission will not
                                                    with targeted disabilities. In addition,                corresponding fall in their                           disapprove a Plan solely because the
                                                    there are likely persons with targeted                  representation rate at lower levels. As a             agency has failed to meet a goal.
                                                    disabilities as defined by SF–256, such                 result, the proposed rule also requires                  Although Section 501 generally
                                                    as persons with epilepsy or certain                     agencies to adopt the goal of achieving               prohibits employers from asking
                                                    psychiatric disabilities, who would not                 a 12% representation rate for                         questions about whether an applicant
                                                    fall into the ACS definition.                           individuals with disabilities as defined              has a disability before making a job
                                                       Despite data suggesting that                         by Section 501 and a 2% representation                offer, there are still a number of ways
                                                    utilization goals higher than those                     rate for individuals with targeted                    that agencies may learn about a
                                                    proposed in paragraph (d)(7) for all                    disabilities as defined by SF–256 at the              particular applicant’s disability. First,
                                                    disabilities and targeted disabilities                  GS–10 level and below.                                the applicant may choose to disclose his
                                                    could be justified, the Commission                        Paragraph (d)(6) requires agencies to               or her disability, or the disability may
                                                    elects to establish targets that are in line            perform the workforce analysis                           61 See Management Directive 715, supra note 11,
                                                    with, but slightly above, historic                      necessary to determine whether these                  at B.III. MD–715 requires agencies to collect data on
                                                    utilization patterns in the federal                     goals set forth in paragraph (d)(7) have              the total workforce distribution of employees with
                                                    government. The goals in paragraph                      been met. The paragraph clarifies that                disabilities for both the permanent and temporary
                                                    (d)(7) are aggressive in comparison with                the analysis must be performed on an                  workforce; the representation and distribution of
                                                                                                                                                                  employees with disabilities, by grade, in both the
                                                                                                            annual basis, and that it may classify                permanent and temporary workforce; the
                                                      55 See Report on the Employment of Individuals
                                                                                                            individuals as having disabilities or                 permanent and temporary workforce participation
                                                    with Disabilities in the Federal Executive Branch:
                                                    Fiscal Year 2014, supra note 48, at 25 (excluding       targeted disabilities on the basis of                 of employees with disabilities in major
                                                                                                            records relating to self-identification via           occupational groups by grades; the representation of
                                                    employees not on the SES or GS pay scales).
                                                                                                                                                                  individuals with disabilities among applicants for
                                                      56 See Equal Emp’t Opportunity Comm’n, Annual         SF–256, appointment of individuals                    permanent and temporary employment; the
                                                    Report on the Federal Work Force Part II Work           under noncompetitive disability-related               representation of employees with disabilities among
                                                    Force Statistics Fiscal Year 2011 1–23 (n.d.),
                                                    available at http://www.eeoc.gov/federal/reports/
                                                                                                            hiring authorities, and requests for                  those who received promotions, training
                                                                                                            reasonable accommodation. This                        opportunities and performance incentives; and the
                                                    fsp2011_2/upload/fsp2011_2.pdf.
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                                                                                                                                                                  representation of employees with disabilities among
                                                      57 See American Community Survey (ACS), U.S.
                                                                                                                                                                  those who were voluntarily and involuntarily
                                                    Census Bureau, https://www.census.gov/people/             59 See 41 CFR 60–741.45(a) (establishing a
                                                                                                                                                                  separated. MD–715 requires that agencies separately
                                                    disability/methodology/acs.html (last visited July      utilization goal of 7% for employment of              identify applicants and employees with targeted
                                                    28, 2015).                                              individuals with disabilities for the contractor’s    disabilities. Id. The Directive explains that each
                                                      58 2013 American Community Survey 1-Year              entire workforce or each job group in the             agency must collect and evaluate this data in order
                                                    Estimates: Disability Characteristics, U.S. Census      contractor’s workforce).                              to make ‘‘an informed assessment about the extent
                                                    Bureau, http://factfinder.census.gov/faces/               60 See Report on the Employment of Individuals      to which the agency is meeting its responsibility to
                                                    tableservices/jsf/pages/                                with Disabilities in the Federal Executive Branch:    provide employment opportunities for qualified
                                                    productview.xhtml?pid=ACS_13_1YR_                       Fiscal Year 2014, supra note 48, at 25 (excluding     applicants and employees with disabilities,
                                                    S1810&prodType=table (last visited July 28, 2015).      employees not on the SES or GS pay scales).           especially those with targeted disabilities.’’ Id.



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                                                    9130                Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules

                                                    be obvious. Second, the disability may                  1614.203(e) Reporting                                     1. Should Section 501 regulations
                                                    be disclosed in paperwork establishing                    This paragraph sets forth the reporting              require agencies to provide PAS to
                                                    eligibility for appointment under the                   requirements imposed by the rule. As                   employees who need them because of a
                                                    Schedule A hiring authority for persons                 provided under Section 501,63 the                      disability while they are on the job or
                                                    with certain disabilities. Third, an                    paragraph requires each agency to                      on job-related travel as part of the
                                                    employer is permitted to invite job                     submit a copy of its Plan to the                       affirmative action obligation? Do the
                                                    applicants to self-identify as individuals              Commission on an annual basis, the                     services described in the regulations
                                                    with disabilities or targeted disabilities              results of the two most recent workforce               accurately capture the PAS that a person
                                                    prior to a conditional offer of                         analyses performed pursuant to                         with a disability might require?
                                                    employment, if the invitation is made                   paragraph (d)(7), and the number of                       2. If the rule should require agencies
                                                    pursuant to an affirmative action                       employees appointed under the                          to provide PAS, should assistants be
                                                    program for people with disabilities,                   Schedule A hiring authority for persons                assigned to a particular individual, or
                                                    and if the information is used only for                 with certain disabilities. The proposed                should they respond to requests for PAS
                                                    that purpose.62                                         paragraph does not specify the precise                 by different individuals, as needed?
                                                                                                            time and manner of submission, as                      Should the agency be allowed to assign
                                                    1614.203(d)(8) Recordkeeping
                                                                                                            EEOC intends to reconcile this                         non-PAS tasks to assistants when no
                                                       This paragraph sets forth the                        regulation’s reporting requirements with               personal assistance is required?
                                                    recordkeeping requirements imposed by                   existing obligations under MD–715                         3. The proposed rule does not address
                                                    the rule, and directs agencies to make                  following final promulgation of the rule.              how the obligation to provide PAS
                                                    the required records available to the                   As suggested by several commenters,                    would be enforced. The Commission is
                                                    Commission upon request. The required                   the paragraph also requires agencies to                requiring that agencies provide PAS as
                                                    records are necessary for an agency to                  make the information submitted to the                  part of their affirmative action
                                                    determine whether it is providing                       Commission available to the public.                    obligations under Section 501.
                                                    ‘‘adequate hiring, placement, and                                                                              Affirmative action obligations, such as
                                                                                                            1614.203(f) Commission Approval and
                                                    advancement opportunities for                                                                                  employment goals or advancement
                                                                                                            Disapproval
                                                    individuals with disabilities,’’ as                                                                            plans, are not generally enforceable
                                                    required under Section 501.                                Paragraph (1) provides that the                     through the part 1614 process. The
                                                    Specifically, the rule requires that each               Commission will approve a Plan if it                   requirement to provide PAS is unlike
                                                    agency keep a record of: (1) The number                 determines that the Plan, as                           most general affirmative action
                                                    of individuals with disabilities and the                implemented, meets the requirements                    obligations, however, as an agency’s
                                                    number of individuals with targeted                     set forth in paragraph (d) of this section.            failure to comply with this obligation
                                                    disabilities who apply for employment;                  Paragraph (2) provides that the                        will directly harm specific, identifiable
                                                    (2) the number of individuals with                      Commission will disapprove a Plan if it                individuals. The Commission invites
                                                    disabilities and the number of                          determines that the Plan, as                           comments on (a) whether the
                                                    individuals with targeted disabilities                  implemented, does not meet those                       Commission should enforce the PAS
                                                    that the agency hires; (3) the number of                requirements. The paragraph further                    requirement in the manner envisioned
                                                    adverse actions the agency takes based                  clarifies that failure to achieve a goal set           in paragraph (f) of the proposed rule, or
                                                    on medical information, including                       forth in proposed paragraph (d)(8)(i), by              instead offer a process through which
                                                    rescissions of conditional job offers; and              itself, is not grounds for disapproval                 individuals denied PAS can request that
                                                    (4) details regarding all requests for                  unless the Plan fails to require the                   the Commission review agency denials
                                                    reasonable accommodation the agency                     agency to take specific steps that are                 and order relief to persons wrongly
                                                    receives.                                               reasonably designed to achieve the goal.               denied those services.
                                                       A significant number of commenters                   Request for Comments                                      4. Is the Commission’s estimate of the
                                                    stated that the rule should require                        The Commission invites comments on                  costs associated with a PAS
                                                    agencies to track the careers of                        all aspects of the proposed regulation. In             requirement, discussed in the regulatory
                                                    individuals who are appointed under                     addition, it invites comments on the                   procedures section below, accurate? If
                                                    the Schedule A hiring authority for                     following specific issues.                             not, what is a more accurate estimate?
                                                    persons with certain disabilities, to                      As discussed above, agencies are not                Would particular agencies, or types of
                                                    ensure that they are appropriately                      required to provide PAS, such as                       agencies, experience significant
                                                    converted to a career or career-                        assistance with eating or using the                    logistical difficulties in complying with
                                                    conditional appointments in the                         restroom, under the reasonable                         the PAS requirement? What is a realistic
                                                    competitive service and promoted. The                   accommodation standards set forth in                   estimate of costs arising from offering a
                                                    paragraph adopts this suggestion, and,                  29 CFR part 1630. The unavailability of                process for enforcement of the
                                                    accordingly, requires agencies to keep                  PAS, however, is a significant hindrance               obligation to provide PAS? Please
                                                    records of the date of hire, entering                   to the employment of persons with                      include supporting references.
                                                    grade level, probationary status, and                   certain targeted disabilities. Paragraph                  The Commission also invites
                                                    current grade level of each employee                    (d)(6) addresses this concern by                       responses to the following general
                                                    hired under that authority, as well as                  requiring agencies to provide PAS to                   questions regarding the proposed rule:
                                                    the number of such employees                            employees with disabilities as part of                    5. EEOC is interested in learning from
                                                                                                                                                                   the public what would be appropriate
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                                                    converted to the competitive service                    the agencies’ affirmative action
                                                    each year.                                              obligations under Section 501. To                      minimum standards for federal agencies
                                                                                                            ensure that the Commission’s final                     regarding goals for hiring of persons
                                                      62 See, e.g., Letter from Peggy R. Mastroianni,       decision whether to include this                       with disabilities. As proposed, the goals
                                                    Legal Counsel, Equal Emp’t Opportunity Comm’n,          requirement is based on a sound record,                for representation rates have been set at
                                                    to Patricia A Shiu, Director, Office of Fed. Contract   the Commission invites responses to the                12% for individuals with all disabilities
                                                    Compliance Programs, Dep’t of Labor (Aug. 8,
                                                    2013), available at http://www.dol.gov/ofccp/regs/      following questions:                                   and 2% for individuals with targeted
                                                    compliance/section503.htm (follow ‘‘EEOC Opinion                                                               disabilities. Are these levels
                                                    on the Invitation to Self-Identify’’ hyperlink).          63 29   U.S.C. 791(b).                               appropriate? What data exists that show


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                                                                        Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                                       9131

                                                    that the goals should either be higher or               and other advantages, distributive                      force of law. Moreover, by compiling
                                                    lower than in this proposed rule?                       impacts, and equity).                                   federal agencies’ affirmative action
                                                      6. EEOC is interested in whether                         Executive Order 12866 directs                        obligations in one place, rather than in
                                                    agencies should maintain a file or                      agencies to submit a regulatory impact                  a range of documents, none of which are
                                                    database of individuals who have been                   analysis for those regulatory actions that              comprehensive, the proposed rule
                                                    determined to be eligible for                           are ‘‘economically significant’’ within                 would provide agencies with easy
                                                    appointment under a hiring authority                    the meaning of section 3(f)(1).66 A                     access to the necessary information,
                                                    that takes disability into account, but                 regulatory action is economically                       thereby facilitating increased
                                                    who have not been hired by the agency.                  significant under section 3(f)(1) if it is              compliance.
                                                    EEOC is interested in whether such                      anticipated (1) to ‘‘[h]ave an annual                      The Commission has determined that
                                                    individuals should be asked whether                     effect on the economy of $100 million                   the proposed rule will have an annual
                                                    they wish to be included in such a                      or more,’’ or (2) to ‘‘adversely affect in              effect of less than $100 million on
                                                    database, or whether the database                       a material way the economy, a sector of                 federal agencies, including both
                                                    should be created automatically from                    the economy, productivity, competition,                 estimated costs and estimated savings
                                                    those who apply via a hiring authority                  jobs, the environment, public health or                 arising from the rule, based on the high
                                                    that takes disability into account.                     safety, or State, local, or tribal                      estimate of projected costs. In addition,
                                                      7. EEOC requests comments from the                    governments or communities.’’ 67                        the rule is expected to result in one-time
                                                    public on any of the standards proposed                 Executive Order 13563 reaffirms the                     compliance costs for agencies of
                                                    in this rule governing affirmative action               principles established by Executive                     approximately $90,448.20, and have a
                                                    with respect to the hiring, advancement,                Order 12866, and further emphasizes                     variety of positive qualitative and
                                                    and retention of federal employees with                 the need to reduce regulatory burden to                 dignitary benefits. The Commission’s
                                                    disabilities. This includes the PAS                     the extent feasible and permitted by                    economic impact analysis is presented
                                                    requirement, the utilization analysis and               law.68                                                  immediately below.
                                                    goals provision, and the recordkeeping                     Currently, guidance on the federal                      Many of the proposed requirements
                                                    and reporting requirements. It also                     government’s obligation to engage in                    will have no economic effect, because
                                                    includes the affirmative action                         affirmative action for individuals with                 they will impose no new requirements
                                                    requirements related to reasonable                      disabilities is scattered throughout a                  or burdens on federal agencies—
                                                    accommodations. EEOC requests any                       number of overlapping Executive                            • Paragraph (a), which sets forth
                                                    data or evidence that shows that these                  Orders,69 management directives,70 and                  definitions of key terms, imposes no
                                                    standards are either too strict or too                  guidance and policy documents.71 In                     requirements.
                                                    lenient and any information on the costs                contrast, the Commission’s current                         • Paragraph (b), which provides that
                                                    and benefits related to each standard.                  Section 501 regulations do not provide                  Section 501 prohibits discrimination on
                                                                                                            a detailed explanation of what an                       the basis of disability, and that the
                                                    Regulatory Procedures                                   agency must do to comply with its                       standards for determining whether
                                                                                                            Section 501 affirmative action                          Section 501 has been violated in a
                                                    Executive Order 13563 64 and Executive
                                                                                                            obligations, or of how the Commission                   complaint alleging employment
                                                    Order 12866 65 (Regulatory Planning
                                                                                                            will assess Plans submitted to it for                   discrimination are the same standards
                                                    and Review)
                                                                                                            approval pursuant to 29 U.S.C. 791(b).72                applied under the ADA, merely revises
                                                       This proposed rule has been drafted                     The proposed rule is necessary to                    paragraph (b) in the current regulations
                                                    and reviewed in accordance with                         ensure that federal agencies’ affirmative               for clarity.
                                                    Executive Order 13563 and Executive                     action obligations are in a regulation,                    • Paragraph (c), which requires
                                                    Order 12866. This rule has been                         rather than merely in management                        agencies to be model employers of
                                                    designated a ‘‘significant regulatory                   directives and sub-regulatory guidance,                 individuals with disabilities, is identical
                                                    action’’ under section 3(f) of Executive                so that the obligations will have the                   to paragraph (a) of the current
                                                    Order 12866. Accordingly, the proposed                                                                          regulations.
                                                    rule has been reviewed by the Office of                    66 Executive Order 12866 refers to ‘‘those matters
                                                                                                                                                                       • The requirement to adopt an
                                                    Management and Budget.                                  identified as, or determined by the Administrator of
                                                                                                            [the Office of Information and Regulatory Affairs] to
                                                                                                                                                                    affirmative action plan, in paragraph (d)
                                                       Executive Order 13563 directs                        be, a significant regulatory action within the scope    of the proposed rule, is imposed by
                                                    agencies to propose or adopt a                          of section 3(f)(1).’’ Id. The Office of Management      Section 501.73
                                                    regulation only upon a reasoned                         and Budget states that ‘‘Executive Order 12866             • Paragraphs (d)(1)(i), which requires
                                                                                                            requires agencies to conduct a regulatory analysis
                                                    determination that its benefits justify its             for economically significant regulatory actions as
                                                                                                                                                                    outreach, and (d)(1)(iii), which requires
                                                    cost (recognizing that some benefits and                defined by Section 3(f)(1).’’ Office of Mgmt. &         agencies to take steps to ensure that
                                                    costs are difficult to quantify); to tailor             Budget, Circular A–4 (Sept. 17, 2003), available at     individuals with disabilities have
                                                    its regulations to impose the least                     http://www.whitehouse.gov/omb/circulars_a004_a-         sufficient advancement opportunities,
                                                                                                            4.
                                                    burden on society, consistent with                         67 Executive Order No. 12866, supra note 65.
                                                                                                                                                                    impose no new annual burden on
                                                    obtaining regulatory objectives; and to                    68 Executive Order No. 13563, supra note 64.         agencies because they provide guidance
                                                    select, from among alternative                             69 See, e.g., Executive Order No. 13164, supra       on how to fulfill existing requirements,
                                                    regulatory approaches, including the                    note 18; Executive Order No. 13548, supra note 11.      rather than impose new ones.74
                                                    alternative of not regulating, those                       70 See, e.g., Management Directive 715, supra note

                                                    approaches that maximize net benefits                   11.                                                       73 29  U.S.C. 791(b).
                                                                                                               71 See, e.g., Policy Guidance on Executive Order
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                                                                                                                                                                      74 See,  e.g., 29 CFR 1614.102(a)(10), (a)(11),
                                                    (including potential economic,
                                                                                                            13164, supra note 19; Promoting Employment of           (a)(13), (b)(1); Promoting Employment of
                                                    environmental, public health and safety,                Individuals with Disabilities in the Federal            Individuals with Disabilities, supra note 21; Policy
                                                                                                            Workforce, supra note 21. See generally supra notes     Guidance on Executive Order 13164, supra note 19;
                                                      64 Executive Order No. 13563, 3 CFR 215 (2011),       9 through 23 and accompanying discussion.               Management Directive 715, supra note 11. Indeed,
                                                    available at http://www.whitehouse.gov/sites/              72 See 29 CFR 1614.203(a) (stating only that the     the Commission anticipates that the additional
                                                    default/files/omb/inforeg/eo12866/eo13563_              federal government shall be a ‘‘model employer of       guidance contained in the proposed rule, in the
                                                    01182011.pdf.                                           individuals with disabilities,’’ and instructing        form of helpful examples and suggestions, will
                                                      65 Executive Order No. 12866, 3 CFR 638 (1993),       federal agencies to ‘‘give full consideration to the    reduce agency burden by making it easier to satisfy
                                                    available at http://www.whitehouse.gov/sites/           hiring, placement, and advancement of qualified         the existing requirements. However, because the
                                                    default/files/omb/inforeg/eo12866.pdf.                  individuals with disabilities’’).                                                                  Continued




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                                                    9132                 Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules

                                                       • The requirements of paragraph                          The following aspects of the rule, all               need to hire at least one new employee
                                                    (d)(3)(i), which requires written                        of which require agencies to make                       to perform the required tasks, at the GS–
                                                    reasonable accommodation procedures,                     certain information more readily                        14 step 5 level, in the Washington-
                                                    and paragraph (d)(3)(iii), which requires                available, may impose one-time                          Baltimore-Northern Virginia, DC–MD–
                                                    agencies to provide individuals who                      compliance costs on federal agencies:                   VA–WV–PA region. The compensation
                                                    have been denied a reasonable                               • Paragraph (d)(2) requires agencies                 rate for a government employee at this
                                                    accommodation with written notice of                     to clarify in their harassment policies                 level, adjusted to include benefits, is
                                                    the reasons for the denial, are taken                    that disability-based harassment is                     $173,011.00 per year.82 Multiplying by
                                                    from MD–715, Executive Order 13164,                      prohibited;                                             the number of agencies covered by the
                                                    and existing agency guidance.75                             • (d)(3)(ii) requires agencies to inform             rule yields a total cost of
                                                      • The recordkeeping requirements of                    all employees who are authorized to                     $37,716,398.00.
                                                    paragraph (d)(8), with the exception of                  grant or deny requests for reasonable                      To calculate the low estimate, we note
                                                    (d)(8)(iii) and (d)(8)(iv) (discussed                    accommodation about reasonable                          that almost all federal agencies already
                                                    below), are taken from MD–715.                           accommodation funding;                                  employ personnel who provide these
                                                      • The requirement to submit an                            • (d)(4) requires agencies to make                   services. For example, agencies already
                                                    Affirmative Action Plan to the                           certain contact information available to                employ 229 Disability Program
                                                    Commission for approval on an annual                     employees; and                                          Managers (‘‘DPMs’’) or Selective
                                                    basis, found in (e)(1), is imposed by                       • (e)(2) requires agencies to make
                                                                                                                                                                     Placement Program Coordinators
                                                    Section 501.76                                           their Affirmative Action Plans available
                                                                                                                                                                     (‘‘SPPCs’’) (who perform, among other
                                                      Other requirements of the proposed                     to the public.
                                                                                                                                                                     things, certain tasks of a DPM),83 most
                                                    rule will impose no new burdens on                       We estimate that agencies will spend                    commonly at the GS–12 or GS–13 level.
                                                    federal agencies because they codify                     approximately 5 hours performing these                  We assume that approximately 10% of
                                                    aspects of the existing MD–715 and                       tasks, updating policies, and checking                  agencies, or 22 agencies, will need to
                                                    program review processes. MD–715                         for compliance. Multiplying by the                      hire a new staff person at the GS–12
                                                    requires agencies to conduct annual                      number of agencies covered by the rule                  step 5 level, in the Washington-
                                                    internal reviews of their policies,                      (218) 79 yields a total of 1090 burden                  Baltimore-Northern Virginia, DC–MD–
                                                    practices, and procedures to determine                   hours. We assume that these tasks will                  VA–WV–PA region. The annual salary
                                                    whether they provide sufficient                          be performed by an employee at the GS–                  of such an employee, adjusted to
                                                    employment opportunities to qualified                    14 step 5 level, in the Washington-                     include benefits, is $137,940.00.84
                                                    applicants and employees with                            Baltimore-Northern Virginia, DC–MD–
                                                    disabilities, especially those with                                                                              Multiplying by 22 yields a total annual
                                                                                                             VA–WV–PA region.80 The hourly                           cost of $3,034,680.00.
                                                    targeted disabilities. As part of this                   compensation rate for such an
                                                    analysis, agencies must determine the                                                                               Based on the two calculations above,
                                                                                                             employee, adjusted to include benefits,
                                                    numerical representation and                                                                                     the Commission estimates that
                                                                                                             is $82.98 per hour,81 yielding a total
                                                    distribution of applicants and                                                                                   paragraph (d)(1)(ii) will result in
                                                                                                             estimated cost of $90,448.20.
                                                    employees with disabilities and targeted                    Other aspects of the proposed rule                   recurring annual costs of between
                                                    disabilities.77                                          will impose recurring or ongoing costs                  approximately $3,034,680.00 at the low
                                                       Many of these requirements are                        on federal agencies.                                    end and $37,716,398.00 at the high end.
                                                    reflected in the proposed rule.                             Paragraph (d)(1)(ii) requires agencies                  Paragraph (d)(7)(i), which requires
                                                    Paragraph (d)(6) reaffirms that agencies                 to ensure that staff are available to                   agencies to adopt specific goals for
                                                    are required to gather distribution data                 perform certain tasks. We provide both                  employment of individuals with all
                                                    in order to assess whether individuals                   a high and a low estimate of the annual                 disabilities and individuals with
                                                    with disabilities and individuals with                   costs associated with this requirement.                 targeted disabilities, is likely to impose
                                                    targeted disabilities are being given                    To calculate the high estimate, we                      recurring or ongoing costs on federal
                                                    sufficient employment opportunities                      assume that each covered agency will                    agencies in three respects.
                                                    and paragraph (d)(7)(ii) reaffirms that                                                                             First, to determine whether the goals
                                                    additional steps must be taken, as                         79 The number of agencies covered by the              have been met, agencies will need to
                                                    appropriate, to address statistical                      requirements of MD–715 varies from year to year.        determine—
                                                    disparities.78                                           The number of agencies covered in Fiscal Year 2014         • the percentage of employees at the
                                                                                                             was 218.
                                                                                                               80 Pay rates for employees at the GS–14 level
                                                                                                                                                                     GS–11 level or above, including SES,
                                                    Commission does not have any data upon which to          depend on the within-grade level, or ‘‘step,’’ of the   who are individuals with disabilities;
                                                    base an estimate of time saved, it does not quantify     employee, which ranges between one and ten, and            • the percentage of employees at the
                                                    that benefit here.                                       on the geographic location of the employee. See
                                                       75 See Policy Guidance on Executive Order 13164,                                                              GS–11 level or above, including SES,
                                                                                                             generally General Schedule Classification and Pay,
                                                    supra note 19.                                           supra note 50. The Commission realizes that not all
                                                       76 29 U.S.C. 791(b).                                                                                            82 See Office of Pers. Mgmt., Salary Table 2015–
                                                                                                             of these tasks will be performed by employees
                                                       77 See Management Directive 715, supra note 11,       meeting these criteria; the assumption is made          DCB: Annual Rates by Grade and Step (Jan. 2015),
                                                    at B.III. MD–715 also requires agencies to determine     purely for purposes of the economic analysis.           available at http://www.opm.gov/policy-data-
                                                    whether they are meeting obligations imposed by            81 See Office of Pers. Mgmt., Salary Table 2015–      oversight/pay-leave/salaries-wages/salary-tables/
                                                    Title VII of the Civil Rights Act of 1964, 42 U.S.C.     DCB: Hourly Basic (B) Rates by Grade and Step,          15Tables/pdf/DCB.pdf (providing annual monetary
                                                    2000e et seq., on an annual basis. See Management        Hourly Overtime (O) Rates by Grade and Step (Jan.       compensation rates); Comparing the Compensation
                                                    Directive 715, supra note 11, at A. Those                2015), available at http://www.opm.gov/policy-          of Federal and Private-Sector Employees, supra
                                                    requirements are not relevant to this rulemaking.                                                                note 88, at 9.
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                                                                                                             data-oversight/pay-leave/salaries-wages/salary-
                                                       78 The Commission recognizes that proposed                                                                      83 See Disability Employment: Selective
                                                                                                             tables/15Tables/pdf/DCB_h.pdf (providing hourly
                                                    paragraph (d)(7)(i) requires agencies to adopt           monetary compensation rates); Congressional             Placement Program Coordinator Directory, Office of
                                                    specific goals for employment of individuals with        Budget Office, Comparing the Compensation of            Pers. Mgmt., http://www.opm.gov/policy-data-
                                                    all disabilities and individuals with targeted           Federal and Private-Sector Employees 9 (Jan. 2012),     oversight/disability-employment/selective-
                                                    disabilities for purposes of this assessment, and that   available at https://www.cbo.gov/sites/default/files/   placement-program-coordinator-directory/ (last
                                                    this aspect of the proposed rule may impose annual       01-30-FedPay_0.pdf (reporting that the cost of          visited Aug.3, 2015).
                                                    burdens on federal agencies. The burdens                 providing benefits to federal workers averages            84 See Salary Table 2015–DCB: Annual Rates by

                                                    associated with (d)(7)(i) are discussed below, and       between $15.50 and $24.70 per hour). For purposes       Grade and Step, supra note 82; Comparing the
                                                    the Commission seeks comment on the estimated            of this analysis, we assume a cost of $24.70 per        Compensation of Federal and Private-Sector
                                                    costs provided.                                          hour for benefits.                                      Employees, supra note 81, at 9.



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                                                                        Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                                         9133

                                                    who are individuals with targeted                       501, but do not have targeted                           employees under paragraph (d)(5) of the
                                                    disabilities;                                           disabilities, as a result of the rule.                  proposed rule. The Commission
                                                       • the percentage of employees at the                    However, the federal government will                 estimates that between 1.1% and 2.0%
                                                    GS–10 level or below who are                            need to hire additional individuals with                of the estimated 10,765 additional
                                                    individuals with disabilities; and                      targeted disabilities to meet the 2%                    federal employees, or between 118 and
                                                       • the percentage of employees at the                 goals at the GS–10 level and below and                  215 individuals, will require PAS to
                                                    GS–10 level or below who are                            at the GS–11 level and above.88 Data                    function in the workplace.93 Further,
                                                    individuals with targeted disabilities.                 show that individuals with targeted                     although the proposed rule allows
                                                                                                            disabilities currently represent 1.81% of               agencies to hire a single personal
                                                    Associated costs should be minimal.                     federal employees at the GS–10 level                    assistant to provide services to multiple
                                                    OPM already gathers data on the                         and below, and that approximately 384                   individuals, and to require personal
                                                    representation of individuals with                      additional employees with targeted                      assistants to perform additional duties,
                                                    disabilities and individuals with                       disabilities are required to reach the 2%               we nevertheless assume for the
                                                    targeted disabilities at each grade level               goal.89 Such individuals represent                      purposes of this analysis that each
                                                    within each agency. The OPM data                        approximately 0.8% of federal                           individual who will be entitled to PAS
                                                    include employees classified as veterans                employees at the GS–11 level and                        under the proposed rule will require a
                                                    with 30% or more disability.85 Agencies                 above, and approximately 10,381                         dedicated personal assistant for 40
                                                    therefore may make the required                         additional individuals with targeted                    hours per week.94 We provide both a
                                                    determinations by requesting the                        disabilities are required to reach the                  high and a low estimate of associated
                                                    relevant raw data from OPM, and                         goal.90 Although many of these 10,765                   costs under these assumptions.
                                                    performing the four simple calculations                 additional employees will not need                        To calculate the low estimate, we
                                                    noted above. The Commission estimates                   reasonable accommodations, we assume                    assume that the agency will hire
                                                    that agencies will spend 2 hours to                     for purposes of this economic analysis                  personal assistants on a contract basis,
                                                    perform the required analysis, to                       that they will.
                                                    determine whether goals have been met,                     We next consider the cost of the                        93 The Commission is aware of only one study

                                                    and to maintain the associated records,                                                                         that asks specifically about the need for personal
                                                                                                            required accommodations. Although                       assistance services among persons with disabilities
                                                    on an annual basis. Multiplying by the                  many accommodations have no                             in the workplace. The low estimate is based on that
                                                    number of agencies covered by the rule                  financial cost,91 we assume for purposes                study’s finding that 1.1% of surveyed individuals
                                                    yields a total of 436 burden hours. We                  of this economic analysis that the                      with disabilities reported the need to have a
                                                    assume that these tasks will be                                                                                 personal assistant to help with job-related activities
                                                                                                            needed accommodations will have a                       as a reasonable accommodation. See Craig
                                                    performed by an employee at the GS–14                   cost. The Job Accommodation Network                     Zwerling, et al., Workplace Accommodations for
                                                    step 5 level in the Washington-                         (‘‘JAN’’) has found that, if an                         People with Disabilities: National Health Interview
                                                    Baltimore-Northern Virginia, DC–MD–                                                                             Survey Disability Supplement, 1994–1995, 45 J.
                                                                                                            accommodation has a cost, it will                       Occupational & Envtl. Med. 517, 519 (2003). This
                                                    VA–WV–PA region, at an hourly rate of                   typically be approximately $500.00.                     study only included employed individuals with
                                                    $82.98 per hour (adjusted to include                    While some accommodations will cost                     disabilities. The Commission recognizes that,
                                                    benefits).86 Multiplying the hourly rate                more (for example sign language                         because individuals who need personal assistance
                                                    by the number of burden hours yields a                                                                          services have disproportionately high
                                                                                                            interpreters or specialized computer                    unemployment rates, the study likely
                                                    total recurring annual cost of                          equipment), they are the exception                      underestimates the percentage of such individuals
                                                    $36,179.28.                                             rather than the rule. Multiplying the                   in the labor pool.
                                                       Second, because paragraph (d)(7)(i)                  estimated 10,765 additional federal                        However, there is very little research on which
                                                    encourages federal agencies to hire                                                                             to base an estimate of the difference between the
                                                                                                            employees who will need reasonable                      need for personal assistance services at work among
                                                    individuals with disabilities, it may                   accommodations by the estimated cost                    individuals who are currently employed and
                                                    impose ongoing costs by increasing the                  of $500.00 per accommodation yields a                   individuals who are unemployed but seeking work.
                                                    number of federal employees who need                    total estimated recurring 92 cost of                    The Commission is only aware of one study,
                                                                                                                                                                    conducted in 2003, that partially addressed this
                                                    a reasonable accommodation.                             $5,382,500.00.                                          issue. That study found that approximately 7.7% of
                                                       We first consider the number of                         Third, again because paragraph                       employed individuals with disabilities reported
                                                    additional employees who will need a                    (d)(7)(i) encourages the hiring of                      difficulty with self-care, while approximately 8.6%
                                                    reasonable accommodation. Because                       individuals with disabilities, it may                   of individuals with disabilities who were
                                                                                                                                                                    unemployed and seeking work reported such
                                                    research shows that the federal                         impose ongoing costs arising from the                   difficulty. See Susan Stoddard et al., Personal
                                                    government as a whole has already                       obligation to provide PAS to new                        Assistance Services as a Workplace
                                                    achieved a representation rate of 12%                                                                           Accommodation, 27 Work 363, 364 (2006). Because
                                                                                                                                                                    difficulty with self-care is not equivalent to the
                                                    for people with disabilities as defined                    88 The regulation does not require agencies to
                                                                                                                                                                    need for personal assistance services at work, those
                                                    by Section 501 both at the GS–10 level                  create positions or vacancies for persons with
                                                                                                            targeted disabilities; agencies may place individuals   findings are not apposite. However, the 0.9%
                                                    and below and at the GS–11 level and                    with targeted disabilities into existing vacancies.     difference in difficulty with self-care between the
                                                    above,87 the Commission does not                           89 See Report on the Employment of Individuals
                                                                                                                                                                    two populations may be used as an estimate of
                                                                                                                                                                    differences in self-care-related needs more
                                                    expect that agencies will hire a large                  with Disabilities in the Federal Executive Branch:
                                                                                                                                                                    generally. Therefore, in order to calculate the high
                                                    number of individuals who have                          Fiscal Year 2014, supra note 48, at 25.                 estimate, the Commission assumes that an
                                                                                                               90 See id.
                                                    disabilities as defined under Section                      91 See Job Accommodation Network, Workplace
                                                                                                                                                                    additional 0.9% of the additional hires, or a total
                                                                                                                                                                    of 2%, will require personal assistance services.
                                                                                                            Accommodations: Low Cost, High Impact 3                    94 Because individuals who require personal
                                                       85 See, e.g., Report on the Employment of
                                                                                                            (updated Sept. 1, 2014), available at http://
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                                                                                                                                                                    assistance services generally do not require them
                                                    Individuals with Disabilities in the Federal            askjan.org/media/downloads/                             continuously throughout the workday, the cost of
                                                    Executive Branch: Fiscal Year 2014, supra note 48,      LowCostHighImpact.pdf (finding that 57% of all          providing such services to a single individual will
                                                    at 25.                                                  reasonable accommodations have no costs).               represent a fraction of this figure. See, e.g., Tatiana
                                                       86 See Hourly Basic (B) Rates by Grade and Step,        92 See id. We note that JAN’s estimate of $500.00
                                                                                                                                                                    I. Solovieva et al., Cost of Workplace
                                                    supra note 81; Comparing the Compensation of            is for one-time costs associated with providing a       Accommodations for Individuals with Disabilities:
                                                    Federal and Private-Sector Employees, supra note        reasonable accommodation. However, given the            With or Without Personal Assistance Services, 2
                                                    81, at 9.                                               limitations of the study, JAN was unable to provide     Disability & Health J. 196, 201 (2009) (reporting that
                                                       87 See Report on the Employment of Individuals       an estimate of ongoing or annual costs. We therefore    the median annual cost of accommodations for
                                                    with Disabilities in the Federal Executive Branch:      assume a cost of $500.00 per year for purposes of       individuals who need personal assistance services
                                                    Fiscal Year 2014, supra note 48, at 25.                 this estimate.                                          is $8000.00).



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                                                    9134                 Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules

                                                    at market rates. The average hourly                     of individuals who had medical                           current federal employees who require
                                                    wage for a personal assistant is                        conditions resulting in certain serious                  personal assistance services.
                                                    approximately equivalent to the federal                 functional limitations 98 required ‘‘a                     We are aware that at least 16 current
                                                    contract employee minimum hourly                        personal assistant to help with job-                     federal employees are already being
                                                    wage of $10.10.95 Multiplying this                      related activities.’’ 99                                 provided PAS at the agency’s expense.
                                                    amount by the approximate total                           In practice, however, the Commission                   Because provision of PAS to these
                                                    number of work hours per year (2,080)                   suspects that the number of existing                     individuals would not represent new
                                                    yields a total annual cost of $21,008.00                federal employees who would receive                      costs to these agencies, we exclude
                                                    per assistant. Multiplying by the low                   PAS as a result of this rule is close to                 these individuals from the analysis,
                                                    estimate of the number of new hires                     zero. Individuals who require PAS                        which leaves 153 individuals who will
                                                    expected to require PAS (118) yields a                  because of a disability typically cannot                 receive PAS from their employing
                                                    total cost of $2,478,944.00 per year.                   work, because once an individual begins                  agencies as a result of the rule.
                                                    Multiplying by the high estimate of the                 to earn an income the cost of the                        Multiplying that number by the low
                                                    number of new hires expected to require                 required assistance is shifted away from                 estimate of the associated costs as
                                                    PAS (215) yields a total cost of                        the public benefit system and onto the                   calculated above ($21,008.00) yields an
                                                    $4,516,720.00 per year.                                 individual. One study has found that an                  estimated cost of $3,214,224.00.
                                                       To calculate the high estimate, we                   individual would need to earn                            Multiplying by the high estimate of
                                                    assume that the agency will hire the                    approximately $40,000.00 per year                        associated costs ($64,581.97) yields an
                                                    personal assistant at the GS–5 step 5                   simply to offset the accompanying loss                   estimated cost of $9,881,041.41.
                                                    level, in the Washington-Baltimore-                     of benefits.100 Even at higher salaries,                   Based on the calculations above, we
                                                    Northern Virginia, DC–MD–VA–WV–PA                       the benefits of working would be                         conclude that the PAS requirement will
                                                    region. The annual compensation rate                    marginal.                                                have a total cost of between
                                                    for such an employee, adjusted to                         Nevertheless, because the                              $5,693,168.00 and $23,766,164.96 per
                                                    include benefits, is $64,581.97.96                      Commission lacks any other source of                     year.
                                                    Multiplying by the low estimate of the                  data on the issue, we estimate for                         Paragraphs (d)(8)(iii) and (d)(8)(iv)
                                                    number of new hires expected to require                 purposes of this economic analysis that                  require agencies to keep records of all
                                                    PAS (118) yields a total cost of                        1.1% of existing federal employees with                  agency employees hired under the
                                                    $7,620,672.46 per year. Multiplying by                  targeted disabilities will be given PAS                  Schedule A hiring authority for persons
                                                    the high estimate of the number of new                  by their employing agencies as a result                  with certain disabilities, to calculate the
                                                    hires expected to require such services                 of the proposed rule.101 There are                       number of such employees who have
                                                    (215) yields a total cost of                            approximately 1,343 individuals with                     been converted to career or career-
                                                    $13,885,123.55 per year.                                targeted disabilities in the federal                     conditional appointment, and to
                                                       In addition, some existing federal                   workforce.102 Multiplying that number                    calculate the number of such employees
                                                    employees may receive PAS from                          by 0.011 yields an estimated total of 169                who have been terminated prior to
                                                    federal agencies as a result of the rule.                                                                        conversion. The Commission estimates
                                                    The Commission is not aware of any                         98 Specifically, the study included individuals       that it will take agencies 2 hours to
                                                    existing data concerning the number of                  who had ‘‘difficulty with [activities of daily living]   gather the required data, to perform the
                                                    such employees, and is not aware of any                 (bathing, dressing, eating, getting in or out of bed     required calculations, and to create and
                                                    means of determining that number short                  or chair, or using the toilet); difficulty with          maintain the associated records, on an
                                                                                                            [instrumental activities of daily living] (preparing
                                                    of surveying the entire federal                         own meals, shopping for personal items, using the
                                                                                                                                                                     annual basis. Multiplying by the
                                                    workforce. The Commission is aware of                   telephone, doing heavy work around the house, or         number of agencies covered by the rule
                                                    one 2003 study measuring the number                     doing light work around the house); functional           yields a total of 436 burden hours. We
                                                    of employed individuals who require                     limitations (lifting 10 pounds, walking up 10 steps,     assume that these tasks will be
                                                                                                            walking a quarter mile, standing for 20 minutes,
                                                    personal services at work because of a                  bending down from a standing position, reaching
                                                                                                                                                                     performed by an employee at the GS–14
                                                    disability.97 That study found that 1.1%                over the head, using the fingers to grasp or handle      step 5 level in the Washington-
                                                                                                            something, or holding a pen or pencil); difficulty       Baltimore-Northern Virginia, DC–MD–
                                                       95 See, e.g., Douglas Klayman, et al., Soc.          seeing (even with their glasses); difficulty hearing     VA–WV–PA region, at an hourly rate of
                                                    Dynamics, LLC, Funding Options for Personal             (even with a hearing aid); reported mental health        $82.98 per hour (adjusted to include
                                                    Assistance Services 16 (2009), available at             or cognitive diagnoses (Down’s Syndrome, mental
                                                                                                            retardation, schizophrenia, delusional disorders,        benefits).103 Multiplying the hourly rate
                                                    www.dol.gov/odep/research/
                                                    FundingOptionsPersonalAssistanceServices(PAS)           bipolar disorder, major depression, severe               by the number of burden hours yields a
                                                    .pdf (finding that the average hourly wage was          personality disorder, alcohol abuse, drug abuse,         total of 436 burden hours, or a cost of
                                                    $9.11); Denetta L. Dowler et al., Personal Assistance   other mental or emotional conditions); or reported       $36,179.28.
                                                    Services in the Workplace: A Literature Review, 4       use of a cane, crutches, walker, wheelchair. Or
                                                                                                            scooter to get around.’’ Id. at 518.
                                                                                                                                                                       In addition to imposing costs, the
                                                    Disability & Health J. 201, 206 (2011) (finding that
                                                    the average hourly wages of between $8.18 and              99 Id. at 519.                                        Commission expects the proposed rule
                                                    $12.00); Tatiana I. Solovieva et al., Personal             100 See Douglas Klayman, et al., supra note 95, at    to have positive economic effects. By
                                                    Assistance Services (PAS) for Individuals with          17.                                                      bringing a greater number of individuals
                                                    Disabilities: Self-Care at the Workplace, 36 Work          101 The 2003 study found that 1.1% of persons
                                                                                                                                                                     with disabilities into the workforce, the
                                                    339, 341 (2010) (reporting an average hourly wage       with medical conditions resulting in certain serious
                                                    of $8.34). The federal contract employee minimum
                                                                                                                                                                     rule will reduce dependence on
                                                                                                            functional limitations require personal assistance in
                                                    hourly wage was adopted under Executive Order           the workplace. Craig Zwerling et al., supra note 93,     government benefits.104 To calculate the
                                                    No. 13658, 79 FR 9851 (Feb. 12, 2014), available at     at 519. The group of individuals included in the
                                                    http://www.gpo.gov/fdsys/pkg/FR-2014-02-20/pdf/         study more closely matches the definition of               103 See Hourly Basic (B) Rates by Grade and Step,
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                                                    2014-03805.pdf.                                         ‘‘targeted/severe disability’’ than the definition of    supra note 81; Comparing the Compensation of
                                                       96 To adjust for the cost of benefits, we divided    ‘‘disability,’’ as those terms are used in this rule.    Federal and Private-Sector Employees, supra note
                                                    the annual salary for an employee at this level         See note 98, supra. As noted above, the definition       81, at 9.
                                                    ($39,395.00) by 0.61. See Salary Table 2015–DCB:        of ‘‘disability’’ is to be construed much more             104 See, e.g., Jean P. Hall, et al., Employment as
                                                    Annual Rates by Grade and Step, supra note 82;          broadly for purposes of Section 501.                     a Health Determinant for Working-Age, Dually-
                                                    Comparing the Compensation of Federal and                  102 See Report on the Employment of Individuals       Eligible People with Disabilities, 6 Disability &
                                                    Private-Sector Employees, supra note 88, at 9           with Disabilities in the Federal Executive Branch:       Health J. 100 (2013) (finding that employment of
                                                    (reporting that benefits account for 39% of the cost    Fiscal Year 2014, supra note 48, at 25 (excluding        individuals with disabilities is associated with
                                                    of total compensation for federal workers).             employees who are not on the GS or SES pay               lower per-person, per-month Medicaid
                                                       97 See Craig Zwerling et al., supra note 93.         scales).                                                 expenditures).



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                                                                           Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                            9135

                                                    economic benefits to the federal                          protections against discrimination                    PART 1614—FEDERAL SECTOR
                                                    government of providing PAS to a single                   provided by Section 501.                              EQUAL EMPLOYMENT OPPORTUNITY
                                                    individual, we assume that each                             In summary, the Commission
                                                    individual receiving such services from                   estimates that the rule as a whole will               ■ 1. The authority citation for part 1614
                                                    an employer would otherwise rely on                       have a one-time initial cost to the                   continues to read as follows:
                                                    Social Security and Supplemental                          federal government of approximately                     Authority: 29 U.S.C. 206(d), 633a, 791 and
                                                    Security Income benefits to pay for                       $90,448.20; an annual cost to the federal             794a; 42 U.S.C. 2000e–16 and 2000FF–6(e);
                                                    those services. An individual who                         government of between $14,182,706.56                  E.O. 10577, 3 CFR, 1954–1958 Comp., p. 218;
                                                    requires PAS throughout the day, but                                                                            E.O. 11222, 3 CFR, 1964–1965 Comp., p. 306;
                                                                                                              and $66,937,421.52; and an annual
                                                    who lacks an income and is actively                                                                             E.O. 11478, 3 CFR, 1969 Comp., p. 133; E.O.
                                                                                                              economic benefit to the federal                       12106, 3 CFR, 1978 Comp., p. 263; Reorg.
                                                    looking for work, is most likely relying
                                                                                                              government of between $3,240,162.00                   Plan No. 1 of 1978, 3 CFR, 1978 Comp., p.
                                                    on government benefits to meet the
                                                                                                              and $5,903,685.00. The rule is also                   321.
                                                    significant cost of hiring a personal
                                                    assistant. Research indicates that, for                   expected to have a variety of non-
                                                                                                              monetizable qualitative and dignitary                 Subpart B—Provisions Applicable to
                                                    every individual with a disability who
                                                                                                              benefits for individuals with disabilities            Particular Complaints
                                                    transitions from receipt of benefits to
                                                    gainful employment, the federal                           and individuals with targeted
                                                                                                                                                                    ■ 2. Revise § 1614.203 to read as
                                                    government saves approximately                            disabilities.
                                                                                                                                                                    follows:
                                                    $19,380.00 in paid benefits, and gains                    Regulatory Flexibility Act
                                                    approximately $8,079.00 in tax revenue,                                                                         § 1614.203    Rehabilitation Act.
                                                    on an annual basis.105 Multiplying the                       The Commission certifies under 5                     (a) Definitions. The following
                                                    sum ($27,459.00) by the low and high                      U.S.C. 605(b) that this rule will not have            definitions apply for purposes of this
                                                    estimates of the number of new hires                      a significant economic impact on a                    section:
                                                    expected to require personal services                     substantial number of small entities,                    (1) The term ADA means title I of the
                                                    (118 and 215) yields an estimated                         because it applies exclusively to                     Americans with Disabilities Act of 1990,
                                                    economic benefit of between                               employees and agencies of the federal                 as amended (42 U.S.C. 12101 through
                                                    $3,240,162.00 and $5,903,685.00 per                       government. For this reason, a                        12117), title V of the Americans with
                                                    year.                                                     regulatory flexibility analysis is not                Disabilities Act, as amended (42 U.S.C.
                                                       In addition to its economic effects, the               required.                                             12201 through 12213), as it applies to
                                                    proposed rule is expected to have a                                                                             employment, and the regulations of the
                                                    variety of qualitative and dignitary                      Unfunded Mandates Reform Act of 1995
                                                                                                                                                                    Equal Employment Opportunity
                                                    benefits, all of which further values                       This final rule will not result in the              Commission implementing titles I and V
                                                    identified in Executive Order 13563                       expenditure by State, local, or tribal                of the ADA at part 1630 of this chapter.
                                                    such as equity, human dignity, and                        governments, in the aggregate, or by the                 (2) The term disability means
                                                    fairness. Most significantly, the rule will               private sector, of $100 million or more               disability as defined under § 1630.2(g)
                                                    increase the number of hiring and                         in any one year, and it will not                      through (l) of this chapter.
                                                    advancement opportunities available to                    significantly or uniquely affect small                   (3) The term hiring authority that
                                                    individuals with disabilities by making                   governments. Therefore, no actions were               takes disability into account means a
                                                    them better aware of federal job                          deemed necessary under the provisions                 hiring authority that permits an agency
                                                    openings. Research demonstrates that                      of the Unfunded Mandates Reform Act                   to consider disability status in the
                                                    employment is an important                                of 1995.                                              selection of individuals for
                                                    determinant of both perceived quality of                                                                        employment, including the hiring
                                                    life and health status among individuals                  Congressional Review Act                              authority for individuals with
                                                    with disabilities.106 Additional                                                                                intellectual disabilities, severe physical
                                                    anticipated qualitative and dignitary                        This action pertains to agency
                                                                                                              management, personnel and                             disabilities, or psychiatric disabilities,
                                                    benefits of the rule include, but are not                                                                       as set forth at 5 CFR 213.3102(u); the
                                                    limited to—                                               organization and does not substantially
                                                                                                              affect the rights or obligations of non-              Veterans’ Recruitment Appointment
                                                       • Promotion of human dignity and                                                                             authority, as set forth at 5 CFR part 307;
                                                    self-respect, and diminished feelings of                  agency parties and, accordingly, is not
                                                                                                              a ‘‘rule’’ as that term is used by the                and the 30% or More Disabled Veteran
                                                    exclusion and humiliation;                                                                                      authority, as set forth at 5 CFR
                                                       • reduced prevalence of disability-                    Congressional Review Act (Subtitle E of
                                                                                                                                                                    316.302(b)(4), 316.402(b)(4).
                                                    based stereotypes and associated stigma;                  the Small Business Regulatory
                                                                                                                                                                       (4) The term Plan means an
                                                       • increased diversity, understanding,                  Enforcement Fairness Act of 1996.
                                                                                                              Therefore, the reporting requirement of               affirmative action plan for the hiring,
                                                    and fairness in the workplace; and
                                                       • improved interactions with                           5 U.S.C. 801 does not apply.                          placement, and advancement of
                                                    coworkers and workplace morale.                                                                                 individuals with disabilities, as required
                                                                                                              List of Subjects in 29 CFR Part 1614                  under 29 U.S.C. 791(b).
                                                       The rule is also expected to prevent
                                                    disability-based employment                                                                                        (5) The term Schedule A hiring
                                                                                                                Administrative practice and                         authority for persons with certain
                                                    discrimination by making job                              procedure, Age discrimination, Equal
                                                    applicants, employees, and agency                                                                               disabilities means the hiring authority
                                                                                                              employment opportunity, Government                    for individuals with intellectual
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                                                    management better aware of the                            employees, Individuals with                           disabilities, severe physical disabilities,
                                                                                                              disabilities, Race discrimination,                    or psychiatric disabilities, as set forth at
                                                      105 See   Douglas Klayman, et al., supra note 95, at    Religious discrimination, Sex                         5 CFR 213.3102(u).
                                                    17.
                                                                                                              discrimination.
                                                       106 See, e.g., Jean P. Hall, et al., supra note 104,                                                            (6) The term Section 501 means
                                                    at 100 (finding that, among individuals who are             For the reasons set forth in the                    section 501 of the Rehabilitation Act of
                                                    eligible for both Medicaid and Medicare, paid
                                                    employment is associated with significantly better
                                                                                                              preamble, the Equal Employment                        1973, as amended (29 U.S.C. 791).
                                                    quality of life, self-reported health status, and         Opportunity Commission proposes to                       (7) The term targeted/severe disability
                                                    health behaviors).                                        amend 29 CFR part 1614 as follows:                    means a disability designated as such on


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                                                    9136                Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules

                                                    the Office of Personnel Management’s                    American Job Centers, State Vocational                training, including management training
                                                    Standard Form 256 (SF–256).                             Rehabilitation Agencies, the Veterans’                when eligible;
                                                      (8) The term undue hardship has the                   Vocational Rehabilitation and                            (B) Development or maintenance of a
                                                    meaning set forth in part 1630 of this                  Employment Program, Centers for                       mentoring program for employees with
                                                    chapter.                                                Independent Living, and Employment                    disabilities; and
                                                      (b) Nondiscrimination. Federal                        Network service providers.                               (C) Administration of exit interviews
                                                    agencies shall not discriminate on the                     (ii) Application process. The Plan                 that include questions on how the
                                                    basis of disability in regard to the hiring,            shall ensure that the agency has                      agency could improve the recruitment,
                                                    advancement or discharge of employees,                  designated sufficient staff to handle any             hiring, inclusion, and advancement of
                                                    employee compensation, job training, or                 disability-related issues that arise                  individuals with disabilities.
                                                    other terms, conditions, and privileges                 during the application and placement                     (2) Disability anti-harassment policy.
                                                    of employment. The standards used to                    processes, and will require the agency to             The Plan shall require the agency to
                                                    determine whether Section 501 has been                  provide such individuals with sufficient              state specifically in its anti-harassment
                                                    violated in a complaint alleging                        training, support, and other resources to             policy that harassment based on
                                                    employment discrimination under this                    carry out their responsibilities under                disability is prohibited and to include in
                                                    part shall be the standards applied                     this section, which shall include, at a               its training materials examples of the
                                                    under Titles I and V (sections 501                      minimum—                                              types of conduct that would constitute
                                                    through 504 and 510) of the Americans                      (A) Ensuring that disability-related               disability-based harassment.
                                                    with Disabilities Act of 1990, as                       questions from members of the public                     (3) Reasonable accommodation—(i)
                                                    amended (42 U.S.C. 12101, 12111,                        regarding the agency’s placement                      Procedures. The Plan shall require the
                                                    12201), as such sections relate to                      process are answered promptly and                     agency to adopt, and make available to
                                                    employment. These standards are set                     correctly, including questions about                  all job applicants and employees in
                                                    forth in part 1630 of this chapter.                     reasonable accommodations needed by                   written and accessible formats,
                                                      (c) Model employer. The Federal
                                                                                                            job applicants during the application                 reasonable accommodation procedures
                                                    Government shall be a model employer
                                                                                                            and placement processes, and questions                that are easy to understand and that, at
                                                    of individuals with disabilities.
                                                                                                            about how individuals may apply for                   a minimum—
                                                    Agencies shall give full consideration to
                                                                                                            appointment under a hiring authority                     (A) Explain relevant terms such as
                                                    the hiring, placement, and advancement
                                                                                                            that takes disability into account;                   ‘‘reasonable accommodation,’’
                                                    of qualified individuals with
                                                    disabilities.                                              (B) Processing requests for reasonable             ‘‘disability,’’ ‘‘interactive process,’’
                                                      (d) Affirmative action plan. Pursuant                 accommodations needed by job                          ‘‘qualified,’’ and ‘‘undue hardship,’’
                                                    to 29 U.S.C. 791, each agency shall                     applicants during the application and                 consistent with applicable statutory and
                                                    adopt and implement a Plan that                         placement processes, and ensuring that                regulatory definitions, using examples
                                                    provides sufficient assurances,                         the agency provides such                              where appropriate;
                                                    procedures, and commitments to                          accommodations when required to do so                    (B) Provide that reassignment to a
                                                    provide adequate recruitment, hiring,                   under the standards set forth in part                 position for which an employee is
                                                    placement, and advancement                              1630 of this chapter;                                 qualified, and not just permission to
                                                    opportunities for individuals with                         (C) Accepting applications for                     compete for such position, will be
                                                    disabilities at all levels of federal                   appointment under hiring authorities                  considered as a reasonable
                                                    employment. An agency fails to satisfy                  that take disability into account,                    accommodation if the agency
                                                    this requirement unless it has adopted                  consistent with applicable OPM                        determines that no other reasonable
                                                    and implemented a Plan that meets the                   regulations;                                          accommodation will permit the
                                                    following criteria:                                        (D) Determining whether individuals                employee with a disability to perform
                                                      (1) Disability hiring and advancement                 who have applied for appointment                      the essential functions of his or her
                                                    program—(i) Recruitment. The Plan                       under a hiring authority that takes                   current position, and notify supervisors
                                                    shall require the agency to take specific               disability into account are eligible for              and other relevant agency employees
                                                    steps to ensure that a broad range of                   appointment under that authority;                     about how and where to conduct a
                                                    individuals with disabilities will be                      (E) If an individual has applied for               search for available vacancies when
                                                    aware of and be encouraged to apply for                 appointment to a particular position                  reassignment is being considered;
                                                    job vacancies, when eligible. Such steps                under a hiring authority that takes                      (C) Explain that an individual may
                                                    shall include, at a minimum—                            disability into account and is eligible for           request a reasonable accommodation
                                                       (A) Use of programs and resources                    appointment under such authority,                     orally or in writing at any time, that an
                                                    that may be used to identify job                        forwarding the individual’s application               individual need not have a particular
                                                    applicants with disabilities who are                    to the relevant hiring officials, and                 accommodation in mind before making
                                                    eligible to be appointed under a hiring                 explaining to those officials how and                 a request, and that the request may be
                                                    authority that takes disability into                    when they may appoint the individual,                 made to a supervisor or manager in the
                                                    account, consistent with applicable                     consistent with all applicable laws;                  individual’s chain of command, the
                                                    OPM regulations, examples of which                         (F) Overseeing any other agency                    office designated by the agency to
                                                    could include training programs for                     programs designed to increase hiring of               oversee the reasonable accommodation
                                                    individuals with disabilities that lead                 individuals with disabilities.                        process, any agency employee
                                                    directly to employment or that provide                     (iii) Advancement program. The Plan                connected with the application process,
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                                                    the qualifications necessary for                        shall require the agency to take specific             or any other individual designated by
                                                    particular positions within the agency,                 steps to ensure that current employees                the agency to accept such requests;
                                                    and databases of potential job applicants               with disabilities have sufficient                        (D) Include any forms the agency uses
                                                    with disabilities; and                                  opportunities for advancement. Such                   in connection with a reasonable
                                                       (B) Establishing and maintaining                     steps may include, for example—                       accommodation request as attachments,
                                                    contacts with organizations specializing                   (A) Efforts to ensure that employees               and indicate that such forms are
                                                    in the placement of individuals with                    with disabilities are informed of and                 available in alternative formats that are
                                                    disabilities, including, for example,                   have opportunities to enroll in relevant              accessible to people with disabilities;


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                                                                        Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                             9137

                                                       (E) Describe the agency’s process for                or providing, a reasonable                            participates in an informal dispute
                                                    determining whether to provide a                        accommodation, the agency must notify                 resolution process; and
                                                    reasonable accommodation, including a                   the individual of the reason for the                     (D) Provides instructions on how to
                                                    description of the interactive process,                 delay;                                                file such a complaint.
                                                    and the individual from whom                               (Q) Explain that individuals who have                 (4) Accessibility of facilities and
                                                    requestors will receive a final decision;               been denied reasonable                                technology—(i) Contact information.
                                                       (F) Provide guidance to supervisors                  accommodations have the right to file                 The Plan shall require the agency to
                                                    on how to recognize requests for                        complaints in the Equal Employment                    provide all employees with contact
                                                    reasonable accommodation;                               Opportunity process and other statutory               information for an agency employee
                                                       (G) Require that decision makers                     processes, as appropriate;                            who is responsible for ensuring the
                                                    communicate, early in the interactive                      (R) Encourage the use of voluntary                 physical accessibility of the agency’s
                                                    process, with individuals who have                      informal dispute resolution processes                 facilities under the Architectural
                                                    requested a reasonable accommodation;                   that individuals may use to obtain                    Barriers Act of 1968, 42 U.S.C. 4151
                                                       (H) Explain that the agency may                      prompt reconsideration of denied                      through 4157, and an agency employee
                                                    require an individual who requests a                    requests for reasonable accommodation;                who is responsible for ensuring that the
                                                    reasonable accommodation to provide                        (S) Provide that the agency shall give             electronic and information technology
                                                    medical information that is sufficient to               the requestor a notice consistent with                purchased, maintained, or used by the
                                                    explain the nature of the individual’s                  the requirements of paragraph (d)(3)(iii)             agency is readily accessible to, and
                                                    disability, his or her need for reasonable              of this section at the time a requested               usable by, individuals with disabilities,
                                                    accommodation, and how the requested                    accommodation is denied; and                          as required by Section 508 of the
                                                    accommodation, if any, will assist the                     (T) Provide information on how to                  Rehabilitation Act of 1973, 29 U.S.C.
                                                    individual to apply for a job, perform                                                                        794d.
                                                                                                            access, at a minimum, Commission
                                                    the essential functions of a job, or enjoy                                                                       (ii) Filing complaints. The Plan shall
                                                                                                            guidance and technical assistance
                                                    the benefits and privileges of the                                                                            require the agency to provide all
                                                                                                            documents.                                            employees clear instructions on how to
                                                    workplace;                                                 (ii) Cost of accommodations. The Plan
                                                       (I) Explain the agency’s right to                                                                          file a complaint under Section 508 of
                                                                                                            shall require the agency to inform all                the Rehabilitation Act of 1973, 29 U.S.C.
                                                    request relevant supplemental medical                   employees who are authorized to grant
                                                    information if the information                                                                                794d, concerning the accessibility of
                                                                                                            or deny requests for reasonable                       agency technology, and a complaint
                                                    submitted by the requestor is                           accommodation that, pursuant to the
                                                    insufficient;                                                                                                 under the Architectural Barriers Act, 42
                                                                                                            regulations implementing the undue                    U.S.C. 4151 through 4157 concerning
                                                       (J) Explain the agency’s right to have
                                                                                                            hardship defense at 29 CFR part 1630,                 the accessibility of a building or facility.
                                                    medical information reviewed by a
                                                                                                            all available resources are considered                   (iii) Assistance with filing complaints
                                                    medical expert of the agency’s choosing
                                                                                                            when determining whether a denial of                  at other agencies. If investigation of a
                                                    at the agency’s expense;
                                                       (K) Explain the agency’s obligation to               reasonable accommodation based on                     complaint filed under Section 508 of the
                                                    keep medical information confidential,                  cost is appropriate. The Plan shall also              Rehabilitation Act of 1973 or the
                                                    in accordance with applicable laws and                  require the agency to provide such                    Architectural Barriers Act shows that it
                                                    regulations, and the limited                            employees with a list of all resources                is beyond the agency’s power to correct
                                                    circumstances under which such                          available for providing reasonable                    the identified inaccessibility, the agency
                                                    information may be disclosed;                           accommodations, and with instructions                 shall assist the individual in identifying
                                                       (L) Designate the maximum amount of                  on how to gain access to those                        the responsible party, and, if possible,
                                                    time the agency has, absent extenuating                 resources. Available resources may                    filing a complaint with such party.
                                                    circumstances, to either provide a                      include a centralized fund specifically                  (5) Personal services allowing
                                                    requested accommodation or deny the                     created by the agency for providing                   employees to participate in the
                                                    request, explain that the time limit                    reasonable accommodations, the                        workplace. The Plan shall require the
                                                    begins to run when the accommodation                    Department of Defense Computer and                    agency to provide, in addition to
                                                    is first requested, and explain that,                   Electronic Accommodations Program                     professional services required as a
                                                    where a particular reasonable                           (CAP), and agency funds that, although                reasonable accommodation under the
                                                    accommodation can be provided in less                   not designated specifically for providing             standards set forth in part 1630 of this
                                                    than the maximum amount of time                         reasonable accommodations, may be                     chapter, personal assistance services
                                                    allowed, failure to respond to a request                used for that purpose consistent with all             during work hours and job-related travel
                                                    in a prompt manner may result in a                      applicable laws.                                      to employees who need them because of
                                                    violation of the Rehabilitation Act;                       (iii) Notification of basis for denial.            a disability, unless doing so would
                                                       (M) Provide for expedited processing                 The Plan shall require the agency to                  impose undue hardship. Personal
                                                    of requests for reasonable                              provide a job applicant or employee                   assistance services may include, for
                                                    accommodations that are needed sooner                   who is denied a reasonable                            example, assistance with removing and
                                                    than the maximum allowable time frame                   accommodation with a written notice                   putting on clothing, eating, and using
                                                    permitted under paragraph (d)(3)(i)(L) of               that—                                                 the restroom. An individual who
                                                    this section;                                              (A) Explains the reasons for the denial            performs personal assistance services
                                                       (N) Explain that, where a reasonable                 and notifies the job applicant or                     may be required to perform additional
                                                                                                            employee of any available internal                    tasks, as time permits, including
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                                                    accommodation cannot be provided
                                                    immediately, the agency must provide                    appeal or dispute resolution processes;               provision of assistance required as a
                                                    an interim accommodation whenever                          (B) Informs the job applicant or                   reasonable accommodation and other
                                                    possible;                                               employee of the right to challenge the                duties, and may be required to perform
                                                       (O) Inform applicants and employees                  denial by filing a complaint of                       personal assistance services for more
                                                    how they may track the processing of                    discrimination under this part;                       than one individual with a disability.
                                                    requests for reasonable accommodation;                     (C) Explains that such complaint must                 (6) Utilization analysis—(i) Current
                                                       (P) Explain that, where there is a                   be filed within 45 days of the denial                 utilization. The Plan shall require the
                                                    delay in either processing a request for,               regardless of whether the individual                  agency to perform a workforce analysis


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                                                    9138                Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules

                                                    annually to determine the percentage of                 status as a positive factor in hiring,                different from the one requested) or
                                                    its employees at each grade level,                      promotion, or assignment decisions;                   denied;
                                                    including the Senior Executive Service,                    (C) Disability-related training and                  (E) The identity of the deciding
                                                    who have disabilities as defined by the                 education campaigns for all employees                 official;
                                                    Rehabilitation Act, and the percentage                  in the agency;
                                                                                                                                                                    (F) If denied, the basis for such denial;
                                                    of its employees at each grade level,                      (D) Additional outreach or
                                                                                                                                                                  and
                                                    including the Senior Executive Service,                 recruitment efforts; and
                                                    who have targeted/severe disabilities.                     (E) Adoption of training, mentoring,                 (G) The number of days taken to
                                                       (ii) For purposes of the analysis                    or internship programs for individuals                process the request.
                                                    required under paragraph (d)(6)(i) of                   with disabilities.                                      (e) Reporting—(1) Submission to the
                                                    this section, employees may be                             (8) Recordkeeping. The Plan shall                  Commission. On an annual basis, each
                                                    classified as individuals with                          require the agency to keep records that               federal agency shall submit to the
                                                    disabilities or individuals with a                      it may use to determine whether it is                 Commission for approval, at such time
                                                    targeted/severe disability on the basis                 complying with the nondiscrimination                  and in such manner as the Commission
                                                    of—                                                     and affirmative action requirements                   deems appropriate—
                                                       (A) Self-identification records                      imposed under Section 501, and to                       (i) A copy of its current Plan;
                                                    gathered in the manner prescribed by                    make such records available to the
                                                                                                                                                                    (ii) The results of the two most recent
                                                    the Office of Personnel Management;                     Commission upon the Commission’s
                                                                                                                                                                  workforce analyses performed pursuant
                                                       (B) Records acquired during the                      request, including, at a minimum,
                                                                                                                                                                  to paragraph (d)(6) of this section;
                                                    course of appointments made under                       records of—
                                                    hiring authorities that take disability                    (i) The number of job applications                   (iii) The number of individuals
                                                    into account; and                                       received from individuals with                        appointed to positions within the
                                                       (C) Records of requests for reasonable               disabilities and the number of                        agency under the Schedule A hiring
                                                    accommodation.                                          individuals with disabilities who were                authority for persons with certain
                                                       (iii) Data accuracy. The Plan shall                  hired by the agency;                                  disabilities during the previous year,
                                                    require the agency to take steps to                        (ii) The number of job applications                and the total number of employees
                                                    ensure that data collected pursuant to                  received from individuals with targeted/              whose employment at the agency began
                                                    paragraph (d)(6)(i) of this section are                 severe disabilities and the number of                 by appointment under the Schedule A
                                                    accurate.                                               individuals with targeted/severe                      hiring authority for persons with certain
                                                       (7) Goals—(i) Adoption. The Plan                     disabilities who were hired by the                    disabilities; and
                                                    shall commit the agency to the goal of                  agency;                                                 (iv) A list of any changes made to the
                                                    ensuring that—                                             (iii) All rescissions of conditional job           Plan since the prior submission, if any,
                                                       (A) No less than 12% of its employees                offers, demotions, and terminations                   and an explanation of why those
                                                    at the GS–11 level or above, including                  taken against applicants or employees as              changes were made.
                                                    employees in the Senior Executive                       a result of medical examinations or                     (2) Availability to the public. Each
                                                    Service, are individuals with                           inquiries;                                            agency shall make the information
                                                    disabilities;                                              (iv) All agency employees hired under              submitted to the Commission pursuant
                                                       (B) No less than 12% of its employees                the Schedule A hiring authority for                   to paragraph (e)(1) of this section
                                                    at the GS–10 level or below are                         persons with certain disabilities, and                available to the public by, at a
                                                    individuals with disabilities;                          each such employee’s date of hire,                    minimum, posting a copy of the
                                                       (C) No less than 2% of its employees                 entering grade level, probationary                    submission on its public Web site, and
                                                    at the GS–11 level or above, including                  status, and current grade level;                      by providing means by which members
                                                    employees in the Senior Executive                          (v) The number of employees                        of the public may request copies of the
                                                    Service, are individuals with targeted/                 appointed under the Schedule A hiring                 submission in alternative formats
                                                    severe disabilities; and                                authority for persons with certain                    accessible to individuals with
                                                       (D) No less than 2% of its employees                 disabilities who have been converted to               disabilities.
                                                    at the GS–10 level or below are                         career or career-conditional
                                                                                                                                                                    (f) Commission approval and
                                                    individuals with targeted/severe                        appointments in the competitive service
                                                                                                                                                                  disapproval—(1) Basis for approval. If
                                                    disabilities.                                           each year, and the number of such
                                                                                                                                                                  the Commission determines that an
                                                       (ii) Progression toward goals. The                   employees who were terminated prior to
                                                                                                                                                                  agency has adopted and implemented a
                                                    Plan shall require the agency to take                   being converted to a career or career-
                                                                                                                                                                  Plan that meets the requirements set
                                                    specific steps that are reasonably                      conditional appointment in the
                                                                                                                                                                  forth in paragraph (d) of this section, the
                                                    designed to gradually increase the                      competitive service each year; and
                                                                                                                                                                  Commission shall approve the Plan.
                                                    number of persons with disabilities and                    (vi) Details about each request for
                                                    targeted/severe disabilities employed at                reasonable accommodation including, at                  (2) Basis for disapproval. If the
                                                    the agency until they meet the goals                    a minimum—                                            Commission determines that an agency
                                                    established pursuant to paragraph                          (A) The specific reasonable                        has failed to adopt and implement a
                                                    (d)(7)(i) of this section. Examples of                  accommodation requested, if any;                      Plan that meets the requirements set
                                                    such steps include, but are not limited                    (B) The job (occupational series, grade            forth in paragraph (d) of this section, the
                                                    to—                                                     level, and agency component) sought by                Commission shall disapprove the Plan
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                                                       (A) Increased use of hiring authorities              the requesting applicant or held by the               as required by 29 U.S.C. 791(b). Failure
                                                    that take disability into account to hire               requesting employee;                                  to achieve a goal set forth in paragraph
                                                    or promote individuals with disabilities                   (C) Whether the accommodation was                  (d)(7)(i) of this section, by itself, is not
                                                    or targeted/severe disabilities, as                     needed to apply for a job, perform the                grounds for disapproval unless the Plan
                                                    applicable;                                             essential functions of a job, or enjoy the            fails to require the agency to take
                                                       (B) To the extent permitted by                       benefits and privileges of employment;                specific steps that are reasonably
                                                    applicable laws, consideration of                          (D) Whether the request was granted                designed to achieve the goal.
                                                    disability or targeted/severe disability                (which may include an accommodation                      Dated: February 16, 2016.



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                                                                        Federal Register / Vol. 81, No. 36 / Wednesday, February 24, 2016 / Proposed Rules                                                 9139

                                                      For the Commission.                                   the BSA and its implementing                          of its finding and NPRM on June 6,
                                                    Cynthia G. Pierre,                                      regulations has been delegated to the                 2013. The Department of Justice
                                                    Chief Operating Officer.                                Director of FinCEN.                                   announced on May 28, 2013 that it had
                                                    [FR Doc. 2016–03530 Filed 2–23–16; 8:45 am]                Section 311 of the USA PATRIOT Act                 charged seven of Liberty Reserve’s
                                                    BILLING CODE 6570–01–P
                                                                                                            (‘‘Section 311’’) grants the Director of              principals and employees with money-
                                                                                                            FinCEN the authority, upon finding that               laundering, seized five domain names,
                                                                                                            reasonable grounds exist for concluding               including ‘‘LibertyReserve.com,’’ and
                                                                                                            that a foreign jurisdiction, foreign                  seized or restricted the activity of 45
                                                    DEPARTMENT OF THE TREASURY
                                                                                                            financial institution, class of                       bank accounts related to Liberty
                                                    Financial Crimes Enforcement Network                    transactions, or type of account is of                Reserve. In light of these actions, Liberty
                                                                                                            ‘‘primary money laundering concern,’’                 Reserve has since ceased to function as
                                                    31 CFR Part 1010                                        to require domestic financial                         a financial institution.
                                                                                                            institutions and financial agencies to
                                                    RIN 1506–AB23                                           take certain ‘‘special measures’’ to                  III. Withdrawal of the Finding and
                                                                                                            address the primary money laundering                  NPRM
                                                    Financial Crimes Enforcement                            concern. The special measures                           For the reasons set forth above,
                                                    Network; Withdrawal of Finding and                      enumerated under Section 311 are                      FinCEN hereby withdraws its finding
                                                    Notice of Proposed Rulemaking                           prophylactic safeguards that defend the               that Liberty Reserve is of primary
                                                    Regarding Liberty Reserve S.A.                          U.S. financial system from money                      money laundering concern and the
                                                    AGENCY:  Financial Crimes Enforcement                   laundering and terrorist financing.                   related NPRM published on June 6,
                                                    Network (‘‘FinCEN’’), Treasury.                         FinCEN may impose one or more of                      2013, seeking to impose the fifth special
                                                    ACTION: Withdrawal of finding and                       these special measures in order to                    measure regarding Liberty Reserve.
                                                    notice of proposed rulemaking.                          protect the U.S. financial system from
                                                                                                            these threats. To that end, special                   Jamal El-Hindi,
                                                    SUMMARY:    This document withdraws                     measures one through four, codified at                Deputy Director, Financial Crimes
                                                    FinCEN’s finding that Liberty Reserve                   31 U.S.C. 5318A(b)(1) through (4),                    Enforcement Network.
                                                    S.A. (‘‘Liberty Reserve’’) is a financial               impose additional recordkeeping,                      [FR Doc. 2016–03830 Filed 2–23–16; 8:45 am]
                                                    institution of primary money laundering                 information collection, and information               BILLING CODE 4810–02–P
                                                    concern and the related notice of                       reporting requirements on covered U.S.
                                                    proposed rulemaking seeking to impose                   financial institutions. The fifth special
                                                    the fifth special measure regarding                     measure, codified at 31 U.S.C.                        DEPARTMENT OF THE INTERIOR
                                                    Liberty Reserve, pursuant to section 311                5318A(b)(5), allows the Director to
                                                    of the USA PATRIOT Act (‘‘Section                       prohibit or impose conditions on the                  National Park Service
                                                    311’’). Because of material subsequent                  opening or maintaining of
                                                    developments that have mitigated the                    correspondent or payable-through                      36 CFR Part 7
                                                    money laundering risks associated with                  accounts for the identified institution by
                                                                                                            U.S. financial institutions.                          [NPS–GOGA–19691; PX.XGOGA1604.00.1]
                                                    Liberty Reserve, FinCEN has determined
                                                    that Liberty Reserve is no longer a                     II. The Finding and Notice of Proposed                RIN 1024–AE16
                                                    primary money laundering concern that                   Rulemaking
                                                    warrants the implementation of a                                                                              Special Regulations, Areas of the
                                                    special measure under Section 311.                      A. The Finding and Notice of Proposed                 National Park Service, Golden Gate
                                                    DATES: The finding and notice of
                                                                                                            Rulemaking                                            National Recreation Area, Dog
                                                    proposed rulemaking are withdrawn as                       Based upon review and analysis of                  Management
                                                    of February 24, 2016.                                   relevant information, consultations with
                                                                                                                                                                  AGENCY:    National Park Service, Interior.
                                                    FOR FURTHER INFORMATION CONTACT: The                    relevant Federal agencies and
                                                                                                            departments, and after consideration of               ACTION:   Proposed rule.
                                                    FinCEN Resource Center at (800) 767–
                                                    2825.                                                   the factors enumerated in Section 311,                SUMMARY:    The National Park Service
                                                                                                            the Director of FinCEN found that                     proposes to amend its special
                                                    SUPPLEMENTARY INFORMATION:
                                                                                                            reasonable grounds existed for                        regulations for Golden Gate National
                                                    I. Background                                           concluding that Liberty Reserve S.A.                  Recreation Area regarding dog walking.
                                                                                                            (‘‘Liberty Reserve’’) was a financial
                                                       On October 26, 2001, the President                                                                         The rule would apply to 22 locations
                                                                                                            institution of primary money laundering
                                                    signed into law the Uniting and                                                                               within the park and would designate
                                                                                                            concern. FinCEN published a proposed
                                                    Strengthening America by Providing                                                                            areas within these locations for on-leash
                                                                                                            rule proposing the imposition of the
                                                    Appropriate Tools Required to Intercept                                                                       and regulated (i.e., voice and sight
                                                                                                            fifth special measure on June 6, 2013,
                                                    and Obstruct Terrorism Act of 2001,                                                                           control) off-leash dog walking. Areas in
                                                                                                            pursuant to the authority under 31
                                                    Public Law 107–56 (the ‘‘USA PATRIOT                                                                          these 22 locations that are not
                                                                                                            U.S.C. 5318A.1
                                                    Act’’). Title III of the USA PATRIOT Act                                                                      designated as open to dogs would be
                                                    amends the anti-money laundering                        B. Subsequent Developments                            closed to dogs, except for service
                                                    provisions of the Bank Secrecy Act                        Since FinCEN’s finding and related                  animals in accordance with National
                                                    (BSA), codified at 12 U.S.C. 1829b, 12                                                                        Park Service regulations. The rule
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                                                                                                            NPRM regarding Liberty Reserve,
                                                    U.S.C. 1951–1959, and 31 U.S.C. 5311–                   material facts regarding the                          would modify and, in some
                                                    5314, 5316–5332, to promote the                         circumstances of the proposed                         circumstances, relax the National Park
                                                    prevention, detection, and prosecution                  rulemaking have changed. Liberty                      System-wide pet regulations for these 22
                                                    of international money laundering and                   Reserve was a web-based money transfer                locations. To the extent not modified by
                                                    the financing of terrorism. Regulations                 system when FinCEN published notice                   this rule, dog walking in all NPS-
                                                    implementing the BSA appear at 31 CFR                                                                         managed areas within the park would
                                                    chapter X. The authority of the                          1 See 78 FR 34008 (June 6, 2013) (RIN 1506–          continue to be regulated under National
                                                    Secretary of the Treasury to administer                 AB23).                                                Park System-wide pet regulations.


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Document Created: 2016-02-23 23:55:31
Document Modified: 2016-02-23 23:55:31
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesSubmit comments on or before April 25, 2016.
ContactChristopher Kuczynski, Assistant Legal Counsel, (202) 663-4665, or Aaron Konopasky, Senior Attorney-Advisor, (202) 663-4127 (voice), or (202) 663-7026 (TTY), Office of Legal Counsel, U.S. Equal Employment Opportunity Commission. (These are not toll free numbers.) Requests for this document in an alternative format should be made to the Office of Communications and Legislative Affairs at (202) 663-4191 (voice) or (202) 663-4494 (TTY).
FR Citation81 FR 9123 
RIN Number3046-AA94
CFR AssociatedAdministrative Practice and Procedure; Age Discrimination; Equal Employment Opportunity; Government Employees; Individuals with Disabilities; Race Discrimination; Religious Discrimination and Sex Discrimination

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