81_FR_92242 81 FR 91999 - Proposed Information Collection Submitted to the Office of Management and Budget; Request for Comments

81 FR 91999 - Proposed Information Collection Submitted to the Office of Management and Budget; Request for Comments

DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration

Federal Register Volume 81, Issue 243 (December 19, 2016)

Page Range91999-92000
FR Document2016-30479

In compliance with the Paperwork Reduction Act of 1995, this notice announces that the Information Collection Request (ICR) abstracted below is being forwarded to the Office of Management and Budget (OMB) for review and comments. A Federal Register Notice with a 60-day comment period soliciting comments on the following information collection was published on September 20, 2016 (81 FR 65709).

Federal Register, Volume 81 Issue 243 (Monday, December 19, 2016)
[Federal Register Volume 81, Number 243 (Monday, December 19, 2016)]
[Notices]
[Pages 91999-92000]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-30479]


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DEPARTMENT OF TRANSPORTATION

National Highway Traffic Safety Administration

[Docket No. NHTSA-2016-0091]


Proposed Information Collection Submitted to the Office of 
Management and Budget; Request for Comments

ACTION: Notice and request for comments.

-----------------------------------------------------------------------

SUMMARY: In compliance with the Paperwork Reduction Act of 1995, this 
notice announces that the Information Collection Request (ICR) 
abstracted below is being forwarded to the Office of Management and 
Budget (OMB) for review and comments. A Federal Register Notice with a 
60-day comment period soliciting comments on the following information 
collection was published on September 20, 2016 (81 FR 65709).

DATES: Comments must be submitted on or before January 18, 2017.

ADDRESSES: Send comments regarding the burden estimate, including 
suggestions for reducing the burden, to the Office of Management and 
Budget, Attention: NHTSA Desk Officer, 725 17th Street NW., Washington, 
DC 20503.
    Comments are invited on the following:
    i. Whether the proposed collection of information is necessary for 
the proper performance of the functions of the Department, including 
whether the information will have practical utility;
    ii. The accuracy of the Department's estimate of the burden of the 
proposed information collection;
    iii. Ways to enhance the quality, utility and clarity of the 
information to be collected; and
    iv. Ways to minimize the burden of the collection of information on 
respondents, including the use of automated collection techniques or 
other forms of information technology.

FOR FURTHER INFORMATION CONTACT: Ms. Yvonne Clarke, NHTSA, 1200 New 
Jersey Avenue SE., Washington, DC 20590; Telephone (202) 366-1845; 
Facsimile: (202) 366-2106; email address: [email protected].
    For access to the docket to read background documents, go to http://www.regulations.gov or the street address listed above. Follow the 
online instructions for accessing the dockets.

SUPPLEMENTARY INFORMATION: 
    Title: Vehicle Performance Guidance.
    OMB Control Number: Not assigned.
    Type of Request: New Information Collection.
    Abstract: On September 20, 2016, the Department of Transportation 
published its Federal Automated Vehicles Policy. Recognizing the 
potential that highly automated vehicles (HAVs) have to enhance safety 
and mobility, the Federal Automated Vehicles Policy sets out an 
approach to enable the safe deployment of L2 and HAV systems. An HAV 
system is defined as one that corresponds to Conditional (Level 3), 
High (Level 4), and Full (Level 5) Automation, as defined in SAE J3016. 
HAV systems rely on the automation system (not on a human driver) to 
monitor the driving environment for at least certain aspects of the 
driving task. An L2 system, also described in SAE J3016, is different 
because the human driver is never relieved of the responsibility to 
monitor the driving environment.
    The speed with which increasingly complex L2 and HAV systems are 
evolving challenges DOT and NHTSA to take approaches that ensure these 
technologies are safely introduced, provide safety benefits today, and 
achieve their full safety potential in the future. Consistent with its 
statutory purpose to reduce traffic accidents and deaths and injuries 
resulting from traffic accidents, NHTSA seeks to collect from, and 
recommend the recordkeeping and disclosure of information by vehicle 
manufacturers and other entities as described in Federal Automated 
Vehicles Policy. Specifically, NHTSA's recommendations in the policy 
section titled ``Vehicle Performance Guidance for Automated Vehicles'' 
(hereafter referred to as ``Guidance'') are the subject of this 
voluntary information collection request. This Guidance outlines 
recommended best practices, many of which should be commonplace in the 
industry, for the safe pre-deployment design, development, and testing 
of HAV and L2 systems prior to commercial sale or operation on public 
roads. Further, the Guidance identifies key areas to be addressed by 
manufacturers and other entities prior to testing or deploying HAV or 
L2 systems on public roadways.
    To assist NHTSA and the public in evaluating how safety is being 
addressed by manufacturers and other entities developing and testing 
HAV and L2 systems, NHTSA is recommending the following documentation, 
recordkeeping, and disclosures that aid in that mission. The burden 
estimates contained in this notice are based on the Agency's present 
understanding of the HAV and L2 systems market. NHTSA seeks comment on 
the burden estimates in this notice in whole or in part.
    Currently NHTSA expects up to approximately 45 OEMS and other 
entities producing level 3 through 5

[[Page 92000]]

vehicles or features will choose to voluntarily comply with the 
guidance set forth in the Federal Automated Vehicle Policy. The agency 
also expects that up to 45 manufacturers and other entities who are 
currently supplying level 2 functionality to voluntarily comply with 
the guidance. The estimated cost for complying with this regulation is 
$100 per hour. Therefore, the total annual cost is estimated to be 
$13,605,000 (time burden of 136,050 hours x $100 cost per hour).
    Affected Public: Business or other for profit.
    Estimated Number of Respondents: 90.
    Estimated Number of Responses: 90.
    Annual Estimated Total Annual Burden Hours: 136,050 hrs.
    Frequency of Collection: Annual.
    On September 20, 2016, NHTSA published a notice announcing the 
proposed collection of information pursuant to 44 U.S.C. 3501 et seq. 
and providing a 60-day comment period (81 FR 65709). . The Agency 
received 11 comments on this notice from the general public, five of 
these commenters provided general comments on the Federal Automated 
Vehicles Policy (the Policy). The remaining commenters (Daimler Trucks 
North America, the Alliance of Automobile Manufacturers, Inc., 
Association of Global Automakers, Inc., Motor and Equipment 
Manufacturers Association (MEMA), Truck and Engine Manufacturers 
Association (EMA), and the Insurance Institute for Highway Safety 
(IIHS)) had comments that were responsive to the 60-Day notice. The 
Agency also received a number of substantive comments pertaining to the 
ICR as part of the overall general comments on the Policy (Docket # 
NHTSA-2016-0090). In general these comments were reflected in the 
specific comments received on the 60-Day Notice.
    These comments can be grouped into the following categories:

1. Comments regarding the burden of voluntarily responding to the 15 
point Safety Assessment
2. Comments regarding the burden hours imposed by the guidance (e.g. 
documentation related to the 15 point Safety Assessment) contained in 
the Federal Automated Vehicles Policy
3. Comments regarding the scope of the Safety Assessment Letter
4. Comments regarding submitting Safety Assessment Letters for test 
vehicles
5. Comments regarding submitting Safety Assessment Letters for vehicles 
meeting SAE International (SAE) Level 2 automation

    It is important to note that the Federal Automated Vehicles Policy 
was effective on September 23, 2016, and is intended to be updated on 
an annual basis. Therefore the burden hours outlined in the 60-Day 
notice and this subsequent 30 Day notice are reflective of that version 
of the policy. Comments which suggested changes to the scope of the 
Safety Assessment Letter, removal of test vehicles and SAE Level 2 
vehicles from the Policy, and similar comments are addressed in the 
supporting document. Additionally, the agency has provided and will 
continue to provide clarifications to the policy on its Web site.
    The remaining comments regarding the burden of voluntarily 
submitting a Safety Assessment Letter and the burden of following the 
guidance contained inside the Policy can be summed up as ``NHTSA has 
underestimated the burden of following its policy.'' However, none of 
the commenters offered substantive information regarding the specific 
details of the Agency's underestimation of the burden in following the 
Policy's Guidance. In light of these comments, NHTSA has reevaluated 
its analysis of the burden hours and looked to voluntary industry 
standards such as the International Organization for Standardization's 
(ISO) 26262--Road vehicles--Functional safety, SAE J3061--Cybersecurity 
Guidebook for Cyber-Physical Vehicle Systems, and NHTSA's own 
experience with safety defect investigations as it relates to record 
keeping by companies. Based on this analysis and the Agency's 
observation that the Policy is not suggesting new documentation 
procedures, we have not made any adjustments to the burden hours . . .

    Authority: The Paperwork Reduction Act of 1995; 44 U.S.C. 
Chapter 35, as amended; and 49 CFR 1.95.

Nathaniel Beuse,
Associate Administrator for Vehicle Safety Research, National Highway 
Traffic Safety Administration.
[FR Doc. 2016-30479 Filed 12-16-16; 8:45 am]
 BILLING CODE 4910-59-P



                                                                           Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Notices                                            91999

                                                  Interested parties are invited to                     DEPARTMENT OF TRANSPORTATION                          its Federal Automated Vehicles Policy.
                                                participate in these proceedings by                                                                           Recognizing the potential that highly
                                                submitting written views, data, or                      National Highway Traffic Safety                       automated vehicles (HAVs) have to
                                                comments. FRA does not anticipate                       Administration                                        enhance safety and mobility, the Federal
                                                scheduling a public hearing in                          [Docket No. NHTSA–2016–0091]                          Automated Vehicles Policy sets out an
                                                connection with these proceedings since                                                                       approach to enable the safe deployment
                                                the facts do not appear to warrant a                    Proposed Information Collection                       of L2 and HAV systems. An HAV
                                                hearing. If any interested party desires                Submitted to the Office of Management                 system is defined as one that
                                                an opportunity for oral comment, they                   and Budget; Request for Comments                      corresponds to Conditional (Level 3),
                                                                                                                                                              High (Level 4), and Full (Level 5)
                                                should notify FRA, in writing, before
                                                                                                              Notice and request for
                                                                                                        ACTION:                                               Automation, as defined in SAE J3016.
                                                the end of the comment period and
                                                                                                        comments.                                             HAV systems rely on the automation
                                                specify the basis for their request.                                                                          system (not on a human driver) to
                                                  All communications concerning these                   SUMMARY:   In compliance with the                     monitor the driving environment for at
                                                proceedings should identify the                         Paperwork Reduction Act of 1995, this                 least certain aspects of the driving task.
                                                appropriate docket number and may be                    notice announces that the Information                 An L2 system, also described in SAE
                                                submitted by any of the following                       Collection Request (ICR) abstracted                   J3016, is different because the human
                                                methods:                                                below is being forwarded to the Office                driver is never relieved of the
                                                                                                        of Management and Budget (OMB) for                    responsibility to monitor the driving
                                                  • Web site: http://                                   review and comments. A Federal                        environment.
                                                www.regulations.gov. Follow the online                  Register Notice with a 60-day comment                    The speed with which increasingly
                                                instructions for submitting comments.                   period soliciting comments on the                     complex L2 and HAV systems are
                                                  • Fax: 202–493–2251.                                  following information collection was                  evolving challenges DOT and NHTSA to
                                                                                                        published on September 20, 2016 (81 FR                take approaches that ensure these
                                                  • Mail: Docket Operations Facility,
                                                                                                        65709).                                               technologies are safely introduced,
                                                US Department of Transportation, 1200
                                                                                                        DATES: Comments must be submitted on                  provide safety benefits today, and
                                                New Jersey Avenue SE., W12–140,
                                                                                                        or before January 18, 2017.                           achieve their full safety potential in the
                                                Washington, DC 20590.
                                                                                                        ADDRESSES: Send comments regarding                    future. Consistent with its statutory
                                                  • Hand Delivery: 1200 New Jersey                      the burden estimate, including                        purpose to reduce traffic accidents and
                                                Avenue SE., Room W12–140,                               suggestions for reducing the burden, to               deaths and injuries resulting from traffic
                                                Washington, DC 20590, between 9 a.m.                    the Office of Management and Budget,                  accidents, NHTSA seeks to collect from,
                                                and 5 p.m., Monday through Friday,                      Attention: NHTSA Desk Officer, 725                    and recommend the recordkeeping and
                                                except Federal Holidays.                                17th Street NW., Washington, DC 20503.                disclosure of information by vehicle
                                                  Communications received by                              Comments are invited on the                         manufacturers and other entities as
                                                February 2, 2017 will be considered by                  following:                                            described in Federal Automated
                                                FRA before final action is taken.                         i. Whether the proposed collection of               Vehicles Policy. Specifically, NHTSA’s
                                                Comments received after that date will                  information is necessary for the proper               recommendations in the policy section
                                                                                                        performance of the functions of the                   titled ‘‘Vehicle Performance Guidance
                                                be considered as far as practicable.
                                                                                                        Department, including whether the                     for Automated Vehicles’’ (hereafter
                                                  Anyone is able to search the                          information will have practical utility;              referred to as ‘‘Guidance’’) are the
                                                electronic form of any written                            ii. The accuracy of the Department’s                subject of this voluntary information
                                                communications and comments                             estimate of the burden of the proposed                collection request. This Guidance
                                                received into any of our dockets by the                 information collection;                               outlines recommended best practices,
                                                name of the individual submitting the                     iii. Ways to enhance the quality,                   many of which should be commonplace
                                                comment (or signing the document, if                    utility and clarity of the information to             in the industry, for the safe pre-
                                                submitted on behalf of an association,                  be collected; and                                     deployment design, development, and
                                                business, labor union, etc.). In                          iv. Ways to minimize the burden of                  testing of HAV and L2 systems prior to
                                                accordance with 5 U.S.C. 553(c), DOT                    the collection of information on                      commercial sale or operation on public
                                                solicits comments from the public to                    respondents, including the use of                     roads. Further, the Guidance identifies
                                                better inform its processes. DOT posts                  automated collection techniques or                    key areas to be addressed by
                                                                                                        other forms of information technology.                manufacturers and other entities prior to
                                                these comments, without edit, including
                                                any personal information the                            FOR FURTHER INFORMATION CONTACT: Ms.                  testing or deploying HAV or L2 systems
                                                                                                        Yvonne Clarke, NHTSA, 1200 New                        on public roadways.
                                                commenter provides, to                                                                                           To assist NHTSA and the public in
                                                                                                        Jersey Avenue SE., Washington, DC
                                                www.regulations.gov, as described in                                                                          evaluating how safety is being
                                                                                                        20590; Telephone (202) 366–1845;
                                                the system of records notice (DOT/ALL–                                                                        addressed by manufacturers and other
                                                                                                        Facsimile: (202) 366–2106; email
                                                14 FDMS), which can be reviewed at                      address: Yvonne.e.clarke@dot.gov.                     entities developing and testing HAV and
                                                https://www.transportation.gov/privacy.                   For access to the docket to read                    L2 systems, NHTSA is recommending
                                                See also https://www.regulations.gov/                   background documents, go to http://                   the following documentation,
                                                privacyNotice for the privacy notice of                 www.regulations.gov or the street                     recordkeeping, and disclosures that aid
                                                regulations.gov.                                        address listed above. Follow the online               in that mission. The burden estimates
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                                                                                                        instructions for accessing the dockets.               contained in this notice are based on the
                                                Robert C. Lauby,
                                                                                                        SUPPLEMENTARY INFORMATION:                            Agency’s present understanding of the
                                                Associate Administrator for Railroad Safety,                                                                  HAV and L2 systems market. NHTSA
                                                Chief Safety Officer.
                                                                                                          Title: Vehicle Performance Guidance.
                                                                                                          OMB Control Number: Not assigned.                   seeks comment on the burden estimates
                                                [FR Doc. 2016–30443 Filed 12–16–16; 8:45 am]              Type of Request: New Information                    in this notice in whole or in part.
                                                BILLING CODE 4910–06–P                                  Collection.                                              Currently NHTSA expects up to
                                                                                                          Abstract: On September 20, 2016, the                approximately 45 OEMS and other
                                                                                                        Department of Transportation published                entities producing level 3 through 5


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                                                92000                      Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Notices

                                                vehicles or features will choose to                     4. Comments regarding submitting                      DEPARTMENT OF THE TREASURY
                                                voluntarily comply with the guidance                          Safety Assessment Letters for test
                                                set forth in the Federal Automated                            vehicles                                        Office of Foreign Assets Control
                                                Vehicle Policy. The agency also expects                 5. Comments regarding submitting
                                                that up to 45 manufacturers and other                         Safety Assessment Letters for                   Sanctions Actions Pursuant to
                                                entities who are currently supplying                          vehicles meeting SAE International              Executive Order 13224
                                                level 2 functionality to voluntarily                          (SAE) Level 2 automation
                                                comply with the guidance. The                              It is important to note that the Federal           AGENCY:  Office of Foreign Assets
                                                estimated cost for complying with this                  Automated Vehicles Policy was                         Control, Treasury.
                                                regulation is $100 per hour. Therefore,                 effective on September 23, 2016, and is               ACTION:   Notice.
                                                the total annual cost is estimated to be                intended to be updated on an annual
                                                $13,605,000 (time burden of 136,050                     basis. Therefore the burden hours
                                                                                                                                                              SUMMARY:   The Department of the
                                                hours × $100 cost per hour).                            outlined in the 60-Day notice and this
                                                   Affected Public: Business or other for               subsequent 30 Day notice are reflective               Treasury’s Office of Foreign Assets
                                                profit.                                                 of that version of the policy. Comments               Control (OFAC) is publishing the names
                                                   Estimated Number of Respondents:                     which suggested changes to the scope of               of 1 individual and 2 entities whose
                                                90.                                                     the Safety Assessment Letter, removal of              property and interests in property are
                                                   Estimated Number of Responses: 90.                   test vehicles and SAE Level 2 vehicles                blocked pursuant to Executive Order
                                                   Annual Estimated Total Annual                        from the Policy, and similar comments                 13224 of September 23, 2001, ‘‘Blocking
                                                Burden Hours: 136,050 hrs.                              are addressed in the supporting                       Property and Prohibiting Transactions
                                                   Frequency of Collection: Annual.                     document. Additionally, the agency has                With Persons Who Commit, Threaten To
                                                   On September 20, 2016, NHTSA                         provided and will continue to provide                 Commit, or Support Terrorism.’’
                                                published a notice announcing the                       clarifications to the policy on its Web
                                                                                                        site.                                                 DATES: OFAC’s actions described in this
                                                proposed collection of information
                                                                                                           The remaining comments regarding                   notice were effective on December 13,
                                                pursuant to 44 U.S.C. 3501 et seq. and
                                                                                                        the burden of voluntarily submitting a                2016.
                                                providing a 60-day comment period (81
                                                FR 65709). . The Agency received 11                     Safety Assessment Letter and the
                                                                                                                                                              FOR FURTHER INFORMATION CONTACT:
                                                comments on this notice from the                        burden of following the guidance
                                                                                                                                                              Associate Director for Global Targeting,
                                                general public, five of these commenters                contained inside the Policy can be
                                                                                                        summed up as ‘‘NHTSA has                              tel.: 202–622–2420, Assistant Director
                                                provided general comments on the                                                                              for Sanctions Compliance & Evaluation,
                                                Federal Automated Vehicles Policy (the                  underestimated the burden of following
                                                                                                        its policy.’’ However, none of the                    tel.: 202–622–2490, Assistant Director
                                                Policy). The remaining commenters
                                                                                                        commenters offered substantive                        for Licensing, tel.: 202–622–2480, Office
                                                (Daimler Trucks North America, the
                                                                                                        information regarding the specific                    of Foreign Assets Control, or Chief
                                                Alliance of Automobile Manufacturers,
                                                                                                        details of the Agency’s underestimation               Counsel (Foreign Assets Control), tel.:
                                                Inc., Association of Global Automakers,
                                                Inc., Motor and Equipment                               of the burden in following the Policy’s               202–622–2410, Office of the General
                                                Manufacturers Association (MEMA),                       Guidance. In light of these comments,                 Counsel, Department of the Treasury
                                                Truck and Engine Manufacturers                          NHTSA has reevaluated its analysis of                 (not toll free numbers).
                                                Association (EMA), and the Insurance                    the burden hours and looked to
                                                                                                                                                              SUPPLEMENTARY INFORMATION:
                                                Institute for Highway Safety (IIHS)) had                voluntary industry standards such as
                                                comments that were responsive to the                    the International Organization for                    Electronic Availability
                                                60-Day notice. The Agency also received                 Standardization’s (ISO) 26262—Road
                                                                                                        vehicles—Functional safety, SAE                         The SDN List and additional
                                                a number of substantive comments
                                                                                                        J3061—Cybersecurity Guidebook for                     information concerning OFAC sanctions
                                                pertaining to the ICR as part of the
                                                overall general comments on the Policy                  Cyber-Physical Vehicle Systems, and                   programs are available from OFAC’s
                                                (Docket # NHTSA–2016–0090). In                          NHTSA’s own experience with safety                    Web site (www.treas.gov/ofac).
                                                general these comments were reflected                   defect investigations as it relates to
                                                                                                        record keeping by companies. Based on                 Notice of OFAC Actions
                                                in the specific comments received on
                                                the 60-Day Notice.                                      this analysis and the Agency’s                          On December 13, 2016, OFAC blocked
                                                   These comments can be grouped into                   observation that the Policy is not                    the property and interests in property of
                                                the following categories:                               suggesting new documentation                          the following 1 individual and 2 entities
                                                                                                        procedures, we have not made any                      pursuant to E.O. 13224, ‘‘Blocking
                                                1. Comments regarding the burden of                     adjustments to the burden hours . . .
                                                     voluntarily responding to the 15                                                                         Property and Prohibiting Transactions
                                                     point Safety Assessment                              Authority: The Paperwork Reduction Act              With Persons Who Commit, Threaten To
                                                                                                        of 1995; 44 U.S.C. Chapter 35, as amended;            Commit, or Support Terrorism’’:
                                                2. Comments regarding the burden
                                                                                                        and 49 CFR 1.95.
                                                     hours imposed by the guidance (e.g.
                                                     documentation related to the 15                    Nathaniel Beuse,
                                                     point Safety Assessment) contained                 Associate Administrator for Vehicle Safety
                                                     in the Federal Automated Vehicles                  Research, National Highway Traffic Safety
                                                     Policy                                             Administration.
                                                3. Comments regarding the scope of the                  [FR Doc. 2016–30479 Filed 12–16–16; 8:45 am]
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                                                     Safety Assessment Letter                           BILLING CODE 4910–59–P




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Document Created: 2016-12-17 03:15:55
Document Modified: 2016-12-17 03:15:55
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice and request for comments.
DatesComments must be submitted on or before January 18, 2017.
ContactMs. Yvonne Clarke, NHTSA, 1200 New Jersey Avenue SE., Washington, DC 20590; Telephone (202) 366-1845;
FR Citation81 FR 91999 

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