81 FR 92937 - Notice of Surrender of License of Small Business Investment Company

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 81, Issue 244 (December 20, 2016)

Page Range		92937-92937
FR Document		2016-30513

Federal Register, Volume 81 Issue 244 (Tuesday, December 20, 2016)

[Federal Register Volume 81, Number 244 (Tuesday, December 20, 2016)]
[Notices]
[Page 92937]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-30513]


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SMALL BUSINESS ADMINISTRATION


Notice of Surrender of License of Small Business Investment 
Company

    Pursuant to the authority granted to the United States Small 
Business Administration (``SBA'') under Section 309 of the Small 
Business Investment Act of 1958, as amended, and Section 107.1900 of 
the Small Business Administration Rules and Regulations, SBA by this 
notice declares null and void the license to function as a small 
business investment company under the Small Business Investment Company 
License No. 02/02-0662 issued to DeltaPoint Capital IV, LP.

United States Small Business Administration.

    Dated: December 14, 2016.
Mark L. Walsh,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2016-30513 Filed 12-19-16; 8:45 am]
 BILLING CODE P

Federal Register / Vol. 81, No. 244 / Tuesday, December 20, 2016 / Notices 92937

Many customers that obtain information Commission summarily may available publicly. All submissions
from OPRA do not also purchase ITTO temporarily suspend such rule change if should refer to File Number SR–
and BONO, but in cases where it appears to the Commission that such NASDAQ–2016–167, and should be
customers buy both products, they may action is: (i) necessary or appropriate in submitted on or before January 10, 2017.
shift the extent to which they purchase the public interest; (ii) for the protection For the Commission, by the Division of
one or the other based on price changes. of investors; or (iii) otherwise in Trading and Markets, pursuant to delegated
OPRA constrains the price of ITTO and furtherance of the purposes of the Act. authority.12
BONO because no purchaser would pay If the Commission takes such action, the Robert W. Errett,
an excessive price for these products Commission shall institute proceedings Deputy Secretary.
when similar data is also available from to determine whether the proposed rule [FR Doc. 2016–30561 Filed 12–19–16; 8:45 am]
OPRA. It is not necessary that products should be approved or disapproved.
BILLING CODE 8011–01–P
be identical in order to be reasonable IV. Solicitation of Comments
substitutes for each other.
Proprietary data sold by other Interested persons are invited to
SMALL BUSINESS ADMINISTRATION
exchanges also constrain the price of submit written data, views, and
ITTO and BONO. NYSE, BATS and arguments concerning the foregoing, Notice of Surrender of License of
CBOE, like Nasdaq, sell proprietary data including whether the proposed rule Small Business Investment Company
for options markets. Other proprietary change is consistent with the Act.
Comments may be submitted by any of Pursuant to the authority granted to
data products constrain the price of
the following methods: the United States Small Business
ITTO and BONO because no customer
Administration (‘‘SBA’’) under Section
would pay an excessive price for these Electronic Comments 309 of the Small Business Investment
products when substitute data is
• Use the Commission’s Internet Act of 1958, as amended, and Section
available from other proprietary sources.
comment form (http://www.sec.gov/ 107.1900 of the Small Business
Competition Among Distributors rules/sro.shtml); or Administration Rules and Regulations,
Distributors provide another form of • Send an email to rule-comments@ SBA by this notice declares null and
price discipline for proprietary data sec.gov. Please include File Number SR– void the license to function as a small
products because they control the NASDAQ–2016–167 on the subject line. business investment company under the
primary means of access to users. Paper Comments Small Business Investment Company
Distributors are in competition for users, License No. 02/02–0629 issued to
• Send paper comments in triplicate DeltaPoint Capital III, LP.
and can simply refuse to purchase any to Brent J. Fields, Secretary, Securities
proprietary data product that fails to United States Small Business
and Exchange Commission, 100 F Street Administration.
provide sufficient value for the price. NE., Washington, DC 20549–1090.
Nasdaq and other producers of Dated: December 14, 2016.
All submissions should refer to File Mark L. Walsh,
proprietary data products must
Number SR–NASDAQ–2016–167. This
understand and respond to the needs of Associate Administrator, Office of Investment
file number should be included on the and Innovation.
distributors to market such products
subject line if email is used. To help the
successfully. [FR Doc. 2016–30503 Filed 12–19–16; 8:45 am]
Commission process and review your
In summary, market forces constrain BILLING CODE P
comments more efficiently, please use
the price of depth-of-book data such as
only one method. The Commission will
ITTO and BONO through competition
post all comments on the Commission’s SMALL BUSINESS ADMINISTRATION
for order flow, competition from similar
Internet Web site (http://www.sec.gov/
products, and in the competition among
rules/sro.shtml). Copies of the Notice of Surrender of License of
distributors for customers. For these
submission, all subsequent Small Business Investment Company
reasons, the Exchange has provided a
amendments, all written statements
substantial basis demonstrating that the Pursuant to the authority granted to
with respect to the proposed rule
fee is equitable, fair, reasonable, and not the United States Small Business
change that are filed with the
unreasonably discriminatory, and Administration (‘‘SBA’’) under Section
Commission, and all written
therefore consistent with and in 309 of the Small Business Investment
communications relating to the
furtherance of the purposes of the Act of 1958, as amended, and Section
proposed rule change between the
Exchange Act. 107.1900 of the Small Business
Commission and any person, other than
C. Self-Regulatory Organization’s those that may be withheld from the Administration Rules and Regulations,
Statement on Comments on the public in accordance with the SBA by this notice declares null and
Proposed Rule Change Received From provisions of 5 U.S.C. 552, will be void the license to function as a small
Members, Participants, or Others available for Web site viewing and business investment company under the
printing in the Commission’s Public Small Business Investment Company
No written comments were either License No. 02/02–0662 issued to
solicited or received. Reference Room, 100 F Street NE.,
Washington, DC 20549 on official DeltaPoint Capital IV, LP.
III. Date of Effectiveness of the business days between the hours of United States Small Business
Proposed Rule Change and Timing for 10:00 a.m. and 3:00 p.m. Copies of such Administration.
Commission Action filing also will be available for Dated: December 14, 2016.
mstockstill on DSK3G9T082PROD with NOTICES

The foregoing rule change has become inspection and copying at the principal Mark L. Walsh,
effective pursuant to Section office of the Exchange. All comments Associate Administrator, Office of Investment
19(b)(3)(A)(ii) of the Act.11 received will be posted without change; and Innovation.
At any time within 60 days of the the Commission does not edit personal [FR Doc. 2016–30513 Filed 12–19–16; 8:45 am]
filing of the proposed rule change, the identifying information from BILLING CODE P
submissions. You should submit only
11 15 U.S.C. 78s(b)(3)(A)(ii). information that you wish to make 12 17 CFR 200.30–3(a)(12).

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Document Created: 2018-02-14 09:10:11
Document Modified: 2018-02-14 09:10:11

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 92937