81_FR_94671 81 FR 94424 - Reissuance of OMB Circular No. A-108, “Federal Agency Responsibilities for Review, Reporting, and Publication Under the Privacy Act”

81 FR 94424 - Reissuance of OMB Circular No. A-108, “Federal Agency Responsibilities for Review, Reporting, and Publication Under the Privacy Act”

OFFICE OF MANAGEMENT AND BUDGET

Federal Register Volume 81, Issue 247 (December 23, 2016)

Page Range94424-94425
FR Document2016-30901

The Office of Management and Budget (OMB) has reissued OMB Circular A-108, ``Federal Agency Responsibilities for Review, Reporting, and Publication under the Privacy Act.'' The reissued Circular revises and relocates the guidance that previously had been included in Circular A-130, ``Management of Federal Information Resources,'' Appendix I, ``Federal Agency Responsibilities for Maintaining Records About Individuals.'' The reissued Circular replaces the November 28, 2000 version of Appendix I to Circular A-130 and supplements and clarifies existing OMB guidance.

Federal Register, Volume 81 Issue 247 (Friday, December 23, 2016)
[Federal Register Volume 81, Number 247 (Friday, December 23, 2016)]
[Notices]
[Pages 94424-94425]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-30901]


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OFFICE OF MANAGEMENT AND BUDGET


Reissuance of OMB Circular No. A-108, ``Federal Agency 
Responsibilities for Review, Reporting, and Publication Under the 
Privacy Act''

AGENCY: Office of Management and Budget, Executive Office of the 
President.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Office of Management and Budget (OMB) has reissued OMB 
Circular A-108, ``Federal Agency Responsibilities for Review, 
Reporting, and Publication under the Privacy Act.'' The reissued 
Circular revises and relocates the guidance that previously had been 
included in Circular A-130, ``Management of Federal Information 
Resources,'' Appendix I, ``Federal Agency Responsibilities for 
Maintaining Records About Individuals.'' The reissued Circular replaces 
the November 28, 2000 version of Appendix I to Circular A-130 and 
supplements and clarifies existing OMB guidance.

DATES: Effective upon publication as of December 23, 2016, OMB is 
making reissued Circular A-108 available to the public at https://www.whitehouse.gov/omb/inforeg_infopoltech.

FOR FURTHER INFORMATION CONTACT: Kevin Herms, Office of Management and 
Budget, Office of Information and Regulatory Affairs, at [email protected]

SUPPLEMENTARY INFORMATION: 

Background

    The Privacy Act of 1974, which has been in effect since September 
27, 1975, sets forth a series of requirements governing Federal agency 
practices with respect to certain information about individuals. 
Although the Privacy Act places principal responsibility for compliance 
on agencies, the statute requires the Director of OMB to develop 
guidelines and provide continuing assistance to and oversight of 
implementation by agencies. See 5 U.S.C. 552a(v). The reissuance of 
Circular A-108 describes agency responsibilities for implementing the 
review, reporting, and publication requirements of the Privacy Act of 
1974 and related OMB policies. It supplements and clarifies existing 
OMB guidance, including OMB Circular No. A-130, ``Managing Information 
as a Strategic Resource,'' ``Privacy Act Implementation: Guidelines and 
Responsibilities,'' ``Implementation of the Privacy Act of 1974: 
Supplementary Guidance,'' and ``Final Guidance Interpreting the 
Provisions of Public Law 100-503, the Computer Matching and Privacy 
Protection Act of 1988.'' All OMB guidance is available on the OMB Web 
site at https://www.whitehouse.gov/omb/inforeg_infopoltech.

Comments

    On October 7, 2016, OMB requested public comment (81 FR 69871) and 
posted the proposed Circular A-108 on its Web site. Although some 
commenters were critical of specific aspects of the proposed policy, 
the commenters were generally supportive of the overall Circular and 
the approaches taken.
    While OMB carefully considered all of the comments submitted, some 
of them were beyond the scope of the Circular. Several of the comments 
criticized agency compliance with Privacy Act legal and policy 
requirements, while others appeared to be inconsistent with certain 
statutory provisions or other OMB policy requirements, or would have 
the effect of modifying certain statutory provisions or prohibiting 
certain legally permissible agency actions. The reissuance of Circular 
A-108 and the supplementary guidance and clarification it provides are 
intended to assist agencies in their implementation of, and facilitate 
their compliance with, the Privacy Act's review, reporting, and 
publication requirements. The Circular is meant to establish general 
standards and it would be beyond the scope of the Circular to address 
specific agency practices or compliance efforts or to accept comments 
that may be inconsistent with other legal or policy requirements.
    Several comments identified areas in which the guidance could be 
modified to improve the quality of notice provided to the public in 
agency system of records notices. Based on OMB's consideration and 
responses to the public comments, the revised Circular A-108:
     Revises the routine use section of the guidance to state 
that agency routine uses that only apply to certain records in a system 
of records should indicate their limited scope. In addition, a 
subheading in the section of the Circular describing the scope of a 
system of records was revised to better emphasize the need to consider 
routine uses when determining the scope of a system.
     Requires that the description of linkages between 
different systems be in the ``Policies and Practices for Retrieval of 
Records'' section of the notice, which is included in the Privacy Act 
Issuances. In addition, the language describing the requirement to 
describe linkages

[[Page 94425]]

between different systems was clarified so that agencies better 
understand the requirement and public notice will be improved.
     Includes a ``History'' section in the system of records 
notice templates for agencies to provide citations to the last full 
Federal Register notice, as well as any subsequent notices of revision. 
This will improve transparency and assist the public in learning about 
systems of records as they are established and revised over time.

Howard Shelanski,
Administrator, Office of Information and Regulatory Affairs.
Marc Groman,
Senior Advisor for Privacy, Office of the Director.
[FR Doc. 2016-30901 Filed 12-22-16; 8:45 am]
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                                                  94424                       Federal Register / Vol. 81, No. 247 / Friday, December 23, 2016 / Notices

                                                  business data, or other sensitive                       OFFICE OF MANAGEMENT AND                              Law 100–503, the Computer Matching
                                                  statements/information in any                           BUDGET                                                and Privacy Protection Act of 1988.’’ All
                                                  comments.                                                                                                     OMB guidance is available on the OMB
                                                                                                          Reissuance of OMB Circular No. A–                     Web site at https://
                                                    The DOL is particularly interested in
                                                                                                          108, ‘‘Federal Agency Responsibilities                www.whitehouse.gov/omb/inforeg_
                                                  comments that:                                          for Review, Reporting, and Publication                infopoltech.
                                                    • Evaluate whether the proposed                       Under the Privacy Act’’
                                                  collection of information is necessary                                                                        Comments
                                                                                                          AGENCY: Office of Management and                         On October 7, 2016, OMB requested
                                                  for the proper performance of the
                                                                                                          Budget, Executive Office of the                       public comment (81 FR 69871) and
                                                  functions of the agency, including
                                                                                                          President.                                            posted the proposed Circular A–108 on
                                                  whether the information will have
                                                                                                          ACTION: Notice of availability.                       its Web site. Although some
                                                  practical utility;
                                                                                                                                                                commenters were critical of specific
                                                    • Evaluate the accuracy of the                        SUMMARY:    The Office of Management
                                                                                                                                                                aspects of the proposed policy, the
                                                  agency’s estimate of the burden of the                  and Budget (OMB) has reissued OMB
                                                                                                          Circular A–108, ‘‘Federal Agency                      commenters were generally supportive
                                                  proposed collection of information,                                                                           of the overall Circular and the
                                                  including the validity of the                           Responsibilities for Review, Reporting,
                                                                                                          and Publication under the Privacy Act.’’              approaches taken.
                                                  methodology and assumptions used;                                                                                While OMB carefully considered all
                                                                                                          The reissued Circular revises and
                                                    • Enhance the quality, utility, and                   relocates the guidance that previously
                                                                                                                                                                of the comments submitted, some of
                                                  clarity of the information to be                                                                              them were beyond the scope of the
                                                                                                          had been included in Circular A–130,
                                                  collected; and                                                                                                Circular. Several of the comments
                                                                                                          ‘‘Management of Federal Information
                                                                                                                                                                criticized agency compliance with
                                                    • Minimize the burden of the                          Resources,’’ Appendix I, ‘‘Federal
                                                                                                                                                                Privacy Act legal and policy
                                                  collection of information on those who                  Agency Responsibilities for Maintaining
                                                                                                                                                                requirements, while others appeared to
                                                  are to respond, including through the                   Records About Individuals.’’ The
                                                                                                                                                                be inconsistent with certain statutory
                                                  use of appropriate automated,                           reissued Circular replaces the November
                                                                                                                                                                provisions or other OMB policy
                                                  electronic, mechanical, or other                        28, 2000 version of Appendix I to
                                                                                                                                                                requirements, or would have the effect
                                                  technological collection techniques or                  Circular A–130 and supplements and
                                                                                                                                                                of modifying certain statutory
                                                                                                          clarifies existing OMB guidance.
                                                  other forms of information technology,                                                                        provisions or prohibiting certain legally
                                                                                                          DATES: Effective upon publication as of
                                                  e.g., permitting electronic submission of                                                                     permissible agency actions. The
                                                  responses.                                              December 23, 2016, OMB is making                      reissuance of Circular A–108 and the
                                                                                                          reissued Circular A–108 available to the              supplementary guidance and
                                                    Agency: DOL–ETA.                                      public at https://www.whitehouse.gov/                 clarification it provides are intended to
                                                    Type of Review: Extension without                     omb/inforeg_infopoltech.                              assist agencies in their implementation
                                                  changes.                                                FOR FURTHER INFORMATION CONTACT:                      of, and facilitate their compliance with,
                                                    Title of Collection: Workforce                        Kevin Herms, Office of Management and                 the Privacy Act’s review, reporting, and
                                                  Innovation Fund Grants Reporting and                    Budget, Office of Information and                     publication requirements. The Circular
                                                                                                          Regulatory Affairs, at privacy-oira@                  is meant to establish general standards
                                                  Recordkeeping Requirements.
                                                                                                          omb.eop.gov                                           and it would be beyond the scope of the
                                                    Form: Quarterly narrative and
                                                                                                          SUPPLEMENTARY INFORMATION:                            Circular to address specific agency
                                                  performance reports.
                                                                                                                                                                practices or compliance efforts or to
                                                    OMB Control Number: 1205–0515.                        Background
                                                                                                                                                                accept comments that may be
                                                    Affected Public: Workforce Innovation                   The Privacy Act of 1974, which has                  inconsistent with other legal or policy
                                                  Fund grant recipients.                                  been in effect since September 27, 1975,              requirements.
                                                                                                          sets forth a series of requirements                      Several comments identified areas in
                                                    Estimated Number of Respondents:                      governing Federal agency practices with               which the guidance could be modified
                                                  17.                                                     respect to certain information about                  to improve the quality of notice
                                                    Frequency: Quarterly.                                 individuals. Although the Privacy Act                 provided to the public in agency system
                                                    Total Estimated Annual Responses:                     places principal responsibility for                   of records notices. Based on OMB’s
                                                                                                          compliance on agencies, the statute                   consideration and responses to the
                                                  68.
                                                                                                          requires the Director of OMB to develop               public comments, the revised Circular
                                                    Estimated Average Time per                            guidelines and provide continuing                     A–108:
                                                  Response: 20 hours.                                     assistance to and oversight of                           • Revises the routine use section of
                                                    Estimated Total Annual Burden                         implementation by agencies. See 5                     the guidance to state that agency routine
                                                  Hours: 1,360 hours.                                     U.S.C. 552a(v). The reissuance of                     uses that only apply to certain records
                                                                                                          Circular A–108 describes agency                       in a system of records should indicate
                                                    Total Estimated Annual Other Cost
                                                                                                          responsibilities for implementing the                 their limited scope. In addition, a
                                                  Burden: $0.
                                                                                                          review, reporting, and publication                    subheading in the section of the Circular
                                                     Authority: 44 U.S.C. 3506(c)(2)(A).                  requirements of the Privacy Act of 1974               describing the scope of a system of
                                                                                                          and related OMB policies. It                          records was revised to better emphasize
                                                  Portia Wu,
                                                                                                          supplements and clarifies existing OMB                the need to consider routine uses when
                                                  Assistant Secretary for Employment and                  guidance, including OMB Circular No.                  determining the scope of a system.
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                                                  Training Administration, Department of                  A–130, ‘‘Managing Information as a                       • Requires that the description of
                                                  Labor.
                                                                                                          Strategic Resource,’’ ‘‘Privacy Act                   linkages between different systems be in
                                                  [FR Doc. 2016–30922 Filed 12–22–16; 8:45 am]
                                                                                                          Implementation: Guidelines and                        the ‘‘Policies and Practices for Retrieval
                                                  BILLING CODE 4510–FN–P                                  Responsibilities,’’ ‘‘Implementation of               of Records’’ section of the notice, which
                                                                                                          the Privacy Act of 1974: Supplementary                is included in the Privacy Act Issuances.
                                                                                                          Guidance,’’ and ‘‘Final Guidance                      In addition, the language describing the
                                                                                                          Interpreting the Provisions of Public                 requirement to describe linkages


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                                                                              Federal Register / Vol. 81, No. 247 / Friday, December 23, 2016 / Notices                                           94425

                                                  between different systems was clarified                 Objections submitted in response to this              The need for the action is to update
                                                  so that agencies better understand the                  notice will not be made available to the              KSC’s CMP in a manner that supports
                                                  requirement and public notice will be                   public for inspection and, to the extent              achievement of NASA’s programmatic
                                                  improved.                                               permitted by law, will not be released                mission objectives, at the same time as
                                                    • Includes a ‘‘History’’ section in the               under the Freedom of Information Act.                 maximizing the provision of excess
                                                  system of records notice templates for                  ADDRESSES: Objections relating to the                 capabilities and assets in support of
                                                  agencies to provide citations to the last               prospective license may be submitted to               non-NASA access to space.
                                                  full Federal Register notice, as well as                Patent Counsel, Office of Chief Counsel,              DATES: NASA will issue a Record of
                                                  any subsequent notices of revision. This                MS 142–7, NASA Glenn Research                         Decision (ROD) for the FPEIS on the
                                                  will improve transparency and assist the                Center, 21000 Brookpark Rd, Cleveland,                proposed KSC CMP either by December
                                                  public in learning about systems of                     OH 44135. Phone (216) 433–3663.                       19, 2016, or after 30 days from the date
                                                  records as they are established and                     Facsimile (216) 433–6790.                             of publication of the NOA for the PFEIS
                                                  revised over time.                                      FOR FURTHER INFORMATION CONTACT:                      in the Federal Register by the U.S.
                                                  Howard Shelanski,                                       Robert Earp, Patent Counsel, Office of                Environmental Protection Agency
                                                  Administrator, Office of Information and                Chief Counsel, MS 142–7, NASA Glenn                   (EPA), whichever is later.
                                                  Regulatory Affairs.                                     Research Center, 21000 Brookpark Rd,                  ADDRESSES: The FPEIS may be reviewed
                                                  Marc Groman,                                            Cleveland OH 44135. Phone (216) 433–                  at the NASA Headquarters Library
                                                  Senior Advisor for Privacy, Office of the               3663. Facsimile (216) 433–6790.                       (Washington, DC), as well as public
                                                  Director.                                               SUPPLEMENTARY INFORMATION: This                       libraries in Florida including New
                                                  [FR Doc. 2016–30901 Filed 12–22–16; 8:45 am]            notice of intent to grant an exclusive                Smyrna Beach, Cocoa Beach, Merritt
                                                  BILLING CODE P                                          patent license is issued in accordance                Island, Port St. John, Cape Canaveral
                                                                                                          with 35 U.S.C. 209(c)(1) and 37 CFR                   and Titusville. Limited hard copies of
                                                                                                          404.7(a)(1)(i). The patent rights in these            the PFEIS are available and may be
                                                                                                          inventions have been assigned to the                  requested by contacting Mr. Donald
                                                  NATIONAL AERONAUTICS AND
                                                                                                          United States of America as represented               Dankert at the address, telephone
                                                  SPACE ADMINISTRATION
                                                                                                          by the Administrator of the National                  number, or electronic mail address
                                                  [Notice 16–090]                                         Aeronautics and Space Administration.                 indicated below. The PFEIS is available
                                                                                                          The prospective exclusive license will                electronically to download and read at
                                                  Notice of Intent To Grant Exclusive                     comply with the requirements of 35                    http://environmental.ksc.nasa.gov/
                                                  Term License                                            U.S.C. 209 and 37 CFR 404.7.                          projects/peis.htm. NASA’s ROD will
                                                  AGENCY: National Aeronautics and                          Information about other NASA                        also be placed on this Web site when it
                                                  Space Administration.                                   inventions available for licensing can be             is issued. Anyone who desires a hard
                                                  ACTION: Notice of intent to grant                       found online at http://                               copy of NASA’s ROD when it is issued
                                                  exclusive patent license.                               technology.nasa.gov.                                  should contact Mr. Dankert.
                                                                                                                                                                FOR FURTHER INFORMATION CONTACT: Mr.
                                                                                                          Mark P. Dvorscak,
                                                  SUMMARY:    NASA hereby gives notice of                                                                       Donald Dankert, Environmental
                                                  its intent to grant an exclusive patent                 Agency Counsel for Intellectual Property.
                                                                                                                                                                Management Branch, NASA Kennedy
                                                  license in the United States to practice                [FR Doc. 2016–30889 Filed 12–22–16; 8:45 am]
                                                                                                                                                                Space Center, Mail Code: TA–A4C,
                                                  the invention described and claimed in                  BILLING CODE 7510–13–P
                                                                                                                                                                Kennedy Space Center, FL 32899,
                                                  U.S. Patent Application entitled,                                                                             Email: Donald.J.Dankert@nasa.gov,
                                                  ‘‘System, Apparatus, and Method for                                                                           Telephone: (321) 861–1196.
                                                  Liquid Purification,’’ LEW–18732–1, to                  NATIONAL AERONAUTICS AND
                                                                                                          SPACE ADMINISTRATION (NASA)                           SUPPLEMENTARY INFORMATION: Pursuant
                                                  SageGuard Solutions, LLC, having its                                                                          to the National Environmental Policy
                                                  principal place of business in Westlake,                [Notice (16–091)]                                     Act (NEPA) of 1969, as Amended (42
                                                  Ohio. The fields of use may be limited                                                                        U.S.C. 4321 et seq.), the Council on
                                                  to anaerobic digestion of agricultural by-              National Environmental Policy Act:                    Environmental Quality (CEQ)
                                                  products and run-off, semiconductor                     Kennedy Space Center—Center Master                    Regulations for Implementing the
                                                  manufacturing process water and                         Plan                                                  Procedural Provisions of NEPA (40 CFR
                                                  wastewater treatment, and food and                      AGENCY: National Aeronautics and                      parts 1500–1508), and NASA NEPA
                                                  beverage manufacturing process water                    Space Administration                                  regulations (14 CFR part 1216 subpart
                                                  and wastewater treatment.                                                                                     1216.3), NASA has prepared and issued
                                                                                                          ACTION: Notice of Availability (NOA)
                                                  DATES: The prospective exclusive                                                                              a PFEIS for implementation of the CMP.
                                                  license may be granted unless, within                   SUMMARY:    NASA has prepared and                        Overall, KSC is transitioning to a re-
                                                  fifteen (15) days from the date of this                 issued a Final Programmatic                           focused mission that redefines its
                                                  published notice, NASA receives                         Environmental Impact Statement                        relationship with industry and leverages
                                                  written objections including evidence                   (FPEIS) for implementation of the                     the potential of partnerships. Amid the
                                                  and argument that establish that the                    Kennedy Space Center (KSC) Center                     challenges of an aging and
                                                  grant of the license would not be                       Master Plan (CMP). The purpose of the                 unsustainable asset base, as well as a
                                                  consistent with the requirements                        CMP is to provide overall management                  highly constrained federal budget,
                                                  regarding the licensing of federally                    guidance for KSC from 2016 to 2032.                   NASA must adopt and implement
                                                  owned inventions as set forth in the                    Implementation of the CMP will                        strategies that preserve the institutional
mstockstill on DSK3G9T082PROD with NOTICES




                                                  Bayh-Dole Act and implementing                          facilitate a two-decade transformation                infrastructure needed to support its
                                                  regulations. Competing applications                     from a single, government-user launch                 purpose and programs.
                                                  completed and received by NASA                          complex to a multi-user spaceport. This                  This FPEIS is a programmatic
                                                  within fifteen (15) days of the date of                 multi-user spaceport will be developed                document. In keeping with guidance
                                                  this published notice will also be                      in concert with NASA’s programmatic                   from CEQ, the FPEIS outlines and
                                                  treated as objections to the grant of the               missions and requirements to explore                  broadly describes actions associated
                                                  contemplated exclusive license.                         destinations outside of low Earth orbit.              with KSC’s proposed programs in the


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Document Created: 2016-12-23 12:29:10
Document Modified: 2016-12-23 12:29:10
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesEffective upon publication as of December 23, 2016, OMB is making reissued Circular A-108 available to the public at https:// www.whitehouse.gov/omb/inforeg_infopoltech.
ContactKevin Herms, Office of Management and Budget, Office of Information and Regulatory Affairs, at privacy- [email protected]
FR Citation81 FR 94424 

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