81_FR_95070 81 FR 94823 - Semiannual Regulatory Agenda

81 FR 94823 - Semiannual Regulatory Agenda

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 81, Issue 247 (December 23, 2016)

Page Range94823-94828
FR Document2016-29918

This Regulatory Agenda is a semiannual summary of all current and projected rulemakings and completed actions of the Small Business Administration (SBA). SBA expects that this summary information will enable the public to be more aware of, and effectively participate in, SBA's regulatory activity. SBA invites the public to submit comments on any aspect of this Agenda.

Federal Register, Volume 81 Issue 247 (Friday, December 23, 2016)
[Federal Register Volume 81, Number 247 (Friday, December 23, 2016)]
[Unknown Section]
[Pages 94823-94828]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29918]



[[Page 94823]]

Vol. 81

Friday,

No. 247

December 23, 2016

Part XX





Small Business Administration





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Semiannual Regulatory Agenda

Federal Register / Vol. 81 , No. 247 / Friday, December 23, 2016 / 
Unified Agenda

[[Page 94824]]


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SMALL BUSINESS ADMINISTRATION

13 CFR Ch. I


Semiannual Regulatory Agenda

AGENCY: U.S. Small Business Administration.

ACTION: Semiannual regulatory agenda.

-----------------------------------------------------------------------

SUMMARY: This Regulatory Agenda is a semiannual summary of all current 
and projected rulemakings and completed actions of the Small Business 
Administration (SBA). SBA expects that this summary information will 
enable the public to be more aware of, and effectively participate in, 
SBA's regulatory activity. SBA invites the public to submit comments on 
any aspect of this Agenda.

FOR FURTHER INFORMATION CONTACT:
    General: Please direct general comments or inquiries to Imelda A. 
Kish, Law Librarian, U.S. Small Business Administration, 409 Third 
Street SW., Washington, DC 20416, (202) 205-6849, [email protected].
    Specific: Please direct specific comments and inquiries on 
individual regulatory activities identified in this Agenda to the 
individual listed in the summary of the regulation as the point of 
contact for that regulation.

SUPPLEMENTARY INFORMATION: SBA provides this notice under the 
requirements of the Regulatory Flexibility Act, 5 U.S.C. 601 to 612 and 
Executive Order 12866, ``Regulatory Planning and Review,'' which 
require each agency to publish a semiannual agenda of regulations. The 
Regulatory Agenda is a summary of all current and projected Agency 
rulemakings, as well as actions completed since the publication of the 
last Regulatory Agenda. SBA's last Semiannual Regulatory Agenda was 
published on June 9, 2016, at 81 FR 37392. The Semiannual Agenda of the 
SBA conforms to the Unified Agenda format developed by the Regulatory 
Information Service Center. The complete Unified Agenda will be 
available online at www.reginfo.gov in a format that greatly enhances a 
user's ability to obtain information about the rules in SBA's Agenda.
    The Regulatory Flexibility Act requires federal agencies to publish 
those regulatory actions that are likely to have a significant economic 
impact on a substantial number of small entities in their regulatory 
flexibility agendas in the Federal Register. SBA's Regulatory Agenda 
includes regulatory actions that are in the SBA's regulatory 
flexibility agenda. Publication of these entries is limited to fields 
that contain information required by the Regulatory Flexibility Act's 
Agenda requirements. Additional information on these entries is 
available in the Unified Agenda published on the Internet.

 Maria Contreras-Sweet,
Administrator.

           Small Business Administration--Proposed Rule Stage
------------------------------------------------------------------------
                                                           Regulation
       Sequence No.                    Title             Identifier No.
------------------------------------------------------------------------
400.......................  Small Business Development         3245-AE05
                             Center Program Revisions.
401.......................  Small Business HUBZone             3245-AG38
                             Program; Government
                             Contracting Programs;
                             Office of Hearings and
                             Appeals.
402.......................  Record Disclosure and              3245-AG52
                             Privacy.
403.......................  Small Business Timber Set-         3245-AG69
                             Aside Program.
404.......................  Women-Owned Small Business         3245-AG75
                             and Economically
                             Disadvantaged Women-Owned
                             Small Business--
                             Certification.
405.......................  Disaster Loan Programs;            3245-AG77
                             Federal Flood Risk
                             Management Standard.
------------------------------------------------------------------------


             Small Business Administration--Final Rule Stage
------------------------------------------------------------------------
                                                           Regulation
       Sequence No.                    Title             Identifier No.
------------------------------------------------------------------------
406.......................  Miscellaneous Amendments           3245-AF85
                             to Business Loan Programs
                             and Surety Bond Guarantee
                             Program.
407.......................  Agent Revocation and               3245-AG40
                             Suspension Procedures.
408.......................  Small Business Investment          3245-AG66
                             Company (SBIC) Program--
                             Impact SBICs (Reg Plan
                             Seq No. 142).
409.......................  Small Business Investment          3245-AG67
                             Companies; Passive
                             Business Expansion &
                             Technical Clarifications.
410.......................  Credit for Lower Tier              3245-AG71
                             Small Business
                             Subcontracting.
------------------------------------------------------------------------
References in boldface appear in The Regulatory Plan in part II of this
  issue of the Federal Register.


            Small Business Administration--Long-Term Actions
------------------------------------------------------------------------
                                                           Regulation
       Sequence No.                    Title             Identifier No.
------------------------------------------------------------------------
411.......................  Immediate, Expedited, and          3245-AF99
                             Private Disaster
                             Assistance Loan Programs.
412.......................  Small Business Size                3245-AG16
                             Standards; Alternative
                             Size Standard for 7(a),
                             504, and Disaster Loan
                             Programs.
------------------------------------------------------------------------


            Small Business Administration--Completed Actions
------------------------------------------------------------------------
                                                           Regulation
       Sequence No.                    Title             Identifier No.
------------------------------------------------------------------------
413.......................  Small Business Mentor              3245-AG24
                             Prot[eacute]g[eacute]
                             Programs.
414.......................  Small Business Government          3245-AG58
                             Contracting and National
                             Defense Authorization Act
                             of 2013 Amendments.
415.......................  Affiliation for Business           3245-AG73
                             Loan Programs and Surety
                             Bond Guarantee Program.
------------------------------------------------------------------------


[[Page 94825]]

SMALL BUSINESS ADMINISTRATION (SBA)

Proposed Rule Stage

400. Small Business Development Center Program Revisions

    Legal Authority: 15 U.S.C. 634(b)(6); 15 U.S.C. 648
    Abstract: Updates the SBDC program regulations by proposing to 
amend: (1) Procedures for approving applications for new Host SBDCs; 
(2) approval procedures for travel outside the continental U.S. and 
U.S. territories; (3) procedures and requirements regarding findings 
and disputes resulting from financial exams, programmatic reviews, 
accreditation reviews, and other SBA oversight activities; (4) 
requirements for new or renewal applications for SBDC grants, including 
the requirements for electronic submission through the approved 
electronic Government submission facility; (5) procedures regarding the 
determination to affect suspension, termination or non-renewal of an 
SBDC's cooperative agreement; and (6) provisions regarding the 
collection and use of the individual SBDC client data.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
ANPRM...............................   04/02/15  80 FR 17708
ANPRM Comment Period End............   06/01/15  .......................
NPRM................................   12/00/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Adriana Menchaca-Gendron, Associate Administrator 
for Small Business Development Centers, Small Business Administration, 
409 3rd Street SW., Washington, DC 20416, Phone: 202 205-6988.
    RIN: 3245-AE05

401. Small Business HUBZone Program; Government Contracting Programs; 
Office of Hearings and Appeals

    Legal Authority: 15 U.S.C. 657a
    Abstract: SBA has been reviewing its processes and procedures for 
implementing the HUBZone program and has determined that several of the 
regulations governing the program should be amended in order to resolve 
certain issues that have arisen. As a result, the proposed rule would 
constitute a comprehensive revision of part 126 of SBA's regulations to 
clarify current HUBZone Program regulations, and implement various new 
procedures. The amendments will make it easier for participants to 
comply with the program requirements and enable them to maximize the 
benefits afforded by participation. In developing this proposed rule, 
SBA will focus on the principles of Executive Order 13563 to determine 
whether portions of regulations should be modified, streamlined, 
expanded or repealed to make the HUBZone program more effective and/or 
less burdensome on small business concerns. At the same time, SBA will 
maintain a framework that helps identify and reduce waste, fraud, and 
abuse in the program.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
NPRM................................   01/00/17  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Mariana Pardo, Director, Office of HUBZone, Small 
Business Administration, 409 3rd Street SW., Washington, DC 20416, 
Phone: 202 205-2985, Email: [email protected].
    RIN: 3245-AG38

402. Record Disclosure and Privacy

    Legal Authority: 5 U.S.C. 301, 552 and 552(a); 31 U.S.C. 9701; 44 
U.S.C. 3501 et seq.; E.O. 12600; 52 FR 23781
    Abstract: SBA proposes to amend its Record Disclosure and Privacy 
regulations to implement the Openness Promotes Effectiveness in our 
National Government Act and the FOIA Improvement Act of 2016. The 
amendments, among other things, will update the Agency's Freedom of 
Information Act regulations to adjust the time for the public to submit 
an appeal of SBA's decision regarding a request for information, 
correct an obsolete address and provide applicable Web site addresses, 
and clarify the definition of news media for purposes of assessing 
processing fees.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
NPRM................................   11/00/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Laura Magere, Director, Freedom of Information Act 
Office, Small Business Administration, 409 Third Street SW., 
Washington, DC 20416, Phone: 202 205-6837, Email: [email protected].
    RIN: 3245-AG52

403. Small Business Timber Set-Aside Program

    Legal Authority: 15 U.S.C. 631; 15 U.S.C. 644(a)
    Abstract: The U.S. Small Business Administration (SBA or Agency) is 
proposing to amend its Small Business Timber Set-Aside Program (the 
Program) regulations. The Small Business Timber Set-Aside Program is 
rooted in the Small Business Act, which tasked SBA with ensuring that 
small businesses receive a fair proportion of the total sales of 
government property. Accordingly, the Program requires Timber sales to 
be set aside for small business when small business participation falls 
below a certain amount. SBA is considering comments received during the 
ANPRM process, including on issues such as, but not limited to, whether 
the saw timber volume purchased through stewardship timber contracts 
should be included in calculations, and whether the appraisal point 
used in set-aside sales should be the nearest small business mill. In 
addition, SBA is considering data from the timber industry to help 
evaluate the current program and economic impact of potential changes.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
ANPRM...............................   03/25/15  80 FR 15697
ANPRM Comment Period End............   05/26/15  .......................
NPRM................................   09/27/16  81 FR 66199
NPRM Comment Period End.............   11/28/16  .......................
Final Rule..........................   05/00/17  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: David W. Loines, Area Director, Office of 
Government Contracting, Small Business Administration, 409 Third Street 
SW., Washington, DC 20416, Phone: 202 205-7311, Email: 
[email protected].
    RIN: 3245-AG69

404. Women-Owned Small Business and Economically Disadvantaged Women-
Owned Small Business--Certification

    Legal Authority: Pub. L. 113-291, sec. 825; 15 U.S.C. 637(m)
    Abstract: Section 825 of the National Defense Authorization Act for 
Fiscal Year 2015 (NDAA), Public Law 113-291, 128 Stat. 3292, Dec. 19, 
2014, included language requiring that women-owned small business 
concerns and economically disadvantaged women-owned small business 
concerns are certified by a Federal agency, a State government, the 
Administrator, or national certifying entity approved by the 
Administrator as a small business concern owned and controlled by 
women. SBA is issuing this Advance Notice of Proposed Rulemaking to get 
public feedback on how best to implement this statutory provision. SBA

[[Page 94826]]

intends to request information on whether SBA should: Create its own 
certification program, rely on private certifiers, allow Federal 
agencies to create their own certification systems, or create a hybrid 
system. SBA also intends to request information from the public 
concerning State government certification programs.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
ANPRM...............................   12/18/15  80 FR 78984
ANPRM Comment Period End............   02/16/16  .......................
NPRM................................   12/00/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Kenneth Dodds, Director, Office of Policy, Planning 
and Liaison, Small Business Administration, 409 3rd Street SW., 
Washington, DC 20416, Phone: 202 619-1766, Fax: 202 481-2950, Email: 
[email protected].
    RIN: 3245-AG75

405. Disaster Loan Programs; Federal Flood Risk Management Standard

    Legal Authority: 15 U.S.C. 634(b)(6); E.O. 11988; E.O. 13690
    Abstract: In accordance with Executive Order 11988, Floodplain 
Management, as amended by Executive Order 13690, Establishing a Federal 
Flood Risk Management Standard and a Process for Further Soliciting and 
Considering Stakeholder Input, SBA will propose a rule to describe 
which disaster loans are subject to the FFRMS. SBA will propose to 
apply the FFRMS and corresponding elevation component to disaster loans 
that meet one of the following conditions: (1) SBA funds will be used 
for total real estate reconstruction at the damaged site that is 
located in the Special Flood Hazard Area (SFHA); (2) SBA funds will be 
used for new real estate construction at a relocation site that is 
located in the SFHA; or (3) SBA funds will be used for code required 
elevation at the damaged site that is located in the SFHA.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
NPRM................................   11/00/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Alejandro Contreras, Program Analyst, Office of 
Disaster Assistance, Small Business Administration, 409 Third Street 
SW., Washington, DC 20416, Phone: 202 205-6674, Email: 
[email protected].
    RIN: 3245-AG77

SMALL BUSINESS ADMINISTRATION (SBA)

Final Rule Stage

406. Miscellaneous Amendments to Business Loan Programs and Surety Bond 
Guarantee Program

    Legal Authority: 15 U.S.C. 636(a); 15 U.S.C. 694b
    Abstract: Certain lenders have been delegated the authority to make 
loan decisions without prior approval from SBA under certain 
circumstances. SBA plans to formalize such delegated authorities in 
this proposed rule. Several minor modifications to the 504 Loan Program 
and governance rules for Certified Development Company (CDC) are also 
proposed in a follow-on to the Final Rule: 504 and 7(a) Loan Program 
Updates (March 21, 2014), along with alignment of terminology for 7(a) 
lenders that are federally regulated to synchronize with existing 
industry requirements. SBA plans to propose several other miscellaneous 
amendments to improve oversight and operations of its finance programs.
    This rule proposes to make four changes to the Surety Bond 
Guarantee (SBG) Program. The first would change the threshold for 
notification to SBA of changes in the contract or bond amount. Second, 
the change would require sureties to submit quarterly contract 
completion reports. Third, SBA proposes to increase the eligible 
contract limit for the Quick Bond Application and Agreement from 
$250,000 to $400,000. Finally, SBA proposes to increase the guarantee 
percentage in the Preferred Surety Bond program to reflect the 
statutory change made by the National Defense Authorization Act of 
2016. The guarantee percentage will increase from 70% to 80% or 90%, 
depending on contract size and socioeconomic factors currently in 
effect in the Prior Approval Program.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
NPRM................................   08/09/16  81 FR 52595
Comment Period End..................   10/11/16  .......................
Final Rule..........................   03/00/17  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Dianna L. Seaborn, Acting Director, Office of 
Financial Assistance, Small Business Administration, 409 Third Street 
SW., Washington, DC 20416, Phone: 202 205-3645, Email: 
[email protected].
    RIN: 3245-AF85

407. Agent Revocation and Suspension Procedures

    Legal Authority: 15 U.S.C. 634; 15 U.S.C. 642
    Abstract: This rule establishes detailed procedures for the 
suspension and revocation of an Agent's privilege to do business with 
the United States Small Business Administration (SBA) within a single 
Part of the Code of Federal Regulations; removes 8(a) program specific 
procedures for Agent suspension and revocation; clarifies existing and 
related regulations as to suspension, revocation, and debarment; and 
removes Office of Hearings and Appeals jurisdiction over Agent 
suspensions and revocations and government-wide debarment and 
suspension actions. This rule will also conform SBA suspension and 
revocation procedures for Agents with general government-wide 
nonprocurement suspension and debarment procedures.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
NPRM................................   10/16/14  79 FR 62060
NPRM Comment Period Extended........   12/12/14  79 FR 73853
NPRM Comment Period End.............   12/15/14  .......................
Second NPRM Comment Period End......   02/14/15  .......................
Final Rule..........................   12/00/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Debra Mayer, Chief, Supervision and Enforcement, 
Office of Credit Risk Management, Small Business Administration, 409 
Third Street SW., Washington, DC 20416, Phone: 202 205-7577, Email: 
[email protected].
    RIN: 3245-AG40

408. Small Business Investment Company (SBIC) Program--Impact SBICS

    Regulatory Plan: This entry is Seq. No. 142 in part II of this 
issue of the Federal Register.
    RIN: 3245-AG66

409. Small Business Investment Companies; Passive Business Expansion & 
Technical Clarifications

    Legal Authority: 15 U.S.C. 681 et seq.
    Abstract: The SBA is revising the regulations for the Small 
Business Investment Company (SBIC) program to

[[Page 94827]]

further expand the use of Passive Businesses and provide needed 
protections for SBA with regard to such investments. SBICs are 
generally prohibited from investing in passive businesses under the 
Small Business Investment Act of 1958 as amended as well as by 
regulations. Current program regulations provided for two exceptions 
that allow an SBIC to structure an investment utilizing a passive small 
business as a pass-through. The first exception identified in 
107.720(b)(2) provides that an SBIC may structure an investment 
utilizing two pass-through entities to make an investment into an 
active business. The second exception identified in 107.720(b)(3) 
allows partnership SBICs with SBA prior approval to invest in a wholly 
owned passive business that in turn provides financing to an active 
small business only if a direct financing would cause its investors to 
incur Unrelated Business Taxable Income (UBTI). The second exception is 
commonly known as a blocker corporation. The current rule creates 
unnecessary complications in defining two exceptions and does not 
provide SBA with sufficient protections. SBA is simplifying the rule to 
allow a more flexible two pass-through entity structure but provides 
SBA certain protections to offset risks associated with passive 
investment structures. As part of the rule, SBA will also make 
technical corrections and clarifications, including conforming the 
regulation to the new ``family of funds'' statutory provision.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
NPRM................................   10/05/15  80 FR 60077
NPRM Comment Period End.............   12/04/15  .......................
Final Rule..........................   11/00/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Theresa M. Jamerson, Senior Policy Advisor, 
Investment Division, Small Business Administration, 409 3rd Street SW., 
Washington, DC 20461, Phone: 202 205-7563, Email: 
[email protected].
    RIN: 3245-AG67

410. Credit for Lower Tier Small Business Subcontracting

    Legal Authority: Pub. L. 113-66, sec. 1614
    Abstract: The U.S. Small Business Administration (SBA or Agency) is 
proposing to amend its regulations to implement section 1614 of the 
National Defense Authorization Act (NDAA) of 2014, Pub. L. 113-66, 
December 26, 2013. Under the statute, when an other than small prime 
contractor has an individual subcontracting plan for a contract, the 
large business may receive credit towards its small business 
subcontracting goals for subcontract awards made to small business 
concerns at any tier. Currently, other than small business prime 
contractors only report on their performance awarding subcontracts to 
small businesses at the first tier level.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
NPRM................................   10/06/15  80 FR 60300
NPRM Comment Period End.............   12/07/15  .......................
Final Rule..........................   12/00/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Kenneth Dodds, Director, Office of Policy, Planning 
and Liaison, Small Business Administration, 409 3rd Street SW., 
Washington, DC 20416, Phone: 202 619-1766, Fax: 202 481-2950, Email: 
[email protected].
    RIN: 3245-AG71

SMALL BUSINESS ADMINISTRATION (SBA)

Long-Term Actions

411. Immediate, Expedited, and Private Disaster Assistance Loan 
Programs

    Legal Authority: 15 U.S.C. 636(c); 15 U.S.C. 636j; 15 U.S.C. 657n
    Abstract: Through this advanced notice of proposed rulemaking, SBA 
solicited comments from potential lenders and the public on three 
guaranteed disaster loan programs: (1) The expedited disaster 
assistance program (EDAP), under which the SBA would guarantee short-
term loans of up to $150,000 made by private lenders to eligible small 
businesses located in a catastrophic disaster area; (2) the private 
disaster assistance program (PDAP), under which SBA would guarantee 
loans of up to $2 million made by private lenders to eligible small 
businesses and homeowners located in a catastrophic disaster area; and 
(3) the immediate disaster assistance program (IDAP), under which the 
SBA would guarantee interim loans of up to $25,000 made by private 
lenders to eligible small businesses, which would then be repaid with 
the proceeds of SBA direct disaster loans. SBA will seek input on what 
program features would be required for lenders to participate in these 
guaranteed disaster loan programs. SBA plans to use this feedback in 
drafting proposed rules for the EDAP and PDAP programs and in 
considering changes to the existing IDAP regulations.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
ANPRM...............................   10/21/15  80 FR 63715
ANPRM Comment Period End............   12/21/15  .......................
NPRM................................   08/00/18  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Dianna L. Seaborn, Phone: 202 205-3645, Email: 
[email protected].
    RIN: 3245-AF99

412. Small Business Size Standards; Alternative Size Standard for 7(a), 
504, and Disaster Loan Programs

    Legal Authority: Pub. L. 111-240, sec. 1116
    Abstract: SBA will amend its size eligibility criteria for Business 
Loans, certified development company (CDC) loans under title V of the 
Small Business Investment Act (504) and economic injury disaster loans 
(EIDL). For the SBA 7(a) Business Loan Program and the 504 program, the 
amendments will provide an alternative size standard for loan 
applicants that do not meet the small business size standards for their 
industries. The Small Business Jobs Act of 2010 (Jobs Act) established 
alternative size standards that apply to both of these programs until 
SBA's Administrator establishes other alternative size standards. For 
the disaster loan program, the amendments will provide an alternative 
size standard for loan applicants that do not meet the Small Business 
Size Standard for their industries. These alternative size standards do 
not affect other Federal Government programs, including Federal 
procurement.
    Timetable:

------------------------------------------------------------------------
               Action                    Date            FR Cite
------------------------------------------------------------------------
NPRM................................           To Be Determined
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Khem Raj Sharma, Phone: 202 205-7189, Fax: 202 205-
6390, Email: [email protected].
    RIN: 3245-AG16


[[Page 94828]]



SMALL BUSINESS ADMINISTRATION (SBA)

Completed Actions

413. Small Business Mentor-Prot[eacute]g[eacute] Programs

    Legal Authority: Pub. L. 111-240; sec. 1347; 15 U.S.C. 657r
    Abstract: The U.S. Small Business Administration (SBA or Agency) is 
amending its regulations to implement provisions of the Small Business 
Jobs Act of 2010 and the National Defense Authorization Act for Fiscal 
Year 2013. Based on authorities provided in these two statutes, the 
rule establishes a Government-wide mentor-prot[eacute]g[eacute] program 
for all small business concerns, consistent with SBA's mentor-
prot[eacute]g[eacute] program for Participants in SBA's 8(a) Business 
Development (BD) program. The rule also makes minor changes to the 
mentor-prot[eacute]g[eacute] provisions for the 8(a) Business 
Development program in order to make the mentor-prot[eacute]g[eacute] 
rules for each of the programs as consistent as possible. The rule 
amends the current joint venture provisions to clarify the conditions 
for creating and operating joint venture partnerships, including the 
effect of such partnerships on any mentor-prot[eacute]g[eacute] 
relationships. Finally, the rule makes several additional changes to 
current size, 8(a) Office of Hearings and Appeals or HUBZone 
regulations, concerning among other things, ownership and control, 
changes in primary industry, standards of review and interested party 
status for some appeals.
    Completed:

------------------------------------------------------------------------
               Reason                    Date            FR Cite
------------------------------------------------------------------------
Final Rule..........................   07/25/16  81 FR 48558
Final Rule Effective................   08/24/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Brenda J. Fernandez, Phone: 202 205-7337, Email: 
[email protected].
    RIN: 3245-AG24

414. Small Business Government Contracting and National Defense 
Authorization Act of 2013 Amendments

    Legal Authority: 15 U.S.C. 631; Pub. L. 112-239
    Abstract: The U.S. Small Business Administration (SBA or Agency) is 
amending its regulations to implement provisions of the National 
Defense Authorization Act of 2013, which pertain to performance 
requirements applicable to small business and socioeconomic program set 
aside contracts and small business subcontracting. SBA is making 
changes to its regulations concerning the nonmanufacturer rule and 
affiliation rules. Further, SBA is allowing a joint venture to qualify 
as small for any government procurement as long as each partner to the 
joint venture qualifies individually as small under the size standard 
corresponding to the NAICS code assigned in the solicitation.
    Completed:

------------------------------------------------------------------------
               Reason                    Date            FR Cite
------------------------------------------------------------------------
Final Rule..........................   05/31/16  81 FR 34243
Final Rule Effective................   06/30/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Brenda J. Fernandez, Phone: 202 205-7337, Email: 
[email protected].
    RIN: 3245-AG58

415. Affiliation for Business Loan Programs and Surety Bond Guarantee 
Program

    Legal Authority: 15 U.S.C. 634(b)(6)
    Abstract: The U.S. Small Business Administration (SBA) has 
determined that changing conditions in the American economy and a 
constantly evolving small business community compel it to seek ways to 
improve program efficiency for its Surety Bond Guarantee (SBG) Program, 
and the business loan programs consisting of the 7(a) Loan Program, the 
Business Disaster Loan Programs (the Economic Injury Disaster Loans, 
Reservist Injury Disaster Loans, Physical Disaster Business Loans, 
Immediate Disaster Assistance Program loans), the Microloan Program, 
and the Development Company Program (the 504 Loan Program). As a 
result, SBA is simplifying guidelines for determining affiliation for 
eligibility based on size as it relates to these programs. This rule 
redefines affiliation for all five Programs, thereby simplifying 
eligibility determinations.
    Completed:

------------------------------------------------------------------------
               Reason                    Date            FR Cite
------------------------------------------------------------------------
Final Rule..........................   06/27/16  81 FR 41423
Final Rule Effective................   07/27/16  .......................
------------------------------------------------------------------------

    Regulatory Flexibility Analysis Required: Yes.
    Agency Contact: Dianna L. Seaborn, Phone: 202 205-3645, Email: 
[email protected].
    RIN: 3245-AG73

[FR Doc. 2016-29918 Filed 12-22-16; 8:45 am]
BILLING CODE 8025-01-P



                                                                                                           Vol. 81                           Friday,
                                                                                                           No. 247                           December 23, 2016




                                                                                                           Part XX


                                                                                                           Small Business Administration
                                                                                                           Semiannual Regulatory Agenda
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                                                      94824                        Federal Register / Vol. 81, No. 247 / Friday, December 23, 2016 / Unified Agenda

                                                      SMALL BUSINESS ADMINISTRATION                                          Street SW., Washington, DC 20416,                                    developed by the Regulatory
                                                                                                                             (202) 205–6849, imelda.kish@sba.gov.                                 Information Service Center. The
                                                      13 CFR Ch. I                                                             Specific: Please direct specific                                   complete Unified Agenda will be
                                                                                                                             comments and inquiries on individual                                 available online at www.reginfo.gov in a
                                                      Semiannual Regulatory Agenda                                                                                                                format that greatly enhances a user’s
                                                                                                                             regulatory activities identified in this
                                                      AGENCY:  U.S. Small Business                                           Agenda to the individual listed in the                               ability to obtain information about the
                                                      Administration.                                                        summary of the regulation as the point                               rules in SBA’s Agenda.
                                                                                                                             of contact for that regulation.                                         The Regulatory Flexibility Act
                                                      ACTION: Semiannual regulatory agenda.
                                                                                                                                                                                                  requires federal agencies to publish
                                                                                                                             SUPPLEMENTARY INFORMATION:     SBA                                   those regulatory actions that are likely
                                                      SUMMARY:   This Regulatory Agenda is a                                 provides this notice under the
                                                      semiannual summary of all current and                                                                                                       to have a significant economic impact
                                                                                                                             requirements of the Regulatory                                       on a substantial number of small entities
                                                      projected rulemakings and completed                                    Flexibility Act, 5 U.S.C. 601 to 612 and
                                                      actions of the Small Business                                                                                                               in their regulatory flexibility agendas in
                                                                                                                             Executive Order 12866, ‘‘Regulatory                                  the Federal Register. SBA’s Regulatory
                                                      Administration (SBA). SBA expects that                                 Planning and Review,’’ which require
                                                      this summary information will enable                                                                                                        Agenda includes regulatory actions that
                                                                                                                             each agency to publish a semiannual                                  are in the SBA’s regulatory flexibility
                                                      the public to be more aware of, and                                    agenda of regulations. The Regulatory
                                                      effectively participate in, SBA’s                                                                                                           agenda. Publication of these entries is
                                                                                                                             Agenda is a summary of all current and                               limited to fields that contain
                                                      regulatory activity. SBA invites the                                   projected Agency rulemakings, as well
                                                      public to submit comments on any                                                                                                            information required by the Regulatory
                                                                                                                             as actions completed since the                                       Flexibility Act’s Agenda requirements.
                                                      aspect of this Agenda.                                                 publication of the last Regulatory                                   Additional information on these entries
                                                      FOR FURTHER INFORMATION CONTACT:                                       Agenda. SBA’s last Semiannual                                        is available in the Unified Agenda
                                                        General: Please direct general                                       Regulatory Agenda was published on                                   published on the Internet.
                                                      comments or inquiries to Imelda A.                                     June 9, 2016, at 81 FR 37392. The
                                                      Kish, Law Librarian, U.S. Small                                        Semiannual Agenda of the SBA                                         Maria Contreras-Sweet,
                                                      Business Administration, 409 Third                                     conforms to the Unified Agenda format                                Administrator.

                                                                                                          SMALL BUSINESS ADMINISTRATION—PROPOSED RULE STAGE
                                                                                                                                                                                                                                             Regulation
                                                        Sequence No.                                                                                       Title                                                                            Identifier No.

                                                      400   ....................   Small Business Development Center Program Revisions ..............................................................................                          3245–AE05
                                                      401   ....................   Small Business HUBZone Program; Government Contracting Programs; Office of Hearings and Appeals                                                             3245–AG38
                                                      402   ....................   Record Disclosure and Privacy ........................................................................................................................      3245–AG52
                                                      403   ....................   Small Business Timber Set-Aside Program ....................................................................................................                3245–AG69
                                                      404   ....................   Women-Owned Small Business and Economically Disadvantaged Women-Owned Small Business—Cer-                                                                   3245–AG75
                                                                                     tification.
                                                      405 ....................     Disaster Loan Programs; Federal Flood Risk Management Standard ...........................................................                                  3245–AG77


                                                                                                               SMALL BUSINESS ADMINISTRATION—FINAL RULE STAGE
                                                                                                                                                                                                                                             Regulation
                                                        Sequence No.                                                                                       Title                                                                            Identifier No.

                                                      406   ....................   Miscellaneous Amendments to Business Loan Programs and Surety Bond Guarantee Program .................                                                      3245–AF85
                                                      407   ....................   Agent Revocation and Suspension Procedures ..............................................................................................                   3245–AG40
                                                      408   ....................   Small Business Investment Company (SBIC) Program—Impact SBICs (Reg Plan Seq No. 142) ...............                                                        3245–AG66
                                                      409   ....................   Small Business Investment Companies; Passive Business Expansion & Technical Clarifications ................                                                 3245–AG67
                                                      410   ....................   Credit for Lower Tier Small Business Subcontracting .....................................................................................                   3245–AG71
                                                         References in boldface appear in The Regulatory Plan in part II of this issue of the Federal Register.

                                                                                                             SMALL BUSINESS ADMINISTRATION—LONG-TERM ACTIONS
                                                                                                                                                                                                                                             Regulation
                                                        Sequence No.                                                                                       Title                                                                            Identifier No.

                                                      411 ....................     Immediate, Expedited, and Private Disaster Assistance Loan Programs .......................................................                                 3245–AF99
                                                      412 ....................     Small Business Size Standards; Alternative Size Standard for 7(a), 504, and Disaster Loan Programs ......                                                   3245–AG16


                                                                                                             SMALL BUSINESS ADMINISTRATION—COMPLETED ACTIONS
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                                                                                                                                                                                                                                             Regulation
                                                        Sequence No.                                                                                       Title                                                                            Identifier No.

                                                      413 ....................     Small Business Mentor Protégé Programs ......................................................................................................             3245–AG24
                                                      414 ....................     Small Business Government Contracting and National Defense Authorization Act of 2013 Amendments ...                                                         3245–AG58
                                                      415 ....................     Affiliation for Business Loan Programs and Surety Bond Guarantee Program ..............................................                                     3245–AG73




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                                                                                Federal Register / Vol. 81, No. 247 / Friday, December 23, 2016 / Unified Agenda                                                 94825

                                                      SMALL BUSINESS ADMINISTRATION                             participation. In developing this                       proposing to amend its Small Business
                                                      (SBA)                                                     proposed rule, SBA will focus on the                    Timber Set-Aside Program (the Program)
                                                                                                                principles of Executive Order 13563 to                  regulations. The Small Business Timber
                                                      Proposed Rule Stage
                                                                                                                determine whether portions of                           Set-Aside Program is rooted in the
                                                      400. Small Business Development                           regulations should be modified,                         Small Business Act, which tasked SBA
                                                      Center Program Revisions                                  streamlined, expanded or repealed to                    with ensuring that small businesses
                                                         Legal Authority: 15 U.S.C. 634(b)(6);                  make the HUBZone program more                           receive a fair proportion of the total
                                                      15 U.S.C. 648                                             effective and/or less burdensome on                     sales of government property.
                                                         Abstract: Updates the SBDC program                     small business concerns. At the same                    Accordingly, the Program requires
                                                      regulations by proposing to amend: (1)                    time, SBA will maintain a framework                     Timber sales to be set aside for small
                                                      Procedures for approving applications                     that helps identify and reduce waste,                   business when small business
                                                      for new Host SBDCs; (2) approval                          fraud, and abuse in the program.                        participation falls below a certain
                                                      procedures for travel outside the                            Timetable:                                           amount. SBA is considering comments
                                                      continental U.S. and U.S. territories; (3)                                                                        received during the ANPRM process,
                                                      procedures and requirements regarding
                                                                                                                       Action                 Date         FR Cite      including on issues such as, but not
                                                      findings and disputes resulting from                                                                              limited to, whether the saw timber
                                                                                                                NPRM ..................   01/00/17                      volume purchased through stewardship
                                                      financial exams, programmatic reviews,
                                                      accreditation reviews, and other SBA                                                                              timber contracts should be included in
                                                                                                                  Regulatory Flexibility Analysis
                                                      oversight activities; (4) requirements for                                                                        calculations, and whether the appraisal
                                                                                                                Required: Yes.
                                                      new or renewal applications for SBDC                                                                              point used in set-aside sales should be
                                                                                                                  Agency Contact: Mariana Pardo,
                                                      grants, including the requirements for                                                                            the nearest small business mill. In
                                                                                                                Director, Office of HUBZone, Small
                                                      electronic submission through the                                                                                 addition, SBA is considering data from
                                                                                                                Business Administration, 409 3rd Street
                                                      approved electronic Government                                                                                    the timber industry to help evaluate the
                                                                                                                SW., Washington, DC 20416, Phone: 202
                                                      submission facility; (5) procedures                                                                               current program and economic impact
                                                                                                                205–2985, Email: mariana.pardo@
                                                      regarding the determination to affect                                                                             of potential changes.
                                                                                                                sba.gov.                                                  Timetable:
                                                      suspension, termination or non-renewal                      RIN: 3245–AG38
                                                      of an SBDC’s cooperative agreement;                                                                                      Action              Date        FR Cite
                                                                                                                402. Record Disclosure and Privacy
                                                      and (6) provisions regarding the
                                                      collection and use of the individual                         Legal Authority: 5 U.S.C. 301, 552 and               ANPRM ...............     03/25/15   80 FR 15697
                                                      SBDC client data.                                         552(a); 31 U.S.C. 9701; 44 U.S.C. 3501                  ANPRM Comment             05/26/15
                                                         Timetable:                                             et seq.; E.O. 12600; 52 FR 23781                          Period End.
                                                                                                                   Abstract: SBA proposes to amend its                  NPRM ..................   09/27/16   81 FR 66199
                                                             Action               Date           FR Cite        Record Disclosure and Privacy                           NPRM Comment              11/28/16
                                                                                                                regulations to implement the Openness                     Period End.
                                                      ANPRM ...............      04/02/15     80 FR 17708       Promotes Effectiveness in our National                  Final Rule ............   05/00/17
                                                      ANPRM Comment              06/01/15                       Government Act and the FOIA
                                                       Period End.                                                                                                        Regulatory Flexibility Analysis
                                                                                                                Improvement Act of 2016. The
                                                      NPRM ..................    12/00/16                                                                               Required: Yes.
                                                                                                                amendments, among other things, will
                                                                                                                                                                          Agency Contact: David W. Loines,
                                                        Regulatory Flexibility Analysis                         update the Agency’s Freedom of
                                                                                                                                                                        Area Director, Office of Government
                                                      Required: Yes.                                            Information Act regulations to adjust the
                                                                                                                                                                        Contracting, Small Business
                                                        Agency Contact: Adriana Menchaca-                       time for the public to submit an appeal
                                                                                                                                                                        Administration, 409 Third Street SW.,
                                                      Gendron, Associate Administrator for                      of SBA’s decision regarding a request for
                                                                                                                                                                        Washington, DC 20416, Phone: 202 205–
                                                      Small Business Development Centers,                       information, correct an obsolete address
                                                                                                                                                                        7311, Email: david.loines@sba.gov.
                                                      Small Business Administration, 409 3rd                    and provide applicable Web site                           RIN: 3245–AG69
                                                      Street SW., Washington, DC 20416,                         addresses, and clarify the definition of
                                                                                                                news media for purposes of assessing                    404. Women-Owned Small Business
                                                      Phone: 202 205–6988.
                                                        RIN: 3245–AE05                                          processing fees.                                        and Economically Disadvantaged
                                                                                                                   Timetable:                                           Women-Owned Small Business—
                                                      401. Small Business HUBZone Program;                                                                              Certification
                                                      Government Contracting Programs;                                 Action                 Date         FR Cite        Legal Authority: Pub. L. 113–291, sec.
                                                      Office of Hearings and Appeals                                                                                    825; 15 U.S.C. 637(m)
                                                                                                                NPRM ..................   11/00/16
                                                        Legal Authority: 15 U.S.C. 657a                                                                                   Abstract: Section 825 of the National
                                                        Abstract: SBA has been reviewing its                      Regulatory Flexibility Analysis                       Defense Authorization Act for Fiscal
                                                      processes and procedures for                              Required: Yes.                                          Year 2015 (NDAA), Public Law 113–
                                                      implementing the HUBZone program                            Agency Contact: Laura Magere,                         291, 128 Stat. 3292, Dec. 19, 2014,
                                                      and has determined that several of the                    Director, Freedom of Information Act                    included language requiring that
                                                      regulations governing the program                         Office, Small Business Administration,                  women-owned small business concerns
                                                      should be amended in order to resolve                     409 Third Street SW., Washington, DC                    and economically disadvantaged
                                                      certain issues that have arisen. As a                     20416, Phone: 202 205–6837, Email:                      women-owned small business concerns
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                                                      result, the proposed rule would                           laura.magere@sba.gov.                                   are certified by a Federal agency, a State
                                                      constitute a comprehensive revision of                      RIN: 3245–AG52                                        government, the Administrator, or
                                                      part 126 of SBA’s regulations to clarify                                                                          national certifying entity approved by
                                                      current HUBZone Program regulations,                      403. Small Business Timber Set-Aside                    the Administrator as a small business
                                                      and implement various new procedures.                     Program                                                 concern owned and controlled by
                                                      The amendments will make it easier for                      Legal Authority: 15 U.S.C. 631; 15                    women. SBA is issuing this Advance
                                                      participants to comply with the program                   U.S.C. 644(a)                                           Notice of Proposed Rulemaking to get
                                                      requirements and enable them to                             Abstract: The U.S. Small Business                     public feedback on how best to
                                                      maximize the benefits afforded by                         Administration (SBA or Agency) is                       implement this statutory provision. SBA


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                                                      94826                     Federal Register / Vol. 81, No. 247 / Friday, December 23, 2016 / Unified Agenda

                                                      intends to request information on                            RIN: 3245–AG77                                       Washington, DC 20416, Phone: 202 205–
                                                      whether SBA should: Create its own                                                                                3645, Email: dianna.seaborn@sba.gov.
                                                      certification program, rely on private                                                                              RIN: 3245–AF85
                                                      certifiers, allow Federal agencies to
                                                                                                                SMALL BUSINESS ADMINISTRATION                           407. Agent Revocation and Suspension
                                                      create their own certification systems, or
                                                                                                                (SBA)                                                   Procedures
                                                      create a hybrid system. SBA also
                                                      intends to request information from the                   Final Rule Stage                                          Legal Authority: 15 U.S.C. 634; 15
                                                      public concerning State government                                                                                U.S.C. 642
                                                                                                                406. Miscellaneous Amendments to                          Abstract: This rule establishes
                                                      certification programs.
                                                        Timetable:                                              Business Loan Programs and Surety                       detailed procedures for the suspension
                                                                                                                Bond Guarantee Program                                  and revocation of an Agent’s privilege to
                                                             Action               Date           FR Cite           Legal Authority: 15 U.S.C. 636(a); 15                do business with the United States
                                                                                                                U.S.C. 694b                                             Small Business Administration (SBA)
                                                      ANPRM ...............      12/18/15     80 FR 78984          Abstract: Certain lenders have been                  within a single Part of the Code of
                                                      ANPRM Comment              02/16/16                                                                               Federal Regulations; removes 8(a)
                                                                                                                delegated the authority to make loan
                                                       Period End.
                                                      NPRM ..................    12/00/16                       decisions without prior approval from                   program specific procedures for Agent
                                                                                                                SBA under certain circumstances. SBA                    suspension and revocation; clarifies
                                                        Regulatory Flexibility Analysis                         plans to formalize such delegated                       existing and related regulations as to
                                                      Required: Yes.                                            authorities in this proposed rule.                      suspension, revocation, and debarment;
                                                        Agency Contact: Kenneth Dodds,                          Several minor modifications to the 504                  and removes Office of Hearings and
                                                      Director, Office of Policy, Planning and                  Loan Program and governance rules for                   Appeals jurisdiction over Agent
                                                      Liaison, Small Business Administration,                   Certified Development Company (CDC)                     suspensions and revocations and
                                                      409 3rd Street SW., Washington, DC                        are also proposed in a follow-on to the                 government-wide debarment and
                                                      20416, Phone: 202 619–1766, Fax: 202                      Final Rule: 504 and 7(a) Loan Program                   suspension actions. This rule will also
                                                      481–2950, Email: kenneth.dodds@                           Updates (March 21, 2014), along with                    conform SBA suspension and
                                                      sba.gov.                                                  alignment of terminology for 7(a)                       revocation procedures for Agents with
                                                        RIN: 3245–AG75                                          lenders that are federally regulated to                 general government-wide
                                                                                                                synchronize with existing industry                      nonprocurement suspension and
                                                      405. Disaster Loan Programs; Federal                      requirements. SBA plans to propose                      debarment procedures.
                                                      Flood Risk Management Standard                            several other miscellaneous                               Timetable:
                                                         Legal Authority: 15 U.S.C. 634(b)(6);                  amendments to improve oversight and
                                                      E.O. 11988; E.O. 13690                                    operations of its finance programs.                            Action              Date        FR Cite
                                                         Abstract: In accordance with                              This rule proposes to make four
                                                      Executive Order 11988, Floodplain                                                                                 NPRM ..................   10/16/14   79 FR 62060
                                                                                                                changes to the Surety Bond Guarantee
                                                                                                                                                                        NPRM Comment              12/12/14   79 FR 73853
                                                      Management, as amended by Executive                       (SBG) Program. The first would change                     Period Ex-
                                                      Order 13690, Establishing a Federal                       the threshold for notification to SBA of                  tended.
                                                      Flood Risk Management Standard and a                      changes in the contract or bond amount.                 NPRM Comment              12/15/14
                                                      Process for Further Soliciting and                        Second, the change would require                          Period End.
                                                      Considering Stakeholder Input, SBA                        sureties to submit quarterly contract                   Second NPRM               02/14/15
                                                      will propose a rule to describe which                     completion reports. Third, SBA                            Comment Pe-
                                                      disaster loans are subject to the FFRMS.                  proposes to increase the eligible                         riod End.
                                                      SBA will propose to apply the FFRMS                       contract limit for the Quick Bond                       Final Rule ............   12/00/16
                                                      and corresponding elevation component                     Application and Agreement from
                                                      to disaster loans that meet one of the                    $250,000 to $400,000. Finally, SBA                        Regulatory Flexibility Analysis
                                                      following conditions: (1) SBA funds will                  proposes to increase the guarantee                      Required: Yes.
                                                      be used for total real estate                             percentage in the Preferred Surety Bond                   Agency Contact: Debra Mayer, Chief,
                                                      reconstruction at the damaged site that                   program to reflect the statutory change                 Supervision and Enforcement, Office of
                                                      is located in the Special Flood Hazard                    made by the National Defense                            Credit Risk Management, Small
                                                      Area (SFHA); (2) SBA funds will be                        Authorization Act of 2016. The                          Business Administration, 409 Third
                                                      used for new real estate construction at                  guarantee percentage will increase from                 Street SW., Washington, DC 20416,
                                                      a relocation site that is located in the                  70% to 80% or 90%, depending on                         Phone: 202 205–7577, Email:
                                                      SFHA; or (3) SBA funds will be used for                   contract size and socioeconomic factors                 debra.mayer@sba.gov.
                                                      code required elevation at the damaged                    currently in effect in the Prior Approval                 RIN: 3245–AG40
                                                      site that is located in the SFHA.                         Program.                                                408. Small Business Investment
                                                         Timetable:                                                Timetable:                                           Company (SBIC) Program—Impact
                                                                                                                                                                        SBICS
                                                             Action               Date           FR Cite               Action                 Date         FR Cite
                                                                                                                                                                          Regulatory Plan: This entry is Seq.
                                                      NPRM ..................    11/00/16                       NPRM ..................   08/09/16     81 FR 52595      No. 142 in part II of this issue of the
                                                                                                                Comment Period            10/11/16                      Federal Register.
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                                                        Regulatory Flexibility Analysis                           End.                                                    RIN: 3245–AG66
                                                      Required: Yes.                                            Final Rule ............   03/00/17
                                                        Agency Contact: Alejandro Contreras,                                                                            409. Small Business Investment
                                                      Program Analyst, Office of Disaster                         Regulatory Flexibility Analysis                       Companies; Passive Business Expansion
                                                      Assistance, Small Business                                Required: Yes.                                          & Technical Clarifications
                                                      Administration, 409 Third Street SW.,                       Agency Contact: Dianna L. Seaborn,                      Legal Authority: 15 U.S.C. 681 et seq.
                                                      Washington, DC 20416, Phone: 202 205–                     Acting Director, Office of Financial                      Abstract: The SBA is revising the
                                                      6674, Email: alejandro.contreras@                         Assistance, Small Business                              regulations for the Small Business
                                                      sba.gov.                                                  Administration, 409 Third Street SW.,                   Investment Company (SBIC) program to


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                                                                                Federal Register / Vol. 81, No. 247 / Friday, December 23, 2016 / Unified Agenda                                                 94827

                                                      further expand the use of Passive                         2013. Under the statute, when an other                  plans to use this feedback in drafting
                                                      Businesses and provide needed                             than small prime contractor has an                      proposed rules for the EDAP and PDAP
                                                      protections for SBA with regard to such                   individual subcontracting plan for a                    programs and in considering changes to
                                                      investments. SBICs are generally                          contract, the large business may receive                the existing IDAP regulations.
                                                      prohibited from investing in passive                      credit towards its small business                         Timetable:
                                                      businesses under the Small Business                       subcontracting goals for subcontract
                                                      Investment Act of 1958 as amended as                      awards made to small business concerns                         Action              Date        FR Cite
                                                      well as by regulations. Current program                   at any tier. Currently, other than small
                                                      regulations provided for two exceptions                   business prime contractors only report                  ANPRM ...............     10/21/15   80 FR 63715
                                                      that allow an SBIC to structure an                        on their performance awarding                           ANPRM Comment             12/21/15
                                                      investment utilizing a passive small                      subcontracts to small businesses at the                  Period End.
                                                      business as a pass-through. The first                     first tier level.                                       NPRM ..................   08/00/18
                                                      exception identified in 107.720(b)(2)                        Timetable:
                                                      provides that an SBIC may structure an                                                                              Regulatory Flexibility Analysis
                                                      investment utilizing two pass-through                            Action                 Date         FR Cite
                                                                                                                                                                        Required: Yes.
                                                      entities to make an investment into an
                                                      active business. The second exception                     NPRM ..................   10/06/15     80 FR 60300        Agency Contact: Dianna L. Seaborn,
                                                                                                                NPRM Comment              12/07/15                      Phone: 202 205–3645, Email:
                                                      identified in 107.720(b)(3) allows                          Period End.
                                                      partnership SBICs with SBA prior                                                                                  dianna.seaborn@sba.gov.
                                                                                                                Final Rule ............   12/00/16
                                                      approval to invest in a wholly owned                                                                                RIN: 3245–AF99
                                                      passive business that in turn provides                      Regulatory Flexibility Analysis
                                                      financing to an active small business                                                                             412. Small Business Size Standards;
                                                                                                                Required: Yes.
                                                      only if a direct financing would cause                                                                            Alternative Size Standard for 7(a), 504,
                                                                                                                  Agency Contact: Kenneth Dodds,
                                                      its investors to incur Unrelated Business                                                                         and Disaster Loan Programs
                                                                                                                Director, Office of Policy, Planning and
                                                      Taxable Income (UBTI). The second                         Liaison, Small Business Administration,                    Legal Authority: Pub. L. 111–240, sec.
                                                      exception is commonly known as a                          409 3rd Street SW., Washington, DC                      1116
                                                      blocker corporation. The current rule                     20416, Phone: 202 619–1766, Fax: 202
                                                      creates unnecessary complications in                      481–2950, Email: kenneth.dodds@                            Abstract: SBA will amend its size
                                                      defining two exceptions and does not                      sba.gov.                                                eligibility criteria for Business Loans,
                                                      provide SBA with sufficient protections.                    RIN: 3245–AG71                                        certified development company (CDC)
                                                      SBA is simplifying the rule to allow a                                                                            loans under title V of the Small
                                                      more flexible two pass-through entity                                                                             Business Investment Act (504) and
                                                      structure but provides SBA certain                                                                                economic injury disaster loans (EIDL).
                                                      protections to offset risks associated                    SMALL BUSINESS ADMINISTRATION                           For the SBA 7(a) Business Loan Program
                                                      with passive investment structures. As                    (SBA)                                                   and the 504 program, the amendments
                                                      part of the rule, SBA will also make                      Long-Term Actions                                       will provide an alternative size standard
                                                      technical corrections and clarifications,                                                                         for loan applicants that do not meet the
                                                      including conforming the regulation to                    411. Immediate, Expedited, and Private
                                                                                                                                                                        small business size standards for their
                                                      the new ‘‘family of funds’’ statutory                     Disaster Assistance Loan Programs
                                                                                                                                                                        industries. The Small Business Jobs Act
                                                      provision.                                                   Legal Authority: 15 U.S.C. 636(c); 15                of 2010 (Jobs Act) established
                                                         Timetable:                                             U.S.C. 636j; 15 U.S.C. 657n                             alternative size standards that apply to
                                                                                                                   Abstract: Through this advanced                      both of these programs until SBA’s
                                                             Action               Date           FR Cite        notice of proposed rulemaking, SBA                      Administrator establishes other
                                                                                                                solicited comments from potential                       alternative size standards. For the
                                                      NPRM ..................    10/05/15     80 FR 60077
                                                      NPRM Comment               12/04/15                       lenders and the public on three                         disaster loan program, the amendments
                                                        Period End.                                             guaranteed disaster loan programs: (1)                  will provide an alternative size standard
                                                      Final Rule ............    11/00/16                       The expedited disaster assistance
                                                                                                                                                                        for loan applicants that do not meet the
                                                                                                                program (EDAP), under which the SBA
                                                                                                                                                                        Small Business Size Standard for their
                                                        Regulatory Flexibility Analysis                         would guarantee short-term loans of up
                                                                                                                to $150,000 made by private lenders to                  industries. These alternative size
                                                      Required: Yes.
                                                                                                                eligible small businesses located in a                  standards do not affect other Federal
                                                        Agency Contact: Theresa M. Jamerson,
                                                                                                                catastrophic disaster area; (2) the private             Government programs, including
                                                      Senior Policy Advisor, Investment
                                                      Division, Small Business                                  disaster assistance program (PDAP),                     Federal procurement.
                                                      Administration, 409 3rd Street SW.,                       under which SBA would guarantee                            Timetable:
                                                      Washington, DC 20461, Phone: 202 205–                     loans of up to $2 million made by
                                                      7563, Email: theresa.jamerson@sba.gov.                    private lenders to eligible small                              Action              Date        FR Cite
                                                        RIN: 3245–AG67                                          businesses and homeowners located in
                                                                                                                a catastrophic disaster area; and (3) the               NPRM ..................     To Be Determined
                                                      410. Credit for Lower Tier Small                          immediate disaster assistance program
                                                      Business Subcontracting
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                                                                                                                (IDAP), under which the SBA would                         Regulatory Flexibility Analysis
                                                        Legal Authority: Pub. L. 113–66, sec.                   guarantee interim loans of up to $25,000                Required: Yes.
                                                      1614                                                      made by private lenders to eligible small                 Agency Contact: Khem Raj Sharma,
                                                        Abstract: The U.S. Small Business                       businesses, which would then be repaid                  Phone: 202 205–7189, Fax: 202 205–
                                                      Administration (SBA or Agency) is                         with the proceeds of SBA direct disaster
                                                                                                                                                                        6390, Email: khem.sharma@sba.gov.
                                                      proposing to amend its regulations to                     loans. SBA will seek input on what
                                                      implement section 1614 of the National                    program features would be required for                    RIN: 3245–AG16
                                                      Defense Authorization Act (NDAA) of                       lenders to participate in these
                                                      2014, Pub. L. 113–66, December 26,                        guaranteed disaster loan programs. SBA


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                                                      94828                     Federal Register / Vol. 81, No. 247 / Friday, December 23, 2016 / Unified Agenda

                                                      SMALL BUSINESS ADMINISTRATION                               Regulatory Flexibility Analysis                       415. Affiliation for Business Loan
                                                      (SBA)                                                     Required: Yes.                                          Programs and Surety Bond Guarantee
                                                      Completed Actions                                           Agency Contact: Brenda J. Fernandez,                  Program
                                                                                                                Phone: 202 205–7337, Email:
                                                      413. Small Business Mentor-Protégé                                                                                 Legal Authority: 15 U.S.C. 634(b)(6)
                                                                                                                brenda.fernandez@sba.gov.
                                                      Programs                                                                                                             Abstract: The U.S. Small Business
                                                                                                                  RIN: 3245–AG24
                                                         Legal Authority: Pub. L. 111–240; sec.                                                                         Administration (SBA) has determined
                                                      1347; 15 U.S.C. 657r                                      414. Small Business Government                          that changing conditions in the
                                                         Abstract: The U.S. Small Business                      Contracting and National Defense                        American economy and a constantly
                                                      Administration (SBA or Agency) is                         Authorization Act of 2013 Amendments                    evolving small business community
                                                      amending its regulations to implement                                                                             compel it to seek ways to improve
                                                      provisions of the Small Business Jobs                       Legal Authority: 15 U.S.C. 631; Pub. L.
                                                                                                                                                                        program efficiency for its Surety Bond
                                                      Act of 2010 and the National Defense                      112–239
                                                                                                                                                                        Guarantee (SBG) Program, and the
                                                      Authorization Act for Fiscal Year 2013.                     Abstract: The U.S. Small Business                     business loan programs consisting of the
                                                      Based on authorities provided in these                    Administration (SBA or Agency) is                       7(a) Loan Program, the Business Disaster
                                                      two statutes, the rule establishes a                      amending its regulations to implement                   Loan Programs (the Economic Injury
                                                      Government-wide mentor-protégé                          provisions of the National Defense                      Disaster Loans, Reservist Injury Disaster
                                                      program for all small business concerns,                  Authorization Act of 2013, which                        Loans, Physical Disaster Business
                                                      consistent with SBA’s mentor-protégé                    pertain to performance requirements
                                                      program for Participants in SBA’s 8(a)                                                                            Loans, Immediate Disaster Assistance
                                                                                                                applicable to small business and
                                                      Business Development (BD) program.                                                                                Program loans), the Microloan Program,
                                                                                                                socioeconomic program set aside
                                                      The rule also makes minor changes to                      contracts and small business                            and the Development Company Program
                                                      the mentor-protégé provisions for the                   subcontracting. SBA is making changes                   (the 504 Loan Program). As a result,
                                                      8(a) Business Development program in                      to its regulations concerning the                       SBA is simplifying guidelines for
                                                      order to make the mentor-protégé rules                  nonmanufacturer rule and affiliation                    determining affiliation for eligibility
                                                      for each of the programs as consistent as                 rules. Further, SBA is allowing a joint                 based on size as it relates to these
                                                      possible. The rule amends the current                     venture to qualify as small for any                     programs. This rule redefines affiliation
                                                      joint venture provisions to clarify the                   government procurement as long as                       for all five Programs, thereby
                                                      conditions for creating and operating                     each partner to the joint venture                       simplifying eligibility determinations.
                                                      joint venture partnerships, including the                 qualifies individually as small under the                  Completed:
                                                      effect of such partnerships on any                        size standard corresponding to the
                                                      mentor-protégé relationships. Finally,                  NAICS code assigned in the solicitation.                      Reason               Date        FR Cite
                                                      the rule makes several additional
                                                                                                                  Completed:
                                                      changes to current size, 8(a) Office of                                                                           Final Rule ............   06/27/16   81 FR 41423
                                                      Hearings and Appeals or HUBZone                                 Reason                  Date         FR Cite      Final Rule Effec-         07/27/16
                                                      regulations, concerning among other                                                                                 tive.
                                                      things, ownership and control, changes                    Final Rule ............   05/31/16     81 FR 34243
                                                      in primary industry, standards of review                  Final Rule Effec-         06/30/16                        Regulatory Flexibility Analysis
                                                      and interested party status for some                        tive.
                                                                                                                                                                        Required: Yes.
                                                      appeals.
                                                         Completed:                                                                                                       Agency Contact: Dianna L. Seaborn,
                                                                                                                  Regulatory Flexibility Analysis
                                                                                                                                                                        Phone: 202 205–3645, Email:
                                                                                                                Required: Yes.
                                                            Reason                Date           FR Cite                                                                dianna.seaborn@sba.gov.
                                                                                                                  Agency Contact: Brenda J. Fernandez,
                                                      Final Rule ............    07/25/16     81 FR 48558       Phone: 202 205–7337, Email:                               RIN: 3245–AG73
                                                      Final Rule Effec-          08/24/16                       brenda.fernandez@sba.gov.                               [FR Doc. 2016–29918 Filed 12–22–16; 8:45 am]
                                                        tive.                                                                                                           BILLING CODE 8025–01–P
                                                                                                                  RIN: 3245–AG58
mstockstill on DSK3G9T082PROD with PROPOSALP20




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Document Created: 2016-12-23 12:29:04
Document Modified: 2016-12-23 12:29:04
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionSemiannual regulatory agenda.
ContactGeneral: Please direct general comments or inquiries to Imelda A. Kish, Law Librarian, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416, (202) 205-6849, [email protected]
FR Citation81 FR 94823 

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