81_FR_96232 81 FR 95982 - California State Motor Vehicle Pollution Control Standards; Greenhouse Gas Emissions From 2014 and Subsequent Model Year Medium- and Heavy-Duty Engines and Vehicles; Notice of Decision

81 FR 95982 - California State Motor Vehicle Pollution Control Standards; Greenhouse Gas Emissions From 2014 and Subsequent Model Year Medium- and Heavy-Duty Engines and Vehicles; Notice of Decision

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 81, Issue 250 (December 29, 2016)

Page Range95982-95987
FR Document2016-31646

The Environmental Protection Agency (EPA) is granting the California Air Resources Board's (``CARB's'') request for a waiver of Clean Air Act preemption for its greenhouse gas (``GHG'') emission regulation for the new 2014 and subsequent model year on-road medium- and heavy-duty engines and vehicles (``California Phase 1 GHG Regulation'') adopted in 2011. This regulation establishes requirements applicable to new motor vehicles with a gross vehicle weight rating exceeding 8,500 pounds and engines that power such motor vehicles, except for medium-duty passenger vehicles that are subject to California's Low Emission Vehicle Program. This regulation generally aligns California's GHG emission standards and test procedures with the federal GHG emission standards and test procedures that EPA adopted in 2011. A deemed-to-comply provision is included in CARB's regulation whereby manufacturers may demonstrate compliance with California's Phase 1 GHG Regulation by complying with EPA's Phase 1 regulation. This decision is issued under the authority of the Clean Air Act (``CAA'' or ``the Act'').

Federal Register, Volume 81 Issue 250 (Thursday, December 29, 2016)
[Federal Register Volume 81, Number 250 (Thursday, December 29, 2016)]
[Notices]
[Pages 95982-95987]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-31646]


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ENVIRONMENTAL PROTECTION AGENCY

[EPA-HQ-OAR-2016-0179; FRL-9957-70-OAR]


California State Motor Vehicle Pollution Control Standards; 
Greenhouse Gas Emissions From 2014 and Subsequent Model Year Medium- 
and Heavy-Duty Engines and Vehicles; Notice of Decision

AGENCY: Environmental Protection Agency (EPA).

ACTION: Notice of decision.

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SUMMARY: The Environmental Protection Agency (EPA) is granting the 
California Air Resources Board's (``CARB's'') request for a waiver of 
Clean Air Act preemption for its greenhouse gas (``GHG'') emission 
regulation for the new 2014 and subsequent model year on-road medium- 
and heavy-duty engines and vehicles (``California Phase 1 GHG 
Regulation'') adopted in 2011. This regulation establishes requirements 
applicable to new motor vehicles with a gross vehicle weight rating 
exceeding 8,500 pounds and engines that power such motor vehicles, 
except for medium-duty passenger vehicles that are subject to 
California's Low Emission Vehicle Program. This regulation generally 
aligns California's GHG emission standards and test procedures with the 
federal GHG emission standards and test procedures that EPA

[[Page 95983]]

adopted in 2011. A deemed-to-comply provision is included in CARB's 
regulation whereby manufacturers may demonstrate compliance with 
California's Phase 1 GHG Regulation by complying with EPA's Phase 1 
regulation. This decision is issued under the authority of the Clean 
Air Act (``CAA'' or ``the Act'').

DATES: Petitions for review must be filed by February 27, 2017.

ADDRESSES: EPA has established a docket for this action under Docket ID 
EPA-HQ-OAR-2016-0179. All documents relied upon in making this 
decision, including those submitted to EPA by CARB, are contained in 
the public docket. Publicly available docket materials are available 
either electronically through www.regulations.gov or in hard copy at 
the Air and Radiation Docket in the EPA Headquarters Library, EPA West 
Building, Room 3334, 1301 Constitution Avenue NW., Washington, DC. The 
Public Reading Room is open to the public on all federal government 
working days from 8:30 a.m. to 4:30 p.m.; generally, it is open Monday 
through Friday, excluding holidays. The telephone number for the 
Reading Room is (202) 566-1744. The Air and Radiation Docket and 
Information Center's Web site is http://www.epa.gov/oar/docket.html. 
The email address for the Air and Radiation Docket is: [email protected], the telephone number is (202) 566-1742, and the fax 
number is (202) 566-9744. An electronic version of the public docket is 
available through the federal government's electronic public docket and 
comment system at http://www.regulations.gov. After opening the 
www.regulations.gov Web site, enter EPA-HQ-OAR-2016-0179 in the ``Enter 
Keyword or ID'' fill-in box to view documents in the record. Although a 
part of the official docket, the public docket does not include 
Confidential Business Information (``CBI'') or other information whose 
disclosure is restricted by statute.
    EPA's Office of Transportation and Air Quality (``OTAQ'') maintains 
a Web page that contains general information on its review of 
California waiver and authorization requests. Included on that page are 
links to prior waiver Federal Register notices, some of which are cited 
in today's notice; the page can be accessed at http://www.epa.gov/otaq/cafr.htm.

FOR FURTHER INFORMATION CONTACT: David Dickinson, Office of 
Transportation and Air Quality, U.S. Environmental Protection Agency, 
1200 Pennsylvania Ave. NW., Telephone: (202) 343-9256. Email: 
[email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    California's Phase 1 GHG Regulation complements CARB's existing 
Tractor-Trailer GHG regulation that was initially adopted in December 
2008 and subsequently amended in 2010 and 2012. EPA granted California 
a waiver for the Tractor-Trailer GHG regulation in 2014.\1\ The 
Tractor-Trailer GHG regulation requires new 2011 and subsequent model 
year (``MY'') sleeper-cab tractors that haul 53-foot or longer box-type 
trailers on California highways, and 53-foot and longer box-type 
trailers operating on California highways to be equipped with U.S. EPA 
SmartWay approved aerodynamic technologies and low-rolling resistance 
tires. California's Phase 1 GHG Regulation establishes emission 
standards for tractors that are also subject to the requirements of 
CARB's Tractor-Trailer GHG regulation. CARB amended the Tractor-Trailer 
GHG regulation in conjunction with its adoption of the Phase 1 GHG 
Regulation to make California's GHG requirements for new medium- and 
heavy-duty engines and vehicles consistent with corresponding 
requirements of EPA's Phase 1 GHG regulation.\2\ The California Phase 1 
GHG Regulation establishes GHG emission standards and associated test 
procedures for new 2014 and subsequent MY diesel-fueled medium- and 
heavy-duty engines and for new 2016 and subsequent MY gasoline-fueled 
medium- and heavy-duty engines used in combination tractors and 
vocational vehicles that are identical to the corresponding GHG 
emission standards and associated test procedures for diesel and 
gasoline-fueled heavy-duty engines in EPA's Phase 1 GHG regulation. The 
California Phase 1 GHG Regulation also contains ``deemed to comply'' 
provisions that allow engine manufacturers to demonstrate that 2014 
through 2022 model year medium- and heavy-duty engines comply with 
California's GHG emission standards by showing compliance with EPA's 
Phase 1 regulation, i.e., submitting to CARB the engine family's 
Certificate of Conformity issued by EPA.\3\
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    \1\ 79 FR 46256 (August 7, 2014).
    \2\ 76 FR 57106 (September 15, 2011).
    \3\ See ``California Exhaust Emission Standards and Test 
Procedures for 2004 and Subsequent Model Heavy-Duty Diesel-Engines 
and Vehicles'', Part 1036, Subpart B, section 1036.108, and 
``California Exhaust Emission Standards and Test Procedures for 2004 
and Subsequent Model Heavy-Duty Otto-Cycle Engines and Vehicles'', 
Part 1036, Subpart B, section 1036.108. See also ``California 
Greenhouse Gas Exhaust Emission Standards and Test Procedures for 
2014 and Subsequent Model Heavy-Duty Vehicles'', Part 1037, Subpart 
B, section 1037.101(b)(2).
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    By letter dated January 29, 2016,\4\ CARB submitted to EPA a 
request for a waiver of the preemption found at section 209(a) of Clean 
Air Act, 42 U.S.C. 7543(a), for the California Phase 1 GHG Regulation. 
CARB's submission provides analysis and evidence to support its finding 
that the California Phase 1 GHG Regulation satisfies the CAA section 
209(b) criteria and that a waiver of preemption should be granted.
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    \4\ CARB, ``In the Matter of California's Request for Waiver 
Pursuant to Clean Air Act Section 209(b) for California's Greenhouse 
Gas Regulation for Medium- and heavy-Duty Engines and Vehicles,'' 
January 29, 2016 (``California Waiver Request Support Document'') 
See www.regulations.gov Web site, docket number EPA-HQ-OAR-2016-
0179-0003.
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II. Principles Governing This Review

A. Scope of Review

    Section 209(a) of the CAA provides:

    No State or any political subdivision thereof shall adopt or 
attempt to enforce any standard relating to the control of emissions 
from new motor vehicles or new motor vehicle engines subject to this 
part. No State shall require certification, inspection or any other 
approval relating to the control of emissions from any new motor 
vehicle or new motor vehicle engine as condition precedent to the 
initial retail sale, titling (if any), or registration of such motor 
vehicle, motor vehicle engine, or equipment.\5\
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    \5\ CAA Sec.  209(a). 42 U.S.C. 7543(a).

    Section 209(b)(1) of the Act requires the Administrator, after an 
opportunity for public hearing, to waive application of the 
prohibitions of section 209(a) for any state that has adopted standards 
(other than crankcase emission standards) for the control of emissions 
from new motor vehicles or new motor vehicle engines prior to March 30, 
1966, if the state determines that its state standards will be, in the 
aggregate, at least as protective of public health and welfare as 
applicable federal standards.\6\ However, no such waiver shall be 
granted if the Administrator finds that: (A) The protectiveness 
determination of the state is arbitrary and capricious; (B) the state 
does not need such state standards to meet compelling and extraordinary 
conditions; or (C) such state standards and accompanying enforcement 
procedures are not consistent with section 202(a) of the Act.\7\
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    \6\ CAA Sec.  209(b)(1). 42 U.S.C. 7543(b)(1). California is the 
only state that meets section 209(b)(1)'s requirement for obtaining 
a waiver. See S. Rep. No. 90-403 at 632 (1967).
    \7\ CAA Sec.  209(b)(1). 42 U.S.C. 7543(b)(1).

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[[Page 95984]]

    Key principles governing this review are that EPA should limit its 
inquiry to the specific findings identified in section 209(b)(1) of the 
Clean Air Act, and that EPA will give substantial deference to the 
policy judgments California has made in adopting its regulations. In 
previous waiver decisions, EPA has stated that Congress intended the 
Agency's review of California's decision-making to be narrow. EPA has 
rejected arguments that are not specified in the statute as grounds for 
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denying a waiver:

    The law makes it clear that the waiver requests cannot be denied 
unless the specific findings designated in the statute can properly 
be made. The issue of whether a proposed California requirement is 
likely to result in only marginal improvement in California air 
quality not commensurate with its costs or is otherwise an arguably 
unwise exercise of regulatory power is not legally pertinent to my 
decision under section 209, so long as the California requirement is 
consistent with section 202(a) and is more stringent than applicable 
Federal requirements in the sense that it may result in some further 
reduction in air pollution in California.\8\
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    \8\ ``Waiver of Application of Clean Air Act to California State 
Standards,'' 36 FR 17458 (Aug. 31, 1971). Note that the more 
stringent standard expressed here, in 1971, was superseded by the 
1977 amendments to section 209, which established that California 
must determine that its standards are, in the aggregate, at least as 
protective of public health and welfare as applicable federal 
standards.

    This principle of narrow EPA review has been upheld by the U.S. 
Court of Appeals for the District of Columbia Circuit.\9\ ``[T]he 
statute does not provide for any probing substantive review of the 
California standards by federal officials.'' Ford Motor Co. v. EPA, 606 
F.2d 1293, 1300 (D.C. Cir. 1979). Thus, EPA's consideration of all the 
evidence submitted concerning a waiver decision is circumscribed by its 
relevance to those questions that may be considered under section 
209(b)(1).
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    \9\ See, e.g., Motor and Equip. Mfrs Assoc. v. EPA, 627 F.2d 
1095 (D.C. Cir. 1979) (``MEMA I'').
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B. Burden and Standard of Proof

    As the U.S. Court of Appeals for the D.C. Circuit has made clear in 
MEMA I, opponents of a waiver request by California bear the burden of 
showing that the statutory criteria for a denial of the request have 
been met:

    [T]he language of the statute and its legislative history 
indicate that California's regulations, and California's 
determinations that they must comply with the statute, when 
presented to the Administrator are presumed to satisfy the waiver 
requirements and that the burden of proving otherwise is on whoever 
attacks them. California must present its regulations and findings 
at the hearing and thereafter the parties opposing the waiver 
request bear the burden of persuading the Administrator that the 
waiver request should be denied.\10\
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    \10\ MEMA I, note 19, at 1121.

    The Administrator's burden, on the other hand, is to make a 
reasonable evaluation of the information in the record in coming to the 
waiver decision. As the court in MEMA I stated: ``here, too, if the 
Administrator ignores evidence demonstrating that the waiver should not 
be granted, or if he seeks to overcome that evidence with unsupported 
assumptions of his own, he runs the risk of having his waiver decision 
set aside as `arbitrary and capricious.' '' \11\ Therefore, the 
Administrator's burden is to act ``reasonably.'' \12\
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    \11\ Id. at 1126.
    \12\ Id. at 1126.
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    With regard to the standard of proof, the court in MEMA I explained 
that the Administrator's role in a section 209 proceeding is to:

[ . . . ]consider all evidence that passes the threshold test of 
materiality and . . . thereafter assess such material evidence 
against a standard of proof to determine whether the parties 
favoring a denial of the waiver have shown that the factual 
circumstances exist in which Congress intended a denial of the 
waiver.\13\
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    \13\ Id. at 1122.

In that decision, the court considered the standards of proof under 
section 209 for the two findings related to granting a waiver for an 
``accompanying enforcement procedure.'' Those findings involve: (1) 
Whether the enforcement procedures impact California's prior 
protectiveness determination for the associated standards, and (2) 
whether the procedures are consistent with section 202(a). The 
principles set forth by the court are similarly applicable to an EPA 
review of a request for a waiver of preemption for a standard. The 
court instructed that ``the standard of proof must take account of the 
nature of the risk of error involved in any given decision, and it 
therefore varies with the finding involved. We need not decide how this 
standard operates in every waiver decision.'' \14\
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    \14\ Id.
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    With regard to the protectiveness finding, the court upheld the 
Administrator's position that, to deny a waiver, there must be ``clear 
and compelling evidence'' to show that proposed enforcement procedures 
undermine the protectiveness of California's standards.\15\ The court 
noted that this standard of proof also accords with the congressional 
intent to provide California with the broadest possible discretion in 
setting regulations it finds protective of the public health and 
welfare.\16\
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    \15\ Id.
    \16\ Id.
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    With respect to the consistency finding, the court did not 
articulate a standard of proof applicable to all proceedings, but found 
that the opponents of the waiver were unable to meet their burden of 
proof even if the standard were a mere preponderance of the evidence. 
Although MEMA I did not explicitly consider the standards of proof 
under section 209 concerning a waiver request for ``standards,'' as 
compared to a waiver request for accompanying enforcement procedures, 
there is nothing in the opinion to suggest that the court's analysis 
would not apply with equal force to such determinations. EPA's past 
waiver decisions have consistently made clear that: ``[E]ven in the two 
areas concededly reserved for Federal judgment by this legislation--the 
existence of `compelling and extraordinary' conditions and whether the 
standards are technologically feasible--Congress intended that the 
standards of EPA review of the State decision to be a narrow one.'' 
\17\
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    \17\ See, e.g., ``California State Motor Vehicle Pollution 
Control Standards; Waiver of Federal Preemption,'' 40 FR 23102 (May 
28, 1975), at 23103.
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C. Deference to California

    In previous waiver decisions, EPA has recognized that the intent of 
Congress in creating a limited review based on specifically listed 
criteria was to ensure that the federal government did not second-guess 
state policy choices. As the Agency explained in one prior waiver 
decision:

    It is worth noting . . . I would feel constrained to approve a 
California approach to the problem which I might also feel unable to 
adopt at the federal level in my own capacity as a regulator. . . . 
Since a balancing of risks and costs against the potential benefits 
from reduced emissions is a central policy decision for any 
regulatory agency under the statutory scheme outlined above, I 
believe I am required to give very substantial deference to 
California's judgments on this score.\18\

    \18\ 40 FR 23102, 23103-04 (May 28, 1975).
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    Similarly, EPA has stated that the text, structure, and history of 
the California waiver provision clearly indicate both a congressional 
intent and appropriate EPA practice of leaving the decision on 
``ambiguous and controversial matters of public policy'' to 
California's judgment.\19\ This interpretation is supported by relevant 
discussion in the House Committee

[[Page 95985]]

Report for the 1977 amendments to the CAA. Congress had the opportunity 
through the 1977 amendments to restrict the preexisting waiver 
provision, but elected instead to expand California's flexibility to 
adopt a complete program of motor vehicle emission controls. The report 
explains that the amendment is intended to ratify and strengthen the 
preexisting California waiver provision and to affirm the underlying 
intent of that provision, that is, to afford California the broadest 
possible discretion in selecting the best means to protect the health 
of its citizens and the public welfare.\20\
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    \19\ 40 FR 23102, 23104 (May 28, 1975); 58 FR 4166 (January 13, 
1993).
    \20\ MEMA I, 627 F.2d at 1110 (citing H.R. Rep. No. 294, 95th 
Cong., 1st Sess. 301-02 (1977)).
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D. EPA's Administrative Process in Consideration of California's 
Request

    On August 9, 2016, EPA published a notice of opportunity for public 
hearing and comment on California's waiver request. In that notice, EPA 
requested comments on CARB's request for a waiver for the California 
Phase 1 GHG Regulation under the following three criteria: Whether (a) 
California's determination that its motor vehicle emissions standards 
are, in the aggregate, at least as protective of public health and 
welfare as applicable federal standards is arbitrary and capricious, 
(b) California needs such State standards to meet compelling and 
extraordinary conditions, and (c) California's standards and 
accompanying enforcement procedures are consistent with section 202(a) 
of the Clean Air Act.
    EPA received no comments and no requests for a public hearing. 
Consequently, EPA did not hold a public hearing.

III. Discussion

A. Whether California's Protectiveness Determination Was Arbitrary and 
Capricious

    As stated in the background, section 209(b)(1)(A) of the Act sets 
forth the first of the three criteria governing a new waiver request--
whether California was arbitrary and capricious in its determination 
that its motor vehicle emissions standards will be, in the aggregate, 
at least as protective of public health and welfare as applicable 
federal standards. Section 209(b)(1)(A) of the CAA requires EPA to deny 
a waiver if the Administrator finds that California's protectiveness 
determination was arbitrary and capricious. However, a finding that 
California's determination was arbitrary and capricious must be based 
upon clear and convincing evidence that California's finding was 
unreasonable.\21\
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    \21\ MEMA I, 627 F.2d at 1122, 1124 (``Once California has come 
forward with a finding that the procedures it seeks to adopt will 
not undermine the protectiveness of its standards, parties opposing 
the waiver request must show that this finding is unreasonable.''); 
see also 78 FR 2112, at 2121 (Jan. 9, 2013).
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    CARB did make a protectiveness determination in adopting the 
California Phase 1 GHG Regulation, and found that the California Phase 
1 GHG Regulation would not cause California motor vehicle emissions 
standards, in the aggregate, to be less protective of the public health 
and welfare than applicable federal standards.\22\ CARB notes that its 
rulemaking action established California GHG emission standards for 
medium- and heavy-duty vehicles that are identical to the corresponding 
GHG emission standards for heavy-duty engines and vehicles in EPA's 
Phase 1 GHG regulation, and the regulation further contains ``deemed to 
comply'' provisions that allow manufacturers to demonstrate 2014 
through 2022 model year medium- and heavy-duty engines and vehicles 
comply with California GHG emission standards by providing CARB the 
same emissions data and related information required to certify the 
engine or vehicle to EPA's Phase 1 GHG regulations' requirements.\23\ 
In addition, CARB notes that minor differences remain between the EPA 
and CARB programs that provide further assurances that California's 
program is, in the aggregate, at least as protective as the federal 
program as applied to the categories of affected medium- and heavy-duty 
engines and vehicles.\24\ EPA received no comments and EPA is not 
otherwise aware of evidence suggesting that CARB's protectiveness 
determination was unreasonable.
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    \22\ California Waiver Request Support Document at 30-31, and 
Attachment 11 (CARB Resolution 13-50, dated December 12, 2013, at 
EPA-HQ-OAR-2016-0179-0012). The CARB Board expressly declared in 
Resolution 13-50 that ``BE IT FURTHER RESOLVED that the Board hereby 
determines that the regulations adopted herein will not cause 
California motor vehicle emission standards, in the aggregate, to be 
less protective of the public health and welfare than applicable 
federal standards.
    \23\ Id. ``Phase 1 Certified Tractor'' means a tractor that has 
been certified in accordance with either the Greenhouse Gas 
Emissions Standards and Fuel Efficiency Standards for Medium- and 
Heavy-Duty Engines and Vehicles, as adopted by the US EPA (76 FR 
57106 (September 15, 2011)); or the Greenhouse Gas Emission 
Requirements for New 2014 and Subsequent Model Heavy-Duty Vehicles, 
as adopted by the California Air Resources Board, sections 95660 to 
95664, Subarticle 12, title 17, California Code of Regulations 
95302.
    \24\ Id. For example, CARB explains that California's Phase 1 
GHG Regulation does not fully incorporate the federal definition of 
``urban bus'' in order to preserve California's existing requirement 
that urban buses be powered by heavy heavy-duty diesel engines (HHD) 
for which an EPA waiver has already been granted (78 FR 44112 (July 
23, 2013), and that the useful life period for HHD diesel engines 
exceeds the federal useful life period for light heavy-duty and 
medium heavy-duty diesel engines.
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    As it is clear that California's standards are at least as 
protective of public health and welfare as applicable federal 
standards, and that CARB's deemed to comply provision together with the 
unique aspects of the California Phase 1 GHG Regulation make 
California's standards even more protective, EPA finds that 
California's protectiveness determination is not arbitrary and 
capricious.

B. Whether the Standards Are Necessary To Meet Compelling and 
Extraordinary Conditions

    Section 209(b)(1)(B) instructs that EPA cannot grant a waiver if 
the Agency finds that California ``does not need such State standards 
to meet compelling and extraordinary conditions.'' EPA's inquiry under 
this second criterion has traditionally been to determine whether 
California needs its own motor vehicle emission control program (i.e. 
set of standards) to meet compelling and extraordinary conditions, and 
not whether the specific standards (the California Phase 1 GHG 
Regulation) that are the subject of the waiver request are necessary to 
meet such conditions.\25\ In recent waiver actions, EPA again examined 
the language of section 209(b)(1)(B) and reiterated this longstanding 
traditional interpretation as the appropriate approach for analyzing 
the need for ``such State standards'' to meet ``compelling and 
extraordinary conditions.'' \26\
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    \25\ See California State Motor Vehicle Pollution Control 
Standards; Notice of Decision Granting a Waiver of Clean Air Act 
Preemption for California's 2009 and Subsequent Model Year 
Greenhouse Gas Emission Standards for New Motor Vehicles,'' 74 FR 
32744 (July 8, 2009), at 32761; see also ``California State Motor 
Vehicle Pollution Control Standards; Waiver of Federal Preemption 
Notice of Decision,'' 49 FR 18887 (May 3, 1984), at 18889-18890.
    \26\ See 78 FR 2112, at 2125-26 (Jan. 9, 2013) (``EPA does not 
look at whether the specific standards at issue are needed to meet 
compelling and extraordinary conditions related to that air 
pollutant.''; see also EPA's July 9, 2009 GHG Waiver Decision 
wherein EPA rejected the suggested interpretation of section 
209(b)(1)(B) as requiring a review of the specific need for 
California's new motor vehicle greenhouse gas emission standards as 
opposed to the traditional interpretation (need for the motor 
vehicle emission program as a whole) applied to local or regional 
air pollution problems. See also 79 FR 46256, 46261 (August 7, 
2014).
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    In conjunction with the California Phase 1 GHG Regulation, CARB 
determined in Resolution 13-50 that California continues to need its 
own motor vehicle program to meet serious

[[Page 95986]]

ongoing air pollution problems.\27\ CARB asserted that ``The 
geographical and climatic conditions and the tremendous growth in 
vehicle population and use that moved Congress to authorize California 
to establish vehicle standards in 1967 still exist today. EPA has long 
confirmed CARB's judgment, on behalf of the State of California, on 
this matter.'' \28\ In enacting the California Global Warming Solutions 
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Act of 2006, the Legislature found and declared that:

    Global warming poses a serious threat to the economic well-
being, public health, natural resources, and the environment of 
California. The potential adverse impacts of global warming include 
the exacerbation of air quality problems, a reduction in the quality 
and supply of water to the state from the Sierra snowpack, a rise in 
sea levels resulting in the displacement of thousands of coastal 
businesses and residences, damage to the marine ecosystems and the 
natural environment, and an increase in the incidences of infectious 
diseases, asthma, and other health-related problems.\29\

    \27\ California Waiver Request Support Document, at 31, 
referencing Resolution 13-50, dated December 12, 2013 (see EPA-HQ-
OAR-2016-0179-0012). Resolution 13-50 also states ``WHEREAS, heavy-
duty trucks, buses, and motor homes emitted 23 percent of greenhouse 
gas (GHG) emissions from on-road vehicles and 8 percent of GHG 
emissions from all sources in California in 2010. Resolution 13-50 
also states ``WHEREAS, in recognition of the devastating impacts of 
climate change emissions on California, Governor Schwarzenegger, in 
June 2005, enacted Executive Order S-3-05 which established the 
following GHG emission targets: By 2010, reduce GHG emissions to 
2000 levels; by 2020, reduce GHG emissions to 1990 levels; and by 
2050, reduce GHG emissions 80 percent below 1990 levels. In 
addition, the South Coast and San Joaquin Valley air basins continue 
to experience some of the worst air quality in the nation, and many 
areas in California continue to be in nonattainment for the national 
ambient air quality standards for particulate matter and ozone (81 
FR 78149, 78153, November 7, 2016). To address this issue, for 
example, California's heavy-duty program also includes an optional 
low NOX provision, and CARB states ``Because the proposed 
regulation for Optional Low NOX emissions standards is 
optional, the emission benefits from that proposal will depend on 
the level of participation by engine manufacturers. Staff estimated 
NOX emission benefits for two different scenarios based 
on low and high participation rates from manufacturers and estimated 
NOX emission benefits of 0.6 to 1.2 tons per day (TPD) 
statewide in 2020, and 3.3 to 6.9 TPD in 2035.'' CARB Initial 
Statement of Reasons, December 12, 2013, EPA-HQ-OAR-2016-0179-0003.
    \28\ California Waiver Request Support Document, at 33 
(referencing 70 FR 50322, 50323 (August 26, 2005); 74 FR 32744, 
32762-763 (July 9, 2009); 79 FR 46256, 46262 (August 7, 2014).
    \29\ Id. at 33. The Global Warming Solutions Act also sets for 
the California Legislature's finding and declaration that 
``Continuing to reduce greenhouse gas emissions is critical for the 
protection of all areas of the state, but especially for the state's 
most disadvantaged communities, as those communities are affected 
first, and, most frequently, by the adverse impacts of climate 
change, including an increased frequency of extreme weather events, 
such as drought, heat, and flooding. The state's most disadvantaged 
communities also are disproportionately impacted by the deleterious 
effects of climate change on public health.'' In addition, on April 
29, 2015, California Governor Edmund Brown issued Executive Order B-
30-15 which states in part ``WHEREAS climate change poses an ever-
growing threat to the well-being, public health, natural resources, 
economy, and the environment of California, including loss of 
snowpack, drought, sea level rise, more frequent and intense 
wildfires, heat waves, more severe smog, and harm to natural and 
working lands, and these effects are already being felt in the 
state.''
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    There has been no evidence submitted to indicate that California's 
compelling and extraordinary conditions do not continue to exist. 
California, particularly in the South Coast and San Joaquin Valley air 
basins, continues to experience some of the worst air quality in the 
nation, and many areas in California continue to be in non-attainment 
with national ambient air quality standards for fine particulate matter 
and ozone.\30\ As California has previously stated, ``nothing in 
[California's unique geographic and climatic] conditions has changed to 
warrant a change in this determination.'' \31\ EPA agrees that the 
fundamental conditions that cause California's serious air pollution 
problems continue to exist.\32\ Therefore, EPA affirms California's 
need for its new motor vehicle emissions program as a whole, to meet 
compelling and extraordinary conditions. In addition, EPA notes the 
continued adverse impacts of California's changing climate (e.g. the 
increase in wildfires, increased threats to coastal developments and 
ecosystems, etc.).\33\
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    \30\ 74 FR 32744, 32762-63 (July 8, 2009).
    \31\ 74 FR 32744, 32762 (July 8, 2009); 76 FR 77515, 77518 
(December 13, 2011).
    \32\ In addition to the variety of human health impacts 
associated with high air temperatures (e.g., heat stroke and 
dehydration, and effects on people's cardiovascular, respiratory, 
and nervous systems), warming can also increase the formation of 
ground-level ozone, a component of smog that can contribute to 
respiratory problems. See ``What Climate Change Means for 
California,'' August 2016, EPA 430-F-16-007 at https://www.epa.gov/sites/production/files/2016-09/documents/climate-change-ca.pdf.
    \33\ Id.
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    Based on the record before us, including EPA's prior waiver 
decisions, EPA is unable to identify any change in circumstances or 
evidence to suggest that the conditions that Congress identified as 
giving rise to serious air quality problems in California no longer 
exist. Therefore, EPA cannot find that California does not need its 
state standards, including greenhouse gas emission standards, to meet 
compelling and extraordinary conditions in California.

C. Consistency With Section 202(a)

    For the third and final criterion, EPA evaluates the program for 
consistency with section 202(a) of the CAA. Under section 209(b)(1)(C) 
of the CAA, EPA must deny California's waiver request if EPA finds that 
California's standards and accompanying enforcement procedures are not 
consistent with section 202(a). Section 202(a) requires that 
regulations ``shall take effect after such period as the Administrator 
finds necessary to permit the development and application of the 
relevant technology, considering the cost of compliance within that 
time.''
    EPA has previously stated that the determination is limited to 
whether those opposed to the waiver have met their burden of 
establishing that California's standards are technologically 
infeasible, or that California's test procedures impose requirements 
inconsistent with the federal test procedure. Infeasibility would be 
shown here by demonstrating that there is inadequate lead time to 
permit the development of technology necessary to meet the California 
Phase 1 GHG Regulation, giving appropriate consideration to the cost of 
compliance within that time.\34\ California's accompanying enforcement 
procedures would also be inconsistent with section 202(a) if the 
federal and California test procedures conflicted, i.e., if 
manufacturers would be unable to meet both the California and federal 
test requirements with the same test vehicle.\35\
---------------------------------------------------------------------------

    \34\ See, e.g., 38 F.R 30136 (November 1, 1973) and 40 FR 30311 
(July 18, 1975).
    \35\ See, e.g., 43 FR 32182 (July 25, 1978).
---------------------------------------------------------------------------

    Regarding test procedure conflict, CARB notes that it is not aware 
of any instances in which a manufacturer is precluded from conducting 
one set of tests on a heavy-duty engine or a heavy-duty vehicle to 
determine compliance with both California and federal GHG requirements. 
The regulation's ``deemed to comply'' provisions ensure that engine and 
vehicle manufacturers can use federal test results to demonstrate 
compliance with California's GHG emission standards through the 2022 
model year. CARB also notes that no test procedure inconsistencies 
exist for those manufactures that elect not to utilize the deemed to 
comply provisions, or for 2023 and subsequent model year engines and 
vehicles because the California GHG emission standards and associated 
test procedures for new medium- and heavy-duty engines and new medium- 
and heavy-duty vehicles are identical to corresponding federal GHG 
emission standards and test procedures.\36\ For the reasons set forth 
above, and because

[[Page 95987]]

there is no evidence in the record or other information that EPA is 
aware of, EPA cannot find that CARB's Phase I GHG Regulation is 
inconsistent with section 202(a) based upon test procedure 
inconsistency.
---------------------------------------------------------------------------

    \36\ California Waiver Support Document at 44.
---------------------------------------------------------------------------

    In addition, EPA did not receive any comments arguing that the 
California Phase 1 GHG Regulation was technologically infeasible or 
that the cost of compliance would be excessive, such that California's 
standards might be inconsistent with section 202(a).\37\ In EPA's 
review of CARB's Phase 1 GHG Regulation, we likewise cannot identify 
any requirements that appear technologically infeasible or excessively 
expensive for manufacturers to implement within the timeframes 
provided.\38\ EPA therefore cannot find that the California Phase 1 GHG 
Regulation does not provide adequate lead time or is otherwise not 
technically feasible.
---------------------------------------------------------------------------

    \37\ See, e.g., 78 FR 2134 (Jan. 9, 2013), 47 FR 7306, 7309 
(Feb. 18, 1982), 43 FR 25735 (Jun. 17, 1978), and 46 FR 26371, 26373 
(May 12, 1981).
    \38\ California Waiver Support Document at 34-43. For example, 
both CARB and EPA identified a host of technologies suitable for 
compliance with medium- and heavy-duty diesel engine CO2 
standards, and for engines in combination tractors and vocational 
vehicles. In addition, CARB and EPA identified a variety of 
compliance strategy technologies for heavy-duty gasoline engine 
CO2 standards. EPA and CARB also identified a number of 
commercially available technologies that will enable 2014 through 
2018 MY heavy-duty pick-up truck and van (``PUV'') GHG emission 
standards.
---------------------------------------------------------------------------

    We therefore cannot find that the California Phase 1 GHG Regulation 
that we analyzed under the waiver criteria is inconsistent with section 
202(a).
    Having found that the California Phase 1 GHG Regulation satisfies 
each of the criteria for a waiver, and having received no evidence to 
contradict this finding, we cannot deny a waiver for the regulation.

IV. Decision

    The Administrator has delegated the authority to grant California 
section 209(b) waivers to the Assistant Administrator for Air and 
Radiation. After evaluating CARB's California Phase 1 GHG Regulation 
and CARB's submissions for EPA review, EPA is hereby granting a waiver 
for the California Phase 1 GHG Regulation.
    This decision will affect persons in California and those 
manufacturers and/or owners/operators nationwide who must comply with 
California's requirements. In addition, because other states may adopt 
California's standards for which a section 209(b) waiver has been 
granted under section 177 of the Act if certain criteria are met, this 
decision would also affect those states and those persons in such 
states. For these reasons, EPA determines and finds that this is a 
final action of national applicability, and also a final action of 
nationwide scope or effect for purposes of section 307(b)(1) of the 
Act. Pursuant to section 307(b)(1) of the Act, judicial review of this 
final action may be sought only in the United States Court of Appeals 
for the District of Columbia Circuit. Petitions for review must be 
filed by February 27, 2017. Judicial review of this final action may 
not be obtained in subsequent enforcement proceedings, pursuant to 
section 307(b)(2) of the Act.

V. Statutory and Executive Order Reviews

    As with past waiver and authorization decisions, this action is not 
a rule as defined by Executive Order 12866. Therefore, it is exempt 
from review by the Office of Management and Budget as required for 
rules and regulations by Executive Order 12866.
    In addition, this action is not a rule as defined in the Regulatory 
Flexibility Act, 5 U.S.C. 601(2). Therefore, EPA has not prepared a 
supporting regulatory flexibility analysis addressing the impact of 
this action on small business entities.
    Further, the Congressional Review Act, 5 U.S.C. 801, et seq., as 
added by the Small Business Regulatory Enforcement Fairness Act of 
1996, does not apply because this action is not a rule for purposes of 
5 U.S.C. 804(3).

    Dated: December 22, 2016.
Janet G. McCabe,
Acting Assistant Administrator, Office of Air and Radiation.
[FR Doc. 2016-31646 Filed 12-28-16; 8:45 am]
BILLING CODE 6560-50-P



                                                    95982                     Federal Register / Vol. 81, No. 250 / Thursday, December 29, 2016 / Notices

                                                    Agency, Office of the Science Advisor,                  comments for consideration by the                     finalize their draft Final Report from the
                                                    Mail Code 8105R, 1200 Pennsylvania                      HSRB.                                                 January 25–26, 2017 meeting in addition
                                                    Avenue NW., Washington, DC 20460.                                                                             to other topics that may come before the
                                                                                                            Background
                                                    SUPPLEMENTARY INFORMATION:                                                                                    Board. The HSRB may also discuss
                                                       Meeting access: These meetings are                      The HSRB is a Federal advisory                     planning for future HSRB meetings. The
                                                    open to the public. The full Agenda and                 committee operating in accordance with                agenda and the draft report will be
                                                    Meeting materials are available at the                  the Federal Advisory Committee Act 5                  available prior to the conference call at
                                                    HSRB Web site: http://www2.epa.gov/                     U.S.C. App. 2 § 9. The HSRB provides                  http://www2.epa.gov/osa/human-
                                                    osa/human-studies-review-board. For                     advice, information, and                              studies-review-board.
                                                    questions on document availability, or if               recommendations on issues related to                     Meeting minutes and final reports.
                                                    you do not have access to the Internet,                 scientific and ethical aspects of human               Minutes of these meetings, summarizing
                                                    consult with the DFO, Jim Downing                       subjects research that are submitted to               the matters discussed and
                                                    listed under FOR FURTHER INFORMATION                    the Office of Pesticide Programs to be                recommendations made by the HSRB,
                                                    CONTACT.
                                                                                                            used for regulatory purposes. The major               will be released within 90 calendar days
                                                       Special accommodations. For                          objectives of the HSRB are to provide                 of the meeting. These minutes will be
                                                    information on access or services for                   advice and recommendations on: (1)                    available at http://www2.epa.gov/osa/
                                                    individuals with disabilities, or to                    Research proposals and protocols; (2)                 human-studies-review-board. In
                                                    request accommodation of a disability,                  reports of completed research with                    addition, information regarding the
                                                    please contact the DFO listed under FOR                 human subjects; and (3) how to                        HSRB’s Final Report, will be found at
                                                    FURTHER INFORMATION CONTACT at least
                                                                                                            strengthen EPA’s programs for                         http://www2.epa.gov/osa/human-
                                                    10 days prior to the meeting to give EPA                protection of human subjects of                       studies-review-board or from Jim
                                                    as much time as possible to process                     research.                                             Downing listed under FOR FURTHER
                                                                                                               Topics for discussion. On Wednesday,               INFORMATION CONTACT.
                                                    your request.
                                                                                                            January 25, 2017, EPA’s Human Studies
                                                                                                                                                                    Dated: December 19, 2016.
                                                    How may I participate in this meeting?                  Review Board will consider three
                                                                                                            published articles:                                   Thomas A. Burke,
                                                      The HSRB encourages the public’s                                                                            EPA Science Advisor.
                                                                                                               1. Methylisothiazolinone contact
                                                    input. You may participate in these
                                                                                                            allergy and dose-response relationships,              [FR Doc. 2016–31640 Filed 12–28–16; 8:45 am]
                                                    meetings by following the instructions
                                                                                                            authored by Michael D. Lundov, Claus                  BILLING CODE 6560–50–P
                                                    in this section.
                                                                                                            Zachariae, and Jeanne D. Johansen.
                                                      1. Oral comments. Requests to present
                                                                                                            Contact Dermatitis (2011) 64, 330–336.
                                                    oral comments during either conference                     2. Methylisothiazolinone in rinse-off              ENVIRONMENTAL PROTECTION
                                                    call will be accepted up to Noon Eastern                products causes allergic contact                      AGENCY
                                                    Time on Wednesday, January 18, 2017,                    dermatitis: A repeated open-application
                                                    for the January 25–26, 2017 meeting and                                                                       [EPA–HQ–OAR–2016–0179; FRL–9957–70–
                                                                                                            study, authored by K Yazar, M.D.                      OAR]
                                                    up to Noon Eastern Time on Friday,                      Lundov, A. Faurschou, M. Matura, A.
                                                    March 10, 2017 for the March 17, 2017                   Boman, J.D. Johansen, and C. Lidén.                  California State Motor Vehicle
                                                    conference call. To the extent that time                British Journal of Dermatology (2015)                 Pollution Control Standards;
                                                    permits, interested persons who have                    173, 115–122.                                         Greenhouse Gas Emissions From 2014
                                                    not pre-registered may be permitted by                     3. An evaluation of dose/unit area and             and Subsequent Model Year Medium-
                                                    the HSRB Chair to present oral                          time as key factors influencing the                   and Heavy-Duty Engines and Vehicles;
                                                    comments during either call at the                      elicitation capacity of                               Notice of Decision
                                                    designated time on the agenda. Oral                     methylchloroisothiazolinone/
                                                    comments before the HSRB are                            methylisothiazolinone (MCI/MI) in                     AGENCY: Environmental Protection
                                                    generally limited to five minutes per                   MCI/MI-allergic patients, authored by                 Agency (EPA).
                                                    individual or organization. If additional               Claus Zachariae, Anne Lerbaek, Pauline                ACTION: Notice of decision.
                                                    time is available, further public                       M. McNamee, John E. Gray, Mike
                                                    comments may be possible.                               Wooder, and Torkil Menné. Contact                    SUMMARY:   The Environmental Protection
                                                      2. Written comments. Submit your                      Dermatitis (2006) 55, 160–166.                        Agency (EPA) is granting the California
                                                    written comments prior to the meetings.                    Then on Thursday, January 26, 2017                 Air Resources Board’s (‘‘CARB’s’’)
                                                    For the Board to have the best                          the HSRB will consider:                               request for a waiver of Clean Air Act
                                                    opportunity to review and consider your                    1. Published article: Cholinesterase               preemption for its greenhouse gas
                                                    comments as it deliberates, you should                  Activity Resulting from Carbaryl                      (‘‘GHG’’) emission regulation for the
                                                    submit your comments by Noon Eastern                    Exposure.                                             new 2014 and subsequent model year
                                                    Time on Wednesday, January 18, 2016,                       2. Unpublished article: A randomized               on-road medium- and heavy-duty
                                                    for the January 25–26, 2017 conference                  double blind study with malathion to                  engines and vehicles (‘‘California Phase
                                                    call, and by noon Eastern Time on                       determine the residues of malathion                   1 GHG Regulation’’) adopted in 2011.
                                                    Friday, March 10, 2017 for the March                    dicarboxylic acid (DCA), malathion                    This regulation establishes requirements
                                                    17, 2017 teleconference. If you submit                  monocarboxylic acid (MCA), dimethyl                   applicable to new motor vehicles with
                                                    comments after these dates, those                       phosphate (DMP), dimethyl                             a gross vehicle weight rating exceeding
                                                    comments will be provided to the HSRB                                                                         8,500 pounds and engines that power
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                            thiophosphate (DMTP), and dimethyl
                                                    members, but you should recognize that                  dithiophosphate (DMDTP) in human                      such motor vehicles, except for
                                                    the HSRB members may not have                           urine.                                                medium-duty passenger vehicles that
                                                    adequate time to consider your                             Meeting materials for these topics will            are subject to California’s Low Emission
                                                    comments prior to their discussion. You                 be available in advance of the meeting                Vehicle Program. This regulation
                                                    should submit your comments to the                      at http://www2.epa.gov/osa/human-                     generally aligns California’s GHG
                                                    DFO, Jim Downing listed under FOR                       studies-review-board.                                 emission standards and test procedures
                                                    FURTHER INFORMATION CONTACT. There is                      On March 17, 2017, the Human                       with the federal GHG emission
                                                    no limit on the length of written                       Studies Review Board will review and                  standards and test procedures that EPA


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                                                                              Federal Register / Vol. 81, No. 250 / Thursday, December 29, 2016 / Notices                                                     95983

                                                    adopted in 2011. A deemed-to-comply                     (202) 343–9256. Email:                                  By letter dated January 29, 2016,4
                                                    provision is included in CARB’s                         dickinson.david@epa.gov.                              CARB submitted to EPA a request for a
                                                    regulation whereby manufacturers may                    SUPPLEMENTARY INFORMATION:                            waiver of the preemption found at
                                                    demonstrate compliance with                                                                                   section 209(a) of Clean Air Act, 42
                                                    California’s Phase 1 GHG Regulation by                  I. Background                                         U.S.C. 7543(a), for the California Phase
                                                    complying with EPA’s Phase 1                               California’s Phase 1 GHG Regulation                1 GHG Regulation. CARB’s submission
                                                    regulation. This decision is issued                     complements CARB’s existing Tractor-                  provides analysis and evidence to
                                                    under the authority of the Clean Air Act                Trailer GHG regulation that was initially             support its finding that the California
                                                    (‘‘CAA’’ or ‘‘the Act’’).                               adopted in December 2008 and                          Phase 1 GHG Regulation satisfies the
                                                    DATES: Petitions for review must be filed               subsequently amended in 2010 and                      CAA section 209(b) criteria and that a
                                                    by February 27, 2017.                                   2012. EPA granted California a waiver                 waiver of preemption should be granted.
                                                    ADDRESSES: EPA has established a                        for the Tractor-Trailer GHG regulation
                                                                                                            in 2014.1 The Tractor-Trailer GHG                     II. Principles Governing This Review
                                                    docket for this action under Docket ID
                                                    EPA–HQ–OAR–2016–0179. All                               regulation requires new 2011 and                      A. Scope of Review
                                                    documents relied upon in making this                    subsequent model year (‘‘MY’’) sleeper-
                                                                                                            cab tractors that haul 53-foot or longer                Section 209(a) of the CAA provides:
                                                    decision, including those submitted to
                                                    EPA by CARB, are contained in the                       box-type trailers on California                          No State or any political subdivision
                                                    public docket. Publicly available docket                highways, and 53-foot and longer box-                 thereof shall adopt or attempt to enforce any
                                                                                                            type trailers operating on California                 standard relating to the control of emissions
                                                    materials are available either
                                                                                                            highways to be equipped with U.S. EPA                 from new motor vehicles or new motor
                                                    electronically through                                                                                        vehicle engines subject to this part. No State
                                                    www.regulations.gov or in hard copy at                  SmartWay approved aerodynamic
                                                                                                                                                                  shall require certification, inspection or any
                                                    the Air and Radiation Docket in the EPA                 technologies and low-rolling resistance
                                                                                                                                                                  other approval relating to the control of
                                                    Headquarters Library, EPA West                          tires. California’s Phase 1 GHG                       emissions from any new motor vehicle or
                                                    Building, Room 3334, 1301 Constitution                  Regulation establishes emission                       new motor vehicle engine as condition
                                                    Avenue NW., Washington, DC. The                         standards for tractors that are also                  precedent to the initial retail sale, titling (if
                                                    Public Reading Room is open to the                      subject to the requirements of CARB’s                 any), or registration of such motor vehicle,
                                                    public on all federal government                        Tractor-Trailer GHG regulation. CARB                  motor vehicle engine, or equipment.5
                                                    working days from 8:30 a.m. to 4:30                     amended the Tractor-Trailer GHG
                                                                                                            regulation in conjunction with its                       Section 209(b)(1) of the Act requires
                                                    p.m.; generally, it is open Monday                                                                            the Administrator, after an opportunity
                                                    through Friday, excluding holidays. The                 adoption of the Phase 1 GHG Regulation
                                                                                                            to make California’s GHG requirements                 for public hearing, to waive application
                                                    telephone number for the Reading Room                                                                         of the prohibitions of section 209(a) for
                                                    is (202) 566–1744. The Air and                          for new medium- and heavy-duty
                                                                                                            engines and vehicles consistent with                  any state that has adopted standards
                                                    Radiation Docket and Information                                                                              (other than crankcase emission
                                                    Center’s Web site is http://www.epa.gov/                corresponding requirements of EPA’s
                                                                                                            Phase 1 GHG regulation.2 The California               standards) for the control of emissions
                                                    oar/docket.html. The email address for                                                                        from new motor vehicles or new motor
                                                    the Air and Radiation Docket is: a-and-                 Phase 1 GHG Regulation establishes
                                                                                                            GHG emission standards and associated                 vehicle engines prior to March 30, 1966,
                                                    r-docket@epa.gov, the telephone                                                                               if the state determines that its state
                                                    number is (202) 566–1742, and the fax                   test procedures for new 2014 and
                                                                                                            subsequent MY diesel-fueled medium-                   standards will be, in the aggregate, at
                                                    number is (202) 566–9744. An                                                                                  least as protective of public health and
                                                    electronic version of the public docket                 and heavy-duty engines and for new
                                                                                                            2016 and subsequent MY gasoline-                      welfare as applicable federal standards.6
                                                    is available through the federal                                                                              However, no such waiver shall be
                                                    government’s electronic public docket                   fueled medium- and heavy-duty engines
                                                                                                            used in combination tractors and                      granted if the Administrator finds that:
                                                    and comment system at http://                                                                                 (A) The protectiveness determination of
                                                    www.regulations.gov. After opening the                  vocational vehicles that are identical to
                                                                                                            the corresponding GHG emission                        the state is arbitrary and capricious; (B)
                                                    www.regulations.gov Web site, enter                                                                           the state does not need such state
                                                    EPA–HQ–OAR–2016–0179 in the ‘‘Enter                     standards and associated test
                                                                                                            procedures for diesel and gasoline-                   standards to meet compelling and
                                                    Keyword or ID’’ fill-in box to view                                                                           extraordinary conditions; or (C) such
                                                    documents in the record. Although a                     fueled heavy-duty engines in EPA’s
                                                                                                            Phase 1 GHG regulation. The California                state standards and accompanying
                                                    part of the official docket, the public                                                                       enforcement procedures are not
                                                    docket does not include Confidential                    Phase 1 GHG Regulation also contains
                                                                                                            ‘‘deemed to comply’’ provisions that                  consistent with section 202(a) of the
                                                    Business Information (‘‘CBI’’) or other                                                                       Act.7
                                                    information whose disclosure is                         allow engine manufacturers to
                                                    restricted by statute.                                  demonstrate that 2014 through 2022
                                                                                                            model year medium- and heavy-duty                     section 1036.108. See also ‘‘California Greenhouse
                                                       EPA’s Office of Transportation and                                                                         Gas Exhaust Emission Standards and Test
                                                    Air Quality (‘‘OTAQ’’) maintains a Web                  engines comply with California’s GHG                  Procedures for 2014 and Subsequent Model Heavy-
                                                    page that contains general information                  emission standards by showing                         Duty Vehicles’’, Part 1037, Subpart B, section
                                                    on its review of California waiver and                  compliance with EPA’s Phase 1                         1037.101(b)(2).
                                                                                                                                                                     4 CARB, ‘‘In the Matter of California’s Request for
                                                    authorization requests. Included on that                regulation, i.e., submitting to CARB the
                                                                                                                                                                  Waiver Pursuant to Clean Air Act Section 209(b) for
                                                    page are links to prior waiver Federal                  engine family’s Certificate of Conformity             California’s Greenhouse Gas Regulation for
                                                    Register notices, some of which are                     issued by EPA.3                                       Medium- and heavy-Duty Engines and Vehicles,’’
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    cited in today’s notice; the page can be                                                                      January 29, 2016 (‘‘California Waiver Request
                                                                                                              1 79 FR 46256 (August 7, 2014).                     Support Document’’) See www.regulations.gov Web
                                                    accessed at http://www.epa.gov/otaq/                      2 76                                                site, docket number EPA–HQ–OAR–2016–0179–
                                                                                                                   FR 57106 (September 15, 2011).
                                                    cafr.htm.                                                 3 See ‘‘California Exhaust Emission Standards and   0003.
                                                                                                                                                                     5 CAA § 209(a). 42 U.S.C. 7543(a).
                                                    FOR FURTHER INFORMATION CONTACT:                        Test Procedures for 2004 and Subsequent Model
                                                                                                                                                                     6 CAA § 209(b)(1). 42 U.S.C. 7543(b)(1). California
                                                    David Dickinson, Office of                              Heavy-Duty Diesel-Engines and Vehicles’’, Part
                                                                                                            1036, Subpart B, section 1036.108, and ‘‘California   is the only state that meets section 209(b)(1)’s
                                                    Transportation and Air Quality, U.S.                    Exhaust Emission Standards and Test Procedures        requirement for obtaining a waiver. See S. Rep. No.
                                                    Environmental Protection Agency, 1200                   for 2004 and Subsequent Model Heavy-Duty Otto-        90–403 at 632 (1967).
                                                    Pennsylvania Ave. NW., Telephone:                       Cycle Engines and Vehicles’’, Part 1036, Subpart B,      7 CAA § 209(b)(1). 42 U.S.C. 7543(b)(1).




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                                                    95984                      Federal Register / Vol. 81, No. 250 / Thursday, December 29, 2016 / Notices

                                                      Key principles governing this review                    the waiver request bear the burden of                  possible discretion in setting regulations
                                                    are that EPA should limit its inquiry to                  persuading the Administrator that the waiver           it finds protective of the public health
                                                    the specific findings identified in                       request should be denied.10                            and welfare.16
                                                    section 209(b)(1) of the Clean Air Act,                      The Administrator’s burden, on the                     With respect to the consistency
                                                    and that EPA will give substantial                        other hand, is to make a reasonable                    finding, the court did not articulate a
                                                    deference to the policy judgments                         evaluation of the information in the                   standard of proof applicable to all
                                                    California has made in adopting its                       record in coming to the waiver decision.               proceedings, but found that the
                                                    regulations. In previous waiver                           As the court in MEMA I stated: ‘‘here,                 opponents of the waiver were unable to
                                                    decisions, EPA has stated that Congress                   too, if the Administrator ignores                      meet their burden of proof even if the
                                                    intended the Agency’s review of                           evidence demonstrating that the waiver                 standard were a mere preponderance of
                                                    California’s decision-making to be                        should not be granted, or if he seeks to               the evidence. Although MEMA I did not
                                                    narrow. EPA has rejected arguments that                   overcome that evidence with                            explicitly consider the standards of
                                                    are not specified in the statute as                       unsupported assumptions of his own,                    proof under section 209 concerning a
                                                    grounds for denying a waiver:                             he runs the risk of having his waiver                  waiver request for ‘‘standards,’’ as
                                                       The law makes it clear that the waiver                 decision set aside as ‘arbitrary and                   compared to a waiver request for
                                                    requests cannot be denied unless the specific             capricious.’ ’’ 11 Therefore, the                      accompanying enforcement procedures,
                                                    findings designated in the statute can                    Administrator’s burden is to act                       there is nothing in the opinion to
                                                    properly be made. The issue of whether a                  ‘‘reasonably.’’ 12                                     suggest that the court’s analysis would
                                                    proposed California requirement is likely to                 With regard to the standard of proof,               not apply with equal force to such
                                                    result in only marginal improvement in                    the court in MEMA I explained that the                 determinations. EPA’s past waiver
                                                    California air quality not commensurate with              Administrator’s role in a section 209                  decisions have consistently made clear
                                                    its costs or is otherwise an arguably unwise
                                                    exercise of regulatory power is not legally
                                                                                                              proceeding is to:                                      that: ‘‘[E]ven in the two areas
                                                    pertinent to my decision under section 209,               [ . . . ]consider all evidence that passes the         concededly reserved for Federal
                                                    so long as the California requirement is                  threshold test of materiality and . . .                judgment by this legislation—the
                                                    consistent with section 202(a) and is more                thereafter assess such material evidence               existence of ‘compelling and
                                                    stringent than applicable Federal                         against a standard of proof to determine               extraordinary’ conditions and whether
                                                    requirements in the sense that it may result              whether the parties favoring a denial of the           the standards are technologically
                                                    in some further reduction in air pollution in             waiver have shown that the factual                     feasible—Congress intended that the
                                                    California.8                                              circumstances exist in which Congress                  standards of EPA review of the State
                                                       This principle of narrow EPA review                    intended a denial of the waiver.13
                                                                                                                                                                     decision to be a narrow one.’’ 17
                                                    has been upheld by the U.S. Court of                      In that decision, the court considered
                                                    Appeals for the District of Columbia                      the standards of proof under section 209               C. Deference to California
                                                    Circuit.9 ‘‘[T]he statute does not provide                for the two findings related to granting                 In previous waiver decisions, EPA has
                                                    for any probing substantive review of                     a waiver for an ‘‘accompanying                         recognized that the intent of Congress in
                                                    the California standards by federal                       enforcement procedure.’’ Those findings                creating a limited review based on
                                                    officials.’’ Ford Motor Co. v. EPA, 606                   involve: (1) Whether the enforcement                   specifically listed criteria was to ensure
                                                    F.2d 1293, 1300 (D.C. Cir. 1979). Thus,                   procedures impact California’s prior                   that the federal government did not
                                                    EPA’s consideration of all the evidence                   protectiveness determination for the                   second-guess state policy choices. As
                                                    submitted concerning a waiver decision                    associated standards, and (2) whether                  the Agency explained in one prior
                                                    is circumscribed by its relevance to                      the procedures are consistent with                     waiver decision:
                                                    those questions that may be considered                    section 202(a). The principles set forth                 It is worth noting . . . I would feel
                                                    under section 209(b)(1).                                  by the court are similarly applicable to               constrained to approve a California approach
                                                                                                              an EPA review of a request for a waiver                to the problem which I might also feel unable
                                                    B. Burden and Standard of Proof                                                                                  to adopt at the federal level in my own
                                                                                                              of preemption for a standard. The court
                                                      As the U.S. Court of Appeals for the                    instructed that ‘‘the standard of proof                capacity as a regulator. . . . Since a
                                                    D.C. Circuit has made clear in MEMA I,                    must take account of the nature of the                 balancing of risks and costs against the
                                                    opponents of a waiver request by                                                                                 potential benefits from reduced emissions is
                                                                                                              risk of error involved in any given                    a central policy decision for any regulatory
                                                    California bear the burden of showing                     decision, and it therefore varies with the             agency under the statutory scheme outlined
                                                    that the statutory criteria for a denial of               finding involved. We need not decide                   above, I believe I am required to give very
                                                    the request have been met:                                how this standard operates in every                    substantial deference to California’s
                                                      [T]he language of the statute and its                   waiver decision.’’ 14                                  judgments on this score.18
                                                    legislative history indicate that California’s               With regard to the protectiveness                     Similarly, EPA has stated that the
                                                    regulations, and California’s determinations              finding, the court upheld the                          text, structure, and history of the
                                                    that they must comply with the statute, when              Administrator’s position that, to deny a               California waiver provision clearly
                                                    presented to the Administrator are presumed               waiver, there must be ‘‘clear and                      indicate both a congressional intent and
                                                    to satisfy the waiver requirements and that               compelling evidence’’ to show that                     appropriate EPA practice of leaving the
                                                    the burden of proving otherwise is on
                                                    whoever attacks them. California must
                                                                                                              proposed enforcement procedures                        decision on ‘‘ambiguous and
                                                    present its regulations and findings at the               undermine the protectiveness of                        controversial matters of public policy’’
                                                    hearing and thereafter the parties opposing               California’s standards.15 The court                    to California’s judgment.19 This
                                                                                                              noted that this standard of proof also                 interpretation is supported by relevant
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                                                      8 ‘‘Waiver of Application of Clean Air Act to           accords with the congressional intent to               discussion in the House Committee
                                                    California State Standards,’’ 36 FR 17458 (Aug. 31,       provide California with the broadest
                                                    1971). Note that the more stringent standard                                                                       16 Id.
                                                    expressed here, in 1971, was superseded by the              10 MEMA                                                17 See, e.g., ‘‘California State Motor Vehicle
                                                                                                                           I, note 19, at 1121.
                                                    1977 amendments to section 209, which established           11 Id. at 1126.                                      Pollution Control Standards; Waiver of Federal
                                                    that California must determine that its standards                                                                Preemption,’’ 40 FR 23102 (May 28, 1975), at 23103.
                                                                                                                12 Id. at 1126.
                                                    are, in the aggregate, at least as protective of public
                                                                                                                13 Id. at 1122.
                                                    health and welfare as applicable federal standards.                                                                18 40FR 23102, 23103–04 (May 28, 1975).
                                                      9 See, e.g., Motor and Equip. Mfrs Assoc. v. EPA,         14 Id.                                                 19 40FR 23102, 23104 (May 28, 1975); 58 FR 4166
                                                    627 F.2d 1095 (D.C. Cir. 1979) (‘‘MEMA I’’).                15 Id.                                               (January 13, 1993).



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                                                                              Federal Register / Vol. 81, No. 250 / Thursday, December 29, 2016 / Notices                                                        95985

                                                    Report for the 1977 amendments to the                   evidence that California’s finding was                    comments and EPA is not otherwise
                                                    CAA. Congress had the opportunity                       unreasonable.21                                           aware of evidence suggesting that
                                                    through the 1977 amendments to restrict                    CARB did make a protectiveness                         CARB’s protectiveness determination
                                                    the preexisting waiver provision, but                   determination in adopting the California                  was unreasonable.
                                                    elected instead to expand California’s                  Phase 1 GHG Regulation, and found that                      As it is clear that California’s
                                                    flexibility to adopt a complete program                 the California Phase 1 GHG Regulation                     standards are at least as protective of
                                                    of motor vehicle emission controls. The                 would not cause California motor                          public health and welfare as applicable
                                                    report explains that the amendment is                   vehicle emissions standards, in the                       federal standards, and that CARB’s
                                                    intended to ratify and strengthen the                   aggregate, to be less protective of the                   deemed to comply provision together
                                                    preexisting California waiver provision                 public health and welfare than                            with the unique aspects of the California
                                                    and to affirm the underlying intent of                  applicable federal standards.22 CARB                      Phase 1 GHG Regulation make
                                                    that provision, that is, to afford                      notes that its rulemaking action                          California’s standards even more
                                                    California the broadest possible                        established California GHG emission                       protective, EPA finds that California’s
                                                    discretion in selecting the best means to               standards for medium- and heavy-duty                      protectiveness determination is not
                                                    protect the health of its citizens and the              vehicles that are identical to the                        arbitrary and capricious.
                                                    public welfare.20                                       corresponding GHG emission standards                      B. Whether the Standards Are Necessary
                                                    D. EPA’s Administrative Process in                      for heavy-duty engines and vehicles in                    To Meet Compelling and Extraordinary
                                                    Consideration of California’s Request                   EPA’s Phase 1 GHG regulation, and the                     Conditions
                                                                                                            regulation further contains ‘‘deemed to
                                                      On August 9, 2016, EPA published a                    comply’’ provisions that allow                               Section 209(b)(1)(B) instructs that
                                                    notice of opportunity for public hearing                manufacturers to demonstrate 2014                         EPA cannot grant a waiver if the Agency
                                                    and comment on California’s waiver                      through 2022 model year medium- and                       finds that California ‘‘does not need
                                                    request. In that notice, EPA requested                  heavy-duty engines and vehicles                           such State standards to meet compelling
                                                    comments on CARB’s request for a                        comply with California GHG emission                       and extraordinary conditions.’’ EPA’s
                                                    waiver for the California Phase 1 GHG                   standards by providing CARB the same                      inquiry under this second criterion has
                                                    Regulation under the following three                    emissions data and related information                    traditionally been to determine whether
                                                    criteria: Whether (a) California’s                      required to certify the engine or vehicle                 California needs its own motor vehicle
                                                    determination that its motor vehicle                    to EPA’s Phase 1 GHG regulations’                         emission control program (i.e. set of
                                                    emissions standards are, in the                         requirements.23 In addition, CARB notes                   standards) to meet compelling and
                                                    aggregate, at least as protective of public             that minor differences remain between                     extraordinary conditions, and not
                                                    health and welfare as applicable federal                the EPA and CARB programs that                            whether the specific standards (the
                                                    standards is arbitrary and capricious, (b)              provide further assurances that                           California Phase 1 GHG Regulation) that
                                                    California needs such State standards to                California’s program is, in the aggregate,                are the subject of the waiver request are
                                                    meet compelling and extraordinary                       at least as protective as the federal                     necessary to meet such conditions.25 In
                                                    conditions, and (c) California’s                        program as applied to the categories of                   recent waiver actions, EPA again
                                                    standards and accompanying                              affected medium- and heavy-duty                           examined the language of section
                                                    enforcement procedures are consistent                   engines and vehicles.24 EPA received no                   209(b)(1)(B) and reiterated this
                                                    with section 202(a) of the Clean Air Act.                                                                         longstanding traditional interpretation
                                                                                                               21 MEMA I, 627 F.2d at 1122, 1124 (‘‘Once              as the appropriate approach for
                                                      EPA received no comments and no                       California has come forward with a finding that the       analyzing the need for ‘‘such State
                                                    requests for a public hearing.                          procedures it seeks to adopt will not undermine the       standards’’ to meet ‘‘compelling and
                                                    Consequently, EPA did not hold a                        protectiveness of its standards, parties opposing the
                                                                                                                                                                      extraordinary conditions.’’ 26
                                                    public hearing.                                         waiver request must show that this finding is
                                                                                                            unreasonable.’’); see also 78 FR 2112, at 2121 (Jan.         In conjunction with the California
                                                    III. Discussion                                         9, 2013).                                                 Phase 1 GHG Regulation, CARB
                                                                                                               22 California Waiver Request Support Document
                                                                                                                                                                      determined in Resolution 13–50 that
                                                    A. Whether California’s Protectiveness                  at 30–31, and Attachment 11 (CARB Resolution 13–          California continues to need its own
                                                    Determination Was Arbitrary and                         50, dated December 12, 2013, at EPA–HQ–OAR–
                                                                                                            2016–0179–0012). The CARB Board expressly                 motor vehicle program to meet serious
                                                    Capricious                                              declared in Resolution 13–50 that ‘‘BE IT FURTHER
                                                                                                            RESOLVED that the Board hereby determines that            light heavy-duty and medium heavy-duty diesel
                                                       As stated in the background, section                 the regulations adopted herein will not cause             engines.
                                                    209(b)(1)(A) of the Act sets forth the first            California motor vehicle emission standards, in the          25 See California State Motor Vehicle Pollution

                                                    of the three criteria governing a new                   aggregate, to be less protective of the public health     Control Standards; Notice of Decision Granting a
                                                    waiver request—whether California was                   and welfare than applicable federal standards.            Waiver of Clean Air Act Preemption for California’s
                                                                                                               23 Id. ‘‘Phase 1 Certified Tractor’’ means a tractor   2009 and Subsequent Model Year Greenhouse Gas
                                                    arbitrary and capricious in its                         that has been certified in accordance with either the     Emission Standards for New Motor Vehicles,’’ 74
                                                    determination that its motor vehicle                    Greenhouse Gas Emissions Standards and Fuel               FR 32744 (July 8, 2009), at 32761; see also
                                                    emissions standards will be, in the                     Efficiency Standards for Medium- and Heavy-Duty           ‘‘California State Motor Vehicle Pollution Control
                                                    aggregate, at least as protective of public             Engines and Vehicles, as adopted by the US EPA            Standards; Waiver of Federal Preemption Notice of
                                                                                                            (76 FR 57106 (September 15, 2011)); or the                Decision,’’ 49 FR 18887 (May 3, 1984), at 18889–
                                                    health and welfare as applicable federal                Greenhouse Gas Emission Requirements for New              18890.
                                                    standards. Section 209(b)(1)(A) of the                  2014 and Subsequent Model Heavy-Duty Vehicles,               26 See 78 FR 2112, at 2125–26 (Jan. 9, 2013)
                                                    CAA requires EPA to deny a waiver if                    as adopted by the California Air Resources Board,         (‘‘EPA does not look at whether the specific
                                                                                                            sections 95660 to 95664, Subarticle 12, title 17,
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                                                    the Administrator finds that California’s                                                                         standards at issue are needed to meet compelling
                                                                                                            California Code of Regulations 95302.                     and extraordinary conditions related to that air
                                                    protectiveness determination was                           24 Id. For example, CARB explains that                 pollutant.’’; see also EPA’s July 9, 2009 GHG Waiver
                                                    arbitrary and capricious. However, a                    California’s Phase 1 GHG Regulation does not fully        Decision wherein EPA rejected the suggested
                                                    finding that California’s determination                 incorporate the federal definition of ‘‘urban bus’’ in    interpretation of section 209(b)(1)(B) as requiring a
                                                    was arbitrary and capricious must be                    order to preserve California’s existing requirement       review of the specific need for California’s new
                                                    based upon clear and convincing                         that urban buses be powered by heavy heavy-duty           motor vehicle greenhouse gas emission standards as
                                                                                                            diesel engines (HHD) for which an EPA waiver has          opposed to the traditional interpretation (need for
                                                                                                            already been granted (78 FR 44112 (July 23, 2013),        the motor vehicle emission program as a whole)
                                                      20 MEMA I, 627 F.2d at 1110 (citing H.R. Rep. No.     and that the useful life period for HHD diesel            applied to local or regional air pollution problems.
                                                    294, 95th Cong., 1st Sess. 301–02 (1977)).              engines exceeds the federal useful life period for        See also 79 FR 46256, 46261 (August 7, 2014).



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                                                    95986                      Federal Register / Vol. 81, No. 250 / Thursday, December 29, 2016 / Notices

                                                    ongoing air pollution problems.27 CARB                       There has been no evidence submitted                with section 202(a) of the CAA. Under
                                                    asserted that ‘‘The geographical and                      to indicate that California’s compelling               section 209(b)(1)(C) of the CAA, EPA
                                                    climatic conditions and the tremendous                    and extraordinary conditions do not                    must deny California’s waiver request if
                                                    growth in vehicle population and use                      continue to exist. California,                         EPA finds that California’s standards
                                                    that moved Congress to authorize                          particularly in the South Coast and San                and accompanying enforcement
                                                    California to establish vehicle standards                 Joaquin Valley air basins, continues to                procedures are not consistent with
                                                    in 1967 still exist today. EPA has long                   experience some of the worst air quality               section 202(a). Section 202(a) requires
                                                    confirmed CARB’s judgment, on behalf                      in the nation, and many areas in                       that regulations ‘‘shall take effect after
                                                    of the State of California, on this                       California continue to be in non-                      such period as the Administrator finds
                                                    matter.’’ 28 In enacting the California                   attainment with national ambient air                   necessary to permit the development
                                                    Global Warming Solutions Act of 2006,                     quality standards for fine particulate                 and application of the relevant
                                                    the Legislature found and declared that:                  matter and ozone.30 As California has                  technology, considering the cost of
                                                      Global warming poses a serious threat to                previously stated, ‘‘nothing in                        compliance within that time.’’
                                                    the economic well-being, public health,                   [California’s unique geographic and                      EPA has previously stated that the
                                                    natural resources, and the environment of                 climatic] conditions has changed to                    determination is limited to whether
                                                    California. The potential adverse impacts of              warrant a change in this                               those opposed to the waiver have met
                                                    global warming include the exacerbation of                determination.’’ 31 EPA agrees that the                their burden of establishing that
                                                    air quality problems, a reduction in the                                                                         California’s standards are
                                                                                                              fundamental conditions that cause
                                                    quality and supply of water to the state from                                                                    technologically infeasible, or that
                                                    the Sierra snowpack, a rise in sea levels                 California’s serious air pollution
                                                                                                              problems continue to exist.32 Therefore,               California’s test procedures impose
                                                    resulting in the displacement of thousands of
                                                    coastal businesses and residences, damage to              EPA affirms California’s need for its                  requirements inconsistent with the
                                                    the marine ecosystems and the natural                     new motor vehicle emissions program                    federal test procedure. Infeasibility
                                                    environment, and an increase in the                       as a whole, to meet compelling and                     would be shown here by demonstrating
                                                    incidences of infectious diseases, asthma,                extraordinary conditions. In addition,                 that there is inadequate lead time to
                                                    and other health-related problems.29                      EPA notes the continued adverse                        permit the development of technology
                                                                                                              impacts of California’s changing climate               necessary to meet the California Phase
                                                       27 California Waiver Request Support Document,
                                                                                                              (e.g. the increase in wildfires, increased             1 GHG Regulation, giving appropriate
                                                    at 31, referencing Resolution 13–50, dated
                                                    December 12, 2013 (see EPA–HQ–OAR–2016–                   threats to coastal developments and                    consideration to the cost of compliance
                                                    0179–0012). Resolution 13–50 also states                  ecosystems, etc.).33                                   within that time.34 California’s
                                                    ‘‘WHEREAS, heavy-duty trucks, buses, and motor               Based on the record before us,                      accompanying enforcement procedures
                                                    homes emitted 23 percent of greenhouse gas (GHG)                                                                 would also be inconsistent with section
                                                    emissions from on-road vehicles and 8 percent of          including EPA’s prior waiver decisions,
                                                    GHG emissions from all sources in California in           EPA is unable to identify any change in                202(a) if the federal and California test
                                                    2010. Resolution 13–50 also states ‘‘WHEREAS, in          circumstances or evidence to suggest                   procedures conflicted, i.e., if
                                                    recognition of the devastating impacts of climate         that the conditions that Congress                      manufacturers would be unable to meet
                                                    change emissions on California, Governor                                                                         both the California and federal test
                                                    Schwarzenegger, in June 2005, enacted Executive           identified as giving rise to serious air
                                                    Order S–3–05 which established the following GHG          quality problems in California no longer               requirements with the same test
                                                    emission targets: By 2010, reduce GHG emissions to        exist. Therefore, EPA cannot find that                 vehicle.35
                                                    2000 levels; by 2020, reduce GHG emissions to 1990
                                                                                                              California does not need its state                       Regarding test procedure conflict,
                                                    levels; and by 2050, reduce GHG emissions 80                                                                     CARB notes that it is not aware of any
                                                    percent below 1990 levels. In addition, the South         standards, including greenhouse gas
                                                    Coast and San Joaquin Valley air basins continue          emission standards, to meet compelling                 instances in which a manufacturer is
                                                    to experience some of the worst air quality in the        and extraordinary conditions in                        precluded from conducting one set of
                                                    nation, and many areas in California continue to be
                                                                                                              California.                                            tests on a heavy-duty engine or a heavy-
                                                    in nonattainment for the national ambient air                                                                    duty vehicle to determine compliance
                                                    quality standards for particulate matter and ozone        C. Consistency With Section 202(a)
                                                    (81 FR 78149, 78153, November 7, 2016). To                                                                       with both California and federal GHG
                                                    address this issue, for example, California’s heavy-        For the third and final criterion, EPA               requirements. The regulation’s ‘‘deemed
                                                    duty program also includes an optional low NOX            evaluates the program for consistency                  to comply’’ provisions ensure that
                                                    provision, and CARB states ‘‘Because the proposed                                                                engine and vehicle manufacturers can
                                                    regulation for Optional Low NOX emissions
                                                    standards is optional, the emission benefits from         effects of climate change on public health.’’ In       use federal test results to demonstrate
                                                    that proposal will depend on the level of                 addition, on April 29, 2015, California Governor       compliance with California’s GHG
                                                    participation by engine manufacturers. Staff              Edmund Brown issued Executive Order B–30–15            emission standards through the 2022
                                                    estimated NOX emission benefits for two different         which states in part ‘‘WHEREAS climate change
                                                                                                              poses an ever-growing threat to the well-being,        model year. CARB also notes that no test
                                                    scenarios based on low and high participation rates
                                                    from manufacturers and estimated NOX emission             public health, natural resources, economy, and the     procedure inconsistencies exist for
                                                    benefits of 0.6 to 1.2 tons per day (TPD) statewide       environment of California, including loss of           those manufactures that elect not to
                                                    in 2020, and 3.3 to 6.9 TPD in 2035.’’ CARB Initial       snowpack, drought, sea level rise, more frequent       utilize the deemed to comply
                                                    Statement of Reasons, December 12, 2013, EPA–             and intense wildfires, heat waves, more severe
                                                                                                              smog, and harm to natural and working lands, and       provisions, or for 2023 and subsequent
                                                    HQ–OAR–2016–0179–0003.
                                                       28 California Waiver Request Support Document,         these effects are already being felt in the state.’’   model year engines and vehicles
                                                    at 33 (referencing 70 FR 50322, 50323 (August 26,
                                                                                                                 30 74 FR 32744, 32762–63 (July 8, 2009).            because the California GHG emission
                                                    2005); 74 FR 32744, 32762–763 (July 9, 2009); 79             31 74 FR 32744, 32762 (July 8, 2009); 76 FR
                                                                                                                                                                     standards and associated test
                                                    FR 46256, 46262 (August 7, 2014).                         77515, 77518 (December 13, 2011).                      procedures for new medium- and heavy-
                                                       29 Id. at 33. The Global Warming Solutions Act            32 In addition to the variety of human health

                                                                                                              impacts associated with high air temperatures (e.g.,
                                                                                                                                                                     duty engines and new medium- and
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                                                    also sets for the California Legislature’s finding and
                                                    declaration that ‘‘Continuing to reduce greenhouse        heat stroke and dehydration, and effects on people’s   heavy-duty vehicles are identical to
                                                    gas emissions is critical for the protection of all       cardiovascular, respiratory, and nervous systems),     corresponding federal GHG emission
                                                    areas of the state, but especially for the state’s most   warming can also increase the formation of ground-     standards and test procedures.36 For the
                                                    disadvantaged communities, as those communities           level ozone, a component of smog that can
                                                                                                              contribute to respiratory problems. See ‘‘What
                                                                                                                                                                     reasons set forth above, and because
                                                    are affected first, and, most frequently, by the
                                                    adverse impacts of climate change, including an           Climate Change Means for California,’’ August
                                                                                                                                                                       34 See, e.g., 38 F.R 30136 (November 1, 1973) and
                                                    increased frequency of extreme weather events,            2016, EPA 430–F–16–007 at https://www.epa.gov/
                                                    such as drought, heat, and flooding. The state’s          sites/production/files/2016–09/documents/climate-      40 FR 30311 (July 18, 1975).
                                                    most disadvantaged communities also are                   change-ca.pdf.                                           35 See, e.g., 43 FR 32182 (July 25, 1978).

                                                    disproportionately impacted by the deleterious               33 Id.                                                36 California Waiver Support Document at 44.




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                                                                               Federal Register / Vol. 81, No. 250 / Thursday, December 29, 2016 / Notices                                          95987

                                                    there is no evidence in the record or                    these reasons, EPA determines and finds              by EPA ICR No. 2472.02 and OMB
                                                    other information that EPA is aware of,                  that this is a final action of national              Control No. 2070–0191, represents the
                                                    EPA cannot find that CARB’s Phase I                      applicability, and also a final action of            renewal of an existing ICR that is
                                                    GHG Regulation is inconsistent with                      nationwide scope or effect for purposes              scheduled to expire on August 31, 2017.
                                                    section 202(a) based upon test                           of section 307(b)(1) of the Act. Pursuant            Before submitting the ICR to OMB for
                                                    procedure inconsistency.                                 to section 307(b)(1) of the Act, judicial            review and approval, EPA is soliciting
                                                       In addition, EPA did not receive any                  review of this final action may be sought            comments on specific aspects of the
                                                    comments arguing that the California                     only in the United States Court of                   proposed information collection that is
                                                    Phase 1 GHG Regulation was                               Appeals for the District of Columbia                 summarized in this document. The ICR
                                                    technologically infeasible or that the                   Circuit. Petitions for review must be                and accompanying material are
                                                    cost of compliance would be excessive,                   filed by February 27, 2017. Judicial                 available in the docket for public review
                                                    such that California’s standards might                   review of this final action may not be               and comment.
                                                    be inconsistent with section 202(a).37 In                obtained in subsequent enforcement                   DATES: Comments must be received on
                                                    EPA’s review of CARB’s Phase 1 GHG                       proceedings, pursuant to section                     or before February 27, 2017.
                                                    Regulation, we likewise cannot identify                  307(b)(2) of the Act.
                                                    any requirements that appear                                                                                  ADDRESSES: Submit your comments,
                                                    technologically infeasible or excessively                V. Statutory and Executive Order                     identified by docket identification (ID)
                                                    expensive for manufacturers to                           Reviews                                              number EPA–HQ–OPP–2016–0506, by
                                                    implement within the timeframes                             As with past waiver and authorization             one of the following methods:
                                                    provided.38 EPA therefore cannot find                    decisions, this action is not a rule as                • Federal eRulemaking Portal: http://
                                                    that the California Phase 1 GHG                          defined by Executive Order 12866.                    www.regulations.gov. Follow the online
                                                    Regulation does not provide adequate                     Therefore, it is exempt from review by               instructions for submitting comments.
                                                    lead time or is otherwise not technically                the Office of Management and Budget as               Do not submit electronically any
                                                    feasible.                                                required for rules and regulations by                information you consider to be
                                                       We therefore cannot find that the                     Executive Order 12866.                               Confidential Business Information (CBI)
                                                    California Phase 1 GHG Regulation that                      In addition, this action is not a rule            or other information whose disclosure is
                                                    we analyzed under the waiver criteria is                 as defined in the Regulatory Flexibility             restricted by statute.
                                                    inconsistent with section 202(a).                        Act, 5 U.S.C. 601(2). Therefore, EPA has                • Mail: OPP Docket, Environmental
                                                       Having found that the California                      not prepared a supporting regulatory                 Protection Agency Docket Center (EPA/
                                                    Phase 1 GHG Regulation satisfies each                    flexibility analysis addressing the                  DC), (28221T), 1200 Pennsylvania Ave.
                                                    of the criteria for a waiver, and having                 impact of this action on small business              NW., Washington, DC 20460–0001.
                                                    received no evidence to contradict this                  entities.                                               • Hand Delivery: To make special
                                                    finding, we cannot deny a waiver for the                    Further, the Congressional Review                 arrangements for hand delivery or
                                                    regulation.                                              Act, 5 U.S.C. 801, et seq., as added by              delivery of boxed information, please
                                                    IV. Decision                                             the Small Business Regulatory                        follow the instructions at http://
                                                      The Administrator has delegated the                    Enforcement Fairness Act of 1996, does               www.epa.gov/dockets/contacts.html.
                                                    authority to grant California section                    not apply because this action is not a                  Additional instructions on
                                                    209(b) waivers to the Assistant                          rule for purposes of 5 U.S.C. 804(3).                commenting or visiting the docket,
                                                    Administrator for Air and Radiation.                       Dated: December 22, 2016.                          along with more information about
                                                    After evaluating CARB’s California                       Janet G. McCabe,                                     dockets generally, is available at http://
                                                    Phase 1 GHG Regulation and CARB’s                        Acting Assistant Administrator, Office of Air        www.epa.gov/dockets.
                                                    submissions for EPA review, EPA is                       and Radiation.                                       FOR FURTHER INFORMATION CONTACT:
                                                    hereby granting a waiver for the                         [FR Doc. 2016–31646 Filed 12–28–16; 8:45 am]         Ramé Cromwell, Field and External
                                                    California Phase 1 GHG Regulation.                       BILLING CODE 6560–50–P                               Affairs Division (7506P), Office of
                                                      This decision will affect persons in                                                                        Pesticide Programs, Environmental
                                                    California and those manufacturers and/                                                                       Protection Agency, 1200 Pennsylvania
                                                    or owners/operators nationwide who                       ENVIRONMENTAL PROTECTION                             Ave. NW., Washington, DC 20460–0001;
                                                    must comply with California’s                            AGENCY                                               telephone number (703) 308–9068;
                                                    requirements. In addition, because other                                                                      email address: cromwell.rame@epa.gov.
                                                    states may adopt California’s standards                  [EPA–HQ–OPP–2016–0506; FRL–9957–04]
                                                    for which a section 209(b) waiver has                                                                         SUPPLEMENTARY INFORMATION:
                                                    been granted under section 177 of the                    Agency Information Collection                          I. What information is EPA
                                                    Act if certain criteria are met, this                    Activities; Proposed Renewal of an                   particularly interested in?
                                                    decision would also affect those states                  Existing Collection (EPA ICR No.                       Pursuant to PRA section 3506(c)(2)(A)
                                                    and those persons in such states. For                    2472.02 and OMB Control No. 2070–                    (44 U.S.C. 3506(c)(2)(A)), EPA
                                                                                                             0191); Comment Request                               specifically solicits comments and
                                                      37 See, e.g., 78 FR 2134 (Jan. 9, 2013), 47 FR 7306,
                                                                                                             AGENCY: Environmental Protection                     information to enable it to:
                                                    7309 (Feb. 18, 1982), 43 FR 25735 (Jun. 17, 1978),
                                                    and 46 FR 26371, 26373 (May 12, 1981).                   Agency (EPA).                                          1. Evaluate whether the proposed
                                                      38 California Waiver Support Document at 34–43.
                                                                                                             ACTION: Notice.
                                                                                                                                                                  collection of information is necessary
                                                                                                                                                                  for the proper performance of the
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                                                    For example, both CARB and EPA identified a host
                                                    of technologies suitable for compliance with             SUMMARY:   In compliance with the                    functions of the Agency, including
                                                    medium- and heavy-duty diesel engine CO2                                                                      whether the information will have
                                                    standards, and for engines in combination tractors
                                                                                                             Paperwork Reduction Act (PRA), this
                                                    and vocational vehicles. In addition, CARB and           document announces that EPA is                       practical utility.
                                                    EPA identified a variety of compliance strategy          planning to submit an Information                      2. Evaluate the accuracy of the
                                                    technologies for heavy-duty gasoline engine CO2          Collection Request (ICR) to the Office of            Agency’s estimates of the burden of the
                                                    standards. EPA and CARB also identified a number
                                                    of commercially available technologies that will
                                                                                                             Management and Budget (OMB). The                     proposed collection of information,
                                                    enable 2014 through 2018 MY heavy-duty pick-up           ICR, entitled: ‘‘Pesticide Spray Drift               including the validity of the
                                                    truck and van (‘‘PUV’’) GHG emission standards.          Reduction Technologies’’ and identified              methodology and assumptions used.


                                               VerDate Sep<11>2014   18:41 Dec 28, 2016   Jkt 241001   PO 00000   Frm 00032   Fmt 4703   Sfmt 4703   E:\FR\FM\29DEN1.SGM   29DEN1



Document Created: 2016-12-29 01:58:16
Document Modified: 2016-12-29 01:58:16
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of decision.
DatesPetitions for review must be filed by February 27, 2017.
ContactDavid Dickinson, Office of Transportation and Air Quality, U.S. Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Telephone: (202) 343-9256. Email: [email protected]
FR Citation81 FR 95982 

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