81_FR_9925 81 FR 9887 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Summary of Benefits and Coverage and Uniform Glossary Required Under the Affordable Care Act

81 FR 9887 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Summary of Benefits and Coverage and Uniform Glossary Required Under the Affordable Care Act

DEPARTMENT OF LABOR
Office of the Secretary

Federal Register Volume 81, Issue 38 (February 26, 2016)

Page Range9887-9888
FR Document2016-04314

The Department of Labor (DOL) is submitting the Employee Benefits Security Administration (EBSA) sponsored information collection request (ICR) revision titled, ``Summary of Benefits and Coverage and Uniform Glossary Required Under the Affordable Care Act,'' to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq. Public comments on the ICR are invited.

Federal Register, Volume 81 Issue 38 (Friday, February 26, 2016)
[Federal Register Volume 81, Number 38 (Friday, February 26, 2016)]
[Notices]
[Pages 9887-9888]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-04314]


-----------------------------------------------------------------------

DEPARTMENT OF LABOR

Office of the Secretary


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Summary of Benefits and Coverage and Uniform 
Glossary Required Under the Affordable Care Act

AGENCY: Office of the Secretary, DOL

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Labor (DOL) is submitting the Employee 
Benefits Security Administration (EBSA) sponsored information 
collection request (ICR) revision titled, ``Summary of Benefits and 
Coverage and Uniform Glossary Required Under the Affordable Care Act,'' 
to the Office of Management and Budget (OMB) for review and approval in 
accordance with the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 
3501 et seq. Public comments on the ICR are invited.

DATES: The OMB will consider all written comments that agency receives 
on or before March 28, 2016.

ADDRESSES: A copy of this ICR with applicable supporting documentation; 
including a description of the likely respondents, proposed frequency 
of response, and estimated total burden may be obtained free of charge 
from the RegInfo.gov Web site at http://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=201602-1210-002 (this link will only become active 
on the day following publication of this notice) or by contacting 
Michel Smyth by telephone at 202-693-4129, TTY 202-693-8064, (these are 
not toll-free numbers) or by email at [email protected].
    Submit comments about this request by mail or courier to the Office 
of Information and Regulatory Affairs, Attn: OMB Desk Officer for DOL-
EBSA, Office of Management and Budget, Room 10235, 725 17th Street NW., 
Washington, DC 20503; by Fax: 202-395-5806 (this is not a toll-free 
number); or by email: [email protected]. Commenters are 
encouraged, but not required, to send a courtesy copy of any comments 
by mail or courier to the U.S. Department of Labor-OASAM, Office of the 
Chief Information Officer, Attn: Departmental Information Compliance 
Management Program, Room N1301, 200 Constitution Avenue NW., 
Washington, DC 20210; or by email: [email protected].

FOR FURTHER INFORMATION CONTACT: Contact Michel Smyth by telephone at 
202-693-4129, TTY 202-693-8064, (these are not toll-free numbers) or by 
email at [email protected].

    Authority: 44 U.S.C. 3507(a)(1)(D).

SUPPLEMENTARY INFORMATION: This ICR seeks OMB approval of a revision to 
the Summary of Benefits and Coverage and Uniform Glossary (SBC) ICR 
codified in regulations 29 CFR 715-2715. The Patient Protection and 
Affordable Care Act, Pub. L. 111-148, was signed into law on March 23, 
2010, and the Health Care and Education Reconciliation Act of 2010, 
Pub. L. 111-152, was signed into law on March 30, 2010 (collectively 
known as the ``Affordable Care Act''). The Affordable Care Act amends 
the Public Health Service Act (PHS Act) by adding section 2715 
``Development and Utilization of Uniform Explanation of Coverage 
Documents and Standardized Definitions.'' This section directs the 
Department of Health and Human Services (HHS), the DOL, and the 
Department of the Treasury (collectively, the Departments), in 
consultation with the National Association of Insurance Commissioners 
(NAIC) and a working group comprised of stakeholders to develop 
standards for use by a group health plan and a health insurance issuer 
in compiling and providing to applicants, enrollees, policyholders, and 
certificate holders a SBC explanation that accurately describes the 
benefits and coverage under the applicable plan or coverage.
    A notice of proposed rulemaking (NPRM) was published on August 22, 
2011 (76 FR 52442) with an accompanying document (76 FR 52475) 
containing the templates, instructions, and related materials for 
implementing the disclosure provisions under PHS Act 2715. The NPRM 
proposed 29 CFR 2590.715-2715. A final rule was published on February 
14, 2012. A second notice of proposed rulemaking was published on 
December 30, 2014 (79 FR 78577) to propose revisions to the regulation 
as well as the templates, instructions, and related materials. On March 
30, 2015, the Departments released an FAQ stating that the Departments 
intend to finalize changes to the regulations in the near future but 
intend to utilize consumer testing and offer an opportunity for the 
public, including the NAIC, to provide further input before finalizing 
revisions to the SBC template and associated documents. A final rule, 
without final revisions to the SBC template and associated documents, 
was published on June 16, 2015 (80 FR 34292).
    As required by section 2715, the Departments consulted the NAIC to 
provide further input before finalizing revisions to the SBC template 
and associated documents. The Departments now are finalizing the 
templates and glossary and requesting a three-year approval from the 
Office of Management and Budget for the revised information collection, 
so that plans and issuers may begin using the revised forms for making 
the disclosures under PHS Act section 2715 and the implementing 
regulations.
    This information collection is subject to the PRA. A Federal agency 
generally cannot conduct or sponsor a collection of information, and 
the public is generally not required to respond to an information 
collection, unless it is approved by the OMB under the PRA and displays 
a currently valid OMB Control Number. In addition, notwithstanding any 
other provisions of law, no person shall generally be subject to 
penalty for failing to comply with a collection of information that 
does not display a valid Control Number. See 5 CFR 1320.5(a) and 
1320.6. The DOL obtains OMB approval for this information collection 
under Control Number 1210-0147.
    Interested parties are encouraged to send comments to the OMB, 
Office of Information and Regulatory Affairs at the address shown in 
the ADDRESSES section within thirty (30) days of publication of this 
notice in the Federal Register. In order to help ensure appropriate 
consideration, comments should mention OMB Control Number 1210-0147. 
The OMB is particularly interested in comments that:
     Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information will have practical utility;
     Evaluate the accuracy of the agency's estimate of the 
burden of the proposed collection of information, including the 
validity of the methodology and assumptions used;
     Enhance the quality, utility, and clarity of the 
information to be collected; and

[[Page 9888]]

     Minimize the burden of the collection of information on 
those who are to respond, including through the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.
    Agency: DOL-EBSA.
    Title of Collection: Summary of Benefits and Coverage and Uniform 
Glossary Required Under the Affordable Care Act.
    OMB Control Number: 1210-0147.
    Affected Public: Private Sector--businesses or other for-profits 
and not-for-profit institutions.
    Total Estimated Number of Respondents: 2,299,742.
    Total Estimated Number of Responses: 71,252,326.
    Total Estimated Annual Time Burden: 431,552 hours.
    Total Estimated Annual Other Costs Burden: $9,273,266.

    Dated: February 24, 2016.
Michel Smyth,
Departmental Clearance Officer.
[FR Doc. 2016-04314 Filed 2-25-16; 8:45 am]
 BILLING CODE 4510-29-P



                                                                                Federal Register / Vol. 81, No. 38 / Friday, February 26, 2016 / Notices                                           9887

                                                    For further information on when the                   number); or by email: OIRA_                           Departments intend to finalize changes
                                                  employer is responsible for lodging                     submission@omb.eop.gov. Commenters                    to the regulations in the near future but
                                                  costs, please see the Department’s H–2A                 are encouraged, but not required, to                  intend to utilize consumer testing and
                                                  Frequently Asked Questions on Travel                    send a courtesy copy of any comments                  offer an opportunity for the public,
                                                  and Daily Subsistence, which may                        by mail or courier to the U.S.                        including the NAIC, to provide further
                                                  found on the OFLC Web site: http://                     Department of Labor-OASAM, Office of                  input before finalizing revisions to the
                                                  www.foreignlaborcert.doleta.gov/.                       the Chief Information Officer, Attn:                  SBC template and associated
                                                    Signed in Washington, DC.                             Departmental Information Compliance                   documents. A final rule, without final
                                                  Portia Wu,                                              Management Program, Room N1301,                       revisions to the SBC template and
                                                                                                          200 Constitution Avenue NW.,                          associated documents, was published
                                                  Assistant Secretary, Employment and
                                                  Training Administration.                                Washington, DC 20210; or by email:                    on June 16, 2015 (80 FR 34292).
                                                                                                          DOL_PRA_PUBLIC@dol.gov.                                 As required by section 2715, the
                                                  [FR Doc. 2016–04116 Filed 2–25–16; 8:45 am]
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      Departments consulted the NAIC to
                                                  BILLING CODE 4510–FP–P
                                                                                                          Contact Michel Smyth by telephone at                  provide further input before finalizing
                                                                                                          202–693–4129, TTY 202–693–8064,                       revisions to the SBC template and
                                                  DEPARTMENT OF LABOR                                     (these are not toll-free numbers) or by               associated documents. The Departments
                                                                                                          email at DOL_PRA_PUBLIC@dol.gov.                      now are finalizing the templates and
                                                  Office of the Secretary                                   Authority: 44 U.S.C. 3507(a)(1)(D).                 glossary and requesting a three-year
                                                                                                          SUPPLEMENTARY INFORMATION:      This ICR              approval from the Office of Management
                                                  Agency Information Collection                                                                                 and Budget for the revised information
                                                                                                          seeks OMB approval of a revision to the
                                                  Activities; Submission for OMB                                                                                collection, so that plans and issuers may
                                                                                                          Summary of Benefits and Coverage and
                                                  Review; Comment Request; Summary                                                                              begin using the revised forms for
                                                                                                          Uniform Glossary (SBC) ICR codified in
                                                  of Benefits and Coverage and Uniform                                                                          making the disclosures under PHS Act
                                                                                                          regulations 29 CFR 715–2715. The
                                                  Glossary Required Under the                                                                                   section 2715 and the implementing
                                                                                                          Patient Protection and Affordable Care
                                                  Affordable Care Act                                                                                           regulations.
                                                                                                          Act, Pub. L. 111–148, was signed into
                                                  AGENCY:   Office of the Secretary, DOL                  law on March 23, 2010, and the Health                   This information collection is subject
                                                  ACTION:   Notice.                                       Care and Education Reconciliation Act                 to the PRA. A Federal agency generally
                                                                                                          of 2010, Pub. L. 111–152, was signed                  cannot conduct or sponsor a collection
                                                  SUMMARY:   The Department of Labor                      into law on March 30, 2010 (collectively              of information, and the public is
                                                  (DOL) is submitting the Employee                        known as the ‘‘Affordable Care Act’’).                generally not required to respond to an
                                                  Benefits Security Administration                        The Affordable Care Act amends the                    information collection, unless it is
                                                  (EBSA) sponsored information                            Public Health Service Act (PHS Act) by                approved by the OMB under the PRA
                                                  collection request (ICR) revision titled,               adding section 2715 ‘‘Development and                 and displays a currently valid OMB
                                                  ‘‘Summary of Benefits and Coverage and                  Utilization of Uniform Explanation of                 Control Number. In addition,
                                                  Uniform Glossary Required Under the                     Coverage Documents and Standardized                   notwithstanding any other provisions of
                                                  Affordable Care Act,’’ to the Office of                 Definitions.’’ This section directs the               law, no person shall generally be subject
                                                  Management and Budget (OMB) for                         Department of Health and Human                        to penalty for failing to comply with a
                                                  review and approval in accordance with                  Services (HHS), the DOL, and the                      collection of information that does not
                                                  the Paperwork Reduction Act of 1995                     Department of the Treasury                            display a valid Control Number. See 5
                                                  (PRA), 44 U.S.C. 3501 et seq. Public                    (collectively, the Departments), in                   CFR 1320.5(a) and 1320.6. The DOL
                                                  comments on the ICR are invited.                        consultation with the National                        obtains OMB approval for this
                                                  DATES: The OMB will consider all                        Association of Insurance Commissioners                information collection under Control
                                                  written comments that agency receives                   (NAIC) and a working group comprised                  Number 1210–0147.
                                                  on or before March 28, 2016.                            of stakeholders to develop standards for                Interested parties are encouraged to
                                                  ADDRESSES: A copy of this ICR with                      use by a group health plan and a health               send comments to the OMB, Office of
                                                  applicable supporting documentation;                    insurance issuer in compiling and                     Information and Regulatory Affairs at
                                                  including a description of the likely                   providing to applicants, enrollees,                   the address shown in the ADDRESSES
                                                  respondents, proposed frequency of                      policyholders, and certificate holders a              section within thirty (30) days of
                                                  response, and estimated total burden                    SBC explanation that accurately                       publication of this notice in the Federal
                                                  may be obtained free of charge from the                 describes the benefits and coverage                   Register. In order to help ensure
                                                  RegInfo.gov Web site at http://                         under the applicable plan or coverage.                appropriate consideration, comments
                                                  www.reginfo.gov/public/do/                                A notice of proposed rulemaking                     should mention OMB Control Number
                                                  PRAViewICR?ref_nbr=201602–1210–002                      (NPRM) was published on August 22,                    1210–0147. The OMB is particularly
                                                  (this link will only become active on the               2011 (76 FR 52442) with an                            interested in comments that:
                                                  day following publication of this notice)               accompanying document (76 FR 52475)                     • Evaluate whether the proposed
                                                  or by contacting Michel Smyth by                        containing the templates, instructions,               collection of information is necessary
                                                  telephone at 202–693–4129, TTY 202–                     and related materials for implementing                for the proper performance of the
                                                  693–8064, (these are not toll-free                      the disclosure provisions under PHS                   functions of the agency, including
                                                  numbers) or by email at DOL_PRA_                        Act 2715. The NPRM proposed 29 CFR                    whether the information will have
                                                  PUBLIC@dol.gov.                                         2590.715–2715. A final rule was                       practical utility;
                                                                                                                                                                  • Evaluate the accuracy of the
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                     Submit comments about this request                   published on February 14, 2012. A
                                                  by mail or courier to the Office of                     second notice of proposed rulemaking                  agency’s estimate of the burden of the
                                                  Information and Regulatory Affairs,                     was published on December 30, 2014                    proposed collection of information,
                                                  Attn: OMB Desk Officer for DOL–EBSA,                    (79 FR 78577) to propose revisions to                 including the validity of the
                                                  Office of Management and Budget,                        the regulation as well as the templates,              methodology and assumptions used;
                                                  Room 10235, 725 17th Street NW.,                        instructions, and related materials. On                 • Enhance the quality, utility, and
                                                  Washington, DC 20503; by Fax: 202–                      March 30, 2015, the Departments                       clarity of the information to be
                                                  395–5806 (this is not a toll-free                       released an FAQ stating that the                      collected; and


                                             VerDate Sep<11>2014   20:41 Feb 25, 2016   Jkt 238001   PO 00000   Frm 00084   Fmt 4703   Sfmt 4703   E:\FR\FM\26FEN1.SGM   26FEN1


                                                  9888                          Federal Register / Vol. 81, No. 38 / Friday, February 26, 2016 / Notices

                                                    • Minimize the burden of the                          Annuity Under the Railroad Retirement                 another country, a manual version of
                                                  collection of information on those who                  Ac; OMB 3220–0002.                                    Form AA–1 is used.
                                                  are to respond, including through the                      Section 2a of the Railroad Retirement                 Form AA–1d, Application for
                                                  use of appropriate automated,                           Act (RRA) provides for payments of age                Determination of Employee’s Disability,
                                                  electronic, mechanical, or other                        and service, disability, and                          is completed by an employee who is
                                                  technological collection techniques or                  supplemental annuities to qualified                   filing for a disability annuity under the
                                                  other forms of information technology,                  employees. An annuity cannot be paid                  RRA, or a disability freeze under the
                                                  e.g., permitting electronic submission of               until the employee stops working for a                Social Security Act, for early Medicare
                                                  responses.                                              railroad employer. In addition, the age               based on a disability. Form G–204,
                                                    Agency: DOL–EBSA.                                     and service employee must relinquish                  Verification of Worker’s Compensation/
                                                    Title of Collection: Summary of                       any rights held to such jobs. A disabled              Public Disability Benefit Information, is
                                                  Benefits and Coverage and Uniform                       employee does not need to relinquish                  used to obtain and verify information
                                                  Glossary Required Under the Affordable                  employee rights until attaining Full                  concerning a worker’s compensation or
                                                  Care Act.                                               Retirement Age, or if earlier, when their             a public disability benefit that is or will
                                                    OMB Control Number: 1210–0147.                        spouse is awarded a spouse annuity.                   be paid by a public agency to a disabled
                                                    Affected Public: Private Sector—                      Benefits become payable after the                     railroad employee.
                                                  businesses or other for-profits and not-                employee meets certain other                             The RRB proposes the following
                                                  for-profit institutions.                                requirements, which depend on the type                changes to information collection 3220–
                                                    Total Estimated Number of                             of annuity payable. The requirements                  0002:
                                                  Respondents: 2,299,742.                                 for obtaining the annuities are                          Form AA–1 is being revised to make
                                                    Total Estimated Number of                             prescribed in 20 CFR 216 and 220.                     non-burden impacting editorial and
                                                  Responses: 71,252,326.                                     To collect the information needed to               formatting changes that include the
                                                    Total Estimated Annual Time Burden:                   help determine an applicant’s                         deletion of an obsolete item. In addition,
                                                  431,552 hours.                                          entitlement to, and the amount of, an                 changes are proposed to Form AA–1 in
                                                    Total Estimated Annual Other Costs                    employee retirement annuity the RRB                   support of the RRB’s Disability Program
                                                  Burden: $9,273,266.                                     uses Forms AA–1, Application for                      Improvement Project (DPIP) to enhance/
                                                    Dated: February 24, 2016.                             Employee Annuity; AA–1d, Application                  improve disability case processing and
                                                  Michel Smyth,                                           for Determination of Employee                         overall program integrity as
                                                  Departmental Clearance Officer.                         Disability; G–204, Verification of                    recommended by the RRB’s Office of
                                                                                                          Workers Compensation/Public Disability                Inspector General and the Government
                                                  [FR Doc. 2016–04314 Filed 2–25–16; 8:45 am]
                                                                                                          Benefit Information, and electronic                   Accountability Office. Proposed
                                                  BILLING CODE 4510–29–P
                                                                                                          Form(s) AA–1cert, Application                         revisions to Form AA–1 include the
                                                                                                          Summary and Certification, and AA–                    addition of questions regarding whether
                                                                                                          1sum, Application Summary.                            a disability applicant is relinquishing
                                                  RAILROAD RETIREMENT BOARD                                  The AA–1 application process obtains               seniority rights and why. Comparable
                                                                                                          information from an applicant about                   revisions to electronic equivalent forms
                                                  Proposed Collection; Comment
                                                                                                          their marital history, work history,                  (AA–1cert and AA–1sum) are also being
                                                  Request
                                                                                                          military service, benefits from other                 proposed.
                                                    Summary: In accordance with the                       governmental agencies, railroad                          Significant changes are proposed to
                                                  requirement of Section 3506 (c)(2)(A) of                pensions and Medicare entitlement for                 Form AA–1d in support of the RRB’s
                                                  the Paperwork Reduction Act of 1995                     either an age and service or disability               DPIP to enhance/improve disability case
                                                  which provides opportunity for public                   annuity. An RRB representative                        processing and overall program integrity
                                                  comment on new or revised data                          interviews the applicant either at a field            as recommended by the RRB’s Office of
                                                  collections, the Railroad Retirement                    office, an itinerant point, or by                     Inspector General and the Government
                                                  Board (RRB) will publish periodic                       telephone. During the interview, the                  Accountability Office. Proposed changes
                                                  summaries of proposed data collections.                 RRB representative enters the                         to Form AA–1d include the addition of
                                                    Comments are invited on: (a) Whether                  information obtained into an on-line                  questions regarding an applicant’s daily
                                                  the proposed information collection is                  information system. Upon completion of                activities, including any social and
                                                  necessary for the proper performance of                 the interview, the on-line information                recreational activities and volunteer
                                                  the functions of the agency, including                  system generates Form AA–1cert,                       work; their education and training, any
                                                  whether the information has practical                   Application Summary and Certification,                work performed since terminating their
                                                  utility; (b) the accuracy of the RRB’s                  or Form AA–1sum, Application                          railroad occupation; whether an
                                                  estimate of the burden of the collection                Summary, a summary of the information                 applicant used a facilitator or an
                                                  of the information; (c) ways to enhance                 that was provided for the applicant to                attorney to either complete or aid in
                                                  the quality, utility, and clarity of the                review and approve. Form AA–1cert                     their completion of application.
                                                  information to be collected; and (d)                    documents approval using the                          Clarification of existing items and other
                                                  ways to minimize the burden related to                  traditional pen and ink ‘‘wet’’ signature,            non-burden impacting editorial and
                                                  the collection of information on                        and Form AA–1sum documents                            formatting changes are also proposed.
                                                  respondents, including the use of                       approval using the alternative signature                 The RRB proposes no changes to
                                                  automated collection techniques or                      method called Attestation. When the                   Form G–204.
                                                  other forms of information technology.                  RRB representative is unable to contact                  One response is requested of each
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                    Title and purpose of information                      the applicant in person or by telephone,              respondent. Completion of the forms is
                                                  collection: Application for Employee                    for example, the applicant lives in                   required to obtain/retain a benefit.




                                             VerDate Sep<11>2014   20:41 Feb 25, 2016   Jkt 238001   PO 00000   Frm 00085   Fmt 4703   Sfmt 4703   E:\FR\FM\26FEN1.SGM   26FEN1



Document Created: 2018-02-02 14:37:04
Document Modified: 2018-02-02 14:37:04
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe OMB will consider all written comments that agency receives on or before March 28, 2016.
ContactContact Michel Smyth by telephone at 202-693-4129, TTY 202-693-8064, (these are not toll-free numbers) or by email at [email protected]
FR Citation81 FR 9887 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR