82 FR 11689 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 36 (February 24, 2017)

Page Range		11689-11689
FR Document		2017-03732

Federal Register, Volume 82 Issue 36 (Friday, February 24, 2017)

[Federal Register Volume 82, Number 36 (Friday, February 24, 2017)]
[Notices]
[Page 11689]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-03732]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Commission 
will host the SEC-NYU Dialogue on Securities Markets--Securities 
Crowdfunding in the U.S. on Tuesday, February 28, 2017 beginning at 
8:30 a.m., in the Auditorium, Room L-002.
    The event will include welcome remarks by SEC Acting Chairman 
Michael Piwowar, concluding remarks by SEC Commissioner Kara Stein and 
panel discussions that Commissioners may attend. The panel discussions 
will explore the economic rationale and legal framework for securities 
crowdfunding, investor protection and capital formation in securities 
crowdfunding and empirical evidence and data on securities 
crowdfunding. This Sunshine Act notice is being issued because a 
majority of the Commission may attend the meeting.
    For further information, please contact Brent J. Fields from the 
Office of the Secretary at (202) 551-5400.

    Dated: February 21, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-03732 Filed 2-22-17; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 36 / Friday, February 24, 2017 / Notices 11689

establish fees that are competitive with change is consistent with the Act. SECURITIES AND EXCHANGE
other exchanges. For the reasons Comments may be submitted by any of COMMISSION
described above, the Exchange believes the following methods:
that the proposed fees in the MIAX Sunshine Act Meeting
PEARL Fee Schedule appropriately Electronic Comments
Notice is hereby given, pursuant to
reflect this competitive environment. • Use the Commission’s Internet the provisions of the Government in the
B. Self-Regulatory Organization’s comment form (http://www.sec.gov/ Sunshine Act, Public Law 94–409, that
Statement on Burden on Competition rules/sro.shtml); or the Commission will host the SEC–NYU
MIAX PEARL does not believe that • Send an email to rule-comments@ Dialogue on Securities Markets—
the proposed rule change will impose sec.gov. Please include File Number SR– Securities Crowdfunding in the U.S. on
any burden on competition not PEARL–2017–10 on the subject line. Tuesday, February 28, 2017 beginning at
necessary or appropriate in furtherance 8:30 a.m., in the Auditorium, Room
Paper Comments L–002.
of the purposes of the Act. Unilateral
The event will include welcome
action by MIAX PEARL in establishing • Send paper comments in triplicate remarks by SEC Acting Chairman
rebates and fees for services provided to to Secretary, Securities and Exchange Michael Piwowar, concluding remarks
its Members and others using its Commission, 100 F Street NE., by SEC Commissioner Kara Stein and
facilities will not have an impact on Washington, DC 20549–1090. panel discussions that Commissioners
competition. As a new entrant in the
All submissions should refer to File may attend. The panel discussions will
already highly competitive environment
Number SR–PEARL–2017–10. This file explore the economic rationale and legal
for equity options trading, MIAX PEARL
number should be included on the framework for securities crowdfunding,
does not have the market power
subject line if email is used. To help the investor protection and capital
necessary to set prices for services that
Commission process and review your formation in securities crowdfunding
are unreasonable or unfairly
comments more efficiently, please use and empirical evidence and data on
discriminatory in violation of the Act.
only one method. The Commission will securities crowdfunding. This Sunshine
MIAX PEARL’s proposed rebates and
Act notice is being issued because a
fees, as described herein, are post all comments on the Commission’s
majority of the Commission may attend
comparable to rebates and fees charged Internet Web site (http://www.sec.gov/
the meeting.
by other options exchanges for the same rules/sro.shtml). Copies of the For further information, please
or similar services, including those submission, all subsequent contact Brent J. Fields from the Office of
rebates and fees assessed by its affiliate, amendments, all written statements the Secretary at (202) 551–5400.
MIAX Options. with respect to the proposed rule
change that are filed with the Dated: February 21, 2017.
C. Self-Regulatory Organization’s Eduardo A. Aleman,
Commission, and all written
Statement on Comments on the Assistant Secretary.
Proposed Rule Change Received From communications relating to the
Members, Participants, or Others proposed rule change between the [FR Doc. 2017–03732 Filed 2–22–17; 11:15 am]
Commission and any person, other than BILLING CODE 8011–01–P
Written comments were neither those that may be withheld from the
solicited nor received. public in accordance with the
III. Date of Effectiveness of the provisions of 5 U.S.C. 552, will be SMALL BUSINESS ADMINISTRATION
Proposed Rule Change and Timing for available for Web site viewing and
printing in the Commission’s Public Reporting and Recordkeeping
Commission Action
Reference Room, 100 F Street NE., Requirements Under OMB Review
The foregoing rule change has become
Washington, DC 20549, on official AGENCY: Small Business Administration.
effective pursuant to Section
business days between the hours of ACTION: 30-day notice.
19(b)(3)(A)(ii) of the Act,49 and Rule
10:00 a.m. and 3:00 p.m. Copies of the
19b–4(f)(2) 50 thereunder. At any time
filing also will be available for SUMMARY: The Small Business
within 60 days of the filing of the
inspection and copying at the principal Administration (SBA) is publishing this
proposed rule change, the Commission
office of the Exchange. All comments notice to comply with requirements of
summarily may temporarily suspend
received will be posted without change; the Paperwork Reduction Act (PRA),
such rule change if it appears to the
the Commission does not edit personal which requires agencies to submit
Commission that such action is
identifying information from proposed reporting and recordkeeping
necessary or appropriate in the public
submissions. You should submit only requirements to OMB for review and
interest, for the protection of investors,
information that you wish to make approval, and to publish a notice in the
or otherwise in furtherance of the
available publicly. All submissions Federal Register notifying the public
purposes of the Act. If the Commission
should refer to File Number SR– that the agency has made such a
takes such action, the Commission shall
PEARL–2017–10 and should be submission. This notice also allows an
institute proceedings to determine
submitted on or before March 17, 2017. additional 30 days for public comments.
whether the proposed rule should be
DATES: Submit comments on or before
approved or disapproved. For the Commission, by the Division of
March 27, 2017.
asabaliauskas on DSK3SPTVN1PROD with NOTICES

Trading and Markets, pursuant to delegated
IV. Solicitation of Comments ADDRESSES: Comments should refer to
authority.51
Interested persons are invited to Eduardo A. Aleman,
the information collection by name and/
submit written data, views, and or OMB Control Number and should be
Assistant Secretary. sent to: Agency Clearance Officer, Curtis
arguments concerning the foregoing,
[FR Doc. 2017–03574 Filed 2–23–17; 8:45 am] Rich, Small Business Administration,
including whether the proposed rule
BILLING CODE 8011–01–P 409 3rd Street SW., 5th Floor,
49 15 U.S.C. 78s(b)(3)(A)(ii). Washington, DC 20416; and SBA Desk
50 17 CFR 240.19b–4(f)(2). 51 17 CFR 200.30–3(a)(12). Officer, Office of Information and

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Document Created: 2017-02-24 01:18:07
Document Modified: 2017-02-24 01:18:07

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 11689