82 FR 12156 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 38 (February 28, 2017)

Page Range		12156-12158
FR Document		2017-03804
Federal Register, Volume 82 Issue 38 (Tuesday, February 28, 2017)
[Federal Register Volume 82, Number 38 (Tuesday, February 28, 2017)]
[Notices]
[Pages 12156-12158]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-03804]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-80085; File No. SR-NYSEMKT-2017-06]


Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and 
Immediate Effectiveness of Proposed Rule Change Amending the Eighth 
Amended and Restated Certificate of Incorporation of Intercontinental 
Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate 
of Incorporation of NYSE Group, Inc.

February 22, 2017.
    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby 
given that on February 8, 2017, NYSE MKT LLC (``NYSE MKT'' or the 
``Exchange''), filed with the Securities and Exchange Commission (the 
``Commission'') the proposed rule change as described in Items I and II 
below, which Items have been prepared

[[Page 12157]]

by the self-regulatory organization. The Commission is publishing this 
notice to solicit comments on the proposed rule change from interested 
persons.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
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I. Self-Regulatory Organization's Statement of the Terms of the 
Substance of the Proposed Rule Change

    The Exchange proposes to amend (a) the Eighth Amended and Restated 
Certificate of Incorporation of Intercontinental Exchange Holdings, 
Inc. (the ``ICE Holdings Certificate'') to add a reference to the name 
under which it filed its original certificate of incorporation, and (b) 
the Fifth Amended and Restated Certificate of Incorporation of NYSE 
Group, Inc. (the ``Fifth Amended NYSE Group Certificate'') to update 
obsolete references. The proposed rule change is available on the 
Exchange's Web site at www.nyse.com, at the principal office of the 
Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to make non-substantive changes to (a) the 
ICE Holdings Certificate to add a reference to the name under which it 
filed its original certificate of incorporation, and (b) the Fifth 
Amended NYSE Group Certificate to update obsolete references.
ICE Holdings Certificate
    The Exchange's parent, NYSE Group, is a wholly-owned subsidiary of 
NYSE Holdings LLC, which is in turn 100% owned by Intercontinental 
Exchange Holdings, Inc. (``ICE Holdings''). Intercontinental Exchange, 
Inc. (``ICE''), a public company listed on the New York Stock Exchange, 
owns 100% of ICE Holdings.
    The original certificate of incorporation of ICE Holdings was filed 
in 2000, under the name ``IntercontinentalExchange, Inc.'' In 2014, ICE 
Holdings changed its name from ``IntercontinentalExchange, Inc.'' to 
``Intercontinental Exchange Holdings, Inc.'' At the same time, ICE 
Holding's parent, ICE, changed its name from ``IntercontinentalExchange 
Group, Inc.'' to ``Intercontinental Exchange, Inc.'' \4\
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    \4\ See Securities Exchange Release No. 72156 (May 13, 2014), 79 
FR 28782 (May 19, 2014) (SR-NYSEMKT-2014-41).
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    In response to a comment received from the State of Delaware 
Department of State, the Exchange proposes to amend paragraph (1) of 
the ICE Holdings Certificate to add a reference to the fact that the 
original certificate of incorporation was filed under the name 
``IntercontinentalExchange, Inc.'' The revised paragraph would read as 
follows (proposed new text italic):
    (1) The present name of the Corporation is Intercontinental 
Exchange Holdings, Inc. The original Certificate of Incorporation of 
the Corporation was filed on June 16, 2000 (the ``Original Certificate 
of Incorporation), and the name under which the Corporation filed the 
Original Certificate of Incorporation was IntercontinentalExchange, 
Inc.
Fifth Amended NYSE Group Certificate
    The Securities and Exchange Commission approved the Fifth Amended 
NYSE Group Certificate on January 30, 2017.\5\
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    \5\ See Securities Exchange Release No. 79901 (January 30, 
2017), 82 FR 9251 (February 3, 2017) (SR-NYSE-2016-90, SR-NYSEMKT-
2016-122, and SR-NYSEArca-2016-167).
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    The Exchange proposes to amend the Fifth Amended NYSE Group 
Certificate to update obsolete references to the Fourth Amended and 
Restated Certificate of Incorporation of NYSE Group (``Fourth Amended 
NYSE Group Certificate''). More specifically, the Exchange proposes to:
     Amend Article XIV, ``Effective Time,'' to replace 
``Fourth'' with ``Fifth'' and to replace December 29, 2014, the date of 
effectiveness of the Fourth Amended NYSE Group Certificate, with a 
placeholder which will be completed with the date that the Fifth 
Amended NYSE Group Certificate becomes effective; and
     on the signature page of the NYSE Group Certificate, 
replace ``Fourth'' with ``Fifth'' and replace December 29, 2014, with a 
placeholder which will be completed with the date that the Fifth 
Amended NYSE Group Certificate becomes effective.
    No other changes to the ICE Holdings Certificate or Fifth Amended 
NYSE Group Certificate are proposed.
2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent 
with Section 6(b) of the Exchange Act \6\ in general, and with Section 
6(b)(1) \7\ in particular, in that it enables the Exchange to be so 
organized as to have the capacity to be able to carry out the purposes 
of the Exchange Act and to comply, and to enforce compliance by its 
exchange members and persons associated with its exchange members, with 
the provisions of the Exchange Act, the rules and regulations 
thereunder, and the rules of the Exchange.
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    \6\ 15 U.S.C. 78f(b).
    \7\ 15 U.S.C. 78f(b)(1).
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    The proposed amendment to the ICE Holdings Certificate to add a 
reference to the name under which it filed its original certificate of 
incorporation is a non-substantive, ministerial change requested by the 
State of Delaware Department of State that does not impact either the 
governance or ownership of the Exchange. The Exchange believes that the 
proposed change is consistent with Section 6(b)(1) because it would 
contribute to the orderly operation of the Exchange by adding clarity 
and transparency to the Exchange's rules and would enable the Exchange 
to continue to be so organized as to have the capacity to carry out the 
purposes of the Exchange Act and comply and enforce compliance with the 
provisions of the Exchange Act by its members and persons associated 
with its members.
    For similar reasons, the Exchange also believes that the proposed 
change furthers the objectives of Section 6(b)(5) of the Exchange Act 
\8\ because the proposed rule change would be consistent with and 
facilitate a governance and regulatory structure that is designed to 
prevent fraudulent and manipulative acts and practices, to promote just 
and equitable principles of trade, to foster cooperation and 
coordination with persons engaged in regulating, clearing, settling, 
processing information with respect to, and facilitating transactions 
in securities, to remove impediments to, and perfect the mechanism of a 
free and open market and a national market system and, in general, to 
protect investors and the public interest.
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    \8\ 15 U.S.C. 78f(b)(5).
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    As discussed above, the proposed change to amend the Fifth Amended 
NYSE Group Certificate, which would replace obsolete references to the 
Fourth Amended NYSE Group Certificate with references to the Fifth 
Amended NYSE Group Certificate and update the date of effectiveness, 
removes impediments to

[[Page 12158]]

and perfects the mechanism of a free and open market by removing 
confusion that may result from having these references in the Fifth 
Amended NYSE Group Certificate. The Exchange further believes that the 
proposal removes impediments to and would perfect the mechanism of a 
free and open market by ensuring that persons subject to the Exchange's 
jurisdiction, regulators, and the investing public can more easily 
navigate and understand the Fifth Amended NYSE Group Certificate. The 
Exchange further believes that eliminating obsolete references would be 
consistent with the public interest and the protection of investors 
because investors will not be harmed and in fact would benefit from 
increased transparency, thereby reducing potential confusion. Removing 
such obsolete references will also further the goal of transparency and 
add clarity to the Exchange's rules.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition that is not necessary or appropriate 
in furtherance of the purposes of the Exchange Act. The proposed rule 
change is not intended to address competitive issues but rather is to 
make non-substantive changes concerned solely with the clarity and 
transparency of its parent entities' governing documents.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    Because the foregoing proposed rule change does not: (i) 
Significantly affect the protection of investors or the public 
interest; (ii) impose any significant burden on competition; and (iii) 
become operative for 30 days from the date on which it was filed, or 
such shorter time as the Commission may designate, it has become 
effective pursuant to Section 19(b)(3)(A)(iii) of the Act \9\ and 
subparagraph (f)(6) of Rule 19b-4 thereunder.\10\
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    \9\ 15 U.S.C. 78s(b)(3)(A)(iii).
    \10\ 17 CFR 240.19b-4(f)(6).
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    A proposed rule change filed under Rule 19b-4(f)(6) of the Act \11\ 
normally does not become operative before 30 days from the date of the 
filing. However, Rule 19b-4(f)(6)(iii) \12\ permits the Commission to 
designate a shorter time if such action is consistent with the 
protection of investors and the public interest. The Exchange has asked 
the Commission to waive the 30-day operative delay so that the proposal 
may become operative upon filing. The Exchange believes that waiver of 
the 30-day operative delay is consistent with the protection of 
investors and the public interest because the proposed changes are non-
substantive and would provide clarity and transparency to its parent 
entities' governing documents. The Exchange represents that the 
proposed rule change would have no impact on either the governance or 
ownership of the Exchange. The Commission believes that waiving the 30-
day operative delay is consistent with the protection of investors and 
the public interest because the proposed changes are non-substantive 
and will provide clarity to the Exchange's rules. Therefore, the 
Commission hereby waives the operative delay and designates the 
proposed rule change operative upon filing.\13\
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    \11\ 17 CFR 240.19b-4(f)(6).
    \12\ 17 CFR 240.19b-4(f)(6)(iii).
    \13\ For purposes only of waiving the 30-day operative delay, 
the Commission has considered the proposed rule's impact on 
efficiency, competition, and capital formation. See 15 U.S.C. 
78c(f).
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    At any time within 60 days of the filing of the proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if it appears to the Commission that such action is: (i) 
Necessary or appropriate in the public interest; (ii) for the 
protection of investors; or (iii) otherwise in furtherance of the 
purposes of the Act. If the Commission takes such action, the 
Commission shall institute proceedings to determine whether the 
proposed rule should be approved or disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSEMKT-2017-06 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSEMKT-2017-06. This 
file number should be included on the subject line if email is used. To 
help the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549 on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-NYSEMKT-2017-06, and should 
be submitted on or before March 21, 2017.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\14\
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    \14\ 17 CFR 200.30-3(a)(12).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-03804 Filed 2-27-17; 8:45 am]
 BILLING CODE 8011-01-P
12156 Federal Register / Vol. 82, No. 38 / Tuesday, February 28, 2017 / Notices

mitigate the potential risks associated III. Date of Effectiveness of the submission, all subsequent
with entering complex orders or Proposed Rule Change and Timing for amendments, all written statements
eQuotes that result in the execution of Commission Action with respect to the proposed rule
contracts at prices that are the result of Because the foregoing proposed rule change that are filed with the
extremely volatile market conditions change does not: (i) Significantly affect Commission, and all written
that were not present at the time of the protection of investors or the public communications relating to the
receipt or evaluation of the complex interest; (ii) impose any significant proposed rule change between the
order or eQuote. burden on competition; and (iii) become Commission and any person, other than
The Exchange believes that the operative for 30 days after the date of those that may be withheld from the
proposed amendments to Exchange Rule the filing, or such shorter time as the public in accordance with the
518(c)(4) is designed to protect investors Commission may designate, it has provisions of 5 U.S.C. 552, will be
and the public interest because those become effective pursuant to 19(b)(3)(A) available for Web site viewing and
amendments ensure that the MPC of the Act 17 and Rule 19b–4(f)(6) 18 printing in the Commission’s Public
provides price protection in the Reference Room, 100 F Street NE.,
thereunder.
managed interest process in the At any time within 60 days of the Washington, DC 20549, on official
situation where a complex limit order is filing of the proposed rule change, the business days between the hours of
priced more aggressively than the Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the
icMBBO, in the same manner as a temporarily suspend such rule change if filing also will be available for
complex market order. it appears to the Commission that such inspection and copying at the principal
Additionally, the proposed MPC Price action is necessary or appropriate in the office of the Exchange. All comments
and MPC Setting are designed to remove public interest, for the protection of received will be posted without change;
impediments to and perfect the the Commission does not edit personal
investors, or otherwise in furtherance of
mechanisms of a free and open market identifying information from
the purposes of the Act. If the
and a national market system and by submissions. You should submit only
Commission takes such action, the
helping MIAX Options participants information that you wish to make
Commission shall institute proceedings
avoid executions at extreme and available publicly. All submissions
to determine whether the proposed rule
erroneous prices that may result from, should refer to File Number SR–MIAX–
should be approved or disapproved.
for example, technology issues with the 2017–06 and should be submitted on or
MIAX Options participant’s electronic IV. Solicitation of Comments before March 21, 2017.
trading system. To this extent, the MPC Interested persons are invited to For the Commission, by the Division of
Price and MPC Setting may help act as submit written data, views, and Trading and Markets, pursuant to delegated
a backstop to the MIAX Options arguments concerning the foregoing, authority.19
participant’s own controls and provide including whether the proposed rule Robert W. Errett,
an additional layer of protection. change is consistent with the Act. Deputy Secretary.
Comments may be submitted by any of [FR Doc. 2017–03843 Filed 2–27–17; 8:45 am]
B. Self-Regulatory Organization’s
the following methods: BILLING CODE 8011–01–P
Statement on Burden on Competition
Electronic Comments
The Exchange does not believe that
the proposed rule change will impose • Use the Commission’s Internet SECURITIES AND EXCHANGE
any burden on competition that is not comment form (http://www.sec.gov/ COMMISSION
necessary or appropriate in furtherance rules/sro.shtml); or
[Release No. 34–80085; File No. SR–
of the purposes of the Act. • Send an email to rule-comments@ NYSEMKT–2017–06]
The Complex MIAX Options Price sec.gov. Please include File Number SR–
Collar is available to all participants MIAX–2017–06 on the subject line. Self-Regulatory Organizations; NYSE
trading complex orders, and should Paper Comments MKT LLC; Notice of Filing and
provide MIAX Options participants Immediate Effectiveness of Proposed
• Send paper comments in triplicate Rule Change Amending the Eighth
with additional price protection from
to Brent J. Fields, Secretary, Securities Amended and Restated Certificate of
extreme and erroneous executions.
and Exchange Commission, 100 F Street Incorporation of Intercontinental
Thus, the Exchange does not believe the
NE., Washington, DC 20549–1090. Exchange Holdings, Inc. and the Fifth
proposal creates any significant impact
on competition. All submissions should refer to File Amended and Restated Certificate of
Additionally, respecting intra-market Number SR–MIAX–2017–06. This file Incorporation of NYSE Group, Inc.
competition, the proposed MIAX number should be included on the
subject line if email is used. To help the February 22, 2017.
Options Price Collar enhances Pursuant to Section 19(b)(1) 1 of the
competition because it is similar to Commission process and review your
comments more efficiently, please use Securities Exchange Act of 1934 (the
price protections on other exchanges,16 ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
and thus should enable the Exchange to only one method. The Commission will
post all comments on the Commission’s notice is hereby given that on February
compete for order flow by ensuring the 8, 2017, NYSE MKT LLC (‘‘NYSE MKT’’
same or similar protection. Internet Web site (http://www.sec.gov/
rules/sro.shtml). Copies of the or the ‘‘Exchange’’), filed with the
C. Self-Regulatory Organization’s Securities and Exchange Commission
mstockstill on DSK3G9T082PROD with NOTICES

Statement on Comments on the 17 15 U.S.C. 78s(b)(3)(A). (the ‘‘Commission’’) the proposed rule
Proposed Rule Change Received From 18 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– change as described in Items I and II
Members, Participants, or Others 4(f)(6) requires a self-regulatory organization to give below, which Items have been prepared
the Commission written notice of its intent to file
Written comments were neither the proposed rule change at least five business days 19 17 CFR 200.30–3(a)(12).
solicited nor received. prior to the date of filing of the proposed rule
1 15 U.S.C. 78s(b)(1).
change, or such shorter time as designated by the
2 15 U.S.C. 78a.
Commission. The Exchange has satisfied this
16 See supra note 8. requirement. 3 17 CFR 240.19b–4.

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12158 Federal Register / Vol. 82, No. 38 / Tuesday, February 28, 2017 / Notices

and perfects the mechanism of a free days from the date of the filing. Commission, 100 F Street NE.,
and open market by removing confusion However, Rule 19b–4(f)(6)(iii) 12 permits Washington, DC 20549–1090.
that may result from having these the Commission to designate a shorter All submissions should refer to File
references in the Fifth Amended NYSE time if such action is consistent with the Number SR–NYSEMKT–2017–06. This
Group Certificate. The Exchange further protection of investors and the public file number should be included on the
believes that the proposal removes interest. The Exchange has asked the subject line if email is used. To help the
impediments to and would perfect the Commission to waive the 30-day Commission process and review your
mechanism of a free and open market by operative delay so that the proposal may comments more efficiently, please use
ensuring that persons subject to the become operative upon filing. The only one method. The Commission will
Exchange’s jurisdiction, regulators, and Exchange believes that waiver of the 30- post all comments on the Commission’s
the investing public can more easily day operative delay is consistent with Internet Web site (http://www.sec.gov/
navigate and understand the Fifth the protection of investors and the rules/sro.shtml). Copies of the
Amended NYSE Group Certificate. The public interest because the proposed submission, all subsequent
Exchange further believes that changes are non-substantive and would amendments, all written statements
eliminating obsolete references would provide clarity and transparency to its with respect to the proposed rule
be consistent with the public interest parent entities’ governing documents. change that are filed with the
and the protection of investors because The Exchange represents that the Commission, and all written
investors will not be harmed and in fact proposed rule change would have no communications relating to the
would benefit from increased impact on either the governance or proposed rule change between the
transparency, thereby reducing potential ownership of the Exchange. The Commission and any person, other than
confusion. Removing such obsolete Commission believes that waiving the those that may be withheld from the
references will also further the goal of 30-day operative delay is consistent public in accordance with the
transparency and add clarity to the with the protection of investors and the provisions of 5 U.S.C. 552, will be
Exchange’s rules. public interest because the proposed available for Web site viewing and
changes are non-substantive and will printing in the Commission’s Public
B. Self-Regulatory Organization’s provide clarity to the Exchange’s rules.
Statement on Burden on Competition Reference Room, 100 F Street NE.,
Therefore, the Commission hereby Washington, DC 20549 on official
The Exchange does not believe that waives the operative delay and business days between the hours of
the proposed rule change will impose designates the proposed rule change 10:00 a.m. and 3:00 p.m. Copies of such
any burden on competition that is not operative upon filing.13 filing also will be available for
necessary or appropriate in furtherance At any time within 60 days of the
inspection and copying at the principal
of the purposes of the Exchange Act. filing of the proposed rule change, the
office of the Exchange. All comments
The proposed rule change is not Commission summarily may
received will be posted without change;
intended to address competitive issues temporarily suspend such rule change if
the Commission does not edit personal
but rather is to make non-substantive it appears to the Commission that such
identifying information from
changes concerned solely with the action is: (i) Necessary or appropriate in
submissions. You should submit only
clarity and transparency of its parent the public interest; (ii) for the protection
information that you wish to make
entities’ governing documents. of investors; or (iii) otherwise in
available publicly. All submissions
furtherance of the purposes of the Act.
C. Self-Regulatory Organization’s should refer to File Number SR–
If the Commission takes such action, the
Statement on Comments on the NYSEMKT–2017–06, and should be
Commission shall institute proceedings
Proposed Rule Change Received From submitted on or before March 21, 2017.
to determine whether the proposed rule
Members, Participants, or Others should be approved or disapproved. For the Commission, by the Division of
No written comments were solicited Trading and Markets, pursuant to delegated
IV. Solicitation of Comments authority.14
or received with respect to the proposed
rule change. Interested persons are invited to Eduardo A. Aleman,
submit written data, views, and Assistant Secretary.
III. Date of Effectiveness of the arguments concerning the foregoing, [FR Doc. 2017–03804 Filed 2–27–17; 8:45 am]
Proposed Rule Change and Timing for including whether the proposed rule BILLING CODE 8011–01–P
Commission Action change is consistent with the Act.
Because the foregoing proposed rule Comments may be submitted by any of
change does not: (i) Significantly affect the following methods: SMALL BUSINESS ADMINISTRATION
the protection of investors or the public Electronic Comments
interest; (ii) impose any significant [Disaster Declaration #15053 and #15054]
burden on competition; and (iii) become • Use the Commission’s Internet
comment form (http://www.sec.gov/ Nevada Disaster #NV–00045
operative for 30 days from the date on
which it was filed, or such shorter time rules/sro.shtml); or AGENCY: U.S. Small Business
as the Commission may designate, it has • Send an email to rule-comments@ Administration.
become effective pursuant to Section sec.gov. Please include File Number SR–
ACTION: Notice.
19(b)(3)(A)(iii) of the Act 9 and NYSEMKT–2017–06 on the subject line.
subparagraph (f)(6) of Rule 19b–4 Paper Comments SUMMARY: This is a Notice of the
mstockstill on DSK3G9T082PROD with NOTICES

thereunder.10 Presidential declaration of a major
• Send paper comments in triplicate disaster for Public Assistance Only for
A proposed rule change filed under
to Secretary, Securities and Exchange the State of Nevada (FEMA–4303–DR),
Rule 19b–4(f)(6) of the Act 11 normally
does not become operative before 30 12 17
dated 02/17/2017.
CFR 240.19b–4(f)(6)(iii).
13 For
Incident: Severe Winter Storms,
purposes only of waiving the 30-day
9 15 U.S.C. 78s(b)(3)(A)(iii). operative delay, the Commission has considered the Flooding, and Mudslides.
10 17 CFR 240.19b–4(f)(6). proposed rule’s impact on efficiency, competition,
11 17 CFR 240.19b–4(f)(6). and capital formation. See 15 U.S.C. 78c(f). 14 17 CFR 200.30–3(a)(12).

VerDate Sep<11>2014 18:46 Feb 27, 2017 Jkt 241001 PO 00000 Frm 00080 Fmt 4703 Sfmt 4703 E:\FR\FM\28FEN1.SGM 28FEN1
Document Created: 2017-02-27 23:53:43
Document Modified: 2017-02-27 23:53:43
Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 12156