82_FR_13871 82 FR 13822 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Guidance for Industry on Planning for the Effects of High Absenteeism To Ensure Availability of Medically Necessary Drug Products

82 FR 13822 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Guidance for Industry on Planning for the Effects of High Absenteeism To Ensure Availability of Medically Necessary Drug Products

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 82, Issue 49 (March 15, 2017)

Page Range13822-13823
FR Document2017-05100

The Food and Drug Administration (FDA or we) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995 (PRA).

Federal Register, Volume 82 Issue 49 (Wednesday, March 15, 2017)
[Federal Register Volume 82, Number 49 (Wednesday, March 15, 2017)]
[Notices]
[Pages 13822-13823]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-05100]



[[Page 13822]]

-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2013-N-0719]


Agency Information Collection Activities; Submission for Office 
of Management and Budget Review; Comment Request; Guidance for Industry 
on Planning for the Effects of High Absenteeism To Ensure Availability 
of Medically Necessary Drug Products

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is announcing 
that a proposed collection of information has been submitted to the 
Office of Management and Budget (OMB) for review and clearance under 
the Paperwork Reduction Act of 1995 (PRA).

DATES: Fax written comments on the collection of information by April 
14, 2017.

ADDRESSES: To ensure that comments on the information collection are 
received, OMB recommends that written comments be faxed to the Office 
of Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, 
FAX: 202-395-7285, or emailed to [email protected]. All 
comments should be identified with the OMB control number 0910-0675. 
Also include the FDA docket number found in brackets in the heading of 
this document.

FOR FURTHER INFORMATION CONTACT: FDA PRA Staff, Office of Operations, 
Food and Drug Administration, Three White Flint North, 10A63, 11601 
Landsdown St., North Bethesda, MD 20852, [email protected].

SUPPLEMENTARY INFORMATION: In compliance with 44 U.S.C. 3507, FDA has 
submitted the following proposed collection of information to OMB for 
review and clearance.

Guidance for Industry on Planning for the Effects of High Absenteeism 
To Ensure Availability of Medically Necessary Drug Products OMB Control 
Number 0910-0675--Extension

    The guidance recommends that manufacturers of drug and therapeutic 
biological products and manufacturers of raw materials and components 
used in those products develop a written Emergency Plan (Plan) for 
maintaining an adequate supply of medically necessary drug products 
(MNPs) during an emergency that results in high employee absenteeism. 
The guidance discusses the issues that should be covered by the Plan, 
such as: (1) Identifying a person or position title (as well as two 
designated alternates) with the authority to activate and deactivate 
the Plan and make decisions during the emergency; (2) prioritizing the 
manufacturer's drug products based on medical necessity; (3) 
identifying actions that should be taken prior to an anticipated period 
of high absenteeism; (4) identifying criteria for activating the Plan; 
(5) performing quality risk assessments to determine which 
manufacturing activities may be reduced to enable the company to meet a 
demand for MNPs; (6) returning to normal operations and conducting a 
post-execution assessment of the execution outcomes; and (7) testing 
the Plan. The guidance recommends developing a Plan for each individual 
manufacturing facility as well as a broader Plan that addresses 
multiple sites within the organization. For purposes of this 
information collection analysis, we consider the Plan for an individual 
manufacturing facility as well as the broader Plan to comprise one Plan 
for each manufacturer. Based on FDA's data on the number of 
manufacturers that would be covered by the guidance, we estimate that 
approximately 70 manufacturers will develop a Plan as recommended by 
the guidance (i.e., one Plan per manufacturer to include all 
manufacturing facilities, sites, and drug products), and that each Plan 
will take approximately 500 hours to develop, maintain, and update.
    The guidance also encourages manufacturers to include a procedure 
in their Plan for notifying the Center for Drug Evaluation and Research 
(CDER) when the Plan is activated and when returning to normal 
operations. The guidance recommends that these notifications occur 
within 1 day of a Plan's activation and within 1 day of a Plan's 
deactivation. The guidance specifies the information that should be 
included in these notifications, such as which drug products will be 
manufactured under altered procedures, which products will have 
manufacturing temporarily delayed, and any anticipated or potential 
drug shortages. We expect that approximately two notifications (for 
purposes of this analysis, we consider an activation and a deactivation 
notification to equal one notification) will be sent to CDER by 
approximately two manufacturers each year, and that each notification 
will take approximately 16 hours to prepare and submit.
    The guidance also refers to previously approved collections of 
information found in FDA regulations. Under the guidance, if a 
manufacturer obtains information after releasing an MNP under its Plan 
leading to suspicion that the product might be defective, CDER should 
be contacted immediately at [email protected] in adherence to 
existing recall reporting regulations (21 CFR 7.40) (OMB control number 
0910-0249), or defect reporting requirements for drug application 
products (21 CFR 314.81(b)(1)) and therapeutic biological products 
regulated by CDER (21 CFR 600.14) (OMB control numbers 0910-0001 and 
0910-0458, respectively).
    In addition, the following collections of information found in FDA 
current good manufacturing practice (CGMP) regulations in part 211 (21 
CFR part 211) are approved under OMB control number 0190-0139. The 
guidance encourages manufacturers to maintain records, in accordance 
with the CGMP requirements (see, e.g., Sec.  211.180) that support 
decisions to carry out changes to approved procedures for manufacturing 
and release of products under the Plan. The guidance states that a Plan 
should be developed, written, reviewed, and approved within the site's 
change control quality system in accordance with the requirements in 
Sec. Sec.  211.100(a) and 211.160(a); execution of the Plan should be 
documented in accordance with the requirements described in Sec.  
211.100(b); and standard operating procedures should be reviewed and 
revised or supplementary procedures developed and approved to enable 
execution of the Plan.
    In the Federal Register of November 3, 2016 (81 FR 76618), we 
published a 60-day notice requesting public comment on the proposed 
extension of this collection of information. No comments were received 
in response to the notice.
    We estimate the burden of this information collection as follows:

[[Page 13823]]



                                                     Table 1--Estimated Annual Reporting Burden \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                               Number of
                Absenteeism guidance                       Number of         responses per       Total annual     Average burden per      Total hours
                                                          respondents         respondent           responses           response
--------------------------------------------------------------------------------------------------------------------------------------------------------
Notify FDA of Plan Activation and Deactivation......                  2                   1                   2                  16                  32
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of information.


                                                   Table 2--Estimated Annual Recordkeeping Burden \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                           Number of       Number of records     Total annual     Average burden per
                Absenteeism guidance                     recordkeepers     per recordkeeper         records          recordkeeping        Total hours
--------------------------------------------------------------------------------------------------------------------------------------------------------
Develop Initial Plan................................                 70                   1                  70                 500              35,000
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of information.


    Dated: March 9, 2017.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2017-05100 Filed 3-14-17; 8:45 am]
 BILLING CODE 4164-01-P



                                                     13822                       Federal Register / Vol. 82, No. 49 / Wednesday, March 15, 2017 / Notices

                                                     DEPARTMENT OF HEALTH AND                                of raw materials and components used                  any anticipated or potential drug
                                                     HUMAN SERVICES                                          in those products develop a written                   shortages. We expect that approximately
                                                                                                             Emergency Plan (Plan) for maintaining                 two notifications (for purposes of this
                                                     Food and Drug Administration                            an adequate supply of medically                       analysis, we consider an activation and
                                                     [Docket No. FDA–2013–N–0719]                            necessary drug products (MNPs) during                 a deactivation notification to equal one
                                                                                                             an emergency that results in high                     notification) will be sent to CDER by
                                                     Agency Information Collection                           employee absenteeism. The guidance                    approximately two manufacturers each
                                                     Activities; Submission for Office of                    discusses the issues that should be                   year, and that each notification will take
                                                     Management and Budget Review;                           covered by the Plan, such as: (1)                     approximately 16 hours to prepare and
                                                     Comment Request; Guidance for                           Identifying a person or position title (as            submit.
                                                     Industry on Planning for the Effects of                 well as two designated alternates) with
                                                                                                                                                                      The guidance also refers to previously
                                                     High Absenteeism To Ensure                              the authority to activate and deactivate
                                                                                                                                                                   approved collections of information
                                                     Availability of Medically Necessary                     the Plan and make decisions during the
                                                                                                                                                                   found in FDA regulations. Under the
                                                     Drug Products                                           emergency; (2) prioritizing the
                                                                                                                                                                   guidance, if a manufacturer obtains
                                                                                                             manufacturer’s drug products based on
                                                     AGENCY:    Food and Drug Administration,                medical necessity; (3) identifying                    information after releasing an MNP
                                                     HHS.                                                    actions that should be taken prior to an              under its Plan leading to suspicion that
                                                     ACTION:   Notice.                                       anticipated period of high absenteeism;               the product might be defective, CDER
                                                                                                             (4) identifying criteria for activating the           should be contacted immediately at
                                                     SUMMARY:   The Food and Drug                            Plan; (5) performing quality risk                     drugshortages@fda.hhs.gov in
                                                     Administration (FDA or we) is                           assessments to determine which                        adherence to existing recall reporting
                                                     announcing that a proposed collection                   manufacturing activities may be                       regulations (21 CFR 7.40) (OMB control
                                                     of information has been submitted to the                reduced to enable the company to meet                 number 0910–0249), or defect reporting
                                                     Office of Management and Budget                         a demand for MNPs; (6) returning to                   requirements for drug application
                                                     (OMB) for review and clearance under                    normal operations and conducting a                    products (21 CFR 314.81(b)(1)) and
                                                     the Paperwork Reduction Act of 1995                     post-execution assessment of the                      therapeutic biological products
                                                     (PRA).                                                  execution outcomes; and (7) testing the               regulated by CDER (21 CFR 600.14)
                                                     DATES: Fax written comments on the                      Plan. The guidance recommends                         (OMB control numbers 0910–0001 and
                                                     collection of information by April 14,                  developing a Plan for each individual                 0910–0458, respectively).
                                                     2017.                                                   manufacturing facility as well as a                      In addition, the following collections
                                                     ADDRESSES: To ensure that comments on
                                                                                                             broader Plan that addresses multiple                  of information found in FDA current
                                                     the information collection are received,                sites within the organization. For                    good manufacturing practice (CGMP)
                                                     OMB recommends that written                             purposes of this information collection               regulations in part 211 (21 CFR part
                                                     comments be faxed to the Office of                      analysis, we consider the Plan for an                 211) are approved under OMB control
                                                     Information and Regulatory Affairs,                     individual manufacturing facility as                  number 0190–0139. The guidance
                                                     OMB, Attn: FDA Desk Officer, FAX:                       well as the broader Plan to comprise one              encourages manufacturers to maintain
                                                     202–395–7285, or emailed to oira_                       Plan for each manufacturer. Based on                  records, in accordance with the CGMP
                                                     submission@omb.eop.gov. All                             FDA’s data on the number of                           requirements (see, e.g., § 211.180) that
                                                                                                             manufacturers that would be covered by                support decisions to carry out changes
                                                     comments should be identified with the
                                                                                                             the guidance, we estimate that                        to approved procedures for
                                                     OMB control number 0910–0675. Also
                                                                                                             approximately 70 manufacturers will                   manufacturing and release of products
                                                     include the FDA docket number found
                                                                                                             develop a Plan as recommended by the                  under the Plan. The guidance states that
                                                     in brackets in the heading of this
                                                                                                             guidance (i.e., one Plan per                          a Plan should be developed, written,
                                                     document.
                                                                                                             manufacturer to include all                           reviewed, and approved within the
                                                     FOR FURTHER INFORMATION CONTACT: FDA                    manufacturing facilities, sites, and drug             site’s change control quality system in
                                                     PRA Staff, Office of Operations, Food                   products), and that each Plan will take               accordance with the requirements in
                                                     and Drug Administration, Three White                    approximately 500 hours to develop,                   §§ 211.100(a) and 211.160(a); execution
                                                     Flint North, 10A63, 11601 Landsdown                     maintain, and update.                                 of the Plan should be documented in
                                                     St., North Bethesda, MD 20852,                             The guidance also encourages                       accordance with the requirements
                                                     PRAStaff@fda.hhs.gov.                                   manufacturers to include a procedure in               described in § 211.100(b); and standard
                                                     SUPPLEMENTARY INFORMATION: In                           their Plan for notifying the Center for               operating procedures should be
                                                     compliance with 44 U.S.C. 3507, FDA                     Drug Evaluation and Research (CDER)                   reviewed and revised or supplementary
                                                     has submitted the following proposed                    when the Plan is activated and when                   procedures developed and approved to
                                                     collection of information to OMB for                    returning to normal operations. The                   enable execution of the Plan.
                                                     review and clearance.                                   guidance recommends that these
                                                                                                             notifications occur within 1 day of a                    In the Federal Register of November
                                                     Guidance for Industry on Planning for                   Plan’s activation and within 1 day of a               3, 2016 (81 FR 76618), we published a
                                                     the Effects of High Absenteeism To                      Plan’s deactivation. The guidance                     60-day notice requesting public
                                                     Ensure Availability of Medically                        specifies the information that should be              comment on the proposed extension of
                                                     Necessary Drug Products OMB Control                     included in these notifications, such as              this collection of information. No
asabaliauskas on DSK3SPTVN1PROD with NOTICES2




                                                     Number 0910–0675—Extension                              which drug products will be                           comments were received in response to
                                                       The guidance recommends that                          manufactured under altered procedures,                the notice.
                                                     manufacturers of drug and therapeutic                   which products will have                                 We estimate the burden of this
                                                     biological products and manufacturers                   manufacturing temporarily delayed, and                information collection as follows:




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                                                                                        Federal Register / Vol. 82, No. 49 / Wednesday, March 15, 2017 / Notices                                                13823

                                                                                                                 TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                                             Number of
                                                                                                                     Number of                                     Total annual       Average burden
                                                                 Absenteeism guidance                                                      responses per                                                  Total hours
                                                                                                                    respondents                                     responses          per response
                                                                                                                                             respondent

                                                     Notify FDA of Plan Activation and De-
                                                       activation ............................................           2                      1                       2                      16             32
                                                        1 There    are no capital costs or operating and maintenance costs associated with this collection of information.

                                                                                                          TABLE 2—ESTIMATED ANNUAL RECORDKEEPING BURDEN 1
                                                                                                                     Number of           Number of records         Total annual        Average burden
                                                                 Absenteeism guidance                                                                                                                     Total hours
                                                                                                                   recordkeepers         per recordkeeper            records          per recordkeeping

                                                     Develop Initial Plan ................................              70                      1                      70                   500             35,000
                                                        1 There    are no capital costs or operating and maintenance costs associated with this collection of information.


                                                       Dated: March 9, 2017.                                           ADDRESSES:    Sheraton College Park North             Written/Paper Submissions
                                                     Leslie Kux,                                                       Hotel, Chesapeake Ballroom, 4095                         Submit written/paper submissions as
                                                     Associate Commissioner for Policy.                                Powder Mill Road, Beltsville, MD                      follows:
                                                     [FR Doc. 2017–05100 Filed 3–14–17; 8:45 am]                       20705. The hotel’s telephone number is                   • Mail/Hand delivery/Courier (for
                                                     BILLING CODE 4164–01–P                                            301–937–4422. Answers to commonly                     written/paper submissions): Division of
                                                                                                                       asked questions including information                 Dockets Management (HFA–305), Food
                                                                                                                       regarding special accommodations due                  and Drug Administration, 5630 Fishers
                                                     DEPARTMENT OF HEALTH AND                                          to a disability, visitor parking, and                 Lane, Rm. 1061, Rockville, MD 20852.
                                                     HUMAN SERVICES                                                    transportation may be accessed at:                       • For written/paper comments
                                                                                                                       http://www.fda.gov/                                   submitted to the Division of Dockets
                                                     Food and Drug Administration                                                                                            Management, FDA will post your
                                                                                                                       AdvisoryCommittees/
                                                     [Docket No. FDA–2017–N–1063]                                      AboutAdvisoryCommittees/                              comment, as well as any attachments,
                                                                                                                       ucm408555.htm.                                        except for information submitted,
                                                     Oncologic Drugs Advisory Committee;                                                                                     marked and identified, as confidential,
                                                     Notice of Meeting; Establishment of a                                You may submit comments as                         if submitted as detailed in
                                                     Public Docket; Request for Comments                               follows:                                              ‘‘Instructions.’’
                                                                                                                                                                                Instructions: All submissions received
                                                     AGENCY:       Food and Drug Administration,                       Electronic Submissions
                                                                                                                                                                             must include the Docket No. FDA–
                                                     HHS.                                                                Submit electronic comments in the                   2017–N–1063 for ‘‘Oncologic Drugs
                                                     ACTION: Notice; establishment of a                                following way:                                        Advisory Committee; Notice of Meeting;
                                                     public docket; request for comments.                                                                                    Establishment of a Public Docket;
                                                                                                                         • Federal eRulemaking Portal:                       Request for Comments.’’ Received
                                                     SUMMARY:   The Food and Drug                                      https://www.regulations.gov. Follow the               comments, those filed in a timely
                                                     Administration (FDA) announces a                                  instructions for submitting comments.                 manner (see DATES), will be placed in
                                                     forthcoming public advisory committee                             Comments submitted electronically,                    the docket and, except for those
                                                     meeting of the Oncologic Drugs                                    including attachments, to https://                    submitted as ‘‘Confidential
                                                     Advisory Committee. The general                                   www.regulations.gov will be posted to                 Submissions,’’ publicly viewable at
                                                     function of the committee is to provide                           the docket unchanged. Because your                    https://www.regulations.gov or at the
                                                     advice and recommendations to the                                 comment will be made public, you are                  Division of Dockets Management
                                                     Agency on FDA’s regulatory issues. The                            solely responsible for ensuring that your             between 9 a.m. and 4 p.m., Monday
                                                     meeting will be open to the public. FDA                           comment does not include any                          through Friday.
                                                     is establishing a docket for public                               confidential information that you or a                   • Confidential Submissions—To
                                                     comment on this document.                                         third party may not wish to be posted,                submit a comment with confidential
                                                     DATES: The meeting will be held on                                such as medical information, your or                  information that you do not wish to be
                                                     March 29, 2017, from 8 a.m. to 5 p.m.                             anyone else’s Social Security number, or              made publicly available, submit your
                                                     Submit either electronic or written                               confidential business information, such               comments only as a written/paper
                                                     comments on this document by March                                as a manufacturing process. Please note               submission. You should submit two
                                                     28, 2017. Late, untimely filed comments                           that if you include your name, contact                copies total. One copy will include the
                                                     will not be considered. Electronic                                information, or other information that                information you claim to be confidential
                                                     comments must be submitted on or                                  identifies you in the body of your                    with a heading or cover note that states
                                                     before March 28, 2017. The https://                                                                                     ‘‘THIS DOCUMENT CONTAINS
                                                                                                                       comments, that information will be
asabaliauskas on DSK3SPTVN1PROD with NOTICES2




                                                     www.regulations.gov electronic filing                                                                                   CONFIDENTIAL INFORMATION.’’ The
                                                                                                                       posted on https://www.regulations.gov.
                                                     system will accept comments until                                                                                       Agency will review this copy, including
                                                     midnight Eastern Time at the end of                                 • If you want to submit a comment                   the claimed confidential information, in
                                                     March 28, 2017. Comments received by                              with confidential information that you                its consideration of comments. The
                                                     mail/hand delivery/courier (for written/                          do not wish to be made available to the               second copy, which will have the
                                                     paper submissions) will be considered                             public, submit the comment as a                       claimed confidential information
                                                     timely if they are postmarked or the                              written/paper submission and in the                   redacted/blacked out, will be available
                                                     delivery service acceptance receipt is on                         manner detailed (see ‘‘Written/Paper                  for public viewing and posted on
                                                     or before that date.                                              Submissions’’ and ‘‘Instructions’’).                  https://www.regulations.gov. Submit


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Document Created: 2017-03-15 06:04:07
Document Modified: 2017-03-15 06:04:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesFax written comments on the collection of information by April 14, 2017.
ContactFDA PRA Staff, Office of Operations, Food and Drug Administration, Three White Flint North, 10A63, 11601 Landsdown St., North Bethesda, MD 20852, [email protected]
FR Citation82 FR 13822 

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