82 FR 13826 - Agency Information Collection Activities: Submission for OMB Review; Comment Request
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Substance Abuse and Mental Health Services Administration Federal Register Volume 82, Issue 49 (March 15, 2017)
Substance Abuse and Mental Health Services Administration
Federal Register Volume 82, Issue 49 (March 15, 2017)
| Page Range | 13826-13828 | |
| FR Document | 2017-05063 |
[Federal Register Volume 82, Number 49 (Wednesday, March 15, 2017)] [Notices] [Pages 13826-13828] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-05063] [[Page 13826]] ----------------------------------------------------------------------- DEPARTMENT OF HEALTH AND HUMAN SERVICES Substance Abuse and Mental Health Services Administration Agency Information Collection Activities: Submission for OMB Review; Comment Request Periodically, the Substance Abuse and Mental Health Services Administration (SAMHSA) will publish a summary of information collection requests under OMB review, in compliance with the Paperwork Reduction Act. To request a copy of these documents, call the SAMHSA Reports Clearance Officer on (240) 276-1243. Project: Community Mental Health Services Block Grant and Substance Abuse and Prevention Treatment Block Grant FY 2018-2019 Plan and Report Guidance and Instructions (OMB No. 0930-0168)--Revision The Substance Abuse and Mental Health Services Administration (SAMHSA) is requesting approval from the Office of Management and Budget (OMB) for a revision of the 2016-17 Community Mental Health Services Block Grant (MHBG) and Substance Abuse Prevention and Treatment Block Grant (SABG) Plan and Report Guidance and Instructions. Currently, the SABG and the MHBG differ on a number of their practices (e.g., data collection at individual or aggregate levels) and statutory authorities (e.g., method of calculating MOE, stakeholder input requirements for planning, set asides for specific populations or programs, etc.). Historically, the Centers within SAMHSA that administer these block grants have had different approaches to application requirements and reporting. To compound this variation, states have different structures for accepting, planning, and accounting for the block grants and the prevention set aside within the SABG. As a result, how these dollars are spent and what is known about the services and clients that receive these funds varies by block grant and by state. Increasingly, under the Affordable Care Act, more individuals are eligible for Medicaid and private insurance. This expansion of health insurance coverage will continue to have a significant impact on how State Mental Health Authorities (SMHAs) and Single State Agencies (SSAs) use their limited resources. In 2009, more than 39 percent of individuals with serious mental illnesses (SMI) or serious emotional disturbances (SED) were uninsured. Sixty percent of individuals with substance use disorders whose treatment and recovery support services were supported wholly or in part by SAMHSA block grant funds were also uninsured. A substantial proportion of this population has gained health insurance coverage through Medicaid, Medicare, or private insurance. However, coverage provided by these plans and programs do not necessarily provide access to the full range of support services needed to achieve and maintain recovery for most of these individuals and their families. Given these changes, SAMHSA has conveyed that block grant funds be directed toward four purposes: (1) To fund priority treatment and support services for individuals without insurance or who cycle in and out of health insurance coverage; (2) to fund those priority treatment and support services not covered by Medicaid, Medicare or private insurance offered through the exchanges and that demonstrate success in improving outcomes and/or supporting recovery; (3) to fund universal, selective and indicated prevention activities and services; and (4) to collect performance and outcome data to determine the ongoing effectiveness of behavioral health prevention, treatment and recovery support services and to plan the implementation of new services on a nationwide basis. To help states meet the challenges of 2018 and beyond, and to foster the implementation and management of an integrated physical health and mental health and addiction service system, SAMHSA must establish standards and expectations that will lead to an improved system of care for individuals with or at risk of mental and substance use disorders. Therefore, this application package includes fully exercising SAMHSA's existing authority regarding states', territories' and the Red Lake Band of the Chippewa Tribe's (subsequently referred to as ``states'') use of block grant funds as they fully integrate behavioral health services into the broader health care continuum. Consistent with previous applications, the FY 2018-2019 application has sections that are required and other sections where additional information is requested. The FY 2018-2019 application requires states to submit a face sheet, a table of contents, a behavioral health assessment and plan, reports of expenditures and persons served, an executive summary, and funding agreements and certifications. In addition, SAMHSA is requesting information on key areas that are critical to the states success in addressing health care integration. Therefore, as part of this block grant planning process, SAMHSA is asking states to identify both their promising or effective strategies as well as their technical assistance needs to implement the strategies they identify in their plans for FYs 2018 and 2019. To facilitate an efficient application process for states in FYs 2018-2019, SAMHSA convened an internal workgroup to review and modify the application for the block grant planning section. In addition, SAMHSA utilized the questions and requests for clarification from representatives from SMHAs and SSAs to inform the proposed changes to the block grants. Based on these discussions with states, SAMHSA is proposing several changes to the block grant programs as discussed in greater detail below. Changes to Assessment and Planning Activities The proposed revisions reflect changes within the planning section of the application. The most significant change involves a movement away from a request for multiple narrative descriptions of the state's activities in a variety of areas to a more quantitative response to specific questions, reflecting statutory or regulatory requirements where applicable, or reflecting specific uses of block grant funding. In addition, to respond to the requests from states, the required and requested sections have been clearly identified. The FY 2016-2017 application sections that gave states policy guidance on the planning and implementation of system issues which were not authorized services under either block grant have been eliminated to avoid confusion. In addition, the statutory criteria which govern the plan, report and application have been included in the document as references. Other specific proposed revisions are described below:Health Care System, Parity and Integration--This section is a consolidation of the FY 2016-2017 sections on the health insurance marketplace, parity, enrollment, and primary and behavioral health care integration. It is vital that SMHAs and SSAs programming and planning reflect the strong connection between behavioral and physical health. Fragmented or discontinuous care may result in inadequate diagnosis and treatment of both physical and behavioral conditions, including co- occurring disorders. Health care professionals, consumers of mental, substance use disorders, co-occurring mental, and substance use disorders [[Page 13827]] treatment recognize the need for improved coordination of care and integration of primary and behavioral health care. Health information technology, including electronic health records (EHRs), and telehealth are examples of important strategies to promote integrated care. Use of EHRs--in full compliance with applicable legal requirements--may allow providers to share information, coordinate care and improve billing practices. Evidenced-based Practices for Early Serious Mental Illness for the MHBG--In its FY 2016 appropriation, SAMHSA was directed to require that states set aside 10 percent of their MHBG allocation to support evidence-based programs that provide treatment to those with early SMI including but not limited to psychosis at any age. SAMHSA worked collaboratively with the National Institute on Mental Health (NIMH) to review evidence showing efficacy of specific practices in ameliorating SMI and promoting improved functioning. NIMH has released information on Components of Coordinated Specialty Care (CSC) for First Episode Psychosis. Results from the NIMH funded Recovery After an Initial Schizophrenia Episode (RAISE) initiative, a research project of the NIMH, suggest that mental health providers across multiple disciplines can learn the principles of CSC for First Episode of Psychosis (FEP), and apply these skills to engage and treat persons in the early stages of psychotic illness. States can implement models across a continuum, which have demonstrated efficacy, including the range of services and principles identified by NIMH. Utilizing these principles, regardless of the amount of investment, and with leveraging funds through inclusion of services reimbursed by Medicaid or private insurance, every state will be able to begin to move their system toward earlier intervention, or enhance the services already being implemented. Statutory changes required by the 21st Century CURES Act-- The CURES Act required several language changes, to include: A change from Administrator of SAMHSA to Assistant Secretary for Mental Health and Substance Use; a change from ``Substance Misuse Prevention'' to ``Substance Use Disorder Prevention'' and others. In addition, the Act eliminated section 1929 governing the annual treatment needs assessment and changed the specific requirements for the state determination of need to include estimates on the number of individuals who need treatment, who are pregnant women, women with dependent children, individuals with a co-occurring mental health and substance use disorder, persons who inject drugs, and persons who are experiencing homelessness. Other Changes While the statutory deadlines and block grant award periods remain unchanged, SAMHSA encourages states to turn in their application as early as possible to allow for a full discussion and review by SAMHSA. Applications for the MHBG-only is due no later than September 1, 2017. The application for SABG-only is due no later than October 1, 2017. A single application for MHBG and SABG is due no later than September 1, 2017. Estimates of Annualized Hour Burden The estimated annualized burden for the uniform application is 33,374 hours. Burden estimates are broken out in the following tables showing burden separately for Year 1 and Year 2. Year 1 includes the estimates of burden for the uniform application and annual reporting. Year 2 includes the estimates of burden for the recordkeeping and annual reporting. The reporting burden remains constant for both years. Table 1--Estimates of Application and Reporting Burden for Year 1 -------------------------------------------------------------------------------------------------------------------------------------------------------- Substance Abuse Prevention and Treatment and Community Mental Health Services Block Grants --------------------------------------------------------------------------------------------------------------------------------------------------------- Number of Number of Authorizing Authorizing Implementing Number of responses hours per Total hours legislation SABG legislation MHBG regulation respondent per year response -------------------------------------------------------------------------------------------------------------------------------------------------------- Reporting:........................ Standard Form and Content. 42 U.S.C. 300x-32(a) SABG.............................. Annual Report....... .................... .................... ........... ........... ........... 11,160 42 U.S.C. 300x-52(a) .................... 45 CFR 96.122(f).... 60 1 42 U.S.C. 300x-30-b. .................... .................... 5 1 42 U.S.C. 300x- .................... 45 CFR 96.134(d).... 60 1 30(d)(2). MHBG.............................. Annual Report....... .................... .................... ........... ........... ........... 10,974 42 U.S.C. 300x-6(a). .................... 59 1 42 U.S.C. 300x-52(a) 42 U.S.C. 300x- .................... 59 1 4(b)(3)B. State Plan (Covers 2 years). SABG elements..................... 42 U.S.C. 300x-22(b) .................... 45 CFR 96.124(c)()1) 60 1 42 U.S.C. 300x-23... .................... 45 CFR 96.126(f).... 60 1 42 U.S.C. 300x-24... .................... 45 CFR 96.127(b).... 60 1 42 U.S.C. 300x-27... .................... 45 CFR 96.131(f).... 60 1 42 U.S.C. 300x-29... .................... 45 CFR 96.133(a).... 60 1 42 U.S.C. 300x-32(b) .................... 45 CFR 96.122(g).... 60 1 120 7,200 MHBG elements..................... .................... 42 U.S.C. 300x-1(b). .................... 59 1 120 7,080 42 U.S.C. 300x- .................... 59 1 1(b)(11). 42 U.S.C. 300x-2(a). .................... 59 1 Waivers............. .................... .................... ........... ........... ........... 3,240 42 U.S.C. 300x- .................... .................... 20 1 24(b)(5)(B). 42 U.S.C. 300x-28(d) .................... 45 CFR 96.132(d).... 5 1 42 U.S.C. 300x-30(c) .................... 45 CFR 96.134(b).... 10 1 42 U.S.C. 300x-31(c) .................... .................... 1 1 42 U.S.C. 300x-32(c) .................... .................... 7 1 42 U.S.C. 300x-32(e) .................... .................... 10 300x-2(a)(2)........ .................... 10 300x-4(b)(3)........ .................... 10 300x-6(b)........... .................... 7 Recordkeeping..................... 42 U.S.C. 300x-23... 42 U.S.C. 300x-3.... 45 CFR 96.126(c).... 60/59 1 20 1,200 [[Page 13828]] 42 U.S.C. 300x-25... .................... 45 CFR 96.129(a)(13) 10 1 20 200 42 U.S.C. 300x-65... .................... 42 CFR Part 54...... 60 1 20 1,200 Combined Burden................... .................... .................... .................... ........... ........... ........... 42,254 -------------------------------------------------------------------------------------------------------------------------------------------------------- Report 300x-52(a)--Report 300x-30(b)--Exclusion of Certain Funds (SABG) 300x-30(d)(2)--Maintenance of Effort (SABG) 300x-4(b)(3)B--Maintenance of Effort (MHBG) State Plan--SABG 300x-22(b)--Allocations for Women 300x-23--Intravenous Substance Abuse 300x-24--Requirements Regarding TB and HIV 300x-27--Priority in Admissions to Treatment 300x-29--Statewide Assessment of Need 300x-32(b)--State Plan State Plan--MHBG 42 U.S.C. 300x-1(b)--Criteria for Plan 42 U.S.C. 300x-1(b)(11)--Incidence and prevalence in the state adults with SMI and Children with SED 42 U.S.C. 300x-2(a)--Allocations for Systems Integrated Services for Children Waivers--SABG 300x-24(b)(5)(B)--Rural requirement regarding EIS/HIV 300x-28(d)--Additional Agreements 300x-30(c)--Maintenance of Effort 300x-31(c)--Construction 300x-32(c)--Certain Territories 300x-32(e)--Waiver amendment for 1922, 1923, 1924 and 1927 Waivers--MHBG 300x-2(a)(2)--Allocations for Systems Integrated Services for Children 300x-4(b)(3)--Waiver of Statewide Maintenance of Effort 300x-6(b)--Waiver for Certain Territories Recordkeeping 300x-23--Waiting list 300x-25--Revolving loan fund 300x-65--Charitable Choice Table 2--Estimates of Application and Reporting Burden for Year 2 ---------------------------------------------------------------------------------------------------------------- Number of Number of Number of responses per hours per Total hours respondent year response ---------------------------------------------------------------------------------------------------------------- Reporting: SABG........................................ 60 1 186 11,160 MHBG........................................ 59 1 186 10,974 Recordkeeping................................... 60/59 1 40 2,360 --------------------------------------------------------------- Combined Burden......................... 60 .............. .............. 24,494 ---------------------------------------------------------------------------------------------------------------- The total annualized burden for the application and reporting is 33,374 hours (42,254 + 24,494 = 66,748/2 years = 33,374). Link for the application: http://www.samhsa.gov/grants/block-grants. Written comments and recommendations concerning the proposed information collection should be sent by April 14, 2017 to the SAMHSA Desk Officer at the Office of Information and Regulatory Affairs, Office of Management and Budget (OMB). To ensure timely receipt of comments, and to avoid potential delays in OMB's receipt and processing of mail sent through the U.S. Postal Service, commenters are encouraged to submit their comments to OMB via email to: [email protected]. Although commenters are encouraged to send their comments via email, commenters may also fax their comments to: 202-395-7285. Commenters may also mail them to: Office of Management and Budget, Office of Information and Regulatory Affairs, New Executive Office Building, Room 10102, Washington, DC 20503. Summer King, Statistician. [FR Doc. 2017-05063 Filed 3-14-17; 8:45 am] BILLING CODE 4162-20-P
![13828 Federal Register / Vol. 82, No. 49 / Wednesday, March 15, 2017 / Notices
TABLE 1—ESTIMATES OF APPLICATION AND REPORTING BURDEN FOR YEAR 1—Continued
Substance Abuse Prevention and Treatment and Community Mental Health Services Block Grants
Number of Number of
Authorizing legislation Authorizing legislation Number of
Implementing regulation responses hours per Total hours
SABG MHBG respondent per year response
42 U.S.C. 300x–25 ....... ....................................... 45 CFR 96.129(a)(13) ... 10 1 20 200
42 U.S.C. 300x–65 ....... ....................................... 42 CFR Part 54 ............. 60 1 20 1,200
Combined Burden .......... ....................................... ....................................... ....................................... .................... .................... .................... 42,254
Report 300x–29—Statewide Assessment of 300x–31(c)—Construction
300x–52(a)—Report Need 300x–32(c)—Certain Territories
300x–30(b)—Exclusion of Certain Funds 300x–32(b)—State Plan 300x–32(e)—Waiver amendment for
(SABG) State Plan—MHBG 1922, 1923, 1924 and 1927
300x–30(d)(2)—Maintenance of Effort 42 U.S.C. 300x–1(b)—Criteria for Plan Waivers—MHBG
(SABG) 42 U.S.C. 300x–1(b)(11)—Incidence and 300x–2(a)(2)—Allocations for Systems
prevalence in the state adults with Integrated Services for Children
300x–4(b)(3)B—Maintenance of Effort
SMI and Children with SED
(MHBG) 300x–4(b)(3)—Waiver of Statewide
42 U.S.C. 300x–2(a)—Allocations for
State Plan—SABG Maintenance of Effort
Systems Integrated Services for
300x–22(b)—Allocations for Women Children 300x–6(b)—Waiver for Certain
300x–23—Intravenous Substance Abuse Waivers—SABG Territories
300x–24—Requirements Regarding TB 300x–24(b)(5)(B)—Rural requirement Recordkeeping
and HIV regarding EIS/HIV 300x–23—Waiting list
300x–27—Priority in Admissions to 300x–28(d)—Additional Agreements 300x–25—Revolving loan fund
Treatment 300x–30(c)—Maintenance of Effort 300x–65—Charitable Choice
TABLE 2—ESTIMATES OF APPLICATION AND REPORTING BURDEN FOR YEAR 2
Number of Number of
Number of responses per hours per Total hours
respondent year response
Reporting:
SABG ........................................................................................................ 60 1 186 11,160
MHBG ....................................................................................................... 59 1 186 10,974
Recordkeeping ................................................................................................. 60/59 1 40 2,360
Combined Burden ............................................................................. 60 ........................ ........................ 24,494
The total annualized burden for the Affairs, New Executive Office Building, SUPPLEMENTARY INFORMATION. All
application and reporting is 33,374 Room 10102, Washington, DC 20503. meetings will be open to the public.
hours (42,254 + 24,494 = 66,748/2 years Summer King, DATES: The Subcommittees will meet on
= 33,374). Tuesday, April 11, 2017, from 8 a.m. to
Statistician.
Link for the application: http:// 5:30 p.m. The full Towing Safety
[FR Doc. 2017–05063 Filed 3–14–17; 8:45 am]
www.samhsa.gov/grants/block-grants. Advisory Committee will meet on
BILLING CODE 4162–20–P
Wednesday, April 12, 2017, from 8 a.m.
Written comments and to 5:30 p.m. These meetings may close
recommendations concerning the early if the Subcommittees or
proposed information collection should DEPARTMENT OF HOMELAND Committee have completed its business.
be sent by April 14, 2017 to the SECURITY ADDRESSES: All meetings will be held at
SAMHSA Desk Officer at the Office of
Coast Guard the Doubletree Hotel by Hilton, 5069
Information and Regulatory Affairs, Sanderlin Avenue, Memphis, Tennessee
Office of Management and Budget [Docket No. USCG–2016–1059] 38117. The telephone number for the
(OMB). To ensure timely receipt of Doubletree Hotel is 800–222–8733. The
comments, and to avoid potential delays Towing Safety Advisory Committee; hotel Web site is: http://
in OMB’s receipt and processing of mail April 2017 Meeting doubletree3.hilton.com/en/hotels/
sent through the U.S. Postal Service, AGENCY: Coast Guard, Department of tennessee/doubletree-by-hilton-hotel-
commenters are encouraged to submit Homeland Security. memphis-MEMEHDT/index.html
asabaliauskas on DSK3SPTVN1PROD with NOTICES2
their comments to OMB via email to: For information on facilities or
ACTION: Notice of Federal Advisory
OIRA_Submission@omb.eop.gov. services for individuals with
Committee meeting.
Although commenters are encouraged to disabilities, or to request special
send their comments via email, SUMMARY: The Towing Safety Advisory assistance at the meetings, contact the
commenters may also fax their Committee will meet in Memphis, individual listed in FOR FURTHER
comments to: 202–395–7285. Tennessee, to review and discuss INFORMATION CONTACT below as soon as
Commenters may also mail them to: recommendations from its possible.
Office of Management and Budget, Subcommittees and to receive briefs on Instructions: You are free to submit
Office of Information and Regulatory items listed in the agenda under comments at any time, including orally
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Document Created: 2017-03-15 06:04:39
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