82 FR 14558 - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 100, 404, 515, 529, 601 and the Title Pages of Chapter VIII and Chapter XI
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 53 (March 21, 2017)
Federal Register Volume 82, Issue 53 (March 21, 2017)
| Page Range | 14558-14559 | |
| FR Document | 2017-05500 |
[Federal Register Volume 82, Number 53 (Tuesday, March 21, 2017)] [Notices] [Pages 14558-14559] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-05500] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-80251; File No. SR-PEARL-2017-11] Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 100, 404, 515, 529, 601 and the Title Pages of Chapter VIII and Chapter XI March 15, 2017. Pursuant to the provisions of Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on March 3, 2017, MIAX PEARL, LLC (``MIAX PEARL'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange is filing a proposal to make minor corrective changes to Exchange Rules 100, 404.02(d), 515(f), 529(b)(2)(ii), 601(b), 601(b)(2), 601(b)(4), 601(b)(5), 601(c)(1), 601(c)(1)(ii), 601(c)(2), 601(c)(3), and the title pages to Chapter VIII and Chapter XI. The text of the proposed rule change is available on the Exchange's Web site at http://www.miaxoptions.com/rule-filings/pearl at MIAX PEARL's principal office, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to make minor corrective changes to Exchange Rule 100, Definitions; Rule 404, Series of Option Contracts Open for Trading; Rule 515, Execution of Orders; Rule 529, Order Routing to Other Exchanges; Rule 601, Obligations of Market Maker Authorized Traders; and the title pages of Chapter VIII and Chapter XI. First, the Exchange proposes to amend Exchange Rule 100, Definitions, to correct a typographical error in the last word of the first sentence in the definition of Priority Customer. Currently, the definition reads, ``[t]he term `Priority Customer' means a person or entity that (i) is not a broker or dealer in securities, and (ii) does not place more than 390 orders in listed options per day on average during a calendar month for its own beneficial accounts(s).'' The word accounts should not be plural in this instance and instead should read, ``account(s)''. Therefore, the Exchange proposes to amend this rule to replace the word ``accounts'' with ``account.'' Second, the Exchange proposes to amend Exchange Rule 404, Series of Option Contracts Open for Trading, Interpretations and Policies .02, Short Term Option Series Program, to correct a typographical error in paragraph (d). The fourth sentence in the paragraph begins, ``Market makers,'' whereas ``makers'' should be capitalized. Therefore, the Exchange proposes to amend the rule to replace the term ``Market makers,'' with ``Market Makers.'' Third, the Exchange proposes to amend Exchange Rule 515(f) to make a minor grammatical correction by removing a superfluous word from the last sentence which reads, ``[u]nexecuted contracts remaining from an ISO order will be immediately canceled. ISO is an acronym for Intermarket Sweep Order. Having the word ``order'' follow ISO is unnecessary and redundant. Therefore, the Exchange proposes to amend the rule to remove the word ``order'' from the sentence. Fourth, the Exchange proposes to amend Exchange Rule 529(b)(2)(ii) to make a minor grammatical correction by removing a superfluous word from the first sentence which reads, ``[t]he System will route ISO orders representing Eligible Orders to away markets disseminating prices better than the Exchange's disseminated market.'' ISO is an acronym for Intermarket Sweep Order. Having the word ``order'' follow ISO is unnecessary and redundant. Therefore, the Exchange proposes to amend the rule to remove the word ``order'' from the sentence. Additionally, the Exchange proposes to add an ``s'' to the end of ``ISO'' to indicate that the reference is not for a singular order. Fifth, the Exchange proposes to amend Exchange Rule 601(b), 601(b)(2), 601(b)(4), 601(b)(5), 601(c)(1), 601(c)(1)(ii), 601(c)(2), and 601(c)(3), to make minor grammatical corrections. The Exchange proposes to replace the indefinite article ``a'' in the phrase ``a MMAT'' with the indefinite article ``an'' to improve the readability and precision of the rule. Sixth, the Exchange proposes to amend the title page of Chapter VIII, Records, Reports and Audits, to correct a minor typographical error. The fourth sentence contains the number 2 whereas it should read ``MIAX PEARL'' instead. Currently, the fourth sentence reads, ``[s]olely by way of example, and not in limitation or exhaustion: the defined term ``Exchange'' in the Chapter VIII Rules shall be read to refer to MIAX PEARL; the defined term ``Rule'' in the Chapter VIII Rules shall be read to refer to the 2 Rule; [. . .].'' Therefore, the Exchange proposes to amend the Rule to replace the number 2 with the words ``MIAX PEARL.'' [[Page 14559]] Finally, the Exchange proposes to amend the title page of Chapter XI, Hearings, Review and Arbitration, to correct a minor typographical error. The fourth sentence contains the letters ``MI'' whereas it should read ``MIAX PEARL'' instead. Currently, the fourth sentence reads, ``[s]olely by way of example, and not in limitation or in exhaustion: the defined term `Exchange' in Chapter XI Rules shall be read to refer to MI;'' The Exchange proposes to amend the Rule to insert the word ``the'' preceding the word ``Chapter,'' and to replace ``MI'' with ``MIAX PEARL.'' The proposed revised fourth sentence would then read, ``[s]olely by way of example, and not in limitation or in exhaustion: the defined term `Exchange' in the Chapter XI Rules shall be read to refer to MIAX PEARL;''. 2. Statutory Basis MIAX PEARL believes that its proposed rule change is consistent with Section 6(b) of the Act \3\ in general, and furthers the objectives of Section 6(b)(5) of the Act \4\ in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanisms of a free and open market and a national market system and, in general, to protect investors and the public interest. --------------------------------------------------------------------------- \3\ 15 U.S.C. 78f(b). \4\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- The Exchange believes the proposed changes promote just and equitable principles of trade, remove impediments to and perfect the mechanism of a free and open market and a national market system because they seek to correct typographical and grammatical errors to improve the readability of the rules. The Exchange notes that the proposed changes to Exchange Rule 100, 404.02(d), 515(f), 529(b)(2)(ii), 601(b), 601(b)(2), 601(b)(4), 601(b)(5), 601(c)(1), 601(c)(1)(ii), 601(c)(2), 601(c)(3), and the title pages of Chapter VIII and XI, do not alter the application of each rule. As such, the proposed amendments would foster cooperation and coordination with persons engaged in facilitating transaction in securities and would remove impediments to and perfect the mechanism of a free and open market and a national market system. In particular, the Exchange believes that the proposed rule changes will provide greater clarity to Members and the public regarding the Exchange's Rules, and it is in the public interest for rules to be accurate and concise so as to eliminate the potential for confusion. B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed rule changes are not designed to address any competitive issues but rather are designed to add additional clarity and to remedy minor non-substantive issues in the text of various rules identified in this proposal. The Exchange does not believe that the proposed rule changes will impose any burden on intermarket competition as the Rules apply equally to all Exchange Members. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate, it has become effective pursuant to 19(b)(3)(A) of the Act \5\ and Rule 19b-4(f)(6) \6\ thereunder. --------------------------------------------------------------------------- \5\ 15 U.S.C. 78s(b)(3)(A). \6\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-PEARL-2017-11 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-PEARL-2017-11. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-PEARL-2017-11 and should be submitted on or before April 11, 2017. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\7\ --------------------------------------------------------------------------- \7\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-05500 Filed 3-20-17; 8:45 am] BILLING CODE 8011-01-P
![14558 Federal Register / Vol. 82, No. 53 / Tuesday, March 21, 2017 / Notices
more of the exemptions set forth in 5 I. Self-Regulatory Organization’s Interpretations and Policies .02, Short
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) Statement of the Terms of Substance of Term Option Series Program, to correct
and 17 CFR 200.402(a)(3), (a)(5), (a)(7), the Proposed Rule Change a typographical error in paragraph (d).
(a)(9)(ii) and (a)(10), permit The Exchange is filing a proposal to The fourth sentence in the paragraph
consideration of the scheduled matter at make minor corrective changes to begins, ‘‘Market makers,’’ whereas
the closed meeting. Exchange Rules 100, 404.02(d), 515(f), ‘‘makers’’ should be capitalized.
Commissioner Stein, as duty officer, 529(b)(2)(ii), 601(b), 601(b)(2), 601(b)(4), Therefore, the Exchange proposes to
voted to consider the items listed for the 601(b)(5), 601(c)(1), 601(c)(1)(ii), amend the rule to replace the term
closed meeting in closed session. 601(c)(2), 601(c)(3), and the title pages ‘‘Market makers,’’ with ‘‘Market
The subject matter of the closed to Chapter VIII and Chapter XI. Makers.’’
The text of the proposed rule change Third, the Exchange proposes to
meeting will be:
is available on the Exchange’s Web site amend Exchange Rule 515(f) to make a
Institution and settlement of injunctive at http://www.miaxoptions.com/rule- minor grammatical correction by
actions; filings/pearl at MIAX PEARL’s principal removing a superfluous word from the
Institution and settlement of office, and at the Commission’s Public last sentence which reads,
administrative proceedings; Reference Room. ‘‘[u]nexecuted contracts remaining from
Adjudicatory matters; and an ISO order will be immediately
II. Self-Regulatory Organization’s canceled. ISO is an acronym for
Other matters relating to enforcement Statement of the Purpose of, and Intermarket Sweep Order. Having the
proceedings. Statutory Basis for, the Proposed Rule word ‘‘order’’ follow ISO is unnecessary
At times, changes in Commission Change and redundant. Therefore, the Exchange
priorities require alterations in the In its filing with the Commission, the proposes to amend the rule to remove
scheduling of meeting items. Exchange included statements the word ‘‘order’’ from the sentence.
For further information and to concerning the purpose of and basis for Fourth, the Exchange proposes to
ascertain what, if any, matters have been the proposed rule change and discussed amend Exchange Rule 529(b)(2)(ii) to
added, deleted or postponed; please any comments it received on the make a minor grammatical correction by
contact Brent J. Fields from the Office of proposed rule change. The text of these removing a superfluous word from the
the Secretary at (202) 551–5400. statements may be examined at the first sentence which reads, ‘‘[t]he
places specified in Item IV below. The System will route ISO orders
Dated: March 16, 2017. representing Eligible Orders to away
Brent J. Fields, Exchange has prepared summaries, set
forth in sections A, B, and C below, of markets disseminating prices better than
Secretary. the Exchange’s disseminated market.’’
the most significant aspects of such
[FR Doc. 2017–05610 Filed 3–17–17; 11:15 am] ISO is an acronym for Intermarket
statements.
BILLING CODE 8011–01–P Sweep Order. Having the word ‘‘order’’
A. Self-Regulatory Organization’s follow ISO is unnecessary and
Statement of the Purpose of, and redundant. Therefore, the Exchange
SECURITIES AND EXCHANGE Statutory Basis for, the Proposed Rule proposes to amend the rule to remove
COMMISSION Change the word ‘‘order’’ from the sentence.
Additionally, the Exchange proposes to
1. Purpose
[Release No. 34–80251; File No. SR– add an ‘‘s’’ to the end of ‘‘ISO’’ to
PEARL–2017–11] The Exchange proposes to make indicate that the reference is not for a
minor corrective changes to Exchange singular order.
Self-Regulatory Organizations; MIAX Rule 100, Definitions; Rule 404, Series Fifth, the Exchange proposes to
PEARL, LLC; Notice of Filing and of Option Contracts Open for Trading; amend Exchange Rule 601(b), 601(b)(2),
Immediate Effectiveness of a Proposed Rule 515, Execution of Orders; Rule 529, 601(b)(4), 601(b)(5), 601(c)(1),
Rule Change To Amend MIAX PEARL Order Routing to Other Exchanges; Rule 601(c)(1)(ii), 601(c)(2), and 601(c)(3), to
Rules 100, 404, 515, 529, 601 and the 601, Obligations of Market Maker make minor grammatical corrections.
Title Pages of Chapter VIII and Chapter Authorized Traders; and the title pages The Exchange proposes to replace the
XI of Chapter VIII and Chapter XI. First, the indefinite article ‘‘a’’ in the phrase ‘‘a
Exchange proposes to amend Exchange MMAT’’ with the indefinite article ‘‘an’’
March 15, 2017. Rule 100, Definitions, to correct a to improve the readability and precision
Pursuant to the provisions of Section typographical error in the last word of of the rule.
19(b)(1) of the Securities Exchange Act the first sentence in the definition of Sixth, the Exchange proposes to
of 1934 (‘‘Act’’) 1 and Rule 19b–4 Priority Customer. Currently, the amend the title page of Chapter VIII,
thereunder,2 notice is hereby given that definition reads, ‘‘[t]he term ‘Priority Records, Reports and Audits, to correct
on March 3, 2017, MIAX PEARL, LLC Customer’ means a person or entity that a minor typographical error. The fourth
(‘‘MIAX PEARL’’ or ‘‘Exchange’’) filed (i) is not a broker or dealer in securities, sentence contains the number 2 whereas
with the Securities and Exchange and (ii) does not place more than 390 it should read ‘‘MIAX PEARL’’ instead.
Commission (‘‘Commission’’) a orders in listed options per day on Currently, the fourth sentence reads,
proposed rule change as described in average during a calendar month for its ‘‘[s]olely by way of example, and not in
Items I, II, and III below, which Items own beneficial accounts(s).’’ The word limitation or exhaustion: the defined
have been prepared by the Exchange. accounts should not be plural in this term ‘‘Exchange’’ in the Chapter VIII
mstockstill on DSK3G9T082PROD with NOTICES
The Commission is publishing this instance and instead should read, Rules shall be read to refer to MIAX
notice to solicit comments on the ‘‘account(s)’’. Therefore, the Exchange PEARL; the defined term ‘‘Rule’’ in the
proposed rule change from interested proposes to amend this rule to replace Chapter VIII Rules shall be read to refer
persons. the word ‘‘accounts’’ with ‘‘account.’’ to the 2 Rule; [. . .].’’ Therefore, the
Second, the Exchange proposes to Exchange proposes to amend the Rule to
1 15 U.S.C. 78s(b)(1). amend Exchange Rule 404, Series of replace the number 2 with the words
2 17 CFR 240.19b–4. Option Contracts Open for Trading, ‘‘MIAX PEARL.’’
VerDate Sep<11>2014 16:47 Mar 20, 2017 Jkt 241001 PO 00000 Frm 00058 Fmt 4703 Sfmt 4703 E:\FR\FM\21MRN1.SGM 21MRN1](https://thefederalregister.org/doc/82_FR_14611/page/1.svg)
![Federal Register / Vol. 82, No. 53 / Tuesday, March 21, 2017 / Notices 14559
Finally, the Exchange proposes to and it is in the public interest for rules arguments concerning the foregoing,
amend the title page of Chapter XI, to be accurate and concise so as to including whether the proposed rule
Hearings, Review and Arbitration, to eliminate the potential for confusion. change is consistent with the Act.
correct a minor typographical error. The Comments may be submitted by any of
B. Self-Regulatory Organization’s
fourth sentence contains the letters the following methods:
Statement on Burden on Competition
‘‘MI’’ whereas it should read ‘‘MIAX
PEARL’’ instead. Currently, the fourth The Exchange does not believe that Electronic Comments
sentence reads, ‘‘[s]olely by way of the proposed rule change will impose • Use the Commission’s Internet
example, and not in limitation or in any burden on competition that is not comment form (http://www.sec.gov/
exhaustion: the defined term ‘Exchange’ necessary or appropriate in furtherance rules/sro.shtml); or
in Chapter XI Rules shall be read to refer of the purposes of the Act. The
• Send an email to rule-comments@
to MI;’’ The Exchange proposes to proposed rule changes are not designed
sec.gov. Please include File Number SR–
amend the Rule to insert the word ‘‘the’’ to address any competitive issues but
PEARL–2017–11 on the subject line.
preceding the word ‘‘Chapter,’’ and to rather are designed to add additional
replace ‘‘MI’’ with ‘‘MIAX PEARL.’’ The clarity and to remedy minor non- Paper Comments
proposed revised fourth sentence would substantive issues in the text of various
rules identified in this proposal. • Send paper comments in triplicate
then read, ‘‘[s]olely by way of example, to Secretary, Securities and Exchange
and not in limitation or in exhaustion: The Exchange does not believe that
the proposed rule changes will impose Commission, 100 F Street NE.,
the defined term ‘Exchange’ in the Washington, DC 20549–1090.
Chapter XI Rules shall be read to refer any burden on intermarket competition
to MIAX PEARL;’’. as the Rules apply equally to all All submissions should refer to File
Exchange Members. Number SR–PEARL–2017–11. This file
2. Statutory Basis number should be included on the
C. Self-Regulatory Organization’s
MIAX PEARL believes that its Statement on Comments on the subject line if email is used. To help the
proposed rule change is consistent with Proposed Rule Change Received From Commission process and review your
Section 6(b) of the Act 3 in general, and Members, Participants, or Others comments more efficiently, please use
furthers the objectives of Section 6(b)(5) only one method. The Commission will
of the Act 4 in particular, in that it is Written comments were neither post all comments on the Commission’s
designed to prevent fraudulent and solicited nor received. Internet Web site (http://www.sec.gov/
manipulative acts and practices, to III. Date of Effectiveness of the rules/sro.shtml). Copies of the
promote just and equitable principles of Proposed Rule Change and Timing for submission, all subsequent
trade, to foster cooperation and Commission Action amendments, all written statements
coordination with persons engaged in with respect to the proposed rule
facilitating transactions in securities, to Because the foregoing proposed rule
change that are filed with the
remove impediments to and perfect the change does not: (i) Significantly affect
Commission, and all written
mechanisms of a free and open market the protection of investors or the public
communications relating to the
and a national market system and, in interest; (ii) impose any significant
proposed rule change between the
general, to protect investors and the burden on competition; and (iii) become
operative for 30 days after the date of Commission and any person, other than
public interest. those that may be withheld from the
The Exchange believes the proposed the filing, or such shorter time as the
Commission may designate, it has public in accordance with the
changes promote just and equitable provisions of 5 U.S.C. 552, will be
principles of trade, remove become effective pursuant to 19(b)(3)(A)
of the Act 5 and Rule 19b–4(f)(6) 6 available for Web site viewing and
impediments to and perfect the printing in the Commission’s Public
mechanism of a free and open market thereunder.
At any time within 60 days of the Reference Room, 100 F Street NE.,
and a national market system because Washington, DC 20549, on official
they seek to correct typographical and filing of the proposed rule change, the
Commission summarily may business days between the hours of
grammatical errors to improve the 10:00 a.m. and 3:00 p.m. Copies of the
readability of the rules. The Exchange temporarily suspend such rule change if
it appears to the Commission that such filing also will be available for
notes that the proposed changes to inspection and copying at the principal
Exchange Rule 100, 404.02(d), 515(f), action is necessary or appropriate in the
public interest, for the protection of office of the Exchange. All comments
529(b)(2)(ii), 601(b), 601(b)(2), 601(b)(4), received will be posted without change;
601(b)(5), 601(c)(1), 601(c)(1)(ii), investors, or otherwise in furtherance of
the purposes of the Act. If the the Commission does not edit personal
601(c)(2), 601(c)(3), and the title pages identifying information from
of Chapter VIII and XI, do not alter the Commission takes such action, the
Commission shall institute proceedings submissions. You should submit only
application of each rule. As such, the information that you wish to make
proposed amendments would foster to determine whether the proposed rule
should be approved or disapproved. available publicly. All submissions
cooperation and coordination with should refer to File Number SR–
persons engaged in facilitating IV. Solicitation of Comments PEARL–2017–11 and should be
transaction in securities and would Interested persons are invited to submitted on or before April 11, 2017.
remove impediments to and perfect the submit written data, views, and For the Commission, by the Division of
mechanism of a free and open market
Trading and Markets, pursuant to delegated
mstockstill on DSK3G9T082PROD with NOTICES
and a national market system. In 5 15 U.S.C. 78s(b)(3)(A). authority.7
particular, the Exchange believes that 6 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– Eduardo A. Aleman,
the proposed rule changes will provide 4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file Assistant Secretary.
greater clarity to Members and the
the proposed rule change at least five business days [FR Doc. 2017–05500 Filed 3–20–17; 8:45 am]
public regarding the Exchange’s Rules, prior to the date of filing of the proposed rule BILLING CODE 8011–01–P
change, or such shorter time as designated by the
3 15 U.S.C. 78f(b). Commission. The Exchange has satisfied this
4 15 U.S.C. 78f(b)(5). requirement. 7 17 CFR 200.30–3(a)(12).
VerDate Sep<11>2014 17:34 Mar 20, 2017 Jkt 241001 PO 00000 Frm 00059 Fmt 4703 Sfmt 4703 E:\FR\FM\21MRN1.SGM 21MRN1](https://thefederalregister.org/doc/82_FR_14611/page/2.svg)
Document Created: 2017-03-21 01:09:25
Document Modified: 2017-03-21 01:09:25
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 14558 |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR