82 FR 15085 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 56 (March 24, 2017)

Page Range		15085-15085
FR Document		2017-05880

Federal Register, Volume 82 Issue 56 (Friday, March 24, 2017)

[Federal Register Volume 82, Number 56 (Friday, March 24, 2017)]
[Notices]
[Page 15085]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-05880]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736

Extension:
    Regulation 14N and Schedule 14N, SEC File No. 270-598, OMB 
Control No. 3235-0655

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Schedule 14N (17 CFR 240.14n-101) requires the filing of certain 
information with the Commission by shareholders who submit a nominee or 
nominees for director pursuant to applicable state law, or a company's 
governing documents. Schedule 14N provides notice to the company of the 
shareholder's or shareholder group's intent to have the company include 
the shareholder's or shareholder group's nominee or nominees for 
director in the company's proxy materials. This information is intended 
to assist shareholders in making an informed voting decision with 
regards to any nominee or nominees put forth by a nominating 
shareholder or group, by allowing shareholders to gauge the nominating 
shareholder's interest in the company, longevity of ownership, and 
intent with regard to continued ownership in the company. We estimate 
that Schedule 14N takes approximately 40 hours per response and will be 
filed by approximately 10 issuers annually. In addition, we estimate 
that 75% of the 40 hours per response (30 hours per response) is 
prepared by the issuer for an annual reporting burden of 300 hours (30 
hours per response x 10 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: March 21, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-05880 Filed 3-23-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 56 / Friday, March 24, 2017 / Notices 15085

inspection and copying at the principal intent with regard to continued Commission is publishing this notice to
office of DTC and on DTCC’s Web site ownership in the company. We estimate solicit comments on the proposed rule
(http://dtcc.com/legal/sec-rule- that Schedule 14N takes approximately change from interested persons.
filings.aspx). All comments received 40 hours per response and will be filed
I. Self-Regulatory Organization’s
will be posted without change; the by approximately 10 issuers annually.
Statement of the Terms of Substance of
Commission does not edit personal In addition, we estimate that 75% of the
identifying information from the Proposed Rule Change
40 hours per response (30 hours per
submissions. You should submit only response) is prepared by the issuer for The Exchange proposes to amend its
information that you wish to make an annual reporting burden of 300 hours rules related to complex orders. The text
available publicly. All submissions (30 hours per response × 10 responses). of the proposed rule change is available
should refer to File Number SR–DTC– An agency may not conduct or on the Exchange’s Web site (http://
2017–001 and should be submitted on sponsor, and a person is not required to www.cboe.com/AboutCBOE/CBOELegal
or before April 14, 2017. respond to, a collection of information RegulatoryHome.aspx), at the
For the Commission, by the Division of unless it displays a currently valid Exchange’s Office of the Secretary, and
Trading and Markets, pursuant to delegated control number. at the Commission’s Public Reference
authority.23 The public may view the background Room.
Eduardo A. Aleman, documentation for this information II. Self-Regulatory Organization’s
Assistant Secretary. collection at the following Web site, Statement of the Purpose of, and
[FR Doc. 2017–05853 Filed 3–23–17; 8:45 am] www.reginfo.gov. Comments should be Statutory Basis for, the Proposed Rule
BILLING CODE 8011–01–P directed to: (i) Desk Officer for the Change
Securities and Exchange Commission,
Office of Information and Regulatory In its filing with the Commission, the
SECURITIES AND EXCHANGE Affairs, Office of Management and Exchange included statements
COMMISSION Budget, Room 10102, New Executive concerning the purpose of and basis for
Office Building, Washington, DC 20503, the proposed rule change and discussed
Submission for OMB Review; or by sending an email to: Shagufta_ any comments it received on the
Comment Request Ahmed@omb.eop.gov; and (ii) Pamela proposed rule change. The text of these
Dyson, Director/Chief Information statements may be examined at the
Upon Written Request Copies Available places specified in Item IV below. The
From: Securities and Exchange Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon, Exchange has prepared summaries, set
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC 20549 forth in sections A, B, and C below, of
100 F Street NE., Washington, DC
or send an email to: PRA_Mailbox@ the most significant aspects of such
20549–2736
sec.gov. Comments must be submitted to statements.
Extension: OMB within 30 days of this notice.
Regulation 14N and Schedule 14N, SEC A. Self-Regulatory Organization’s
File No. 270–598, OMB Control No. Dated: March 21, 2017. Statement of the Purpose of, and
3235–0655 Eduardo A. Aleman, Statutory Basis for, the Proposed Rule
Notice is hereby given that, pursuant Assistant Secretary. Change
to the Paperwork Reduction Act of 1995 [FR Doc. 2017–05880 Filed 3–23–17; 8:45 am] 1. Purpose
(44 U.S.C. 3501 et seq.), the Securities BILLING CODE 8011–01–P
and Exchange Commission The Exchange proposes to amend its
(‘‘Commission’’) has submitted to the rules related to complex orders to: (i)
Office of Management and Budget this SECURITIES AND EXCHANGE Simplify the definitions of the complex
request for extension of the previously COMMISSION order types that may be made available
approved collection of information on a class-by-class basis and remove
[Release No. 34–80279; File No. SR–CBOE– references to certain specific complex
discussed below. 2017–019]
Schedule 14N (17 CFR 240.14n–101) order types that will no longer be
requires the filing of certain information defined; (ii) with respect to complex
Self-Regulatory Organizations;
with the Commission by shareholders orders in open outcry, set forth
Chicago Board Options Exchange,
who submit a nominee or nominees for applicable ratios for an order to be
Incorporated; Notice of Filing of a
director pursuant to applicable state eligible for complex order priority
Proposed Rule Change Related to
law, or a company’s governing within applicable priority rules; (iii)
Complex Orders
documents. Schedule 14N provides with respect to complex orders in open
notice to the company of the March 20, 2017. outcry, make explicit the priority
shareholder’s or shareholder group’s Pursuant to Section 19(b)(1) of the applicable when there are other
intent to have the company include the Securities Exchange Act of 1934 (the complex orders or quotes represented at
shareholder’s or shareholder group’s ‘‘Act’’),1 and Rule 19b–4 thereunder,2 the same net price, whether such other
nominee or nominees for director in the notice is hereby given that on March 7, orders or quotes are in the complex
company’s proxy materials. This 2017, Chicago Board Options Exchange, order book (‘‘COB’’) or being
information is intended to assist Incorporated (the ‘‘Exchange’’ or represented in open outcry; and (iv)
shareholders in making an informed ‘‘CBOE’’) filed with the Securities and with respect to complex orders in open
voting decision with regards to any outcry, clarify the applicable minimum
jstallworth on DSK7TPTVN1PROD with NOTICES

Exchange Commission (the
nominee or nominees put forth by a ‘‘Commission’’) the proposed rule increment.
nominating shareholder or group, by change as described in Items I, II, and First, with respect to definitions, the
allowing shareholders to gauge the III below, which Items have been Exchange proposes to amend Rule 6.53
nominating shareholder’s interest in the prepared by the Exchange. The to remove the definitions of spread
company, longevity of ownership, and order, combination order, straddle order
1 15 U.S.C. 78s(b)(1). and ratio order and replace them with
23 17 CFR 200.30–3(a)(12). 2 17 CFR 240.19b–4. a more general definition of a complex

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Document Created: 2018-02-01 15:10:57
Document Modified: 2018-02-01 15:10:57

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 15085