82_FR_15687 82 FR 15627 - Requirements To Submit Prior Notice of Imported Food; Technical Amendments

82 FR 15627 - Requirements To Submit Prior Notice of Imported Food; Technical Amendments

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 82, Issue 60 (March 30, 2017)

Page Range15627-15630
FR Document2017-06201

The Food and Drug Administration (FDA or we) is amending the prior notice of imported food regulations to reflect a change in the electronic data interchange system and its expanded capabilities, to correct inaccurate number designations in section headings, and to reflect a change in an office's name. This action is ministerial or editorial in nature.

Federal Register, Volume 82 Issue 60 (Thursday, March 30, 2017)
[Federal Register Volume 82, Number 60 (Thursday, March 30, 2017)]
[Rules and Regulations]
[Pages 15627-15630]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-06201]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 1

[Docket No. FDA-2017-N-0011]


Requirements To Submit Prior Notice of Imported Food; Technical 
Amendments

AGENCY: Food and Drug Administration, HHS.

ACTION: Final rule; technical amendments.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is amending the 
prior notice of imported food regulations to reflect a change in the 
electronic data interchange system and its expanded capabilities, to 
correct inaccurate number designations in section headings, and to 
reflect a change in an office's name. This action is ministerial or 
editorial in nature.

DATES: This rule is effective March 30, 2017.

FOR FURTHER INFORMATION CONTACT: Jennifer Thomas, Center for Food 
Safety and Applied Nutrition, Food and Drug Administration, 5001 Campus 
Dr., College Park, MD 20740, 240-402-2094.

SUPPLEMENTARY INFORMATION: 

I. Background

    Section 801(m) of the Federal Food, Drug, and Cosmetic Act (the 
FD&C Act) (21 U.S.C. 381(m)) requires that FDA establish regulations 
requiring that those persons importing articles of food or offering 
articles of food for import into the United States submit certain 
information about imported foods before the products' arrival in the 
United States. We have established the regulations at title 21, Code of 
Federal Regulations (CFR) part 1, subpart I (21 CFR 1.276 to 1.285). 
Section 801(m) of the FD&C Act also provides that an article of food 
imported or offered for import is subject to refusal of admission into 
the United States if adequate prior notice has not been provided to 
FDA. Our regulations in 21 CFR part 1, subpart I, include information 
on when to submit prior notice, how to submit prior notice, and what 
information is required in a prior notice.

II. Description of the Technical Amendments

    We are making technical amendments in our prior notice regulations 
in part 1, subpart I (Sec. Sec.  1.276 to 1.285), to:
     Reflect the change in an electronic data interchange 
system and its expanded capabilities;
     correct paragraph number designations in certain 
introductory text paragraphs; and
     revise the name of an FDA office receiving certain 
information.
    The technical amendments are ministerial or editorial in nature and 
are not intended to modify any substantive requirements.

A. Revising an Electronic Data Interchange System and Recognizing Its 
Expanded Capabilities

    Our current regulations, at Sec. Sec.  1.279, 1.280, 1.281, and 
1.282, refer to the ``Automated Broker Interface/Automated Commercial 
System (ABI/ACS)'' or ``Automated Broker Interface of the Automated 
Commercial System (ABI/ACS).'' We are amending these regulations to 
reflect the change of the electronic data interchange system from 
``Automated Broker Interface/Automated Commercial System (ABI/ACS)'' or 
``Automated Broker Interface of the Automated Commercial System (ABI/
ACS)'' to ``Automated Broker Interface/Automated Commercial 
Environment/International Trade Data System (ABI/ACE/ITDS).'' In the 
Federal Register of May 16, 2016 (81 FR 30320), the Department of 
Homeland Security's U.S. Customs and Border Protection (CBP) issued a 
notice

[[Page 15628]]

announcing that the Automated Commercial Environment (ACE) will be the 
sole electronic data interchange (EDI) system authorized by the 
Commissioner of CBP for processing electronic entries and entry 
summaries associated with the entry types specified in the notice, for 
merchandise that is subject to our import requirements. The notice also 
announced that the Automated Commercial System (ACS) will no longer be 
a CBP-authorized EDI system for purposes of processing these electronic 
filings. Therefore, we are revising our regulations at Sec. Sec.  
1.279, 1.280, 1.281, and 1.282 by replacing all references to the 
``Automated Broker Interface/Automated Commercial System (ABI/ACS)'' 
and ``Automated Broker Interface of the Automated Commercial System 
(ABI/ACS)'' with ``Automated Broker Interface/Automated Commercial 
Environment/International Trade Data System (ABI/ACE/ITDS)'' to 
accurately identify the current EDI system. We note, however, that 
there is no change in the FDA Prior Notice System Interface (FDA PNSI).
    Additionally, current Sec.  1.280 states that, for purposes of 
submitting prior notice, prior notice for articles that have been 
refused under section 801(m)(1) of the FD&C Act and our regulations 
must be submitted through the FDA PNSI until such time as we and CBP 
issue a determination that ACS or its successor system can accommodate 
such transactions. In addition, current Sec.  1.281 describes what 
information must be provided in the prior notice and states that, until 
such time as we and CBP issue a determination that ACS can accommodate 
such transactions, the tracking number may not be submitted in lieu of 
other certain information if the prior notice is submitted via ABI/ACS. 
Furthermore, if an article of food is arriving by express consignment 
operator or carrier, our current regulations state that the tracking 
number can only be submitted in certain circumstances when neither the 
submitter nor transmitter is the express consignment operator or 
carrier, and the prior notice is submitted via the FDA PNSI. We are 
revising the regulations to remove these limitations because the new 
ACE EDI system can accommodate such transactions. These faster, 
streamlined, and automated processes allow traders to submit tracking 
numbers much more easily. Therefore, we are removing the limitation 
that the tracking number may not be submitted in lieu of certain other 
information throughout the prior notice regulations.
    Furthermore, with the tracking number, we can learn the information 
we need to make entry determinations, such as port, date and time of 
arrival, airway bill, bill of lading, and vessel name and voyage or 
flight number. Removing the condition that the transmitter or submitter 
cannot be the operator or carrier gives submitters more options for 
providing the information we require. Accordingly, the technical 
amendment provides greater flexibility to industry while also allowing 
us to screen imported food articles adequately.
    These changes are deregulatory in nature because they lessen the 
burden imposed on traders without impairing our ability to ensure the 
safety of imported food. The expanded capabilities of the new ACE EDI 
system allow for additional flexibility in submitting certain 
information. Because of technical limitations of the former system, in 
certain cases the prior notice information could be submitted only via 
FDA PNSI because ACS could not accommodate such transactions. For 
example, ACS could not accept the tracking number in lieu of other 
certain information such as port, date and time of arrival, airway 
bill, bill of lading, vessel name, and voyage or flight number.
    The new ACE EDI system can accommodate these transactions, which 
results in additional flexibility to industry. Some filers no longer 
have to use two systems to file prior notice information for the same 
food import line. In addition, FDA staff will be able to more 
efficiently process import entry submissions and more quickly make the 
initial import entry determination for food imports, in furtherance of 
our goal to ensure the safety of imported food.

B. Correcting Number Designations in Headings and Changing an FDA 
Office's Title

    The FDA Food Safety Modernization Act (FSMA) (Pub. L. 111-353) was 
signed into law on January 4, 2011. Section 304 of FSMA amended section 
801(m)(1) of the FD&C Act to require that a person submitting prior 
notice of imported food, in addition to other information already 
required, report ``any country to which the article has been refused 
entry.'' On May 5, 2011, we issued an interim final rule (2011 IFR) (76 
FR 25542) implementing section 304 of FSMA. Specifically, the 2011 IFR 
amended Sec.  1.281 by adding a new requirement to paragraphs (a), (b), 
and (c) that any person submitting prior notice of imported food report 
the name of any country to which the article has been refused entry. 
However, the 2011 IFR neglected to make corresponding edits to change 
the paragraph number designations in the introductory text for 
paragraphs (a), (b), and (c) in Sec.  1.281 to reflect the additional 
data element as added by the 2011 IFR and affirmed in a final rule 
published on May 30, 2013 (78 FR 32359). The technical amendment 
corrects those designations.
    Furthermore, current Sec.  1.285(i)(2) refers to the ``FDA Prior 
Notice Center.'' The office is now named the ``FDA Division of Food 
Defense Targeting,'' so we are amending Sec.  1.285(i)(2) accordingly.

III. The Administrative Procedure Act

    Publication of this document constitutes final action of these 
changes under the Administrative Procedure Act (APA) (5 U.S.C. 553). 
Under 5 U.S.C. 553(b)(3)(B) of the APA, an Agency may, for good cause, 
find (and incorporate the finding and a brief statement of reasons in 
the rules issued) that notice and public comment procedure on a rule is 
impracticable, unnecessary, or contrary to the public interest. We have 
determined that notice and public comment are unnecessary because these 
amendments only make technical or non-substantive, ministerial changes 
to reflect the change in an electronic data interchange system and its 
expanded capabilities, correct number designations in headings as a 
result of the FSMA amendments to prior notice, and amend the name of an 
FDA office. For these reasons we have determined that publishing a 
notice of proposed rulemaking and providing opportunity for public 
comment is unnecessary.
    In addition, we find good cause for these amendments to become 
effective on the date of publication of this action. The APA allows an 
effective date less than 30 days after publication as ``provided by the 
agency for good cause found and published with the rule'' (5 U.S.C. 
553(d)(3)). A delayed effective date is unnecessary in this case 
because the amendments do not impose any new regulatory requirements on 
affected parties. As a result, affected parties do not need time to 
prepare before the rule takes effect. Therefore, we find good cause for 
this correction to become effective on the date of publication of this 
action.

IV. Paperwork Reduction Act of 1995

    This final rule refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The 
collections of information in 21 CFR part 1, subpart I, have been 
approved under OMB control number 0910-0520.

[[Page 15629]]

List of Subjects in 21 CFR Part 1

    Cosmetics, Drugs, Exports, Food labeling, Imports, Labeling, 
Reporting and recordkeeping requirements.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
1 is amended as follows:

PART 1--GENERAL ENFORCEMENT REGULATIONS

0
1. The authority citation for part 1 continues to read as follows:

    Authority:  15 U.S.C. 1333, 1453, 1454, 1455, 4402; 19 U.S.C. 
1490, 1491; 21 U.S.C. 321, 331, 332, 333, 334, 335a, 342, 343, 350c, 
350d, 350e, 350j, 350k, 352, 355, 360b, 360ccc, 360ccc-1, 360ccc-2, 
362, 371, 373, 374, 379j-31, 381, 382, 384a, 384b, 384d, 387, 387a, 
387c, 393; 42 U.S.C. 216, 241, 243, 262, 264, 271; Pub. L. 107-188, 
116 Stat. 594, 668-69; Pub. L. 111-353, 124 Stat. 3885, 3889.


0
2. Amend Sec.  1.279 by revising paragraph (b)(1) to read as follows:


Sec.  1.279  When must prior notice be submitted to FDA?

* * * * *
    (b) * * *
    (1) If prior notice is submitted via the Automated Broker 
Interface/Automated Commercial Environment/International Trade Data 
System (ABI/ACE/ITDS), you may not submit prior notice more than 30-
calendar days before the anticipated date of arrival.
* * * * *

0
3. Amend Sec.  1.280 by revising paragraphs (a)(1) and (2) and (b) to 
read as follows:


Sec.  1.280  How must you submit prior notice?

    (a) * * *
    (1) The U.S. Customs and Border Protection (CBP) Automated Broker 
Interface/Automated Commercial Environment/International Trade Data 
System (ABI/ACE/ITDS); or
    (2) The FDA PNSI at https://www.access.fda.gov/. You must submit 
prior notice through the FDA Prior Notice System Interface (FDA PNSI) 
for articles of food imported or offered for import by international 
mail, and other transaction types that cannot be made through ABI/ACE/
ITDS.
    (b) If a customhouse broker's or self-filer's system is not working 
or if the ABI/ACE/ITDS interface is not working, prior notice must be 
submitted through the FDA PNSI.
* * * * *

0
4. Amend Sec.  1.281 by revising paragraphs (a) introductory text, 
(a)(11)(iv), (a)(17)(i) and (iii), (b) introductory text, (c) 
introductory text, (c)(11)(iii), and (c)(17)(i) and (iii) to read as 
follows:


Sec.  1.281  What information must be in a prior notice?

    (a) General. For each article of food that is imported or offered 
for import into the United States, except by international mail, you 
must submit the information for the article that is required in 
paragraphs (a)(1) through (18) of this section:
* * * * *
    (11) * * *
    (iv) Notwithstanding paragraphs (a)(11) introductory text and 
(a)(11)(i) through (iii) of this section, if the article of food is 
arriving by express consignment operator or carrier, the express 
consignment operator or carrier tracking number may be submitted in 
lieu of the information required in paragraphs (a)(11) introductory 
text and (a)(11)(i) through (iii) of this section.
* * * * *
    (17) * * *
    (i) The Airway Bill number(s) or Bill of Lading number(s), as 
applicable. This information is not required for an article of food 
when carried by or otherwise accompanying an individual when entering 
the United States. If the article of food is arriving by express 
consignment operator or carrier, the express consignment operator or 
carrier tracking number may by submitted in lieu of the Airway Bill 
number(s) or Bill of Lading number(s), as applicable;
* * * * *
    (iii) For food arriving by air carrier, the flight number. If the 
article of food is arriving by express consignment operator or carrier, 
the express consignment operator or carrier tracking number may be 
submitted in lieu of the flight number;
* * * * *
    (b) Articles arriving by international mail. For each article of 
food that is imported or offered for import into the United States by 
international mail, you must submit the information for the article 
that is required in paragraphs (b)(1) through (12) of this section:
* * * * *
    (c) Refused articles. If the article of food has been refused under 
section 801(m)(1) of the act and under this subpart, you must submit 
the information for the article that is required in paragraphs (c)(1) 
through (19) of this section. However, if the refusal is based on Sec.  
1.283(a)(1)(iii) (Untimely Prior Notice), you do not have to resubmit 
any information previously submitted unless it has changed or the 
article has been exported and the original prior notice was submitted 
through ABI/ACE/ITDS. If the refusal is based on Sec.  1.283(a)(1)(ii), 
you should cancel the previous submission per Sec.  1.282(b) and (c).
* * * * *
    (11) * * *
    (iii) Notwithstanding paragraphs (c)(11) introductory text and 
(c)(11)(i) and (ii) of this section, if the article of food arrived by 
express consignment operator or carrier, the express consignment 
operator or carrier tracking number may be submitted in lieu of the 
information required in paragraphs (c)(11) introductory text and 
(c)(11)(i) and (ii) of this section.
* * * * *
    (17) * * *
    (i) The Airway Bill number(s) or Bill of Lading number(s), as 
applicable; however, this information is not required for an article of 
food when carried by or otherwise accompanying an individual when 
entering the United States. If the article of food arrived by express 
consignment operator or carrier, the express consignment operator or 
carrier tracking number may be submitted in lieu of the Airway Bill 
number(s) or Bill of Lading number(s), as applicable;
* * * * *
    (iii) For food that arrived by air carrier, the flight number. If 
the article of food arrived by express consignment operator or carrier, 
the express consignment operator or carrier tracking number may be 
submitted in lieu of the flight number;
* * * * *

0
5. Amend Sec.  1.282 by revising paragraph (c) to read as follows:


Sec.  1.282  What must you do if information changes after you have 
received confirmation of a prior notice from FDA?

* * * * *
    (c) If you submitted the prior notice via ABI/ACE/ITDS, you should 
cancel the prior notice via ACE by requesting that CBP cancel the 
entry.

0
6. Amend Sec.  1.285 by revising the first sentence in paragraph (i)(2) 
to read as follows:


Sec.  1.285  What happens to food that is imported or offered for 
import from unregistered facilities that are required to register under 
subpart H of this part?

* * * * *
    (i) * * *
    (2) The FDA Division of Food Defense Targeting must be notified of 
the applicable registration number in writing.* * *
* * * * *


[[Page 15630]]


    Dated: March 24, 2017.
Anna K. Abram,
Deputy Commissioner for Policy, Planning, Legislation, and Analysis.
[FR Doc. 2017-06201 Filed 3-29-17; 8:45 am]
 BILLING CODE 4164-01-P



                                                                  Federal Register / Vol. 82, No. 60 / Thursday, March 30, 2017 / Rules and Regulations                                         15627

                                                already been accredited to test for                     § 1234.2    Requirements for infant bath              SUPPLEMENTARY INFORMATION:
                                                conformity to other mandatory juvenile                  tubs.
                                                                                                           Each infant bath tub must comply                   I. Background
                                                product standards, and the only costs to
                                                them would be the cost of adding the                    with all applicable provisions of ASTM                   Section 801(m) of the Federal Food,
                                                infant bath tubs standard to their scope                F2670–17, Standard Consumer Safety                    Drug, and Cosmetic Act (the FD&C Act)
                                                of accreditation. For these reasons, the                Specification for Infant Bath Tubs,                   (21 U.S.C. 381(m)) requires that FDA
                                                Commission certifies that the NOR                       approved on January 1, 2017. The                      establish regulations requiring that
                                                amending 16 CFR part 1112 to include                    Director of the Federal Register                      those persons importing articles of food
                                                the infant bath tubs standard will not                  approves this incorporation by reference              or offering articles of food for import
                                                have a significant impact on a                          in accordance with 5 U.S.C. 552(a) and                into the United States submit certain
                                                substantial number of small entities.                   1 CFR part 51. You may obtain a copy                  information about imported foods before
                                                                                                        from ASTM International, 100 Bar                      the products’ arrival in the United
                                                List of Subjects                                        Harbor Drive, P.O. Box 0700, West                     States. We have established the
                                                16 CFR Part 1112                                        Conshohocken, PA 19428; http://                       regulations at title 21, Code of Federal
                                                                                                        www.astm.org/. You may inspect a copy                 Regulations (CFR) part 1, subpart I (21
                                                  Administrative practice and                           at the Office of the Secretary, U.S.                  CFR 1.276 to 1.285). Section 801(m) of
                                                procedure, Audit, Consumer protection,                  Consumer Product Safety Commission,                   the FD&C Act also provides that an
                                                Incorporation by reference, Reporting                   Room 820, 4330 East West Highway,                     article of food imported or offered for
                                                and recordkeeping requirements, Third-                  Bethesda, MD 20814, telephone 301–                    import is subject to refusal of admission
                                                party conformity assessment body.                       504–7923, or at the National Archives                 into the United States if adequate prior
                                                16 CFR Part 1234                                        and Records Administration (NARA).                    notice has not been provided to FDA.
                                                                                                        For information on the availability of                Our regulations in 21 CFR part 1,
                                                  Consumer protection, Imports,                         this material at NARA, call 202–741–                  subpart I, include information on when
                                                Incorporation by reference, Infants and                 6030, or go to: http://www.archives.gov/              to submit prior notice, how to submit
                                                children, Labeling, Law enforcement,                    federal_register/code_of_                             prior notice, and what information is
                                                bath tub, and Toys.                                     federalregulations/ibr_locations.html.                required in a prior notice.
                                                  For the reasons discussed in the                        Dated: March 27, 2017.                              II. Description of the Technical
                                                preamble, the Commission amends Title                   Todd A. Stevenson,                                    Amendments
                                                16 of the Code of Federal Regulations as                Secretary, Consumer Product Safety
                                                follows:                                                                                                         We are making technical amendments
                                                                                                        Commission.                                           in our prior notice regulations in part 1,
                                                                                                        [FR Doc. 2017–06270 Filed 3–29–17; 8:45 am]           subpart I (§§ 1.276 to 1.285), to:
                                                PART 1112—REQUIREMENTS
                                                PERTAINING TO THIRD PARTY                               BILLING CODE 6355–01–P                                   • Reflect the change in an electronic
                                                CONFORMITY ASSESSMENT BODIES                                                                                  data interchange system and its
                                                                                                                                                              expanded capabilities;
                                                ■ 1. The authority citation for part 1112               DEPARTMENT OF HEALTH AND                                 • correct paragraph number
                                                continues to read as follows:                           HUMAN SERVICES                                        designations in certain introductory text
                                                                                                                                                              paragraphs; and
                                                  Authority: 15 U.S.C. 2063; Pub. L. 110–               Food and Drug Administration                             • revise the name of an FDA office
                                                314, section 3, 122 Stat. 3016, 3017 (2008).
                                                                                                                                                              receiving certain information.
                                                ■ 2. Amend § 1112.15 by adding                          21 CFR Part 1                                            The technical amendments are
                                                paragraph (b)(41) to read as follows:                                                                         ministerial or editorial in nature and are
                                                                                                        [Docket No. FDA–2017–N–0011]
                                                                                                                                                              not intended to modify any substantive
                                                § 1112.15 When can a third party                                                                              requirements.
                                                                                                        Requirements To Submit Prior Notice
                                                conformity assessment body apply for
                                                CPSC acceptance for a particular CPSC rule              of Imported Food; Technical                           A. Revising an Electronic Data
                                                and/or test method?                                     Amendments                                            Interchange System and Recognizing Its
                                                *     *    *     *    *                                 AGENCY:    Food and Drug Administration,              Expanded Capabilities
                                                  (b) * * *                                             HHS.                                                     Our current regulations, at §§ 1.279,
                                                  (41) 16 CFR part 1234, Safety                               Final rule; technical
                                                                                                        ACTION:                                               1.280, 1.281, and 1.282, refer to the
                                                Standard for Infant Bath Tubs.                          amendments.                                           ‘‘Automated Broker Interface/
                                                                                                                                                              Automated Commercial System (ABI/
                                                *     *    *     *    *                                 SUMMARY:   The Food and Drug                          ACS)’’ or ‘‘Automated Broker Interface
                                                ■   3. Add part 1234 to read as follows:                Administration (FDA or we) is                         of the Automated Commercial System
                                                                                                        amending the prior notice of imported                 (ABI/ACS).’’ We are amending these
                                                PART 1234—SAFETY STANDARD FOR                           food regulations to reflect a change in               regulations to reflect the change of the
                                                INFANT BATH TUBS                                        the electronic data interchange system                electronic data interchange system from
                                                                                                        and its expanded capabilities, to correct             ‘‘Automated Broker Interface/
                                                Sec.
                                                1234.1     Scope.                                       inaccurate number designations in                     Automated Commercial System (ABI/
                                                1234.2     Requirements for infant bath tubs.           section headings, and to reflect a change             ACS)’’ or ‘‘Automated Broker Interface
                                                                                                        in an office’s name. This action is                   of the Automated Commercial System
                                                  Authority: The Consumer Product Safety
                                                                                                        ministerial or editorial in nature.                   (ABI/ACS)’’ to ‘‘Automated Broker
                                                Improvement Act of 2008, Pub. L. 110–314,
jstallworth on DSK7TPTVN1PROD with RULES




                                                104, 122 Stat. 3016 (August 14, 2008); Pub.             DATES: This rule is effective March 30,               Interface/Automated Commercial
                                                L. 112–28, 125 Stat. 273 (August 12, 2011).             2017.                                                 Environment/International Trade Data
                                                                                                        FOR FURTHER INFORMATION CONTACT:                      System (ABI/ACE/ITDS).’’ In the
                                                § 1234.1    Scope.                                      Jennifer Thomas, Center for Food Safety               Federal Register of May 16, 2016 (81 FR
                                                  This part establishes a consumer                      and Applied Nutrition, Food and Drug                  30320), the Department of Homeland
                                                product safety standard for infant bath                 Administration, 5001 Campus Dr.,                      Security’s U.S. Customs and Border
                                                tubs.                                                   College Park, MD 20740, 240–402–2094.                 Protection (CBP) issued a notice


                                           VerDate Sep<11>2014   14:26 Mar 29, 2017   Jkt 241001   PO 00000   Frm 00019   Fmt 4700   Sfmt 4700   E:\FR\FM\30MRR1.SGM   30MRR1


                                                15628             Federal Register / Vol. 82, No. 60 / Thursday, March 30, 2017 / Rules and Regulations

                                                announcing that the Automated                           such as port, date and time of arrival,               paragraphs (a), (b), and (c) in § 1.281 to
                                                Commercial Environment (ACE) will be                    airway bill, bill of lading, and vessel               reflect the additional data element as
                                                the sole electronic data interchange                    name and voyage or flight number.                     added by the 2011 IFR and affirmed in
                                                (EDI) system authorized by the                          Removing the condition that the                       a final rule published on May 30, 2013
                                                Commissioner of CBP for processing                      transmitter or submitter cannot be the                (78 FR 32359). The technical
                                                electronic entries and entry summaries                  operator or carrier gives submitters more             amendment corrects those designations.
                                                associated with the entry types specified               options for providing the information                    Furthermore, current § 1.285(i)(2)
                                                in the notice, for merchandise that is                  we require. Accordingly, the technical                refers to the ‘‘FDA Prior Notice Center.’’
                                                subject to our import requirements. The                 amendment provides greater flexibility                The office is now named the ‘‘FDA
                                                notice also announced that the                          to industry while also allowing us to                 Division of Food Defense Targeting,’’ so
                                                Automated Commercial System (ACS)                       screen imported food articles                         we are amending § 1.285(i)(2)
                                                will no longer be a CBP-authorized EDI                  adequately.                                           accordingly.
                                                system for purposes of processing these                    These changes are deregulatory in
                                                                                                                                                              III. The Administrative Procedure Act
                                                electronic filings. Therefore, we are                   nature because they lessen the burden
                                                revising our regulations at §§ 1.279,                   imposed on traders without impairing                     Publication of this document
                                                1.280, 1.281, and 1.282 by replacing all                our ability to ensure the safety of                   constitutes final action of these changes
                                                references to the ‘‘Automated Broker                    imported food. The expanded                           under the Administrative Procedure Act
                                                Interface/Automated Commercial                          capabilities of the new ACE EDI system                (APA) (5 U.S.C. 553). Under 5 U.S.C.
                                                System (ABI/ACS)’’ and ‘‘Automated                      allow for additional flexibility in                   553(b)(3)(B) of the APA, an Agency may,
                                                Broker Interface of the Automated                       submitting certain information. Because               for good cause, find (and incorporate the
                                                Commercial System (ABI/ACS)’’ with                      of technical limitations of the former                finding and a brief statement of reasons
                                                ‘‘Automated Broker Interface/                           system, in certain cases the prior notice             in the rules issued) that notice and
                                                Automated Commercial Environment/                       information could be submitted only via               public comment procedure on a rule is
                                                International Trade Data System (ABI/                   FDA PNSI because ACS could not                        impracticable, unnecessary, or contrary
                                                ACE/ITDS)’’ to accurately identify the                  accommodate such transactions. For                    to the public interest. We have
                                                current EDI system. We note, however,                   example, ACS could not accept the                     determined that notice and public
                                                that there is no change in the FDA Prior                tracking number in lieu of other certain              comment are unnecessary because these
                                                Notice System Interface (FDA PNSI).                     information such as port, date and time               amendments only make technical or
                                                   Additionally, current § 1.280 states                 of arrival, airway bill, bill of lading,              non-substantive, ministerial changes to
                                                that, for purposes of submitting prior                  vessel name, and voyage or flight                     reflect the change in an electronic data
                                                notice, prior notice for articles that have             number.                                               interchange system and its expanded
                                                been refused under section 801(m)(1) of                    The new ACE EDI system can                         capabilities, correct number
                                                the FD&C Act and our regulations must                   accommodate these transactions, which                 designations in headings as a result of
                                                be submitted through the FDA PNSI                       results in additional flexibility to                  the FSMA amendments to prior notice,
                                                until such time as we and CBP issue a                   industry. Some filers no longer have to               and amend the name of an FDA office.
                                                determination that ACS or its successor                 use two systems to file prior notice                  For these reasons we have determined
                                                system can accommodate such                             information for the same food import                  that publishing a notice of proposed
                                                transactions. In addition, current § 1.281              line. In addition, FDA staff will be able             rulemaking and providing opportunity
                                                describes what information must be                      to more efficiently process import entry              for public comment is unnecessary.
                                                provided in the prior notice and states                 submissions and more quickly make the                    In addition, we find good cause for
                                                that, until such time as we and CBP                     initial import entry determination for                these amendments to become effective
                                                issue a determination that ACS can                      food imports, in furtherance of our goal              on the date of publication of this action.
                                                accommodate such transactions, the                      to ensure the safety of imported food.                The APA allows an effective date less
                                                tracking number may not be submitted                                                                          than 30 days after publication as
                                                                                                        B. Correcting Number Designations in
                                                in lieu of other certain information if the                                                                   ‘‘provided by the agency for good cause
                                                                                                        Headings and Changing an FDA Office’s
                                                prior notice is submitted via ABI/ACS.                                                                        found and published with the rule’’ (5
                                                                                                        Title
                                                Furthermore, if an article of food is                                                                         U.S.C. 553(d)(3)). A delayed effective
                                                arriving by express consignment                            The FDA Food Safety Modernization                  date is unnecessary in this case because
                                                operator or carrier, our current                        Act (FSMA) (Pub. L. 111–353) was                      the amendments do not impose any new
                                                regulations state that the tracking                     signed into law on January 4, 2011.                   regulatory requirements on affected
                                                number can only be submitted in certain                 Section 304 of FSMA amended section                   parties. As a result, affected parties do
                                                circumstances when neither the                          801(m)(1) of the FD&C Act to require                  not need time to prepare before the rule
                                                submitter nor transmitter is the express                that a person submitting prior notice of              takes effect. Therefore, we find good
                                                consignment operator or carrier, and the                imported food, in addition to other                   cause for this correction to become
                                                prior notice is submitted via the FDA                   information already required, report                  effective on the date of publication of
                                                PNSI. We are revising the regulations to                ‘‘any country to which the article has                this action.
                                                remove these limitations because the                    been refused entry.’’ On May 5, 2011,
                                                                                                        we issued an interim final rule (2011                 IV. Paperwork Reduction Act of 1995
                                                new ACE EDI system can accommodate
                                                such transactions. These faster,                        IFR) (76 FR 25542) implementing                         This final rule refers to previously
                                                streamlined, and automated processes                    section 304 of FSMA. Specifically, the                approved collections of information
                                                allow traders to submit tracking                        2011 IFR amended § 1.281 by adding a                  found in FDA regulations. These
                                                numbers much more easily. Therefore,                    new requirement to paragraphs (a), (b),               collections of information are subject to
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                                                we are removing the limitation that the                 and (c) that any person submitting prior              review by the Office of Management and
                                                tracking number may not be submitted                    notice of imported food report the name               Budget (OMB) under the Paperwork
                                                in lieu of certain other information                    of any country to which the article has               Reduction Act of 1995 (44 U.S.C. 3501–
                                                throughout the prior notice regulations.                been refused entry. However, the 2011                 3520). The collections of information in
                                                   Furthermore, with the tracking                       IFR neglected to make corresponding                   21 CFR part 1, subpart I, have been
                                                number, we can learn the information                    edits to change the paragraph number                  approved under OMB control number
                                                we need to make entry determinations,                   designations in the introductory text for             0910–0520.


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                                                                  Federal Register / Vol. 82, No. 60 / Thursday, March 30, 2017 / Rules and Regulations                                             15629

                                                List of Subjects in 21 CFR Part 1                       (c)(11)(iii), and (c)(17)(i) and (iii) to read        submitted through ABI/ACE/ITDS. If the
                                                  Cosmetics, Drugs, Exports, Food                       as follows:                                           refusal is based on § 1.283(a)(1)(ii), you
                                                labeling, Imports, Labeling, Reporting                                                                        should cancel the previous submission
                                                                                                        § 1.281 What information must be in a                 per § 1.282(b) and (c).
                                                and recordkeeping requirements.                         prior notice?
                                                  Therefore, under the Federal Food,                       (a) General. For each article of food              *       *     *    *      *
                                                Drug, and Cosmetic Act and under                        that is imported or offered for import                   (11) * * *
                                                authority delegated to the Commissioner                 into the United States, except by                        (iii) Notwithstanding paragraphs
                                                of Food and Drugs, 21 CFR part 1 is                     international mail, you must submit the               (c)(11) introductory text and (c)(11)(i)
                                                amended as follows:                                     information for the article that is                   and (ii) of this section, if the article of
                                                                                                        required in paragraphs (a)(1) through                 food arrived by express consignment
                                                PART 1—GENERAL ENFORCEMENT                              (18) of this section:                                 operator or carrier, the express
                                                REGULATIONS                                                                                                   consignment operator or carrier tracking
                                                                                                        *       *     *    *     *
                                                ■ 1. The authority citation for part 1                     (11) * * *                                         number may be submitted in lieu of the
                                                continues to read as follows:                              (iv) Notwithstanding paragraphs                    information required in paragraphs
                                                                                                        (a)(11) introductory text and (a)(11)(i)              (c)(11) introductory text and (c)(11)(i)
                                                  Authority: 15 U.S.C. 1333, 1453, 1454,                through (iii) of this section, if the article         and (ii) of this section.
                                                1455, 4402; 19 U.S.C. 1490, 1491; 21 U.S.C.
                                                321, 331, 332, 333, 334, 335a, 342, 343, 350c,
                                                                                                        of food is arriving by express                        *       *     *    *      *
                                                350d, 350e, 350j, 350k, 352, 355, 360b,                 consignment operator or carrier, the                     (17) * * *
                                                360ccc, 360ccc–1, 360ccc–2, 362, 371, 373,              express consignment operator or carrier
                                                                                                                                                                 (i) The Airway Bill number(s) or Bill
                                                374, 379j–31, 381, 382, 384a, 384b, 384d,               tracking number may be submitted in
                                                                                                                                                              of Lading number(s), as applicable;
                                                387, 387a, 387c, 393; 42 U.S.C. 216, 241, 243,          lieu of the information required in
                                                262, 264, 271; Pub. L. 107–188, 116 Stat. 594,                                                                however, this information is not
                                                                                                        paragraphs (a)(11) introductory text and
                                                668–69; Pub. L. 111–353, 124 Stat. 3885,                                                                      required for an article of food when
                                                                                                        (a)(11)(i) through (iii) of this section.
                                                3889.                                                                                                         carried by or otherwise accompanying
                                                                                                        *       *     *    *     *                            an individual when entering the United
                                                ■ 2. Amend § 1.279 by revising                             (17) * * *                                         States. If the article of food arrived by
                                                paragraph (b)(1) to read as follows:                       (i) The Airway Bill number(s) or Bill              express consignment operator or carrier,
                                                                                                        of Lading number(s), as applicable. This              the express consignment operator or
                                                § 1.279 When must prior notice be
                                                                                                        information is not required for an article            carrier tracking number may be
                                                submitted to FDA?
                                                                                                        of food when carried by or otherwise                  submitted in lieu of the Airway Bill
                                                *     *      *    *      *                              accompanying an individual when
                                                  (b) * * *                                                                                                   number(s) or Bill of Lading number(s),
                                                                                                        entering the United States. If the article            as applicable;
                                                  (1) If prior notice is submitted via the              of food is arriving by express
                                                Automated Broker Interface/Automated                    consignment operator or carrier, the                  *       *     *    *      *
                                                Commercial Environment/International                    express consignment operator or carrier                  (iii) For food that arrived by air
                                                Trade Data System (ABI/ACE/ITDS),                       tracking number may by submitted in                   carrier, the flight number. If the article
                                                you may not submit prior notice more                    lieu of the Airway Bill number(s) or Bill             of food arrived by express consignment
                                                than 30-calendar days before the                        of Lading number(s), as applicable;                   operator or carrier, the express
                                                anticipated date of arrival.                                                                                  consignment operator or carrier tracking
                                                                                                        *       *     *    *     *
                                                *     *      *    *      *                                 (iii) For food arriving by air carrier,            number may be submitted in lieu of the
                                                ■ 3. Amend § 1.280 by revising                                                                                flight number;
                                                                                                        the flight number. If the article of food
                                                paragraphs (a)(1) and (2) and (b) to read               is arriving by express consignment                    *       *     *    *      *
                                                as follows:                                             operator or carrier, the express                      ■ 5. Amend § 1.282 by revising
                                                § 1.280   How must you submit prior notice?             consignment operator or carrier tracking              paragraph (c) to read as follows:
                                                   (a) * * *                                            number may be submitted in lieu of the
                                                                                                        flight number;                                        § 1.282 What must you do if information
                                                   (1) The U.S. Customs and Border                                                                            changes after you have received
                                                Protection (CBP) Automated Broker                       *       *     *    *     *                            confirmation of a prior notice from FDA?
                                                Interface/Automated Commercial                             (b) Articles arriving by international
                                                                                                        mail. For each article of food that is                *     *     *    *     *
                                                Environment/International Trade Data
                                                System (ABI/ACE/ITDS); or                               imported or offered for import into the                 (c) If you submitted the prior notice
                                                   (2) The FDA PNSI at https://                         United States by international mail, you              via ABI/ACE/ITDS, you should cancel
                                                www.access.fda.gov/. You must submit                    must submit the information for the                   the prior notice via ACE by requesting
                                                prior notice through the FDA Prior                      article that is required in paragraphs                that CBP cancel the entry.
                                                Notice System Interface (FDA PNSI) for                  (b)(1) through (12) of this section:                  ■ 6. Amend § 1.285 by revising the first
                                                articles of food imported or offered for                *       *     *    *     *                            sentence in paragraph (i)(2) to read as
                                                import by international mail, and other                    (c) Refused articles. If the article of            follows:
                                                transaction types that cannot be made                   food has been refused under section
                                                                                                                                                              § 1.285 What happens to food that is
                                                through ABI/ACE/ITDS.                                   801(m)(1) of the act and under this                   imported or offered for import from
                                                   (b) If a customhouse broker’s or self-               subpart, you must submit the                          unregistered facilities that are required to
                                                filer’s system is not working or if the                 information for the article that is                   register under subpart H of this part?
                                                ABI/ACE/ITDS interface is not working,                  required in paragraphs (c)(1) through                 *     *     *    *     *
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                                                prior notice must be submitted through                  (19) of this section. However, if the
                                                the FDA PNSI.                                           refusal is based on § 1.283(a)(1)(iii)                  (i) * * *
                                                *      *      *    *      *                             (Untimely Prior Notice), you do not                     (2) The FDA Division of Food Defense
                                                ■ 4. Amend § 1.281 by revising                          have to resubmit any information                      Targeting must be notified of the
                                                paragraphs (a) introductory text,                       previously submitted unless it has                    applicable registration number in
                                                (a)(11)(iv), (a)(17)(i) and (iii), (b)                  changed or the article has been exported              writing.* * *
                                                introductory text, (c) introductory text,               and the original prior notice was                     *     *     *    *     *


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                                                15630                Federal Register / Vol. 82, No. 60 / Thursday, March 30, 2017 / Rules and Regulations

                                                  Dated: March 24, 2017.                                  Commodity Futures Trading                             clearance in the closed position of 30
                                                Anna K. Abram,                                              Commission, qfccontact@cftc.gov                     feet above mean high water.
                                                Deputy Commissioner for Policy, Planning,                 Federal Deposit Insurance Corporation,                   The current operating schedule as set
                                                Legislation, and Analysis.                                  Part148QFC@fdic.gov                                 out in 33 CFR 117.733(c) allows the
                                                [FR Doc. 2017–06201 Filed 3–29–17; 8:45 am]               Securities and Exchange Commission,                   bridge to remain in the closed-to-
                                                BILLING CODE 4164–01–P                                      QFCContact@sec.gov                                  navigation position from 8 a.m. on
                                                                                                            Authority: 12 U.S.C. 5390(c)(8)(H).                 December 1, 2016, until 8 p.m. on
                                                                                                                                                                March 31, 2017. Under this temporary
                                                                                                           Dated: March 27, 2017.
                                                DEPARTMENT OF THE TREASURY                                                                                      deviation, the bridge will continue to
                                                                                                          Monique Y.S. Rollins,                                 remain in the closed-to-navigation
                                                                                                          Acting Assistant Secretary for Financial              position from 8 p.m. on March 31, 2017,
                                                31 CFR Part 148
                                                                                                          Markets.                                              to 8 p.m. on April 21, 2017.
                                                Qualified Financial Contracts                             [FR Doc. 2017–06288 Filed 3–29–17; 8:45 am]              The Barnegat Bay on the New Jersey
                                                Recordkeeping Related to Orderly                          BILLING CODE P                                        Intracoastal Waterway is used by a
                                                Liquidation Authority                                                                                           variety of vessels including small
                                                                                                                                                                government and public vessels, small
                                                AGENCY:     Department of the Treasury.                   DEPARTMENT OF HOMELAND                                commercial vessels, and recreational
                                                ACTION:     Notification.                                 SECURITY                                              vessels. The Coast Guard has carefully
                                                                                                                                                                considered the nature and volume of
                                                SUMMARY:    On October 31, 2016, the                      Coast Guard                                           vessel traffic on the waterway in
                                                Secretary of the Treasury, as
                                                                                                                                                                publishing this temporary deviation.
                                                Chairperson of the Financial Stability                    33 CFR Part 117                                          Vessels able to safely pass through the
                                                Oversight Council, published a final                                                                            bridge in the closed position may do so
                                                rule in consultation with the Federal                     [Docket No. USCG–2017–0251
                                                                                                                                                                at any time. The bridge will not be able
                                                Deposit Insurance Corporation (the                                                                              to open for emergencies and there is no
                                                                                                          Drawbridge Operation Regulation;
                                                ‘‘FDIC’’) to implement the qualified                                                                            immediate alternate route for vessels to
                                                                                                          Barnegat Bay, Seaside Heights, NJ
                                                financial contract recordkeeping                                                                                pass. The Coast Guard will also inform
                                                requirements of the Dodd-Frank Wall                       AGENCY: Coast Guard, DHS.                             the users of the waterways through our
                                                Street Reform and Consumer Protection                     ACTION:Notice of deviation from                       Local and Broadcast Notices to Mariners
                                                Act. This notification provides the                       drawbridge regulation.                                of the change in operating schedule for
                                                means by which records entities and                                                                             the bridge so that vessel operators can
                                                top-tier financial companies may submit                   SUMMARY:   The Coast Guard has issued a
                                                                                                                                                                arrange their transit to minimize any
                                                the required point of contact                             temporary deviation from the operating
                                                                                                                                                                impact caused by the temporary
                                                information.                                              schedule that governs the S37 Bridge
                                                                                                                                                                deviation.
                                                                                                          across the Barnegat Bay, mile 14.1, New
                                                DATES:     March 30, 2017.                                                                                         In accordance with 33 CFR 117.35(e),
                                                                                                          Jersey Intracoastal Waterway, at Seaside
                                                FOR FURTHER INFORMATION CONTACT:                                                                                the drawbridge must return to its regular
                                                                                                          Heights, NJ. This deviation is necessary
                                                Brian Smith, Director, Office of Capital                                                                        operating schedule immediately at the
                                                                                                          to perform bridge maintenance and
                                                Markets (202) 622–0157; Peter                                                                                   end of the effective period of this
                                                                                                          repairs. This deviation allows the bridge
                                                Nickoloff, Financial Economist, Office                                                                          temporary deviation. This deviation
                                                                                                          to remain in the closed-to-navigation
                                                of Capital Markets, (202) 622–1692;                                                                             from the operating regulations is
                                                                                                          position.
                                                Steven D. Laughton, Assistant General                                                                           authorized under 33 CFR 117.35.
                                                Counsel (Banking & Finance), (202)                        DATES:  This deviation is effective from                Dated: March 24, 2017.
                                                622–8413; or Stephen T. Milligan,                         8 p.m. on March 31, 2017, to 8 p.m. on
                                                                                                                                                                Hal R. Pitts,
                                                Attorney-Advisor, (202) 622–4051.                         April 21, 2017.
                                                                                                                                                                Bridge Program Manager, Fifth Coast Guard
                                                SUPPLEMENTARY INFORMATION: Section                        ADDRESSES: The docket for this                        District.
                                                148.3(a)(2) of the rule (see 81 FR 75624                  deviation, [USCG–2017–0251] is
                                                                                                                                                                [FR Doc. 2017–06266 Filed 3–29–17; 8:45 am]
                                                (Oct. 31, 2016)) requires each records                    available at http://www.regulations.gov.
                                                                                                                                                                BILLING CODE 9110–04–P
                                                entity and top-tier financial company to                  Type the docket number in the
                                                provide a point of contact who is                         ‘‘SEARCH’’ box and click ‘‘SEARCH’’.
                                                responsible for recordkeeping under the                   Click on Open Docket Folder on the line               DEPARTMENT OF HOMELAND
                                                rule by written notice to its primary                     associated with this deviation.                       SECURITY
                                                financial regulatory agency or agencies                   FOR FURTHER INFORMATION CONTACT: If
                                                and the FDIC.1 Each records entity and                    you have questions on this temporary                  Coast Guard
                                                top-tier financial company is also                        deviation, call or email Mr. Hal R. Pitts,
                                                required to provide written notice to its                 Bridge Administration Branch Fifth                    33 CFR Part 165
                                                primary financial regulatory agency or                    District, Coast Guard, telephone 757–
                                                                                                                                                                [Docket Number USCG–2017–0023]
                                                agencies and the FDIC within 30 days of                   398–6222, email Hal.R.Pitts@uscg.mil.
                                                any change in its point of contact.                       SUPPLEMENTARY INFORMATION: The New                    RIN 1625–AA–08
                                                   Records entities and top-tier financial                Jersey Department of Transportation,
                                                                                                          that owns and operates the S37 Bridge,                Safety Zone; Charleston Race Week,
                                                companies may provide such point of
                                                                                                          has requested a temporary deviation                   Charleston Harbor, Charleston, SC
                                                contact information to each of the
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                                                following primary financial regulatory                    from the current operating regulations to             AGENCY:    Coast Guard, DHS.
                                                agencies by email at the addresses listed                 continue performing a maintenance and                 ACTION:   Temporary final rule.
                                                below:                                                    repair project on the bridge that
                                                Board of Governors of the Federal                         commenced at 8 a.m. on December 1,                    SUMMARY:   The Coast Guard is
                                                   Reserve System, QFC-Record@frb.gov                     2016, and was scheduled to cease at 8                 establishing a safety zone on the waters
                                                                                                          p.m. on March 31, 2017. The bridge is                 of the Charleston Harbor in Charleston,
                                                  1 31   CFR 148.3(a)(2).                                 a bascule draw bridge and has a vertical              SC during the Charleston Race Week


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Document Created: 2017-03-30 01:35:36
Document Modified: 2017-03-30 01:35:36
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule; technical amendments.
DatesThis rule is effective March 30, 2017.
ContactJennifer Thomas, Center for Food Safety and Applied Nutrition, Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-2094.
FR Citation82 FR 15627 
CFR AssociatedCosmetics; Drugs; Exports; Food Labeling; Imports; Labeling and Reporting and Recordkeeping Requirements

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