82 FR 16445 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 63 (April 4, 2017)

Page Range		16445-16445
FR Document		2017-06691

Federal Register, Volume 82 Issue 63 (Tuesday, April 4, 2017)

[Federal Register Volume 82, Number 63 (Tuesday, April 4, 2017)]
[Notices]
[Page 16445]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-06691]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, April 
6, 2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matter at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matter of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed; please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: March 30, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-06691 Filed 3-31-17; 11:15 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Notices 16445

markets.22 In particular, the Exchange The subject matter of the closed The text of the proposed rule change
noted that the proposed rules with meeting will be: is available on the Exchange’s Web site
respect to the treatment of Market Maker Institution and settlement of at www.ise.com, at the principal office
quotations would enable Market Makers injunctive actions; of the Exchange, and at the
to simultaneously update both sides of Institution and settlement of Commission’s Public Reference Room.
their resting quote when one side of the administrative proceedings; and
Other matters relating to enforcement II. Self-Regulatory Organization’s
quote received a partial fill but was
proceedings. Statement of the Purpose of, and
subsequently cancelled, and to leave
At times, changes in Commission Statutory Basis for, the Proposed Rule
undisturbed valid opposite-side interest
priorities require alterations in the Change
where one side of a quote is rejected and
not booked.23 This proposal does not scheduling of meeting items. In its filing with the Commission, the
relieve a Market Maker of its continuous For further information and to Exchange included statements
quoting, or firm quote, obligations ascertain what, if any, matters have been concerning the purpose of and basis for
pursuant to Rules 6.37B and 6.86, added, deleted or postponed; please the proposed rule change and discussed
respectively. For these reasons, the contact Brent J. Fields from the Office of any comments it received on the
Commission finds that the proposed the Secretary at (202) 551–5400. proposed rule change. The text of these
rule change is consistent with Section Dated: March 30, 2017. statements may be examined at the
6(b)(5) of the Act and the rules and Brent J. Fields, places specified in Item IV below. The
regulations thereunder applicable to a Secretary. Exchange has prepared summaries, set
national securities exchange. [FR Doc. 2017–06691 Filed 3–31–17; 11:15 am] forth in sections A, B, and C below, of
the most significant aspects of such
IV. Conclusion BILLING CODE 8011–01–P
statements.
It is therefore ordered, pursuant to
A. Self-Regulatory Organization’s
Section 19(b)(2) of the Act,24 that the SECURITIES AND EXCHANGE Statement of the Purpose of, and
proposed rule change (SR–NYSEArca– COMMISSION Statutory Basis for, the Proposed Rule
2017–17) be, and hereby is, approved.
[Release No. 34–80325; File No. SR–ISE– Change
For the Commission, by the Division of 2017–25]
Trading and Markets, pursuant to delegated 1. Purpose
authority.25 Self-Regulatory Organizations; The purpose of the proposed rule
Eduardo A. Aleman, International Securities Exchange, change is to rename the Exchange to
Assistant Secretary. LLC; Notice of Filing and Immediate reflect its new placement within the
[FR Doc. 2017–06564 Filed 4–3–17; 8:45 am] Effectiveness of Proposed Rule Nasdaq, Inc. corporate structure in
BILLING CODE 8011–01–P Change To Rename the Exchange as connection with the March 9, 2016
Nasdaq ISE, LLC acquisition by Nasdaq of the capital
stock of U.S. Exchange Holdings, and
SECURITIES AND EXCHANGE March 29, 2017. the thereby indirectly acquiring all of
COMMISSION Pursuant to Section 19(b)(1) of the the interests of the International
Securities Exchange Act of 1934 (the Securities Exchange, LLC, ISE Gemini,
Sunshine Act Meeting ‘‘Act’’),1 and Rule 19b–4 thereunder,2 LLC and ISE Mercury, LLC.4
notice is hereby given that on March 17, Specifically, all references in the
Notice is hereby given, pursuant to 2017, the International Securities
the provisions of the Government in the Exchange’s Second Amended and
Exchange, LLC (‘‘ISE’’ or ‘‘Exchange’’) Restated Constitution and Third
Sunshine Act, Public Law 94–409, that filed with the Securities and Exchange
the Securities and Exchange Amended and Restated Limited
Commission (‘‘SEC’’ or ‘‘Commission’’) Liability Company Agreement, Rule
Commission will hold a closed meeting the proposed rule change as described
on Thursday, April 6, 2017 at 2 p.m. Book and Fee Schedule to
in Items I and II below, which Items ‘‘International Securities Exchange,
Commissioners, Counsel to the have been prepared by the Exchange.
Commissioners, the Secretary to the LLC,’’ ‘‘ISE, LLC,’’ or ‘‘ISE’’ shall be
The Commission is publishing this amended to ‘‘Nasdaq ISE, LLC’’ or
Commission, and recording secretaries notice to solicit comments on the
will attend the closed meeting. Certain ‘‘Nasdaq ISE.’’ Moreover, consistent
proposed rule change from interested with changes already filed for ISE
staff members who have an interest in persons.
the matters also may be present. Gemini, LLC, the rule change proposes
The General Counsel of the I. Self-Regulatory Organization’s to amend references to ‘‘ISE Gemini’’ to
Commission, or her designee, has Statement of the Terms of Substance of ‘‘Nasdaq GEMX,’’ and references to ‘‘ISE
certified that, in her opinion, one or the Proposed Rule Change Mercury’’ and ‘‘Mercury’’ to ‘‘Nasdaq
more of the exemptions set forth in 5 MRX.’’ 5 The Exchange also proposes
The Exchange proposes to amend its
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) minor grammatical changes which are
Second Amended and Restated
and 17 CFR 200.402(a)(3), (a)(5), (a)(7), necessary as a result of the name
Constitution, Third Amended and
(a)(9)(ii) and (a)(10), permit change, i.e., amending ‘‘a’’ to ‘‘an.’’ The
Restated LLC Agreement, Rule Book and
consideration of the scheduled matter at Fee Schedule to rename itself Nasdaq 4 See Securities Exchange Act Release No. 78119
asabaliauskas on DSK3SPTVN1PROD with NOTICES

the closed meeting. ISE, LLC. In addition this rule change (June 27, 2016), 81 FR 41611 (SR–ISE–2016–11; SR–
Commissioner Stein, as duty officer, proposes to amend references to the ISE Gemini–2016–05; SR–ISE Mercury–2016–10)
voted to consider the items listed for the names of certain affiliated markets (Order Granting Accelerated Approval of Proposed
closed meeting in closed session. Rule Changes, Each as Modified by Amendment No.
within the ISE Rulebook.3 1 Thereto, Relating to a Corporate Transaction in
Which Nasdaq, Inc. Will Become the Indirect Parent
22 See id. 1 15U.S.C. 78s(b)(1). of ISE, ISE Gemini, and ISE Mercury).
23 See id. 2 17CFR 240.19b–4. 5 See Securities Exchange Act Release No. 80248
24 15 U.S.C. 78s(b)(2). 3 The affiliated markets are ISE Gemini, LLC and (March 15, 2017) (SR–ISEGemini–2017–13). See
25 17 CFR 200.30–3(a)(12). ISE Mercury, LLC. also SR–ISEMercury–2017–05.

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Document Created: 2017-04-03 23:53:58
Document Modified: 2017-04-03 23:53:58

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 16445