82_FR_16541 82 FR 16478 - Atlantic Highly Migratory Species; Atlantic Shark Management Measures; Final Amendment 5b

82 FR 16478 - Atlantic Highly Migratory Species; Atlantic Shark Management Measures; Final Amendment 5b

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 82, Issue 63 (April 4, 2017)

Page Range16478-16508
FR Document2017-06591

NMFS is amending the 2006 Consolidated Atlantic Highly Migratory Species (HMS) Fishery Management Plan (FMP) based on the results of the 2016 stock assessment update for Atlantic dusky sharks. Based on this assessment, NMFS determined that the dusky shark stock remains overfished and is experiencing overfishing. Consistent with the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson- Stevens Act), NMFS is implementing management measures that will reduce fishing mortality on dusky sharks to end overfishing and rebuild the dusky shark population consistent with legal requirements. The final measures could affect HMS-permitted commercial and recreational fishermen who harvest sharks or whose fishing vessels interact with sharks in the Atlantic Ocean, including the Gulf of Mexico and Caribbean Sea.

Federal Register, Volume 82 Issue 63 (Tuesday, April 4, 2017)
[Federal Register Volume 82, Number 63 (Tuesday, April 4, 2017)]
[Rules and Regulations]
[Pages 16478-16508]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-06591]



[[Page 16477]]

Vol. 82

Tuesday,

No. 63

April 4, 2017

Part II





 Department of Commerce





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National Oceanic and Atmospheric Administration





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15 CFR Part 902

50 CFR Part 635





 Atlantic Highly Migratory Species; Atlantic Shark Management Measures; 
Final Amendment 5b; Final Rule

Federal Register / Vol. 82 , No. 63 / Tuesday, April 4, 2017 / Rules 
and Regulations

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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

15 CFR Part 902

50 CFR Part 635

[Docket No. 130417378-7331-02]
RIN 0648-BD22


Atlantic Highly Migratory Species; Atlantic Shark Management 
Measures; Final Amendment 5b

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Final rule.

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SUMMARY: NMFS is amending the 2006 Consolidated Atlantic Highly 
Migratory Species (HMS) Fishery Management Plan (FMP) based on the 
results of the 2016 stock assessment update for Atlantic dusky sharks. 
Based on this assessment, NMFS determined that the dusky shark stock 
remains overfished and is experiencing overfishing. Consistent with the 
Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act), NMFS is implementing management measures that will reduce 
fishing mortality on dusky sharks to end overfishing and rebuild the 
dusky shark population consistent with legal requirements. The final 
measures could affect HMS-permitted commercial and recreational 
fishermen who harvest sharks or whose fishing vessels interact with 
sharks in the Atlantic Ocean, including the Gulf of Mexico and 
Caribbean Sea.

DATES: This final rule is effective on June 5, 2017, except for the 
amendments to Sec.  635.4 (b), (c), and (j); Sec.  635.19 (d); Sec.  
635.21(d)(4), (f), and (k); Sec.  635.22 (c); Sec.  635.71 (d)(21), 
(d)(22), (d)(23), and (d)(26), which will be effective on January 1, 
2018.

ADDRESSES: Copies of the Final Amendment 5b to the 2006 Consolidated 
HMS FMP, including the Final Environmental Impact Statement (FEIS) 
containing a list of references used in this document, the dusky shark 
stock assessments, and other documents relevant to this rule are 
available from the HMS Management Division Web site at http://www.nmfs.noaa.gov/sfa/hms/.
    Written comments regarding the burden-hour estimates or other 
aspects of the collection-of-information requirements contained in this 
final rule may be submitted to the HMS Management Division and by email 
to OIRA_Submission@omb.eop.gov, or fax to (202) 395-7285.

FOR FURTHER INFORMATION CONTACT: Tobey Curtis at 978-281-9273 or Karyl 
Brewster-Geisz at 301-427-8503.

SUPPLEMENTARY INFORMATION: The Atlantic shark fisheries are managed 
primarily under the authority of the Magnuson-Stevens Act. The 
authority to issue regulations under the Magnuson-Stevens Act has been 
delegated from the Secretary to the Assistant Administrator for 
Fisheries, NOAA (AA). On May 28, 1999, NMFS published in the Federal 
Register (64 FR 29090) final regulations, effective July 1, 1999, 
implementing the FMP for Atlantic Tunas, Swordfish, and Sharks (1999 
FMP). On October 2, 2006, NMFS published in the Federal Register (71 FR 
58058) final regulations, effective November 1, 2006, implementing the 
2006 Consolidated HMS FMP, which consolidated the 1999 FMP management 
measures and other regulatory requirements, and details the management 
measures for Atlantic HMS fisheries, including the Atlantic shark 
fisheries. The 2006 Consolidated HMS FMP and its amendments are 
implemented by regulations at 50 CFR part 635.

Background

    A brief summary of the background of this final action is provided 
below. Complete details of what was proposed and the alternatives 
considered are described in Final Environmental Impact Statement (FEIS) 
for Amendment 5b to the 2006 Consolidated HMS FMP and the proposed rule 
for Amendment 5b (81 FR 71672, October 18, 2016). Those documents are 
referenced in this preamble and their full description of management 
and conservation measures considered are not repeated here. Additional 
information regarding Atlantic HMS management can be found in the FEIS 
for Amendment 5b to the 2006 Consolidated HMS FMP, the 2006 
Consolidated HMS FMP and its amendments, the annual HMS Stock 
Assessment and Fishery Evaluation (SAFE) Reports, and online at http://www.nmfs.noaa.gov/sfa/hms/. The comments received on Draft Amendment 5b 
and the proposed rule and our responses to those comments are 
summarized below in the section labeled ``Response to Comments.''
    On October 7, 2011 (76 FR 62331), NMFS made the determination that 
dusky sharks continued to be overfished and were experiencing 
overfishing. Initially, NMFS proposed to implement management measures 
through Amendment 5 to the 2006 Atlantic Consolidated HMS FMP, however, 
NMFS received substantial public comment disputing the basis for the 
proposed Amendment 5 dusky shark measures and suggesting significantly 
different measures be analyzed within the range of alternatives. Thus, 
NMFS decided further analysis was necessary and that dusky shark 
measures would be considered in a separate FMP amendment, EIS, and 
proposed rule, labeled ``Amendment 5b.''
    NMFS prepared a Predraft for Amendment 5b in March 2014 that 
considered the feedback received on Draft Amendment 5. NMFS solicited 
additional public input and consulted with its Advisory Panel on the 
Predraft at the Spring 2014 Advisory Panel meeting. In response to two 
petitions from environmental groups regarding listing dusky sharks 
under the Endangered Species Act (ESA), NMFS simultaneously was 
conducting an ESA Status Review for the Northwest Atlantic population 
of dusky sharks which was completed in October 2014. That status review 
concluded that, based on the most recent stock assessment as well as 
abundance projections, updated analyses, and the potential threats and 
risks to population extinction, the dusky shark population in the 
Northwest Atlantic and Gulf of Mexico has a low risk of extinction 
currently and in the foreseeable future, and relative abundance 
generally appeared to be increasing across the examined time series. On 
December 16, 2014, NMFS announced a 12-month finding that determined 
that the Northwest Atlantic and Gulf of Mexico population of dusky 
sharks did not warrant listing under the ESA (79 FR 74954).
    In light of this updated information, including indications of 
abundance increases, NMFS prioritized an update of the SouthEast Data, 
Assessment and Review (SEDAR) 21 dusky shark stock assessment using 
data through 2015, to be completed in summer 2016. It was determined 
that further action on Amendment 5b should wait until after the 
completion of the 2016 assessment update to ensure that it was based on 
the best available scientific information.
    On October 27, 2015, the environmental advocacy organization Oceana 
filed a complaint against NMFS in Federal district court alleging 
violations of the Magnuson-Stevens Act and Administrative Procedure Act 
with respect to the timing of NMFS's action to rebuild and end 
overfishing of dusky sharks. A settlement agreement was reached in 
Oceana v. Pritzker (Case No. 1:15-cv-01824-CRC) (D.D.C.), between NMFS 
and the Plaintiffs on May 18,

[[Page 16479]]

2016, regarding the timing of the pending agency action. This 
settlement acknowledged that NMFS was in the process of developing an 
action to address overfishing and rebuild dusky sharks and that an 
assessment update was ongoing and stipulated that, based upon the 
results of the assessment update, NMFS would submit a proposed rule to 
the Federal Register no later than October 14, 2016, and a final rule 
by March 31, 2017.
    In August 2016, the update to the SEDAR 21 dusky shark stock 
assessment was completed, and on October 4, 2016 (81 FR 69043), NMFS 
made the stock status determination that dusky sharks are still 
overfished and still experiencing overfishing, although the level of 
overfishing is not high. Based on the 2016 assessment update, as well 
as the rationale summarized below and fully described in the preamble 
of the Proposed Rule (81 FR 71672, October 18, 2016) and in Section 1.2 
of the Amendment 5b FEIS (see ADDRESSES), NMFS determined that it needs 
to reduce dusky shark fishing mortality by approximately 35 percent 
relative to 2015 levels to rebuild the stock by the year 2107. 
According to the outcomes of five model runs, Spawning Stock Fecundity 
(SSF) relative to SSFMSY (proxy biomass target) ranged from 
0.41 to 0.64 (i.e., overfished) (median = 0.53). The fishing mortality 
rate (F) in 2015 relative to FMSY was estimated to be 1.08-
2.92 (median = 1.18) (values >1 indicate overfishing). The updated 
projections estimated that the target rebuilding years range from 2084-
2204, with a median of 2107. In order to achieve rebuilding by 2107 
with a 50% probability, the final models projected that F on the stock 
would have to be reduced 24-80% (median = 35%) from 2015 levels. While 
NMFS typically uses a 70-percent probability of rebuilding by the 
deadline for Atlantic highly migratory shark species, the 2016 update 
has a higher level of uncertainty than other shark assessments and 
presents a more pessimistic view of stock status than was expected 
based on review of all available information (as detailed in the 
proposed rule and Section 1.2 of the FEIS). Thus, for the purposes of 
this Amendment, management measures were developed that would achieve 
the mortality reductions associated with the median assessment model 
run and a 50-percent probability of rebuilding by the deadline (i.e., 
35-percent mortality reduction). A detailed discussion of the stock 
assessment can be found in the Amendment 5b FEIS (see ADDRESSES) and 
the final SEDAR 21 stock assessment update report, available on the 
SEDAR Web site (http://sedarweb.org/sedar-21).
    The proposed rule for Amendment 5b to the 2006 Consolidated HMS FMP 
and the Notice of Availability of the DEIS for Amendment 5b published 
in the Federal Register on October 18, 2016 (81 FR 71672) and October 
21, 2016 (81 FR 72803), respectively.
    Draft Amendment 5b included management measures that would reduce 
dusky shark mortality in the recreational shark, commercial pelagic 
longline, bottom longline, and shark gillnet fisheries. Draft Amendment 
5b also clarified annual catch limits (ACLs) and accountability 
measures (AMs) for the prohibited shark complex, including dusky 
sharks. Detailed descriptions of the proposed management measures and 
ACL and AM clarifications are available in the Amendment 5b DEIS and 
proposed rule. The public comment period ended on December 22, 2016.
    This final rule implements the measures preferred and analyzed in 
the FEIS for Amendment 5b to the 2006 Consolidated HMS FMP in order to 
end overfishing and rebuild dusky sharks. The FEIS analyzed the direct, 
indirect, and cumulative impacts on the quality of the human 
environment as a result of the preferred management measures. The FEIS, 
including the preferred management measures, was made available on 
February 24, 2017 (82 FR 11574). On March 28, 2017, the Assistant 
Administrator for NOAA signed a Record of Decision (ROD) adopting these 
measures as Final Amendment 5b to the 2006 Consolidated HMS FMP. A copy 
of the FEIS, including Final Amendment 5b to the 2006 Consolidated HMS 
FMP, is available from the HMS Management Division (see ADDRESSES). In 
brief, the final management measures implemented in this rule are: 
Shark endorsement and circle hook requirements in the recreational 
Atlantic shark fisheries; shark release protocols in the pelagic 
longline fishery; dusky shark identification and safe handling training 
in the HMS pelagic longline, bottom longline, and shark gillnet 
fisheries; outreach and fleet communication protocol in the HMS pelagic 
longline, bottom longline, and shark gillnet fisheries; and, a circle 
hook requirement in the directed shark bottom longline fishery. 
Additionally, Amendment 5b clarifies ACLs and AMs for the prohibited 
shark complex, including dusky sharks. As described in the Responses to 
Comments below, NMFS made several changes to the preferred alternatives 
between the proposed and final rule, based in part on public comments. 
The specific changes are described below in the section titled 
``Changes from the Proposed Rule.''

Response to Comments

    We received a total of 76 individual written comments on the 
proposed rule from fishermen, states, and other interested parties 
during the public comment period, including one comment from 
EarthJustice that included signatures from 19,716 individuals and 
another comment from Oceana that included signatures from 13,144 
individuals. We also received comments from fishermen, states, and 
other interested parties during six public hearings, five regional 
fishery management council meetings, one Atlantic States Marine 
Fisheries Commission meeting, and one HMS Advisory Panel meeting. All 
written comments can be found at http://www.regulations.gov/.
A. Miscellaneous Comments
    Comment 1: NMFS received a wide range of comments expressing 
general support for the proposed conservation and management measures. 
Commenters' support was based upon their concerns about the current 
status of the dusky shark stock and the need to end overfishing and 
conserve the species in combination with their understanding that the 
proposed measures would have minimal negative impacts on the 
recreational and commercial fisheries. Some commenters agreed that the 
measures would end overfishing and rebuild the stock within the 
rebuilding timeframe. Most commenters supported the establishment of a 
shark endorsement requirement for HMS permit holders fishing for sharks 
recreationally, and shark identification and regulations course for 
commercial permit holders (HMS pelagic longline, bottom longline, and 
shark gillnet) as a requirement to target, land, and retain sharks in 
Federal waters. Many commenters generally supported requiring the use 
of circle hooks in the recreational and bottom longline fisheries 
although there were many comments requesting modifications to the 
wording and implementation of the alternatives, as discussed in more 
detailed comment responses below.
    Commercial fishermen and other groups expressed general support for 
the commercial alternatives, including the establishment of a dusky 
shark avoidance and relocation protocol, requiring the use of dehookers 
or cutting the line within three feet of the shark to release them, and 
adding a shark

[[Page 16480]]

identification section to the protected species and safe handling 
workshop required of commercial fishermen. The Environmental Protection 
Agency (EPA) rated the DEIS as ``lack of objections,'' per its EIS 
rating criteria, and noted its support for the overall efforts by NMFS 
to further protect dusky sharks.
    Response: As detailed in Chapter 4's environmental effects 
analyses, NMFS agrees that the Amendment 5b measures will reduce 
fishing mortality below the level needed to end overfishing and rebuild 
the dusky shark stock consistent with the SEDAR 21 dusky shark stock 
assessment update and the Magnuson-Stevens Act, while minimizing 
effects on the commercial and recreational fisheries.
    Comment 2: Some commenters stated that additional regulations to 
protect dusky sharks were not warranted as their retention is already 
prohibited. These commenters felt NMFS should instead focus on the 
enforcement of existing regulations prohibiting the harvest of dusky 
sharks, and that additional regulations on the fishery would result in 
reduced compliance. The State of Mississippi opposed the measures to 
protect dusky sharks because it felt the measures could interfere with 
the fisheries for other, healthy stocks of sharks.
    Response: Although a prohibition on retention at times provides 
adequate protection for species that are experiencing overfishing, the 
latest dusky shark stock assessment update shows that dusky sharks are 
still experiencing overfishing despite their prohibited status. A 
detailed description of the dusky shark stock assessment update results 
is available in Chapter 1 of the FEIS. Because dusky sharks are still 
overfished and experiencing overfishing, the Magnuson-Stevens Act 
requires NMFS to implement management measures to stop overfishing and 
rebuild the stock.
    Comment 3: Commenters stated that additional management measures to 
conserve dusky sharks should be implemented in all fisheries that 
interact with dusky sharks, and not just the HMS fisheries that do so. 
Fisheries not covered under Amendment 5b that were identified by 
various commenters as interacting with dusky sharks included state 
water recreational and commercial fisheries, the Gulf of Mexico reef 
fish bottom longline fishery, the South Atlantic snapper-grouper bottom 
longline fishery, and the South Atlantic dolphin/wahoo fishery.
    Response: Based on the best scientific information available, the 
majority of dusky shark interactions occur in commercial and 
recreational HMS fisheries, as described in Section 1.2 of the FEIS. 
Specifically, the available observer data for the Southeast dolphin/
wahoo, reef fish, and snapper-grouper longline fisheries indicate that 
dusky shark bycatch is rare, averaging only a few observed mortalities 
per year. The commenters rely heavily on the extrapolated estimates of 
the first National Bycatch Report, 1st Edition Update 1 (2011), but as 
detailed in Chapter 1 of the FEIS and the response to Comment 13, NMFS 
generally does not rely on that Report for management purposes. 
Further, NMFS has determined that these estimates are inappropriate for 
use in developing conservation and management measures for this 
specific stock. These bycatch estimates were not accepted for use in 
the SEDAR 21 stock assessment and update by the data workshop working 
group, further highlighting their inadequacy for HMS management 
purposes. Dusky shark mortality does occur in state waters. However, 
NMFS does not manage the state water fisheries; as described in the 
FEIS and Appendix II, NMFS will coordinate with the states and the 
Atlantic States Marine Fisheries Commission on the measures implemented 
by this action. If the states also adopt measures commensurate with 
those included in Amendment 5b, as they often do with HMS actions, it 
will increase the mortality reduction benefits for dusky sharks. 
However, the measures in Amendment 5b, building on the existing Federal 
conservation and management measures, are sufficient to meet the 
Magnuson-Stevens Act requirements in the absence of state and/or 
Atlantic State Marine Fisheries Commission (ASMFC) action. The 
conservation and management measures that are components of the 
rebuilding plan are still in effect and include: A continued 
prohibition on retention of dusky sharks (Sec. Sec.  635.22(c)(4) and 
635.24(a)(5)), time/area closures (Sec.  635.21(d)), and the 
prohibition of landing sandbar sharks (the historic target species for 
the large coastal shark fishery and responsible for a significant 
portion of dusky interactions) outside of a limited shark research 
fishery, along with significant large coastal shark (LCS) retention 
limit reductions in the bottom longline fishery where interactions were 
commonly occurring (Sec. Sec.  635.24(a)(1), (2), and (3)). The 
measures in Amendment 5b will build upon these existing rebuilding plan 
elements.
    Comment 4: The EPA and some commenters expressed their concern that 
the proposed measures only appear to reduce mortalities as opposed to 
reducing interactions. They found this particularly concerning in the 
commercial longline fisheries where they suggest that many dusky sharks 
are already dead upon haulback (i.e., high at-vessel mortality). One 
commenter stated that sharks caught on longline gear that are still 
alive at haulback face significant post-release mortality. Some 
commenters felt NMFS should further consider alternatives that prohibit 
fishing during the areas/times that dusky sharks are most vulnerable to 
capture, reduce overall effort, or require the use of more selective 
fishing gear. Some commenters stated that the non-preferred alternative 
to implement hot spot closures is the only effective way to reduce 
dusky shark mortality. Some commenters advocated for the alternative 
that would impose a bycatch cap on the fisheries that interact with 
dusky sharks in hotspot areas. These commenters said that once a 
bycatch cap is reached, that should trigger hotspot closures in areas 
where dusky shark bycatch is known to be high for the corresponding 
fishery. Some commenters stated that the hotspot closure measures were 
the only alternatives that provided a quantifiable and objective 
reduction in dusky mortality.
    Response: NMFS agrees that there is evidence that dusky sharks 
experience high at-vessel and post-release mortality rates in some 
fisheries, including the longline fisheries. That is why the approach 
taken in Amendment 5b to reduce dusky shark mortality relies, in part, 
on bycatch reduction (Alternative B6), gear modifications (Alternatives 
A6d, B9), safe release requirements (Alternative B3), and education and 
training on handling techniques (Alternatives A2, B5, B6) to reduce at-
vessel and post-release mortality rates. NMFS analyzed a series of 
bycatch ``hotspot'' time/area closures in Alternative B4, but these 
alternatives were not preferred because similar or greater reductions 
could be achieved with other measures that would have fewer negative 
socioeconomic impacts. Additionally, the hotspot closure analyses only 
quantified the mortality reductions that could be achieved within the 
pelagic longline fishery (only one source of mortality), not across the 
whole stock. NMFS analyzed alternatives that would reduce fishing 
effort by making the recreational shark fishery catch-and-release only 
(Alternative A7), limiting the number of hooks on pelagic longline sets 
(Alternative B2), and entirely closing the pelagic longline fishery 
(Alternative B8). The analyses in Chapter 4 of the

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FEIS support the determination that the Amendment 5b measures will 
achieve the necessary mortality reductions without the negative 
socioeconomic impacts associated with the hotspot closure and bycatch 
cap alternatives.
    Comment 5: One commenter stated that the overarching goal of 
Amendment 5b should be to effectively ``count, cap, and control'' dusky 
mortality in all fisheries that interact with the species.
    Response: NMFS disagrees that this general management approach 
would be feasible or necessary in Amendment 5b. The objectives of 
Amendment 5b are to end overfishing and rebuild dusky sharks, which 
must be achieved through reductions in mortality. A ``count, cap, and 
control'' approach is used in a number of other fisheries, and can 
reduce mortality in cases where appropriate bases exist to specify and 
monitor catch limits that are correlated with fishing mortality rates, 
but there are numerous other acceptable ways to reduce fishing 
mortality. In the case of the dusky shark, there are insufficient data 
to count or cap catches. Measures were taken in Amendment 2 to 
significantly reduce interactions with dusky sharks by, for example, 
severely reducing allowable catch in the bottom longline fishery for 
sandbar sharks (the primary source of dusky bycatch), and the dusky 
shark fishery remains closed by designating the species as a prohibited 
shark species and setting the catch limit at zero. These measures 
continue to be in effect. The same commenter acknowledges this fact, 
stating ``[i]n order to reduce bycatch, the Service must first 
determine how much bycatch is occurring, when, and where,'' and ``[t]he 
Fisheries Service cannot enforce bycatch caps if the amount of bycatch 
is unknown.'' NMFS agrees with these statements, which highlight the 
impracticality of the proposed ``count, cap, and control'' management 
approach in the absence of the fundamentally necessary bycatch data. As 
described in Section 1.2 of the FEIS and in the stock assessment 
update, total catch data do not exist, thus the SEDAR21 assessment 
update used a catch-free modeling approach, and the total allowable 
catch (TAC) estimates provided by the 2016 stock assessment update were 
not recommended as valid for use in management. For the above reasons, 
there is no rational basis in this situation for establishing an 
appropriate cap for dusky shark catches in any individual fishery or 
across fisheries that interact with them, or to know what level of 
catch would effectively and appropriately constrain fishing mortality. 
Consequently, the amended rebuilding plan does not contain measures 
that would rely upon absolute catch or discard estimates, such as a 
quota or sector ACLs. Instead, the measures in Amendment 5b focus on 
reducing the rates and relative levels of mortality. The measures in 
this action will achieve the necessary mortality reductions through 
other means, including bycatch reduction, safe release requirements, 
gear modifications and training that reduce at-vessel and post-release 
mortality rates, and outreach and education to improve compliance rates 
and data collection, in addition to the measures adopted in the 2008 
rebuilding plan. Additionally, with improved species identification 
training, data collection on recreational dusky shark catches should 
improve by reducing the occurrence of ``unidentified'' sharks in catch 
reports and surveys and increasing confidence in the reported catch of 
dusky sharks. As data collection improves, catch-based assessments and 
management measures may become feasible in the future.
    Comment 6: NMFS should establish bycatch caps between fishery 
sectors within the Consolidated HMS FMP, as well as between non-HMS 
FMPs as a ``preferred alternative'' in the final Amendment 5b. At a 
minimum, NMFS should coordinate bycatch caps among the HMS fisheries, 
Gulf of Mexico reef fish bottom longline fishery, and South Atlantic 
snapper-grouper bottom longline fishery, as well as other fisheries 
responsible for dusky shark bycatch and mortality.
    Response: NMFS disagrees that bycatch caps are appropriate for 
further limiting dusky shark mortality. Under Alternatives Considered 
but Not Further Analyzed in Chapter 2 of the FEIS, NMFS includes a 
detailed explanation of why bycatch caps, while helpful for some 
species, are not appropriate for the current situation with the 
available data for dusky sharks. The response to Comment 5 also 
addresses scientific concerns related to establishing dusky shark 
bycatch caps.
    Comment 7: The EPA noted that the 2014 Northwest Atlantic Dusky 
Shark Status Review Report identified hook time, correlated with soak 
time, as a significant factor in predicting at vessel dusky shark 
mortality. As such, the EPA recommended that NMFS consider providing 
more detail in the FEIS concerning the appropriateness of addressing 
hook soak time as a means of reducing dusky shark mortality in the 
longline fisheries.
    Response: NMFS agrees that there is considerable scientific 
information indicating that shorter hook soak times on bottom longlines 
are correlated with reduced at-vessel and post-release mortality rates 
on many shark species, including dusky sharks. However, as described in 
Section 2.3 of the FEIS (Alternatives Considered but Not Further 
Analyzed), an alternative that would limit soak time is not considered 
to be reasonable at this time because of safety, enforcement, and safe-
handling concerns. During the public comment period of the Amendment 5b 
Predraft, NMFS heard comment from industry that limiting soak time 
could rush fishing operations, particularly on sets with high numbers 
of large fish. In these instances, the crew may need to rush to meet 
soak time restrictions, compromising safety at sea and possibly rushing 
through protected resource safe handling requirements. From an 
enforcement perspective, concerns were raised about effectively 
monitoring such a measure fleetwide absent high levels of observer 
coverage and more general concerns were noted about the enforceability 
of soak times.
    Comment 8: NMFS received a wide range of comments regarding the 
need for a quantitative analysis explaining how the proposed measures 
would achieve the 35-percent reduction in dusky shark mortality. EPA 
and other commenters noted that it was difficult from the analyses in 
the DEIS to clearly evaluate the effectiveness of the different 
alternatives as contributing to the necessary mortality reduction. As 
such, the EPA recommended providing additional information in the FEIS 
to help quantify the impacts of the alternatives and facilitate 
comparisons of alternatives. Another commenter questioned whether the 
qualitative analyses of the proposed alternatives meet the standards 
required by NEPA. Several commenters called upon NMFS to conduct a more 
quantitative analysis of the proposed alternatives in the FEIS to 
demonstrate how they would achieve the targeted 35-percent reduction in 
mortality.
    Response: NMFS has been responsive to these comments in the FEIS, 
which includes more quantitative analysis of the expected impacts of 
the alternatives, to the extent possible using the best available 
scientific information. However, as described in Chapter 4 of the FEIS, 
it is not possible to specifically quantify the projected effect of 
most of the preferred alternatives on the overall dusky shark 
population because total catch and population size are unknown. The 
alternatives in the FEIS include more quantitative discussion than the 
DEIS included for the expected effects on mortality rates of individual 
sharks caught within the affected fisheries, but qualitative

[[Page 16482]]

inferences are still necessary due to the lack of data. Qualitative 
analyses are acceptable within NEPA analyses when quantitative 
resources are lacking. Therefore, while it is not possible to calculate 
the precise mortality reduction of the alternatives, individually or 
cumulatively, NMFS has determined that the best available scientific 
information indicates that the measures in Amendment 5b will end 
overfishing and rebuild the dusky shark stock as required.
    Comment 9: Two commenters suggested that NMFS had not fully 
analyzed a reasonable range of alternatives to end overfishing and 
rebuild the dusky shark stock consistent with NEPA requirements. These 
commenters stated that bycatch caps are within the reasonable range of 
alternatives and are one of the few measures that can objectively 
reduce dusky shark mortality. The commenters believe that by not 
analyzing bycatch caps, NMFS has not analyzed a full range of 
alternatives. These commenters also stated that to comply with NEPA 
requirements, a range of alternatives considering ACLs other than zero 
and additional AMs should be analyzed. Furthermore, it was stated that 
to comply with NEPA, a range of alternatives analyzing the impacts of 
using different probabilities of achieving rebuilding success (i.e., 50 
percent, 70 percent, or 90 percent probability) should have been 
developed.
    Response: The alternatives analyzed in Amendment 5b represent the 
reasonable range of alternatives, consistent with the purpose, need, 
and objectives of the rulemaking, as required by NEPA. Although some 
commenters have identified measures that they believe would better meet 
the objectives of Amendment 5b, not all of them are reasonable. Bycatch 
caps were not considered a reasonable alternative, as detailed in the 
Alternatives Considered but Not Further Analyzed section in Chapter 2 
of the FEIS. See also responses to Comments 5 and 6.
    Regarding the probability of rebuilding, NMFS made a 
scientifically-based determination about the appropriate level of risk, 
given the circumstances here. As discussed in Section 1.2 of the FEIS, 
NMFS has explained the scientific justification for using the 50 
percent probability and explained why 70 percent was not feasible due 
to poor data, uncertainty, and other concerns. The determination of 
which probability to use was not based on ecological, social, or 
economic impacts; rather, it was based on the stock assessment output 
estimates, overfishing risk tolerance, and the level of confidence in 
the output. A more detailed explanation of NMFS' determinations 
regarding the probability of rebuilding is available in the response to 
Comment 25.
    Comment 10: One commenter stated that Amendment 5b is inconsistent 
with National Standard 9 because the action does not provide a means to 
quantify dusky bycatch.
    Response: National Standard 9 of the Magnuson-Stevens Act states 
that ``[c]onservation and management measures shall, to the extent 
practicable: (1) Minimize bycatch; and (2) To the extent bycatch cannot 
be avoided, minimize the mortality of such bycatch.'' Consistent with 
this national standard, over the years, NMFS has implemented 
conservation and management measures to minimize bycatch and bycatch 
mortality of dusky sharks. See Chapter 1 of the FEIS. The Amendment 5b 
measures build upon those bycatch measures, as they are specifically 
designed to reduce at-vessel and post-release mortality rates of dusky 
sharks. In addition, the education and outreach measures will improve 
species identification and accurate reporting of catches of dusky 
sharks and other prohibited species. For an explanation of bycatch 
reporting methodologies for HMS fisheries, see Chapter 3 of the FEIS.
    Comment 11: One commenter stated that state water fishermen are 
interacting with dusky sharks during certain times of the year and that 
those fishermen often misidentify shark species. The commenter stated 
that dealers that purchase the sharks typically take the fisherman's 
word on species identification.
    Response: An important part of Amendment 5b's outreach effort to 
rebuild dusky sharks is working with the ASMFC and the Atlantic states 
to encourage them to reduce dusky shark mortality and implement 
measures that complement NMFS' effort within their jurisdictions. All 
shark dealers in Atlantic states (Maine through Florida) are required 
to obtain a Federal shark dealer permit, per the ASMFC Interstate FMP 
for Coastal Sharks, and must attend a shark identification workshop as 
a condition of their permit. Other members of the public, including 
state dealers in the Gulf of Mexico can attend these workshops and 
states have the option to set up their own workshops for state dealers 
to attend. Any Atlantic shark dealers misreporting shark species 
identification will continue to be referred for enforcement action as 
appropriate.
    Comment 12: Some commenters, including the EPA, suggested that NMFS 
consider extending the requirement to use dehookers or to cut the 
leader close to the hook to recreational shark anglers as well.
    Response: This final rule requires that commercial fishermen 
release all sharks that are not being boarded or retained by using a 
dehooker, or by cutting the gangion no more than three feet from the 
hook as safely as practicable. NMFS does not extend the same 
requirement to the recreational fishery. NMFS already requires 
recreational anglers to release sharks in a manner that maximizes the 
chance of survival, and many anglers do so by using dehookers or by 
cutting leaders close to the hook. At-vessel and post-release mortality 
of dusky sharks in recreational fisheries already appears to be low 
according to the available recreational data in the FEIS (Section 1.2). 
Thus, NMFS will continue to maintain the requirement as written in the 
recreational fisheries without specifying the required method of 
release, because the requirement is already effectively implemented.
    Comment 13: One commenter stated that Amendment 5b is not 
consistent with National Standard 2 because the action does not use the 
best available science. This commenter contends that, although highly 
uncertain, the TAC provided in the 2016 dusky shark stock assessment 
update is the best available science and should be used to provide a 
cap on fishing mortality. Furthermore, this commenter stated that the 
dusky shark bycatch estimates in the National Bycatch Report are the 
best available science and should be used, consistent with National 
Standard 2.
    Response: Amendment 5b is consistent with National Standard 2 and 
uses the best available science, including the 2016 SEDAR 21 stock 
assessment update for dusky sharks. It also relies on scientific advice 
regarding the value or advisability of using certain data as the basis 
for management measures. While certain data were deemed not reliable 
enough to form the basis of management measures, the development of the 
conservation and management measures and impact analyses drew heavily 
from several up-to-date data sources, including logbooks, observer 
reports, fishery-independent surveys, Marine Recreational Information 
Program (MRIP) estimates, and recent scientific research. Results from 
the stock assessment update and the other data sources represent the 
best available science. In acceptance of the 2016 stock assessment 
update as the best available science, NMFS has also accepted its 
recommendation to not use the calculated TACs, as described in

[[Page 16483]]

Section 1.2 of the FEIS and stock assessment update report. While the 
commenter recommended that we use ``the TAC'' in the stock assessment, 
the final 2016 stock assessment update had five different TAC estimates 
ranging from 7,117 to 47,400 lb (3.2 to 21.5 mt) dressed weight (median 
= 27,346 lb (12.4 mt) dressed weight), and NMFS has no scientific basis 
to select one TAC over another, and none of them are considered 
acceptable for management purposes.
    Because the stock assessment uses a catch-free model, it does not 
calculate projected levels of catch. Therefore, these estimates were 
not recommended for use in management according to the stock assessment 
documents. Specifically, the preliminary 2016 stock assessment update 
report stated that, ``[w]e also provided an estimate of the total 
weight of removals associated with different reductions in total F, but 
caution that these are estimates only, and subject to considerable 
uncertainty.'' Additionally, the final 2016 stock assessment update 
recommended that ``projections based on catch-based removals should not 
be considered.'' Therefore, NMFS accepts the recommendations of the 
stock assessment update, and will not use those TAC estimates as a 
basis for any management measures.
    As detailed in Section 1.2 of the FEIS, the values estimated in the 
National Bycatch Report, 1st Edition Update 1 for 2006-2010, used a 
methodology that tended to overestimate dusky shark bycatch in these 
non-HMS fisheries, which was corrected in the subsequent National 
Bycatch Report update for 2011-2013 (Table 1.6). Specifically, because 
there were so few observed dusky shark interactions in the reef fish 
and snapper-grouper BLL fisheries (as supported by Table 1.5), the 
National Bycatch Report (1st Edition Update 1) initially used dusky 
shark catch-per-unit-effort (CPUE) from the shark BLL fishery observer 
program, including the shark research fishery data, and expanded that 
catch rate to the total effort in the BLL fisheries for reef fish and 
snapper-grouper. BLL sets for sharks and reef fish/snapper-grouper are 
different (different gear configurations, soak times, etc.) and are not 
directly comparable. Additionally, because sets for both sharks and 
reef fish/snapper-grouper can occur on the same trip, estimates that 
treated these fisheries completely separately would have resulted in 
double counting of some sharks. The shark research fishery trips target 
sandbar sharks and have a comparatively high interaction frequency with 
dusky sharks, which resulted in artificially inflated values for dusky 
shark bycatch in the non-HMS BLL fisheries. Similar artificially 
inflated estimates were made in the vertical line and troll fisheries, 
where observed dusky shark interactions are near zero. Therefore, the 
dusky shark estimates provided in the National Bycatch Report, 1st 
Edition Update 1 (using 2006-2010 data) are considered invalid for use 
in management. The methodology used to estimate dusky shark bycatch in 
the National Bycatch Report, 1st Edition Update 1 was not used in the 
subsequent National Bycatch Report updates due to these issues. 
Additionally, these extrapolated catch estimates were not accepted for 
use in the SEDAR 21 stock assessment and update, which used catch-free 
models, further supporting NMFS' determination that these estimates are 
not acceptable for use in management.
    Comment 14: The EPA submitted a comment recommending additional 
environmental justice information in the EIS. Specifically, the EPA 
recommended that NMFS include the evaluation of environmental justice 
populations within the geographic scope of the projects. The EPA 
recommended that NMFS substantiate and include in the EIS whether the 
proposed alternatives have any potential for disproportionate adverse 
impacts to minority and low-income populations. The EPA also 
recommended that the EIS include the approaches used to foster public 
participation by these populations and describe outreach conducted to 
all other communities that could be affected by the project, because 
rural communities may be among the most vulnerable to health risks 
associated with the project.
    Response: NMFS appreciates these recommendations from the EPA and 
has added additional information in the environmental justice 
discussion in Section 9.4 of the FEIS.
    Comment 15: The EPA recommended providing summaries of any studies 
or other scientifically-supportable information that supports the 
assumption that recreational and commercial shark identification 
training will reduce dusky shark mortality through decreased 
misidentification and increased understanding of regulations.
    Response: The Alternative A2 ecological impacts section of Chapter 
4 of the FEIS details how species identification outreach can reduce 
mortality of elasmobranchs. Research on other U.S. Atlantic prohibited 
elasmobranch species has demonstrated that focused outreach and species 
identification training can improve compliance rates with prohibited 
species regulations to over 98 percent, including reducing illegal 
landings by 95 percent (Curtis and Sosebee 2016). Additionally, angler 
education programs that train recreational fishermen in safe fishing, 
handling, and release techniques result in reduced post-release 
mortality rates (Poisson et al. 2016).
    Comment 16: The EPA submitted a comment questioning the 
effectiveness of dusky shark species identification training, 
specifically with respect to Galapagos sharks. Galapagos sharks are 
very difficult to differentiate from dusky sharks. The EPA stated that 
while U.S. fishermen likely fish in areas overlapping with dusky shark 
distribution rather than Galapagos shark distribution, it is very 
difficult to tell the two species apart. The EPA contends that dusky 
sharks are morphologically very similar to, and genetically 
indistinguishable from, Galapagos sharks. Vertebral counts and subtle 
dorsal fin differences are characteristics used to distinguish the two 
species and are unlikely to be used without lethally exposing the 
vertebral column or comparing side-by-side specimens of the two 
species. The EPA stated that it is unclear how better species 
identification would resolve species identification difficulties.
    Response: NMFS is aware of the difficulty in differentiating 
between dusky and Galapagos sharks and the emerging research examining 
genetic differences. However, both species are prohibited from 
retention and landings, thus, both would be released by any fishermen 
catching and confusing the species. Because both species are 
prohibited, NMFS does not see an immediate sustainability threat to 
dusky sharks due to misidentification between the two species.
    Comment 17: The EPA submitted a comment stating that juvenile dusky 
sharks look very similar to juvenile sandbar, Galapagos, and silky 
sharks, even if adults are more readily identifiable. They were 
concerned that misidentification among the four species could reduce 
the effectiveness of efforts to reduce dusky shark mortality.
    Response: NMFS acknowledges the species identification challenges 
with juvenile dusky sharks and similar-looking species, which has been 
a chronic hindrance to estimating catches and assessing the stock with 
catch-based methods. However, the measures in Amendment 5b will reduce 
mortality rates on all sharks in the affected fisheries, and improve 
species identification. Because all four of the species mentioned in 
the EPA's comment are prohibited in the recreational fishery and cannot 
be

[[Page 16484]]

retained by pelagic longline fishermen, NMFS does not see an immediate 
sustainability threat to dusky sharks due to misidentification among 
these four species.
 B. Annual Catch Limits (ACLs) and Accountability Measures (AMs)
    Comment 18: One commenter stated that NMFS should not set the dusky 
shark ACL equal to zero. Instead, the commenter felt the Agency must 
use the best scientific information currently available to set a 
precautionary ACL that accounts for bycatch interactions of dusky 
sharks in each fishery that catches dusky sharks and propose AMs to 
ensure adherence to the ACL (including the current prohibition on 
retaining dusky sharks). Another commenter stated that dusky sharks 
should not be grouped with the other prohibited sharks under the same 
ACL.
    Response: Amendment 3 to the HMS FMP (2010) implemented a mechanism 
for establishing ACLs and AMs for each of the shark management groups. 
For sharks in the prohibited shark complex, this methodology was not 
applied because the fisheries were closed and landings were prohibited. 
Therefore, the ACL was considered to be zero, as clarified in this 
Amendment. Recent revisions to the NS 1 guidelines (81 FR 71858; 
October 18, 2016), specify that if an ACL is set equal to zero and the 
AM for the fishery is a closure that prohibits fishing for a stock, 
additional AMs are not required if only small amounts of catch 
(including bycatch) occur and the catch is unlikely to result in 
overfishing. See 50 CFR 600.310(g)(3).
    Here, the ACL for the prohibited shark complex continues to be set 
equal to zero, and the existing AM for all of the stocks in the 
prohibited shark fishery is a closure that prohibits fishing for the 
stocks. Inclusion of a species in the prohibited stock complex means 
that all commercial and recreational retention is prohibited and the 
fishery is closed (see Sec.  635.28(b)(1)(iv)). Thus, AMs in addition 
to the closure are not required if only small amounts of catch occur 
and the catch is unlikely to result in overfishing. There is no 
information suggesting that overfishing is occurring on species in the 
prohibited shark complex, except for dusky sharks, and the Amendment 5b 
rulemaking is undertaking AMs to end that overfishing.
    NMFS notes that there would be policy and scientific/data concerns 
if we were to specify an ACL other than zero for the prohibited shark 
complex, including dusky sharks. As noted in the response to Comment 
13, there was a high level of uncertainty in the 2016 assessment 
update, given limited data on dusky sharks, multiple data sources, and 
five plausible model scenarios. The update had five different TAC 
estimates, and these estimates were so uncertain and wide-ranging as to 
be inappropriate for management use according to the SEDAR 21 stock 
assessment. NMFS does not have a basis for picking one model scenario 
over another and is concerned that setting an ACL based on the highly 
uncertain TAC estimates could encourage increased catch. Furthermore, 
allowing catch or landings, even at low levels, could send a message to 
fishermen that interactions are permissible at some level and could 
disincentivize avoidance of interactions, which is one of the goals of 
the measures adopted in this Amendment. Thus, dusky sharks remain in 
the prohibited shark complex, with an ACL set at zero. The measures 
adopted through Amendment 5b, in addition to the continuation of 
measures adopted as part of the dusky shark rebuilding plan, are AMs.
    Regarding the comment that dusky sharks should be removed from the 
prohibited shark group and managed separately, separating dusky sharks 
and the other prohibited sharks under separate ACLs, each equal to 
zero, would not provide any meaningful advantage for any prohibited 
species over the approach being used. Catch and bycatch estimates, to 
the extent they are available, will still be tracked individually for 
each species and in any future assessments for prohibited sharks. 
Grouping all prohibited sharks under a single ACL does not preclude 
NMFS from considering management measures to address any sustainability 
concerns for any single stock, as evidenced by the actions in Amendment 
5b. In summary, NMFS has determined that specifying an ACL of zero for 
the prohibited shark complex, which includes dusky sharks, is 
appropriate and consistent with the NS1 guidelines and requirements of 
the MSA.
    Comment 19: Another commenter stated that NMFS has essentially 
operated under an ACL of zero since retention of dusky sharks was 
prohibited in 2000, has failed to track or limit bycatch of dusky 
sharks or enforce any limit of bycatch mortality with accountability 
measures, and in doing so has failed to end overfishing of the stock.
    Response: NMFS disagrees. Dusky sharks have been prohibited since 
2000, but ACLs were not established for HMS-managed sharks until 
Amendment 3 (2010). As clarified in this Amendment, the ACL for the 
stocks in the prohibited shark complex, including dusky sharks, is 
zero. The recreational and commercial fisheries for dusky sharks are 
closed, and the measures adopted in this amendment will ensure that 
only small levels of bycatch will occur and will not lead to 
overfishing. Contrary to the commenter's assertions, NMFS has taken 
significant management actions to address dusky shark overfishing since 
the prohibition for dusky sharks went into effect and has continuously 
monitored bycatch levels using all available data sources (see Section 
1.2 of the FEIS). The first dusky shark stock assessment was completed 
in 2006. As a result of that assessment, in 2008, NMFS established a 
rebuilding plan for dusky sharks and implemented major changes in the 
shark fisheries that changed how all directed shark fishermen conduct 
their business (e.g., creation of the shark research fishery, severe 
reduction of sandbar shark quota to reduce dusky shark bycatch, 
reduction in the trip limit, etc.). Since that time, there have been 
other actions in HMS fisheries, such as the implementation of Amendment 
7, that have resulted in significant changes throughout HMS fisheries, 
not just shark fisheries. According to the SEDAR 21 dusky shark stock 
assessment update, NMFS' management of dusky sharks has significantly 
reduced fishing mortality on dusky sharks, but not yet completely ended 
overfishing. Dusky sharks have experienced improvements in their stock 
status outlook as described in the 2016 stock assessment update and 
Section 1.2 of the FEIS. Overfishing has been reduced substantially 
(median F2015/FMSY ratio of five scenarios = 
1.18, compared to F2009/FMSY = 1.59 in the 
previous assessment). As detailed in the ecological impacts section of 
Chapter 4 of the FEIS, the management measures in Amendment 5b, which 
are AMs, will build on the success of past measures by further reducing 
bycatch mortality and ending overfishing. Additionally, NMFS has 
continually tracked dusky shark bycatch over time through numerous 
fishery-dependent monitoring programs (observers, logbooks, 
recreational surveys, etc.), as detailed in Section 1.2 of the FEIS.
    Comment 20: One commenter stated that the National Standard 1 
provision at 50 CFR 600.310(g)(3) should not apply to the dusky shark 
fishery. See response to Comment 18 for explanation of the provision. 
The commenter contends that (1) the dusky shark fishery is not closed 
as several fisheries that are known to interact with dusky sharks are 
still open; (2) overfishing is still occurring in the dusky shark 
fishery; and (3) bycatch is not small

[[Page 16485]]

considering the average annual number of dusky sharks caught as bycatch 
(529 per year according to the DEIS) is more than double the highest 
estimated TAC of adult dusky sharks (which the commenter calculated 
would be 249 dusky sharks by dividing the estimated TAC in the 
assessment by a potential average dressed weight of a mature dusky 
shark) that would provide a 70-percent chance of rebuilding by 2107, 
according to the recent SEDAR 21 update. The commenter also stated that 
the DEIS did not specify a threshold for determining what level of 
bycatch is ``small.''
    Response: As discussed in Section 1.2 of the FEIS, the ACL/AM 
provisions for dusky sharks in Amendment 5b meet the conditions set 
forth in the NS 1 guidelines. First, the dusky shark fishery is closed, 
as explained in response to Comment 18. Second, measures under 
Amendment 5b and this rule will end overfishing for dusky sharks and 
ensure that the small levels of bycatch are unlikely to lead to 
overfishing. NMFS notes that the estimated level of overfishing for 
dusky sharks in the current stock assessment update is not high (median 
of five plausible model scenarios is F2015/FMSY 
is 1.18; values >1 indicate overfishing).
    Third, for all sharks in the prohibited shark complex, only small 
amounts of catch (including bycatch) occur. The NS1 guidelines do not 
provide a definition or detailed guidance on what constitutes a 
``small'' amount of bycatch. However, the available data show that 
prohibited shark species--including dusky sharks--are not commonly 
caught as bycatch in HMS or other fisheries. Prohibited sharks as a 
group have observed bycatch amounts in the 10s and 100s of individuals. 
By comparison, many fish stocks have observed bycatch amounts estimated 
in the hundreds and thousands of metric tons, and prohibited shark 
species collectively represent a small portion of total shark bycatch 
across all fisheries (U.S. National Bycatch Report, First Edition 
Update 2, 2016). With regard to the commenter's TAC calculation, as 
detailed in the response to Comment 13, the TACs estimated in the 2016 
stock assessment update are not considered acceptable for management. 
Thus, direct comparisons of the observed mortalities summarized in 
Section 1.2 of the FEIS against the TACs estimated in the stock 
assessment update are not appropriate.
    In addition to requiring that the bycatch be ``small,'' the NS1 
guidelines specify that catch be unlikely to lead to overfishing. 
According to the available analyses, certain prohibited shark species--
basking sharks (Campana, 2008), night sharks (Carlson et al., 2008), 
sand tiger sharks (Carlson et al., 2009), white sharks (Curtis et al., 
2014), and bigeye thresher sharks (Young et al., 2016)--are not 
experiencing overfishing. While such analyses have not been completed 
for all of the prohibited shark species, there is no information 
suggesting that overfishing is occurring on species in this complex, 
except for dusky sharks, and the Amendment 5b rulemaking is undertaking 
AMs to end that overfishing.
    Comment 21: One commenter stated that the 50 CFR 600.310(g)(3) 
provision does not exist in the Magnuson-Stevens Act, and the Supreme 
Court has held that Federal agencies cannot create exemptions to a 
statute that Congress did not already include.
    Response: Section 50 CFR 600.310(g)(3) from the National Standard 1 
guidelines is consistent with, and not an exemption to, the Magnuson-
Stevens Act. The Act requires that FMPs establish ACL/AM mechanisms 
with the goal of preventing overfishing from occurring, 16 U.S.C. 
1853(a)(15). Section 600.310(g)(3) explicitly provides that its 
provisions may be invoked if there is an ACL of zero, an AM that is a 
closure, and ``catch is unlikely to result in overfishing.'' Response 
to comment 46 in the final National Standard 1 guidelines revisions (81 
FR 71858; October 18, 2016) explains that Sec.  600.310(g)(3) is an 
optional tool that will only apply to a limited set of cases where 
there is no way to account for the small amounts of bycatch occurring 
and, therefore, it is not pragmatic to establish AMs to try to account 
for such small amounts of bycatch that are unlikely to result in 
overfishing. NMFS notes that, as a statutory matter, the national 
standard guidelines do not have the force and effect of law, 16 U.S.C. 
1851(b). Consistent with Magnuson-Stevens Act requirements, as detailed 
in Chapter 4 of the FEIS, there is an ACL/AM mechanism for prohibited 
shark species, and bycatch of dusky sharks is unlikely to result in 
overfishing under the Amendment 5b management measures.
    Comment 22: A few commenters objected to setting the dusky shark 
ACL to zero on the grounds that it will lead to further restrictions in 
fisheries that interact with dusky sharks as the population recovers 
and interactions with the species increase accordingly due to their 
increasing abundance. With an ACL set equal to zero, NMFS would have no 
way to measure success, and dusky shark will inevitably become another 
choke species that will lead to unnecessary fisheries closures that the 
commercial and recreational fisheries cannot afford.
    Response: The Magnuson-Stevens Act requires fishery management 
measures to end and prevent overfishing and to rebuild overfished 
stocks. An ACL of zero for the prohibited shark complex, including 
dusky sharks, in conjunction with the continuation of measures adopted 
in the dusky shark rebuilding plan thus far (e.g., Amendment 2) and the 
new AMs outlined in Amendment 5b, will prevent overfishing. NMFS agrees 
that as the population recovers and the dusky shark stock increases, an 
increase in interactions could occur. NMFS will continue to monitor 
dusky sharks through the available fishery-dependent and -independent 
data sources, and future stock assessments, and consider additional 
management measures in the future if necessary.
    Comment 23: One commenter stated that, while NMFS' intention to 
monitor bycatch levels of prohibited sharks is necessary, there are no 
means to determine if bycatch mortality falls within safe ranges 
because nearly all the prohibited shark species have not undergone a 
stock assessment. Furthermore, the commenter stated that each of the 
prohibited shark species is unique with different life history traits, 
different bycatch levels, and different vulnerabilities. To address 
this concern, the commenter suggested creating four subgroups of 
prohibited shark species reflecting high and low levels of fishery 
interactions and high and low vulnerability based on life history 
traits. The commenter felt these subgroups could provide a way to 
prioritize monitoring and stock assessments, and those species with a 
high vulnerability and high fishery interactions could be prioritized 
over those with a low vulnerability and low fishery interactions. The 
commenter noted that this process could occur outside of the Amendment 
5b rulemaking process.
    Response: Many of the prohibited sharks do not have stock 
assessments. Stock assessments for prohibited species are often 
complicated by a near or complete lack of data. However, as this 
commenter noted, there are ways to prioritize monitoring and stock 
assessments among the prohibited sharks. NMFS has used methods to 
prioritize monitoring and stock assessments of prohibited sharks since 
first beginning management of Atlantic sharks with the 1993 FMP. Based 
on this prioritization, an initial analysis was performed of sharks 
that have more vulnerable life history traits and presumably higher 
levels of fishery interaction. Based on this information, retention of 
dusky sharks was

[[Page 16486]]

prohibited through the 1999 FMP, effective in 2000.
    The Brief Management History section of Chapter 1 has more detail 
and final rule references for this action. NMFS later created a 
Vulnerability Evaluation Working Group in 2008 to provide a methodology 
to determine vulnerability (a function of both biological productivity 
and susceptibility to fisheries) of a wide range of U.S. fish stocks 
(Patrick et al. 2009, 2010). Atlantic HMS sharks, including prohibited 
species, were part of this Productivity and Susceptibility Analysis 
(PSA), which found that the vast majority of prohibited species fell in 
the same region of the PSA plot (see Figure 5 in Patrick et al. 2009) 
indicating similar vulnerability. It was noted in the document that 12 
of the 14 prohibited species had some of the lowest susceptibility 
scores of all HMS Atlantic sharks. NMFS welcomes comments on ways to 
improve the stock assessment prioritization process, and may consider 
such changes in the future. However, this comment remains beyond the 
scope of Amendment 5b.
C. Dusky Shark Stock Assessment and Mortality Reduction Targets
    Comment 24: One commenter noted that the dusky shark assessment 
update may not be accurate because it did not consider several issues, 
including fishermen avoidance of the species since 2000; the potential 
non-reporting of dusky shark catches; flaws in some fishery independent 
surveys to account for range shifts due to climate change and other 
factors; and continuing problems in species identification. That 
commenter felt the next assessment should be a benchmark assessment 
that considers these issues. Another commenter noted the need to 
conduct a benchmark assessment for dusky sharks to address these and 
straddling stock (trans-international boundary) issues. Commenters also 
stated that future dusky shark stock assessments should include data 
from Mexican and Cuban water fisheries that also interact with dusky 
sharks.
    Response: Both the SEDAR 21 dusky shark stock assessment and stock 
assessment update acknowledge the uncertainties in all of the input 
data sources. However, these uncertainties were characterized to the 
extent possible and accounted for within the assessment model runs. 
NMFS has not yet scheduled the next dusky shark stock assessment, and 
agrees that the next dusky shark assessment should include a review of 
all available data sources, and should also investigate methods for 
addressing changes in management and fishing behavior, the validity of 
fishery-independent sources, environmental factors, potential data from 
neighboring nations that may catch dusky sharks, and other relevant 
information to improve the assessment.
    Comment 25: Some commenters were opposed to NMFS' decision to use 
mortality reduction targets estimated to provide a 50-percent 
probability of rebuilding the dusky shark stock by 2107. They contend 
that previous actions involving Atlantic HMS sharks have generally used 
the 70-percent probability for other sharks and that NMFS, in the 
Predraft for Amendment 5b, stated that the 70-percent probability is 
the most appropriate. The commenters stated that the necessary 
mortality reductions should reflect the 70-percent probability 
threshold given the fact that previous measures have failed to end 
overfishing over the last 10 years. One commenter stated that NMFS' 
rationale for using the 50-percent probability is incorrect. The 
commenter stated that while NMFS chose the 50-percent probability 
because the dusky shark assessment was highly uncertain, it was no more 
uncertain than the last dusky assessment and assessments for other 
shark species. The commenter also stated that NMFS chose the 50-percent 
probability because the assessment results were more pessimistic than 
expected, so NMFS changed the mortality reduction objective rather than 
properly addressing the results of the assessment. One commenter who 
supported the use of a 50-percent probability threshold noted that 50-
percent is a commonly used standard that has been judicially-approved 
for ending overfishing and the 50-percent threshold makes sense given 
the higher level of uncertainty associated with the update compared to 
past stock assessments.
    Response: NMFS' determination to use the fishing mortality 
reduction associated with a 50-percent probability of rebuilding by 
2107 is a standard approach in many NMFS stock rebuilding plans, is 
consistent with the Consolidated HMS FMP, and is scientifically 
justified as detailed in Section 1.2 of the FEIS. While NMFS typically 
uses a 70-percent probability for Atlantic highly migratory shark 
species, the 2016 update has a higher level of uncertainty than other 
shark assessments and presents a more pessimistic view of stock status 
than was expected based on a preliminary review of similar information 
and other available information. Such information includes the 
information reviewed in the ESA Status Review, reductions in U.S. fleet 
fishing effort due to management actions not reflected in the 2016 
stock assessment update, and improved age and growth information 
indicating that dusky sharks have faster age and growth dynamics than 
previously thought, which likely results in higher productivity than 
that considered in most of the model scenarios of the 2016 stock 
assessment update (Natanson et al., 2014). It is possible that the 
``high productivity'' model scenario encompassed the effects of this 
new life history information, while also reducing the plausibility of 
the ``low productivity'' scenario. This information could not be 
directly used in the 2016 assessment update, because assessment updates 
only incorporate data inputs (e.g., time series, life history 
parameters, etc.) that were previously vetted through the SEDAR process 
and approved as part of the most recent benchmark assessment. Here, 
that was the 2011 benchmark stock assessment (SEDAR 21). Based on its 
review of the 2016 update, understanding about the operation of the HMS 
fisheries under current management measures, and other available 
information, the F estimate associated with the 50-percent probability 
more accurately reflects current fishing pressure and accounts for the 
new information on dusky shark productivity than the F estimate 
associated with the 70-percent probability. Because of these issues, 
NMFS decided it was appropriate from a scientific perspective to use 
the F reduction associated with the 50-percent probability of 
rebuilding by the deadline in Amendment 5b. Using the F reduction 
associated with a 50-percent probability, rather than a 70-percent 
probability, appropriately reflects this change in risk tolerance while 
remaining sufficiently precautionary and is consistent with the 
standard used in rebuilding plans for most NMFS-managed stocks.
    From a statistical perspective, the wider confidence band in the 
projections results in the F estimate associated with a 70-percent 
probability being substantially lower than the apical value (the value 
at the peak of the distribution of F estimates). Thus, the F reduction 
associated with 70-percent goes well beyond what NMFS would consider 
appropriately precautionary even for species with relatively slow life 
history such as sharks. NMFS also notes that the rebuilding year (i.e., 
length of time the species could rebuild with no fishing mortality plus 
one mean generation time) was calculated using a 70-percent 
probability, as is typically done in assessments, which additionally

[[Page 16487]]

increases the likelihood of achieving rebuilding within the mandated 
time period. Furthermore, while the probability of rebuilding the dusky 
shark stock by 2107 with a 35-percent mortality reduction is 50 
percent, the probability of this mortality reduction immediately ending 
overfishing is approximately 77 percent according to the results of the 
final 2016 stock assessment update.
    Comment 26: One commenter specifically called for an ACL that will 
achieve at least a 50-percent reduction in dusky shark fishing 
mortality across all fisheries to ensure a 70-percent probability of 
successfully rebuilding by 2107, as designated by the U-Shaped 
mortality scenario described in the DEIS and the recent SEDAR 21 stock 
assessment update. Another commenter suggested that only an 8-percent 
reduction in fishing mortality is necessary because the U-shaped 
mortality scenario F/FMSY is only 1.08.
    Response: NMFS acknowledges that the 2016 stock assessment update 
provided five different model runs, all of which represent plausible 
states of nature for the dusky shark stock, consistent with the SEDAR 
21 benchmark assessment. However, as described in the assessment 
documents and Section 1.2 of the FEIS, there is no scientific basis to 
select one model run over another. Therefore, consistent with the 
approach used in comparable situations in other stock assessments, a 
multi-model inference was made using the results of the median model. 
In this case, the U-shaped Natural Mortality model run recommends a 53-
percent reduction in mortality to achieve a 70-percent probability of 
rebuilding by 2107. As described in the response to Comment 25 above, 
use of a 50-percent probability of rebuilding is warranted in this 
case. Therefore, NMFS has determined that the best available scientific 
information supports the use of the median model and a mortality 
reduction associated with a 50-percent probability of rebuilding by the 
deadline (i.e., 35 percent). Furthermore, there is no acceptable ACL 
associated with achieving any of the mortality reductions presented in 
the stock assessment update, as described in Section 1.2 of the FEIS. 
The ACL for the prohibited shark complex is zero, and this action is 
reducing mortality on dusky sharks using other measures since there are 
insufficient data to quantify catch or TACs with any certainty. 
Finally, NMFS disagrees that under the U-shaped mortality scenario, 
only an 8 percent mortality reduction is needed. An 8-percent mortality 
reduction may end overfishing, but would not rebuild the stock as 
required. A 35-percent mortality reduction is needed to end overfishing 
with a 50 percent probability and will be achieved by the measures 
adopted in this Amendment.
    Comment 27: The EPA suggested clarifying why it is appropriate to 
set a 35-percent mortality reduction target for dusky sharks when the 
2011 stock assessment recommended a 58-percent decrease relative to 
2009 levels.
    Response: The mortality reduction targets changed after the 2016 
assessment update and, as described in the response to Comment 25, NMFS 
has determined that Amendment 5b measures should reduce dusky shark 
mortality by 35 percent to end overfishing and rebuild the stock 
consistent with the most recent assessment update.
    As detailed in Chapter 1, the 2011 SEDAR 21 dusky shark stock 
assessment used data through 2009. After finalizing that stock 
assessment and beginning rulemaking to implement a rebuilding plan for 
dusky sharks, it became apparent that management measures implemented 
after 2008 in HMS fisheries (e.g., measures in Amendment 2) had reduced 
dusky shark interactions and mortality. Furthermore, fishery-
independent abundance indices prepared for the ESA status review showed 
increasing dusky shark population trends. Consequently, the Agency 
prioritized an update to the SEDAR 21 dusky shark stock assessment, 
using data through 2015, to incorporate recent management changes and 
updated fishery-independent indices. The SEDAR 21 dusky shark stock 
assessment update found that while the stock is still overfished and 
experiencing overfishing, the stock status was healthier than shown in 
the original SEDAR 21 assessment.
D. Shark Endorsement, Training, Species Identification, and Outreach
    Comment 28: NMFS received numerous comments in support of the shark 
endorsement (Alternative A2), including from the South Atlantic Fishery 
Management Council (SAFMC), and the States of North Carolina, South 
Carolina, and Texas. NMFS received comments expressing concerns and 
recommendations regarding the shark identification and training quiz. 
The State of Mississippi commented that shark species misidentification 
is not a problem in Mississippi waters. One comment stated that a test 
to obtain a permit was unheard of in salt and freshwater fishing and 
many fishermen may decide simply not to fish for sharks to avoid the 
burden of the online course. Another commenter noted that because 
hunters need to take a safety class with bird identification in the 
State of Florida to get a hunting license, an online class such as what 
is proposed and another for all HMS species, particularly in regard to 
reporting requirements, in order to receive a vessel permit is 
reasonable. Another comment indicated that misidentification and lack 
of data are the underlying issues facing the rebuilding of dusky 
sharks, and both of these can be properly and sufficiently addressed 
through a comprehensive HMS shark endorsement program (as outlined in 
Alternative A2) with online education modules during issuance and 
renewal of the endorsement. The commenter suggested that the quiz 
should focus on prohibited species identification (specifically dusky, 
sandbar, or ridgeback sharks), best practices for safe handling 
interaction, and a cooperative data collection initiative through 
reporting requirements. The commenter felt that cooperatively 
increasing fisherman knowledge and understanding of resource 
interactions allows for responsible management while also creating a 
sense of responsibility and stewardship of the resource. Lastly, 
another commenter noted that most anglers who have the time, resources, 
and knowledge to fish offshore already know how to properly identify a 
fish before harvesting it.
    Response: NMFS recognizes that the shark identification and 
regulations quiz accompanying the proposed shark endorsement represents 
a novel measure in the realm of marine recreational fisheries; however, 
it is by no means unprecedented in the realm of conservation 
management. As one of the supporting commenters noted, hunters in the 
State of Florida are required to take hunter safety classes that 
include a bird identification section, and similar hunter safety 
courses are required in almost all states. Compared to hunter safety 
courses, which historically could last an entire day or more, the 
proposed shark identification and regulations training course and quiz 
will place minimal burden on recreational anglers as it is intended to 
take only a few minutes to complete, while still conveying the 
necessary information in an efficient manner. The quiz will focus on 
dusky shark conservation to more effectively meet sustainability goals. 
Additionally, many commercial fishermen that pursue HMS fisheries have 
long been required to take extensive training workshops on the 
identification and safe release of protected species that can take a 
full day to complete. NMFS has identified

[[Page 16488]]

accidental landings due to misidentification as one of the primary 
sources of dusky shark mortality in the recreational fishery. NMFS 
considered several alternatives to address this problem including 
drastically increasing the minimum size for sharks and making the 
recreational shark fishery catch-and-release only. Both of these 
alternatives will have been assured to largely end accidental landings 
of dusky sharks in Federal waters, but will have had a far greater 
impact on the recreational fishery while doing far less to target the 
underlying issue of misidentification. As such, NMFS decided to prefer 
the more targeted approach of education and communication that could be 
provided by the shark identification and regulation training course and 
quiz. NMFS realizes that many recreational HMS anglers already know how 
to identify HMS species, including dusky sharks, and are familiar with 
HMS regulations. However, NMFS cannot be assured of getting the 
necessary information to those anglers who need it without requiring it 
of all Federal water anglers that wish to target and land sharks.
    Comment 29: NMFS received a comment from the State of South 
Carolina which noted that they do not oppose the requirement for the 
shark endorsement for HMS permit holders fishing in Federal waters, but 
stated that NMFS needs to remove the phrase ``fishing for sharks 
recreationally'' to make it clear that the endorsement is needed to 
land sharks caught in Federal waters whether the angler in question was 
targeting sharks or not. The State of South Carolina Department of 
Natural Resources (South Carolina DNR) also stated that the proposed 
shark endorsement is in direct conflict with South Carolina law Section 
50-5-2725 because permits are not required for the possession of sharks 
in South Carolina state waters. South Carolina DNR stated that, 
therefore, South Carolina would not enforce this final rule in its 
state waters.
    Response: This final rule does not conflict with or preempt any 
state regulations, nor does it place any enforcement requirements on 
states. Recreational shark anglers fishing exclusively in state waters 
will not be required to obtain the shark endorsement just as they are 
not required to obtain an Atlantic HMS Angling or Charter/Headboat 
permit, and states need not enforce Federal regulations against shark 
anglers who do not hold Federal permits. However, those recreational 
shark anglers that wish to target, retain, and land sharks in Federal 
waters will be required to obtain a shark endorsement along with their 
Atlantic HMS Angling or Charter/Headboat permit. Once the angler has a 
Federal permit, as a condition of that permit, the angler must abide by 
the Federal regulations, regardless of where they are fishing, 
including in state waters, unless the state has more restrictive 
regulations, as specified in the Final Fishery Management Plan for 
Atlantic Tunas, Swordfish, and Sharks (64 FR 29090; May 28, 1999). HMS 
permit holders have been required to follow federal requirements in 
state waters as a condition of obtaining a federal permit since 1999 
for commercial permit holders and since 2006 for recreational permit 
holders. As explained in the FEIS for the 2006 Consolidated HMS Fishery 
Management Plan, the previous differing requirements between state and 
Federal regulations and the inability to verify whether or not a 
particular fish onboard a vessel was caught in state waters or Federal 
waters generated confusion for the federal permit holders. The states 
have been previously consulted on these Federal permit conditions, and 
are regularly consulted on all HMS management plan amendments.
    Comment 30: NMFS received a comment that supported the shark 
endorsement and suggested that NMFS implement the shark endorsement in 
non-HMS recreational fisheries that interact with sharks as well.
    Response: NMFS only has authority to manage shark fisheries in 
Federal waters, and any recreational angler fishing in Federal waters 
of the Atlantic, Gulf of Mexico, or Caribbean that wishes to retain 
sharks must possess an Atlantic HMS Angling or Charter/Headboat permit. 
As such, all recreational anglers that fish in Federal waters of the 
Atlantic will be required to obtain the shark endorsement to retain 
sharks. Individual states and the Regional Fisheries Management 
Commissions and Councils have the option to require Atlantic HMS 
permits of anglers fishing in state waters or for non-HMS, but the 
authority to do so lies with them and not NMFS. As stated above, once 
the angler has a Federal permit, as a condition of that permit, the 
angler must abide by the Federal regulations, regardless of where they 
are fishing, including in state waters, unless the state has more 
restrictive regulations.
    Comment 31: Commenters stated that NMFS should include a reporting 
requirement as part of the shark endorsement for all shark landing or 
develop a sampling protocol to survey shark populations to improve data 
reliability in the recreational sector.
    Response: As described in Chapter 2 (under Alternatives Considered 
but Not Further Analyzed), NMFS is not planning to include reporting 
requirements as part of the initial implementation of the shark 
endorsement, which could result in duplicative data collection efforts 
in recreational fisheries (e.g., MRIP, the Large Pelagics Survey 
(LPS)). However, NMFS is hopeful that the endorsement can serve as a 
framework for improving the sampling of recreational anglers that 
target sharks for surveys like those conducted by MRIP. How well this 
works will depend on what percentage of HMS anglers acquire the 
endorsement. The more HMS permit holders that acquire the endorsement, 
the less of a targeted sample it would provide compared to the existing 
HMS Angling and Charter/Headboat permits. However, this is 
counterbalanced by the fact that the more anglers getting the 
endorsement means the more anglers that will be receiving the targeted 
outreach and education materials on shark identification, safe 
handling, and shark fishing regulations, and the more anglers would 
then provide the correct shark identification when responding to 
surveys.
    As for the suggestion to include a reporting requirement in 
conjunction with the shark endorsement, HMS permit holders are already 
required to report their catches and landings when intercepted by NMFS 
catch and effort surveys like MRIP and the LPS. At this time, NMFS is 
not planning to require any additional reporting requirements similar 
to the requirements for billfish, bluefin tuna, and swordfish. The 
mandatory reporting requirement for most of these species is only to 
report fish that are landed (bluefin tuna reporting also includes dead 
discards), and because landing dusky sharks is prohibited, any similar 
reporting requirement for sharks should not provide data on dusky 
catches. NMFS is also reluctant to require reporting on released sharks 
as the agency does not have the authority to extend the requirement to 
state water anglers who are responsible for a significant portion of 
recreational catches and landings for most shark species. This is not a 
concern with other HMS with mandatory reporting requirements as NMFS 
manages bluefin tuna to the shore, and billfish and swordfish are very 
rarely caught in state waters. NMFS is also in the process of reviewing 
the needs of MRIP and the LPS as part of the Regional MRIP 
Implementation Plan. As part of that review, NMFS is

[[Page 16489]]

considering what, if any changes, are needed to improve recreational 
estimates of shark harvest.
    Comment 32: NMFS received comments requesting an option to cancel 
the shark endorsement for fishermen when they are not fishing for 
sharks or sharks are not in their area. Other commenters expressed 
concern that providing an option for cancelling the shark endorsement 
throughout the year would create confusion as to who and when fishermen 
could retain/land sharks during a given year.
    Response: NMFS believes the demand for the option to drop the shark 
endorsement will be largely negated by the new circle hook alternative 
(A6d) that requires endorsement holders to use circle hooks only when 
fishing for sharks, as opposed to the previously preferred alternative 
(A6a), which required the use of circle hooks whenever fishing with 
wire or heavy monofilament or fluorocarbon leader, as the new preferred 
alternative removes any potential conflicts with non-shark fisheries. 
If sharks are to be retained, circle hooks must be used, regardless of 
bait or gear configuration (with the exception of artificial lures and 
flies). NMFS will still provide the option for anglers to drop the 
shark endorsement if they so desire.
    Comment 33: NMFS received a comment from the SAFMC suggesting that 
NMFS include a small fee for the shark endorsement to provide a minor 
barrier to entry. The comment noted that the fee would assist with 
defining the universe of fishermen actually targeting sharks, and thus 
improve the ability of the shark endorsement to provide a targeted 
sampling frame for shark anglers. Other commenters stated that there 
should not be an extra fee for the shark endorsement because the HMS 
Angling Permit already has a fee.
    Response: NMFS has considered the possibility of charging a 
separate fee for the shark endorsement, but has opted not to take that 
direction at this time as it does not represent a standalone permit. 
Additionally, NMFS does not want to unduly discourage permit holders 
from receiving the endorsement as the primary goal of the endorsement 
is to facilitate education and outreach on shark identification, safe 
handling, and fishing regulations while using the endorsement as a 
sample frame for data collection is only a secondary benefit. 
Furthermore, it is generally agreed that those anglers and charter/
headboat captains that do not regularly target sharks, and are more 
likely to only interact with a sharks incidentally, are the ones that 
will most benefit from the educational aspects of the shark endorsement 
while also being the ones most likely to opt not to obtain it if it 
required paying an additional fee. As such, NMFS believes the benefits 
of the shark endorsement to dusky shark conservation will be maximized 
if a fee is not charged. Furthermore, NMFS does not see a need to limit 
entry into the recreational shark fishery to promote dusky shark 
conservation as they are not a target species, but are only caught 
incidentally.
    Comment 34: NMFS received numerous comments regarding the online 
shark identification and training course. One commenter noted that the 
online quiz should be short and quick, and specifically address dusky 
sharks. Another commenter felt that the shark identification quiz 
should focus on prohibited species identification, and best practices 
for safe handling. To improve and evaluate the effectiveness of the 
shark endorsement, one commenter recommended that implementation of the 
endorsement and online training course follow key principles for 
effective e-learning, and include an evaluation component to assess its 
effectiveness at educating permit holders. This commenter submitted 
detailed information on how to approach and evaluate adult learning in 
online training.
    Response: In the interest of minimizing burden to the angling 
public, NMFS intends to keep the shark endorsement short and targeted. 
It will focus on key recreational shark fishing regulations (minimum 
size limits, bag limits, and circle hooks), and key identifying 
characteristics of prohibited shark species such as the interdorsal 
ridge. More detailed information on shark identification and safe 
handling techniques will be distributed to shark endorsement holders 
through targeted outreach materials that the angler can keep on hand 
for future reference. NMFS greatly appreciates the information and 
literature one commenter provided on adult learning and online 
training. NMFS will strive to apply adult learning principles in the 
design of the shark endorsement training and quiz. NMFS intends the 
shark endorsement quiz to be an adaptive tool that will be evaluated on 
a regular basis to determine which questions provide the most 
educational benefit, what topics require the most targeted outreach, 
and how the training course can be improved.
    Comment 35: NMFS received a comment requesting that all applicants 
applying for the shark endorsement be asked to provide an estimated 
number of sharks caught in the previous year. The comment noted that 
many fishermen may choose to get the shark endorsement regardless of 
whether they intend to target sharks ``just in case.'' Providing 
information on the number of sharks caught in the previous year would 
allow NMFS to have a more accurate representation of the universe of 
fishermen targeting sharks in any given year.
    Response: Asking shark anglers to recall the number sharks they 
have caught in the previous year as part of the shark endorsement would 
result in highly inaccurate responses given the long length of the 
recall period (12 months). None of the current MRIP surveys use recall 
periods of anywhere near this length with most using recall periods of 
only two months. This measure is not considered reasonable because it 
would be duplicative with existing recreational fishery data collection 
efforts (e.g., MRIP, LPS) and would not meet the primary objectives of 
this amendment (i.e., ending overfishing and rebuilding dusky sharks). 
Furthermore, the collection of such data would likely be inaccurate and 
difficult, if not impossible, to verify as anglers would need to 
remember all trips and catches from the previous year. Existing data 
collection efforts, while still flawed, produce better catch and effort 
estimates than collection of such information once a year when someone 
is applying for a permit. Additionally, creation of this type of data 
collection would likely be costly in terms of the data management 
infrastructure needed, and the data management clearances required for 
the collection could delay implementation of this action, which is 
needed to end overfishing on dusky sharks. NMFS is currently looking at 
ways to improve MRIP and LPS data collection surveys for all HMS as 
part of its regional MRIP implementation plan. Any changes as a result 
of those data collection methods would result in more reliable 
recreational data than a once-a-year collection of information when 
people are applying for the shark endorsement.
    Comment 36: NMFS received a comment from the SAFMC which noted that 
when applying for the shark endorsement, NMFS should make it clear that 
those fishermen holding the endorsement would need to use circle hooks 
in certain situations and that sharks caught incidentally on J-hooks 
would need to be released. Additionally, the SAFMC noted, when 
presented with the option to apply for the endorsement, NMFS should 
clearly inform fishermen that, without the endorsement, sharks cannot 
be retained.
    Response: NMFS agrees with the SAFMC's comment that it is important

[[Page 16490]]

to make it clear to anglers applying for the shark endorsement that 
circle hooks will be required when fishing for sharks, that sharks 
incidentally caught on J-hooks will need to be released, and that the 
shark endorsement will be required to retain sharks caught in Federal 
waters. All of these issues will be highlighted during the permit 
application process and shark endorsement quiz.
    Comment 37: NMFS received comments suggesting shark fishermen or 
all HMS permitted vessels be required to carry a shark identification 
placard (Alternative A3) instead of taking the online quiz to receive 
the shark endorsement.
    Response: NMFS considered requiring HMS permitted vessels to carry 
a shark identification placard in alternative A3. NMFS did not prefer 
this alternative because while anglers could be required to carry a 
placard that, if used, might help identify dusky and other sharks, 
ensuring that anglers reference the material would be difficult. NMFS 
feels that Alternative A3 will provide for a more passive learning 
experience and does not provide feedback to the angler like the online 
shark endorsement quiz in Alternative A2. However, as part of the 
outreach and education campaign described in Alternative A2, NMFS 
intends to provide additional outreach materials, in addition to the 
placard, that anglers could use as a reference after taking the quiz.
    Comment 38: NMFS received a comment requesting that NMFS require 
all HMS recreational permit applicants participate in a broader 
training course encompassing regulations on all HMS recreational 
fisheries including sharks. The comment noted that the HMS permit 
should be issued on completion of the training course.
    Response: The purpose of this action is to address the specific 
issue of ending overfishing of dusky sharks in the Atlantic, and no 
additional benefit to dusky sharks would likely occur as a result of 
the broader training course suggested by the commenter. Rather, the 
commenter's suggestion was aimed at improving angler knowledge of all 
HMS identification and recreational fishing regulations, which has not 
proven to be a significant issue. Using this action to require all 
anglers applying for an HMS permit to take a broad training course on 
HMS fisheries regulations and species identification to address a minor 
issue that is not targeted exclusively toward ending overfishing of and 
rebuilding dusky sharks is beyond the scope of this action. While such 
a training course might be beneficial, issues of species 
misidentification have not proven to be a consistent problem and driver 
of overfishing in non-shark HMS fisheries. As such, NMFS believes that 
a more targeted course on shark identification and regulations will be 
more likely to achieve the goals of this action.
    Comment 39: NMFS received numerous comments from recreational 
fishermen regarding the impact of the shark endorsement on data 
collection. One commenter noted the shark endorsement would provide a 
better estimate of recreational shark fishermen and increase the 
confidence in MRIP shark catch estimates. Other commenters were 
concerned that the shark endorsement would lead to inflated shark catch 
estimates, further noting that most HMS anglers would choose to get the 
endorsement, regardless of whether they plan to target sharks in order 
to keep the option for shark fishing open. Additionally, one commenter 
felt that the shark endorsement benefit would be minimized by the fact 
that HMS permits are vessel-based; therefore, the permit holder, rather 
than the individuals fishing, would be reporting.
    Response: NMFS expects that the endorsement can serve as a 
framework for improving the sampling of recreational anglers that 
target sharks for MRIP surveys like the LPS. NMFS recognizes that the 
more HMS permit holders that acquire the endorsement, the less of a 
targeted sample it would provide compared to the existing HMS Angling 
and Charter/Headboat permits; however, this should not result in 
inflated estimates of sharks caught in Federal waters. The HMS Angling 
and Charter/Headboat permit lists are already used as sampling frames 
for the LPS and the For-Hire Survey, which provide estimates of shark 
fishing effort and landings by HMS permit holders. If all HMS permit 
holders obtain the shark endorsement, then the survey sampling frames 
would remain the same, and the resulting estimates should be largely 
unchanged. However, the fact that HMS permits, and thus the shark 
endorsement, are vessel-based permits will limit its usefulness as a 
sampling frame for other MRIP surveys that are not vessel based, but 
instead target individual anglers.
    Comment 40: NMFS received comments suggesting that NMFS update the 
shark identification placard to include information for dusky sharks. 
Other commenters felt that a dusky shark identification guide should be 
printed directly on the HMS Angling permit.
    Response: In addition to the shark endorsement, NMFS will be 
conducting an extensive outreach and education campaign on shark 
identification and fishing regulations. This will include updating the 
existing shark identification placard, and developing dusky shark 
specific educational materials that will be distributed at locations 
that anglers frequent, such as tournaments or bait shops, and to 
individuals that acquire the shark endorsement. NMFS does not plan to 
print the shark identification guide directly on the HMS Angling permit 
at this time as this would substantially increase the size of the 
permit. Furthermore, NMFS has received numerous anecdotal accounts that 
anglers rarely read their permits and disseminating information through 
permits may not be effective.
    Comment 41: NMFS received a comment expressing concern regarding 
the impact the proposed dusky measures will have on charter or 
recreational fishing vessels that fish for both sharks and tuna on the 
same trip. In New England, most sharks are caught incidentally when 
fishing for other pelagic species, particularly tuna. The comment noted 
that combined tuna and shark trips are critical for charter fishing 
businesses and anglers should be allowed to fish for both species in 
the same day with the same permit.
    Response: None of the provisions in Amendment 5b are intended to 
prohibit anglers from pursuing sharks and other HMS during the same 
fishing trip. An angler possessing a shark endorsement is not 
prohibited from fishing for other HMS when appropriately permitted to 
do so and consistent with requirements. Permit holders wishing to 
retain sharks will be required to use circle hooks to fish for sharks, 
unless they are fishing in New England waters north of 41[deg]43' N. 
latitude, or are fishing with flies or artificial lures. This boundary 
line for the circle hook requirement was added to the new preferred 
Alternative A6d to eliminate any impacts to the HMS recreational 
fishery outside of the dusky sharks' known range. The exception for 
flies and artificial lures was added because NMFS heard from 
commenters, including the State of Florida and the SAFMC, concerned 
that fly fishing for sharks could inadvertently be impacted by the 
requirement to use circle hooks when targeting sharks with natural 
bait. Although not widely done at this time, some fishermen target 
sharks with fly fishing gear, usually with J-hooks. NMFS does not know 
of instances where cut or whole bait is used when fly fishing for 
sharks, but it is common for the terminal fly to include natural 
components such as bird feathers. Furthermore, it is well known by

[[Page 16491]]

anglers, and verified by research, that artificial lures and flies 
rarely gut hook sharks or other fish species, and are much less likely 
to do the type of tissue or organ damage that leads to post-release 
mortality. For these reasons, in the final action, NMFS has preferred 
to specifically exempt shark fishermen using flies and artificial lures 
from the circle hook requirement.
    Comment 42: NMFS received comments suggesting the need for 
cooperation between the Agency, States, and Councils to ensure that 
outreach materials reach recreational state water fishermen. Commenters 
noted that recreational state-water fishermen have a high likelihood of 
misidentifying sharks. Furthermore, commenters noted recreational 
state-water fishermen in the State of North Carolina potentially are 
interacting with dusky and sandbar sharks depending on time of year and 
weather. The EPA also recommended that NMFS provide incentives to 
tournament organizers, fishery associations, etc., to encourage and 
enlist their participation in increasing fishermen's awareness of 
prohibited shark species identification and regulations.
    Response: NMFS is aware that tournament anglers and anglers that 
fish exclusively in state waters make up a portion of the recreational 
shark fishery, and are likely interacting with dusky and sandbar sharks 
depending on their region and time of year and weather. As such, NMFS 
fully intends to work with the state agencies, commissions, councils, 
and shark tournament organizers to ensure that shark educational and 
outreach materials reach all of these anglers. NMFS will be developing 
a detailed outreach plan for dusky shark conservation efforts that will 
identify points of contact at state agencies, fishery management 
councils, and major shark fishing tournaments with a particular focus 
on those regions where dusky shark interactions are most common. 
Outreach efforts by NMFS will also target recreational fishing 
publications that cater to shark anglers.
E. Alternative A6--Circle Hooks in the Recreational Fishery
    Comment 43: NMFS received various comments regarding the proposed 
circle hook measure's potential to achieve mortality reductions. Some 
commenters felt that circle hooks would reduce the chance of gut 
hooking and increase the chance of post-release survival for dusky 
sharks, consistent with our analyses in the draft Amendment. Other 
commenters support the circle hook requirement for recreational shark 
fisheries but question the effectiveness of the requirement as it 
relates to reaching a 35-percent reduction in mortality given the 
inconsistency of study results between different species of sharks. 
Additionally, NMFS received a comment that noted that Amendment 5b 
lacks sufficient quantitative analysis on how the circle hook 
requirement would achieve mortality reduction. Some commenters felt the 
circle hook requirement would negatively impact fishermen targeting 
other species and cause economic hardships while being unenforceable. 
Other commenters felt that little scientific evidence exists to support 
the mandatory use of circle hooks while some commenters noted that 
circle hooks are designed not to hook anything until they find a hard 
edge, reducing the chances of hooking internal soft tissue, and would 
be beneficial for sharks. Commenters further noted that more research 
is needed on the use of circle, J, and barbless J-hooks. The EPA 
commented that NMFS should provide incentives to tournament operators, 
fishery associations, etc., to encourage and enlist their participation 
in advocating for recreational fishermen's use of circle hooks by all 
Atlantic HMS permit holders participating in fishing tournaments when 
targeting or retaining sharks.
    Response: Circle hooks provide demonstrably positive benefits to 
dusky sharks caught and released in the recreational shark fishery. 
While post-release survival is important for the stock health of most 
species, it can be particularly important for prohibited species 
because post-release mortality is the primary source of fishing 
mortality for the stock. As such, ensuring that dusky sharks are 
released in a condition that maximizes survival is an important way to 
reduce fishing mortality. Most evidence suggests that circle hooks 
reduce shark at-vessel and post-release mortality rates without 
reducing catchability compared to J-hooks, although it varies by 
species, gear configuration, bait, and other factors. Willey et al. 
(2016) found that 3 percent of sharks caught recreationally with circle 
hooks were deep hooked while 6 percent caught on J-hooks were deep 
hooked. A more detailed examination of these data provided to NMFS by 
Willey et al. indicated even greater positive impacts specific to dusky 
sharks, showing a deep-hooking rate of 6 percent for circle hooks and 
17.5 percent for J-hooks in dusky sharks (N=230); a reduction of 66 
percent. Campana et al. (2009) observed that 96 percent of blue sharks 
that were deep hooked were severely injured or dead while 97 percent of 
sharks that were hooked superficially (mouth or jaw) were released 
healthy and with no apparent trauma. Therefore, assuming that deep 
hooking in dusky sharks results in comparable post-release mortality 
rates to those of blue sharks (96 percent), converting recreational 
shark fisheries from J-hooks to circle hooks should reduce the 
mortality rate of hooked dusky sharks by 63 percent ((17.5%-6.0%/17.5%) 
* 96% = 63%). By requiring circle hooks for shark fishing in the 
recreational fishery, dusky sharks that are inadvertently caught in the 
recreational fishery would be more easily released in better condition, 
reducing dead discards and post-release mortality. While additional 
studies, including on the use of barbless J-hooks, are always helpful, 
the existing literature supports a circle hook requirement in the 
recreational shark fishery to reduce dusky shark mortality. As 
suggested by the EPA, NMFS intends broad-scale outreach across a number 
of fishing organizations to inform the affected public about new 
management measures and the dusky shark sustainability concerns.
    Comment 44: NMFS received a large volume of comments expressing 
concern over the proposed definition of shark fishing for purposes of 
applicability of the circle hook requirement in the alternative 
preferred in the draft Amendment (A6a). Commenters, including the 
States of Florida and North Carolina, noted that the proposed language 
would have the effect of including fishing in multiple non-shark 
recreational fisheries such as swordfish deep dropping and trolling for 
billfish, tuna, wahoo, and mackerels. The proposed measure required 
that circle hooks be used by everyone who has the shark endorsement and 
who fishes with the specified natural bait/gear configuration. The 
State of South Carolina opposed Alternative A6a as originally proposed, 
as it would place a significant burden on fishermen not fishing for 
sharks but who opt to get the endorsement in case they want to land a 
bycaught shark, specifically impacting fishermen trolling offshore for 
dolphin, wahoo, and tuna. Commenters suggested that NMFS remove the 
definition of shark fishing as it relates to applicability of the 
measure to avoid potential conflicts with other fisheries. 
Additionally, NMFS received comments, including from the SAFMC and the 
State of Texas that suggested the shark fishing definition should apply 
to all recreational fishermen targeting sharks, instead of all 
fishermen using wire, or heavy monofilament or

[[Page 16492]]

fluorocarbon leaders, and natural baits and that doing so would 
minimize impacts of the measure and its attendant costs on non-shark 
fisheries. Furthermore, NMFS received comments stating that a better 
definition of shark fishing for the circle hook requirement would 
include chumming activities, large chunks of cut natural bait (dead or 
alive), wire greater than #9 gauge, multistrand cable, or monofilament 
leaders greater than 2.0 mm, activities that were excluded from the 
previous definition's approach.
    NMFS received a comment suggesting that using hook size as an 
indicator of shark fishing, as proposed in another non-preferred 
alternative (Alternative A6b), would be complicated and ineffective. 
The comment noted that determining specific hook size requirements 
would be difficult given differences between manufacturers, especially 
regarding a multi-species fishery. NMFS also received comments from the 
State of Florida and the SAFMC requesting recreational fishermen using 
flies with natural components (i.e., hair, feathers) be exempted from 
the natural bait definition.
    Response: NMFS agrees that definition of shark fishing proposed in 
the DEIS and proposed rule would sometimes impact other types of non-
shark fishing. It is not NMFS' intention to impose circle hook 
requirements on non-shark fisheries because those fisheries rarely 
interact with dusky sharks. For these reasons, NMFS modified the circle 
hook requirement, presented as Alternative A6d. Under this new 
preferred alternative, instead of requiring circle hooks when a 
specified gear configuration is used (e.g., strong leaders and natural 
bait, or the non-preferred option of hook size and natural bait), 
circle hooks will be required on any fishing line deployed to target 
sharks, unless artificial lures or flies are used since artificial 
lures and flies rarely result in gut-hooking. With this alternative, 
NMFS broadly requires circle hooks for all recreational shark fishing 
within a defined geographical boundary unless fishing with artificial 
lures or flies, as discussed below), rather than more narrowly when 
shark fishing with a particular gear/bait configuration. This measure 
ensures that all recreational shark fishing is included (except when 
fishing with artificial lures or flies) in the circle hook requirement 
while avoiding the unintended effect of requiring circle hook use in 
non-shark fisheries. Within the defined geographical boundary, shark 
possession and landing will still be prohibited if the shark was not 
retained on a circle hook or using an artificial lure or flies.
    Chumming and large chunks of cut bait were excluded from the 
definition of shark fishing in the proposed rule/Draft Amendment 
because neither are used in all shark fishing trips, both are used in 
many other marine recreational fisheries, and their inclusion would 
have effectively limited enforcement of the circle hook requirement to 
when fishing activity was directly observed on the water. Additionally, 
what constitutes a large chunk of cut bait can vary considerably 
depending on the target species, including among different species of 
sharks. Alternatively, wire greater than #9 gauge, multistrand cable, 
and monofilament leaders greater than 2.0 mm all fell within the leader 
requirement within the definition of shark fishing under Alternative 
6a, and comment was requested on the specific leader weight 
definitions. However, given the general opposition to the leader 
requirement, and the definition of shark fishing, it was determined 
that another course of action was preferable to modifying the leader 
requirements for using circle hooks. NMFS heard from commenters, 
including the State of Florida and the SAFMC, concerned that fly 
fishing for sharks could unnecessarily be impacted by the requirement 
to use circle hooks whenever recreationally fishing for sharks. 
Although not widely done at this time, some fishermen target sharks 
with fly fishing gear or artificial lures, usually with J-hooks. NMFS 
is providing an exemption for artificial lures and flies from the 
circle hook requirement. Such lures, which mostly use J-hooks, are 
fished actively, meaning that sharks don't have an opportunity to 
swallow the hook, and are therefore mostly hooked in the mouth. There 
is no evidence that artificial lures or flies frequently cause gut-
hooking and associated post-release mortality (Muoneke and Childress, 
1994; Brownscombe et al., 2017). For this reason, in the final action, 
NMFS has preferred to specifically exempt shark fishermen using flies 
and artificial lures from the circle hook requirement.
    Comment 45: The State of South Carolina suggested that NMFS exempt 
fishermen trolling from the circle hook requirement as the conservation 
benefit is unclear. NMFS also received comment that when trolling for 
tunas, sharks will sometimes get hooked in the lip when depredating the 
tuna catch. The commenter felt these sharks should be able to be 
retained.
    Response: NMFS has decided, due to enforcement issues, not to 
include an exemption to the circle hook requirement for sharks caught 
while trolling. Allowing the retention of sharks caught on J-hooks 
introduces a loophole in the circle hook requirement and is 
counterproductive to NMFS' intention to reduce dusky shark mortality. 
If a fisherman wishes to retain sharks caught on J-hooks, they could 
simply contend that they were ``trolling.'' NMFS' concern is that the 
only way for enforcement officers to know a shark was caught while 
trolling would be to witness the catch as it happens. Conversely, an 
enforcement officer intercepting an angler landing a shark at the dock 
would have no way of knowing if the shark was caught while trolling or 
using another fishing method.
    Comment 46: NMFS received several comments, including from the 
SAFMC, and the States of Florida, South Carolina, and North Carolina, 
suggesting NMFS define the type of circle hook (e.g., non-offset, non-
stainless steel) required for Alternative A6a; specifically, the SAFMC 
and the States of Florida and North Carolina suggested that NMFS 
specify the use of non-offset and non-stainless steel circle hooks.
    Response: NMFS agrees that it would be more effective to specify 
that non-offset, non-stainless steel circle hooks are required. These 
hooks reduce the chance of damaging the gut track of sharks if 
swallowed, and because they are corrodible, will deteriorate and fall 
out of the jaw of the shark if left in. These two features will reduce 
post-release mortality of dusky sharks. Additionally, non-offset circle 
hooks are also currently required to be used in billfish tournaments, 
and the South Atlantic snapper/grouper fishery, which also requires the 
use of non-stainless steel hooks. For these reasons, the circle hook 
measure for recreational fishing has been clarified to require non-
offset, non-stainless steel circle hooks to maximize reductions in 
post-release mortality, and to be consistent with circle hook 
requirements in other recreational fisheries.
    Comment 47: NMFS received comments from the SAFMC and the State of 
North Carolina supporting the requirement of circle hooks in shark 
fishing tournaments (Alternative A6c).
    Response: NMFS agrees that circle hook use in shark fishing 
tournaments will be beneficial for dusky sharks for the same reasons 
they are beneficial in the greater recreational shark fishery. Under 
Alternative A6d, fishermen fishing for sharks recreationally will be 
required to get a shark endorsement and will be required to use circle 
hooks when fishing for sharks whether they are fishing in a tournament 
or not,

[[Page 16493]]

except when using flies or artificial lures. Requiring circle hooks in 
the greater recreational shark fishery, rather than only in shark 
tournaments, provides a greater conservation benefit for dusky sharks.
    Comment 48: NMFS received a comment from the State of North 
Carolina requesting that circle hooks not be required to retain, 
possess, or land sharks if an angler catches a shark when targeting 
non-shark species. The comment noted that allowing the retention of 
incidentally caught sharks would prevent dead discards.
    Response: While NMFS can understand why it would appear desirable 
to allow anglers to retain sharks incidentally caught on J-hooks, the 
agency is concerned that doing so would undermine the enforcement of 
the circle hook requirement when targeting sharks. If shark anglers 
were permitted to land sharks incidentally caught on J-hooks, they 
could continue to fish exclusively with J-hooks and simply claim any 
shark they catch was caught incidentally. As such, NMFS has determined 
that requiring the release of all sharks caught on J-hooks is essential 
to the enforcement of the circle hook requirement.
    Comment 49: NMFS received comments suggesting that the circle hook 
requirement be extended to all HMS recreational fisheries to reduce 
post-release mortality in all HMS fisheries.
    Response: The goal of Amendment 5b is to end overfishing of the 
dusky shark stock, and requiring the use of circle hooks when fishing 
for all tunas, billfish, or swordfish would not accomplish this goal. 
Furthermore, while there is evidence that circle hooks are effective in 
reducing dusky shark post-release mortality, not all studies have 
conclusively found that circle hooks significantly reduce post-release 
mortality for all HMS species across all HMS recreational fisheries. 
Also, NMFS heard during the public comment period that circle hooks are 
not appropriate for all fishing styles (e.g., deep drop fishing or 
trolling). While NMFS encourages anglers to adopt the use of circle 
hooks in a manner that appropriately contributes to the needed 
mortality reduction for dusky sharks, the Agency also recognizes that 
data and the conservation goals of the current action do not warrant a 
blanket extension of the circle hook requirement to all HMS 
recreational fisheries at this time.
    Comment 50: NMFS received comments requesting that circle hooks 
only be required on the lines targeting sharks, not all lines that are 
deployed. The commenters stated that at times fishermen may have 
multiple lines deployed, and only some of those lines are specifically 
targeting sharks.
    Response: Under the new circle hook alternative (A6d), HMS permit 
holders will only be required to use circle hooks when fishing for 
sharks, and this can be determined by the angler on a line-by-line 
basis. Circle hooks are required for any line that is targeting sharks. 
Anglers will be required to release any sharks incidentally caught on 
lines with J-hooks targeting other species. As such, HMS anglers will 
have to weigh their desire to use J-hooks against their desire to 
retain incidentally-caught sharks, and make their hook choices 
accordingly.
    Comment 51: NMFS received a comment requesting the requirement of 
barbless J-hooks instead of circle hooks for recreational fishermen.
    Response: While NMFS encourages anglers to use barbless hooks, 
which can allow easier releases, be they circle or J-hooks, NMFS does 
not have information indicating that barbless J-hooks provide better 
conservation benefits for sharks than do circle hooks. While barbless 
J-hooks could certainly be removed from a shark's jaw with less damage 
than a circle hook, barbless J-hooks would still have a higher 
probability of deep hooking, which is the larger concern for post-
release mortality of incidentally caught dusky sharks. As such, NMFS 
does not believe a requirement to use barbless J-hooks would accomplish 
the objectives of this action.
    Comment 52: NMFS received several comments, including from the 
Commonwealth of Massachusetts, opposing the circle hook requirement in 
New England offshore waters given the rare seasonal occurrence of dusky 
sharks in the region. The commenters stated that tournament catch data 
collected in Massachusetts from 1987-2014 indicated low dusky 
interactions off Massachusetts with the majority of shark catch 
consisting of blue, shortfin mako, and common thresher sharks. 
Additionally, commenters noted studies that suggest a lack of evidence 
for reducing deep-hooking of shark species commonly caught in New 
England waters such as shortfin mako sharks, thresher sharks, and 
porbeagle sharks. Commenters, including the Commonwealth of 
Massachusetts, requested that NMFS set a demarcation line if the circle 
hook requirement is implemented. Some commenters noted a demarcation 
line in the vicinity of Shinnecock, NY (40[deg]50'25'' N.) extending to 
the east. Additionally, the Commonwealth of Massachusetts noted a 
demarcation line extending southeast from the eastern tip of Long 
Island, NY.
    Response: NMFS agrees that measures to reduce dusky shark mortality 
would have little utility in areas beyond dusky sharks' range. For 
Alternative A6d, NMFS undertook an analysis of available data to 
determine the northern extent of the dusky shark range. Based on the 
analysis, NMFS has determined that, at this time, dusky sharks are not 
found north of 41[deg]43' N. latitude, located around the southeastern 
edge of Cape Cod. Although fishermen fishing for and retaining sharks 
north of this line will need to obtain a shark endorsement, shark 
fishermen will not need to use circle hooks. This line is somewhat 
north of some suggestions; however, the line was placed in a location 
to ensure that all dusky sharks caught in the recreational shark 
fishery are given the best odds of post-release survival. Dusky shark 
distribution will be examined periodically, and if the dusky shark's 
range expands northward (e.g., as a result of climate change or as 
result of the species rebuilding), the boundary line may be moved in a 
future regulatory action.
    Comment 53: NMFS received comments suggesting that the economic 
impact of the proposed dusky measures for New England recreational, 
Charter/Headboat, or Atlantic tunas General category permit holders 
were not considered. Requiring the release of mako sharks incidentally 
caught on J-hooks would further negatively impact these permit holders.
    Response: NMFS fully analyzed the economic impacts (refer to 
Chapters 4-7 of the FEIS) and concluded that it expects the economic 
impacts of the circle hook requirement to be minimal. Sharks that are 
incidentally caught are by definition not the primary target species of 
the trip, and thus should not be a major driving decision in a charter 
client's decision to go on the trip. However, to further minimize the 
potential impacts outside of the dusky shark's range, NMFS has revised 
the alternative so that it will exempt anglers fishing north of 
41[deg]43' N. latitude from having to use circle hooks to land sharks. 
This line marks the northernmost range of the dusky shark based on the 
best available fishery independent data. HMS permit holders fishing 
north of this line will be permitted to land sharks caught on J-hooks 
and will not be required to use circle hooks when targeting sharks.
    Comment 54: NMFS received comments suggesting that an exemption to 
the circle hook requirement be made for shortfin mako and thresher 
sharks. The comments noted that these species are occasionally caught 
incidentally while trolling for other species with J-

[[Page 16494]]

hooks and, although not targeted with J-hooks, are retained because 
they are a ``trophy'' catch.
    Response: As mentioned in previous comment responses, NMFS has 
modified its circle hook alternative to exempt shark anglers from the 
requirement to use circle hooks in New England waters north of 
41[deg]43' N. latitude. As such, anglers fishing north of this line 
will be allowed to retain sharks caught on J-hooks. Shortfin mako and 
thresher sharks are among the most commonly targeted sharks in the 
Atlantic. MRIP data in the Mid-Atlantic region, where dusky shark 
interactions are most frequent, shows that many trips where dusky shark 
interactions are reported are on trips targeting mako sharks. As such, 
exempting anglers targeting shortfin mako and thresher sharks from the 
circle hook requirement would greatly reduce its ability to meet the 
conservation goals of this action.
F. Commercial Alternatives
    Comment 55: Numerous commenters, including the States of North and 
South Carolina, stated that the requirement to release a shark by 
cutting the leader no more than three feet from the hook as specified 
in Alternative B3 should be modified to provide an exemption for 
situations when the safety of the fishermen is in question. For 
example, of particular concern were situations when the fishermen are 
working from a vessel with a high gunwale in heavy seas, or situations 
where a tight line may recoil back at the fisherman after cutting the 
line. Some commenters suggested the ``three feet or less'' language 
should be removed so that the alternative simply states the leader 
should be cut as close to the hook as safely possible.
    Response: NMFS agrees that there may be times when it is unsafe to 
cut a leader within three feet of the hook. Each of the conditions and 
gear attributes described in these comments could reduce the 
feasibility of cutting the leader three feet or less away from the 
hook. For these reasons, NMFS has changed the preferred alternative in 
this final action to require releasing of sharks not to be retained by 
using a dehooker or by cutting the leader/gangion less than three feet 
from the hook as safely as practicable. As described below, removal of 
as much fishing gear as possible, in as safe a manner as possible, 
should increase post-release survival of sharks while also addressing 
safety concerns for fishermen onboard the vessel.
    Comment 56: Several commenters expressed that NMFS should encourage 
commercial fishermen to follow the status quo and not create new 
specifications or require new gear regarding the release of sharks. 
Fishermen currently have safe handling and release protocols, they 
attend safe handling and release workshops on a regular basis, and they 
carry the necessary gear on the fishing vessel to release all non-
target catch.
    Response: NMFS agrees that commercial fishermen currently have gear 
and protocols onboard that specify the handling and safe release of 
non-target species and bycatch. As explained in the comment below, NMFS 
prefers not to specify a certain type of dehooker or line cutter as 
commercial fishermen most likely already have the necessary gear 
onboard. However, while commercial fishermen are required to release 
marine mammals, sea turtles, and smalltooth sawfish, and release all 
HMS that are not retained in a manner that will ensure maximum 
probability of survival without removing the fish from the water, 
Alternative B3 specifically addresses all sharks that are not retained, 
as the identification of sharks is often difficult, especially while 
sharks are still in the water. Removal of gear is known to increase 
post-release survival for other species, such as sea turtles and 
thresher sharks. While NMFS recognizes that hooks may not be removed 
from sharks due to safety concerns during certain conditions, NMFS 
encourages commercial fishermen to remove as much gear as safely 
possible. This could help prevent situations where the sharks' tails 
become entangled in the gear or the gear becomes wrapped around the 
sharks' bodies impeding their ability to feed and/or swim. Research on 
other pelagic species indicates that the more gear that is removed, the 
higher the post-release survival. Thus, under this alternative, 
fishermen will be required to release sharks in a manner that removes 
either all or most of the gear given safe handling and release 
protocols and gear that commercial fishermen currently possess.
    Comment 57: Another commenter stated that using a thresher shark 
study estimate for reduction in post-release mortality due to reduced 
trailing gear as a proxy for dusky shark impacts is not appropriate and 
that dusky-specific estimates are required.
    Response: While NMFS agrees it would be ideal to have a dusky-
specific estimate to quantify the potential decrease in mortality that 
would be associated with the removal of gear, current research on this 
does not exist. In the absence of that research, NMFS feels it is most 
logical to use research on similar species, such as thresher sharks and 
smalltooth sawfish, as well as information for sea turtles and marine 
mammals, as proxies for estimating mortality reductions, because that 
currently represents the best available scientific information.
    Comment 58: In regard to the requirement to use dehooking devices 
when releasing sharks, a commenter said NMFS should specifically 
require use of the ``I'' type dehooker device instead of the ``Z'' type 
device, as the commenter contends the latter is much more difficult and 
dangerous to use properly.
    Response: At this time, NMFS prefers not to specify the type of 
dehooker fishermen are required to use when releasing sharks. Although 
different dehooking devices may provide advantages in certain 
situations, NMFS leaves dehooker type to the discretion of fishermen.
    Comment 59: Commenters, including States of North Carolina and 
Texas, and the SAFMC, generally supported Alternative B9, which 
requires the use of circle hooks by shark directed permit holders in 
the bottom longline fishery. The State of South Carolina also supported 
the alternative, but stated that the alternative should be modified to 
specifically require the use of non-offset, non-stainless circle hooks. 
Other commenters also requested that NMFS be more specific about the 
type of circle hooks, specifically, non-offset, non-stainless steel 
circle hooks should be required. Another commenter supported 
Alternative B9 and suggested that such hooks should be required for 
incidental shark permit holders in addition to directed shark permit 
holders. Other commenters stated that circle hooks should only be 
required when targeting small or large coastal sharks, allowing the 
continued use of J-hooks when targeting non-shark species.
    Response: NMFS agrees that requiring circle hooks in the directed 
bottom longline shark fishery should help reduce the mortality of 
incidentally caught dusky sharks because individuals will be released 
in better condition with a better chance of survival. Regarding the 
suggestion of using non-stainless steel hooks, current regulations 
already require that bottom longline fishermen use non-stainless steel, 
corrodible hooks. Regarding the suggestion of using non-offset circle 
hooks, NMFS disagrees. The pelagic longline fishery is allowed to use 
some circle hooks that are offset less than 10[deg] in order to allow 
the hooks to be baited. Because there is overlap between the fishermen 
using pelagic longline and bottom longline gear and because circle 
hooks are required in other fisheries and

[[Page 16495]]

may have other requirements, to reduce conflict between regulations, 
NMFS has decided to allow fishermen to choose circle hook offset type 
at this time.
    The intent of the directed bottom longline shark fishery circle 
hook requirement is to reduce mortality of dusky sharks caught and 
released on bottom longline, one of the few commercial fisheries that 
does not have a circle hook requirement. Dusky sharks most often 
interact with bottom longline gear when the gear is fished in a manner 
meant to target sharks, as is shown in the large coastal shark and 
sandbar shark research fisheries. Some of the other non-HMS bottom 
longline fisheries that do not target sharks require non-stainless 
steel circle hooks and dehookers such as the South Atlantic snapper-
grouper bottom longline fishery and vessels participating in the Gulf 
of Mexico reef fish fishery when using natural bait. Many of these 
fishermen possess HMS incidental shark fishing permits (see Table 5.2 
in the FEIS), and therefore are most likely already using circle hooks 
when fishing in a bottom longline fishery and not targeting sharks; as 
such, any dusky sharks caught in these fisheries would experience the 
conservation benefit of circle hooks. Therefore, NMFS believes that 
requiring circle hooks for incidental shark permit holders is not 
necessary at this time. Directed shark permit holders fishing with 
bottom longline gear, however, will be required to use circle hooks 
regardless of the target species to make a clear distinction for the 
enforcement of the regulation. If directed shark permit holders were 
not targeting sharks, but fishing with J-hooks and still interacting 
with sharks, it would make the regulation difficult to enforce.
    Comment 60: Other commenters opposed the proposed alternative to 
implement circle hooks in the shark bottom longline fishery. One 
commenter stated that when fishing with J-hooks, he has no bycatch of 
other species, and the J-hook catches the majority of the sharks in the 
corner or side of the mouth, similar to circle hooks. The commenter 
noted that with circle hooks, bycatch rates of other non-HMS (snapper, 
snapper, etc.) rises dramatically no matter what size hook is used. 
That commenter further stated that in his experience sharks that 
swallow J-hooks are always sharks that can be kept legally. In 
addition, that commenter noted that sharks are easier to release on a 
J-hook than when on a circle hook; when on a J-hook, the sharks tend to 
release themselves if given enough line slack and are easier to dehook. 
The commenter is concerned that sharks caught on circle hooks are 
harder to release or cut off, and that the added time in releasing the 
shark could cause more stress on the shark.
    Response: NMFS disagrees. Recent research on pelagic longline and 
rod and reel indicate that circle hooks could reduce post-release 
mortality by approximately 40-63 percent. If those rates are comparable 
bottom longline gear, then that mortality reduction could occur in the 
portion of the bottom longline fishery that is converted from J-hooks 
to circle hooks (25 percent). Because the bottom longline fishery is 
observed to interact with hundreds of dusky sharks per year, then this 
measure is expected to significantly contribute to the overall 
mortality reduction of 35 percent. Gulack et al., suggests that the 
typical large J-hook used in commercial shark fishing keeps sharks from 
easily swallowing the hooks, resulting in no significant difference in 
shark mortality when compared to circle hooks. However, because circle 
hook use did not reduce the catchability of sharks compared to J-hooks, 
the requirement of circle hooks in the shark bottom longline fishery 
could prevent commercial fishermen from using smaller J-hooks that 
could be swallowed by sharks. This research also showed that keeping 
sharks in the water that are not retained would likely increase post-
release survival.
    In addition, data from the observer program in 2015 indicate that 
11 directed shark trips with 16 observed shark hauls resulted in only 
22 non-HMS fish caught (3 percent of total catch) and 75 percent of 
these sets used circle hooks. In 2014, 22 hauls on 14 directed shark 
trips were observed targeting coastal sharks in the southern Atlantic. 
During those trips only 11 non-HMS fish were caught (less than 1 
percent) and 63.6 percent of these sets used circle hooks. Thus, 
bycatch of non-target species when using circle hooks does not seem to 
be a significant issue and would not offset the potential conservation 
benefit to dusky sharks and other non-target species.
    Finally, in terms of removing circle hooks versus J-hooks from 
sharks, the current dehooking devices required to be carried by bottom 
longline fishermen are designed to work well for circle hooks when used 
properly. When the hook is in the jaw, it may be easier to remove a J-
hook, but when J-hooks end up in the throat or gut of the animal, they 
are more difficult to remove than circle hooks.
    Comment 61: Numerous commenters expressed support for the 
relocation protocol in Alternative B6, but several, including the 
States of North Carolina, South Carolina, and Texas, and the SAFMC, 
questioned whether the one nautical mile minimum relocation distance 
was far enough to effectively avoid a highly migratory species like 
dusky sharks. Some commenters also stated that the relocation protocol 
was unenforceable. NMFS received a comment suggesting that a better 
approach would be to form a working group of fishermen, researchers, 
non-governmental organizations, and NMFS staff to develop a more 
scientifically sound, practical approach. This group could also work 
towards developing strategies to collect and analyze dusky shark 
interaction data, along with oceanographic data, that could be used to 
develop predictive models for dusky presence/absence.
    Response: HMS pelagic and bottom longline fishermen currently have 
to relocate one nautical mile when they interact with marine mammals or 
sea turtles, and bottom longline fishermen need to relocate one 
nautical mile when they interact with smalltooth sawfish. The decision 
to have these and gillnet fishermen move one nautical mile if they 
interact with dusky sharks mirrors the current regulations for marine 
mammals and sea turtles, which are also pelagic and capable of moving 
long distances, in the Atlantic HMS pelagic and bottom longline 
fisheries. These species tend to aggregate along discrete water 
temperature fronts or near certain bathymetric features, so moving away 
from these features or water conditions, even relatively short 
distances (e.g., 1 nm), can reduce the potential for additional 
interactions. Like dusky sharks, sea turtles, marine mammals, and 
sawfish can also move large distances in short periods of time; 
however, the direction of the relocation away from the conditions where 
an interaction took place is likely more important than the distance 
alone (e.g., moving 1 nm to a deeper depth would likely have more 
effect than moving 1 nm along the same depth where an interaction 
occurred). Based on this information, we expect 1 nm will also be 
appropriate for dusky sharks, while maintaining consistency with 
existing relocation regulations for other species and therefore 
encouraging compliance. We are encouraging fishermen to move more than 
1 nm when appropriate given the local conditions as an additional 
precautionary measure.
    Comment 62: One commenter suggested the relocation protocol should 
also be extended to non-HMS fisheries that also interact with dusky 
sharks.
    Response: As detailed in Section 1.2 of the FEIS, there are very 
small amounts of dusky shark bycatch in non-

[[Page 16496]]

HMS fisheries. Implementing relocation protocols in those fisheries 
would provide very little conservation benefit for dusky sharks. 
However, NMFS will work with states and Fishery Management Councils, 
and Commissions, as appropriate, to suggest commensurate changes in 
other fisheries that interact with dusky sharks.
    Comment 63: A commenter expressed opposition to Alternative B6 on 
the grounds that the relocation protocol would be too burdensome on 
longline fishing vessels, and would ultimately require them to move so 
far away from where they are fishing that it would negatively impact 
them economically. Conversely, other commenters indicated that 
commercial fishers already practice a relocation protocol within the 
fleet and that they actively avoid sharks, such as dusky sharks, as the 
sharks tend to tear up their gear.
    Response: NMFS anticipates that the relocation protocol should have 
minimal costs to fishermen given it only requires them to move one 
nautical mile after a set is complete, and this requirement is similar 
to the requirement already in place for several protected species. 
Several fishermen commented that many members of the HMS commercial 
fleet are already practicing dusky shark avoidance so the costs to them 
should be neutral. Furthermore, the outlined communications protocol 
that will be required by this alternative should help many fishermen 
avoid setting their gear in areas containing dusky shark in the first 
place. Finally, the costs associated with Alternative B6 should be 
minimal when compared to other alternatives that were considered (e.g., 
hotspot closures, closing the pelagic longline fishery, etc.).
    Comment 64: A commenter suggested that NMFS and fishermen should 
collaborate with the U.S. Coast Guard to broadcast the presence of 
dusky sharks in an area to other vessels to help facilitate the fleet 
communication and relocation protocol.
    Response: Several fishermen commented that many members of the HMS 
commercial fleet are already practicing dusky shark avoidance as 
interacting with the sharks tends to tear up their gear. In addition, 
the availability of satellite phones has allowed the fleet to 
communicate effectively with one another. Other fisheries have 
developed more formal protocols for fleet avoidance of certain species, 
such as yellowtail flounder. However, they use third-party vendors to 
disseminate such notifications, not the U.S. Coast Guard. If the 
current communication and relocation protocol proves to be ineffective, 
then NMFS can reevaluate a more structured approach in the future. 
However, at this time, it likely that fishermen would have more 
immediate information as to where dusky sharks are interacting with 
fishing gear and are thus the best source of information on dusky 
presence.
    Comment 65: Commenters provided broad support for the addition of a 
shark identification and safe handling section to the current protected 
species safe handling workshops under Alternative B5. Some commenters 
suggested the workshops should also be required of state-licensed 
commercial shark fishermen, and that opportunities to participate in 
the workshops should be made available to recreational shark anglers as 
well.
    Response: Both recreational and commercial fishers are welcome to 
attend the safe handling, release, and identification workshops held by 
NMFS. NMFS recommends that all fishermen register to check for 
availability ahead of a workshop, especially if they are not required 
to take such a workshop. More information on the safe handling, 
release, and identification workshops can be found at: http://www.nmfs.noaa.gov/sfa/hms/compliance/workshops/protected_species_workshop/requirements.html.

Changes From the Proposed Rule (81 FR 71672; October 18, 2016)

    As described above, as a result of public comment and additional 
analyses, NMFS made changes from the proposed rule, as described below.
    1. Circle hook requirement in the recreational shark fishery 
(Sec. Sec.  635.4(b)(1), (c)(1), and (c)(5); 635.21 (f)(2), (f)(3), 
(k)(1), and (k)(2); 635.22(c)(1); 635.71 (d)(22) and (d)(23)). NMFS 
proposed to require the use of circle hooks by all HMS permit holders 
fishing for sharks recreationally, which the proposed rule defined as 
when using natural baits and using wire or heavy (200 lb or greater 
test) monofilament or fluorocarbon leaders. Based on public comment and 
updated analyses regarding dusky shark distribution, NMFS modified this 
measure in three ways: First, the final rule now specifies the type of 
circle hook required, which is non-offset, non-stainless steel circle 
hooks; second, the final rule now specifies that this measure only 
applies south of 41[deg]43' N. latitude, which includes the geographic 
range of dusky sharks but does apply the requirement to fishermen north 
of the dusky shark's range; and third, it now removes the gear-based 
definition of shark fishing. Under the modified measure, all HMS 
permitted fishermen within the specified geographic area who wish to 
fish for or retain sharks must use circle hooks, regardless of hook 
size or leader material, with limited exceptions when fishing with 
artificial lures or flies. Artificial flies and lures were excluded 
because fishing with those gears are not likely to gut-hook sharks, the 
result that the measure is designed to avoid.
    2. Shark endorsement requirement in the recreational shark fishery 
(Sec.  635.4(j)(4)). In the proposed rule, NMFS clearly indicated that 
fishermen could add the shark endorsement to their recreational permit 
at any time during the fishing year. As a result of public comment, in 
the final rule, NMFS is also allowing fishermen to remove the shark 
endorsement from their recreational permit at any time during the 
fishing year. Removal of the shark endorsement would mean that sharks 
could no longer be fished for, retained, or landed by persons aboard 
that vessel.
    3. Dusky shark release methods in the pelagic longline fishery 
(Sec.  635.21(c)(6)(i)). NMFS proposed the requirement that fishermen 
with an Atlantic shark limited access permit with pelagic longline gear 
onboard must release all sharks not being retained using a dehooker or 
cutting the gangion less than three feet from the hook. During the 
public comment period, NMFS heard from some commercial fishermen that 
this requirement could raise safety at sea concerns because gangions 
can sometimes snap back and hit crew when the gangion is cut while 
under tension. In response, NMFS has slightly modified the requirement 
to specify that if the fisherman chooses to cut the gangion rather than 
use a dehooker, they should cut the gangion less than three feet from 
the hook, as safely as practicable.
    4. Fleet communication and relocation protocol (Sec.  
635.21(c)(6)(ii), (d)(2)(iii), and (g)(5)). NMFS proposed the 
requirement that fishermen with an Atlantic shark limited access permit 
using pelagic longline, bottom longline, or gillnet gear that catch a 
dusky shark must both broadcast the location of the dusky shark over 
the radio to other fishing vessels in the surrounding area and move at 
least 1 nmi from the reported location of the dusky shark catch. As a 
result of public comment that questioned whether 1 nmi was far enough 
to effectively avoid a highly migratory species like dusky sharks, the 
final rule still specifies that vessels must move at least 1 nmi but 
encourages fishermen to move more than 1 nmi when appropriate given the 
local conditions as an additional

[[Page 16497]]

precautionary measure. Additionally, in the regulations, NMFS has 
clarified that the requirement to broadcast the location of the dusky 
shark over the radio should be done as soon as practicable, whereas the 
proposed rule did not specify anything related to timing of the 
broadcast.
    5. Workshop title clarification (Sec.  635.8(a)). In this final 
rule, NMFS clarifies that the name of a required workshop is ``Safe 
Handling, Release, and Identification Workshop.'' In the proposed rule, 
this workshop was erroneously titled the ``Safe Handling, Release, 
Disentanglement, and Identification Workshop.'' Although this 
correction was not included in the proposed rule, it is an 
administrative change and will not have any practical environmental, 
social, or economic impacts and is included for clarity to the 
regulated community.

Classification

    The Assistant Administrator for Fisheries (AA) determined that 
Amendment 5b to the 2006 Consolidated HMS FMP is necessary for the 
conservation and management of Atlantic dusky sharks and that it is 
consistent with the Magnuson-Stevens Act and other applicable laws.
    NMFS prepared an FEIS for Amendment 5b to the 2006 Consolidated HMS 
FMP. The FEIS was filed with the Environmental Protection Agency on 
February 17, 2017. A Notice of Availability was published on February 
24, 2017 (82 FR 11574). In approving Amendment 5b to the 2006 
Consolidated HMS FMP on March 28, 2017, NMFS issued a ROD identifying 
the selected alternatives. A copy of the ROD is available from the HMS 
Management Division (see ADDRESSES).
    This final rule has been determined to be not significant under 
E.O. 12866.

Paperwork Reduction Act

    This final rule contains a collection-of-information requirement 
subject to the Paperwork Reduction Act (PRA) that has been approved by 
OMB under control number 0648-0327. Public reporting burden for 
Atlantic HMS Permit Family of Forms is estimated to average 34 minutes 
per respondent for initial permit applicants, and 10 minutes for permit 
renewals, including the time for reviewing instructions, searching 
existing data sources, gathering and maintaining the data needed, and 
completing and reviewing the collection of information. Send comments 
regarding these burden estimates or any other aspect of this data 
collection, including suggestions for reducing the burden, to NMFS (see 
ADDRESSES) and by email to OIRA_Submission@omb.eop.gov, or fax to 202-
395-7285.
    Notwithstanding any other provision of the law, no person is 
required to respond to, and no person shall be subject to penalty for 
failure to comply with, a collection of information subject to the 
requirements of the PRA, unless that collection of information displays 
a currently valid OMB control number.

Summary of the Final Regulatory Flexibility Analysis

    A final regulatory flexibility analysis (FRFA) was prepared for 
this rule. The FRFA incorporates the initial regulatory flexibility 
analysis (IRFA), a summary of the significant issues raised by the 
public comments in response to the IRFA, our responses to those 
comments, and a summary of the analyses completed to support the 
action. The full FRFA is available from NMFS (see ADDRESSES). A summary 
is provided below.
A. Statement of the Need for and Objectives of This Final Rule
    Section 604(a)(1) of the Regulatory Flexibility Act (RFA) requires 
a succinct statement of the need for and objectives of the rule. 
Chapter 1.0 of the Amendment 5b FEIS fully describes the need for and 
objectives of this final rule. In general, the objective of this final 
rule is to end overfishing of dusky sharks and to rebuild the stock in 
the timeframe recommended by the assessment update.
    Under the Magnuson-Stevens Act, NMFS must, consistent with ten 
National Standards, manage fisheries to prevent overfishing while 
achieving, on a continuing basis, the optimum yield for each fishery. 
Additionally, any management measures must be consistent with other 
laws including, but not limited to, NEPA, the ESA, the MMPA, and the 
CZMA.
B. A Summary of the Significant Issues Raised by the Public Comments in 
Response to the Initial Regulatory Flexibility Analysis, a Summary of 
the Agency's Assessment of Such Issues, and a Statement of Any Changes 
Made in the Rule as a Result of Such Comments
    Section 604(a)(2) of the RFA requires a summary of the significant 
issues raised by the public comments in response to the IRFA, a summary 
of the assessment of the Agency of such issues, and a statement of any 
changes made in the rule as a result of such comments. Section 
604(a)(3) of the RFA requires a response to any comments filed by the 
Chief Counsel for Advocacy of the Small Business Administration in 
response to the proposed rule, and a statement of any chances made to 
the proposed rule as a result of the comments. NMFS received many 
comments on the proposed rule and DEIS during the public comment 
period. Summarized public comments and the Agency's responses to them, 
including changes as a result of public comment, are included above. 
The general economic concerns raised can be found in comments 33, 41, 
44, 53, and 63. NMFS did not receive comments specifically on the IRFA. 
NMFS did not receive any comments filed from the Chief Council for 
Advocacy in response to the proposed rule.
C. A Description and an Estimate of the Number of Small Entities to 
Which the Final Rule Would Apply
    Section 604(a)(4) of the RFA requires a description and estimate of 
the number of small entities to which the final rule would apply. For 
RFA purposes only, NMFS has established a small business size standard 
for businesses, including their affiliates, whose primary industry is 
commercial fishing (see 50 CFR 200.2). A business primarily engaged in 
commercial fishing (NAICS code 11411) is classified as a small business 
if it is independently owned and operated, is not dominant in its field 
of operation (including its affiliates), and has combined annual 
receipts not in excess of $11 million for all its affiliated operations 
worldwide. The Small Business Administration (SBA) has established size 
standards for all other major industry sectors in the U.S., including 
the scenic and sightseeing transportation (water) sector (NAICS code 
487210, for-hire), which includes charter/party boat entities. The 
Small Business Administration (SBA) has defined a small charter/party 
boat entity as one with average annual receipts (revenue) of less than 
$7.5 million.
    This final rule is expected to directly affect commercial pelagic 
longline, bottom longline, shark gillnet, and recreational shark 
fishing vessels that possess HMS permits and are actively fishing. For 
the pelagic longline vessels, these are vessels that possess an 
Atlantic shark limited access permit, an Atlantic swordfish limited 
access permit, and an Atlantic Tunas Longline category permit. Because 
pelagic longline fishermen must hold all three permits in order to 
fish, for the purposes of this discussion, NMFS will focus on Atlantic 
Tunas Longline category permit holders. Regarding those entities that 
would be directly affected by the preferred commercial management

[[Page 16498]]

measures, the average annual revenue per active pelagic longline vessel 
is estimated to be $187,000 based on the 170 active vessels between 
2006 and 2012 that produced an estimated $31.8 million in revenue 
annually. The maximum annual revenue for any pelagic longline vessel 
between 2006 and 2015 was less than $1.9 million, well below the NMFS 
small business size standard for commercial fishing businesses of $11 
million. Other non-longline HMS commercial fishing vessels typically 
generally earn less revenue than pelagic longline vessels. Therefore, 
NMFS considers all Atlantic HMS commercial permit holders to be small 
entities (i.e., they are engaged in the business of fish harvesting, 
are independently owned or operated, are not dominant in their field of 
operation, and have combined annual receipts not in excess of $11 
million for all its affiliated operations worldwide). The preferred 
commercial alternatives would apply to the 280 Atlantic tunas Longline 
category permit holders and 224 directed shark permit holders. Of these 
280 permit holders, 136 have Individual Bluefin Quotas (IBQ) shares, 
although all properly permitted vessels may lease quota through the IBQ 
system to go commercial pelagic longline fishing.
    For the recreational management measures, most commonly, the 
preferred management measures would only directly apply to small 
entities that are Charter/Headboat permit holders that provide for-hire 
trips that target or retain sharks. Other HMS recreational fishing 
permit holders are considered individuals, not small entities for 
purposes of the RFA because they are not engaged in commercial fishing. 
Additionally, while Atlantic Tunas General category and Swordfish 
General commercial permit holders hold commercial permits and are 
usually considered small entities, the preferred management measures 
would only affect them when they are fishing under the recreational 
regulations for sharks during a registered tournament, and NMFS is not 
considering them small entities for this rule because they are not 
engaged in commercial activity during those tournaments.
    Vessels with the HMS Charter/Headboat category permit are for-hire 
vessels. These permit holders can be regarded as small entities for RFA 
purposes (i.e., they are engaged in the business of fish harvesting, 
are independently owned or operated, are not dominant in their field of 
operation, and have average annual revenues of less than $7.5 million). 
Overall, the recreational alternatives would impact the portion of the 
3,596 HMS Charter/Headboat permit holders who fish for or retain 
sharks.
    NMFS has determined that the measures in Amendment 5b will not 
likely directly affect any small organizations or small government 
jurisdictions defined under RFA, nor will there be disproportionate 
economic impacts between large and small entities. Furthermore, there 
will be no disproportionate economic impacts among the universe of 
vessels based on gear, home port, or vessel length.
    More information regarding the description of the fisheries 
affected, and the categories and number of permit holders, can be found 
in Chapter 3.0 of the Amendment 5b FEIS.
D. Description of the Projected Reporting, Record-Keeping, and Other 
Compliance Requirements of the Proposed Rule, Including an Estimate of 
the Classes of Small Entities Which Would Be Subject to the 
Requirements of the Report or Record
    Section 604(a)(5) of the RFA requires Agencies to describe any new 
reporting, record-keeping, and other compliance requirements. One of 
the measures in Amendment 5b will result in reporting, record-keeping, 
and compliance requirements that may require new Paperwork Reduction 
Act (PRA) filings and two of the measures would modify compliance 
requirements. NMFS estimates that the number of small entities that 
would be subject to these requirements would include the Atlantic tuna 
Longline category (280), Directed and Incidental Shark Limited Access 
(224 and 275, respectively), and HMS Charter/Headboat category (3,596) 
permit holders.

Recreational Alternatives

    Alternative A2 will require recreational fishermen targeting shark 
to obtain a shark endorsement in addition to other existing permit 
requirements. Obtaining the shark endorsement will be included in the 
online HMS permit application and renewal processes and will require 
the applicant to complete a quiz focusing on shark species 
identification. The applicant will simply need to indicate the desire 
to obtain the shark endorsement after which he or she will be directed 
to an online quiz that will take minimal time to complete. Adding the 
endorsement to the permit and requiring applicants to take the online 
quiz to obtain the endorsement will require a modification to the 
existing PRA for the permits.

Commercial Measures Alternatives

    Alternative B5 will require completion of shark identification and 
fishing regulation training as a new part of the Safe Handling and 
Release Workshops for HMS pelagic longline, bottom longline, and shark 
gillnet vessel owners and operators that they are already required to 
take on a 3-year basis. The training course will provide information 
regarding shark identification and regulations, as well as best 
practices to avoid interacting with dusky sharks and how to minimize 
mortality of dusky sharks caught as bycatch. Compliance with this 
course requirement will be mandatory as a condition for permit renewal. 
Certificates will be issued to all commercial pelagic longline, bottom 
longline, and gillnet vessel owners and operators indicating compliance 
with this requirement, and the certificates will be required for permit 
renewal.
    Alternative B6 will require that all vessels with an Atlantic shark 
commercial permit and fishing with pelagic longline, bottom longline, 
or shark gillnet gear abide by a dusky shark fleet communication and 
relocation protocol. The protocol will require vessels to report the 
location of dusky shark interactions over the radio as soon as 
practicable to other pelagic longline, bottom longline, or shark 
gillnet vessels in the area and that subsequent fishing sets on that 
fishing trip could be no closer than 1 nautical mile (nm) from where 
the encounter took place.
E. Description of the Steps the Agency Has Taken To Minimize the 
Significant Economic Impact on Small Entities Consistent With the 
Stated Objectives of Applicable Statutes, Including a Statement of the 
Factual, Policy, and Legal Reasons for Selecting the Alternative 
Adopted in the Final Rule and the Reason That Each One of the Other 
Significant Alternatives to the Rule Considered by the Agency Which 
Affect Small Entities Was Rejected
    Section 604(a)(6) of the RFA requires Agencies to describe any 
alternatives to the preferred alternatives which accomplish the stated 
objectives and which minimize any significant economic impacts. The 
implementation of this action should not result in significant adverse 
economic impacts to individual vessels. These impacts are discussed 
below and in Chapter 4.0 of the FEIS. Additionally, the Regulatory 
Flexibility Act (5 U.S.C. 603(c)(1)-(4)) lists four general categories 
of ``significant'' alternatives that would assist an agency in the 
development of significant alternatives. These categories

[[Page 16499]]

of alternatives are: (1) Establishment of differing compliance or 
reporting requirements or timetables that take into account the 
resources available to small entities; (2) clarification, 
consolidation, or simplification of compliance and reporting 
requirements under the rule for such small entities; (3) use of 
performance rather than design standards; and, (4) exemptions from 
coverage of the rule for small entities.
    In order to meet the objectives of this amendment, consistent with 
all legal requirements, NMFS cannot exempt small entities or change the 
reporting requirements only for small entities because all the entities 
affected are considered small entities. Thus, there are no alternatives 
discussed that fall under the first and fourth categories described 
above. Under the third category, ``use of performance rather than 
design standards,'' NMFS considers Alternative B5, which will provide 
additional training to pelagic longline, bottom longline, and shark 
gillnet fishermen, to be a performance standard rather than a design 
standard. As described below, NMFS analyzed several different 
alternatives in this proposed rulemaking and provides the rationale for 
identifying the preferred alternative to achieve the desired objective.
    In this rulemaking, NMFS considered two different categories of 
alternatives. The first category, recreational alternatives, covers 
seven main alternatives that address various strategies of reducing 
dusky shark mortality in the recreational fishery. The second category 
of alternatives, commercial measures, considers nine main alternatives 
that address various strategies of reducing dusky shark mortality in 
the commercial fishery.
    The potential impacts these alternatives may have on small entities 
have been analyzed and are discussed in the following sections. The 
preferred alternatives include: Alternative A2, Alternative A6d, 
Alternative B3, Alternative B5, Alternative B6, and Alternative B9. The 
economic impacts that would occur under these preferred alternatives 
were compared with the other alternatives to determine if economic 
impacts to small entities could be minimized while still accomplishing 
the stated objectives of this rule.

1. Recreational Alternatives

Alternative A1

    Alternative A1, the no action alternative, would not implement any 
management measures in the recreational shark fishery to decrease 
mortality of dusky sharks, likely resulting in direct, short- and long-
term neutral economic impacts. Because there would be no changes to the 
fishing requirements, there would be no economic impacts on small 
entities. If more restrictive measures are required in the long-term 
under MSA or other statutes such as the Endangered Species Act, 
moderate adverse economic impacts may occur. However, overfishing would 
continue under this alternative, thus, NMFS does not prefer this 
alternative at this time.

Alternative A2--Preferred Alternative

    Under Alternative A2, a preferred alternative, HMS Angling and 
Charter/Headboat permit holders would be required to obtain a shark 
endorsement, which requires completion of a short online shark 
identification and fishing regulation training course in order to 
retain sharks. Obtaining the shark endorsement would be included in the 
online HMS permit application and renewal processes and would require 
the applicant to complete a training course focusing on shark species 
identification and fishing regulations. This alternative would likely 
result in no substantive economic impacts because there would be no 
additional cost to the applicant and only a small additional investment 
in time. Obtaining the shark endorsement would be a part of the normal 
HMS permit application or renewal. The applicant would simply need to 
indicate the desire to obtain the shark endorsement after which he or 
she would be directed to a short online training course that would take 
minimal time to complete. The goal of the training course is to help 
prevent anglers from landing prohibited or undersized sharks, and thus, 
help rebuild stocks. Furthermore, the list of shark endorsement holders 
would allow for more targeted surveys and outreach, likely increasing 
the reliability of recreational shark catch estimates. This preferred 
alternative helps achieve the objectives of this rule while minimizing 
any significant economic impacts on small entities.

Alternative A3

    Alternative A3 would have required participants in the recreational 
shark fishery (Angling and Charter/Headboat permit holders) to carry an 
approved shark identification placard on board the vessel when fishing 
for sharks. This alternative would likely result in short- and long-
term minor economic impacts. The cost of obtaining a placard, whether 
by obtaining a pre-printed one or self-printing, would be modest. To 
comply with the requirement of this alternative, the angler would need 
to keep the placard on board the vessel when fishing for sharks and, 
because carrying other documents such as permits and boat registration 
is already required, this is unlikely to be a large inconvenience. This 
alternative would have slightly more economic impacts than Alternative 
A2 on small entities and would likely be less effective than the 
training course in Alternative A2.

Alternative A4

    Under Alternative A4, NMFS would extend the prohibition on the 
retention of ridgeback sharks to include the rest of the ridgeback 
sharks, namely oceanic whitetip, tiger sharks, and smoothhound sharks, 
all of which are currently allowed to be retained by recreational shark 
fishermen (HMS Angling and Charter/Headboat permit holders). While this 
alternative would simplify compliance for the majority of fishermen 
targeting sharks, it could also potentially have adverse economic 
impacts for a small subset of fishermen that target oceanic whitetip, 
tiger, and smoothhound sharks. These adverse impacts would be quite 
small, however, for oceanic whitetip and tiger sharks. However, based 
on MRIP data, this alternative could have considerable impacts on 
fishermen targeting smoothhound sharks. Presumably, state-permitted 
anglers that do not hold an HMS federal permit are responsible for some 
of the catch and, for species such as smooth dogfish that are often 
found almost exclusively in state waters, anglers with only state 
permit may be responsible for most of the catch. Recreational fishermen 
with only state-issued permits would still be able to retain 
smoothhound sharks (those that hold an HMS permit must abide by federal 
regulations, even in state waters). Thus, Alternative A4 would likely 
result in both direct short- and long-term, minor adverse economic 
impacts on HMS Charter/Headboat operators if prohibiting landing of 
additional shark species reduces demand for fishing charters. While 
this alternative may have greater economic impacts than Alternative A3, 
it may be effective at achieving the objective of reducing dusky shark 
mortality in the recreational fishery.

Alternative A5

    Under Alternative A5, the minimum recreational size limit for 
authorized shark species, except for Atlantic sharpnose, bonnethead, 
and hammerhead (great, scalloped, and smooth) sharks, would increase 
from 54 to 89 inches fork length. Under this alternative, increasing 
the recreational

[[Page 16500]]

size limit would likely result in both direct short- and long-term, 
moderate adverse economic impacts for recreational fishermen, charter/
headboat operators, and tournament operators. Because many shark 
species have a maximum size below an 89-inch size limit, there could be 
reduced incentive to fish recreationally for sharks due to the 
decreased potential to legally land these fish. Increasing the minimum 
size for retention would also impact the way that tournaments and 
charter vessels operate. While the impacts of an 89-inch fork length 
minimum size on tournaments awarding points for pelagic sharks may be 
lessened because these tournament participants target larger sharks, 
such as shortfin mako, blue, and thresher, that grow to larger than 89 
inches fork length, this may not be the case for tournaments targeting 
smaller sharks. Tournaments that target smaller sharks, especially 
those that target shark species that do not reach sizes exceeding 89 
inches fork length such as blacktip sharks, may be heavily impacted by 
this alternative. Reduced participation in such tournaments could 
potentially decrease the amount of monetary prizes offered to winners. 
Thus, implementation of this management measure could significantly 
alter the way some tournaments and charter vessels operate, or reduce 
opportunities to fish for sharks and drastically reduce general 
interest and demand for recreational shark fishing, which could create 
adverse economic impacts. For the aforementioned reasons, NMFS does not 
prefer this alternative at this time.

Alternative A6

    Under Alternative A6, circle hooks would be required for either all 
HMS permit holders fishing recreationally for sharks and all Atlantic 
HMS permit holders participating in fishing tournaments when targeting 
or retaining Atlantic sharks.

Alternative A6a

    Sub-alternative A6a would require the use of circle hooks by HMS 
permit holders with a shark endorsement whenever fishing with natural 
bait and wire or (200-pound test or greater) monofilament or 
fluorocarbon leader. Relative to the total cost of gear and tackle for 
a typical fishing trip, the cost associated with switching from J hooks 
to circle hooks is negligible. Thus, the immediate cost in switching 
hook type is likely minimal. However, there is conflicting indication 
that the use of circle hooks may reduce or increase CPUE resulting in 
lower catch of target species. In the event that CPUE is reduced, some 
recreational fishermen may choose not to fish for sharks or to enter 
tournaments that offer awards for sharks. Additionally, this 
alternative would also effectively require HMS permit holders with 
shark endorsements to use circle hooks when fishing for many non-shark 
species because wire and heavy monofilament leaders are commonly also 
used when fishing for swordfish, billfish, tuna, wahoo, mackerel, and 
other marine species. These missed recreational fishing opportunities 
could result in minor adverse economic impacts in the short- and long-
term. Given the effects this alternative would have on HMS permit 
holders while targeting non-shark species, NMFS does not prefer this 
alternative at this time.

Alternative A6b

    Sub-Alternative Ab6 is similar to A6a, but instead of requiring 
circle hooks when deploying natural bait while using a wire or heavy 
(200-pound test or greater) monofilament or fluorocarbon leader outside 
of a fishing tournament, it instead requires circle hooks when 
deploying a 5/0 or greater size hook to fish with natural bait outside 
of a fishing tournament. This use of the hook size standard to 
determine if the trip could be targeting sharks may result in more 
recreational trips requiring circle hooks than under alterative A6a, 
but many more of those trips might actually not be targeting sharks, 
but instead other large pelagic fish. The use of a heavy leader would 
be more correlated with angling activity that is targeting sharks.

Alternative A6c

    Sub-Alternative A6c is similar to A6a and A6b, but restricted to 
requiring the use of circle hooks by all HMS permit holders 
participating in fishing tournaments that bestow points, prizes, or 
awards for sharks. This alternative would impact a smaller universe of 
recreational fishermen, so the adverse impacts are smaller. However, 
given the limited scope of this requirement, the benefits to reducing 
dusky shark mortality via the use of circle hooks are also more 
limited.

Alternative A6d--Preferred Alternative

    Sub-Alternative A6d, a preferred alternative, is a new alternative 
similar to the above sub-alternatives that was formulated based in 
response to numerous public comments regarding the previously preferred 
alternative A6a. A6d would require the use of non-offset, non-stainless 
steel circle hooks by all HMS permit holders with a shark endorsement 
when fishing for sharks recreationally south of 41[deg]43' N. latitude, 
except when fishing with flies or artificial lures. On the one hand, 
this alternative would have less impact on HMS permit holders as it 
would limit the circle hook requirement to only those trips in which 
sharks are the target species, and would limit the requirement to 
waters south of Cape Cod so that it does not affect HMS permit holders 
fishing outside the dusky sharks known range. On the other hand, it 
would likely affect more HMS permit holders south of Cape Cod as fewer 
permit holders would be discouraged from acquiring the shark 
endorsement to avoid the circle hook requirement when fishing with wire 
or heavy monofilament or fluorocarbon leaders for non-shark species. 
Overall, the new alternative A6d is expected to have minor adverse 
economic impacts in the short- and long-term. However, A6d is the 
preferred alternative as it would restrict impacts to recreational 
fishing trips targeting sharks within the range of the dusky shark, and 
minimize unintended impacts that are not needed to meet the objectives 
of this rulemaking.

Alternative A7

    Alternative A7 would prohibit HMS permit holders from retaining any 
shark species. Recreational fishermen may still fish for and target 
authorized shark species for catch and release. The large number of 
fishermen who already practice catch and release and the catch and 
release shark fishing tournaments currently operating would not be 
impacted. However, prohibiting retention of sharks could have major 
impacts on fishing behaviors and activity of other recreational shark 
fishermen and reduce their demand for charter/headboat trips. Only 
allowing catch and release of authorized sharks in the recreational 
fishery could impact some fishermen that retain sharks recreationally 
and tournaments that award points for landing sharks. Thus, prohibiting 
retention of Atlantic sharks in the recreational shark fisheries could 
drastically alter the nature of recreational shark fishing and reduce 
incentives to fish for sharks.
    Additionally, with reduced incentive to fish for sharks, this could 
negatively impact profits for the HMS Charter/Headboat industry. 
Because there could be major impacts to the recreational shark 
fisheries from this management measure, Alternative A7 would likely 
have direct short- and long-term, moderate adverse economic impacts on 
small business entities.

[[Page 16501]]

2. Commercial Alternatives

Alternative B1

    Under Alternative B1, NMFS would not implement any measures to 
reduce dusky shark mortality in the commercial shark or HMS fisheries. 
Because no management measures would be implemented under this 
alternative, NMFS would expect fishing practices to remain the same and 
economic impacts to be neutral in the short-term. Dusky sharks are a 
prohibited species and fishermen are not allowed to harvest this 
species. Thus, even if dusky sharks continue to experience overfishing 
and the abundance declines as a result of this alternative, there would 
not be any economic impacts on the fishery in the short-term. If more 
restrictive measures are required in the long-term under MSA or other 
statutes such as the Endangered Species Act, moderate adverse economic 
impacts may occur.

Alternative B2

    Under Alternative B2, HMS commercial fishermen would be limited to 
750 hooks per pelagic longline set with no more than 800 assembled 
gangions onboard the vessel at any time. Based on average number of 
hooks per pelagic longline set data, the hook restriction in this 
alternative could have neutral economic impacts on fishermen targeting 
bigeye tuna, mixed tuna species, and mixed HMS species, because the 
average number of hooks used on pelagic longline sets targeting these 
species is slightly above or below the limit considered in this 
alternative. This alternative would likely have adverse economic 
impacts on fishermen targeting dolphin fish, because these fishermen on 
average use 1,056 hooks per set. If NMFS implemented this alternative, 
fishermen targeting dolphin fish with pelagic longline gear would have 
to reduce their number of hooks by approximately 30 percent per set, 
which may result in a similar percent reduction in set revenue or could 
result in increased operating costs if fishermen decide to offset the 
limited number of hooks with more fishing sets. Overall, Alternative B2 
would be expected to have short- and long-term minor adverse economic 
impacts on the pelagic longline fishery.

Alternative B3--Preferred Alternative

    Under Alternative B3, a preferred alternative, HMS commercial 
fishermen must release all sharks that are not being boarded or 
retained by using a dehooker, or by cutting the gangion no more than 
three feet from the hook. This alternative would have neutral to 
adverse economic impacts on commercial shark fishermen using pelagic 
longline gear. Currently, fishermen are required to use a dehooking 
device if a protected species is caught. This alternative would require 
this procedure to be used on all sharks that would not be retained, or 
fishermen would have to cut the gangion to release the shark. 
Currently, it is common practice in the pelagic longline fishery to 
release sharks that are not going to be retained (especially larger 
sharks) by cutting the gangion, but they usually do not cut the gangion 
so only 3 feet remain, so there might be a slight learning curve. Using 
a dehooker to release sharks in the pelagic longline fishery is a less 
common practice, therefore, there may be more of a learning curve that 
would make using this technique more time consuming and making fishing 
operations less efficient. Although this may be an initial issue, NMFS 
expects that these inefficiencies would be minimal and that fishermen 
would become adept in using a dehooker to release sharks over time 
given they are all adept at using a dehooker to release protected 
species. Thus, Alternative B3 would be expected to have short- and 
long-term neutral economic impacts on the pelagic longline fishery.

Alternative B4

    Under Alternative B4, NMFS considered various dusky shark hotspot 
closures for vessels fishing with pelagic longline gear. The hotspot 
closures considered are the same areas that were analyzed in Draft 
Amendment 5 and the A5b Predraft. These hotspot closure alternatives 
are located where increased levels of pelagic longline interactions 
with dusky sharks had been identified based on HMS Logbook data. During 
the months that hotspot closures are effective, Atlantic shark 
commercial permit holders (directed or incidental) would not be able to 
fish with pelagic longline gear in these areas.

Alternative B4a

    This alternative would define a rectangular area in a portion of 
the existing Charleston Bump time/area closure area, and prohibit the 
use of pelagic longline gear by all vessels during the month of May in 
that area. This alternative is expected to have moderate short- and 
long-term direct adverse economic impacts on 46 vessels that have 
historically fished in this Charleston Bump area during the month of 
May. This closure would result in the loss of approximately $15,250 in 
gross revenues per year per vessel assuming no redistribution of effort 
outside of the closed area.
    However, it is likely that some of the vessels that would be 
impacted by this hotspot closure would redistribute their effort to 
other fishing areas. Based on natural breaks in the percentage of sets 
vessels made inside and outside of this alternative's hotspot closure 
area, NMFS estimated that if a vessel historically made less than 40 
percent of its sets in the hotspot closure area, it would likely 
redistribute all of its effort. If a vessel made more than 40 percent 
but less than 75 percent of its sets in the hotspot closure area, it 
would likely redistribute 50 percent of its effort impacted by the 
hotspot closure area to other areas. Finally, if a vessel made more 
than 75 percent of its sets solely within the hotspot closure area, 
NMFS assumed the vessel would not likely shift its effort to other 
areas. Based on these individually calculated redistribution rates, the 
percentage of fishing in other areas during the gear restriction time 
period, the percentage of fishing in other areas during the hotspot 
closure time period, and the catch per unit effort for each vessel in 
each statistical area, NMFS estimated the potential landings associated 
with redistributed effort associated with fishing sets displaced by the 
hotspot closure area. The net loss in fishing revenues as a result of 
the Charleston Bump Hotspot May closure after considering likely 
redistribution of effort is estimated to be $8,300 per vessel per year. 
Alternative B4a would result in moderate short- and long-term adverse 
economic impacts as a result of restricting pelagic longline vessels 
from fishing in the Charleston Bump Hotspot May area, thus causing 
decreased revenues and increased costs associated with fishing in 
potentially more distant waters if vessel operators redistribute their 
effort.

Alternative B4b

    This alternative would prohibit the use of pelagic longline gear in 
the vicinity of the ``Hatteras Shelf'' area of the Cape Hatteras 
Special Research Area during the month of May where elevated levels of 
dusky shark interactions have been reported. This alternative is 
expected to have moderate short- and long-term direct adverse economic 
impacts on 42 vessels that have historically fished in this Hatteras 
Shelf Hotspot area during the month of May. The average annual revenue 
per vessel from 2008 through 2014 from all fishing sets made in this 
hotspot closure area has been approximately $9,980 during the month of 
May, assuming that fishing effort does not move to other areas. 
However, it is likely that some of the vessels that would be impacted 
by this hotspot closure would redistribute

[[Page 16502]]

their effort to other fishing areas. The net impact of the Hatteras 
Shelf Hotspot May closure on fishing revenues after considering likely 
redistribution of effort is estimated to be $5,990 per vessel per year. 
Alternative B4b would result in moderate adverse economic impacts as a 
result of restricting pelagic longline vessels from fishing in the 
Hatteras Shelf Hotspot May area, thus causing decreased revenues and 
increased costs associated with fishing in potentially more distant 
waters if vessel operators redistribute their effort.

Alternative B4c

    This alternative would prohibit the use of pelagic longline gear in 
the vicinity of the ``Hatteras Shelf'' area of the Cape Hatteras 
Special Research Area during the month of June where elevated levels of 
dusky shark interactions have been reported.
    This alternative is expected to have moderate short- and long-term 
direct adverse economic impacts on 37 vessels that have historically 
fished in this Hatteras Shelf Hotspot area during the month of June. 
The average annual revenue from 2008 through 2014 from all fishing sets 
made in this hotspot closure area has been approximately $7,640 per 
vessel during the month of June, assuming that fishing effort does not 
move to other areas. However, it is likely that some of the vessels 
that would be impacted by this hotspot closure would redistribute their 
effort to other fishing areas. The net impact of the Hatteras Shelf 
Hotspot June closure on fishing revenues after considering likely 
redistribution of effort is estimated to be $4,010 per vessel per year. 
Alternative B4c would result in moderate adverse economic impacts as a 
result of restricting pelagic longline vessels from fishing in the 
Hatteras Shelf Hotspot June area, thus causing decreased revenues and 
increased costs associated with fishing in potentially more distant 
waters if vessel operators redistribute their effort.

Alternative B4d

    This alternative would prohibit the use of pelagic longline gear in 
the vicinity of the ``Hatteras Shelf'' area of the Cape Hatteras 
Special Research Area during the month of November where elevated 
levels of dusky shark interactions have been reported. This alternative 
is expected to have minor short- and long-term direct adverse economic 
impacts on 23 vessels that have historically fished in this Hatteras 
Shelf Hotspot area during the month of November. The average annual 
revenue from 2008 through 2014 from all fishing sets made in this 
hotspot closure area has been approximately $5,230 per vessel during 
the month of November, assuming that fishing effort does not move to 
other areas. However, it is likely that some of the vessels that would 
be impacted by this hotspot closure would redistribute their effort to 
other fishing areas. The net impact of the Hatteras Shelf Hotspot 
November closure on fishing revenues after considering likely 
redistribution of effort is estimated to be $3,540 per vessel per year. 
Alternative B4d would result in minor adverse economic impacts as a 
result of restricting pelagic longline vessels from fishing in the 
Hatteras Shelf Hotspot November area, thus causing decreased revenues 
and increased costs associated with fishing in potentially more distant 
waters if vessel operators redistribute their effort.

Alternative B4e

    This alternative would prohibit the use of pelagic longline gear by 
all U.S. flagged-vessels permitted to fish for HMS in the three 
distinct closures in the vicinity of the Mid-Atlantic Canyons during 
the month of October where elevated levels of dusky shark interactions 
have been reported. This alternative is expected to have moderate 
short- and long-term direct adverse economic impacts on 64 vessels that 
have historically fished in this Canyons Hotspot October area. The 
average annual revenue from 2008 through 2014 from all fishing sets 
made in this hotspot closure area has been approximately $9,950 per 
vessel during the month of October, assuming that fishing effort does 
not move to other areas. However, it is likely that some of the vessels 
that would be impacted by this hotspot closure would redistribute their 
effort to other fishing areas. The net impact of the Canyons Hotspot 
October closure on fishing revenues after considering likely 
redistribution of effort is estimated to be $3,720 per vessel per year. 
Alternative B4e would result in moderate adverse economic impacts as a 
result of restricting pelagic longline vessels from fishing in the 
Canyons Hotspot October area, thus causing decreased revenues and 
increased costs associated with fishing in potentially more distant 
waters if vessel operators redistribute their effort.

Alternative B4f

    This alternative would prohibit the use of pelagic longline gear by 
all U.S. flagged-vessels permitted to fish for HMS in July in an area 
adjacent to the existing Northeastern U.S. closure which is currently 
effective for the month of June, where elevated levels of dusky shark 
interactions have been reported. This alternative is expected to have 
moderate short- and long-term direct adverse economic impacts on 35 
vessels that have historically fished in this Southern Georges Banks 
Hotspot area during the month of July. The average annual revenue from 
2008 through 2014 from all fishing sets made in this hotspot closure 
area has been approximately $14,230 per vessel during the month of 
July, assuming that fishing effort does not move to other areas. 
However, it is likely that some of the vessels that would be impacted 
by this hotspot closure would redistribute their effort to other 
fishing areas. The net impact of the Southern Georges Banks Hotspot 
July closure on fishing revenues after considering likely 
redistribution of effort is estimated to be $8,290 per vessel per year. 
Alternative B4f would result in moderate adverse economic impacts as a 
result of restricting longline vessels from fishing in the Southern 
Georges Banks Hotspot July area, thus causing decreased revenues and 
increased costs associated with fishing in potentially more distant 
waters if vessel operators redistribute their effort.

Alternative B4g

    This alternative would prohibit the use of pelagic longline gear by 
all U.S. flagged-vessels permitted to fish for HMS in August in an area 
adjacent to the existing Northeastern U.S. closure, which is currently 
effective for the month of June, where elevated levels of dusky shark 
interactions have been reported. This alternative is expected to have 
moderate short- and long-term direct adverse economic impacts on 35 
vessels that have historically fished in this Southern Georges Banks 
Hotspot area during the month of August. The average annual revenue 
from 2008 through 2014 from all fishing sets made in this hotspot 
closure area has been approximately $12,260 per vessel during the month 
of August, assuming that fishing effort does not move to other areas. 
However, it is likely that some of the vessels that would be impacted 
by this hotspot closure would redistribute their effort to other 
fishing areas. The net impact of the Southern Georges Banks Hotspot 
August closure on fishing revenues after considering likely 
redistribution of effort is estimated to be $5,990 per vessel per year. 
Alternative B4g would result in moderate adverse economic impacts as a 
result of restricting pelagic longline vessels from fishing in the 
Southern Georges Banks Hotspot August area, thus causing decreased 
revenues and increased costs associated with fishing

[[Page 16503]]

in potentially more distant waters if vessel operators redistribute 
their effort.

Alternative B4h

    This alternative would prohibit the use of pelagic longline gear by 
all U.S. flagged-vessels permitted to fish for HMS in a portion of the 
existing Charleston Bump time/area closure during the month of November 
where elevated levels of dusky shark interactions have been reported. 
This alternative is expected to have minor short- and long-term direct 
adverse economic impacts on 32 vessels that have historically fished in 
this Charleston Bump Hotspot area during the month of November. The 
average annual revenue from 2008 through 2014 from all fishing sets 
made in this hotspot closure area has been approximately $7,030 per 
vessel during the month of November, assuming that fishing effort does 
not move to other areas. However, it is likely that some of the vessels 
that would be impacted by this hotspot closure would redistribute their 
effort to other fishing areas. The net impact of the Charleston Bump 
Hotspot November closure on fishing revenues after considering likely 
redistribution of effort is estimated to be $2,720 per vessel per year. 
Alternative B4h would result in minor adverse social and economic 
impacts as a result of restricting pelagic longline vessels from 
fishing in the Charleston Bump Hotspot November area, thus causing 
decreased revenues and increased costs associated with fishing in 
potentially more distant waters if vessel operators redistribute their 
effort.

Alternative B4i

    This alternative would provide strong incentives to avoid dusky 
sharks and to reduce interactions by modifying fishing behavior. 
Participants in the pelagic longline fleet have requested increased 
individual accountability within the fishery in light of several 
management issues facing the fishery (e.g., bluefin tuna, dusky 
sharks). NMFS first developed the use of conditional access under Draft 
Amendment 7, in part due to the public comments and feedback received 
regarding the original dusky hotspot closures proposed in Draft 
Amendment 5. This approach would address the fact that, according to 
HMS logbook data, relatively few vessels have consistently accounted 
for the majority of the dusky shark interactions. Conditional access 
would not impact the entire fleet for interactions made by a relatively 
small proportion of vessels. Therefore, depending on the metrics 
selected and fishery participant behavior, this alternative could have 
adverse socioeconomic effects on certain vessels that are both poor 
avoiders of dusky sharks and are non-compliant with the regulations. 
NMFS would analyze the socioeconomic impact by using similar fishing 
effort redistribution proposed in Draft Amendment 7. Overall, the 
adverse socioeconomic effects of dusky shark hotspot closures are 
expected to be less if a conditional access alternative is implemented 
because some vessels would still be able to access and fish the hotspot 
closures. This alternative would have neutral to beneficial effects for 
vessels that are still authorized to fish in these regions, as they 
would not be held accountable for the behavior of other individuals and 
would not have to change their current fishing operations.

Alternative B4j

    This alternative would implement bycatch caps on dusky shark 
interactions in hotspot areas. Under this alternative, NMFS would allow 
pelagic longline vessels limited access to high dusky shark interaction 
areas with an observer onboard while limiting the number of dusky shark 
interactions that could occur in these areas. Once the dusky shark 
bycatch cap for an area is reached, that area would close until the end 
of the three-year bycatch cap period. This alternative could lead to 
adverse economic impacts by reducing annual revenue from fishing in the 
various hot spot areas depending on the number of hotspots where 
bycatch cap limits are reached, the timing of those potential closures 
during the year, and the amount of effort redistribution that occurs 
after the closures. In addition to direct impacts to vessels owners, 
operators, and crew members, this alternative would have moderate, 
adverse indirect impacts in the short-and long-term on fish dealers, 
processors, bait/gear suppliers, and other shore-based businesses 
impacted by reduced fishing opportunities for pelagic longline vessel 
owners that would have fished in the hotspot area.

Alternative B5--Preferred Alternative

    Alternative B5, a preferred alternative, would provide additional 
training to pelagic longline, bottom longline, and shark gillnet vessel 
owners and operators as a new part of all Safe Handling and Release 
Workshops. The course would be taught in conjunction with the current 
Protected Species Safe Handling, Release, and Identification workshops 
that HMS pelagic longline, bottom longline, and shark gillnet vessel 
owners and operators are already required to attend. The training 
course would provide information regarding shark identification and 
regulations, as well as best practices to avoid interacting with dusky 
sharks and how to minimize mortality of dusky sharks caught as bycatch. 
This training course would provide targeted outreach on dusky shark 
identification and regulations, which should decrease interactions with 
dusky sharks. This alternative would have neutral economic impacts 
because the fishermen are already required to attend a workshop, incur 
some travel costs, and would not be fishing while taking attending the 
workshop. Given the neutral economic impacts and this alternative's 
potential to decrease dusky interactions and mortality, NMFS prefers 
this alternative.

Alternative B6--Preferred Alternative

    The economic impacts associated with Alternative B6, which would 
increase dusky shark outreach and awareness through development of 
additional commercial fishery outreach materials and establish a 
communication and fishing set relocation protocol for HMS commercial 
fishermen following interactions with dusky sharks and increase 
outreach to the pelagic longline fleet, are anticipated to be neutral. 
These requirements would not cause a substantial change to current 
fishing operations, but have the potential to help fishermen become 
more adept in avoiding dusky sharks. If fishermen become better at 
avoiding dusky sharks, there is the possibility that target catch could 
increase. On the other hand, the requirement to move the subsequent 
fishing set one nautical mile from where a previous dusky shark 
interaction occurred could move fishermen away from areas where they 
would prefer to fish and it could increase fuel usage and fuel costs. 
Given the neutral economic impacts of this alternative and its 
expectation to decrease dusky shark interactions, NMFS prefers this 
alternative.

Alternative B7

    NMFS would seek, through collaboration with the affected states and 
the ASMFC, to extend the end date of the existing state shark closure 
from July 15 to July 31. Currently, the states of Virginia, Maryland, 
Delaware, and New Jersey have a state-water commercial shark closure 
from May 15 to July 15. In 2014, 621 lb dw of aggregated LCS and 669 lb 
dw of hammerhead sharks were landed by commercial fishermen in 
Virginia, Maryland, and New Jersey from July 15 to July 31. Based on 
2014 ex-vessel prices, the annual gross revenues loss

[[Page 16504]]

for aggregated LCS and hammerhead shark meat to the regional fleet in 
revenues due to an extended closure date would be $847, while the shark 
fins would be $207. Thus the total loss annual gross revenue for 
aggregated LCS and hammerhead sharks would be $1,054. Extending this 
closure by 16 days could cause a reduction of commercial fishing 
opportunity, likely resulting in minor adverse economic impacts due to 
reduced opportunities to harvest aggregated LCS and hammerhead sharks. 
In the long-term, this reduction would be neutral since fishermen would 
be able to adapt to the new opening date.

Alternative B8

    Under Alternative B8, NMFS would remove pelagic longline gear as an 
authorized gear for Atlantic HMS. All commercial fishing with pelagic 
longline gear for HMS in the Atlantic, Gulf of Mexico, and Caribbean 
would be prohibited. This would greatly reduce fishing opportunities 
for pelagic longline fishing vessel owners. Prohibiting the use of 
pelagic longline fishing gear would result in direct and indirect, 
major adverse economic impacts in the short-and long-term for pelagic 
longline vessel owners, operators, and crew.
    Between 2008 and 2014, 168 different vessels reported using pelagic 
longline fishing gear in Atlantic HMS Logbooks. Average annual revenues 
were estimated to be approximately $34,322,983 per year based on HMS 
logbook records, bluefin tuna dealer reports, and the eDealer database. 
In 2014, there were 110 active pelagic longline vessels which produced 
approximately $33,293,118 in revenues. The 2014 landings value is in 
line with the 2008 to 2014 average. Therefore, NMFS expects future 
revenues forgone revenue on a per vessel basis to be approximately 
$309,000 per year based on 110 vessels generating an estimated $34 
million in revenues per year. This displacement of fishery revenues 
would likely cause business closures for a majority of these pelagic 
longline vessel owners. Given the magnitude of the economic impact of 
this alternative, it is not a preferred alternative.

Alternative B9--Preferred Alternative

    Under Alternative B9, NMFS would require the use of circle hooks by 
all HMS directed shark permit holders in the bottom longline fishery. 
This requirement is expected to reduce the mortality associated with 
catch of dusky shark in the bottom longline fishery.
    There is negligible cost associated with switch from J-hooks to 
circle hooks. However, there is some indication that the use of circle 
hooks may reduce catch per unit effort (CPUE) resulting in lower catch 
of target species. To the extent that CPUE is reduced, some commercial 
fishermen using BLL gear may experience reduced landings and associated 
revenue with the use of circle hooks. This alternative would require 
the 224 vessels that hold a shark directed limited access permit as of 
2015 to use circle hooks. However, 104 of the 224 vessels have an 
Atlantic tunas longline permit, which requires fishermen to use circle 
hooks with pelagic longline gear. Thus, those vessels would already 
possess and use circle hooks. The remaining 120 permit holders would be 
required to use circle hooks when using bottom longline gear. Given the 
low switching costs from J-hooks to circle hooks and the potential to 
reduce dusky shark mortality, NMFS prefers this alternative.

Alternative B10

    Under this alternative, NMFS would annually allocate a certain 
number of allowable dusky shark interactions to each individual shark 
directed or incidental limited access permit holder in the HMS pelagic 
and bottom longline fisheries. These allocations would be transferable 
between permit holders. When each vessel's individual dusky shark 
bycatch quota (IDQ) is reached, the vessel would no longer be 
authorized to fish for HMS for the remainder of the year. The concept 
of this alternative is similar to the Individual Bluefin Tuna Quota 
(IBQ) Program implemented in Amendment 7 to the 2006 Consolidated HMS 
FMP (79 FR 71510), which established individual quotas for bluefin tuna 
bycatch in the pelagic longline fishery and authorized retention and 
sale of such bycatch. We would not, however, anticipate authorizing 
retention and sale of dusky sharks, because they remain a prohibited 
species.
    The goal of this alternative would be to provide strong individual 
incentives to reduce dusky shark interactions while providing 
flexibility for vessels to continue to operate in the fishery, however, 
several unique issues associated with dusky sharks would make these 
goals difficult to achieve.
    In order to achieve the mortality reductions based upon the 2016 
SEDAR 21 dusky shark assessment update, the number of dusky shark 
interactions may need to be substantially reduced. NMFS expects the 
allocations to each vessel may be extremely low and highly inaccurate/
uncertain. It is not clear that an IDQ system without a supportable 
scientific basis would actually reduce interactions with dusky sharks. 
To the extent that any reduction actually occurred, some vessels would 
be constrained by the amount of individual quota they are allocated and 
this could reduce their annual revenue. If a pelagic longline vessel 
interacts with dusky sharks early in the year and uses their full IDQ 
allocation, they may be unable to continue fishing with pelagic 
longline or bottom longline gear for the rest of the year if they are 
unable to lease quota from other IDQ holders. This would result in 
reduced revenues and potential cash flow issues for these small 
businesses.
    If vessel owners are only allocated a very low amount of IDQ, it is 
very unlikely that an active trading market for IDQs will emerge. The 
initial allocations could be insufficient for many vessels to maintain 
their current levels of fishing activity and they may not be able to 
find IDQs to lease or have insufficient capital to lease a sufficient 
amount of IDQs. Some vessel owners may view the risk of exceeding their 
IDQ allocations and the associated costs of acquiring additional quota 
to outweigh the potential profit from fishing, so they may opt to not 
continue participating in the fishery.
    The annual transaction costs associated with matching lessor and 
lessees, the costs associated with drafting agreements, and the 
uncertainty vessel owners would face regarding quota availability would 
reduce some of the economic benefits associated with leasing quota and 
fishing.
    There would also be increased costs associated with bottom longline 
vessels obtaining and installing EM and VMS units. Some bottom longline 
vessel owners might have to consider obtaining new vessels if their 
current vessels cannot be equipped with EM and VMS. There would be 
increased costs associated with VMS reporting of dusky interactions. 
Some fishermen would also need to ship EM hard drives after each trip 
and they may need to consider acquiring extra hard drives to avoid not 
having one available when they want to go on a subsequent trip.
    Given the challenges in properly identifying dusky sharks, every 
shark would need to be brought on board the vessel and ensure an 
accurate picture of identifying features was taken by the EM cameras. 
Such handling would likely increase dusky shark and other shark species 
mortality and thus not fully achieve the stated objectives of this 
rule. This alternative is also unlikely to minimize the economic impact 
of this rule as compared to the preferred alternatives given the 
potential for

[[Page 16505]]

reduced fishing revenues, monitoring equipment costs, and transaction 
costs.

Small Entity Compliance Guide

    Section 212 of the Small Business Regulatory Enforcement Fairness 
Act of 1996 states that, for each rule or group of related rules for 
which an agency is required to prepare a FRFA, the agency shall publish 
one or more guides to assist small entities in complying with the rule, 
and shall designate such publications as ``small entity compliance 
guides.'' The agency shall explain the actions a small entity is 
required to take to comply with a rule or group of rules. Copies of 
this final rule and the compliance guide are available upon request 
from NMFS (see ADDRESSES). Copies of the compliance guide will be 
available from the Highly Migratory Species Management Division Web 
site at http://www.nmfs.noaa.gov/sfa/hms/.

List of Subjects

15 CFR Part 902

    Reporting and recordkeeping requirements.

50 CFR Part 635

    Fisheries, Fishing, Fishing vessels, Foreign relations, Imports, 
Penalties, Reporting and recordkeeping requirements, Treaties.

    Dated: March 30, 2017.
Alan D. Risenhoover,
Acting Deputy Assistant Administrator for Regulatory Programs, National 
Marine Fisheries Service.
    For reasons set out in the preamble, NMFS amends 15 CFR part 902 
and 50 CFR part 635 as follows:

Title 15--Commerce and Foreign Trade

PART 902--NOAA INFORMATION COLLECTION REQUIREMENTS UNDER THE 
PAPERWORK REDUCTION ACT: OMB CONTROL NUMBERS

0
1. The authority citation for part 902 continues to read as follows:

    Authority: 44 U.S.C. 3501 et seq.


0
2. In Sec.  902.1, in the table in paragraph (b) under ``50 CFR'', add 
entries for ``635.2'', ``635.4(c)'', and ``635.4(j)'' in numerical 
order to read as follows:


Sec.  902.1  OMB control numbers assigned pursuant to the Paperwork 
Reduction Act.

* * * * *

    (b) * * *

------------------------------------------------------------------------
                                                          Current OMB
 CFR part or section where the information collection   control No. (all
                requirement is located                   numbers begin
                                                          with 0648-)
------------------------------------------------------------------------
 
                                * * * * *
50 CFR:
 
                                * * * * *
635.2................................................              -0327
 
                                * * * * *
635.4(c).............................................              -0327
 
                                * * * * *
635.4(j).............................................              -0327
 
                                * * * * *
------------------------------------------------------------------------

* * * * *

Title 50--Wildlife and Fisheries

PART 635--ATLANTIC HIGHLY MIGRATORY SPECIES

0
3. The authority citation for part 635 continues to read as follows:

    Authority: 16 U.S.C. 971 et seq.; 16 U.S.C. 1801 et seq.

0
4. In Sec.  635.2:
0
a. Remove the definition of ``Protected species safe handling, release, 
and identification workshop certificate''; and
0
b. Add new definitions for ``Safe handling, release, and identification 
workshop certificate'' and ``Shark endorsement'' in alphabetical order 
to read as follows:


Sec.  635.2  Definitions.

* * * * *
    Safe handling, release, and identification workshop certificate 
means the document issued by NMFS, or its designee, indicating that the 
person named on the certificate has successfully completed the Atlantic 
HMS safe handling, release, and identification workshop.
* * * * *
    Shark endorsement means an authorization added to an HMS Angling, 
HMS Charter/Headboat, Atlantic Tunas General, or Swordfish General 
Commercial permit that allows for the retention of authorized Atlantic 
sharks consistent with all other applicable regulations in this part.
* * * * *

0
5. In Sec.  635.4, revise paragraphs (b)(1), (c)(1), and (c)(2), and 
add paragraphs (c)(5) and (j)(4) to read as follows:


Sec.  635.4   Permits and fees.

* * * * *
    (b) * * *
    (1) The owner of a charter boat or headboat used to fish for, 
retain, possess, or land any Atlantic HMS must obtain an HMS Charter/
Headboat permit. In order to fish for, retain, possess, or land 
Atlantic sharks, the owner must have a valid shark endorsement issued 
by NMFS. A vessel issued an HMS Charter/Headboat permit for a fishing 
year shall not be issued an HMS Angling permit, a Swordfish General 
Commercial permit, or an Atlantic Tunas permit in any category for that 
same fishing year, regardless of a change in the vessel's ownership.
* * * * *
    (c) * * *
    (1) The owner of any vessel used to fish recreationally for 
Atlantic HMS or on which Atlantic HMS are retained or possessed 
recreationally, must obtain an HMS Angling permit, except as provided 
in paragraph (c)(2) of this section. In order to fish for, retain, 
possess, or land Atlantic sharks, the owner must have a valid shark 
endorsement issued by NMFS. Atlantic HMS caught, retained, possessed, 
or landed by persons on board vessels with an HMS Angling permit may 
not be sold or transferred to any person for a commercial purpose. A 
vessel issued an HMS Angling permit for a fishing year shall not be 
issued an HMS Charter/Headboat permit, a Swordfish General Commercial 
permit, or an Atlantic Tunas permit in any category for that same 
fishing year, regardless of a change in the vessel's ownership.
    (2) A vessel with a valid Atlantic Tunas General category permit 
issued under paragraph (d) of this section or with a valid Swordfish 
General Commercial permit issued under paragraph (f) of this section 
may fish in a recreational HMS fishing tournament if the vessel has 
registered for, paid an entry fee to, and is fishing under the rules of 
a tournament that has registered with NMFS' HMS Management Division as 
required under Sec.  635.5(d). When a vessel issued a valid Atlantic 
Tunas General category permit or a valid Swordfish General Commercial 
permit is fishing in such a tournament, such vessel must comply with 
HMS Angling category regulations, except as provided in paragraphs 
(c)(3) through (c)(5) of this section.
* * * * *
    (5) In order to fish for, retain, possess, or land sharks, the 
owner of a vessel fishing in a registered recreational HMS fishing 
tournament and issued either an Atlantic Tunas General category or 
Swordfish General Commercial permit must have a shark endorsement.
* * * * *

[[Page 16506]]

    (j) * * *
    (4) In order to obtain a shark endorsement to fish for, retain, 
possess, or land sharks, a vessel owner with a vessel fishing in a 
registered recreational HMS fishing tournament and issued or required 
to be issued either an Atlantic Tunas General category or Swordfish 
General Commercial permit or a vessel owner of a vessel issued or 
required to be issued an HMS Angling or HMS Charter/Headboat permit 
must take a shark endorsement online quiz. After completion of the 
quiz, NMFS will issue the vessel owner a new or revised permit with the 
shark endorsement for the vessel. The vessel owner can take the quiz at 
any time during the fishing year, but his or her vessel may not leave 
the dock on a trip during which sharks will be fished for, retained, 
possessed, or landed unless a new or revised permit with a shark 
endorsement has been issued by NMFS for the vessel. The addition of a 
shark endorsement to the permit does not constitute a permit category 
change and does not change the timing considerations for permit 
category changes specified in paragraph (j)(3) of this section. Vessel 
owners may request that NMFS remove the shark endorsement from the 
permit at any time. If NMFS removes the shark endorsement from the 
vessel permit, no person on board the vessel may fish for, retain, 
possess, or land sharks.
* * * * *

0
 6. In Sec.  635.8, revise paragraphs (a), (c)(2), (c)(3), (c)(5), 
(c)(6), and (c)(7) as follows:


Sec.  635.8  Workshops.

    (a) Safe handling, release, and identification workshops. (1) Both 
the owner and operator of a vessel that fishes with Longline or gillnet 
gear must be certified by NMFS, or its designee, as having completed a 
safe handling, release, and identification workshop before a shark or 
swordfish limited access vessel permit, pursuant to Sec.  635.4(e) and 
(f), is renewed. For the purposes of this section, it is a rebuttable 
presumption that a vessel fishes with longline or gillnet gear if: 
Longline or gillnet gear is onboard the vessel; logbook reports 
indicate that longline or gillnet gear was used on at least one trip in 
the preceding year; or, in the case of a permit transfer to new owners 
that occurred less than a year ago, logbook reports indicate that 
longline or gillnet gear was used on at least one trip since the permit 
transfer.
    (2) NMFS, or its designee, will issue a safe handling, release, and 
identification workshop certificate to any person who completes a safe 
handling, release, and identification workshop. If an owner owns 
multiple vessels, NMFS will issue a certificate for each vessel that 
the owner owns upon successful completion of one workshop. An owner who 
is also an operator will be issued multiple certificates, one as the 
owner of the vessel and one as the operator.
    (3) The owner of a vessel that fishes with longline or gillnet 
gear, as specified in paragraph (a)(1) of this section, is required to 
possess on board the vessel a valid safe handling, release, and 
identification workshop certificate issued to that vessel owner. A copy 
of a valid safe handling, release, and identification workshop 
certificate issued to the vessel owner for a vessel that fishes with 
longline or gillnet gear must be included in the application package to 
renew or obtain a shark or swordfish limited access permit.
    (4) An operator that fishes with longline or gillnet gear as 
specified in paragraph (a)(1) of this section must possess on board the 
vessel a valid safe handling, release, and identification workshop 
certificate issued to that operator, in addition to a certificate 
issued to the vessel owner.
* * * * *
    (c) * * *
    (2) If a vessel fishes with longline or gillnet gear as described 
in paragraph (a)(1) of this section, the vessel owner may not renew a 
shark or swordfish limited access permit, issued pursuant to Sec.  
635.4(e) or (f), without submitting a valid safe handling, release, and 
identification workshop certificate with the permit renewal 
application.
    (3) A vessel that fishes with longline or gillnet gear as described 
in paragraph (a)(1) of this section and that has been, or should be, 
issued a valid limited access permit pursuant to Sec.  635.4(e) or (f), 
may not fish unless a valid safe handling, release, and identification 
workshop certificate has been issued to both the owner and operator of 
that vessel.
* * * * *
    (5) A vessel owner, operator, shark dealer, proxy for a shark 
dealer, or participant who is issued either a safe handling, release, 
and identification workshop certificate or an Atlantic shark 
identification workshop certificate may not transfer that certificate 
to another person.
    (6) Vessel owners issued a valid safe handling, release, and 
identification workshop certificate may request, in the application for 
permit transfer per Sec.  635.4(l)(2), additional safe handling, 
release, and identification workshop certificates for additional 
vessels that they own. Shark dealers may request from NMFS additional 
Atlantic shark identification workshop certificates for additional 
places of business authorized to receive sharks that they own as long 
as they, and not a proxy, were issued the certificate. All certificates 
must be renewed prior to the date of expiration on the certificate.
    (7) To receive the safe handling, release, and identification 
workshop certificate or Atlantic shark identification workshop 
certificate, persons required to attend the workshop must first show a 
copy of their HMS permit, as well as proof of identification to NMFS or 
NMFS' designee at the workshop. If a permit holder is a corporation, 
partnership, association, or any other entity, the individual attending 
on behalf of the permit holder must show proof that he or she is the 
permit holder's agent and provide a copy of the HMS permit to NMFS or 
NMFS' designee at the workshop. For proxies attending on behalf of a 
shark dealer, the proxy must have documentation from the shark dealer 
acknowledging that the proxy is attending the workshop on behalf of the 
Atlantic shark dealer and must show a copy of the Atlantic shark dealer 
permit to NMFS or NMFS' designee at the workshop.

0
7. In Sec.  635.19, revise paragraph (d) to read as follows:


Sec.  635.19  Authorized gears.

* * * * *
    (d) Sharks. (1) No person may possess a shark without a permit 
issued under Sec.  635.4.
    (2) No person issued a Federal Atlantic commercial shark permit 
under Sec.  635.4 may possess a shark taken by any gear other than rod 
and reel, handline, bandit gear, longline, or gillnet, except that 
smoothhound sharks may be retained incidentally while fishing with 
trawl gear subject to the restrictions specified in Sec.  635.24(a)(7).
    (3) No person issued an HMS Commercial Caribbean Small Boat permit 
may possess a shark taken from the U.S. Caribbean, as defined at Sec.  
622.2 of this chapter, by any gear other than with rod and reel, 
handline or bandit gear.
    (4) Persons on a vessel issued a permit with a shark endorsement 
under Sec.  635.4 may possess a shark only if the shark was taken by 
rod and reel or handline, except that persons on a vessel issued both 
an HMS Charter/Headboat permit (with or without a shark endorsement) 
and a Federal Atlantic commercial shark permit may possess sharks taken 
by rod and reel, handline, bandit gear, longline,

[[Page 16507]]

or gillnet if the vessel is engaged in a non for-hire fishing trip and 
the commercial shark fishery is open pursuant to Sec.  635.28(b).
* * * * *

0
8. In Sec.  635.21:
0
a. Add paragraph (c)(6);
0
b. Revise the introductory text for paragraph (d)(2);
0
c. Add paragraphs (d)(2)(iii) and (d)(4);
0
d. Revise paragraph (f); and
0
e. Add paragraphs (g)(5) and (k).
    The additions and revisions read as follows:


Sec.  635.21  Gear operation and deployment restrictions.

* * * * *
    (c) * * *
    (6) The owner or operator of a vessel permitted or required to be 
permitted under this part and that has pelagic longline gear on board 
must undertake the following shark bycatch mitigation measures:
    (i) Handling and release requirements. As safely as practicable, 
any hooked or entangled sharks that are not being retained must be 
released using dehookers or line clippers or cutters. If using a line 
clipper or cutter, the gangion must be cut so that less than three feet 
(91.4 cm) of line remains attached to the hook.
    (ii) Fleet communication and relocation protocol. The owner or 
operator of any vessel that catches a dusky shark must, as quickly as 
practicable, broadcast the location of the dusky shark interaction over 
the radio to other fishing vessels in the surrounding area. Subsequent 
fishing sets by that vessel on that trip must be at least 1 nmi from 
the reported location of the dusky shark catch. Vessel owners and 
operators are encouraged to move the vessel further away than 1 nmi if 
conditions (e.g., water temperature, depth, tide, etc.) indicate that 
moving a greater distance is warranted to avoid additional dusky shark 
interactions.
    (d) * * *
    (2) The operator of a vessel required to be permitted under this 
part and that has bottom longline gear on board must undertake the 
following bycatch mitigation measures:
* * * * *
    (iii) Fleet communication and relocation protocol. The owner or 
operator of any vessel that catches a dusky shark must, as quickly as 
practicable, broadcast the location of the dusky shark interaction over 
the radio to other fishing vessels in the surrounding area. Subsequent 
fishing sets by that vessel on that trip must be at least 1 nmi from 
the reported location of the dusky shark catch. Vessel owners and 
operators are encouraged to move the vessel further away than 1 nmi if 
conditions (e.g., water temperature, depth, tide, etc.) indicate that 
moving a greater distance is warranted to avoid additional dusky shark 
interactions.
* * * * *
    (4) Vessels that have bottom longline gear on board and that have 
been issued, or are required to have been issued, a directed shark 
limited access permit under Sec.  635.4(e) must have only circle hooks 
as defined at Sec.  635.2 on board.
* * * * *
    (f) Rod and reel. (1) Persons who have been issued or are required 
to be issued a permit under this part and who are participating in a 
``tournament,'' as defined in Sec.  635.2, that bestows points, prizes, 
or awards for Atlantic billfish must deploy only non-offset circle 
hooks when using natural bait or natural bait/artificial lure 
combinations, and may not deploy a J-hook or an offset circle hook in 
combination with natural bait or a natural bait/artificial lure 
combination.
    (2) A person on board a vessel that has been issued or is required 
to be issued a permit with a shark endorsement under this part and who 
is participating in an HMS registered tournament that bestows points, 
prizes, or awards for Atlantic sharks must deploy only non-offset, 
corrodible circle hooks when fishing for, retaining, possessing, or 
landing sharks south of 41[deg]43' N. latitude, except when fishing 
with flies or artificial lures. Any shark caught south of 41[deg]43' N. 
latitude on non-circle hooks must be released, unless the shark was 
caught when fishing with flies or artificial lures.
    (3) A person on board a vessel that has been issued or is required 
to be issued an HMS Angling permit with a shark endorsement or an HMS 
Charter/Headboat permit with a shark endorsement must deploy only non-
offset, corrodible circle hooks when fishing for, retaining, 
possessing, or landing sharks south of 41[deg]43' N. latitude, except 
when fishing with flies or artificial lures. Any shark caught south of 
41[deg]43' N. latitude on non-circle hooks must be released, unless the 
shark was caught when fishing with flies or artificial lures.
    (g) * * *
    (5) Fleet communication and relocation protocol. The owner or 
operator of any vessel issued or required to be issued a Federal 
Atlantic commercial shark limited access permit that catches a dusky 
shark must, as quickly as practicable, broadcast the location of the 
dusky shark interaction over the radio to other fishing vessels in the 
surrounding area. Subsequent fishing sets by that vessel that trip must 
be at least 1 nmi from the reported location of the dusky shark catch. 
Vessel owners and operators are encouraged to move the vessel further 
away than 1 nmi if conditions (e.g., water temperature, depth, tide, 
etc.) indicate that moving a greater distance is warranted to avoid 
additional dusky shark interactions.
* * * * *
    (k) Handline. (1) A person on board a vessel that has been issued 
or is required to be issued a permit with a shark endorsement under 
this part and who is participating in an HMS registered tournament that 
bestows points, prizes, or awards for Atlantic sharks must deploy only 
non-offset, corrodible circle hooks when fishing for, retaining, 
possessing, or landing sharks south of 41[deg]43' N. latitude, except 
when fishing with flies or artificial lures. Any shark caught south of 
41[deg]43' N. latitude on non-circle hooks must be released, unless the 
shark was caught when fishing with flies or artificial lures.
    (2) A person on board a vessel that has been issued or is required 
to be issued an HMS Angling permit with a shark endorsement or a person 
on board a vessel with an HMS Charter/Headboat permit with a shark 
endorsement must deploy only non-offset, corrodible circle hooks when 
fishing for, retaining, possessing, or landing sharks south of 
41[deg]43' N. latitude, except when fishing with flies or artificial 
lures. Any shark caught south of 41[deg]43' N. latitude on non-circle 
hooks must be released, unless the shark was caught when fishing with 
flies or artificial lures.

0
9. In Sec.  635.22, revise paragraph (c)(1) to read as follows:


Sec.  635.22  Recreational retention limits.

    (c) * * *
    (1) The recreational retention limit for sharks applies to any 
person who fishes in any manner, except to persons aboard a vessel that 
has been issued a Federal Atlantic commercial shark vessel permit under 
Sec.  635.4. The retention limit can change depending on the species 
being caught and the size limit under which they are being caught as 
specified under Sec.  635.20(e). If a commercial Atlantic shark quota 
is closed under Sec.  635.28, the recreational retention limit for 
sharks and no sale provision in paragraph (a) of this section may be 
applied to persons aboard a vessel issued a Federal Atlantic commercial 
shark vessel permit under Sec.  635.4, only if that vessel has also 
been issued an HMS Charter/Headboat permit with a shark

[[Page 16508]]

endorsement under Sec.  635.4 and is engaged in a for-hire fishing 
trip. A person on board a vessel that has been issued or is required to 
be issued a permit with a shark endorsement under Sec.  635.4 may be 
required to use non-offset, corrodible circle hooks as specified in 
Sec.  635.21(f) and (k) in order to retain sharks per the retention 
limits specified in this section.
* * * * *

0
10. In Sec.  635.71, revise paragraphs (a)(50) through (52), and add 
paragraphs (d)(21) through (d)(26) to read as follows:


Sec.  635.71  Prohibitions.

* * * * *
    (a) * * *
    (50) Fish without a NMFS safe handling, release, and identification 
workshop certificate, as required in Sec.  635.8.
    (51) Fish without having on board the vessel a valid safe handling, 
release, and identification workshop certificate issued to the vessel 
owner and operator as required in Sec.  635.8.
    (52) Falsify a NMFS safe handling, release, and identification 
workshop certificate or a NMFS Atlantic shark identification workshop 
certificate as specified at Sec.  635.8.
* * * * *
    (d) * * *
    (21) Fish for, retain, possess, or land sharks without a shark 
endorsement, as specified in Sec.  635.4(b) and (c).
    (22) Except when fishing only with flies or artificial lures, fish 
for, retain, possess, or land sharks south of 41[deg]43' N. latitude 
without deploying non-offset, corrodible circle hooks when fishing at a 
registered recreational HMS fishing tournament that has awards or 
prizes for sharks, as specified in Sec.  635.21(f) and (k).
    (23) Except when fishing only with flies or artificial lures, fish 
for, retain, possess, or land sharks south of 41[deg]43' N. latitude 
without deploying non-offset, corrodible circle hooks when issued an 
Atlantic HMS Angling permit or HMS Charter/Headboat permit with a shark 
endorsement, as specified in Sec.  635.21(f) and (k).
    (24) Release sharks with more than 3 feet (91.4 cm) of trailing 
gear, as specified in Sec.  635.21(c)(6).
    (25) Fail to follow the fleet communication and relocation protocol 
for dusky sharks as specified at Sec.  635.21(c)(6), (d)(2), and 
(g)(5).
    (26) Deploy bottom longline gear without circle hooks, or have on 
board both bottom longline gear and non-circle hooks, as specified at 
Sec.  635.21(d)(4).
* * * * *
[FR Doc. 2017-06591 Filed 4-3-17; 8:45 am]
BILLING CODE 3510-22-P



                                              16478                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              DEPARTMENT OF COMMERCE                                  OIRA_Submission@omb.eop.gov, or fax                   Consolidated HMS FMP, however,
                                                                                                      to (202) 395–7285.                                    NMFS received substantial public
                                              National Oceanic and Atmospheric                        FOR FURTHER INFORMATION CONTACT:                      comment disputing the basis for the
                                              Administration                                          Tobey Curtis at 978–281–9273 or Karyl                 proposed Amendment 5 dusky shark
                                                                                                      Brewster-Geisz at 301–427–8503.                       measures and suggesting significantly
                                              15 CFR Part 902                                         SUPPLEMENTARY INFORMATION: The
                                                                                                                                                            different measures be analyzed within
                                                                                                      Atlantic shark fisheries are managed                  the range of alternatives. Thus, NMFS
                                              50 CFR Part 635                                         primarily under the authority of the                  decided further analysis was necessary
                                                                                                      Magnuson-Stevens Act. The authority to                and that dusky shark measures would
                                              [Docket No. 130417378–7331–02]                                                                                be considered in a separate FMP
                                                                                                      issue regulations under the Magnuson-
                                                                                                      Stevens Act has been delegated from the               amendment, EIS, and proposed rule,
                                              RIN 0648–BD22
                                                                                                                                                            labeled ‘‘Amendment 5b.’’
                                                                                                      Secretary to the Assistant Administrator
                                                                                                                                                               NMFS prepared a Predraft for
                                              Atlantic Highly Migratory Species;                      for Fisheries, NOAA (AA). On May 28,
                                                                                                                                                            Amendment 5b in March 2014 that
                                              Atlantic Shark Management Measures;                     1999, NMFS published in the Federal                   considered the feedback received on
                                              Final Amendment 5b                                      Register (64 FR 29090) final regulations,             Draft Amendment 5. NMFS solicited
                                                                                                      effective July 1, 1999, implementing the              additional public input and consulted
                                              AGENCY:  National Marine Fisheries
                                                                                                      FMP for Atlantic Tunas, Swordfish, and                with its Advisory Panel on the Predraft
                                              Service (NMFS), National Oceanic and
                                                                                                      Sharks (1999 FMP). On October 2, 2006,                at the Spring 2014 Advisory Panel
                                              Atmospheric Administration (NOAA),
                                                                                                      NMFS published in the Federal Register                meeting. In response to two petitions
                                              Commerce.
                                                                                                      (71 FR 58058) final regulations, effective            from environmental groups regarding
                                              ACTION: Final rule.                                     November 1, 2006, implementing the                    listing dusky sharks under the
                                                                                                      2006 Consolidated HMS FMP, which                      Endangered Species Act (ESA), NMFS
                                              SUMMARY:   NMFS is amending the 2006
                                                                                                      consolidated the 1999 FMP management                  simultaneously was conducting an ESA
                                              Consolidated Atlantic Highly Migratory
                                                                                                      measures and other regulatory                         Status Review for the Northwest
                                              Species (HMS) Fishery Management
                                                                                                      requirements, and details the                         Atlantic population of dusky sharks
                                              Plan (FMP) based on the results of the
                                                                                                      management measures for Atlantic HMS                  which was completed in October 2014.
                                              2016 stock assessment update for
                                                                                                      fisheries, including the Atlantic shark               That status review concluded that,
                                              Atlantic dusky sharks. Based on this
                                                                                                      fisheries. The 2006 Consolidated HMS                  based on the most recent stock
                                              assessment, NMFS determined that the
                                                                                                      FMP and its amendments are                            assessment as well as abundance
                                              dusky shark stock remains overfished
                                                                                                      implemented by regulations at 50 CFR                  projections, updated analyses, and the
                                              and is experiencing overfishing.
                                                                                                      part 635.                                             potential threats and risks to population
                                              Consistent with the Magnuson-Stevens
                                              Fishery Conservation and Management                     Background                                            extinction, the dusky shark population
                                              Act (Magnuson-Stevens Act), NMFS is                                                                           in the Northwest Atlantic and Gulf of
                                                                                                        A brief summary of the background of                Mexico has a low risk of extinction
                                              implementing management measures                        this final action is provided below.
                                              that will reduce fishing mortality on                                                                         currently and in the foreseeable future,
                                                                                                      Complete details of what was proposed                 and relative abundance generally
                                              dusky sharks to end overfishing and                     and the alternatives considered are
                                              rebuild the dusky shark population                                                                            appeared to be increasing across the
                                                                                                      described in Final Environmental                      examined time series. On December 16,
                                              consistent with legal requirements. The                 Impact Statement (FEIS) for
                                              final measures could affect HMS-                                                                              2014, NMFS announced a 12-month
                                                                                                      Amendment 5b to the 2006                              finding that determined that the
                                              permitted commercial and recreational                   Consolidated HMS FMP and the
                                              fishermen who harvest sharks or whose                                                                         Northwest Atlantic and Gulf of Mexico
                                                                                                      proposed rule for Amendment 5b (81 FR                 population of dusky sharks did not
                                              fishing vessels interact with sharks in                 71672, October 18, 2016). Those
                                              the Atlantic Ocean, including the Gulf                                                                        warrant listing under the ESA (79 FR
                                                                                                      documents are referenced in this                      74954).
                                              of Mexico and Caribbean Sea.                            preamble and their full description of                   In light of this updated information,
                                              DATES: This final rule is effective on                  management and conservation measures                  including indications of abundance
                                              June 5, 2017, except for the amendments                 considered are not repeated here.                     increases, NMFS prioritized an update
                                              to § 635.4 (b), (c), and (j); § 635.19 (d);             Additional information regarding                      of the SouthEast Data, Assessment and
                                              § 635.21(d)(4), (f), and (k); § 635.22 (c);             Atlantic HMS management can be found                  Review (SEDAR) 21 dusky shark stock
                                              § 635.71 (d)(21), (d)(22), (d)(23), and                 in the FEIS for Amendment 5b to the                   assessment using data through 2015, to
                                              (d)(26), which will be effective on                     2006 Consolidated HMS FMP, the 2006                   be completed in summer 2016. It was
                                              January 1, 2018.                                        Consolidated HMS FMP and its                          determined that further action on
                                              ADDRESSES: Copies of the Final                          amendments, the annual HMS Stock                      Amendment 5b should wait until after
                                              Amendment 5b to the 2006                                Assessment and Fishery Evaluation                     the completion of the 2016 assessment
                                              Consolidated HMS FMP, including the                     (SAFE) Reports, and online at http://                 update to ensure that it was based on
                                              Final Environmental Impact Statement                    www.nmfs.noaa.gov/sfa/hms/. The                       the best available scientific information.
                                              (FEIS) containing a list of references                  comments received on Draft                               On October 27, 2015, the
                                              used in this document, the dusky shark                  Amendment 5b and the proposed rule                    environmental advocacy organization
                                              stock assessments, and other documents                  and our responses to those comments                   Oceana filed a complaint against NMFS
                                              relevant to this rule are available from                are summarized below in the section                   in Federal district court alleging
                                              the HMS Management Division Web site                    labeled ‘‘Response to Comments.’’                     violations of the Magnuson-Stevens Act
nlaroche on DSK30NT082PROD with RULES2




                                              at http://www.nmfs.noaa.gov/sfa/hms/.                     On October 7, 2011 (76 FR 62331),                   and Administrative Procedure Act with
                                                 Written comments regarding the                       NMFS made the determination that                      respect to the timing of NMFS’s action
                                              burden-hour estimates or other aspects                  dusky sharks continued to be overfished               to rebuild and end overfishing of dusky
                                              of the collection-of-information                        and were experiencing overfishing.                    sharks. A settlement agreement was
                                              requirements contained in this final rule               Initially, NMFS proposed to implement                 reached in Oceana v. Pritzker (Case No.
                                              may be submitted to the HMS                             management measures through                           1:15–cv–01824–CRC) (D.D.C.), between
                                              Management Division and by email to                     Amendment 5 to the 2006 Atlantic                      NMFS and the Plaintiffs on May 18,


                                         VerDate Sep<11>2014   15:08 Apr 03, 2017   Jkt 241001   PO 00000   Frm 00002   Fmt 4701   Sfmt 4700   E:\FR\FM\04APR2.SGM   04APR2


                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                        16479

                                              2016, regarding the timing of the                       assessment update report, available on                on public comments. The specific
                                              pending agency action. This settlement                  the SEDAR Web site (http://                           changes are described below in the
                                              acknowledged that NMFS was in the                       sedarweb.org/sedar-21).                               section titled ‘‘Changes from the
                                              process of developing an action to                         The proposed rule for Amendment 5b                 Proposed Rule.’’
                                              address overfishing and rebuild dusky                   to the 2006 Consolidated HMS FMP and
                                                                                                      the Notice of Availability of the DEIS for            Response to Comments
                                              sharks and that an assessment update
                                              was ongoing and stipulated that, based                  Amendment 5b published in the                            We received a total of 76 individual
                                              upon the results of the assessment                      Federal Register on October 18, 2016                  written comments on the proposed rule
                                              update, NMFS would submit a proposed                    (81 FR 71672) and October 21, 2016 (81                from fishermen, states, and other
                                              rule to the Federal Register no later                   FR 72803), respectively.                              interested parties during the public
                                              than October 14, 2016, and a final rule                    Draft Amendment 5b included                        comment period, including one
                                              by March 31, 2017.                                      management measures that would                        comment from EarthJustice that
                                                                                                      reduce dusky shark mortality in the                   included signatures from 19,716
                                                 In August 2016, the update to the
                                                                                                      recreational shark, commercial pelagic                individuals and another comment from
                                              SEDAR 21 dusky shark stock assessment
                                                                                                      longline, bottom longline, and shark                  Oceana that included signatures from
                                              was completed, and on October 4, 2016
                                                                                                      gillnet fisheries. Draft Amendment 5b                 13,144 individuals. We also received
                                              (81 FR 69043), NMFS made the stock
                                                                                                      also clarified annual catch limits (ACLs)             comments from fishermen, states, and
                                              status determination that dusky sharks
                                                                                                      and accountability measures (AMs) for                 other interested parties during six
                                              are still overfished and still
                                                                                                      the prohibited shark complex, including               public hearings, five regional fishery
                                              experiencing overfishing, although the                                                                        management council meetings, one
                                                                                                      dusky sharks. Detailed descriptions of
                                              level of overfishing is not high. Based                                                                       Atlantic States Marine Fisheries
                                                                                                      the proposed management measures and
                                              on the 2016 assessment update, as well                                                                        Commission meeting, and one HMS
                                                                                                      ACL and AM clarifications are available
                                              as the rationale summarized below and                   in the Amendment 5b DEIS and                          Advisory Panel meeting. All written
                                              fully described in the preamble of the                  proposed rule. The public comment                     comments can be found at http://
                                              Proposed Rule (81 FR 71672, October                     period ended on December 22, 2016.                    www.regulations.gov/.
                                              18, 2016) and in Section 1.2 of the                        This final rule implements the
                                              Amendment 5b FEIS (see ADDRESSES),                                                                            A. Miscellaneous Comments
                                                                                                      measures preferred and analyzed in the
                                              NMFS determined that it needs to                        FEIS for Amendment 5b to the 2006                        Comment 1: NMFS received a wide
                                              reduce dusky shark fishing mortality by                 Consolidated HMS FMP in order to end                  range of comments expressing general
                                              approximately 35 percent relative to                    overfishing and rebuild dusky sharks.                 support for the proposed conservation
                                              2015 levels to rebuild the stock by the                 The FEIS analyzed the direct, indirect,               and management measures.
                                              year 2107. According to the outcomes of                 and cumulative impacts on the quality                 Commenters’ support was based upon
                                              five model runs, Spawning Stock                         of the human environment as a result of               their concerns about the current status
                                              Fecundity (SSF) relative to SSFMSY                      the preferred management measures.                    of the dusky shark stock and the need
                                              (proxy biomass target) ranged from 0.41                 The FEIS, including the preferred                     to end overfishing and conserve the
                                              to 0.64 (i.e., overfished) (median = 0.53).             management measures, was made                         species in combination with their
                                              The fishing mortality rate (F) in 2015                  available on February 24, 2017 (82 FR                 understanding that the proposed
                                              relative to FMSY was estimated to be                    11574). On March 28, 2017, the                        measures would have minimal negative
                                              1.08–2.92 (median = 1.18) (values >1                    Assistant Administrator for NOAA                      impacts on the recreational and
                                              indicate overfishing). The updated                      signed a Record of Decision (ROD)                     commercial fisheries. Some commenters
                                              projections estimated that the target                   adopting these measures as Final                      agreed that the measures would end
                                              rebuilding years range from 2084–2204,                  Amendment 5b to the 2006                              overfishing and rebuild the stock within
                                              with a median of 2107. In order to                      Consolidated HMS FMP. A copy of the                   the rebuilding timeframe. Most
                                              achieve rebuilding by 2107 with a 50%                   FEIS, including Final Amendment 5b to                 commenters supported the
                                              probability, the final models projected                 the 2006 Consolidated HMS FMP, is                     establishment of a shark endorsement
                                              that F on the stock would have to be                    available from the HMS Management                     requirement for HMS permit holders
                                              reduced 24–80% (median = 35%) from                      Division (see ADDRESSES). In brief, the               fishing for sharks recreationally, and
                                              2015 levels. While NMFS typically uses                  final management measures                             shark identification and regulations
                                              a 70-percent probability of rebuilding by               implemented in this rule are: Shark                   course for commercial permit holders
                                              the deadline for Atlantic highly                        endorsement and circle hook                           (HMS pelagic longline, bottom longline,
                                              migratory shark species, the 2016                       requirements in the recreational                      and shark gillnet) as a requirement to
                                              update has a higher level of uncertainty                Atlantic shark fisheries; shark release               target, land, and retain sharks in Federal
                                              than other shark assessments and                        protocols in the pelagic longline fishery;            waters. Many commenters generally
                                              presents a more pessimistic view of                     dusky shark identification and safe                   supported requiring the use of circle
                                              stock status than was expected based on                 handling training in the HMS pelagic                  hooks in the recreational and bottom
                                              review of all available information (as                 longline, bottom longline, and shark                  longline fisheries although there were
                                              detailed in the proposed rule and                       gillnet fisheries; outreach and fleet                 many comments requesting
                                              Section 1.2 of the FEIS). Thus, for the                 communication protocol in the HMS                     modifications to the wording and
                                              purposes of this Amendment,                             pelagic longline, bottom longline, and                implementation of the alternatives, as
                                              management measures were developed                      shark gillnet fisheries; and, a circle hook           discussed in more detailed comment
                                              that would achieve the mortality                        requirement in the directed shark                     responses below.
                                              reductions associated with the median                   bottom longline fishery. Additionally,                   Commercial fishermen and other
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                                              assessment model run and a 50-percent                   Amendment 5b clarifies ACLs and AMs                   groups expressed general support for the
                                              probability of rebuilding by the deadline               for the prohibited shark complex,                     commercial alternatives, including the
                                              (i.e., 35-percent mortality reduction). A               including dusky sharks. As described in               establishment of a dusky shark
                                              detailed discussion of the stock                        the Responses to Comments below,                      avoidance and relocation protocol,
                                              assessment can be found in the                          NMFS made several changes to the                      requiring the use of dehookers or cutting
                                              Amendment 5b FEIS (see ADDRESSES)                       preferred alternatives between the                    the line within three feet of the shark to
                                              and the final SEDAR 21 stock                            proposed and final rule, based in part                release them, and adding a shark


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                                              16480                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              identification section to the protected                 fisheries, as described in Section 1.2 of             reducing interactions. They found this
                                              species and safe handling workshop                      the FEIS. Specifically, the available                 particularly concerning in the
                                              required of commercial fishermen. The                   observer data for the Southeast dolphin/              commercial longline fisheries where
                                              Environmental Protection Agency (EPA)                   wahoo, reef fish, and snapper-grouper                 they suggest that many dusky sharks are
                                              rated the DEIS as ‘‘lack of objections,’’               longline fisheries indicate that dusky                already dead upon haulback (i.e., high
                                              per its EIS rating criteria, and noted its              shark bycatch is rare, averaging only a               at-vessel mortality). One commenter
                                              support for the overall efforts by NMFS                 few observed mortalities per year. The                stated that sharks caught on longline
                                              to further protect dusky sharks.                        commenters rely heavily on the                        gear that are still alive at haulback face
                                                 Response: As detailed in Chapter 4’s                 extrapolated estimates of the first                   significant post-release mortality. Some
                                              environmental effects analyses, NMFS                    National Bycatch Report, 1st Edition                  commenters felt NMFS should further
                                              agrees that the Amendment 5b measures                   Update 1 (2011), but as detailed in                   consider alternatives that prohibit
                                              will reduce fishing mortality below the                 Chapter 1 of the FEIS and the response                fishing during the areas/times that
                                              level needed to end overfishing and                     to Comment 13, NMFS generally does                    dusky sharks are most vulnerable to
                                              rebuild the dusky shark stock consistent                not rely on that Report for management                capture, reduce overall effort, or require
                                              with the SEDAR 21 dusky shark stock                     purposes. Further, NMFS has                           the use of more selective fishing gear.
                                              assessment update and the Magnuson-                     determined that these estimates are                   Some commenters stated that the non-
                                              Stevens Act, while minimizing effects                   inappropriate for use in developing                   preferred alternative to implement hot
                                              on the commercial and recreational                      conservation and management measures                  spot closures is the only effective way
                                              fisheries.                                              for this specific stock. These bycatch                to reduce dusky shark mortality. Some
                                                 Comment 2: Some commenters stated                    estimates were not accepted for use in                commenters advocated for the
                                              that additional regulations to protect                  the SEDAR 21 stock assessment and                     alternative that would impose a bycatch
                                              dusky sharks were not warranted as                      update by the data workshop working                   cap on the fisheries that interact with
                                              their retention is already prohibited.                  group, further highlighting their                     dusky sharks in hotspot areas. These
                                              These commenters felt NMFS should                       inadequacy for HMS management                         commenters said that once a bycatch
                                              instead focus on the enforcement of                     purposes. Dusky shark mortality does                  cap is reached, that should trigger
                                              existing regulations prohibiting the                    occur in state waters. However, NMFS                  hotspot closures in areas where dusky
                                              harvest of dusky sharks, and that                       does not manage the state water                       shark bycatch is known to be high for
                                              additional regulations on the fishery                   fisheries; as described in the FEIS and               the corresponding fishery. Some
                                              would result in reduced compliance.                     Appendix II, NMFS will coordinate                     commenters stated that the hotspot
                                              The State of Mississippi opposed the                    with the states and the Atlantic States               closure measures were the only
                                              measures to protect dusky sharks                        Marine Fisheries Commission on the                    alternatives that provided a quantifiable
                                              because it felt the measures could                      measures implemented by this action. If               and objective reduction in dusky
                                              interfere with the fisheries for other,                                                                       mortality.
                                                                                                      the states also adopt measures
                                              healthy stocks of sharks.
                                                                                                      commensurate with those included in                      Response: NMFS agrees that there is
                                                 Response: Although a prohibition on
                                              retention at times provides adequate                    Amendment 5b, as they often do with                   evidence that dusky sharks experience
                                              protection for species that are                         HMS actions, it will increase the                     high at-vessel and post-release mortality
                                              experiencing overfishing, the latest                    mortality reduction benefits for dusky                rates in some fisheries, including the
                                              dusky shark stock assessment update                     sharks. However, the measures in                      longline fisheries. That is why the
                                              shows that dusky sharks are still                       Amendment 5b, building on the existing                approach taken in Amendment 5b to
                                              experiencing overfishing despite their                  Federal conservation and management                   reduce dusky shark mortality relies, in
                                              prohibited status. A detailed description               measures, are sufficient to meet the                  part, on bycatch reduction (Alternative
                                              of the dusky shark stock assessment                     Magnuson-Stevens Act requirements in                  B6), gear modifications (Alternatives
                                              update results is available in Chapter 1                the absence of state and/or Atlantic                  A6d, B9), safe release requirements
                                              of the FEIS. Because dusky sharks are                   State Marine Fisheries Commission                     (Alternative B3), and education and
                                              still overfished and experiencing                       (ASMFC) action. The conservation and                  training on handling techniques
                                              overfishing, the Magnuson-Stevens Act                   management measures that are                          (Alternatives A2, B5, B6) to reduce at-
                                              requires NMFS to implement                              components of the rebuilding plan are                 vessel and post-release mortality rates.
                                              management measures to stop                             still in effect and include: A continued              NMFS analyzed a series of bycatch
                                              overfishing and rebuild the stock.                      prohibition on retention of dusky sharks              ‘‘hotspot’’ time/area closures in
                                                 Comment 3: Commenters stated that                    (§§ 635.22(c)(4) and 635.24(a)(5)), time/             Alternative B4, but these alternatives
                                              additional management measures to                       area closures (§ 635.21(d)), and the                  were not preferred because similar or
                                              conserve dusky sharks should be                         prohibition of landing sandbar sharks                 greater reductions could be achieved
                                              implemented in all fisheries that                       (the historic target species for the large            with other measures that would have
                                              interact with dusky sharks, and not just                coastal shark fishery and responsible for             fewer negative socioeconomic impacts.
                                              the HMS fisheries that do so. Fisheries                 a significant portion of dusky                        Additionally, the hotspot closure
                                              not covered under Amendment 5b that                     interactions) outside of a limited shark              analyses only quantified the mortality
                                              were identified by various commenters                   research fishery, along with significant              reductions that could be achieved
                                              as interacting with dusky sharks                        large coastal shark (LCS) retention limit             within the pelagic longline fishery (only
                                              included state water recreational and                   reductions in the bottom longline                     one source of mortality), not across the
                                              commercial fisheries, the Gulf of Mexico                fishery where interactions were                       whole stock. NMFS analyzed
                                              reef fish bottom longline fishery, the                  commonly occurring (§§ 635.24(a)(1),                  alternatives that would reduce fishing
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                                              South Atlantic snapper-grouper bottom                   (2), and (3)). The measures in                        effort by making the recreational shark
                                              longline fishery, and the South Atlantic                Amendment 5b will build upon these                    fishery catch-and-release only
                                              dolphin/wahoo fishery.                                  existing rebuilding plan elements.                    (Alternative A7), limiting the number of
                                                 Response: Based on the best scientific                  Comment 4: The EPA and some                        hooks on pelagic longline sets
                                              information available, the majority of                  commenters expressed their concern                    (Alternative B2), and entirely closing
                                              dusky shark interactions occur in                       that the proposed measures only appear                the pelagic longline fishery (Alternative
                                              commercial and recreational HMS                         to reduce mortalities as opposed to                   B8). The analyses in Chapter 4 of the


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                        16481

                                              FEIS support the determination that the                 measures that would rely upon absolute                reduced at-vessel and post-release
                                              Amendment 5b measures will achieve                      catch or discard estimates, such as a                 mortality rates on many shark species,
                                              the necessary mortality reductions                      quota or sector ACLs. Instead, the                    including dusky sharks. However, as
                                              without the negative socioeconomic                      measures in Amendment 5b focus on                     described in Section 2.3 of the FEIS
                                              impacts associated with the hotspot                     reducing the rates and relative levels of             (Alternatives Considered but Not
                                              closure and bycatch cap alternatives.                   mortality. The measures in this action                Further Analyzed), an alternative that
                                                 Comment 5: One commenter stated                      will achieve the necessary mortality                  would limit soak time is not considered
                                              that the overarching goal of Amendment                  reductions through other means,                       to be reasonable at this time because of
                                              5b should be to effectively ‘‘count, cap,               including bycatch reduction, safe                     safety, enforcement, and safe-handling
                                              and control’’ dusky mortality in all                    release requirements, gear modifications              concerns. During the public comment
                                              fisheries that interact with the species.               and training that reduce at-vessel and                period of the Amendment 5b Predraft,
                                                 Response: NMFS disagrees that this                   post-release mortality rates, and                     NMFS heard comment from industry
                                              general management approach would be                    outreach and education to improve                     that limiting soak time could rush
                                              feasible or necessary in Amendment 5b.                  compliance rates and data collection, in              fishing operations, particularly on sets
                                              The objectives of Amendment 5b are to                   addition to the measures adopted in the               with high numbers of large fish. In these
                                              end overfishing and rebuild dusky                       2008 rebuilding plan. Additionally,                   instances, the crew may need to rush to
                                              sharks, which must be achieved through                  with improved species identification                  meet soak time restrictions,
                                              reductions in mortality. A ‘‘count, cap,                training, data collection on recreational             compromising safety at sea and possibly
                                              and control’’ approach is used in a                     dusky shark catches should improve by                 rushing through protected resource safe
                                              number of other fisheries, and can                      reducing the occurrence of                            handling requirements. From an
                                              reduce mortality in cases where                         ‘‘unidentified’’ sharks in catch reports              enforcement perspective, concerns were
                                              appropriate bases exist to specify and                  and surveys and increasing confidence                 raised about effectively monitoring such
                                              monitor catch limits that are correlated                in the reported catch of dusky sharks.                a measure fleetwide absent high levels
                                              with fishing mortality rates, but there                 As data collection improves, catch-                   of observer coverage and more general
                                              are numerous other acceptable ways to                   based assessments and management                      concerns were noted about the
                                              reduce fishing mortality. In the case of                measures may become feasible in the                   enforceability of soak times.
                                              the dusky shark, there are insufficient                 future.                                                  Comment 8: NMFS received a wide
                                              data to count or cap catches. Measures                     Comment 6: NMFS should establish                   range of comments regarding the need
                                              were taken in Amendment 2 to                            bycatch caps between fishery sectors                  for a quantitative analysis explaining
                                              significantly reduce interactions with                  within the Consolidated HMS FMP, as                   how the proposed measures would
                                              dusky sharks by, for example, severely                  well as between non-HMS FMPs as a                     achieve the 35-percent reduction in
                                              reducing allowable catch in the bottom                  ‘‘preferred alternative’’ in the final                dusky shark mortality. EPA and other
                                              longline fishery for sandbar sharks (the                Amendment 5b. At a minimum, NMFS                      commenters noted that it was difficult
                                              primary source of dusky bycatch), and                   should coordinate bycatch caps among                  from the analyses in the DEIS to clearly
                                              the dusky shark fishery remains closed                  the HMS fisheries, Gulf of Mexico reef                evaluate the effectiveness of the
                                              by designating the species as a                         fish bottom longline fishery, and South               different alternatives as contributing to
                                              prohibited shark species and setting the                Atlantic snapper-grouper bottom                       the necessary mortality reduction. As
                                              catch limit at zero. These measures                     longline fishery, as well as other                    such, the EPA recommended providing
                                              continue to be in effect. The same                      fisheries responsible for dusky shark                 additional information in the FEIS to
                                              commenter acknowledges this fact,                       bycatch and mortality.                                help quantify the impacts of the
                                              stating ‘‘[i]n order to reduce bycatch, the                Response: NMFS disagrees that                      alternatives and facilitate comparisons
                                              Service must first determine how much                   bycatch caps are appropriate for further              of alternatives. Another commenter
                                              bycatch is occurring, when, and where,’’                limiting dusky shark mortality. Under                 questioned whether the qualitative
                                              and ‘‘[t]he Fisheries Service cannot                    Alternatives Considered but Not Further               analyses of the proposed alternatives
                                              enforce bycatch caps if the amount of                   Analyzed in Chapter 2 of the FEIS,                    meet the standards required by NEPA.
                                              bycatch is unknown.’’ NMFS agrees                       NMFS includes a detailed explanation                  Several commenters called upon NMFS
                                              with these statements, which highlight                  of why bycatch caps, while helpful for                to conduct a more quantitative analysis
                                              the impracticality of the proposed                      some species, are not appropriate for the             of the proposed alternatives in the FEIS
                                              ‘‘count, cap, and control’’ management                  current situation with the available data             to demonstrate how they would achieve
                                              approach in the absence of the                          for dusky sharks. The response to                     the targeted 35-percent reduction in
                                              fundamentally necessary bycatch data.                   Comment 5 also addresses scientific                   mortality.
                                              As described in Section 1.2 of the FEIS                 concerns related to establishing dusky                   Response: NMFS has been responsive
                                              and in the stock assessment update,                     shark bycatch caps.                                   to these comments in the FEIS, which
                                              total catch data do not exist, thus the                    Comment 7: The EPA noted that the                  includes more quantitative analysis of
                                              SEDAR21 assessment update used a                        2014 Northwest Atlantic Dusky Shark                   the expected impacts of the alternatives,
                                              catch-free modeling approach, and the                   Status Review Report identified hook                  to the extent possible using the best
                                              total allowable catch (TAC) estimates                   time, correlated with soak time, as a                 available scientific information.
                                              provided by the 2016 stock assessment                   significant factor in predicting at vessel            However, as described in Chapter 4 of
                                              update were not recommended as valid                    dusky shark mortality. As such, the EPA               the FEIS, it is not possible to
                                              for use in management. For the above                    recommended that NMFS consider                        specifically quantify the projected effect
                                              reasons, there is no rational basis in this             providing more detail in the FEIS                     of most of the preferred alternatives on
                                              situation for establishing an appropriate               concerning the appropriateness of                     the overall dusky shark population
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                                              cap for dusky shark catches in any                      addressing hook soak time as a means                  because total catch and population size
                                              individual fishery or across fisheries                  of reducing dusky shark mortality in the              are unknown. The alternatives in the
                                              that interact with them, or to know what                longline fisheries.                                   FEIS include more quantitative
                                              level of catch would effectively and                       Response: NMFS agrees that there is                discussion than the DEIS included for
                                              appropriately constrain fishing                         considerable scientific information                   the expected effects on mortality rates of
                                              mortality. Consequently, the amended                    indicating that shorter hook soak times               individual sharks caught within the
                                              rebuilding plan does not contain                        on bottom longlines are correlated with               affected fisheries, but qualitative


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                                              16482                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              inferences are still necessary due to the               of confidence in the output. A more                   NMFS consider extending the
                                              lack of data. Qualitative analyses are                  detailed explanation of NMFS’                         requirement to use dehookers or to cut
                                              acceptable within NEPA analyses when                    determinations regarding the probability              the leader close to the hook to
                                              quantitative resources are lacking.                     of rebuilding is available in the response            recreational shark anglers as well.
                                              Therefore, while it is not possible to                  to Comment 25.                                           Response: This final rule requires that
                                              calculate the precise mortality reduction                  Comment 10: One commenter stated                   commercial fishermen release all sharks
                                              of the alternatives, individually or                    that Amendment 5b is inconsistent with                that are not being boarded or retained by
                                              cumulatively, NMFS has determined                       National Standard 9 because the action                using a dehooker, or by cutting the
                                              that the best available scientific                      does not provide a means to quantify                  gangion no more than three feet from
                                              information indicates that the measures                 dusky bycatch.                                        the hook as safely as practicable. NMFS
                                              in Amendment 5b will end overfishing                       Response: National Standard 9 of the               does not extend the same requirement to
                                              and rebuild the dusky shark stock as                    Magnuson-Stevens Act states that                      the recreational fishery. NMFS already
                                              required.                                               ‘‘[c]onservation and management                       requires recreational anglers to release
                                                 Comment 9: Two commenters                            measures shall, to the extent practicable:            sharks in a manner that maximizes the
                                              suggested that NMFS had not fully                       (1) Minimize bycatch; and (2) To the                  chance of survival, and many anglers do
                                              analyzed a reasonable range of                          extent bycatch cannot be avoided,                     so by using dehookers or by cutting
                                              alternatives to end overfishing and                     minimize the mortality of such                        leaders close to the hook. At-vessel and
                                              rebuild the dusky shark stock consistent                bycatch.’’ Consistent with this national              post-release mortality of dusky sharks in
                                              with NEPA requirements. These                           standard, over the years, NMFS has                    recreational fisheries already appears to
                                              commenters stated that bycatch caps are                 implemented conservation and                          be low according to the available
                                              within the reasonable range of                          management measures to minimize                       recreational data in the FEIS (Section
                                              alternatives and are one of the few                     bycatch and bycatch mortality of dusky                1.2). Thus, NMFS will continue to
                                              measures that can objectively reduce                    sharks. See Chapter 1 of the FEIS. The                maintain the requirement as written in
                                              dusky shark mortality. The commenters                   Amendment 5b measures build upon                      the recreational fisheries without
                                              believe that by not analyzing bycatch                   those bycatch measures, as they are                   specifying the required method of
                                              caps, NMFS has not analyzed a full                      specifically designed to reduce at-vessel             release, because the requirement is
                                              range of alternatives. These commenters                 and post-release mortality rates of dusky             already effectively implemented.
                                              also stated that to comply with NEPA                    sharks. In addition, the education and                   Comment 13: One commenter stated
                                              requirements, a range of alternatives                   outreach measures will improve species                that Amendment 5b is not consistent
                                              considering ACLs other than zero and                    identification and accurate reporting of              with National Standard 2 because the
                                              additional AMs should be analyzed.                      catches of dusky sharks and other                     action does not use the best available
                                              Furthermore, it was stated that to                      prohibited species. For an explanation                science. This commenter contends that,
                                              comply with NEPA, a range of                            of bycatch reporting methodologies for                although highly uncertain, the TAC
                                              alternatives analyzing the impacts of                   HMS fisheries, see Chapter 3 of the                   provided in the 2016 dusky shark stock
                                              using different probabilities of achieving              FEIS.                                                 assessment update is the best available
                                              rebuilding success (i.e., 50 percent, 70                   Comment 11: One commenter stated                   science and should be used to provide
                                              percent, or 90 percent probability)                     that state water fishermen are                        a cap on fishing mortality. Furthermore,
                                              should have been developed.                             interacting with dusky sharks during                  this commenter stated that the dusky
                                                 Response: The alternatives analyzed                  certain times of the year and that those              shark bycatch estimates in the National
                                              in Amendment 5b represent the                           fishermen often misidentify shark                     Bycatch Report are the best available
                                              reasonable range of alternatives,                       species. The commenter stated that                    science and should be used, consistent
                                              consistent with the purpose, need, and                  dealers that purchase the sharks                      with National Standard 2.
                                              objectives of the rulemaking, as required               typically take the fisherman’s word on                   Response: Amendment 5b is
                                              by NEPA. Although some commenters                       species identification.                               consistent with National Standard 2 and
                                              have identified measures that they                         Response: An important part of                     uses the best available science,
                                              believe would better meet the objectives                Amendment 5b’s outreach effort to                     including the 2016 SEDAR 21 stock
                                              of Amendment 5b, not all of them are                    rebuild dusky sharks is working with                  assessment update for dusky sharks. It
                                              reasonable. Bycatch caps were not                       the ASMFC and the Atlantic states to                  also relies on scientific advice regarding
                                              considered a reasonable alternative, as                 encourage them to reduce dusky shark                  the value or advisability of using certain
                                              detailed in the Alternatives Considered                 mortality and implement measures that                 data as the basis for management
                                              but Not Further Analyzed section in                     complement NMFS’ effort within their                  measures. While certain data were
                                              Chapter 2 of the FEIS. See also                         jurisdictions. All shark dealers in                   deemed not reliable enough to form the
                                              responses to Comments 5 and 6.                          Atlantic states (Maine through Florida)               basis of management measures, the
                                                 Regarding the probability of                         are required to obtain a Federal shark                development of the conservation and
                                              rebuilding, NMFS made a scientifically-                 dealer permit, per the ASMFC Interstate               management measures and impact
                                              based determination about the                           FMP for Coastal Sharks, and must                      analyses drew heavily from several up-
                                              appropriate level of risk, given the                    attend a shark identification workshop                to-date data sources, including
                                              circumstances here. As discussed in                     as a condition of their permit. Other                 logbooks, observer reports, fishery-
                                              Section 1.2 of the FEIS, NMFS has                       members of the public, including state                independent surveys, Marine
                                              explained the scientific justification for              dealers in the Gulf of Mexico can attend              Recreational Information Program
                                              using the 50 percent probability and                    these workshops and states have the                   (MRIP) estimates, and recent scientific
                                              explained why 70 percent was not                        option to set up their own workshops                  research. Results from the stock
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                                              feasible due to poor data, uncertainty,                 for state dealers to attend. Any Atlantic             assessment update and the other data
                                              and other concerns. The determination                   shark dealers misreporting shark species              sources represent the best available
                                              of which probability to use was not                     identification will continue to be                    science. In acceptance of the 2016 stock
                                              based on ecological, social, or economic                referred for enforcement action as                    assessment update as the best available
                                              impacts; rather, it was based on the                    appropriate.                                          science, NMFS has also accepted its
                                              stock assessment output estimates,                         Comment 12: Some commenters,                       recommendation to not use the
                                              overfishing risk tolerance, and the level               including the EPA, suggested that                     calculated TACs, as described in


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                           16483

                                              Section 1.2 of the FEIS and stock                       resulted in artificially inflated values for          including reducing illegal landings by
                                              assessment update report. While the                     dusky shark bycatch in the non-HMS                    95 percent (Curtis and Sosebee 2016).
                                              commenter recommended that we use                       BLL fisheries. Similar artificially                   Additionally, angler education programs
                                              ‘‘the TAC’’ in the stock assessment, the                inflated estimates were made in the                   that train recreational fishermen in safe
                                              final 2016 stock assessment update had                  vertical line and troll fisheries, where              fishing, handling, and release
                                              five different TAC estimates ranging                    observed dusky shark interactions are                 techniques result in reduced post-
                                              from 7,117 to 47,400 lb (3.2 to 21.5 mt)                near zero. Therefore, the dusky shark                 release mortality rates (Poisson et al.
                                              dressed weight (median = 27,346 lb                      estimates provided in the National                    2016).
                                              (12.4 mt) dressed weight), and NMFS                     Bycatch Report, 1st Edition Update 1                     Comment 16: The EPA submitted a
                                              has no scientific basis to select one TAC               (using 2006–2010 data) are considered                 comment questioning the effectiveness
                                              over another, and none of them are                      invalid for use in management. The                    of dusky shark species identification
                                              considered acceptable for management                    methodology used to estimate dusky                    training, specifically with respect to
                                              purposes.                                               shark bycatch in the National Bycatch                 Galapagos sharks. Galapagos sharks are
                                                 Because the stock assessment uses a                  Report, 1st Edition Update 1 was not                  very difficult to differentiate from dusky
                                              catch-free model, it does not calculate                 used in the subsequent National                       sharks. The EPA stated that while U.S.
                                              projected levels of catch. Therefore,                   Bycatch Report updates due to these                   fishermen likely fish in areas
                                              these estimates were not recommended                    issues. Additionally, these extrapolated              overlapping with dusky shark
                                              for use in management according to the                  catch estimates were not accepted for                 distribution rather than Galapagos shark
                                              stock assessment documents.                             use in the SEDAR 21 stock assessment                  distribution, it is very difficult to tell the
                                              Specifically, the preliminary 2016 stock                and update, which used catch-free                     two species apart. The EPA contends
                                              assessment update report stated that,                   models, further supporting NMFS’                      that dusky sharks are morphologically
                                              ‘‘[w]e also provided an estimate of the                 determination that these estimates are                very similar to, and genetically
                                              total weight of removals associated with                not acceptable for use in management.                 indistinguishable from, Galapagos
                                              different reductions in total F, but                       Comment 14: The EPA submitted a                    sharks. Vertebral counts and subtle
                                              caution that these are estimates only,                  comment recommending additional                       dorsal fin differences are characteristics
                                              and subject to considerable                             environmental justice information in the              used to distinguish the two species and
                                              uncertainty.’’ Additionally, the final                  EIS. Specifically, the EPA recommended                are unlikely to be used without lethally
                                              2016 stock assessment update                            that NMFS include the evaluation of                   exposing the vertebral column or
                                              recommended that ‘‘projections based                    environmental justice populations                     comparing side-by-side specimens of
                                              on catch-based removals should not be                   within the geographic scope of the                    the two species. The EPA stated that it
                                              considered.’’ Therefore, NMFS accepts                   projects. The EPA recommended that                    is unclear how better species
                                              the recommendations of the stock                        NMFS substantiate and include in the                  identification would resolve species
                                              assessment update, and will not use                     EIS whether the proposed alternatives                 identification difficulties.
                                              those TAC estimates as a basis for any                  have any potential for disproportionate                  Response: NMFS is aware of the
                                              management measures.                                    adverse impacts to minority and low-                  difficulty in differentiating between
                                                 As detailed in Section 1.2 of the FEIS,              income populations. The EPA also                      dusky and Galapagos sharks and the
                                              the values estimated in the National                    recommended that the EIS include the                  emerging research examining genetic
                                              Bycatch Report, 1st Edition Update 1 for                approaches used to foster public                      differences. However, both species are
                                              2006–2010, used a methodology that                      participation by these populations and                prohibited from retention and landings,
                                              tended to overestimate dusky shark                      describe outreach conducted to all other              thus, both would be released by any
                                              bycatch in these non-HMS fisheries,                     communities that could be affected by                 fishermen catching and confusing the
                                              which was corrected in the subsequent                   the project, because rural communities                species. Because both species are
                                              National Bycatch Report update for                      may be among the most vulnerable to                   prohibited, NMFS does not see an
                                              2011–2013 (Table 1.6). Specifically,                    health risks associated with the project.             immediate sustainability threat to dusky
                                              because there were so few observed                         Response: NMFS appreciates these                   sharks due to misidentification between
                                              dusky shark interactions in the reef fish               recommendations from the EPA and has                  the two species.
                                              and snapper-grouper BLL fisheries (as                   added additional information in the                      Comment 17: The EPA submitted a
                                              supported by Table 1.5), the National                   environmental justice discussion in                   comment stating that juvenile dusky
                                              Bycatch Report (1st Edition Update 1)                   Section 9.4 of the FEIS.                              sharks look very similar to juvenile
                                              initially used dusky shark catch-per-                      Comment 15: The EPA recommended                    sandbar, Galapagos, and silky sharks,
                                              unit-effort (CPUE) from the shark BLL                   providing summaries of any studies or                 even if adults are more readily
                                              fishery observer program, including the                 other scientifically-supportable                      identifiable. They were concerned that
                                              shark research fishery data, and                        information that supports the                         misidentification among the four
                                              expanded that catch rate to the total                   assumption that recreational and                      species could reduce the effectiveness of
                                              effort in the BLL fisheries for reef fish               commercial shark identification training              efforts to reduce dusky shark mortality.
                                              and snapper-grouper. BLL sets for                       will reduce dusky shark mortality                        Response: NMFS acknowledges the
                                              sharks and reef fish/snapper-grouper are                through decreased misidentification and               species identification challenges with
                                              different (different gear configurations,               increased understanding of regulations.               juvenile dusky sharks and similar-
                                              soak times, etc.) and are not directly                     Response: The Alternative A2                       looking species, which has been a
                                              comparable. Additionally, because sets                  ecological impacts section of Chapter 4               chronic hindrance to estimating catches
                                              for both sharks and reef fish/snapper-                  of the FEIS details how species                       and assessing the stock with catch-based
                                              grouper can occur on the same trip,                     identification outreach can reduce                    methods. However, the measures in
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                                              estimates that treated these fisheries                  mortality of elasmobranchs. Research on               Amendment 5b will reduce mortality
                                              completely separately would have                        other U.S. Atlantic prohibited                        rates on all sharks in the affected
                                              resulted in double counting of some                     elasmobranch species has demonstrated                 fisheries, and improve species
                                              sharks. The shark research fishery trips                that focused outreach and species                     identification. Because all four of the
                                              target sandbar sharks and have a                        identification training can improve                   species mentioned in the EPA’s
                                              comparatively high interaction                          compliance rates with prohibited                      comment are prohibited in the
                                              frequency with dusky sharks, which                      species regulations to over 98 percent,               recreational fishery and cannot be


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                                              16484                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              retained by pelagic longline fishermen,                 assessment update, given limited data                 is zero. The recreational and
                                              NMFS does not see an immediate                          on dusky sharks, multiple data sources,               commercial fisheries for dusky sharks
                                              sustainability threat to dusky sharks due               and five plausible model scenarios. The               are closed, and the measures adopted in
                                              to misidentification among these four                   update had five different TAC estimates,              this amendment will ensure that only
                                              species.                                                and these estimates were so uncertain                 small levels of bycatch will occur and
                                                                                                      and wide-ranging as to be inappropriate               will not lead to overfishing. Contrary to
                                              B. Annual Catch Limits (ACLs) and
                                                                                                      for management use according to the                   the commenter’s assertions, NMFS has
                                              Accountability Measures (AMs)
                                                                                                      SEDAR 21 stock assessment. NMFS                       taken significant management actions to
                                                 Comment 18: One commenter stated                     does not have a basis for picking one                 address dusky shark overfishing since
                                              that NMFS should not set the dusky                      model scenario over another and is                    the prohibition for dusky sharks went
                                              shark ACL equal to zero. Instead, the                   concerned that setting an ACL based on                into effect and has continuously
                                              commenter felt the Agency must use the                  the highly uncertain TAC estimates                    monitored bycatch levels using all
                                              best scientific information currently                   could encourage increased catch.                      available data sources (see Section 1.2 of
                                              available to set a precautionary ACL that               Furthermore, allowing catch or                        the FEIS). The first dusky shark stock
                                              accounts for bycatch interactions of                    landings, even at low levels, could send              assessment was completed in 2006. As
                                              dusky sharks in each fishery that                       a message to fishermen that interactions              a result of that assessment, in 2008,
                                              catches dusky sharks and propose AMs                    are permissible at some level and could               NMFS established a rebuilding plan for
                                              to ensure adherence to the ACL                          disincentivize avoidance of interactions,             dusky sharks and implemented major
                                              (including the current prohibition on                   which is one of the goals of the                      changes in the shark fisheries that
                                              retaining dusky sharks). Another                        measures adopted in this Amendment.                   changed how all directed shark
                                              commenter stated that dusky sharks                      Thus, dusky sharks remain in the                      fishermen conduct their business (e.g.,
                                              should not be grouped with the other                    prohibited shark complex, with an ACL                 creation of the shark research fishery,
                                              prohibited sharks under the same ACL.                   set at zero. The measures adopted                     severe reduction of sandbar shark quota
                                                 Response: Amendment 3 to the HMS                     through Amendment 5b, in addition to                  to reduce dusky shark bycatch,
                                              FMP (2010) implemented a mechanism                      the continuation of measures adopted as               reduction in the trip limit, etc.). Since
                                              for establishing ACLs and AMs for each                  part of the dusky shark rebuilding plan,              that time, there have been other actions
                                              of the shark management groups. For                     are AMs.                                              in HMS fisheries, such as the
                                              sharks in the prohibited shark complex,                   Regarding the comment that dusky                    implementation of Amendment 7, that
                                              this methodology was not applied                        sharks should be removed from the                     have resulted in significant changes
                                              because the fisheries were closed and                   prohibited shark group and managed                    throughout HMS fisheries, not just shark
                                              landings were prohibited. Therefore, the                separately, separating dusky sharks and               fisheries. According to the SEDAR 21
                                              ACL was considered to be zero, as                       the other prohibited sharks under
                                              clarified in this Amendment. Recent                                                                           dusky shark stock assessment update,
                                                                                                      separate ACLs, each equal to zero,                    NMFS’ management of dusky sharks has
                                              revisions to the NS 1 guidelines (81 FR                 would not provide any meaningful
                                              71858; October 18, 2016), specify that if                                                                     significantly reduced fishing mortality
                                                                                                      advantage for any prohibited species                  on dusky sharks, but not yet completely
                                              an ACL is set equal to zero and the AM                  over the approach being used. Catch and
                                              for the fishery is a closure that prohibits                                                                   ended overfishing. Dusky sharks have
                                                                                                      bycatch estimates, to the extent they are             experienced improvements in their
                                              fishing for a stock, additional AMs are                 available, will still be tracked
                                              not required if only small amounts of                                                                         stock status outlook as described in the
                                                                                                      individually for each species and in any              2016 stock assessment update and
                                              catch (including bycatch) occur and the                 future assessments for prohibited
                                              catch is unlikely to result in overfishing.                                                                   Section 1.2 of the FEIS. Overfishing has
                                                                                                      sharks. Grouping all prohibited sharks
                                              See 50 CFR 600.310(g)(3).                                                                                     been reduced substantially (median
                                                                                                      under a single ACL does not preclude
                                                 Here, the ACL for the prohibited shark                                                                     F2015/FMSY ratio of five scenarios = 1.18,
                                                                                                      NMFS from considering management
                                              complex continues to be set equal to                                                                          compared to F2009/FMSY = 1.59 in the
                                                                                                      measures to address any sustainability
                                              zero, and the existing AM for all of the                                                                      previous assessment). As detailed in the
                                                                                                      concerns for any single stock, as
                                              stocks in the prohibited shark fishery is                                                                     ecological impacts section of Chapter 4
                                                                                                      evidenced by the actions in Amendment
                                              a closure that prohibits fishing for the                                                                      of the FEIS, the management measures
                                                                                                      5b. In summary, NMFS has determined
                                              stocks. Inclusion of a species in the                                                                         in Amendment 5b, which are AMs, will
                                                                                                      that specifying an ACL of zero for the
                                              prohibited stock complex means that all                 prohibited shark complex, which                       build on the success of past measures by
                                              commercial and recreational retention is                includes dusky sharks, is appropriate                 further reducing bycatch mortality and
                                              prohibited and the fishery is closed (see               and consistent with the NS1 guidelines                ending overfishing. Additionally, NMFS
                                              § 635.28(b)(1)(iv)). Thus, AMs in                       and requirements of the MSA.                          has continually tracked dusky shark
                                              addition to the closure are not required                  Comment 19: Another commenter                       bycatch over time through numerous
                                              if only small amounts of catch occur                    stated that NMFS has essentially                      fishery-dependent monitoring programs
                                              and the catch is unlikely to result in                  operated under an ACL of zero since                   (observers, logbooks, recreational
                                              overfishing. There is no information                    retention of dusky sharks was                         surveys, etc.), as detailed in Section 1.2
                                              suggesting that overfishing is occurring                prohibited in 2000, has failed to track or            of the FEIS.
                                              on species in the prohibited shark                      limit bycatch of dusky sharks or enforce                 Comment 20: One commenter stated
                                              complex, except for dusky sharks, and                   any limit of bycatch mortality with                   that the National Standard 1 provision
                                              the Amendment 5b rulemaking is                          accountability measures, and in doing                 at 50 CFR 600.310(g)(3) should not
                                              undertaking AMs to end that                             so has failed to end overfishing of the               apply to the dusky shark fishery. See
                                              overfishing.                                            stock.                                                response to Comment 18 for explanation
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                                                 NMFS notes that there would be                         Response: NMFS disagrees. Dusky                     of the provision. The commenter
                                              policy and scientific/data concerns if we               sharks have been prohibited since 2000,               contends that (1) the dusky shark
                                              were to specify an ACL other than zero                  but ACLs were not established for HMS-                fishery is not closed as several fisheries
                                              for the prohibited shark complex,                       managed sharks until Amendment 3                      that are known to interact with dusky
                                              including dusky sharks. As noted in the                 (2010). As clarified in this Amendment,               sharks are still open; (2) overfishing is
                                              response to Comment 13, there was a                     the ACL for the stocks in the prohibited              still occurring in the dusky shark
                                              high level of uncertainty in the 2016                   shark complex, including dusky sharks,                fishery; and (3) bycatch is not small


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                         16485

                                              considering the average annual number                   2008), night sharks (Carlson et al.,                  commercial and recreational fisheries
                                              of dusky sharks caught as bycatch (529                  2008), sand tiger sharks (Carlson et al.,             cannot afford.
                                              per year according to the DEIS) is more                 2009), white sharks (Curtis et al., 2014),               Response: The Magnuson-Stevens Act
                                              than double the highest estimated TAC                   and bigeye thresher sharks (Young et al.,             requires fishery management measures
                                              of adult dusky sharks (which the                        2016)—are not experiencing overfishing.               to end and prevent overfishing and to
                                              commenter calculated would be 249                       While such analyses have not been                     rebuild overfished stocks. An ACL of
                                              dusky sharks by dividing the estimated                  completed for all of the prohibited shark             zero for the prohibited shark complex,
                                              TAC in the assessment by a potential                    species, there is no information                      including dusky sharks, in conjunction
                                              average dressed weight of a mature                      suggesting that overfishing is occurring              with the continuation of measures
                                              dusky shark) that would provide a 70-                   on species in this complex, except for                adopted in the dusky shark rebuilding
                                              percent chance of rebuilding by 2107,                   dusky sharks, and the Amendment 5b                    plan thus far (e.g., Amendment 2) and
                                              according to the recent SEDAR 21                        rulemaking is undertaking AMs to end                  the new AMs outlined in Amendment
                                              update. The commenter also stated that                  that overfishing.                                     5b, will prevent overfishing. NMFS
                                              the DEIS did not specify a threshold for                   Comment 21: One commenter stated                   agrees that as the population recovers
                                              determining what level of bycatch is                    that the 50 CFR 600.310(g)(3) provision               and the dusky shark stock increases, an
                                              ‘‘small.’’                                              does not exist in the Magnuson-Stevens                increase in interactions could occur.
                                                 Response: As discussed in Section 1.2                Act, and the Supreme Court has held                   NMFS will continue to monitor dusky
                                              of the FEIS, the ACL/AM provisions for                  that Federal agencies cannot create                   sharks through the available fishery-
                                              dusky sharks in Amendment 5b meet                       exemptions to a statute that Congress                 dependent and -independent data
                                              the conditions set forth in the NS 1                    did not already include.                              sources, and future stock assessments,
                                              guidelines. First, the dusky shark                         Response: Section 50 CFR                           and consider additional management
                                              fishery is closed, as explained in                      600.310(g)(3) from the National                       measures in the future if necessary.
                                              response to Comment 18. Second,                                                                                  Comment 23: One commenter stated
                                                                                                      Standard 1 guidelines is consistent
                                              measures under Amendment 5b and this                                                                          that, while NMFS’ intention to monitor
                                                                                                      with, and not an exemption to, the
                                              rule will end overfishing for dusky                                                                           bycatch levels of prohibited sharks is
                                                                                                      Magnuson-Stevens Act. The Act
                                              sharks and ensure that the small levels                                                                       necessary, there are no means to
                                                                                                      requires that FMPs establish ACL/AM
                                              of bycatch are unlikely to lead to                                                                            determine if bycatch mortality falls
                                                                                                      mechanisms with the goal of preventing                within safe ranges because nearly all the
                                              overfishing. NMFS notes that the
                                                                                                      overfishing from occurring, 16 U.S.C.                 prohibited shark species have not
                                              estimated level of overfishing for dusky
                                                                                                      1853(a)(15). Section 600.310(g)(3)                    undergone a stock assessment.
                                              sharks in the current stock assessment
                                                                                                      explicitly provides that its provisions               Furthermore, the commenter stated that
                                              update is not high (median of five
                                                                                                      may be invoked if there is an ACL of                  each of the prohibited shark species is
                                              plausible model scenarios is F2015/FMSY
                                                                                                      zero, an AM that is a closure, and ‘‘catch            unique with different life history traits,
                                              is 1.18; values >1 indicate overfishing).
                                                 Third, for all sharks in the prohibited              is unlikely to result in overfishing.’’               different bycatch levels, and different
                                              shark complex, only small amounts of                    Response to comment 46 in the final                   vulnerabilities. To address this concern,
                                              catch (including bycatch) occur. The                    National Standard 1 guidelines                        the commenter suggested creating four
                                              NS1 guidelines do not provide a                         revisions (81 FR 71858; October 18,                   subgroups of prohibited shark species
                                              definition or detailed guidance on what                 2016) explains that § 600.310(g)(3) is an             reflecting high and low levels of fishery
                                              constitutes a ‘‘small’’ amount of                       optional tool that will only apply to a               interactions and high and low
                                              bycatch. However, the available data                    limited set of cases where there is no                vulnerability based on life history traits.
                                              show that prohibited shark species—                     way to account for the small amounts of               The commenter felt these subgroups
                                              including dusky sharks—are not                          bycatch occurring and, therefore, it is               could provide a way to prioritize
                                              commonly caught as bycatch in HMS or                    not pragmatic to establish AMs to try to              monitoring and stock assessments, and
                                              other fisheries. Prohibited sharks as a                 account for such small amounts of                     those species with a high vulnerability
                                              group have observed bycatch amounts                     bycatch that are unlikely to result in                and high fishery interactions could be
                                              in the 10s and 100s of individuals. By                  overfishing. NMFS notes that, as a                    prioritized over those with a low
                                              comparison, many fish stocks have                       statutory matter, the national standard               vulnerability and low fishery
                                              observed bycatch amounts estimated in                   guidelines do not have the force and                  interactions. The commenter noted that
                                              the hundreds and thousands of metric                    effect of law, 16 U.S.C. 1851(b).                     this process could occur outside of the
                                              tons, and prohibited shark species                      Consistent with Magnuson-Stevens Act                  Amendment 5b rulemaking process.
                                              collectively represent a small portion of               requirements, as detailed in Chapter 4 of                Response: Many of the prohibited
                                              total shark bycatch across all fisheries                the FEIS, there is an ACL/AM                          sharks do not have stock assessments.
                                              (U.S. National Bycatch Report, First                    mechanism for prohibited shark species,               Stock assessments for prohibited species
                                              Edition Update 2, 2016). With regard to                 and bycatch of dusky sharks is unlikely               are often complicated by a near or
                                              the commenter’s TAC calculation, as                     to result in overfishing under the                    complete lack of data. However, as this
                                              detailed in the response to Comment 13,                 Amendment 5b management measures.                     commenter noted, there are ways to
                                              the TACs estimated in the 2016 stock                       Comment 22: A few commenters                       prioritize monitoring and stock
                                              assessment update are not considered                    objected to setting the dusky shark ACL               assessments among the prohibited
                                              acceptable for management. Thus, direct                 to zero on the grounds that it will lead              sharks. NMFS has used methods to
                                              comparisons of the observed mortalities                 to further restrictions in fisheries that             prioritize monitoring and stock
                                              summarized in Section 1.2 of the FEIS                   interact with dusky sharks as the                     assessments of prohibited sharks since
                                              against the TACs estimated in the stock                 population recovers and interactions                  first beginning management of Atlantic
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                                              assessment update are not appropriate.                  with the species increase accordingly                 sharks with the 1993 FMP. Based on
                                                 In addition to requiring that the                    due to their increasing abundance. With               this prioritization, an initial analysis
                                              bycatch be ‘‘small,’’ the NS1 guidelines                an ACL set equal to zero, NMFS would                  was performed of sharks that have more
                                              specify that catch be unlikely to lead to               have no way to measure success, and                   vulnerable life history traits and
                                              overfishing. According to the available                 dusky shark will inevitably become                    presumably higher levels of fishery
                                              analyses, certain prohibited shark                      another choke species that will lead to               interaction. Based on this information,
                                              species—basking sharks (Campana,                        unnecessary fisheries closures that the               retention of dusky sharks was


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                                              16486                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              prohibited through the 1999 FMP,                        management and fishing behavior, the                  U.S. fleet fishing effort due to
                                              effective in 2000.                                      validity of fishery-independent sources,              management actions not reflected in the
                                                 The Brief Management History section                 environmental factors, potential data                 2016 stock assessment update, and
                                              of Chapter 1 has more detail and final                  from neighboring nations that may catch               improved age and growth information
                                              rule references for this action. NMFS                   dusky sharks, and other relevant                      indicating that dusky sharks have faster
                                              later created a Vulnerability Evaluation                information to improve the assessment.                age and growth dynamics than
                                              Working Group in 2008 to provide a                         Comment 25: Some commenters were                   previously thought, which likely results
                                              methodology to determine vulnerability                  opposed to NMFS’ decision to use                      in higher productivity than that
                                              (a function of both biological                          mortality reduction targets estimated to              considered in most of the model
                                              productivity and susceptibility to                      provide a 50-percent probability of                   scenarios of the 2016 stock assessment
                                              fisheries) of a wide range of U.S. fish                 rebuilding the dusky shark stock by                   update (Natanson et al., 2014). It is
                                              stocks (Patrick et al. 2009, 2010).                     2107. They contend that previous                      possible that the ‘‘high productivity’’
                                              Atlantic HMS sharks, including                          actions involving Atlantic HMS sharks                 model scenario encompassed the effects
                                              prohibited species, were part of this                   have generally used the 70-percent                    of this new life history information,
                                              Productivity and Susceptibility Analysis                probability for other sharks and that                 while also reducing the plausibility of
                                              (PSA), which found that the vast                        NMFS, in the Predraft for Amendment                   the ‘‘low productivity’’ scenario. This
                                              majority of prohibited species fell in the              5b, stated that the 70-percent probability            information could not be directly used
                                              same region of the PSA plot (see Figure                 is the most appropriate. The                          in the 2016 assessment update, because
                                              5 in Patrick et al. 2009) indicating                    commenters stated that the necessary                  assessment updates only incorporate
                                              similar vulnerability. It was noted in the              mortality reductions should reflect the               data inputs (e.g., time series, life history
                                              document that 12 of the 14 prohibited                   70-percent probability threshold given                parameters, etc.) that were previously
                                              species had some of the lowest                          the fact that previous measures have                  vetted through the SEDAR process and
                                              susceptibility scores of all HMS Atlantic               failed to end overfishing over the last 10            approved as part of the most recent
                                              sharks. NMFS welcomes comments on                       years. One commenter stated that                      benchmark assessment. Here, that was
                                              ways to improve the stock assessment                    NMFS’ rationale for using the 50-                     the 2011 benchmark stock assessment
                                              prioritization process, and may consider                percent probability is incorrect. The                 (SEDAR 21). Based on its review of the
                                              such changes in the future. However,                    commenter stated that while NMFS                      2016 update, understanding about the
                                              this comment remains beyond the scope                   chose the 50-percent probability                      operation of the HMS fisheries under
                                              of Amendment 5b.                                        because the dusky shark assessment was                current management measures, and
                                                                                                      highly uncertain, it was no more                      other available information, the F
                                              C. Dusky Shark Stock Assessment and
                                                                                                      uncertain than the last dusky                         estimate associated with the 50-percent
                                              Mortality Reduction Targets
                                                                                                      assessment and assessments for other                  probability more accurately reflects
                                                 Comment 24: One commenter noted                      shark species. The commenter also
                                              that the dusky shark assessment update                                                                        current fishing pressure and accounts
                                                                                                      stated that NMFS chose the 50-percent                 for the new information on dusky shark
                                              may not be accurate because it did not                  probability because the assessment
                                              consider several issues, including                                                                            productivity than the F estimate
                                                                                                      results were more pessimistic than                    associated with the 70-percent
                                              fishermen avoidance of the species                      expected, so NMFS changed the
                                              since 2000; the potential non-reporting                                                                       probability. Because of these issues,
                                                                                                      mortality reduction objective rather than             NMFS decided it was appropriate from
                                              of dusky shark catches; flaws in some                   properly addressing the results of the
                                              fishery independent surveys to account                                                                        a scientific perspective to use the F
                                                                                                      assessment. One commenter who
                                              for range shifts due to climate change                                                                        reduction associated with the 50-
                                                                                                      supported the use of a 50-percent
                                              and other factors; and continuing                                                                             percent probability of rebuilding by the
                                                                                                      probability threshold noted that 50-
                                              problems in species identification. That                                                                      deadline in Amendment 5b. Using the F
                                                                                                      percent is a commonly used standard
                                              commenter felt the next assessment                                                                            reduction associated with a 50-percent
                                                                                                      that has been judicially-approved for
                                              should be a benchmark assessment that                                                                         probability, rather than a 70-percent
                                                                                                      ending overfishing and the 50-percent
                                              considers these issues. Another                                                                               probability, appropriately reflects this
                                                                                                      threshold makes sense given the higher
                                              commenter noted the need to conduct a                                                                         change in risk tolerance while
                                                                                                      level of uncertainty associated with the
                                              benchmark assessment for dusky sharks                                                                         remaining sufficiently precautionary
                                                                                                      update compared to past stock
                                              to address these and straddling stock                                                                         and is consistent with the standard used
                                                                                                      assessments.
                                              (trans-international boundary) issues.                     Response: NMFS’ determination to                   in rebuilding plans for most NMFS-
                                              Commenters also stated that future                      use the fishing mortality reduction                   managed stocks.
                                              dusky shark stock assessments should                    associated with a 50-percent probability                 From a statistical perspective, the
                                              include data from Mexican and Cuban                     of rebuilding by 2107 is a standard                   wider confidence band in the
                                              water fisheries that also interact with                 approach in many NMFS stock                           projections results in the F estimate
                                              dusky sharks.                                           rebuilding plans, is consistent with the              associated with a 70-percent probability
                                                 Response: Both the SEDAR 21 dusky                    Consolidated HMS FMP, and is                          being substantially lower than the apical
                                              shark stock assessment and stock                        scientifically justified as detailed in               value (the value at the peak of the
                                              assessment update acknowledge the                       Section 1.2 of the FEIS. While NMFS                   distribution of F estimates). Thus, the F
                                              uncertainties in all of the input data                  typically uses a 70-percent probability               reduction associated with 70-percent
                                              sources. However, these uncertainties                   for Atlantic highly migratory shark                   goes well beyond what NMFS would
                                              were characterized to the extent                        species, the 2016 update has a higher                 consider appropriately precautionary
                                              possible and accounted for within the                   level of uncertainty than other shark                 even for species with relatively slow life
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                                              assessment model runs. NMFS has not                     assessments and presents a more                       history such as sharks. NMFS also notes
                                              yet scheduled the next dusky shark                      pessimistic view of stock status than                 that the rebuilding year (i.e., length of
                                              stock assessment, and agrees that the                   was expected based on a preliminary                   time the species could rebuild with no
                                              next dusky shark assessment should                      review of similar information and other               fishing mortality plus one mean
                                              include a review of all available data                  available information. Such information               generation time) was calculated using a
                                              sources, and should also investigate                    includes the information reviewed in                  70-percent probability, as is typically
                                              methods for addressing changes in                       the ESA Status Review, reductions in                  done in assessments, which additionally


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                         16487

                                              increases the likelihood of achieving                   the stock as required. A 35-percent                   hunters need to take a safety class with
                                              rebuilding within the mandated time                     mortality reduction is needed to end                  bird identification in the State of Florida
                                              period. Furthermore, while the                          overfishing with a 50 percent                         to get a hunting license, an online class
                                              probability of rebuilding the dusky                     probability and will be achieved by the               such as what is proposed and another
                                              shark stock by 2107 with a 35-percent                   measures adopted in this Amendment.                   for all HMS species, particularly in
                                              mortality reduction is 50 percent, the                     Comment 27: The EPA suggested                      regard to reporting requirements, in
                                              probability of this mortality reduction                 clarifying why it is appropriate to set a             order to receive a vessel permit is
                                              immediately ending overfishing is                       35-percent mortality reduction target for             reasonable. Another comment indicated
                                              approximately 77 percent according to                   dusky sharks when the 2011 stock                      that misidentification and lack of data
                                              the results of the final 2016 stock                     assessment recommended a 58-percent                   are the underlying issues facing the
                                              assessment update.                                      decrease relative to 2009 levels.                     rebuilding of dusky sharks, and both of
                                                 Comment 26: One commenter                               Response: The mortality reduction                  these can be properly and sufficiently
                                              specifically called for an ACL that will                targets changed after the 2016                        addressed through a comprehensive
                                              achieve at least a 50-percent reduction                 assessment update and, as described in                HMS shark endorsement program (as
                                              in dusky shark fishing mortality across                 the response to Comment 25, NMFS has                  outlined in Alternative A2) with online
                                              all fisheries to ensure a 70-percent                    determined that Amendment 5b                          education modules during issuance and
                                              probability of successfully rebuilding by               measures should reduce dusky shark                    renewal of the endorsement. The
                                              2107, as designated by the U-Shaped                     mortality by 35 percent to end                        commenter suggested that the quiz
                                              mortality scenario described in the DEIS                overfishing and rebuild the stock                     should focus on prohibited species
                                              and the recent SEDAR 21 stock                           consistent with the most recent                       identification (specifically dusky,
                                              assessment update. Another commenter                    assessment update.                                    sandbar, or ridgeback sharks), best
                                              suggested that only an 8-percent                           As detailed in Chapter 1, the 2011                 practices for safe handling interaction,
                                              reduction in fishing mortality is                       SEDAR 21 dusky shark stock assessment                 and a cooperative data collection
                                              necessary because the U-shaped                          used data through 2009. After finalizing              initiative through reporting
                                              mortality scenario F/FMSY is only 1.08.                 that stock assessment and beginning                   requirements. The commenter felt that
                                                 Response: NMFS acknowledges that                     rulemaking to implement a rebuilding
                                                                                                                                                            cooperatively increasing fisherman
                                              the 2016 stock assessment update                        plan for dusky sharks, it became
                                                                                                                                                            knowledge and understanding of
                                              provided five different model runs, all                 apparent that management measures
                                                                                                                                                            resource interactions allows for
                                              of which represent plausible states of                  implemented after 2008 in HMS
                                                                                                                                                            responsible management while also
                                              nature for the dusky shark stock,                       fisheries (e.g., measures in Amendment
                                                                                                                                                            creating a sense of responsibility and
                                              consistent with the SEDAR 21                            2) had reduced dusky shark interactions
                                                                                                                                                            stewardship of the resource. Lastly,
                                              benchmark assessment. However, as                       and mortality. Furthermore, fishery-
                                                                                                                                                            another commenter noted that most
                                              described in the assessment documents                   independent abundance indices
                                                                                                                                                            anglers who have the time, resources,
                                              and Section 1.2 of the FEIS, there is no                prepared for the ESA status review
                                                                                                                                                            and knowledge to fish offshore already
                                              scientific basis to select one model run                showed increasing dusky shark
                                                                                                      population trends. Consequently, the                  know how to properly identify a fish
                                              over another. Therefore, consistent with
                                                                                                      Agency prioritized an update to the                   before harvesting it.
                                              the approach used in comparable
                                              situations in other stock assessments, a                SEDAR 21 dusky shark stock                               Response: NMFS recognizes that the
                                              multi-model inference was made using                    assessment, using data through 2015, to               shark identification and regulations quiz
                                              the results of the median model. In this                incorporate recent management changes                 accompanying the proposed shark
                                              case, the U-shaped Natural Mortality                    and updated fishery-independent                       endorsement represents a novel measure
                                              model run recommends a 53-percent                       indices. The SEDAR 21 dusky shark                     in the realm of marine recreational
                                              reduction in mortality to achieve a 70-                 stock assessment update found that                    fisheries; however, it is by no means
                                              percent probability of rebuilding by                    while the stock is still overfished and               unprecedented in the realm of
                                              2107. As described in the response to                   experiencing overfishing, the stock                   conservation management. As one of the
                                              Comment 25 above, use of a 50-percent                   status was healthier than shown in the                supporting commenters noted, hunters
                                              probability of rebuilding is warranted in               original SEDAR 21 assessment.                         in the State of Florida are required to
                                              this case. Therefore, NMFS has                                                                                take hunter safety classes that include a
                                                                                                      D. Shark Endorsement, Training,                       bird identification section, and similar
                                              determined that the best available
                                                                                                      Species Identification, and Outreach                  hunter safety courses are required in
                                              scientific information supports the use
                                              of the median model and a mortality                        Comment 28: NMFS received                          almost all states. Compared to hunter
                                              reduction associated with a 50-percent                  numerous comments in support of the                   safety courses, which historically could
                                              probability of rebuilding by the deadline               shark endorsement (Alternative A2),                   last an entire day or more, the proposed
                                              (i.e., 35 percent). Furthermore, there is               including from the South Atlantic                     shark identification and regulations
                                              no acceptable ACL associated with                       Fishery Management Council (SAFMC),                   training course and quiz will place
                                              achieving any of the mortality                          and the States of North Carolina, South               minimal burden on recreational anglers
                                              reductions presented in the stock                       Carolina, and Texas. NMFS received                    as it is intended to take only a few
                                              assessment update, as described in                      comments expressing concerns and                      minutes to complete, while still
                                              Section 1.2 of the FEIS. The ACL for the                recommendations regarding the shark                   conveying the necessary information in
                                              prohibited shark complex is zero, and                   identification and training quiz. The                 an efficient manner. The quiz will focus
                                              this action is reducing mortality on                    State of Mississippi commented that                   on dusky shark conservation to more
                                              dusky sharks using other measures since                 shark species misidentification is not a              effectively meet sustainability goals.
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                                              there are insufficient data to quantify                 problem in Mississippi waters. One                    Additionally, many commercial
                                              catch or TACs with any certainty.                       comment stated that a test to obtain a                fishermen that pursue HMS fisheries
                                              Finally, NMFS disagrees that under the                  permit was unheard of in salt and                     have long been required to take
                                              U-shaped mortality scenario, only an 8                  freshwater fishing and many fishermen                 extensive training workshops on the
                                              percent mortality reduction is needed.                  may decide simply not to fish for sharks              identification and safe release of
                                              An 8-percent mortality reduction may                    to avoid the burden of the online course.             protected species that can take a full day
                                              end overfishing, but would not rebuild                  Another commenter noted that because                  to complete. NMFS has identified


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                                              16488                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              accidental landings due to                              Federal waters will be required to obtain             shark populations to improve data
                                              misidentification as one of the primary                 a shark endorsement along with their                  reliability in the recreational sector.
                                              sources of dusky shark mortality in the                 Atlantic HMS Angling or Charter/                         Response: As described in Chapter 2
                                              recreational fishery. NMFS considered                   Headboat permit. Once the angler has a                (under Alternatives Considered but Not
                                              several alternatives to address this                    Federal permit, as a condition of that                Further Analyzed), NMFS is not
                                              problem including drastically increasing                permit, the angler must abide by the                  planning to include reporting
                                              the minimum size for sharks and                         Federal regulations, regardless of where              requirements as part of the initial
                                              making the recreational shark fishery                   they are fishing, including in state                  implementation of the shark
                                              catch-and-release only. Both of these                   waters, unless the state has more                     endorsement, which could result in
                                              alternatives will have been assured to                  restrictive regulations, as specified in              duplicative data collection efforts in
                                              largely end accidental landings of dusky                the Final Fishery Management Plan for                 recreational fisheries (e.g., MRIP, the
                                              sharks in Federal waters, but will have                 Atlantic Tunas, Swordfish, and Sharks                 Large Pelagics Survey (LPS)). However,
                                              had a far greater impact on the                         (64 FR 29090; May 28, 1999). HMS                      NMFS is hopeful that the endorsement
                                              recreational fishery while doing far less               permit holders have been required to                  can serve as a framework for improving
                                              to target the underlying issue of                       follow federal requirements in state                  the sampling of recreational anglers that
                                              misidentification. As such, NMFS                        waters as a condition of obtaining a                  target sharks for surveys like those
                                              decided to prefer the more targeted                     federal permit since 1999 for                         conducted by MRIP. How well this
                                              approach of education and                               commercial permit holders and since                   works will depend on what percentage
                                              communication that could be provided                    2006 for recreational permit holders. As              of HMS anglers acquire the
                                              by the shark identification and                         explained in the FEIS for the 2006                    endorsement. The more HMS permit
                                              regulation training course and quiz.                    Consolidated HMS Fishery Management                   holders that acquire the endorsement,
                                              NMFS realizes that many recreational                    Plan, the previous differing                          the less of a targeted sample it would
                                              HMS anglers already know how to                         requirements between state and Federal                provide compared to the existing HMS
                                              identify HMS species, including dusky                   regulations and the inability to verify               Angling and Charter/Headboat permits.
                                              sharks, and are familiar with HMS                       whether or not a particular fish onboard              However, this is counterbalanced by the
                                              regulations. However, NMFS cannot be                    a vessel was caught in state waters or                fact that the more anglers getting the
                                              assured of getting the necessary                        Federal waters generated confusion for                endorsement means the more anglers
                                              information to those anglers who need                   the federal permit holders. The states                that will be receiving the targeted
                                              it without requiring it of all Federal                  have been previously consulted on these               outreach and education materials on
                                              water anglers that wish to target and                   Federal permit conditions, and are                    shark identification, safe handling, and
                                              land sharks.                                            regularly consulted on all HMS                        shark fishing regulations, and the more
                                                 Comment 29: NMFS received a                          management plan amendments.                           anglers would then provide the correct
                                              comment from the State of South                                                                               shark identification when responding to
                                                                                                         Comment 30: NMFS received a
                                              Carolina which noted that they do not                                                                         surveys.
                                                                                                      comment that supported the shark                         As for the suggestion to include a
                                              oppose the requirement for the shark
                                                                                                      endorsement and suggested that NMFS                   reporting requirement in conjunction
                                              endorsement for HMS permit holders
                                                                                                      implement the shark endorsement in                    with the shark endorsement, HMS
                                              fishing in Federal waters, but stated that
                                                                                                      non-HMS recreational fisheries that                   permit holders are already required to
                                              NMFS needs to remove the phrase
                                                                                                      interact with sharks as well.                         report their catches and landings when
                                              ‘‘fishing for sharks recreationally’’ to
                                              make it clear that the endorsement is                      Response: NMFS only has authority to               intercepted by NMFS catch and effort
                                              needed to land sharks caught in Federal                 manage shark fisheries in Federal                     surveys like MRIP and the LPS. At this
                                              waters whether the angler in question                   waters, and any recreational angler                   time, NMFS is not planning to require
                                              was targeting sharks or not. The State of               fishing in Federal waters of the Atlantic,            any additional reporting requirements
                                              South Carolina Department of Natural                    Gulf of Mexico, or Caribbean that                     similar to the requirements for billfish,
                                              Resources (South Carolina DNR) also                     wishes to retain sharks must possess an               bluefin tuna, and swordfish. The
                                              stated that the proposed shark                          Atlantic HMS Angling or Charter/                      mandatory reporting requirement for
                                              endorsement is in direct conflict with                  Headboat permit. As such, all                         most of these species is only to report
                                              South Carolina law Section 50–5–2725                    recreational anglers that fish in Federal             fish that are landed (bluefin tuna
                                              because permits are not required for the                waters of the Atlantic will be required               reporting also includes dead discards),
                                              possession of sharks in South Carolina                  to obtain the shark endorsement to                    and because landing dusky sharks is
                                              state waters. South Carolina DNR stated                 retain sharks. Individual states and the              prohibited, any similar reporting
                                              that, therefore, South Carolina would                   Regional Fisheries Management                         requirement for sharks should not
                                              not enforce this final rule in its state                Commissions and Councils have the                     provide data on dusky catches. NMFS is
                                              waters.                                                 option to require Atlantic HMS permits                also reluctant to require reporting on
                                                 Response: This final rule does not                   of anglers fishing in state waters or for             released sharks as the agency does not
                                              conflict with or preempt any state                      non-HMS, but the authority to do so lies              have the authority to extend the
                                              regulations, nor does it place any                      with them and not NMFS. As stated                     requirement to state water anglers who
                                              enforcement requirements on states.                     above, once the angler has a Federal                  are responsible for a significant portion
                                              Recreational shark anglers fishing                      permit, as a condition of that permit, the            of recreational catches and landings for
                                              exclusively in state waters will not be                 angler must abide by the Federal                      most shark species. This is not a
                                              required to obtain the shark                            regulations, regardless of where they are             concern with other HMS with
                                              endorsement just as they are not                        fishing, including in state waters, unless            mandatory reporting requirements as
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                                              required to obtain an Atlantic HMS                      the state has more restrictive                        NMFS manages bluefin tuna to the
                                              Angling or Charter/Headboat permit,                     regulations.                                          shore, and billfish and swordfish are
                                              and states need not enforce Federal                        Comment 31: Commenters stated that                 very rarely caught in state waters. NMFS
                                              regulations against shark anglers who do                NMFS should include a reporting                       is also in the process of reviewing the
                                              not hold Federal permits. However,                      requirement as part of the shark                      needs of MRIP and the LPS as part of
                                              those recreational shark anglers that                   endorsement for all shark landing or                  the Regional MRIP Implementation
                                              wish to target, retain, and land sharks in              develop a sampling protocol to survey                 Plan. As part of that review, NMFS is


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                         16489

                                              considering what, if any changes, are                   endorsement while also being the ones                 fishermen may choose to get the shark
                                              needed to improve recreational                          most likely to opt not to obtain it if it             endorsement regardless of whether they
                                              estimates of shark harvest.                             required paying an additional fee. As                 intend to target sharks ‘‘just in case.’’
                                                 Comment 32: NMFS received                            such, NMFS believes the benefits of the               Providing information on the number of
                                              comments requesting an option to                        shark endorsement to dusky shark                      sharks caught in the previous year
                                              cancel the shark endorsement for                        conservation will be maximized if a fee               would allow NMFS to have a more
                                              fishermen when they are not fishing for                 is not charged. Furthermore, NMFS does                accurate representation of the universe
                                              sharks or sharks are not in their area.                 not see a need to limit entry into the                of fishermen targeting sharks in any
                                              Other commenters expressed concern                      recreational shark fishery to promote                 given year.
                                              that providing an option for cancelling                 dusky shark conservation as they are not                 Response: Asking shark anglers to
                                              the shark endorsement throughout the                    a target species, but are only caught                 recall the number sharks they have
                                              year would create confusion as to who                   incidentally.                                         caught in the previous year as part of
                                              and when fishermen could retain/land                       Comment 34: NMFS received                          the shark endorsement would result in
                                              sharks during a given year.                             numerous comments regarding the                       highly inaccurate responses given the
                                                 Response: NMFS believes the demand                   online shark identification and training              long length of the recall period (12
                                              for the option to drop the shark                        course. One commenter noted that the                  months). None of the current MRIP
                                              endorsement will be largely negated by                  online quiz should be short and quick,                surveys use recall periods of anywhere
                                              the new circle hook alternative (A6d)                   and specifically address dusky sharks.                near this length with most using recall
                                              that requires endorsement holders to                    Another commenter felt that the shark                 periods of only two months. This
                                              use circle hooks only when fishing for                  identification quiz should focus on                   measure is not considered reasonable
                                              sharks, as opposed to the previously                    prohibited species identification, and                because it would be duplicative with
                                              preferred alternative (A6a), which                      best practices for safe handling. To                  existing recreational fishery data
                                              required the use of circle hooks                        improve and evaluate the effectiveness                collection efforts (e.g., MRIP, LPS) and
                                              whenever fishing with wire or heavy                     of the shark endorsement, one                         would not meet the primary objectives
                                              monofilament or fluorocarbon leader, as                 commenter recommended that                            of this amendment (i.e., ending
                                              the new preferred alternative removes                   implementation of the endorsement and                 overfishing and rebuilding dusky
                                              any potential conflicts with non-shark                  online training course follow key                     sharks). Furthermore, the collection of
                                              fisheries. If sharks are to be retained,                principles for effective e-learning, and              such data would likely be inaccurate
                                              circle hooks must be used, regardless of                include an evaluation component to                    and difficult, if not impossible, to verify
                                              bait or gear configuration (with the                    assess its effectiveness at educating                 as anglers would need to remember all
                                              exception of artificial lures and flies).               permit holders. This commenter                        trips and catches from the previous
                                              NMFS will still provide the option for                  submitted detailed information on how                 year. Existing data collection efforts,
                                              anglers to drop the shark endorsement                   to approach and evaluate adult learning               while still flawed, produce better catch
                                              if they so desire.                                      in online training.                                   and effort estimates than collection of
                                                 Comment 33: NMFS received a                             Response: In the interest of                       such information once a year when
                                              comment from the SAFMC suggesting                       minimizing burden to the angling                      someone is applying for a permit.
                                              that NMFS include a small fee for the                   public, NMFS intends to keep the shark                Additionally, creation of this type of
                                              shark endorsement to provide a minor                    endorsement short and targeted. It will               data collection would likely be costly in
                                              barrier to entry. The comment noted                     focus on key recreational shark fishing               terms of the data management
                                              that the fee would assist with defining                 regulations (minimum size limits, bag                 infrastructure needed, and the data
                                              the universe of fishermen actually                      limits, and circle hooks), and key                    management clearances required for the
                                              targeting sharks, and thus improve the                  identifying characteristics of prohibited             collection could delay implementation
                                              ability of the shark endorsement to                     shark species such as the interdorsal                 of this action, which is needed to end
                                              provide a targeted sampling frame for                   ridge. More detailed information on                   overfishing on dusky sharks. NMFS is
                                              shark anglers. Other commenters stated                  shark identification and safe handling                currently looking at ways to improve
                                              that there should not be an extra fee for               techniques will be distributed to shark               MRIP and LPS data collection surveys
                                              the shark endorsement because the HMS                   endorsement holders through targeted                  for all HMS as part of its regional MRIP
                                              Angling Permit already has a fee.                       outreach materials that the angler can                implementation plan. Any changes as a
                                                 Response: NMFS has considered the                    keep on hand for future reference.                    result of those data collection methods
                                              possibility of charging a separate fee for              NMFS greatly appreciates the                          would result in more reliable
                                              the shark endorsement, but has opted                    information and literature one                        recreational data than a once-a-year
                                              not to take that direction at this time as              commenter provided on adult learning                  collection of information when people
                                              it does not represent a standalone                      and online training. NMFS will strive to              are applying for the shark endorsement.
                                              permit. Additionally, NMFS does not                     apply adult learning principles in the                   Comment 36: NMFS received a
                                              want to unduly discourage permit                        design of the shark endorsement                       comment from the SAFMC which noted
                                              holders from receiving the endorsement                  training and quiz. NMFS intends the                   that when applying for the shark
                                              as the primary goal of the endorsement                  shark endorsement quiz to be an                       endorsement, NMFS should make it
                                              is to facilitate education and outreach                 adaptive tool that will be evaluated on               clear that those fishermen holding the
                                              on shark identification, safe handling,                 a regular basis to determine which                    endorsement would need to use circle
                                              and fishing regulations while using the                 questions provide the most educational                hooks in certain situations and that
                                              endorsement as a sample frame for data                  benefit, what topics require the most                 sharks caught incidentally on J-hooks
                                              collection is only a secondary benefit.                 targeted outreach, and how the training               would need to be released.
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                                              Furthermore, it is generally agreed that                course can be improved.                               Additionally, the SAFMC noted, when
                                              those anglers and charter/headboat                         Comment 35: NMFS received a                        presented with the option to apply for
                                              captains that do not regularly target                   comment requesting that all applicants                the endorsement, NMFS should clearly
                                              sharks, and are more likely to only                     applying for the shark endorsement be                 inform fishermen that, without the
                                              interact with a sharks incidentally, are                asked to provide an estimated number                  endorsement, sharks cannot be retained.
                                              the ones that will most benefit from the                of sharks caught in the previous year.                   Response: NMFS agrees with the
                                              educational aspects of the shark                        The comment noted that many                           SAFMC’s comment that it is important


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                                              16490                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              to make it clear to anglers applying for                a consistent problem and driver of                    campaign on shark identification and
                                              the shark endorsement that circle hooks                 overfishing in non-shark HMS fisheries.               fishing regulations. This will include
                                              will be required when fishing for sharks,               As such, NMFS believes that a more                    updating the existing shark
                                              that sharks incidentally caught on J-                   targeted course on shark identification               identification placard, and developing
                                              hooks will need to be released, and that                and regulations will be more likely to                dusky shark specific educational
                                              the shark endorsement will be required                  achieve the goals of this action.                     materials that will be distributed at
                                              to retain sharks caught in Federal                         Comment 39: NMFS received                          locations that anglers frequent, such as
                                              waters. All of these issues will be                     numerous comments from recreational                   tournaments or bait shops, and to
                                              highlighted during the permit                           fishermen regarding the impact of the                 individuals that acquire the shark
                                              application process and shark                           shark endorsement on data collection.                 endorsement. NMFS does not plan to
                                              endorsement quiz.                                       One commenter noted the shark                         print the shark identification guide
                                                 Comment 37: NMFS received                            endorsement would provide a better                    directly on the HMS Angling permit at
                                              comments suggesting shark fishermen or                  estimate of recreational shark fishermen              this time as this would substantially
                                              all HMS permitted vessels be required                   and increase the confidence in MRIP                   increase the size of the permit.
                                              to carry a shark identification placard                 shark catch estimates. Other                          Furthermore, NMFS has received
                                              (Alternative A3) instead of taking the                  commenters were concerned that the                    numerous anecdotal accounts that
                                              online quiz to receive the shark                        shark endorsement would lead to                       anglers rarely read their permits and
                                              endorsement.                                            inflated shark catch estimates, further               disseminating information through
                                                 Response: NMFS considered requiring                  noting that most HMS anglers would                    permits may not be effective.
                                              HMS permitted vessels to carry a shark                  choose to get the endorsement,                           Comment 41: NMFS received a
                                              identification placard in alternative A3.               regardless of whether they plan to target             comment expressing concern regarding
                                              NMFS did not prefer this alternative                    sharks in order to keep the option for                the impact the proposed dusky
                                              because while anglers could be required                 shark fishing open. Additionally, one                 measures will have on charter or
                                              to carry a placard that, if used, might                 commenter felt that the shark                         recreational fishing vessels that fish for
                                              help identify dusky and other sharks,                   endorsement benefit would be                          both sharks and tuna on the same trip.
                                              ensuring that anglers reference the                     minimized by the fact that HMS permits                In New England, most sharks are caught
                                              material would be difficult. NMFS feels                 are vessel-based; therefore, the permit               incidentally when fishing for other
                                              that Alternative A3 will provide for a                  holder, rather than the individuals                   pelagic species, particularly tuna. The
                                              more passive learning experience and                    fishing, would be reporting.                          comment noted that combined tuna and
                                              does not provide feedback to the angler                    Response: NMFS expects that the                    shark trips are critical for charter fishing
                                              like the online shark endorsement quiz                  endorsement can serve as a framework                  businesses and anglers should be
                                              in Alternative A2. However, as part of                  for improving the sampling of                         allowed to fish for both species in the
                                              the outreach and education campaign                     recreational anglers that target sharks for           same day with the same permit.
                                              described in Alternative A2, NMFS                       MRIP surveys like the LPS. NMFS                          Response: None of the provisions in
                                              intends to provide additional outreach                  recognizes that the more HMS permit                   Amendment 5b are intended to prohibit
                                              materials, in addition to the placard,                  holders that acquire the endorsement,                 anglers from pursuing sharks and other
                                              that anglers could use as a reference                   the less of a targeted sample it would                HMS during the same fishing trip. An
                                              after taking the quiz.                                  provide compared to the existing HMS                  angler possessing a shark endorsement
                                                 Comment 38: NMFS received a                          Angling and Charter/Headboat permits;                 is not prohibited from fishing for other
                                              comment requesting that NMFS require                    however, this should not result in                    HMS when appropriately permitted to
                                              all HMS recreational permit applicants                  inflated estimates of sharks caught in                do so and consistent with requirements.
                                              participate in a broader training course                Federal waters. The HMS Angling and                   Permit holders wishing to retain sharks
                                              encompassing regulations on all HMS                     Charter/Headboat permit lists are                     will be required to use circle hooks to
                                              recreational fisheries including sharks.                already used as sampling frames for the               fish for sharks, unless they are fishing
                                              The comment noted that the HMS                          LPS and the For-Hire Survey, which                    in New England waters north of
                                              permit should be issued on completion                   provide estimates of shark fishing effort             41°43′ N. latitude, or are fishing with
                                              of the training course.                                 and landings by HMS permit holders. If                flies or artificial lures. This boundary
                                                 Response: The purpose of this action                 all HMS permit holders obtain the shark               line for the circle hook requirement was
                                              is to address the specific issue of ending              endorsement, then the survey sampling                 added to the new preferred Alternative
                                              overfishing of dusky sharks in the                      frames would remain the same, and the                 A6d to eliminate any impacts to the
                                              Atlantic, and no additional benefit to                  resulting estimates should be largely                 HMS recreational fishery outside of the
                                              dusky sharks would likely occur as a                    unchanged. However, the fact that HMS                 dusky sharks’ known range. The
                                              result of the broader training course                   permits, and thus the shark                           exception for flies and artificial lures
                                              suggested by the commenter. Rather, the                 endorsement, are vessel-based permits                 was added because NMFS heard from
                                              commenter’s suggestion was aimed at                     will limit its usefulness as a sampling               commenters, including the State of
                                              improving angler knowledge of all HMS                   frame for other MRIP surveys that are                 Florida and the SAFMC, concerned that
                                              identification and recreational fishing                 not vessel based, but instead target                  fly fishing for sharks could
                                              regulations, which has not proven to be                 individual anglers.                                   inadvertently be impacted by the
                                              a significant issue. Using this action to                  Comment 40: NMFS received                          requirement to use circle hooks when
                                              require all anglers applying for an HMS                 comments suggesting that NMFS update                  targeting sharks with natural bait.
                                              permit to take a broad training course on               the shark identification placard to                   Although not widely done at this time,
                                              HMS fisheries regulations and species                   include information for dusky sharks.                 some fishermen target sharks with fly
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                                              identification to address a minor issue                 Other commenters felt that a dusky                    fishing gear, usually with J-hooks.
                                              that is not targeted exclusively toward                 shark identification guide should be                  NMFS does not know of instances
                                              ending overfishing of and rebuilding                    printed directly on the HMS Angling                   where cut or whole bait is used when
                                              dusky sharks is beyond the scope of this                permit.                                               fly fishing for sharks, but it is common
                                              action. While such a training course                       Response: In addition to the shark                 for the terminal fly to include natural
                                              might be beneficial, issues of species                  endorsement, NMFS will be conducting                  components such as bird feathers.
                                              misidentification have not proven to be                 an extensive outreach and education                   Furthermore, it is well known by


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                        16491

                                              anglers, and verified by research, that                 of the requirement as it relates to                   while 97 percent of sharks that were
                                              artificial lures and flies rarely gut hook              reaching a 35-percent reduction in                    hooked superficially (mouth or jaw)
                                              sharks or other fish species, and are                   mortality given the inconsistency of                  were released healthy and with no
                                              much less likely to do the type of tissue               study results between different species               apparent trauma. Therefore, assuming
                                              or organ damage that leads to post-                     of sharks. Additionally, NMFS received                that deep hooking in dusky sharks
                                              release mortality. For these reasons, in                a comment that noted that Amendment                   results in comparable post-release
                                              the final action, NMFS has preferred to                 5b lacks sufficient quantitative analysis             mortality rates to those of blue sharks
                                              specifically exempt shark fishermen                     on how the circle hook requirement                    (96 percent), converting recreational
                                              using flies and artificial lures from the               would achieve mortality reduction.                    shark fisheries from J-hooks to circle
                                              circle hook requirement.                                Some commenters felt the circle hook                  hooks should reduce the mortality rate
                                                 Comment 42: NMFS received                            requirement would negatively impact                   of hooked dusky sharks by 63 percent
                                              comments suggesting the need for                        fishermen targeting other species and                 ((17.5%¥6.0%/17.5%) * 96% = 63%).
                                              cooperation between the Agency, States,                 cause economic hardships while being                  By requiring circle hooks for shark
                                              and Councils to ensure that outreach                    unenforceable. Other commenters felt                  fishing in the recreational fishery, dusky
                                              materials reach recreational state water                that little scientific evidence exists to             sharks that are inadvertently caught in
                                              fishermen. Commenters noted that                        support the mandatory use of circle                   the recreational fishery would be more
                                              recreational state-water fishermen have                 hooks while some commenters noted                     easily released in better condition,
                                              a high likelihood of misidentifying                     that circle hooks are designed not to                 reducing dead discards and post-release
                                              sharks. Furthermore, commenters noted                   hook anything until they find a hard                  mortality. While additional studies,
                                              recreational state-water fishermen in the               edge, reducing the chances of hooking                 including on the use of barbless J-hooks,
                                              State of North Carolina potentially are                 internal soft tissue, and would be                    are always helpful, the existing
                                              interacting with dusky and sandbar                      beneficial for sharks. Commenters                     literature supports a circle hook
                                              sharks depending on time of year and                    further noted that more research is                   requirement in the recreational shark
                                              weather. The EPA also recommended                       needed on the use of circle, J, and                   fishery to reduce dusky shark mortality.
                                              that NMFS provide incentives to                         barbless J-hooks. The EPA commented                   As suggested by the EPA, NMFS intends
                                              tournament organizers, fishery                          that NMFS should provide incentives to                broad-scale outreach across a number of
                                              associations, etc., to encourage and                    tournament operators, fishery                         fishing organizations to inform the
                                              enlist their participation in increasing                associations, etc., to encourage and                  affected public about new management
                                              fishermen’s awareness of prohibited                     enlist their participation in advocating              measures and the dusky shark
                                              shark species identification and                        for recreational fishermen’s use of circle            sustainability concerns.
                                              regulations.                                            hooks by all Atlantic HMS permit
                                                 Response: NMFS is aware that                                                                                  Comment 44: NMFS received a large
                                                                                                      holders participating in fishing                      volume of comments expressing
                                              tournament anglers and anglers that fish
                                                                                                      tournaments when targeting or retaining               concern over the proposed definition of
                                              exclusively in state waters make up a
                                                                                                      sharks.                                               shark fishing for purposes of
                                              portion of the recreational shark fishery,
                                              and are likely interacting with dusky                      Response: Circle hooks provide                     applicability of the circle hook
                                              and sandbar sharks depending on their                   demonstrably positive benefits to dusky               requirement in the alternative preferred
                                              region and time of year and weather. As                 sharks caught and released in the                     in the draft Amendment (A6a).
                                              such, NMFS fully intends to work with                   recreational shark fishery. While post-               Commenters, including the States of
                                              the state agencies, commissions,                        release survival is important for the                 Florida and North Carolina, noted that
                                              councils, and shark tournament                          stock health of most species, it can be               the proposed language would have the
                                              organizers to ensure that shark                         particularly important for prohibited                 effect of including fishing in multiple
                                              educational and outreach materials                      species because post-release mortality is             non-shark recreational fisheries such as
                                              reach all of these anglers. NMFS will be                the primary source of fishing mortality               swordfish deep dropping and trolling
                                              developing a detailed outreach plan for                 for the stock. As such, ensuring that                 for billfish, tuna, wahoo, and mackerels.
                                              dusky shark conservation efforts that                   dusky sharks are released in a condition              The proposed measure required that
                                              will identify points of contact at state                that maximizes survival is an important               circle hooks be used by everyone who
                                              agencies, fishery management councils,                  way to reduce fishing mortality. Most                 has the shark endorsement and who
                                              and major shark fishing tournaments                     evidence suggests that circle hooks                   fishes with the specified natural bait/
                                              with a particular focus on those regions                reduce shark at-vessel and post-release               gear configuration. The State of South
                                              where dusky shark interactions are most                 mortality rates without reducing                      Carolina opposed Alternative A6a as
                                              common. Outreach efforts by NMFS will                   catchability compared to J-hooks,                     originally proposed, as it would place a
                                              also target recreational fishing                        although it varies by species, gear                   significant burden on fishermen not
                                              publications that cater to shark anglers.               configuration, bait, and other factors.               fishing for sharks but who opt to get the
                                                                                                      Willey et al. (2016) found that 3 percent             endorsement in case they want to land
                                              E. Alternative A6—Circle Hooks in the                   of sharks caught recreationally with                  a bycaught shark, specifically impacting
                                              Recreational Fishery                                    circle hooks were deep hooked while 6                 fishermen trolling offshore for dolphin,
                                                 Comment 43: NMFS received various                    percent caught on J-hooks were deep                   wahoo, and tuna. Commenters
                                              comments regarding the proposed circle                  hooked. A more detailed examination of                suggested that NMFS remove the
                                              hook measure’s potential to achieve                     these data provided to NMFS by Willey                 definition of shark fishing as it relates
                                              mortality reductions. Some commenters                   et al. indicated even greater positive                to applicability of the measure to avoid
                                              felt that circle hooks would reduce the                 impacts specific to dusky sharks,                     potential conflicts with other fisheries.
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                                              chance of gut hooking and increase the                  showing a deep-hooking rate of 6                      Additionally, NMFS received
                                              chance of post-release survival for                     percent for circle hooks and 17.5                     comments, including from the SAFMC
                                              dusky sharks, consistent with our                       percent for J-hooks in dusky sharks                   and the State of Texas that suggested the
                                              analyses in the draft Amendment. Other                  (N=230); a reduction of 66 percent.                   shark fishing definition should apply to
                                              commenters support the circle hook                      Campana et al. (2009) observed that 96                all recreational fishermen targeting
                                              requirement for recreational shark                      percent of blue sharks that were deep                 sharks, instead of all fishermen using
                                              fisheries but question the effectiveness                hooked were severely injured or dead                  wire, or heavy monofilament or


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                                              16492                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              fluorocarbon leaders, and natural baits                 retained on a circle hook or using an                 exemption to the circle hook
                                              and that doing so would minimize                        artificial lure or flies.                             requirement for sharks caught while
                                              impacts of the measure and its attendant                   Chumming and large chunks of cut                   trolling. Allowing the retention of
                                              costs on non-shark fisheries.                           bait were excluded from the definition                sharks caught on J-hooks introduces a
                                              Furthermore, NMFS received comments                     of shark fishing in the proposed rule/                loophole in the circle hook requirement
                                              stating that a better definition of shark               Draft Amendment because neither are                   and is counterproductive to NMFS’
                                              fishing for the circle hook requirement                 used in all shark fishing trips, both are             intention to reduce dusky shark
                                              would include chumming activities,                      used in many other marine recreational                mortality. If a fisherman wishes to retain
                                              large chunks of cut natural bait (dead or               fisheries, and their inclusion would                  sharks caught on J-hooks, they could
                                              alive), wire greater than #9 gauge,                     have effectively limited enforcement of               simply contend that they were
                                              multistrand cable, or monofilament                      the circle hook requirement to when                   ‘‘trolling.’’ NMFS’ concern is that the
                                              leaders greater than 2.0 mm, activities                 fishing activity was directly observed on             only way for enforcement officers to
                                              that were excluded from the previous                    the water. Additionally, what                         know a shark was caught while trolling
                                              definition’s approach.                                  constitutes a large chunk of cut bait can             would be to witness the catch as it
                                                 NMFS received a comment suggesting                   vary considerably depending on the                    happens. Conversely, an enforcement
                                              that using hook size as an indicator of                 target species, including among                       officer intercepting an angler landing a
                                              shark fishing, as proposed in another                   different species of sharks.                          shark at the dock would have no way of
                                              non-preferred alternative (Alternative                  Alternatively, wire greater than #9                   knowing if the shark was caught while
                                              A6b), would be complicated and                          gauge, multistrand cable, and                         trolling or using another fishing method.
                                              ineffective. The comment noted that                     monofilament leaders greater than 2.0                    Comment 46: NMFS received several
                                              determining specific hook size                          mm all fell within the leader                         comments, including from the SAFMC,
                                              requirements would be difficult given                   requirement within the definition of                  and the States of Florida, South
                                              differences between manufacturers,                      shark fishing under Alternative 6a, and               Carolina, and North Carolina, suggesting
                                              especially regarding a multi-species                    comment was requested on the specific                 NMFS define the type of circle hook
                                              fishery. NMFS also received comments                    leader weight definitions. However,                   (e.g., non-offset, non-stainless steel)
                                              from the State of Florida and the                       given the general opposition to the                   required for Alternative A6a;
                                              SAFMC requesting recreational                           leader requirement, and the definition                specifically, the SAFMC and the States
                                              fishermen using flies with natural                      of shark fishing, it was determined that              of Florida and North Carolina suggested
                                              components (i.e., hair, feathers) be                    another course of action was preferable               that NMFS specify the use of non-offset
                                              exempted from the natural bait                          to modifying the leader requirements for              and non-stainless steel circle hooks.
                                              definition.                                             using circle hooks. NMFS heard from                      Response: NMFS agrees that it would
                                                 Response: NMFS agrees that                           commenters, including the State of                    be more effective to specify that non-
                                              definition of shark fishing proposed in                 Florida and the SAFMC, concerned that                 offset, non-stainless steel circle hooks
                                              the DEIS and proposed rule would                        fly fishing for sharks could                          are required. These hooks reduce the
                                              sometimes impact other types of non-                    unnecessarily be impacted by the                      chance of damaging the gut track of
                                              shark fishing. It is not NMFS’ intention                requirement to use circle hooks                       sharks if swallowed, and because they
                                              to impose circle hook requirements on                   whenever recreationally fishing for                   are corrodible, will deteriorate and fall
                                              non-shark fisheries because those                       sharks. Although not widely done at                   out of the jaw of the shark if left in.
                                              fisheries rarely interact with dusky                    this time, some fishermen target sharks               These two features will reduce post-
                                              sharks. For these reasons, NMFS                         with fly fishing gear or artificial lures,            release mortality of dusky sharks.
                                              modified the circle hook requirement,                   usually with J-hooks. NMFS is                         Additionally, non-offset circle hooks are
                                              presented as Alternative A6d. Under                     providing an exemption for artificial                 also currently required to be used in
                                              this new preferred alternative, instead of              lures and flies from the circle hook                  billfish tournaments, and the South
                                              requiring circle hooks when a specified                 requirement. Such lures, which mostly                 Atlantic snapper/grouper fishery, which
                                              gear configuration is used (e.g., strong                use J-hooks, are fished actively, meaning             also requires the use of non-stainless
                                              leaders and natural bait, or the non-                   that sharks don’t have an opportunity to              steel hooks. For these reasons, the circle
                                              preferred option of hook size and                       swallow the hook, and are therefore                   hook measure for recreational fishing
                                              natural bait), circle hooks will be                     mostly hooked in the mouth. There is                  has been clarified to require non-offset,
                                              required on any fishing line deployed to                no evidence that artificial lures or flies            non-stainless steel circle hooks to
                                              target sharks, unless artificial lures or               frequently cause gut-hooking and                      maximize reductions in post-release
                                              flies are used since artificial lures and               associated post-release mortality                     mortality, and to be consistent with
                                              flies rarely result in gut-hooking. With                (Muoneke and Childress, 1994;                         circle hook requirements in other
                                              this alternative, NMFS broadly requires                 Brownscombe et al., 2017). For this                   recreational fisheries.
                                              circle hooks for all recreational shark                 reason, in the final action, NMFS has                    Comment 47: NMFS received
                                              fishing within a defined geographical                   preferred to specifically exempt shark                comments from the SAFMC and the
                                              boundary unless fishing with artificial                 fishermen using flies and artificial lures            State of North Carolina supporting the
                                              lures or flies, as discussed below), rather             from the circle hook requirement.                     requirement of circle hooks in shark
                                              than more narrowly when shark fishing                      Comment 45: The State of South                     fishing tournaments (Alternative A6c).
                                              with a particular gear/bait configuration.              Carolina suggested that NMFS exempt                      Response: NMFS agrees that circle
                                              This measure ensures that all                           fishermen trolling from the circle hook               hook use in shark fishing tournaments
                                              recreational shark fishing is included                  requirement as the conservation benefit               will be beneficial for dusky sharks for
                                              (except when fishing with artificial                    is unclear. NMFS also received                        the same reasons they are beneficial in
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                                              lures or flies) in the circle hook                      comment that when trolling for tunas,                 the greater recreational shark fishery.
                                              requirement while avoiding the                          sharks will sometimes get hooked in the               Under Alternative A6d, fishermen
                                              unintended effect of requiring circle                   lip when depredating the tuna catch.                  fishing for sharks recreationally will be
                                              hook use in non-shark fisheries. Within                 The commenter felt these sharks should                required to get a shark endorsement and
                                              the defined geographical boundary,                      be able to be retained.                               will be required to use circle hooks
                                              shark possession and landing will still                    Response: NMFS has decided, due to                 when fishing for sharks whether they
                                              be prohibited if the shark was not                      enforcement issues, not to include an                 are fishing in a tournament or not,


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                        16493

                                              except when using flies or artificial                   The commenters stated that at times                      Response: NMFS agrees that measures
                                              lures. Requiring circle hooks in the                    fishermen may have multiple lines                     to reduce dusky shark mortality would
                                              greater recreational shark fishery, rather              deployed, and only some of those lines                have little utility in areas beyond dusky
                                              than only in shark tournaments,                         are specifically targeting sharks.                    sharks’ range. For Alternative A6d,
                                              provides a greater conservation benefit                    Response: Under the new circle hook                NMFS undertook an analysis of
                                              for dusky sharks.                                       alternative (A6d), HMS permit holders                 available data to determine the northern
                                                 Comment 48: NMFS received a                          will only be required to use circle hooks             extent of the dusky shark range. Based
                                              comment from the State of North                         when fishing for sharks, and this can be              on the analysis, NMFS has determined
                                              Carolina requesting that circle hooks not               determined by the angler on a line-by-                that, at this time, dusky sharks are not
                                              be required to retain, possess, or land                 line basis. Circle hooks are required for             found north of 41°43′ N. latitude,
                                              sharks if an angler catches a shark when                any line that is targeting sharks. Anglers            located around the southeastern edge of
                                              targeting non-shark species. The                        will be required to release any sharks                Cape Cod. Although fishermen fishing
                                              comment noted that allowing the                         incidentally caught on lines with J-                  for and retaining sharks north of this
                                              retention of incidentally caught sharks                 hooks targeting other species. As such,               line will need to obtain a shark
                                              would prevent dead discards.                            HMS anglers will have to weigh their                  endorsement, shark fishermen will not
                                                 Response: While NMFS can                             desire to use J-hooks against their desire            need to use circle hooks. This line is
                                              understand why it would appear                          to retain incidentally-caught sharks, and             somewhat north of some suggestions;
                                              desirable to allow anglers to retain                    make their hook choices accordingly.                  however, the line was placed in a
                                              sharks incidentally caught on J-hooks,                     Comment 51: NMFS received a                        location to ensure that all dusky sharks
                                              the agency is concerned that doing so                   comment requesting the requirement of                 caught in the recreational shark fishery
                                              would undermine the enforcement of                      barbless J-hooks instead of circle hooks              are given the best odds of post-release
                                              the circle hook requirement when                        for recreational fishermen.                           survival. Dusky shark distribution will
                                              targeting sharks. If shark anglers were                    Response: While NMFS encourages                    be examined periodically, and if the
                                              permitted to land sharks incidentally                   anglers to use barbless hooks, which can              dusky shark’s range expands northward
                                              caught on J-hooks, they could continue                  allow easier releases, be they circle or J-           (e.g., as a result of climate change or as
                                              to fish exclusively with J-hooks and                    hooks, NMFS does not have information                 result of the species rebuilding), the
                                              simply claim any shark they catch was                   indicating that barbless J-hooks provide              boundary line may be moved in a future
                                              caught incidentally. As such, NMFS has                  better conservation benefits for sharks               regulatory action.
                                              determined that requiring the release of                than do circle hooks. While barbless J-                  Comment 53: NMFS received
                                              all sharks caught on J-hooks is essential               hooks could certainly be removed from                 comments suggesting that the economic
                                              to the enforcement of the circle hook                   a shark’s jaw with less damage than a                 impact of the proposed dusky measures
                                              requirement.                                            circle hook, barbless J-hooks would still             for New England recreational, Charter/
                                                 Comment 49: NMFS received                            have a higher probability of deep                     Headboat, or Atlantic tunas General
                                              comments suggesting that the circle                     hooking, which is the larger concern for              category permit holders were not
                                              hook requirement be extended to all                     post-release mortality of incidentally                considered. Requiring the release of
                                              HMS recreational fisheries to reduce                    caught dusky sharks. As such, NMFS                    mako sharks incidentally caught on J-
                                              post-release mortality in all HMS                       does not believe a requirement to use                 hooks would further negatively impact
                                              fisheries.                                              barbless J-hooks would accomplish the                 these permit holders.
                                                 Response: The goal of Amendment 5b                   objectives of this action.                               Response: NMFS fully analyzed the
                                              is to end overfishing of the dusky shark                   Comment 52: NMFS received several                  economic impacts (refer to Chapters 4–
                                              stock, and requiring the use of circle                  comments, including from the                          7 of the FEIS) and concluded that it
                                              hooks when fishing for all tunas,                       Commonwealth of Massachusetts,                        expects the economic impacts of the
                                              billfish, or swordfish would not                        opposing the circle hook requirement in               circle hook requirement to be minimal.
                                              accomplish this goal. Furthermore,                      New England offshore waters given the                 Sharks that are incidentally caught are
                                              while there is evidence that circle hooks               rare seasonal occurrence of dusky                     by definition not the primary target
                                              are effective in reducing dusky shark                   sharks in the region. The commenters                  species of the trip, and thus should not
                                              post-release mortality, not all studies                 stated that tournament catch data                     be a major driving decision in a charter
                                              have conclusively found that circle                     collected in Massachusetts from 1987–                 client’s decision to go on the trip.
                                              hooks significantly reduce post-release                 2014 indicated low dusky interactions                 However, to further minimize the
                                              mortality for all HMS species across all                off Massachusetts with the majority of                potential impacts outside of the dusky
                                              HMS recreational fisheries. Also, NMFS                  shark catch consisting of blue, shortfin              shark’s range, NMFS has revised the
                                              heard during the public comment                         mako, and common thresher sharks.                     alternative so that it will exempt anglers
                                              period that circle hooks are not                        Additionally, commenters noted studies                fishing north of 41°43′ N. latitude from
                                              appropriate for all fishing styles (e.g.,               that suggest a lack of evidence for                   having to use circle hooks to land
                                              deep drop fishing or trolling). While                   reducing deep-hooking of shark species                sharks. This line marks the
                                              NMFS encourages anglers to adopt the                    commonly caught in New England                        northernmost range of the dusky shark
                                              use of circle hooks in a manner that                    waters such as shortfin mako sharks,                  based on the best available fishery
                                              appropriately contributes to the needed                 thresher sharks, and porbeagle sharks.                independent data. HMS permit holders
                                              mortality reduction for dusky sharks,                   Commenters, including the                             fishing north of this line will be
                                              the Agency also recognizes that data and                Commonwealth of Massachusetts,                        permitted to land sharks caught on J-
                                              the conservation goals of the current                   requested that NMFS set a demarcation                 hooks and will not be required to use
                                              action do not warrant a blanket                         line if the circle hook requirement is                circle hooks when targeting sharks.
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                                              extension of the circle hook requirement                implemented. Some commenters noted                       Comment 54: NMFS received
                                              to all HMS recreational fisheries at this               a demarcation line in the vicinity of                 comments suggesting that an exemption
                                              time.                                                   Shinnecock, NY (40°50′25″ N.)                         to the circle hook requirement be made
                                                 Comment 50: NMFS received                            extending to the east. Additionally, the              for shortfin mako and thresher sharks.
                                              comments requesting that circle hooks                   Commonwealth of Massachusetts noted                   The comments noted that these species
                                              only be required on the lines targeting                 a demarcation line extending southeast                are occasionally caught incidentally
                                              sharks, not all lines that are deployed.                from the eastern tip of Long Island, NY.              while trolling for other species with J-


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                                              16494                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              hooks and, although not targeted with J-                status quo and not create new                         and smalltooth sawfish, as well as
                                              hooks, are retained because they are a                  specifications or require new gear                    information for sea turtles and marine
                                              ‘‘trophy’’ catch.                                       regarding the release of sharks.                      mammals, as proxies for estimating
                                                 Response: As mentioned in previous                   Fishermen currently have safe handling                mortality reductions, because that
                                              comment responses, NMFS has                             and release protocols, they attend safe               currently represents the best available
                                              modified its circle hook alternative to                 handling and release workshops on a                   scientific information.
                                              exempt shark anglers from the                           regular basis, and they carry the                        Comment 58: In regard to the
                                              requirement to use circle hooks in New                  necessary gear on the fishing vessel to               requirement to use dehooking devices
                                              England waters north of 41°43′ N.                       release all non-target catch.                         when releasing sharks, a commenter
                                              latitude. As such, anglers fishing north                   Response: NMFS agrees that                         said NMFS should specifically require
                                              of this line will be allowed to retain                  commercial fishermen currently have                   use of the ‘‘I’’ type dehooker device
                                              sharks caught on J-hooks. Shortfin mako                 gear and protocols onboard that specify               instead of the ‘‘Z’’ type device, as the
                                              and thresher sharks are among the most                  the handling and safe release of non-                 commenter contends the latter is much
                                              commonly targeted sharks in the                         target species and bycatch. As explained              more difficult and dangerous to use
                                              Atlantic. MRIP data in the Mid-Atlantic                 in the comment below, NMFS prefers                    properly.
                                              region, where dusky shark interactions                  not to specify a certain type of dehooker                Response: At this time, NMFS prefers
                                              are most frequent, shows that many                      or line cutter as commercial fishermen                not to specify the type of dehooker
                                              trips where dusky shark interactions are                most likely already have the necessary                fishermen are required to use when
                                              reported are on trips targeting mako                    gear onboard. However, while                          releasing sharks. Although different
                                              sharks. As such, exempting anglers                      commercial fishermen are required to                  dehooking devices may provide
                                              targeting shortfin mako and thresher                    release marine mammals, sea turtles,                  advantages in certain situations, NMFS
                                              sharks from the circle hook requirement                 and smalltooth sawfish, and release all               leaves dehooker type to the discretion of
                                              would greatly reduce its ability to meet                HMS that are not retained in a manner                 fishermen.
                                              the conservation goals of this action.                  that will ensure maximum probability of                  Comment 59: Commenters, including
                                                                                                      survival without removing the fish from               States of North Carolina and Texas, and
                                              F. Commercial Alternatives                                                                                    the SAFMC, generally supported
                                                                                                      the water, Alternative B3 specifically
                                                 Comment 55: Numerous commenters,                     addresses all sharks that are not                     Alternative B9, which requires the use
                                              including the States of North and South                 retained, as the identification of sharks             of circle hooks by shark directed permit
                                              Carolina, stated that the requirement to                is often difficult, especially while sharks           holders in the bottom longline fishery.
                                              release a shark by cutting the leader no                are still in the water. Removal of gear is            The State of South Carolina also
                                              more than three feet from the hook as                   known to increase post-release survival               supported the alternative, but stated that
                                              specified in Alternative B3 should be                   for other species, such as sea turtles and            the alternative should be modified to
                                              modified to provide an exemption for                    thresher sharks. While NMFS recognizes                specifically require the use of non-
                                              situations when the safety of the                       that hooks may not be removed from                    offset, non-stainless circle hooks. Other
                                              fishermen is in question. For example,                  sharks due to safety concerns during                  commenters also requested that NMFS
                                              of particular concern were situations                   certain conditions, NMFS encourages                   be more specific about the type of circle
                                              when the fishermen are working from a                   commercial fishermen to remove as                     hooks, specifically, non-offset, non-
                                              vessel with a high gunwale in heavy                     much gear as safely possible. This could              stainless steel circle hooks should be
                                              seas, or situations where a tight line                  help prevent situations where the                     required. Another commenter supported
                                              may recoil back at the fisherman after                  sharks’ tails become entangled in the                 Alternative B9 and suggested that such
                                              cutting the line. Some commenters                       gear or the gear becomes wrapped                      hooks should be required for incidental
                                              suggested the ‘‘three feet or less’’                    around the sharks’ bodies impeding                    shark permit holders in addition to
                                              language should be removed so that the                  their ability to feed and/or swim.                    directed shark permit holders. Other
                                              alternative simply states the leader                    Research on other pelagic species                     commenters stated that circle hooks
                                              should be cut as close to the hook as                   indicates that the more gear that is                  should only be required when targeting
                                              safely possible.                                        removed, the higher the post-release                  small or large coastal sharks, allowing
                                                 Response: NMFS agrees that there                     survival. Thus, under this alternative,               the continued use of J-hooks when
                                              may be times when it is unsafe to cut                   fishermen will be required to release                 targeting non-shark species.
                                              a leader within three feet of the hook.                 sharks in a manner that removes either                   Response: NMFS agrees that requiring
                                              Each of the conditions and gear                         all or most of the gear given safe                    circle hooks in the directed bottom
                                              attributes described in these comments                  handling and release protocols and gear               longline shark fishery should help
                                              could reduce the feasibility of cutting                 that commercial fishermen currently                   reduce the mortality of incidentally
                                              the leader three feet or less away from                 possess.                                              caught dusky sharks because
                                              the hook. For these reasons, NMFS has                      Comment 57: Another commenter                      individuals will be released in better
                                              changed the preferred alternative in this               stated that using a thresher shark study              condition with a better chance of
                                              final action to require releasing of                    estimate for reduction in post-release                survival. Regarding the suggestion of
                                              sharks not to be retained by using a                    mortality due to reduced trailing gear as             using non-stainless steel hooks, current
                                              dehooker or by cutting the leader/                      a proxy for dusky shark impacts is not                regulations already require that bottom
                                              gangion less than three feet from the                   appropriate and that dusky-specific                   longline fishermen use non-stainless
                                              hook as safely as practicable. As                       estimates are required.                               steel, corrodible hooks. Regarding the
                                              described below, removal of as much                        Response: While NMFS agrees it                     suggestion of using non-offset circle
                                              fishing gear as possible, in as safe a                  would be ideal to have a dusky-specific               hooks, NMFS disagrees. The pelagic
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                                              manner as possible, should increase                     estimate to quantify the potential                    longline fishery is allowed to use some
                                              post-release survival of sharks while                   decrease in mortality that would be                   circle hooks that are offset less than 10°
                                              also addressing safety concerns for                     associated with the removal of gear,                  in order to allow the hooks to be baited.
                                              fishermen onboard the vessel.                           current research on this does not exist.              Because there is overlap between the
                                                 Comment 56: Several commenters                       In the absence of that research, NMFS                 fishermen using pelagic longline and
                                              expressed that NMFS should encourage                    feels it is most logical to use research on           bottom longline gear and because circle
                                              commercial fishermen to follow the                      similar species, such as thresher sharks              hooks are required in other fisheries and


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                      16495

                                              may have other requirements, to reduce                  that sharks caught on circle hooks are                South Carolina, and Texas, and the
                                              conflict between regulations, NMFS has                  harder to release or cut off, and that the            SAFMC, questioned whether the one
                                              decided to allow fishermen to choose                    added time in releasing the shark could               nautical mile minimum relocation
                                              circle hook offset type at this time.                   cause more stress on the shark.                       distance was far enough to effectively
                                                 The intent of the directed bottom                       Response: NMFS disagrees. Recent                   avoid a highly migratory species like
                                              longline shark fishery circle hook                      research on pelagic longline and rod                  dusky sharks. Some commenters also
                                              requirement is to reduce mortality of                   and reel indicate that circle hooks could             stated that the relocation protocol was
                                              dusky sharks caught and released on                     reduce post-release mortality by                      unenforceable. NMFS received a
                                              bottom longline, one of the few                         approximately 40–63 percent. If those                 comment suggesting that a better
                                              commercial fisheries that does not have                 rates are comparable bottom longline                  approach would be to form a working
                                              a circle hook requirement. Dusky sharks                 gear, then that mortality reduction could             group of fishermen, researchers, non-
                                              most often interact with bottom longline                occur in the portion of the bottom                    governmental organizations, and NMFS
                                              gear when the gear is fished in a manner                longline fishery that is converted from               staff to develop a more scientifically
                                              meant to target sharks, as is shown in                  J-hooks to circle hooks (25 percent).                 sound, practical approach. This group
                                              the large coastal shark and sandbar                     Because the bottom longline fishery is                could also work towards developing
                                              shark research fisheries. Some of the                   observed to interact with hundreds of                 strategies to collect and analyze dusky
                                              other non-HMS bottom longline                           dusky sharks per year, then this                      shark interaction data, along with
                                              fisheries that do not target sharks                     measure is expected to significantly                  oceanographic data, that could be used
                                              require non-stainless steel circle hooks                contribute to the overall mortality                   to develop predictive models for dusky
                                              and dehookers such as the South                         reduction of 35 percent. Gulack et al.,               presence/absence.
                                              Atlantic snapper-grouper bottom                         suggests that the typical large J-hook                   Response: HMS pelagic and bottom
                                              longline fishery and vessels                            used in commercial shark fishing keeps                longline fishermen currently have to
                                              participating in the Gulf of Mexico reef                sharks from easily swallowing the                     relocate one nautical mile when they
                                              fish fishery when using natural bait.                   hooks, resulting in no significant                    interact with marine mammals or sea
                                              Many of these fishermen possess HMS                     difference in shark mortality when                    turtles, and bottom longline fishermen
                                              incidental shark fishing permits (see                   compared to circle hooks. However,                    need to relocate one nautical mile when
                                              Table 5.2 in the FEIS), and therefore are               because circle hook use did not reduce                they interact with smalltooth sawfish.
                                              most likely already using circle hooks                  the catchability of sharks compared to J-             The decision to have these and gillnet
                                              when fishing in a bottom longline                       hooks, the requirement of circle hooks                fishermen move one nautical mile if
                                              fishery and not targeting sharks; as such,              in the shark bottom longline fishery                  they interact with dusky sharks mirrors
                                              any dusky sharks caught in these                        could prevent commercial fishermen                    the current regulations for marine
                                              fisheries would experience the                          from using smaller J-hooks that could be              mammals and sea turtles, which are also
                                              conservation benefit of circle hooks.                   swallowed by sharks. This research also               pelagic and capable of moving long
                                              Therefore, NMFS believes that requiring                 showed that keeping sharks in the water               distances, in the Atlantic HMS pelagic
                                              circle hooks for incidental shark permit                that are not retained would likely                    and bottom longline fisheries. These
                                              holders is not necessary at this time.                  increase post-release survival.                       species tend to aggregate along discrete
                                              Directed shark permit holders fishing                      In addition, data from the observer                water temperature fronts or near certain
                                              with bottom longline gear, however,                     program in 2015 indicate that 11                      bathymetric features, so moving away
                                              will be required to use circle hooks                    directed shark trips with 16 observed                 from these features or water conditions,
                                              regardless of the target species to make                shark hauls resulted in only 22 non-                  even relatively short distances (e.g., 1
                                              a clear distinction for the enforcement                 HMS fish caught (3 percent of total                   nm), can reduce the potential for
                                              of the regulation. If directed shark                    catch) and 75 percent of these sets used              additional interactions. Like dusky
                                              permit holders were not targeting                       circle hooks. In 2014, 22 hauls on 14                 sharks, sea turtles, marine mammals,
                                              sharks, but fishing with J-hooks and still              directed shark trips were observed                    and sawfish can also move large
                                              interacting with sharks, it would make                  targeting coastal sharks in the southern              distances in short periods of time;
                                              the regulation difficult to enforce.                    Atlantic. During those trips only 11 non-             however, the direction of the relocation
                                                 Comment 60: Other commenters                         HMS fish were caught (less than 1                     away from the conditions where an
                                              opposed the proposed alternative to                     percent) and 63.6 percent of these sets               interaction took place is likely more
                                              implement circle hooks in the shark                     used circle hooks. Thus, bycatch of non-              important than the distance alone (e.g.,
                                              bottom longline fishery. One commenter                  target species when using circle hooks                moving 1 nm to a deeper depth would
                                              stated that when fishing with J-hooks,                  does not seem to be a significant issue               likely have more effect than moving 1
                                              he has no bycatch of other species, and                 and would not offset the potential                    nm along the same depth where an
                                              the J-hook catches the majority of the                  conservation benefit to dusky sharks                  interaction occurred). Based on this
                                              sharks in the corner or side of the                     and other non-target species.                         information, we expect 1 nm will also
                                              mouth, similar to circle hooks. The                        Finally, in terms of removing circle               be appropriate for dusky sharks, while
                                              commenter noted that with circle hooks,                 hooks versus J-hooks from sharks, the                 maintaining consistency with existing
                                              bycatch rates of other non-HMS                          current dehooking devices required to                 relocation regulations for other species
                                              (snapper, snapper, etc.) rises                          be carried by bottom longline fishermen               and therefore encouraging compliance.
                                              dramatically no matter what size hook                   are designed to work well for circle                  We are encouraging fishermen to move
                                              is used. That commenter further stated                  hooks when used properly. When the                    more than 1 nm when appropriate given
                                              that in his experience sharks that                      hook is in the jaw, it may be easier to               the local conditions as an additional
                                              swallow J-hooks are always sharks that                  remove a J-hook, but when J-hooks end                 precautionary measure.
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                                              can be kept legally. In addition, that                  up in the throat or gut of the animal,                   Comment 62: One commenter
                                              commenter noted that sharks are easier                  they are more difficult to remove than                suggested the relocation protocol should
                                              to release on a J-hook than when on a                   circle hooks.                                         also be extended to non-HMS fisheries
                                              circle hook; when on a J-hook, the                         Comment 61: Numerous commenters                    that also interact with dusky sharks.
                                              sharks tend to release themselves if                    expressed support for the relocation                     Response: As detailed in Section 1.2
                                              given enough line slack and are easier                  protocol in Alternative B6, but several,              of the FEIS, there are very small
                                              to dehook. The commenter is concerned                   including the States of North Carolina,               amounts of dusky shark bycatch in non-


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                                              16496                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              HMS fisheries. Implementing relocation                  proves to be ineffective, then NMFS can               within the specified geographic area
                                              protocols in those fisheries would                      reevaluate a more structured approach                 who wish to fish for or retain sharks
                                              provide very little conservation benefit                in the future. However, at this time, it              must use circle hooks, regardless of
                                              for dusky sharks. However, NMFS will                    likely that fishermen would have more                 hook size or leader material, with
                                              work with states and Fishery                            immediate information as to where                     limited exceptions when fishing with
                                              Management Councils, and                                dusky sharks are interacting with                     artificial lures or flies. Artificial flies
                                              Commissions, as appropriate, to suggest                 fishing gear and are thus the best source             and lures were excluded because fishing
                                              commensurate changes in other                           of information on dusky presence.                     with those gears are not likely to gut-
                                              fisheries that interact with dusky sharks.                 Comment 65: Commenters provided                    hook sharks, the result that the measure
                                                 Comment 63: A commenter expressed                    broad support for the addition of a shark             is designed to avoid.
                                              opposition to Alternative B6 on the                     identification and safe handling section                 2. Shark endorsement requirement in
                                              grounds that the relocation protocol                    to the current protected species safe                 the recreational shark fishery
                                              would be too burdensome on longline                     handling workshops under Alternative                  (§ 635.4(j)(4)). In the proposed rule,
                                              fishing vessels, and would ultimately                   B5. Some commenters suggested the                     NMFS clearly indicated that fishermen
                                              require them to move so far away from                   workshops should also be required of                  could add the shark endorsement to
                                              where they are fishing that it would                    state-licensed commercial shark                       their recreational permit at any time
                                              negatively impact them economically.                    fishermen, and that opportunities to                  during the fishing year. As a result of
                                              Conversely, other commenters indicated                  participate in the workshops should be                public comment, in the final rule,
                                              that commercial fishers already practice                made available to recreational shark                  NMFS is also allowing fishermen to
                                              a relocation protocol within the fleet                  anglers as well.                                      remove the shark endorsement from
                                              and that they actively avoid sharks,                       Response: Both recreational and                    their recreational permit at any time
                                              such as dusky sharks, as the sharks tend                commercial fishers are welcome to                     during the fishing year. Removal of the
                                              to tear up their gear.                                  attend the safe handling, release, and                shark endorsement would mean that
                                                 Response: NMFS anticipates that the                  identification workshops held by                      sharks could no longer be fished for,
                                              relocation protocol should have                         NMFS. NMFS recommends that all                        retained, or landed by persons aboard
                                              minimal costs to fishermen given it only                fishermen register to check for                       that vessel.
                                              requires them to move one nautical mile                 availability ahead of a workshop,                        3. Dusky shark release methods in the
                                              after a set is complete, and this                       especially if they are not required to                pelagic longline fishery
                                              requirement is similar to the                           take such a workshop. More information                (§ 635.21(c)(6)(i)). NMFS proposed the
                                              requirement already in place for several                on the safe handling, release, and                    requirement that fishermen with an
                                              protected species. Several fishermen                    identification workshops can be found                 Atlantic shark limited access permit
                                              commented that many members of the                      at: http://www.nmfs.noaa.gov/sfa/hms/                 with pelagic longline gear onboard must
                                              HMS commercial fleet are already                        compliance/workshops/protected_                       release all sharks not being retained
                                              practicing dusky shark avoidance so the                 species_workshop/requirements.html.                   using a dehooker or cutting the gangion
                                              costs to them should be neutral.                                                                              less than three feet from the hook.
                                                                                                      Changes From the Proposed Rule (81
                                              Furthermore, the outlined                                                                                     During the public comment period,
                                                                                                      FR 71672; October 18, 2016)
                                              communications protocol that will be                                                                          NMFS heard from some commercial
                                              required by this alternative should help                   As described above, as a result of                 fishermen that this requirement could
                                              many fishermen avoid setting their gear                 public comment and additional                         raise safety at sea concerns because
                                              in areas containing dusky shark in the                  analyses, NMFS made changes from the                  gangions can sometimes snap back and
                                              first place. Finally, the costs associated              proposed rule, as described below.                    hit crew when the gangion is cut while
                                              with Alternative B6 should be minimal                      1. Circle hook requirement in the                  under tension. In response, NMFS has
                                              when compared to other alternatives                     recreational shark fishery                            slightly modified the requirement to
                                              that were considered (e.g., hotspot                     (§§ 635.4(b)(1), (c)(1), and (c)(5); 635.21           specify that if the fisherman chooses to
                                              closures, closing the pelagic longline                  (f)(2), (f)(3), (k)(1), and (k)(2);                   cut the gangion rather than use a
                                              fishery, etc.).                                         635.22(c)(1); 635.71 (d)(22) and (d)(23)).            dehooker, they should cut the gangion
                                                 Comment 64: A commenter suggested                    NMFS proposed to require the use of                   less than three feet from the hook, as
                                              that NMFS and fishermen should                          circle hooks by all HMS permit holders                safely as practicable.
                                              collaborate with the U.S. Coast Guard to                fishing for sharks recreationally, which                 4. Fleet communication and
                                              broadcast the presence of dusky sharks                  the proposed rule defined as when                     relocation protocol (§ 635.21(c)(6)(ii),
                                              in an area to other vessels to help                     using natural baits and using wire or                 (d)(2)(iii), and (g)(5)). NMFS proposed
                                              facilitate the fleet communication and                  heavy (200 lb or greater test)                        the requirement that fishermen with an
                                              relocation protocol.                                    monofilament or fluorocarbon leaders.                 Atlantic shark limited access permit
                                                 Response: Several fishermen                          Based on public comment and updated                   using pelagic longline, bottom longline,
                                              commented that many members of the                      analyses regarding dusky shark                        or gillnet gear that catch a dusky shark
                                              HMS commercial fleet are already                        distribution, NMFS modified this                      must both broadcast the location of the
                                              practicing dusky shark avoidance as                     measure in three ways: First, the final               dusky shark over the radio to other
                                              interacting with the sharks tends to tear               rule now specifies the type of circle                 fishing vessels in the surrounding area
                                              up their gear. In addition, the                         hook required, which is non-offset, non-              and move at least 1 nmi from the
                                              availability of satellite phones has                    stainless steel circle hooks; second, the             reported location of the dusky shark
                                              allowed the fleet to communicate                        final rule now specifies that this                    catch. As a result of public comment
                                              effectively with one another. Other                     measure only applies south of 41°43′ N.               that questioned whether 1 nmi was far
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                                              fisheries have developed more formal                    latitude, which includes the geographic               enough to effectively avoid a highly
                                              protocols for fleet avoidance of certain                range of dusky sharks but does apply                  migratory species like dusky sharks, the
                                              species, such as yellowtail flounder.                   the requirement to fishermen north of                 final rule still specifies that vessels must
                                              However, they use third-party vendors                   the dusky shark’s range; and third, it                move at least 1 nmi but encourages
                                              to disseminate such notifications, not                  now removes the gear-based definition                 fishermen to move more than 1 nmi
                                              the U.S. Coast Guard. If the current                    of shark fishing. Under the modified                  when appropriate given the local
                                              communication and relocation protocol                   measure, all HMS permitted fishermen                  conditions as an additional


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                        16497

                                              precautionary measure. Additionally, in                 ADDRESSES) and by email to OIRA_                      Business Administration in response to
                                              the regulations, NMFS has clarified that                Submission@omb.eop.gov, or fax to                     the proposed rule, and a statement of
                                              the requirement to broadcast the                        202–395–7285.                                         any chances made to the proposed rule
                                              location of the dusky shark over the                      Notwithstanding any other provision                 as a result of the comments. NMFS
                                              radio should be done as soon as                         of the law, no person is required to                  received many comments on the
                                              practicable, whereas the proposed rule                  respond to, and no person shall be                    proposed rule and DEIS during the
                                              did not specify anything related to                     subject to penalty for failure to comply              public comment period. Summarized
                                              timing of the broadcast.                                with, a collection of information subject             public comments and the Agency’s
                                                 5. Workshop title clarification                      to the requirements of the PRA, unless                responses to them, including changes as
                                              (§ 635.8(a)). In this final rule, NMFS                  that collection of information displays a             a result of public comment, are included
                                              clarifies that the name of a required                   currently valid OMB control number.                   above. The general economic concerns
                                              workshop is ‘‘Safe Handling, Release,                                                                         raised can be found in comments 33, 41,
                                                                                                      Summary of the Final Regulatory
                                              and Identification Workshop.’’ In the                                                                         44, 53, and 63. NMFS did not receive
                                              proposed rule, this workshop was                        Flexibility Analysis
                                                                                                                                                            comments specifically on the IRFA.
                                              erroneously titled the ‘‘Safe Handling,                    A final regulatory flexibility analysis            NMFS did not receive any comments
                                              Release, Disentanglement, and                           (FRFA) was prepared for this rule. The                filed from the Chief Council for
                                              Identification Workshop.’’ Although this                FRFA incorporates the initial regulatory              Advocacy in response to the proposed
                                              correction was not included in the                      flexibility analysis (IRFA), a summary of             rule.
                                              proposed rule, it is an administrative                  the significant issues raised by the
                                                                                                      public comments in response to the                    C. A Description and an Estimate of the
                                              change and will not have any practical
                                                                                                      IRFA, our responses to those comments,                Number of Small Entities to Which the
                                              environmental, social, or economic
                                                                                                      and a summary of the analyses                         Final Rule Would Apply
                                              impacts and is included for clarity to
                                              the regulated community.                                completed to support the action. The                     Section 604(a)(4) of the RFA requires
                                                                                                      full FRFA is available from NMFS (see                 a description and estimate of the
                                              Classification                                          ADDRESSES). A summary is provided                     number of small entities to which the
                                                 The Assistant Administrator for                      below.                                                final rule would apply. For RFA
                                              Fisheries (AA) determined that                                                                                purposes only, NMFS has established a
                                              Amendment 5b to the 2006                                A. Statement of the Need for and                      small business size standard for
                                              Consolidated HMS FMP is necessary for                   Objectives of This Final Rule                         businesses, including their affiliates,
                                              the conservation and management of                         Section 604(a)(1) of the Regulatory                whose primary industry is commercial
                                              Atlantic dusky sharks and that it is                    Flexibility Act (RFA) requires a succinct             fishing (see 50 CFR 200.2). A business
                                              consistent with the Magnuson-Stevens                    statement of the need for and objectives              primarily engaged in commercial fishing
                                              Act and other applicable laws.                          of the rule. Chapter 1.0 of the                       (NAICS code 11411) is classified as a
                                                 NMFS prepared an FEIS for                            Amendment 5b FEIS fully describes the                 small business if it is independently
                                              Amendment 5b to the 2006                                need for and objectives of this final rule.           owned and operated, is not dominant in
                                              Consolidated HMS FMP. The FEIS was                      In general, the objective of this final rule          its field of operation (including its
                                              filed with the Environmental Protection                 is to end overfishing of dusky sharks                 affiliates), and has combined annual
                                              Agency on February 17, 2017. A Notice                   and to rebuild the stock in the                       receipts not in excess of $11 million for
                                              of Availability was published on                        timeframe recommended by the                          all its affiliated operations worldwide.
                                              February 24, 2017 (82 FR 11574). In                     assessment update.                                    The Small Business Administration
                                              approving Amendment 5b to the 2006                         Under the Magnuson-Stevens Act,                    (SBA) has established size standards for
                                              Consolidated HMS FMP on March 28,                       NMFS must, consistent with ten                        all other major industry sectors in the
                                              2017, NMFS issued a ROD identifying                     National Standards, manage fisheries to               U.S., including the scenic and
                                              the selected alternatives. A copy of the                prevent overfishing while achieving, on               sightseeing transportation (water) sector
                                              ROD is available from the HMS                           a continuing basis, the optimum yield                 (NAICS code 487210, for-hire), which
                                              Management Division (see ADDRESSES).                    for each fishery. Additionally, any                   includes charter/party boat entities. The
                                                 This final rule has been determined to               management measures must be                           Small Business Administration (SBA)
                                              be not significant under E.O. 12866.                    consistent with other laws including,                 has defined a small charter/party boat
                                                                                                      but not limited to, NEPA, the ESA, the                entity as one with average annual
                                              Paperwork Reduction Act
                                                                                                      MMPA, and the CZMA.                                   receipts (revenue) of less than $7.5
                                                This final rule contains a collection-                                                                      million.
                                              of-information requirement subject to                   B. A Summary of the Significant Issues                   This final rule is expected to directly
                                              the Paperwork Reduction Act (PRA) that                  Raised by the Public Comments in                      affect commercial pelagic longline,
                                              has been approved by OMB under                          Response to the Initial Regulatory                    bottom longline, shark gillnet, and
                                              control number 0648–0327. Public                        Flexibility Analysis, a Summary of the                recreational shark fishing vessels that
                                              reporting burden for Atlantic HMS                       Agency’s Assessment of Such Issues,                   possess HMS permits and are actively
                                              Permit Family of Forms is estimated to                  and a Statement of Any Changes Made                   fishing. For the pelagic longline vessels,
                                              average 34 minutes per respondent for                   in the Rule as a Result of Such                       these are vessels that possess an
                                              initial permit applicants, and 10                       Comments                                              Atlantic shark limited access permit, an
                                              minutes for permit renewals, including                     Section 604(a)(2) of the RFA requires              Atlantic swordfish limited access
                                              the time for reviewing instructions,                    a summary of the significant issues                   permit, and an Atlantic Tunas Longline
                                              searching existing data sources,                        raised by the public comments in                      category permit. Because pelagic
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                                              gathering and maintaining the data                      response to the IRFA, a summary of the                longline fishermen must hold all three
                                              needed, and completing and reviewing                    assessment of the Agency of such issues,              permits in order to fish, for the purposes
                                              the collection of information. Send                     and a statement of any changes made in                of this discussion, NMFS will focus on
                                              comments regarding these burden                         the rule as a result of such comments.                Atlantic Tunas Longline category permit
                                              estimates or any other aspect of this data              Section 604(a)(3) of the RFA requires a               holders. Regarding those entities that
                                              collection, including suggestions for                   response to any comments filed by the                 would be directly affected by the
                                              reducing the burden, to NMFS (see                       Chief Counsel for Advocacy of the Small               preferred commercial management


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                                              16498                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              measures, the average annual revenue                    the portion of the 3,596 HMS Charter/                 Commercial Measures Alternatives
                                              per active pelagic longline vessel is                   Headboat permit holders who fish for or                  Alternative B5 will require
                                              estimated to be $187,000 based on the                   retain sharks.                                        completion of shark identification and
                                              170 active vessels between 2006 and                        NMFS has determined that the                       fishing regulation training as a new part
                                              2012 that produced an estimated $31.8                   measures in Amendment 5b will not                     of the Safe Handling and Release
                                              million in revenue annually. The                        likely directly affect any small                      Workshops for HMS pelagic longline,
                                              maximum annual revenue for any                                                                                bottom longline, and shark gillnet vessel
                                                                                                      organizations or small government
                                              pelagic longline vessel between 2006                                                                          owners and operators that they are
                                                                                                      jurisdictions defined under RFA, nor
                                              and 2015 was less than $1.9 million,                                                                          already required to take on a 3-year
                                                                                                      will there be disproportionate economic
                                              well below the NMFS small business                                                                            basis. The training course will provide
                                              size standard for commercial fishing                    impacts between large and small
                                                                                                      entities. Furthermore, there will be no               information regarding shark
                                              businesses of $11 million. Other non-
                                                                                                      disproportionate economic impacts                     identification and regulations, as well as
                                              longline HMS commercial fishing
                                                                                                      among the universe of vessels based on                best practices to avoid interacting with
                                              vessels typically generally earn less
                                                                                                      gear, home port, or vessel length.                    dusky sharks and how to minimize
                                              revenue than pelagic longline vessels.
                                                                                                                                                            mortality of dusky sharks caught as
                                              Therefore, NMFS considers all Atlantic                     More information regarding the
                                                                                                                                                            bycatch. Compliance with this course
                                              HMS commercial permit holders to be                     description of the fisheries affected, and            requirement will be mandatory as a
                                              small entities (i.e., they are engaged in               the categories and number of permit                   condition for permit renewal.
                                              the business of fish harvesting, are                    holders, can be found in Chapter 3.0 of               Certificates will be issued to all
                                              independently owned or operated, are                    the Amendment 5b FEIS.                                commercial pelagic longline, bottom
                                              not dominant in their field of operation,
                                              and have combined annual receipts not                   D. Description of the Projected                       longline, and gillnet vessel owners and
                                              in excess of $11 million for all its                    Reporting, Record-Keeping, and Other                  operators indicating compliance with
                                              affiliated operations worldwide). The                   Compliance Requirements of the                        this requirement, and the certificates
                                              preferred commercial alternatives                       Proposed Rule, Including an Estimate of               will be required for permit renewal.
                                              would apply to the 280 Atlantic tunas                   the Classes of Small Entities Which                      Alternative B6 will require that all
                                              Longline category permit holders and                    Would Be Subject to the Requirements                  vessels with an Atlantic shark
                                              224 directed shark permit holders. Of                   of the Report or Record                               commercial permit and fishing with
                                              these 280 permit holders, 136 have                                                                            pelagic longline, bottom longline, or
                                              Individual Bluefin Quotas (IBQ) shares,                   Section 604(a)(5) of the RFA requires               shark gillnet gear abide by a dusky shark
                                              although all properly permitted vessels                 Agencies to describe any new reporting,               fleet communication and relocation
                                              may lease quota through the IBQ system                  record-keeping, and other compliance                  protocol. The protocol will require
                                              to go commercial pelagic longline                       requirements. One of the measures in                  vessels to report the location of dusky
                                              fishing.                                                Amendment 5b will result in reporting,                shark interactions over the radio as soon
                                                 For the recreational management                      record-keeping, and compliance                        as practicable to other pelagic longline,
                                              measures, most commonly, the                            requirements that may require new                     bottom longline, or shark gillnet vessels
                                              preferred management measures would                     Paperwork Reduction Act (PRA) filings                 in the area and that subsequent fishing
                                              only directly apply to small entities that              and two of the measures would modify                  sets on that fishing trip could be no
                                              are Charter/Headboat permit holders                     compliance requirements. NMFS                         closer than 1 nautical mile (nm) from
                                              that provide for-hire trips that target or              estimates that the number of small                    where the encounter took place.
                                              retain sharks. Other HMS recreational                   entities that would be subject to these               E. Description of the Steps the Agency
                                              fishing permit holders are considered                   requirements would include the                        Has Taken To Minimize the Significant
                                              individuals, not small entities for                     Atlantic tuna Longline category (280),                Economic Impact on Small Entities
                                              purposes of the RFA because they are                    Directed and Incidental Shark Limited                 Consistent With the Stated Objectives of
                                              not engaged in commercial fishing.                      Access (224 and 275, respectively), and               Applicable Statutes, Including a
                                              Additionally, while Atlantic Tunas                      HMS Charter/Headboat category (3,596)                 Statement of the Factual, Policy, and
                                              General category and Swordfish General                  permit holders.                                       Legal Reasons for Selecting the
                                              commercial permit holders hold                                                                                Alternative Adopted in the Final Rule
                                              commercial permits and are usually                      Recreational Alternatives
                                                                                                                                                            and the Reason That Each One of the
                                              considered small entities, the preferred                                                                      Other Significant Alternatives to the
                                              management measures would only                            Alternative A2 will require
                                                                                                      recreational fishermen targeting shark to             Rule Considered by the Agency Which
                                              affect them when they are fishing under                                                                       Affect Small Entities Was Rejected
                                              the recreational regulations for sharks                 obtain a shark endorsement in addition
                                              during a registered tournament, and                     to other existing permit requirements.                   Section 604(a)(6) of the RFA requires
                                              NMFS is not considering them small                      Obtaining the shark endorsement will                  Agencies to describe any alternatives to
                                              entities for this rule because they are not             be included in the online HMS permit                  the preferred alternatives which
                                              engaged in commercial activity during                   application and renewal processes and                 accomplish the stated objectives and
                                              those tournaments.                                      will require the applicant to complete a              which minimize any significant
                                                 Vessels with the HMS Charter/                        quiz focusing on shark species                        economic impacts. The implementation
                                              Headboat category permit are for-hire                   identification. The applicant will                    of this action should not result in
                                              vessels. These permit holders can be                    simply need to indicate the desire to                 significant adverse economic impacts to
                                              regarded as small entities for RFA                      obtain the shark endorsement after                    individual vessels. These impacts are
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                                              purposes (i.e., they are engaged in the                 which he or she will be directed to an                discussed below and in Chapter 4.0 of
                                              business of fish harvesting, are                        online quiz that will take minimal time               the FEIS. Additionally, the Regulatory
                                              independently owned or operated, are                    to complete. Adding the endorsement to                Flexibility Act (5 U.S.C. 603(c)(1)–(4))
                                              not dominant in their field of operation,               the permit and requiring applicants to                lists four general categories of
                                              and have average annual revenues of                     take the online quiz to obtain the                    ‘‘significant’’ alternatives that would
                                              less than $7.5 million). Overall, the                   endorsement will require a modification               assist an agency in the development of
                                              recreational alternatives would impact                  to the existing PRA for the permits.                  significant alternatives. These categories


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                         16499

                                              of alternatives are: (1) Establishment of               mortality of dusky sharks, likely                     the angler would need to keep the
                                              differing compliance or reporting                       resulting in direct, short- and long-term             placard on board the vessel when
                                              requirements or timetables that take into               neutral economic impacts. Because                     fishing for sharks and, because carrying
                                              account the resources available to small                there would be no changes to the fishing              other documents such as permits and
                                              entities; (2) clarification, consolidation,             requirements, there would be no                       boat registration is already required, this
                                              or simplification of compliance and                     economic impacts on small entities. If                is unlikely to be a large inconvenience.
                                              reporting requirements under the rule                   more restrictive measures are required                This alternative would have slightly
                                              for such small entities; (3) use of                     in the long-term under MSA or other                   more economic impacts than
                                              performance rather than design                          statutes such as the Endangered Species               Alternative A2 on small entities and
                                              standards; and, (4) exemptions from                     Act, moderate adverse economic                        would likely be less effective than the
                                              coverage of the rule for small entities.                impacts may occur. However,                           training course in Alternative A2.
                                                 In order to meet the objectives of this              overfishing would continue under this
                                                                                                                                                            Alternative A4
                                              amendment, consistent with all legal                    alternative, thus, NMFS does not prefer
                                              requirements, NMFS cannot exempt                        this alternative at this time.                           Under Alternative A4, NMFS would
                                              small entities or change the reporting                                                                        extend the prohibition on the retention
                                                                                                      Alternative A2—Preferred Alternative                  of ridgeback sharks to include the rest
                                              requirements only for small entities
                                              because all the entities affected are                      Under Alternative A2, a preferred                  of the ridgeback sharks, namely oceanic
                                              considered small entities. Thus, there                  alternative, HMS Angling and Charter/                 whitetip, tiger sharks, and smoothhound
                                              are no alternatives discussed that fall                 Headboat permit holders would be                      sharks, all of which are currently
                                              under the first and fourth categories                   required to obtain a shark endorsement,               allowed to be retained by recreational
                                              described above. Under the third                        which requires completion of a short                  shark fishermen (HMS Angling and
                                              category, ‘‘use of performance rather                   online shark identification and fishing               Charter/Headboat permit holders).
                                              than design standards,’’ NMFS                           regulation training course in order to                While this alternative would simplify
                                              considers Alternative B5, which will                    retain sharks. Obtaining the shark                    compliance for the majority of
                                              provide additional training to pelagic                  endorsement would be included in the                  fishermen targeting sharks, it could also
                                              longline, bottom longline, and shark                    online HMS permit application and                     potentially have adverse economic
                                              gillnet fishermen, to be a performance                  renewal processes and would require                   impacts for a small subset of fishermen
                                              standard rather than a design standard.                 the applicant to complete a training                  that target oceanic whitetip, tiger, and
                                              As described below, NMFS analyzed                       course focusing on shark species                      smoothhound sharks. These adverse
                                              several different alternatives in this                  identification and fishing regulations.               impacts would be quite small, however,
                                              proposed rulemaking and provides the                    This alternative would likely result in               for oceanic whitetip and tiger sharks.
                                              rationale for identifying the preferred                 no substantive economic impacts                       However, based on MRIP data, this
                                              alternative to achieve the desired                      because there would be no additional                  alternative could have considerable
                                                                                                      cost to the applicant and only a small                impacts on fishermen targeting
                                              objective.
                                                 In this rulemaking, NMFS considered                  additional investment in time.                        smoothhound sharks. Presumably, state-
                                              two different categories of alternatives.               Obtaining the shark endorsement would                 permitted anglers that do not hold an
                                              The first category, recreational                        be a part of the normal HMS permit                    HMS federal permit are responsible for
                                              alternatives, covers seven main                         application or renewal. The applicant                 some of the catch and, for species such
                                                                                                      would simply need to indicate the                     as smooth dogfish that are often found
                                              alternatives that address various
                                                                                                      desire to obtain the shark endorsement                almost exclusively in state waters,
                                              strategies of reducing dusky shark
                                                                                                      after which he or she would be directed               anglers with only state permit may be
                                              mortality in the recreational fishery. The
                                                                                                      to a short online training course that                responsible for most of the catch.
                                              second category of alternatives,
                                                                                                      would take minimal time to complete.                  Recreational fishermen with only state-
                                              commercial measures, considers nine
                                                                                                      The goal of the training course is to help            issued permits would still be able to
                                              main alternatives that address various
                                                                                                      prevent anglers from landing prohibited               retain smoothhound sharks (those that
                                              strategies of reducing dusky shark
                                                                                                      or undersized sharks, and thus, help                  hold an HMS permit must abide by
                                              mortality in the commercial fishery.
                                                                                                      rebuild stocks. Furthermore, the list of              federal regulations, even in state
                                                 The potential impacts these
                                                                                                      shark endorsement holders would allow                 waters). Thus, Alternative A4 would
                                              alternatives may have on small entities
                                                                                                      for more targeted surveys and outreach,               likely result in both direct short- and
                                              have been analyzed and are discussed in
                                                                                                      likely increasing the reliability of                  long-term, minor adverse economic
                                              the following sections. The preferred
                                                                                                      recreational shark catch estimates. This              impacts on HMS Charter/Headboat
                                              alternatives include: Alternative A2,
                                                                                                      preferred alternative helps achieve the               operators if prohibiting landing of
                                              Alternative A6d, Alternative B3,
                                                                                                      objectives of this rule while minimizing              additional shark species reduces
                                              Alternative B5, Alternative B6, and
                                                                                                      any significant economic impacts on                   demand for fishing charters. While this
                                              Alternative B9. The economic impacts
                                                                                                      small entities.                                       alternative may have greater economic
                                              that would occur under these preferred
                                                                                                                                                            impacts than Alternative A3, it may be
                                              alternatives were compared with the                     Alternative A3
                                                                                                                                                            effective at achieving the objective of
                                              other alternatives to determine if                         Alternative A3 would have required                 reducing dusky shark mortality in the
                                              economic impacts to small entities                      participants in the recreational shark                recreational fishery.
                                              could be minimized while still                          fishery (Angling and Charter/Headboat
                                              accomplishing the stated objectives of                  permit holders) to carry an approved                  Alternative A5
                                              this rule.                                              shark identification placard on board                    Under Alternative A5, the minimum
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                                              1. Recreational Alternatives                            the vessel when fishing for sharks. This              recreational size limit for authorized
                                                                                                      alternative would likely result in short-             shark species, except for Atlantic
                                              Alternative A1                                          and long-term minor economic impacts.                 sharpnose, bonnethead, and
                                                 Alternative A1, the no action                        The cost of obtaining a placard, whether              hammerhead (great, scalloped, and
                                              alternative, would not implement any                    by obtaining a pre-printed one or self-               smooth) sharks, would increase from 54
                                              management measures in the                              printing, would be modest. To comply                  to 89 inches fork length. Under this
                                              recreational shark fishery to decrease                  with the requirement of this alternative,             alternative, increasing the recreational


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                                              16500                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              size limit would likely result in both                  reduced, some recreational fishermen                  latitude, except when fishing with flies
                                              direct short- and long-term, moderate                   may choose not to fish for sharks or to               or artificial lures. On the one hand, this
                                              adverse economic impacts for                            enter tournaments that offer awards for               alternative would have less impact on
                                              recreational fishermen, charter/headboat                sharks. Additionally, this alternative                HMS permit holders as it would limit
                                              operators, and tournament operators.                    would also effectively require HMS                    the circle hook requirement to only
                                              Because many shark species have a                       permit holders with shark endorsements                those trips in which sharks are the target
                                              maximum size below an 89-inch size                      to use circle hooks when fishing for                  species, and would limit the
                                              limit, there could be reduced incentive                 many non-shark species because wire                   requirement to waters south of Cape
                                              to fish recreationally for sharks due to                and heavy monofilament leaders are                    Cod so that it does not affect HMS
                                              the decreased potential to legally land                 commonly also used when fishing for                   permit holders fishing outside the dusky
                                              these fish. Increasing the minimum size                 swordfish, billfish, tuna, wahoo,                     sharks known range. On the other hand,
                                              for retention would also impact the way                 mackerel, and other marine species.                   it would likely affect more HMS permit
                                              that tournaments and charter vessels                    These missed recreational fishing
                                                                                                                                                            holders south of Cape Cod as fewer
                                              operate. While the impacts of an 89-inch                opportunities could result in minor
                                                                                                                                                            permit holders would be discouraged
                                              fork length minimum size on                             adverse economic impacts in the short-
                                              tournaments awarding points for pelagic                 and long-term. Given the effects this                 from acquiring the shark endorsement to
                                              sharks may be lessened because these                    alternative would have on HMS permit                  avoid the circle hook requirement when
                                              tournament participants target larger                   holders while targeting non-shark                     fishing with wire or heavy
                                              sharks, such as shortfin mako, blue, and                species, NMFS does not prefer this                    monofilament or fluorocarbon leaders
                                              thresher, that grow to larger than 89                   alternative at this time.                             for non-shark species. Overall, the new
                                              inches fork length, this may not be the                                                                       alternative A6d is expected to have
                                                                                                      Alternative A6b                                       minor adverse economic impacts in the
                                              case for tournaments targeting smaller
                                              sharks. Tournaments that target smaller                    Sub-Alternative Ab6 is similar to A6a,             short- and long-term. However, A6d is
                                              sharks, especially those that target shark              but instead of requiring circle hooks                 the preferred alternative as it would
                                              species that do not reach sizes                         when deploying natural bait while using               restrict impacts to recreational fishing
                                              exceeding 89 inches fork length such as                 a wire or heavy (200-pound test or                    trips targeting sharks within the range of
                                              blacktip sharks, may be heavily                         greater) monofilament or fluorocarbon                 the dusky shark, and minimize
                                              impacted by this alternative. Reduced                   leader outside of a fishing tournament,               unintended impacts that are not needed
                                              participation in such tournaments could                 it instead requires circle hooks when                 to meet the objectives of this
                                              potentially decrease the amount of                      deploying a 5/0 or greater size hook to               rulemaking.
                                              monetary prizes offered to winners.                     fish with natural bait outside of a
                                              Thus, implementation of this                            fishing tournament. This use of the hook              Alternative A7
                                              management measure could                                size standard to determine if the trip
                                                                                                                                                               Alternative A7 would prohibit HMS
                                              significantly alter the way some                        could be targeting sharks may result in
                                                                                                      more recreational trips requiring circle              permit holders from retaining any shark
                                              tournaments and charter vessels
                                                                                                      hooks than under alterative A6a, but                  species. Recreational fishermen may
                                              operate, or reduce opportunities to fish
                                              for sharks and drastically reduce general               many more of those trips might actually               still fish for and target authorized shark
                                              interest and demand for recreational                    not be targeting sharks, but instead other            species for catch and release. The large
                                              shark fishing, which could create                       large pelagic fish. The use of a heavy                number of fishermen who already
                                              adverse economic impacts. For the                       leader would be more correlated with                  practice catch and release and the catch
                                              aforementioned reasons, NMFS does not                   angling activity that is targeting sharks.            and release shark fishing tournaments
                                              prefer this alternative at this time.                                                                         currently operating would not be
                                                                                                      Alternative A6c                                       impacted. However, prohibiting
                                              Alternative A6                                            Sub-Alternative A6c is similar to A6a               retention of sharks could have major
                                                Under Alternative A6, circle hooks                    and A6b, but restricted to requiring the              impacts on fishing behaviors and
                                              would be required for either all HMS                    use of circle hooks by all HMS permit                 activity of other recreational shark
                                              permit holders fishing recreationally for               holders participating in fishing                      fishermen and reduce their demand for
                                              sharks and all Atlantic HMS permit                      tournaments that bestow points, prizes,               charter/headboat trips. Only allowing
                                              holders participating in fishing                        or awards for sharks. This alternative                catch and release of authorized sharks
                                              tournaments when targeting or retaining                 would impact a smaller universe of                    in the recreational fishery could impact
                                              Atlantic sharks.                                        recreational fishermen, so the adverse                some fishermen that retain sharks
                                                                                                      impacts are smaller. However, given the               recreationally and tournaments that
                                              Alternative A6a
                                                                                                      limited scope of this requirement, the                award points for landing sharks. Thus,
                                                 Sub-alternative A6a would require the                benefits to reducing dusky shark                      prohibiting retention of Atlantic sharks
                                              use of circle hooks by HMS permit                       mortality via the use of circle hooks are             in the recreational shark fisheries could
                                              holders with a shark endorsement                        also more limited.                                    drastically alter the nature of
                                              whenever fishing with natural bait and
                                                                                                      Alternative A6d—Preferred Alternative                 recreational shark fishing and reduce
                                              wire or (200-pound test or greater)
                                                                                                                                                            incentives to fish for sharks.
                                              monofilament or fluorocarbon leader.                       Sub-Alternative A6d, a preferred
                                              Relative to the total cost of gear and                  alternative, is a new alternative similar                Additionally, with reduced incentive
                                              tackle for a typical fishing trip, the cost             to the above sub-alternatives that was                to fish for sharks, this could negatively
                                              associated with switching from J hooks                  formulated based in response to                       impact profits for the HMS Charter/
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                                              to circle hooks is negligible. Thus, the                numerous public comments regarding                    Headboat industry. Because there could
                                              immediate cost in switching hook type                   the previously preferred alternative A6a.             be major impacts to the recreational
                                              is likely minimal. However, there is                    A6d would require the use of non-offset,              shark fisheries from this management
                                              conflicting indication that the use of                  non-stainless steel circle hooks by all               measure, Alternative A7 would likely
                                              circle hooks may reduce or increase                     HMS permit holders with a shark                       have direct short- and long-term,
                                              CPUE resulting in lower catch of target                 endorsement when fishing for sharks                   moderate adverse economic impacts on
                                              species. In the event that CPUE is                      recreationally south of 41°43′ N.                     small business entities.


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                         16501

                                              2. Commercial Alternatives                              commercial shark fishermen using                         However, it is likely that some of the
                                                                                                      pelagic longline gear. Currently,                     vessels that would be impacted by this
                                              Alternative B1
                                                                                                      fishermen are required to use a                       hotspot closure would redistribute their
                                                 Under Alternative B1, NMFS would                     dehooking device if a protected species               effort to other fishing areas. Based on
                                              not implement any measures to reduce                    is caught. This alternative would require             natural breaks in the percentage of sets
                                              dusky shark mortality in the commercial                 this procedure to be used on all sharks               vessels made inside and outside of this
                                              shark or HMS fisheries. Because no                      that would not be retained, or fishermen              alternative’s hotspot closure area, NMFS
                                              management measures would be                            would have to cut the gangion to release              estimated that if a vessel historically
                                              implemented under this alternative,                     the shark. Currently, it is common                    made less than 40 percent of its sets in
                                              NMFS would expect fishing practices to                  practice in the pelagic longline fishery              the hotspot closure area, it would likely
                                              remain the same and economic impacts                    to release sharks that are not going to be            redistribute all of its effort. If a vessel
                                              to be neutral in the short-term. Dusky                  retained (especially larger sharks) by                made more than 40 percent but less than
                                              sharks are a prohibited species and                     cutting the gangion, but they usually do              75 percent of its sets in the hotspot
                                              fishermen are not allowed to harvest                    not cut the gangion so only 3 feet                    closure area, it would likely redistribute
                                              this species. Thus, even if dusky sharks                remain, so there might be a slight                    50 percent of its effort impacted by the
                                              continue to experience overfishing and                  learning curve. Using a dehooker to                   hotspot closure area to other areas.
                                              the abundance declines as a result of                   release sharks in the pelagic longline                Finally, if a vessel made more than 75
                                              this alternative, there would not be any                fishery is a less common practice,                    percent of its sets solely within the
                                              economic impacts on the fishery in the                  therefore, there may be more of a                     hotspot closure area, NMFS assumed
                                              short-term. If more restrictive measures                learning curve that would make using                  the vessel would not likely shift its
                                              are required in the long-term under                     this technique more time consuming                    effort to other areas. Based on these
                                              MSA or other statutes such as the                       and making fishing operations less                    individually calculated redistribution
                                              Endangered Species Act, moderate                        efficient. Although this may be an initial            rates, the percentage of fishing in other
                                              adverse economic impacts may occur.                     issue, NMFS expects that these                        areas during the gear restriction time
                                              Alternative B2                                          inefficiencies would be minimal and                   period, the percentage of fishing in
                                                                                                      that fishermen would become adept in                  other areas during the hotspot closure
                                                 Under Alternative B2, HMS                            using a dehooker to release sharks over               time period, and the catch per unit
                                              commercial fishermen would be limited                   time given they are all adept at using a              effort for each vessel in each statistical
                                              to 750 hooks per pelagic longline set                   dehooker to release protected species.                area, NMFS estimated the potential
                                              with no more than 800 assembled                         Thus, Alternative B3 would be expected                landings associated with redistributed
                                              gangions onboard the vessel at any time.                to have short- and long-term neutral                  effort associated with fishing sets
                                              Based on average number of hooks per                    economic impacts on the pelagic                       displaced by the hotspot closure area.
                                              pelagic longline set data, the hook                     longline fishery.                                     The net loss in fishing revenues as a
                                              restriction in this alternative could have                                                                    result of the Charleston Bump Hotspot
                                              neutral economic impacts on fishermen                   Alternative B4
                                                                                                                                                            May closure after considering likely
                                              targeting bigeye tuna, mixed tuna                          Under Alternative B4, NMFS                         redistribution of effort is estimated to be
                                              species, and mixed HMS species,                         considered various dusky shark hotspot                $8,300 per vessel per year. Alternative
                                              because the average number of hooks                     closures for vessels fishing with pelagic             B4a would result in moderate short- and
                                              used on pelagic longline sets targeting                 longline gear. The hotspot closures                   long-term adverse economic impacts as
                                              these species is slightly above or below                considered are the same areas that were               a result of restricting pelagic longline
                                              the limit considered in this alternative.               analyzed in Draft Amendment 5 and the                 vessels from fishing in the Charleston
                                              This alternative would likely have                      A5b Predraft. These hotspot closure                   Bump Hotspot May area, thus causing
                                              adverse economic impacts on fishermen                   alternatives are located where increased              decreased revenues and increased costs
                                              targeting dolphin fish, because these                   levels of pelagic longline interactions               associated with fishing in potentially
                                              fishermen on average use 1,056 hooks                    with dusky sharks had been identified                 more distant waters if vessel operators
                                              per set. If NMFS implemented this                       based on HMS Logbook data. During the                 redistribute their effort.
                                              alternative, fishermen targeting dolphin                months that hotspot closures are
                                              fish with pelagic longline gear would                   effective, Atlantic shark commercial                  Alternative B4b
                                              have to reduce their number of hooks by                 permit holders (directed or incidental)                  This alternative would prohibit the
                                              approximately 30 percent per set, which                 would not be able to fish with pelagic                use of pelagic longline gear in the
                                              may result in a similar percent                         longline gear in these areas.                         vicinity of the ‘‘Hatteras Shelf’’ area of
                                              reduction in set revenue or could result                                                                      the Cape Hatteras Special Research Area
                                                                                                      Alternative B4a                                       during the month of May where
                                              in increased operating costs if fishermen
                                              decide to offset the limited number of                    This alternative would define a                     elevated levels of dusky shark
                                              hooks with more fishing sets. Overall,                  rectangular area in a portion of the                  interactions have been reported. This
                                              Alternative B2 would be expected to                     existing Charleston Bump time/area                    alternative is expected to have moderate
                                              have short- and long-term minor adverse                 closure area, and prohibit the use of                 short- and long-term direct adverse
                                              economic impacts on the pelagic                         pelagic longline gear by all vessels                  economic impacts on 42 vessels that
                                              longline fishery.                                       during the month of May in that area.                 have historically fished in this Hatteras
                                                                                                      This alternative is expected to have                  Shelf Hotspot area during the month of
                                              Alternative B3—Preferred Alternative                    moderate short- and long-term direct                  May. The average annual revenue per
                                                 Under Alternative B3, a preferred                    adverse economic impacts on 46 vessels                vessel from 2008 through 2014 from all
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                                              alternative, HMS commercial fishermen                   that have historically fished in this                 fishing sets made in this hotspot closure
                                              must release all sharks that are not being              Charleston Bump area during the month                 area has been approximately $9,980
                                              boarded or retained by using a                          of May. This closure would result in the              during the month of May, assuming that
                                              dehooker, or by cutting the gangion no                  loss of approximately $15,250 in gross                fishing effort does not move to other
                                              more than three feet from the hook. This                revenues per year per vessel assuming                 areas. However, it is likely that some of
                                              alternative would have neutral to                       no redistribution of effort outside of the            the vessels that would be impacted by
                                              adverse economic impacts on                             closed area.                                          this hotspot closure would redistribute


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                                              16502                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              their effort to other fishing areas. The                has been approximately $5,230 per                     reported. This alternative is expected to
                                              net impact of the Hatteras Shelf Hotspot                vessel during the month of November,                  have moderate short- and long-term
                                              May closure on fishing revenues after                   assuming that fishing effort does not                 direct adverse economic impacts on 35
                                              considering likely redistribution of                    move to other areas. However, it is                   vessels that have historically fished in
                                              effort is estimated to be $5,990 per                    likely that some of the vessels that                  this Southern Georges Banks Hotspot
                                              vessel per year. Alternative B4b would                  would be impacted by this hotspot                     area during the month of July. The
                                              result in moderate adverse economic                     closure would redistribute their effort to            average annual revenue from 2008
                                              impacts as a result of restricting pelagic              other fishing areas. The net impact of                through 2014 from all fishing sets made
                                              longline vessels from fishing in the                    the Hatteras Shelf Hotspot November                   in this hotspot closure area has been
                                              Hatteras Shelf Hotspot May area, thus                   closure on fishing revenues after                     approximately $14,230 per vessel
                                              causing decreased revenues and                          considering likely redistribution of                  during the month of July, assuming that
                                              increased costs associated with fishing                 effort is estimated to be $3,540 per                  fishing effort does not move to other
                                              in potentially more distant waters if                   vessel per year. Alternative B4d would                areas. However, it is likely that some of
                                              vessel operators redistribute their effort.             result in minor adverse economic                      the vessels that would be impacted by
                                                                                                      impacts as a result of restricting pelagic            this hotspot closure would redistribute
                                              Alternative B4c
                                                                                                      longline vessels from fishing in the                  their effort to other fishing areas. The
                                                 This alternative would prohibit the                  Hatteras Shelf Hotspot November area,                 net impact of the Southern Georges
                                              use of pelagic longline gear in the                     thus causing decreased revenues and                   Banks Hotspot July closure on fishing
                                              vicinity of the ‘‘Hatteras Shelf’’ area of              increased costs associated with fishing               revenues after considering likely
                                              the Cape Hatteras Special Research Area                 in potentially more distant waters if                 redistribution of effort is estimated to be
                                              during the month of June where                          vessel operators redistribute their effort.           $8,290 per vessel per year. Alternative
                                              elevated levels of dusky shark                                                                                B4f would result in moderate adverse
                                              interactions have been reported.                        Alternative B4e
                                                                                                                                                            economic impacts as a result of
                                                 This alternative is expected to have                    This alternative would prohibit the                restricting longline vessels from fishing
                                              moderate short- and long-term direct                    use of pelagic longline gear by all U.S.              in the Southern Georges Banks Hotspot
                                              adverse economic impacts on 37 vessels                  flagged-vessels permitted to fish for                 July area, thus causing decreased
                                              that have historically fished in this                   HMS in the three distinct closures in the             revenues and increased costs associated
                                              Hatteras Shelf Hotspot area during the                  vicinity of the Mid-Atlantic Canyons                  with fishing in potentially more distant
                                              month of June. The average annual                       during the month of October where                     waters if vessel operators redistribute
                                              revenue from 2008 through 2014 from                     elevated levels of dusky shark
                                                                                                                                                            their effort.
                                              all fishing sets made in this hotspot                   interactions have been reported. This
                                              closure area has been approximately                     alternative is expected to have moderate              Alternative B4g
                                              $7,640 per vessel during the month of                   short- and long-term direct adverse
                                              June, assuming that fishing effort does                 economic impacts on 64 vessels that                      This alternative would prohibit the
                                              not move to other areas. However, it is                 have historically fished in this Canyons              use of pelagic longline gear by all U.S.
                                              likely that some of the vessels that                    Hotspot October area. The average                     flagged-vessels permitted to fish for
                                              would be impacted by this hotspot                       annual revenue from 2008 through 2014                 HMS in August in an area adjacent to
                                              closure would redistribute their effort to              from all fishing sets made in this                    the existing Northeastern U.S. closure,
                                              other fishing areas. The net impact of                  hotspot closure area has been                         which is currently effective for the
                                              the Hatteras Shelf Hotspot June closure                 approximately $9,950 per vessel during                month of June, where elevated levels of
                                              on fishing revenues after considering                   the month of October, assuming that                   dusky shark interactions have been
                                              likely redistribution of effort is                      fishing effort does not move to other                 reported. This alternative is expected to
                                              estimated to be $4,010 per vessel per                   areas. However, it is likely that some of             have moderate short- and long-term
                                              year. Alternative B4c would result in                   the vessels that would be impacted by                 direct adverse economic impacts on 35
                                              moderate adverse economic impacts as                    this hotspot closure would redistribute               vessels that have historically fished in
                                              a result of restricting pelagic longline                their effort to other fishing areas. The              this Southern Georges Banks Hotspot
                                              vessels from fishing in the Hatteras                    net impact of the Canyons Hotspot                     area during the month of August. The
                                              Shelf Hotspot June area, thus causing                   October closure on fishing revenues                   average annual revenue from 2008
                                              decreased revenues and increased costs                  after considering likely redistribution of            through 2014 from all fishing sets made
                                              associated with fishing in potentially                  effort is estimated to be $3,720 per                  in this hotspot closure area has been
                                              more distant waters if vessel operators                 vessel per year. Alternative B4e would                approximately $12,260 per vessel
                                              redistribute their effort.                              result in moderate adverse economic                   during the month of August, assuming
                                                                                                      impacts as a result of restricting pelagic            that fishing effort does not move to
                                              Alternative B4d                                                                                               other areas. However, it is likely that
                                                                                                      longline vessels from fishing in the
                                                 This alternative would prohibit the                  Canyons Hotspot October area, thus                    some of the vessels that would be
                                              use of pelagic longline gear in the                     causing decreased revenues and                        impacted by this hotspot closure would
                                              vicinity of the ‘‘Hatteras Shelf’’ area of              increased costs associated with fishing               redistribute their effort to other fishing
                                              the Cape Hatteras Special Research Area                 in potentially more distant waters if                 areas. The net impact of the Southern
                                              during the month of November where                      vessel operators redistribute their effort.           Georges Banks Hotspot August closure
                                              elevated levels of dusky shark                                                                                on fishing revenues after considering
                                              interactions have been reported. This                   Alternative B4f                                       likely redistribution of effort is
                                              alternative is expected to have minor                      This alternative would prohibit the                estimated to be $5,990 per vessel per
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                                              short- and long-term direct adverse                     use of pelagic longline gear by all U.S.              year. Alternative B4g would result in
                                              economic impacts on 23 vessels that                     flagged-vessels permitted to fish for                 moderate adverse economic impacts as
                                              have historically fished in this Hatteras               HMS in July in an area adjacent to the                a result of restricting pelagic longline
                                              Shelf Hotspot area during the month of                  existing Northeastern U.S. closure                    vessels from fishing in the Southern
                                              November. The average annual revenue                    which is currently effective for the                  Georges Banks Hotspot August area,
                                              from 2008 through 2014 from all fishing                 month of June, where elevated levels of               thus causing decreased revenues and
                                              sets made in this hotspot closure area                  dusky shark interactions have been                    increased costs associated with fishing


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                        16503

                                              in potentially more distant waters if                   adverse socioeconomic effects on                      shark identification and regulations, as
                                              vessel operators redistribute their effort.             certain vessels that are both poor                    well as best practices to avoid
                                                                                                      avoiders of dusky sharks and are non-                 interacting with dusky sharks and how
                                              Alternative B4h
                                                                                                      compliant with the regulations. NMFS                  to minimize mortality of dusky sharks
                                                 This alternative would prohibit the                  would analyze the socioeconomic                       caught as bycatch. This training course
                                              use of pelagic longline gear by all U.S.                impact by using similar fishing effort                would provide targeted outreach on
                                              flagged-vessels permitted to fish for                   redistribution proposed in Draft                      dusky shark identification and
                                              HMS in a portion of the existing                        Amendment 7. Overall, the adverse                     regulations, which should decrease
                                              Charleston Bump time/area closure                       socioeconomic effects of dusky shark                  interactions with dusky sharks. This
                                              during the month of November where                      hotspot closures are expected to be less              alternative would have neutral
                                              elevated levels of dusky shark                          if a conditional access alternative is                economic impacts because the
                                              interactions have been reported. This                   implemented because some vessels                      fishermen are already required to attend
                                              alternative is expected to have minor                   would still be able to access and fish the            a workshop, incur some travel costs,
                                              short- and long-term direct adverse                     hotspot closures. This alternative would              and would not be fishing while taking
                                              economic impacts on 32 vessels that                     have neutral to beneficial effects for                attending the workshop. Given the
                                              have historically fished in this                        vessels that are still authorized to fish             neutral economic impacts and this
                                              Charleston Bump Hotspot area during                     in these regions, as they would not be                alternative’s potential to decrease dusky
                                              the month of November. The average                      held accountable for the behavior of                  interactions and mortality, NMFS
                                              annual revenue from 2008 through 2014                   other individuals and would not have to               prefers this alternative.
                                              from all fishing sets made in this                      change their current fishing operations.
                                              hotspot closure area has been                                                                                 Alternative B6—Preferred Alternative
                                              approximately $7,030 per vessel during                  Alternative B4j                                          The economic impacts associated
                                              the month of November, assuming that                       This alternative would implement                   with Alternative B6, which would
                                              fishing effort does not move to other                   bycatch caps on dusky shark                           increase dusky shark outreach and
                                              areas. However, it is likely that some of               interactions in hotspot areas. Under this             awareness through development of
                                              the vessels that would be impacted by                   alternative, NMFS would allow pelagic                 additional commercial fishery outreach
                                              this hotspot closure would redistribute                 longline vessels limited access to high               materials and establish a
                                              their effort to other fishing areas. The                dusky shark interaction areas with an                 communication and fishing set
                                              net impact of the Charleston Bump                       observer onboard while limiting the                   relocation protocol for HMS commercial
                                              Hotspot November closure on fishing                     number of dusky shark interactions that               fishermen following interactions with
                                              revenues after considering likely                       could occur in these areas. Once the                  dusky sharks and increase outreach to
                                              redistribution of effort is estimated to be             dusky shark bycatch cap for an area is                the pelagic longline fleet, are
                                              $2,720 per vessel per year. Alternative                 reached, that area would close until the              anticipated to be neutral. These
                                              B4h would result in minor adverse                       end of the three-year bycatch cap                     requirements would not cause a
                                              social and economic impacts as a result                 period. This alternative could lead to                substantial change to current fishing
                                              of restricting pelagic longline vessels                 adverse economic impacts by reducing                  operations, but have the potential to
                                              from fishing in the Charleston Bump                     annual revenue from fishing in the                    help fishermen become more adept in
                                              Hotspot November area, thus causing                     various hot spot areas depending on the               avoiding dusky sharks. If fishermen
                                              decreased revenues and increased costs                  number of hotspots where bycatch cap                  become better at avoiding dusky sharks,
                                              associated with fishing in potentially                  limits are reached, the timing of those               there is the possibility that target catch
                                              more distant waters if vessel operators                 potential closures during the year, and               could increase. On the other hand, the
                                              redistribute their effort.                              the amount of effort redistribution that              requirement to move the subsequent
                                                                                                      occurs after the closures. In addition to             fishing set one nautical mile from where
                                              Alternative B4i
                                                                                                      direct impacts to vessels owners,                     a previous dusky shark interaction
                                                 This alternative would provide strong                operators, and crew members, this                     occurred could move fishermen away
                                              incentives to avoid dusky sharks and to                 alternative would have moderate,                      from areas where they would prefer to
                                              reduce interactions by modifying fishing                adverse indirect impacts in the short-                fish and it could increase fuel usage and
                                              behavior. Participants in the pelagic                   and long-term on fish dealers,                        fuel costs. Given the neutral economic
                                              longline fleet have requested increased                 processors, bait/gear suppliers, and                  impacts of this alternative and its
                                              individual accountability within the                    other shore-based businesses impacted                 expectation to decrease dusky shark
                                              fishery in light of several management                  by reduced fishing opportunities for                  interactions, NMFS prefers this
                                              issues facing the fishery (e.g., bluefin                pelagic longline vessel owners that                   alternative.
                                              tuna, dusky sharks). NMFS first                         would have fished in the hotspot area.
                                              developed the use of conditional access                                                                       Alternative B7
                                              under Draft Amendment 7, in part due                    Alternative B5—Preferred Alternative                    NMFS would seek, through
                                              to the public comments and feedback                       Alternative B5, a preferred alternative,            collaboration with the affected states
                                              received regarding the original dusky                   would provide additional training to                  and the ASMFC, to extend the end date
                                              hotspot closures proposed in Draft                      pelagic longline, bottom longline, and                of the existing state shark closure from
                                              Amendment 5. This approach would                        shark gillnet vessel owners and                       July 15 to July 31. Currently, the states
                                              address the fact that, according to HMS                 operators as a new part of all Safe                   of Virginia, Maryland, Delaware, and
                                              logbook data, relatively few vessels have               Handling and Release Workshops. The                   New Jersey have a state-water
                                              consistently accounted for the majority                 course would be taught in conjunction                 commercial shark closure from May 15
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                                              of the dusky shark interactions.                        with the current Protected Species Safe               to July 15. In 2014, 621 lb dw of
                                              Conditional access would not impact                     Handling, Release, and Identification                 aggregated LCS and 669 lb dw of
                                              the entire fleet for interactions made by               workshops that HMS pelagic longline,                  hammerhead sharks were landed by
                                              a relatively small proportion of vessels.               bottom longline, and shark gillnet vessel             commercial fishermen in Virginia,
                                              Therefore, depending on the metrics                     owners and operators are already                      Maryland, and New Jersey from July 15
                                              selected and fishery participant                        required to attend. The training course               to July 31. Based on 2014 ex-vessel
                                              behavior, this alternative could have                   would provide information regarding                   prices, the annual gross revenues loss


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                                              16504                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              for aggregated LCS and hammerhead                       hooks. However, there is some                         interactions with dusky sharks. To the
                                              shark meat to the regional fleet in                     indication that the use of circle hooks               extent that any reduction actually
                                              revenues due to an extended closure                     may reduce catch per unit effort (CPUE)               occurred, some vessels would be
                                              date would be $847, while the shark fins                resulting in lower catch of target                    constrained by the amount of individual
                                              would be $207. Thus the total loss                      species. To the extent that CPUE is                   quota they are allocated and this could
                                              annual gross revenue for aggregated LCS                 reduced, some commercial fishermen                    reduce their annual revenue. If a pelagic
                                              and hammerhead sharks would be                          using BLL gear may experience reduced                 longline vessel interacts with dusky
                                              $1,054. Extending this closure by 16                    landings and associated revenue with                  sharks early in the year and uses their
                                              days could cause a reduction of                         the use of circle hooks. This alternative             full IDQ allocation, they may be unable
                                              commercial fishing opportunity, likely                  would require the 224 vessels that hold               to continue fishing with pelagic longline
                                              resulting in minor adverse economic                     a shark directed limited access permit as             or bottom longline gear for the rest of
                                              impacts due to reduced opportunities to                 of 2015 to use circle hooks. However,                 the year if they are unable to lease quota
                                              harvest aggregated LCS and                              104 of the 224 vessels have an Atlantic               from other IDQ holders. This would
                                              hammerhead sharks. In the long-term,                    tunas longline permit, which requires                 result in reduced revenues and potential
                                              this reduction would be neutral since                   fishermen to use circle hooks with                    cash flow issues for these small
                                              fishermen would be able to adapt to the                 pelagic longline gear. Thus, those                    businesses.
                                              new opening date.                                       vessels would already possess and use                    If vessel owners are only allocated a
                                                                                                      circle hooks. The remaining 120 permit                very low amount of IDQ, it is very
                                              Alternative B8
                                                                                                      holders would be required to use circle               unlikely that an active trading market
                                                 Under Alternative B8, NMFS would                     hooks when using bottom longline gear.                for IDQs will emerge. The initial
                                              remove pelagic longline gear as an                      Given the low switching costs from J-                 allocations could be insufficient for
                                              authorized gear for Atlantic HMS. All                   hooks to circle hooks and the potential               many vessels to maintain their current
                                              commercial fishing with pelagic                         to reduce dusky shark mortality, NMFS                 levels of fishing activity and they may
                                              longline gear for HMS in the Atlantic,                  prefers this alternative.                             not be able to find IDQs to lease or have
                                              Gulf of Mexico, and Caribbean would be
                                                                                                      Alternative B10                                       insufficient capital to lease a sufficient
                                              prohibited. This would greatly reduce
                                                                                                                                                            amount of IDQs. Some vessel owners
                                              fishing opportunities for pelagic                          Under this alternative, NMFS would
                                                                                                                                                            may view the risk of exceeding their
                                              longline fishing vessel owners.                         annually allocate a certain number of
                                                                                                                                                            IDQ allocations and the associated costs
                                              Prohibiting the use of pelagic longline                 allowable dusky shark interactions to
                                                                                                                                                            of acquiring additional quota to
                                              fishing gear would result in direct and                 each individual shark directed or
                                                                                                                                                            outweigh the potential profit from
                                              indirect, major adverse economic                        incidental limited access permit holder
                                                                                                                                                            fishing, so they may opt to not continue
                                              impacts in the short-and long-term for                  in the HMS pelagic and bottom longline
                                                                                                                                                            participating in the fishery.
                                              pelagic longline vessel owners,                         fisheries. These allocations would be
                                                                                                      transferable between permit holders.                     The annual transaction costs
                                              operators, and crew.
                                                 Between 2008 and 2014, 168 different                 When each vessel’s individual dusky                   associated with matching lessor and
                                              vessels reported using pelagic longline                 shark bycatch quota (IDQ) is reached,                 lessees, the costs associated with
                                              fishing gear in Atlantic HMS Logbooks.                  the vessel would no longer be                         drafting agreements, and the uncertainty
                                              Average annual revenues were                            authorized to fish for HMS for the                    vessel owners would face regarding
                                              estimated to be approximately                           remainder of the year. The concept of                 quota availability would reduce some of
                                              $34,322,983 per year based on HMS                       this alternative is similar to the                    the economic benefits associated with
                                              logbook records, bluefin tuna dealer                    Individual Bluefin Tuna Quota (IBQ)                   leasing quota and fishing.
                                              reports, and the eDealer database. In                   Program implemented in Amendment 7                       There would also be increased costs
                                              2014, there were 110 active pelagic                     to the 2006 Consolidated HMS FMP (79                  associated with bottom longline vessels
                                              longline vessels which produced                         FR 71510), which established individual               obtaining and installing EM and VMS
                                              approximately $33,293,118 in revenues.                  quotas for bluefin tuna bycatch in the                units. Some bottom longline vessel
                                              The 2014 landings value is in line with                 pelagic longline fishery and authorized               owners might have to consider
                                              the 2008 to 2014 average. Therefore,                    retention and sale of such bycatch. We                obtaining new vessels if their current
                                              NMFS expects future revenues forgone                    would not, however, anticipate                        vessels cannot be equipped with EM
                                              revenue on a per vessel basis to be                     authorizing retention and sale of dusky               and VMS. There would be increased
                                              approximately $309,000 per year based                   sharks, because they remain a                         costs associated with VMS reporting of
                                              on 110 vessels generating an estimated                  prohibited species.                                   dusky interactions. Some fishermen
                                              $34 million in revenues per year. This                     The goal of this alternative would be              would also need to ship EM hard drives
                                              displacement of fishery revenues would                  to provide strong individual incentives               after each trip and they may need to
                                              likely cause business closures for a                    to reduce dusky shark interactions                    consider acquiring extra hard drives to
                                              majority of these pelagic longline vessel               while providing flexibility for vessels to            avoid not having one available when
                                              owners. Given the magnitude of the                      continue to operate in the fishery,                   they want to go on a subsequent trip.
                                              economic impact of this alternative, it is              however, several unique issues                           Given the challenges in properly
                                              not a preferred alternative.                            associated with dusky sharks would                    identifying dusky sharks, every shark
                                                                                                      make these goals difficult to achieve.                would need to be brought on board the
                                              Alternative B9—Preferred Alternative                       In order to achieve the mortality                  vessel and ensure an accurate picture of
                                                Under Alternative B9, NMFS would                      reductions based upon the 2016 SEDAR                  identifying features was taken by the
                                              require the use of circle hooks by all                  21 dusky shark assessment update, the                 EM cameras. Such handling would
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                                              HMS directed shark permit holders in                    number of dusky shark interactions may                likely increase dusky shark and other
                                              the bottom longline fishery. This                       need to be substantially reduced. NMFS                shark species mortality and thus not
                                              requirement is expected to reduce the                   expects the allocations to each vessel                fully achieve the stated objectives of this
                                              mortality associated with catch of dusky                may be extremely low and highly                       rule. This alternative is also unlikely to
                                              shark in the bottom longline fishery.                   inaccurate/uncertain. It is not clear that            minimize the economic impact of this
                                                There is negligible cost associated                   an IDQ system without a supportable                   rule as compared to the preferred
                                              with switch from J-hooks to circle                      scientific basis would actually reduce                alternatives given the potential for


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                                                                    Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                   16505

                                              reduced fishing revenues, monitoring                        CFR part or section             Current OMB possess, or land any Atlantic HMS must
                                              equipment costs, and transaction costs.                    where the information             control No.obtain an HMS Charter/Headboat
                                                                                                                collection                (all numberspermit. In order to fish for, retain,
                                              Small Entity Compliance Guide                              requirement is located         begin with 0648–)
                                                                                                                                                      possess, or land Atlantic sharks, the
                                                Section 212 of the Small Business                                                                     owner must have a valid shark
                                              Regulatory Enforcement Fairness Act of                       *            *              *     *    *   endorsement issued by NMFS. A vessel
                                              1996 states that, for each rule or group                 50 CFR:                                        issued an HMS Charter/Headboat permit
                                              of related rules for which an agency is                                                                 for a fishing year shall not be issued an
                                                                                                           *            *              *     *    *   HMS Angling permit, a Swordfish
                                              required to prepare a FRFA, the agency                   635.2 ...............................    –0327 General Commercial permit, or an
                                              shall publish one or more guides to
                                                                                                                                                      Atlantic Tunas permit in any category
                                              assist small entities in complying with                      *            *              *     *    *
                                                                                                       635.4(c) ...........................     –0327
                                                                                                                                                      for that same fishing year, regardless of
                                              the rule, and shall designate such
                                                                                                                                                      a change in the vessel’s ownership.
                                              publications as ‘‘small entity
                                              compliance guides.’’ The agency shall                        *            *              *     *    *   *      *     *     *     *
                                                                                                       635.4(j) ............................    –0327
                                              explain the actions a small entity is                                                                      (c) * * *
                                              required to take to comply with a rule                       *            *              *     *    *      (1) The owner of any vessel used to
                                              or group of rules. Copies of this final                                                                 fish recreationally for Atlantic HMS or
                                              rule and the compliance guide are                        *      *        *         *         *          on which Atlantic HMS are retained or
                                              available upon request from NMFS (see                                                                   possessed recreationally, must obtain an
                                                                                                       Title 50—Wildlife and Fisheries
                                              ADDRESSES). Copies of the compliance                                                                    HMS Angling permit, except as
                                              guide will be available from the Highly                  PART 635—ATLANTIC HIGHLY                       provided in paragraph (c)(2) of this
                                              Migratory Species Management Division                    MIGRATORY SPECIES                              section. In order to fish for, retain,
                                              Web site at http://www.nmfs.noaa.gov/                                                                   possess, or land Atlantic sharks, the
                                              sfa/hms/.                                                ■ 3. The authority citation for part 635       owner must have a valid shark
                                                                                                       continues to read as follows:                  endorsement issued by NMFS. Atlantic
                                              List of Subjects                                                                                        HMS caught, retained, possessed, or
                                                                                                          Authority: 16 U.S.C. 971 et seq.; 16 U.S.C.
                                              15 CFR Part 902                                          1801 et seq.                                   landed by persons on board vessels with
                                                                                                       ■ 4. In § 635.2:
                                                                                                                                                      an HMS Angling permit may not be sold
                                                Reporting and recordkeeping                            ■ a. Remove the definition of ‘‘Protected      or transferred to any person for a
                                              requirements.                                            species safe handling, release, and            commercial purpose. A vessel issued an
                                                                                                       identification workshop certificate’’;         HMS Angling permit for a fishing year
                                              50 CFR Part 635                                                                                         shall not be issued an HMS Charter/
                                                                                                       and
                                                Fisheries, Fishing, Fishing vessels,                   ■ b. Add new definitions for ‘‘Safe            Headboat permit, a Swordfish General
                                              Foreign relations, Imports, Penalties,                   handling, release, and identification          Commercial permit, or an Atlantic
                                              Reporting and recordkeeping                              workshop certificate’’ and ‘‘Shark             Tunas permit in any category for that
                                              requirements, Treaties.                                  endorsement’’ in alphabetical order to         same fishing year, regardless of a change
                                                                                                       read as follows:                               in the vessel’s ownership.
                                                Dated: March 30, 2017.
                                                                                                                                                         (2) A vessel with a valid Atlantic
                                              Alan D. Risenhoover,                                     § 635.2 Definitions.
                                                                                                                                                      Tunas General category permit issued
                                              Acting Deputy Assistant Administrator for                *      *        *         *         *          under paragraph (d) of this section or
                                              Regulatory Programs, National Marine                        Safe handling, release, and                 with a valid Swordfish General
                                              Fisheries Service.                                       identification workshop certificate            Commercial permit issued under
                                                                                                       means the document issued by NMFS,             paragraph (f) of this section may fish in
                                                For reasons set out in the preamble,
                                                                                                       or its designee, indicating that the           a recreational HMS fishing tournament
                                              NMFS amends 15 CFR part 902 and 50
                                                                                                       person named on the certificate has            if the vessel has registered for, paid an
                                              CFR part 635 as follows:                                 successfully completed the Atlantic            entry fee to, and is fishing under the
                                              Title 15—Commerce and Foreign Trade                      HMS safe handling, release, and                rules of a tournament that has registered
                                                                                                       identification workshop.                       with NMFS’ HMS Management Division
                                              PART 902—NOAA INFORMATION                                *      *        *         *         *          as required under § 635.5(d). When a
                                              COLLECTION REQUIREMENTS UNDER                               Shark endorsement means an                  vessel issued a valid Atlantic Tunas
                                              THE PAPERWORK REDUCTION ACT:                             authorization added to an HMS Angling, General category permit or a valid
                                              OMB CONTROL NUMBERS                                      HMS Charter/Headboat, Atlantic Tunas           Swordfish General Commercial permit
                                                                                                       General, or Swordfish General                  is fishing in such a tournament, such
                                              ■ 1. The authority citation for part 902                 Commercial permit that allows for the          vessel must comply with HMS Angling
                                              continues to read as follows:                            retention of authorized Atlantic sharks        category regulations, except as provided
                                                                                                       consistent with all other applicable           in paragraphs (c)(3) through (c)(5) of this
                                                  Authority: 44 U.S.C. 3501 et seq.
                                                                                                       regulations in this part.                      section.
                                              ■  2. In § 902.1, in the table in paragraph              *      *        *         *         *          *      *     *     *     *
                                              (b) under ‘‘50 CFR’’, add entries for                    ■ 5. In § 635.4, revise paragraphs (b)(1),
                                                                                                                                                         (5) In order to fish for, retain, possess,
                                              ‘‘635.2’’, ‘‘635.4(c)’’, and ‘‘635.4(j)’’ in             (c)(1), and (c)(2), and add paragraphs
                                                                                                                                                      or land sharks, the owner of a vessel
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                                              numerical order to read as follows:                      (c)(5) and (j)(4) to read as follows:
                                                                                                                                                      fishing in a registered recreational HMS
                                              § 902.1 OMB control numbers assigned                     § 635.4 Permits and fees.                      fishing tournament and issued either an
                                              pursuant to the Paperwork Reduction Act.                 *      *        *         *         *          Atlantic Tunas General category or
                                                                                                          (b) * * *                                   Swordfish General Commercial permit
                                              *       *     *       *      *                                                                          must have a shark endorsement.
                                                                                                          (1) The owner of a charter boat or
                                                  (b) * * *                                            headboat used to fish for, retain,             *      *     *     *     *


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                                              16506                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                                 (j) * * *                                            any person who completes a safe                       certificates for additional vessels that
                                                 (4) In order to obtain a shark                       handling, release, and identification                 they own. Shark dealers may request
                                              endorsement to fish for, retain, possess,               workshop. If an owner owns multiple                   from NMFS additional Atlantic shark
                                              or land sharks, a vessel owner with a                   vessels, NMFS will issue a certificate for            identification workshop certificates for
                                              vessel fishing in a registered                          each vessel that the owner owns upon                  additional places of business authorized
                                              recreational HMS fishing tournament                     successful completion of one workshop.                to receive sharks that they own as long
                                              and issued or required to be issued                     An owner who is also an operator will                 as they, and not a proxy, were issued
                                              either an Atlantic Tunas General                        be issued multiple certificates, one as               the certificate. All certificates must be
                                              category or Swordfish General                           the owner of the vessel and one as the                renewed prior to the date of expiration
                                              Commercial permit or a vessel owner of                  operator.                                             on the certificate.
                                              a vessel issued or required to be issued                   (3) The owner of a vessel that fishes                 (7) To receive the safe handling,
                                              an HMS Angling or HMS Charter/                          with longline or gillnet gear, as                     release, and identification workshop
                                              Headboat permit must take a shark                       specified in paragraph (a)(1) of this                 certificate or Atlantic shark
                                              endorsement online quiz. After                          section, is required to possess on board              identification workshop certificate,
                                              completion of the quiz, NMFS will issue                 the vessel a valid safe handling, release,            persons required to attend the workshop
                                              the vessel owner a new or revised                       and identification workshop certificate               must first show a copy of their HMS
                                              permit with the shark endorsement for                   issued to that vessel owner. A copy of                permit, as well as proof of identification
                                              the vessel. The vessel owner can take                   a valid safe handling, release, and                   to NMFS or NMFS’ designee at the
                                              the quiz at any time during the fishing                 identification workshop certificate                   workshop. If a permit holder is a
                                              year, but his or her vessel may not leave               issued to the vessel owner for a vessel               corporation, partnership, association, or
                                              the dock on a trip during which sharks                  that fishes with longline or gillnet gear             any other entity, the individual
                                              will be fished for, retained, possessed,                must be included in the application                   attending on behalf of the permit holder
                                              or landed unless a new or revised                       package to renew or obtain a shark or                 must show proof that he or she is the
                                              permit with a shark endorsement has                     swordfish limited access permit.                      permit holder’s agent and provide a
                                              been issued by NMFS for the vessel. The                    (4) An operator that fishes with                   copy of the HMS permit to NMFS or
                                              addition of a shark endorsement to the                  longline or gillnet gear as specified in              NMFS’ designee at the workshop. For
                                              permit does not constitute a permit                     paragraph (a)(1) of this section must                 proxies attending on behalf of a shark
                                              category change and does not change                     possess on board the vessel a valid safe              dealer, the proxy must have
                                              the timing considerations for permit                    handling, release, and identification                 documentation from the shark dealer
                                              category changes specified in paragraph                 workshop certificate issued to that                   acknowledging that the proxy is
                                              (j)(3) of this section. Vessel owners may               operator, in addition to a certificate                attending the workshop on behalf of the
                                              request that NMFS remove the shark                      issued to the vessel owner.                           Atlantic shark dealer and must show a
                                              endorsement from the permit at any                                                                            copy of the Atlantic shark dealer permit
                                                                                                      *      *      *     *     *
                                              time. If NMFS removes the shark                                                                               to NMFS or NMFS’ designee at the
                                                                                                         (c) * * *
                                              endorsement from the vessel permit, no                     (2) If a vessel fishes with longline or            workshop.
                                              person on board the vessel may fish for,                gillnet gear as described in paragraph                ■ 7. In § 635.19, revise paragraph (d) to
                                              retain, possess, or land sharks.                        (a)(1) of this section, the vessel owner              read as follows:
                                              *       *    *      *      *                            may not renew a shark or swordfish                    § 635.19    Authorized gears.
                                              ■ 6. In § 635.8, revise paragraphs (a),                 limited access permit, issued pursuant                *      *    *     *     *
                                              (c)(2), (c)(3), (c)(5), (c)(6), and (c)(7) as           to § 635.4(e) or (f), without submitting a               (d) Sharks. (1) No person may possess
                                              follows:                                                valid safe handling, release, and                     a shark without a permit issued under
                                                                                                      identification workshop certificate with              § 635.4.
                                              § 635.8   Workshops.                                    the permit renewal application.                          (2) No person issued a Federal
                                                 (a) Safe handling, release, and                         (3) A vessel that fishes with longline             Atlantic commercial shark permit under
                                              identification workshops. (1) Both the                  or gillnet gear as described in paragraph             § 635.4 may possess a shark taken by
                                              owner and operator of a vessel that                     (a)(1) of this section and that has been,             any gear other than rod and reel,
                                              fishes with Longline or gillnet gear must               or should be, issued a valid limited                  handline, bandit gear, longline, or
                                              be certified by NMFS, or its designee, as               access permit pursuant to § 635.4(e) or               gillnet, except that smoothhound sharks
                                              having completed a safe handling,                       (f), may not fish unless a valid safe                 may be retained incidentally while
                                              release, and identification workshop                    handling, release, and identification                 fishing with trawl gear subject to the
                                              before a shark or swordfish limited                     workshop certificate has been issued to               restrictions specified in § 635.24(a)(7).
                                              access vessel permit, pursuant to                       both the owner and operator of that                      (3) No person issued an HMS
                                              § 635.4(e) and (f), is renewed. For the                 vessel.                                               Commercial Caribbean Small Boat
                                              purposes of this section, it is a                       *      *      *     *     *                           permit may possess a shark taken from
                                              rebuttable presumption that a vessel                       (5) A vessel owner, operator, shark                the U.S. Caribbean, as defined at § 622.2
                                              fishes with longline or gillnet gear if:                dealer, proxy for a shark dealer, or                  of this chapter, by any gear other than
                                              Longline or gillnet gear is onboard the                 participant who is issued either a safe               with rod and reel, handline or bandit
                                              vessel; logbook reports indicate that                   handling, release, and identification                 gear.
                                              longline or gillnet gear was used on at                 workshop certificate or an Atlantic                      (4) Persons on a vessel issued a permit
                                              least one trip in the preceding year; or,               shark identification workshop certificate             with a shark endorsement under § 635.4
                                              in the case of a permit transfer to new                 may not transfer that certificate to                  may possess a shark only if the shark
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                                              owners that occurred less than a year                   another person.                                       was taken by rod and reel or handline,
                                              ago, logbook reports indicate that                         (6) Vessel owners issued a valid safe              except that persons on a vessel issued
                                              longline or gillnet gear was used on at                 handling, release, and identification                 both an HMS Charter/Headboat permit
                                              least one trip since the permit transfer.               workshop certificate may request, in the              (with or without a shark endorsement)
                                                 (2) NMFS, or its designee, will issue                application for permit transfer per                   and a Federal Atlantic commercial shark
                                              a safe handling, release, and                           § 635.4(l)(2), additional safe handling,              permit may possess sharks taken by rod
                                              identification workshop certificate to                  release, and identification workshop                  and reel, handline, bandit gear, longline,


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                                                                   Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations                                             16507

                                              or gillnet if the vessel is engaged in a                from the reported location of the dusky               location of the dusky shark interaction
                                              non for-hire fishing trip and the                       shark catch. Vessel owners and                        over the radio to other fishing vessels in
                                              commercial shark fishery is open                        operators are encouraged to move the                  the surrounding area. Subsequent
                                              pursuant to § 635.28(b).                                vessel further away than 1 nmi if                     fishing sets by that vessel that trip must
                                              *     *      *     *     *                              conditions (e.g., water temperature,                  be at least 1 nmi from the reported
                                              ■ 8. In § 635.21:
                                                                                                      depth, tide, etc.) indicate that moving a             location of the dusky shark catch. Vessel
                                              ■ a. Add paragraph (c)(6);
                                                                                                      greater distance is warranted to avoid                owners and operators are encouraged to
                                              ■ b. Revise the introductory text for
                                                                                                      additional dusky shark interactions.                  move the vessel further away than 1 nmi
                                              paragraph (d)(2);                                       *      *     *     *     *                            if conditions (e.g., water temperature,
                                              ■ c. Add paragraphs (d)(2)(iii) and                        (4) Vessels that have bottom longline              depth, tide, etc.) indicate that moving a
                                              (d)(4);                                                 gear on board and that have been issued,              greater distance is warranted to avoid
                                              ■ d. Revise paragraph (f); and                          or are required to have been issued, a                additional dusky shark interactions.
                                              ■ e. Add paragraphs (g)(5) and (k).                     directed shark limited access permit                  *      *    *      *     *
                                                The additions and revisions read as                   under § 635.4(e) must have only circle                   (k) Handline. (1) A person on board a
                                              follows:                                                hooks as defined at § 635.2 on board.                 vessel that has been issued or is
                                                                                                      *      *     *     *     *                            required to be issued a permit with a
                                              § 635.21 Gear operation and deployment                     (f) Rod and reel. (1) Persons who have             shark endorsement under this part and
                                              restrictions.                                                                                                 who is participating in an HMS
                                                                                                      been issued or are required to be issued
                                              *       *     *   *      *                              a permit under this part and who are                  registered tournament that bestows
                                                 (c) * * *                                            participating in a ‘‘tournament,’’ as                 points, prizes, or awards for Atlantic
                                                 (6) The owner or operator of a vessel                defined in § 635.2, that bestows points,              sharks must deploy only non-offset,
                                              permitted or required to be permitted                   prizes, or awards for Atlantic billfish               corrodible circle hooks when fishing for,
                                              under this part and that has pelagic                    must deploy only non-offset circle                    retaining, possessing, or landing sharks
                                              longline gear on board must undertake                   hooks when using natural bait or natural              south of 41°43′ N. latitude, except when
                                              the following shark bycatch mitigation                  bait/artificial lure combinations, and                fishing with flies or artificial lures. Any
                                              measures:                                               may not deploy a J-hook or an offset                  shark caught south of 41°43′ N. latitude
                                                 (i) Handling and release                             circle hook in combination with natural               on non-circle hooks must be released,
                                              requirements. As safely as practicable,                 bait or a natural bait/artificial lure                unless the shark was caught when
                                              any hooked or entangled sharks that are                 combination.                                          fishing with flies or artificial lures.
                                              not being retained must be released                        (2) A person on board a vessel that                   (2) A person on board a vessel that
                                              using dehookers or line clippers or                     has been issued or is required to be                  has been issued or is required to be
                                              cutters. If using a line clipper or cutter,             issued a permit with a shark                          issued an HMS Angling permit with a
                                              the gangion must be cut so that less than               endorsement under this part and who is                shark endorsement or a person on board
                                              three feet (91.4 cm) of line remains                    participating in an HMS registered                    a vessel with an HMS Charter/Headboat
                                              attached to the hook.                                   tournament that bestows points, prizes,               permit with a shark endorsement must
                                                 (ii) Fleet communication and                         or awards for Atlantic sharks must                    deploy only non-offset, corrodible circle
                                              relocation protocol. The owner or                       deploy only non-offset, corrodible circle             hooks when fishing for, retaining,
                                              operator of any vessel that catches a                   hooks when fishing for, retaining,                    possessing, or landing sharks south of
                                              dusky shark must, as quickly as                         possessing, or landing sharks south of                41°43′ N. latitude, except when fishing
                                              practicable, broadcast the location of the              41°43′ N. latitude, except when fishing               with flies or artificial lures. Any shark
                                              dusky shark interaction over the radio to               with flies or artificial lures. Any shark             caught south of 41°43′ N. latitude on
                                              other fishing vessels in the surrounding                caught south of 41°43′ N. latitude on                 non-circle hooks must be released,
                                              area. Subsequent fishing sets by that                   non-circle hooks must be released,                    unless the shark was caught when
                                              vessel on that trip must be at least 1 nmi              unless the shark was caught when                      fishing with flies or artificial lures.
                                              from the reported location of the dusky                 fishing with flies or artificial lures.               ■ 9. In § 635.22, revise paragraph (c)(1)
                                              shark catch. Vessel owners and                             (3) A person on board a vessel that                to read as follows:
                                              operators are encouraged to move the                    has been issued or is required to be
                                              vessel further away than 1 nmi if                       issued an HMS Angling permit with a                   § 635.22    Recreational retention limits.
                                              conditions (e.g., water temperature,                    shark endorsement or an HMS Charter/                    (c) * * *
                                              depth, tide, etc.) indicate that moving a               Headboat permit with a shark                            (1) The recreational retention limit for
                                              greater distance is warranted to avoid                  endorsement must deploy only non-                     sharks applies to any person who fishes
                                              additional dusky shark interactions.                    offset, corrodible circle hooks when                  in any manner, except to persons aboard
                                                 (d) * * *                                            fishing for, retaining, possessing, or                a vessel that has been issued a Federal
                                                 (2) The operator of a vessel required                landing sharks south of 41°43′ N.                     Atlantic commercial shark vessel permit
                                              to be permitted under this part and that                latitude, except when fishing with flies              under § 635.4. The retention limit can
                                              has bottom longline gear on board must                  or artificial lures. Any shark caught                 change depending on the species being
                                              undertake the following bycatch                         south of 41°43′ N. latitude on non-circle             caught and the size limit under which
                                              mitigation measures:                                    hooks must be released, unless the shark              they are being caught as specified under
                                              *       *     *   *      *                              was caught when fishing with flies or                 § 635.20(e). If a commercial Atlantic
                                                 (iii) Fleet communication and                        artificial lures.                                     shark quota is closed under § 635.28, the
                                              relocation protocol. The owner or                          (g) * * *                                          recreational retention limit for sharks
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                                              operator of any vessel that catches a                      (5) Fleet communication and                        and no sale provision in paragraph (a)
                                              dusky shark must, as quickly as                         relocation protocol. The owner or                     of this section may be applied to
                                              practicable, broadcast the location of the              operator of any vessel issued or required             persons aboard a vessel issued a Federal
                                              dusky shark interaction over the radio to               to be issued a Federal Atlantic                       Atlantic commercial shark vessel permit
                                              other fishing vessels in the surrounding                commercial shark limited access permit                under § 635.4, only if that vessel has
                                              area. Subsequent fishing sets by that                   that catches a dusky shark must, as                   also been issued an HMS Charter/
                                              vessel on that trip must be at least 1 nmi              quickly as practicable, broadcast the                 Headboat permit with a shark


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                                              16508                Federal Register / Vol. 82, No. 63 / Tuesday, April 4, 2017 / Rules and Regulations

                                              endorsement under § 635.4 and is                           (51) Fish without having on board the                 (23) Except when fishing only with
                                              engaged in a for-hire fishing trip. A                   vessel a valid safe handling, release, and            flies or artificial lures, fish for, retain,
                                              person on board a vessel that has been                  identification workshop certificate                   possess, or land sharks south of 41°43′
                                              issued or is required to be issued a                    issued to the vessel owner and operator               N. latitude without deploying non-
                                              permit with a shark endorsement under                   as required in § 635.8.                               offset, corrodible circle hooks when
                                              § 635.4 may be required to use non-                        (52) Falsify a NMFS safe handling,                 issued an Atlantic HMS Angling permit
                                              offset, corrodible circle hooks as                      release, and identification workshop                  or HMS Charter/Headboat permit with a
                                              specified in § 635.21(f) and (k) in order               certificate or a NMFS Atlantic shark                  shark endorsement, as specified in
                                              to retain sharks per the retention limits               identification workshop certificate as                § 635.21(f) and (k).
                                              specified in this section.                              specified at § 635.8.                                    (24) Release sharks with more than 3
                                              *     *     *     *     *                               *      *     *      *     *                           feet (91.4 cm) of trailing gear, as
                                                                                                         (d) * * *                                          specified in § 635.21(c)(6).
                                              ■ 10. In § 635.71, revise paragraphs                                                                             (25) Fail to follow the fleet
                                                                                                         (21) Fish for, retain, possess, or land
                                              (a)(50) through (52), and add paragraphs                                                                      communication and relocation protocol
                                                                                                      sharks without a shark endorsement, as
                                              (d)(21) through (d)(26) to read as                                                                            for dusky sharks as specified at
                                                                                                      specified in § 635.4(b) and (c).
                                              follows:                                                                                                      § 635.21(c)(6), (d)(2), and (g)(5).
                                                                                                         (22) Except when fishing only with
                                              § 635.71   Prohibitions.                                flies or artificial lures, fish for, retain,             (26) Deploy bottom longline gear
                                                                                                      possess, or land sharks south of 41°43′               without circle hooks, or have on board
                                              *     *    *     *    *                                                                                       both bottom longline gear and non-
                                                                                                      N. latitude without deploying non-
                                                (a) * * *                                             offset, corrodible circle hooks when                  circle hooks, as specified at
                                                (50) Fish without a NMFS safe                         fishing at a registered recreational HMS              § 635.21(d)(4).
                                              handling, release, and identification                   fishing tournament that has awards or                 *      *     *      *     *
                                              workshop certificate, as required in                    prizes for sharks, as specified in                    [FR Doc. 2017–06591 Filed 4–3–17; 8:45 am]
                                              § 635.8.                                                § 635.21(f) and (k).                                  BILLING CODE 3510–22–P
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Document Created: 2017-04-03 23:53:53
Document Modified: 2017-04-03 23:53:53
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective on June 5, 2017, except for the amendments to Sec. 635.4 (b), (c), and (j); Sec. 635.19 (d); Sec. 635.21(d)(4), (f), and (k); Sec. 635.22 (c); Sec. 635.71 (d)(21), (d)(22), (d)(23), and (d)(26), which will be effective on January 1, 2018.
ContactTobey Curtis at 978-281-9273 or Karyl Brewster-Geisz at 301-427-8503.
FR Citation82 FR 16478 
RIN Number0648-BD22
CFR Citation15 CFR 902
50 CFR 635
CFR AssociatedReporting and Recordkeeping Requirements; Fisheries; Fishing; Fishing Vessels; Foreign Relations; Imports; Penalties and Treaties

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