82_FR_17131 82 FR 17065 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay

82 FR 17065 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 66 (April 7, 2017)

Page Range17065-17066
FR Document2017-06911

Federal Register, Volume 82 Issue 66 (Friday, April 7, 2017)
[Federal Register Volume 82, Number 66 (Friday, April 7, 2017)]
[Notices]
[Pages 17065-17066]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-06911]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-80364; File No. SR-CHX-2017-04]


Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; 
Notice of Designation of a Longer Period for Commission Action on 
Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay

April 3, 2017.
    On February 10, 2017, the Chicago Stock Exchange, Inc. (``CHX'') 
filed with the Securities and Exchange Commission (``Commission''), 
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to 
adopt the CHX Liquidity Enhancing Access Delay. The proposed rule 
change was published for comment in the Federal Register on February 
21, 2017.\3\ The Commission has received 9 comments on the proposal, 
including a response from the Exchange.\4\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 80041 (February 14, 
2017), 82 FR 11252.
    \4\ See letters from: (1) Ryan Hitch, Head of Equities Trading, 
XR Securities LLC, dated February 24, 2017; (2) Douglas A. Cifu, 
Chief Executive Officer, Virtu Financial LLC, dated February 27, 
2017; (3) Joanna Mallers, Secretary, FIA Principal Traders Group, 
dated March 13, 2017; (4) Adam Nunes, Head of Business Development, 
Hudson River Trading LLC, dated March 13, 2017; (5) R.T. 
Leuchtkafer, dated March 14, 2017; (6) Stephen John Berger, Managing 
Director, Government & Regulatory Policy, Citadel Securities, dated 
March 14, 2017; (7) Tyler Gellasch, Executive Director, Healthy 
Markets Association, March 17, 2017; (8) Elizabeth K. King, General 
Counsel and Corporate Secretary, New York Stock Exchange, dated 
March 20, 2017; and (9) James G. Ongena, Executive Vice President 
and General Counsel, CHX, dated March 24, 2017. All comments on the 
proposed rule change are available at: https://www.sec.gov/comments/sr-chx-2017-04/chx201704.htm.
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    Section 19(b)(2) of the Act \5\ provides that within 45 days of the 
publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding, or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day after publication of the notice for this proposed rule change 
is April 7, 2017.

[[Page 17066]]

The Commission is extending this 45-day time period.
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    \5\ 15 U.S.C. 78s(b)(2).
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    The Commission finds it appropriate to designate a longer period 
within which to take action on the proposed rule change so that it has 
sufficient time to consider this proposed rule change and the comments. 
Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\6\ designates May 22, 2017, as the date by which the Commission 
shall either approve or disapprove, or institute proceedings to 
determine whether to disapprove, the proposed rule change (File No. SR-
CHX-2017-04).
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    \6\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\7\
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    \7\ 17 CFR 200.30-3(a)(31).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-06911 Filed 4-6-17; 8:45 am]
 BILLING CODE 8011-01-P



                                                                                 Federal Register / Vol. 82, No. 66 / Friday, April 7, 2017 / Notices                                                 17065

                                               would ‘‘require participants to have                    Number SR–FICC–2017–803 on the                        SECURITIES AND EXCHANGE
                                               sufficient financial resources and robust               subject line.                                         COMMISSION
                                               operational capacity to meet obligations
                                               arising from participation in the clearing              Paper Comments
                                                                                                                                                             [Release No. 34–80364; File No. SR–CHX–
                                               agency’’ and ‘‘provide market                             • Send paper comments in triplicate                 2017–04]
                                               participants with sufficient information                to Secretary, Securities and Exchange
                                               for them to identify and evaluate the                   Commission, 100 F Street NE.,                         Self-Regulatory Organizations;
                                               risks and costs associated with using its                                                                     Chicago Stock Exchange, Inc.; Notice
                                                                                                       Washington, DC 20549.
                                               services,’’ consistent with the                                                                               of Designation of a Longer Period for
                                               requirements of Rules 17Ad–22(d)(2)                     All submissions should refer to File                  Commission Action on Proposed Rule
                                               and (d)(9), cited above.                                Number SR–FICC–2017–803. This file                    Change To Adopt the CHX Liquidity
                                               III. Date of Effectiveness of the Advance               number should be included on the                      Enhancing Access Delay
                                               Notice, and Timing for Commission                       subject line if email is used. To help the
                                                                                                       Commission process and review your                    April 3, 2017.
                                               Action
                                                                                                       comments more efficiently, please use                   On February 10, 2017, the Chicago
                                                  The proposed change may be                           only one method. The Commission will                  Stock Exchange, Inc. (‘‘CHX’’) filed with
                                               implemented if the Commission does                      post all comments on the Commission’s                 the Securities and Exchange
                                               not object to the proposed change                       Internet Web site (http://www.sec.gov/                Commission (‘‘Commission’’), pursuant
                                               within 60 days of the later of (i) the date             rules/sro.shtml). Copies of the                       to Section 19(b)(1) of the Securities
                                               that the proposed change was filed with                 submission, all subsequent                            Exchange Act of 1934 (‘‘Act’’) 1 and Rule
                                               the Commission or (ii) the date that any                amendments, all written statements                    19b–4 thereunder,2 a proposed rule
                                               additional information requested by the                                                                       change to adopt the CHX Liquidity
                                                                                                       with respect to the Advance Notice that
                                               Commission is received. The clearing                                                                          Enhancing Access Delay. The proposed
                                                                                                       are filed with the Commission, and all
                                               agency shall not implement the                                                                                rule change was published for comment
                                               proposed change if the Commission has                   written communications relating to the
                                                                                                       Advance Notice between the                            in the Federal Register on February 21,
                                               any objection to the proposed change.                                                                         2017.3 The Commission has received 9
                                                  The Commission may extend the                        Commission and any person, other than
                                                                                                       those that may be withheld from the                   comments on the proposal, including a
                                               period for review by an additional 60                                                                         response from the Exchange.4
                                               days if the proposed change raises novel                public in accordance with the
                                               or complex issues, subject to the                       provisions of 5 U.S.C. 552, will be                     Section 19(b)(2) of the Act 5 provides
                                               Commission providing the clearing                       available for Web site viewing and                    that within 45 days of the publication of
                                               agency with prompt written notice of                    printing in the Commission’s Public                   notice of the filing of a proposed rule
                                               the extension. A proposed change may                    Reference Room, 100 F Street, NE.,                    change, or within such longer period up
                                               be implemented in less than 60 days                     Washington, DC 20549, on official                     to 90 days as the Commission may
                                               from the date the advance notice is                     business days between the hours of                    designate if it finds such longer period
                                               filed, or the date further information                  10:00 a.m. and 3:00 p.m. Copies of the                to be appropriate and publishes its
                                               requested by the Commission is                          filing also will be available for                     reasons for so finding, or as to which the
                                               received, if the Commission notifies the                inspection and copying at the principal               self-regulatory organization consents,
                                               clearing agency in writing that it does                 office of FICC and on DTCC’s Web site                 the Commission shall either approve the
                                               not object to the proposed change and                   (http://dtcc.com/legal/sec-rule-                      proposed rule change, disapprove the
                                               authorizes the clearing agency to                                                                             proposed rule change, or institute
                                                                                                       filings.aspx). All comments received
                                               implement the proposed change on an                                                                           proceedings to determine whether the
                                                                                                       will be posted without change; the
                                               earlier date, subject to any conditions                                                                       proposed rule change should be
                                                                                                       Commission does not edit personal                     disapproved. The 45th day after
                                               imposed by the Commission.                              identifying information from
                                                  The clearing agency shall post notice                                                                      publication of the notice for this
                                                                                                       submissions. You should submit only                   proposed rule change is April 7, 2017.
                                               on its Web site of proposed changes that                information that you wish to make
                                               are implemented.                                        available publicly. All submissions                     1 15 U.S.C. 78s(b)(1).
                                                  The proposal shall not take effect                   should refer to File Number SR–FICC–                    2 17 CFR 240.19b–4.
                                               until all regulatory actions required                   2017–803 and should be submitted on                     3 See Securities Exchange Act Release No. 80041
                                               with respect to the proposal are                        or before April 24, 2017.                             (February 14, 2017), 82 FR 11252.
                                               completed.                                                                                                      4 See letters from: (1) Ryan Hitch, Head of
                                                                                                         By the Commission.                                  Equities Trading, XR Securities LLC, dated
                                               IV. Solicitation of Comments                            Eduardo A. Aleman,                                    February 24, 2017; (2) Douglas A. Cifu, Chief
                                                                                                                                                             Executive Officer, Virtu Financial LLC, dated
                                                  Interested persons are invited to                    Assistant Secretary.                                  February 27, 2017; (3) Joanna Mallers, Secretary,
                                               submit written data, views, and                         [FR Doc. 2017–06976 Filed 4–6–17; 8:45 am]            FIA Principal Traders Group, dated March 13, 2017;
                                               arguments concerning the foregoing,                     BILLING CODE 8011–01–P
                                                                                                                                                             (4) Adam Nunes, Head of Business Development,
                                               including whether the Advance Notice                                                                          Hudson River Trading LLC, dated March 13, 2017;
                                                                                                                                                             (5) R.T. Leuchtkafer, dated March 14, 2017; (6)
                                               is consistent with the Clearing                                                                               Stephen John Berger, Managing Director,
                                               Supervision Act. Comments may be                                                                              Government & Regulatory Policy, Citadel Securities,
                                               submitted by any of the following                                                                             dated March 14, 2017; (7) Tyler Gellasch, Executive
                                               methods:                                                                                                      Director, Healthy Markets Association, March 17,
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                                                                                                                                                             2017; (8) Elizabeth K. King, General Counsel and
                                               Electronic Comments                                                                                           Corporate Secretary, New York Stock Exchange,
                                                                                                                                                             dated March 20, 2017; and (9) James G. Ongena,
                                                 • Use the Commission’s Internet                                                                             Executive Vice President and General Counsel,
                                               comment form (http://www.sec.gov/                                                                             CHX, dated March 24, 2017. All comments on the
                                                                                                                                                             proposed rule change are available at: https://
                                               rules/sro.shtml); or                                                                                          www.sec.gov/comments/sr-chx-2017-04/
                                                 • Send an email to rule-                                                                                    chx201704.htm.
                                               comments@sec.gov. Please include File                                                                           5 15 U.S.C. 78s(b)(2).




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                                               17066                                Federal Register / Vol. 82, No. 66 / Friday, April 7, 2017 / Notices

                                               The Commission is extending this 45-                       FOR FURTHER INFORMATION CONTACT:     For              Office of Public Diplomacy and Public
                                               day time period.                                           further information, including a list of              Affairs in the Office of the Legal
                                                 The Commission finds it appropriate                      the imported objects, contact the Office              Adviser, U.S. Department of State
                                               to designate a longer period within                        of Public Diplomacy and Public Affairs                (telephone: 202–632–6471; email:
                                               which to take action on the proposed                       in the Office of the Legal Adviser, U.S.              section2459@state.gov). The mailing
                                               rule change so that it has sufficient time                 Department of State (telephone: 202–                  address is U.S. Department of State, L/
                                               to consider this proposed rule change                      632–6471; email: section2459@                         PD, SA–5, Suite 5H03, Washington, DC
                                               and the comments. Accordingly, the                         state.gov). The mailing address is U.S.               20522–0505.
                                               Commission, pursuant to Section                            Department of State, L/PD, SA–5, Suite
                                                                                                                                                                Alyson Grunder,
                                               19(b)(2) of the Act,6 designates May 22,                   5H03, Washington, DC 20522–0505.
                                               2017, as the date by which the                                                                                   Deputy Assistant Secretary for Policy, Bureau
                                                                                                          Alyson Grunder,                                       of Educational and Cultural Affairs,
                                               Commission shall either approve or                                                                               Department of State.
                                               disapprove, or institute proceedings to                    Deputy Assistant Secretary for Policy, Bureau
                                                                                                          of Educational and Cultural Affairs,                  [FR Doc. 2017–06977 Filed 4–6–17; 8:45 am]
                                               determine whether to disapprove, the                       Department of State.                                  BILLING CODE 4710–05–P
                                               proposed rule change (File No. SR–
                                                                                                          [FR Doc. 2017–06978 Filed 4–6–17; 8:45 am]
                                               CHX–2017–04).
                                                                                                          BILLING CODE 4710–05–P
                                                 For the Commission, by the Division of
                                               Trading and Markets, pursuant to delegated                                                                       DEPARTMENT OF TRANSPORTATION
                                               authority.7                                                DEPARTMENT OF STATE
                                               Eduardo A. Aleman,                                                                                               Federal Aviation Administration
                                               Assistant Secretary.                                       [Public Notice: 9953]
                                               [FR Doc. 2017–06911 Filed 4–6–17; 8:45 am]                                                                       Agency Information Collection
                                                                                                          Notice of Determinations; Culturally                  Activities: Requests for Comments;
                                               BILLING CODE 8011–01–P                                     Significant Objects Imported for                      Clearance of Renewed Approval of
                                                                                                          Exhibition Determinations:                            Information Collection: Certification:
                                                                                                          ‘‘Eyewitness Views: Making History in                 Pilots and Flight Instructors
                                               DEPARTMENT OF STATE                                        18th-Century Europe’’ Exhibition
                                               [Public Notice 9954]                                          Notice is hereby given of the                      AGENCY:Federal Aviation
                                                                                                          following determinations: Pursuant to                 Administration (FAA), DOT.
                                               Notice of Determinations; Culturally                       the authority vested in me by the Act of                    Notice and request for
                                                                                                                                                                ACTION:
                                               Significant Objects Imported for                           October 19, 1965 (79 Stat. 985; 22 U.S.C.             comments.
                                               Exhibition Determinations: ‘‘Berlin and                    2459), E.O. 12047 of March 27, 1978, the
                                               Los Angeles: Space for Music’’                             Foreign Affairs Reform and                            SUMMARY:   In accordance with the
                                               Exhibition                                                 Restructuring Act of 1998 (112 Stat.                  Paperwork Reduction Act of 1995, FAA
                                               SUMMARY:   Notice is hereby given of the                   2681, et seq.; 22 U.S.C. 6501 note, et                invites public comments about our
                                               following determinations: Pursuant to                      seq.), Delegation of Authority No. 234 of             intention to request the Office of
                                               the authority vested in me by the Act of                   October 1, 1999, Delegation of Authority              Management and Budget (OMB)
                                               October 19, 1965 (79 Stat. 985;), E.O.                     No. 236–3 of August 28, 2000 (and, as                 approval to reinstate a previously
                                               12047 of March 27, 1978, the Foreign                       appropriate, Delegation of Authority No.              approved information collection. FAA
                                               Affairs Reform and Restructuring Act of                    257–1 of December 11, 2015), I hereby                 regulations prescribe certification
                                               1998 (112 Stat. 2681, et seq.), Delegation                 determine that the objects to be                      standards for pilots, flight instructors,
                                               of Authority No. 234 of October 1, 1999,                   included in the exhibition ‘‘Eyewitness               and ground instructors. The information
                                               Delegation of Authority No. 236–3 of                       Views: Making History in 18th-Century                 collected is used to determine
                                               August 28, 2000 (and, as appropriate,                      Europe,’’ imported from abroad for                    compliance with applicant eligibility.
                                               Delegation of Authority No. 257–1 of                       temporary exhibition within the United                DATES:Written comments should be
                                               December 11, 2015), I hereby determine                     States, are of cultural significance. The             submitted by June 6, 2017.
                                               that objects to be included in the                         objects are imported pursuant to loan
                                               exhibition ‘‘Berlin and Los Angeles:                       agreements with the foreign owners or                 ADDRESSES:   Send comments to the FAA
                                               Space for Music,’’ imported from abroad                    custodians. I also determine that the                 at the following address: Ronda
                                               for temporary exhibition within the                        exhibition or display of the exhibit                  Thompson, Federal Aviation
                                               United States, are of cultural                             objects at J. Paul Getty Museum at the                Administration, ASP–110, 800
                                               significance. The objects are imported                     Getty Center, Los Angeles, California,                Independence Ave. SW., Washington,
                                               pursuant to a loan agreement with the                      from on or about May 9, 2017, until on                DC 20591.
                                               foreign owner or custodian. I also                         or about July 30, 2017, at the                           Public Comments Invited: You are
                                               determine that the exhibition or display                   Minneapolis Institute of Art,                         asked to comment on any aspect of this
                                               of the exhibit objects at the Getty                        Minneapolis, Minnesota, from on or                    information collection, including (a)
                                               Research Institute at the Getty Center,                    about September 10, 2017, until on or                 Whether the proposed collection of
                                               Los Angeles, California, from on or                        about December 31, 2017, at the                       information is necessary for FAA’s
                                               about April 25, 2017, until on or about                    Cleveland Museum of Art, Cleveland,                   performance; (b) the accuracy of the
                                               July 30, 2017, and at possible additional                  Ohio, from on or about February 25,                   estimated burden; (c) ways for FAA to
                                               exhibitions or venues yet to be                            2018, until on or about May 20, 2018,                 enhance the quality, utility and clarity
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                                               determined, is in the national interest.                   and at possible additional exhibitions or             of the information collection; and (d)
                                               I have ordered that Public Notice of                       venues yet to be determined, is in the                ways that the burden could be
                                               these Determinations be published in                       national interest. I have ordered that                minimized without reducing the quality
                                               the Federal Register.                                      Public Notice of these Determinations                 of the collected information. The agency
                                                                                                          be published in the Federal Register.                 will summarize and/or include your
                                                 6 Id.                                                       For further information, including a               comments in the request for OMB’s
                                                 7 17    CFR 200.30–3(a)(31).                             list of the imported objects, contact the             clearance of this information collection.


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Document Created: 2017-04-06 23:49:35
Document Modified: 2017-04-06 23:49:35
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 17065 

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